SEC NEWS DIGEST Issue 2006-238 December 12, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CHANGE IN THE MEETING: ADDITIONAL ITEM The following matter will also be considered as part of Item 3 during the 10:00 a.m. open meeting scheduled for Wednesday, Dec. 13, 2006: The Commission will consider whether to propose changes to its requirements for attestation reports. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. SEC RISK DIRECTOR CHARLES FISHKIN TO LEAVE COMMISSION Established Major New Office and Innovative Risk Management Program The Securities and Exchange Commission announced today that Charles A. Fishkin, Director of the SEC Office of Risk Assessment, will leave the Commission early in the new year to take a risk management position at the New York City headquarters of AllianceBernstein L.P., a global asset management firm. Mr. Fishkin leaves the Commission having introduced important cultural, organizational, and methodological changes to help the Commission better anticipate and address emerging issues and potential problems in the securities markets. Under his leadership, the Commission created the Office of Risk Assessment and introduced an innovative agency-wide risk management program. Mr. Fishkin, 46, will remain at the agency during a transition period to assist with ongoing matters and to work with the Chairman on identifying a successor. "Charles has had an enormous impact preparing the agency to meet tomorrow's challenges," said SEC Chairman Christopher Cox. "The risk program he and his office created will have a lasting effect on the SEC's ability to protect investors, maintain orderly markets, and promote capital formation. Starting a new program within a major federal agency is hugely challenging, but Charles successfully met that challenge through his abilities as an innovator and leader. With Charles's work as our foundation, the Office of Risk Assessment and our risk management program will continue to play a critical role in the success of the Commission's mission." Mr. Fishkin said, "I feel very fortunate to have had the opportunity to serve as a member of the agency's senior staff and to work closely with so many outstanding individuals in our office and across the agency. Their talents have made our capital markets the most admired in the world and America's investors the safest. It has been a unique honor to be asked by Chairman Donaldson to start this new program and continue it under the leadership of Chairman Cox and all of the Commissioners who have served during my time at the agency." "The agency has made extraordinary progress in building a culture of risk management, and I look forward to observing its continued growth in the years ahead," added Mr. Fishkin, who has commuted weekly from Boston since joining the SEC. "This has been the most challenging and rewarding work of my career, and my memories of my time here at the agency will be very fond ones. While I am eager to return to my family, I will very much miss the many personal friendships I have made here and the agency's distinct sense of camaraderie." Mr. Fishkin assumed his current position in July of 2004, when he was appointed by then SEC Chairman William H. Donaldson to coordinate risk management activities across the agency. The Office of Risk Assessment was established to develop a process where senior managers at the Commission have the information to make better, more informed decisions and to adjust operations, resources and methods of oversight to address new challenges and prevent problems. The Office has been active in all aspects of the agency's operations and programs, including investment adviser issues, hedge fund regulation, international regulatory dialogue, disclosure, ethics, emergency preparedness, human capital and diversity. Since its establishment, the Office has helped the agency examine risks across the financial and corporate sector, including risks associated with new products and the increasing complexity of financial instruments and strategies. The Office has introduced various innovative approaches, including new information technology, statistical and quantitative methods, industry dialogue and enhanced collaboration and communication across the agency. Before joining the agency, Mr. Fishkin spent twenty years in the private sector in financial services. He also served on the board of directors of the International Association of Financial Engineers and help found its Operational Risk Committee. Earlier this year he published a book on risk management entitled The Shape of Risk: A New Look at Risk Management. He has a bachelor's degree in economics from the University of Chicago. He and his family currently reside in Wellesley, Mass., and they anticipate moving to the New York area later this year. (Press Rel. 2006-204) ENFORCEMENT PROCEEDINGS SEC FILES FRAUD CHARGES AGAINST HEDGE FUND MANAGER EDWIN "BUCKY" LYON, IV AND THE GRYPHON HEDGE FUNDS FOR ENGAGING IN ILLEGAL "PIPE" TRADING SCHEME The Commission filed securities fraud and related charges today against Edwin "Bucky" Lyon, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C. (collectively, "Gryphon Partners") in the U.S. District Court for the Southern District of New York. The Commission's complaint alleges that the defendants collectively perpetrated an illegal trading scheme to evade the registration requirements of the federal securities laws in connection with at least thirty-five unregistered securities offerings, which are commonly referred to as "PIPEs" (Private Investments in Public Equities), made materially false representations to the PIPE issuers, and engaged in illegal insider trading. The Commission's complaint alleges that, during the period 2001 through 2004, Lyon implemented an unlawful trading scheme that enabled Gryphon Partners to improperly realize more than $6.5 million in ill- gotten gains by investing in PIPE offerings without incurring market risk. Specifically, the complaint alleges: * Lyon and Gryphon Partners, after agreeing to invest in a PIPE transaction, sold short the issuer's stock, frequently through "naked" short sales in Canada. Once the Commission declared the resale registration statement effective, Lyon and Gryphon Partners used the PIPE shares to cover the short positions ? a practice prohibited by the registration provisions of the federal securities laws. * To avoid detection and regulatory scrutiny, Lyon and Gryphon Partners employed a variety of deceptive trading techniques, including wash sales, matched orders, and pre-arranged trades, to make it appear that they were covering their short sales with open market shares, when, in fact, Lyon and Gryphon Partners were on both sides of the transactions and were covering with their PIPE shares. * In each of the transactions, Lyon and Gryphon Partners made materially false representations to the PIPE issuers to induce them to sell securities to Gryphon Partners. As a precondition of participation in a PIPE, Lyon and Gryphon Partners had to represent that they would not sell, transfer or dispose of the PIPE shares other than in compliance with the registration provisions of the Securities Act of 1933. This representation was material to the PIPE issuers, who, as the stock purchase agreements made clear, relied on the investors' representations in order to qualify for an exemption from the registration requirements for their private offering. At the time defendants signed the securities purchase agreements, however, they intended to distribute the restricted PIPE securities in violation of the registration provisions of the Securities Act. * On at least four occasions, Lyon and Gryphon Partners engaged in illegal insider trading by selling short the securities of certain PIPE issuers prior to the public announcement of the PIPE, while using nonpublic information they received when being solicited to invest in the PIPE. Lyon and Gryphon Partners engaged in this conduct notwithstanding their agreement to keep information about the PIPE confidential and/or to refrain from trading prior to the public announcement of the PIPE. Although Lyon and Gryphon Partners received legal advice advising them not to trade prior to the public announcement of PIPE offerings, they disregarded this advice and continued to do so anyway. By engaging in the foregoing conduct, the complaint alleges that defendants violated the registration provisions of the Securities Act (Sections 5(a), 5(b), and 5(c)) and the antifraud provisions of both the Securities Act (Section 17(a)) and the Securities Exchange Act of 1934 (Section 10(b) and Rule 10b-5, thereunder). The Commission's complaint seeks to permanently enjoin defendants from future violations of the applicable provisions of the federal securities laws, disgorgement of ill-gotten gains (with prejudgment interest thereon) and civil penalties. The Commission acknowledges the assistance of the Investment Dealers Association of Canada. The Commission's investigation is continuing. [SEC v. Edwin Buchanan Lyon, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C., Civil Action No. 06 CV 14338, USDC, SDNY] (LR-19942) SEC v. BENNETT ENVIRONMENTAL, INC., JOHN BENNETT, ROBERT GRIFFITHS, AND RICHARD STERN On December 8, the Commission filed a complaint in the U.S. District Court for the Southern District of New York, against Bennett Environmental, Inc. (BEI), a Canadian company, and its former CEO John A. Bennett, its former VP of North American Sales, Robert P.G. Griffiths and its former CFO, Richard L. Stern, for their roles in the repeated dissemination of false and misleading information concerning a Superfund soil remediation contract awarded to the company in 2003. In its complaint, the SEC alleges that between June 2003 and April 2004, Bennett, Stern, and Griffiths caused BEI to issue seven press releases, all of which were filed with the Commission on Form 6-K, in which BEI misrepresented and exaggerated an indefinite delivery/indefinite quantity (ID/IQ) contract it extolled as "the largest in the Company's history" with a value of "$200 million [Canadian]." In reality, the contract had a guaranteed value of less than $250,000, later was cancelled by the Army Corps of Engineers, reinstated on a limited basis, and then re-solicited under materially different terms. During the relevant time period, the defendants failed to inform the public about the material changes to the ID/IQ contract, failed to correct prior false statements, and continued to misrepresent the contract by asserting that it was in full force and effect and worth C$200 million. Only after a new CEO took over at BEI did the true facts come to light, which were disclosed in a July 2004 press release. The SEC's complaint charges BEI with violating Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 12b-20, 13a- 1, and 13a-16 thereunder. The complaint charges the individual defendants with violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and aiding and abetting the company's violations. In addition, the complaint charges Stern with violating Exchange Act Rule 13a-14 for certifying a false and misleading report filed by BEI pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. BEI, Bennett, and Griffiths, without admitting or denying the allegations in the Commission's complaint, each consented to the entry of a final judgment permanently enjoining them from violating or aiding and abetting violations of the provisions they allegedly violated. Bennett agreed to pay a $120,000 civil penalty, Griffiths agreed to pay a $50,000 civil penalty, and both Bennett and Stern agreed to be barred from acting as an officer or director of a public company for a period of ten years. [SEC v. Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths, and Richard L. Stern, Case No. 06-Civ-14294, USDC, SDNY] (LR-19943) SEC CHARGES ADAM LLOYD, CARL UDLER, AND HOWARD MILLER WITH INSIDER TRADING IN THE SECURITIES OF PEC SOLUTIONS, INC.; SETTLEMENT INCLUDES MORE THAN $280,000 IN MONETARY RELIEF The Commission today filed a settled civil action in federal district court against Adam M. Lloyd (Lloyd), Carl D. Udler (Udler), and Howard J. Miller (Miller) alleging violations of federal securities laws in two separate instances of insider trading in the securities of PEC Solutions, Inc. (PEC), a Fairfax, Virginia based government information technology services entity. Without admitting or denying the allegations in the complaint Lloyd, Udler, and Miller consented to entry of a final judgment which imposes permanent injunctions, disgorgement, with prejudgment interest and civil penalties against each defendant. The Commission's complaint alleges that Lloyd, Udler, and Miller engaged in two separate instances of insider trading in PEC securities. On March 13, 2003 PEC announced that it expected reduced financial results for the first quarter 2003 and the year ending Dec. 31, 2003 (the March 2003 Announcement). On April 26, 2005, prior to the opening of the market, Nortel Networks Corp. announced a tender offer to purchase PEC (the April 2005 Announcement). In both instances in advance of these announcements Lloyd purchased PEC securities on the basis of material, non-public information he misappropriated from his father, then PEC's Chief Financial Officer. In both instances Lloyd then tipped Udler, who in turned tipped Miller. Udler and Miller each purchased PEC securities on the basis of material, non-public information provided by Lloyd. The Commission's complaint further alleges that: (i) Lloyd knew the non-public information regarding the March 2003 and April 2005 Announcements he misappropriated from his father was confidential; (ii) Lloyd knew, or was reckless in not knowing, that he violated a duty of trust and confidence to his father by trading in PEC securities before the March 2003 and April 2005 Announcements based on material non-public information he misappropriated from his father, and by tipping Udler regarding those events; (iii) Udler knew, or should have known, that the information he received from Lloyd about PEC shortly before the March 2003 and April 2005 Announcements was material non-public information disclosed in violation of a duty of trust and confidence; and (iv) Miller knew, or should have known, that the information he received from Udler about PEC shortly before the March 2003 and April 2005 Announcements was material non-public information disclosed in violation of a duty of trust and confidence. The Commission's complaint sought from each defendant: (i) permanent injunctions against violations of the antifraud prohibitions contained in Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder; (ii) disgorgement of all profits realized from the unlawful conduct, plus prejudgment interest; and (iii) civil money penalties. SEC Settlement * Lloyd consented to entry of a final judgment that imposes the injunction sought by the Commission, disgorgement of $72,020, prejudgment interest of $6,272.43, and a $36,010 civil penalty. * Udler consented to entry of a final judgment that imposes the injunction sought by the Commission, disgorgement of $49,251, prejudgment interest of $4,290.60, and a $49,251 civil penalty. * Miller consented to entry of a final judgment that imposes the injunction sought by the Commission, disgorgement of $31,260, prejudgment interest of $2,723.28, and a $31,260 civil penalty. [SEC v. Adam M. Lloyd, Carl D. Udler, and Howard J. Miller (USDC for the District of Columbia C.A. No. 06 2106)] (LR-19944) INVESTMENT COMPANY ACT RELEASES THE MAINSTAY FUNDS, ET AL. A notice has been issued giving interested persons until Jan. 5, 2007, to request a hearing on an application filed by The MainStay Funds, et al. for an order exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grant relief from certain disclosure requirements. (Rel. IC-27595 - December 11) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2006-78) filed by the Philadelphia Stock Exchange to eliminate certain license fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54874) A proposed rule change (SR-NASD-2006-126) and Amendment No. 1 thereto filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to integrate its Brut and INET facilities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54901) A proposed rule change (SR-ISE-2006-68) filed by the International Securities Exchange relating to Rule 2107 (Priority and Execution of Orders) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54905) PROPOSED RULE CHANGE The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-08) under Section 19(b)(1) of the Exchange Act that would allow OCC to amend Article XII (Futures and Futures Options), Section 3 (Adjustments to Futures and Futures Options) of OCC's By-Laws to conform to the changes sought in proposed rule change SR-OCC-2006-01 to Article VI (Clearance of Exchange Transactions), Section 11A (Adjustments for Stock Option Contracts). Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54898) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NYSE-2005-09) and Amendment Nos. 1 and 2 thereto submitted by the New York Stock Exchange to amend NYSE Rule 409 (Statements of Accounts to Customers) and to adopt new NYSE Rule 409A (SIPC Disclosures). Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54904) The Commission approved a proposed rule change (SR-NYSE-2006-93) filed by the New York Stock Exchange to amend NYSE Rule 607 concerning the use of the Random Selection Method to appoint arbitrators in matters not involving customers. Publication is expected in the Federal Register during the week of December 11. (Rel. 34-54910) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-10 BROOKFIELD PROPERTIES CORP, BCE PLACE, 181 BAY STREET, SUITE 330, TORONTO, A6, M5J 2T3, 416-369-2300 - 0 ($825,000,000.00) Equity, (File 333-139226 - Dec. 11) (BR. 08A) S-3 SYNTEL INC, 525 EAST BIG BEAVER ROAD, SUITE 300, TROY, MI, 48083, 2486193524 - 0 ($91,804,500.00) Equity, (File 333-139227 - Dec. 11) (BR. 03A) S-8 SOLAR ENERGY LTD, 145-925 WEST GEORGIA STREET, VANCOUVER, A1, V6E 3L2, 8008180204 - 2,500,000 ($1,525,000.00) Equity, (File 333-139229 - Dec. 11) (BR. 02C) S-3ASR SYMANTEC CORP, 20330 STEVENS CREEK BLVD, CUPERTINO, CA, 95014, 4082539600 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-139230 - Dec. 11) (BR. 03C) SB-2 310 HOLDINGS, INC., 9903 SANTA MONICA BLVD., SUITE 406, BEVERLY HILLS, CA, 90212, (800) 840-0310 - 3,000,000 ($90,000.00) Equity, (File 333-139231 - Dec. 11) (BR. 08) S-8 TRANSMERIDIAN EXPLORATION INC, 2819999091 - 6,816,255 ($25,424,631.00) Equity, (File 333-139232 - Dec. 11) (BR. 04A) F-3 BOS BETTER ONLINE SOLUTIONS LTD, 2,000,000 ($5,000,000.00) Equity, (File 333-139233 - Dec. 11) (BR. 03A) SB-2 LITFUNDING CORP, 6375 S. PECOS ROAD, LAS VEGAS, NV, 89120, (702)898-8388 - 21,730,000 ($1,283,800.00) Equity, (File 333-139234 - Dec. 11) (BR. 11B) S-4 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 405,687 ($18,470,930.00) Other, (File 333-139235 - Dec. 11) (BR. 07C) S-8 SCHULMAN A INC, 3550 W MARKET ST, AKRON, OH, 44333, 3306663751 - 4,572,851 ($104,215,274.29) Equity, (File 333-139236 - Dec. 11) (BR. 06B) S-3 AFFORDABLE RESIDENTIAL COMMUNITIES INC, 7887 E. BELLEVIEW AVE., SUITE 200, ENGLEWOOD, CO, 80111, 303 383-7506 - 0 ($21,372,000.00) Equity, (File 333-139237 - Dec. 11) (BR. 08B) S-3 HARVEY ELECTRONICS INC, 205 CHUBB AVENUE, LYNDHURST, NJ, 07071, 2018420078 - 289,600 ($738,480.00) Equity, (File 333-139238 - Dec. 11) (BR. 02C) S-3ASR AVISTA CORP, 1411 E MISSION AVE, SPOKANE, WA, 99202, 5094890500 - 0 ($0.00) Other, (File 333-139239 - Dec. 11) (BR. 02B) S-1 MACRO Securities Depositor, LLC, 130 7TH AVENUE, #356, NEW YORK, NY, 10011-6632, (973) 889-1973 - 0 ($1,000.00) Equity, (File 333-139243 - Dec. 11) (BR. 05D) S-3 LADENBURG THALMANN FINANCIAL SERVICES INC, 590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 0 ($9,576,000.00) Equity, (File 333-139244 - Dec. 11) (BR. 06B) S-8 LADENBURG THALMANN FINANCIAL SERVICES INC, 590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 0 ($1,710,000.00) Equity, (File 333-139246 - Dec. 11) (BR. 06B) S-8 LADENBURG THALMANN FINANCIAL SERVICES INC, 590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 0 ($5,700,000.00) Equity, (File 333-139247 - Dec. 11) (BR. 06B) S-8 CBS CORP, 51 WEST 52ND STREET, 35TH FLOOR, NEW YORK, NY, 10019, 2129754321 - 0 ($100,000,000.00) Other, (File 333-139248 - Dec. 11) (BR. 11B) S-1 Marquee Holdings Inc., 1221 AVENUE OF THE AMERICAS, 39TH FLOOR, NEW YORK, NY, 10020, 212-899-3400 - 0 ($750,000,000.00) Equity, (File 333-139249 - Dec. 11) (BR. 05B) S-8 ANDERSONS INC, 480 W DUSSEL DR, MAUMEE, OH, 43537, 4198935050 - 1,950,000 ($77,824,500.00) Equity, (File 333-139250 - Dec. 11) (BR. 05B) S-8 ANDERSONS INC, 480 W DUSSEL DR, MAUMEE, OH, 43537, 4198935050 - 965,773 ($38,544,000.43) Equity, (File 333-139251 - Dec. 11) (BR. 05B) S-4 FREEPORT MCMORAN COPPER & GOLD INC, 1615 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045824000 - 0 ($6,960,688,197.26) Equity, (File 333-139252 - Dec. 11) (BR. 04A) S-8 ANDERSONS INC, 480 W DUSSEL DR, MAUMEE, OH, 43537, 4198935050 - 258,609 ($10,321,085.19) Equity, (File 333-139253 - Dec. 11) (BR. 05B) S-8 LADENBURG THALMANN FINANCIAL SERVICES INC, 590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 0 ($17,100,000.00) Equity, (File 333-139254 - Dec. 11) (BR. 06B) S-8 AKAMAI TECHNOLOGIES INC, 8 CAMBRIDGE CENTER, CAMBRIDGE, MA, 02142, 6174443000 - 0 ($367,725,000.00) Equity, (File 333-139255 - Dec. 11) (BR. 08A) S-4 HOST HOTELS & RESORTS L.P., 6903 ROCKLEDGE DR, SUITE 1500, BETHESDA, MD, 20817-1109, 240-744-1000 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-139256 - Dec. 11) (BR. 08B) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE ACCEPTANCE CORP, 11 MADISON AVE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-139257 - Dec. 11) (BR. 05D) F-1 Solarfun Power Holdings Co., Ltd., 666 LINYANG ROAD, QINGDONG, JIANGSU PROVINCE, F4, 226200, (86)(513) 8330-7688 - 0 ($186,300,000.00) Equity, (File 333-139258 - Dec. 11) (BR. ) S-1 MACRO Securities Depositor, LLC, 130 7TH AVENUE, #356, NEW YORK, NY, 10011-6632, (973) 889-1973 - 0 ($1,000,000.00) Equity, (File 333-139259 - Dec. 11) (BR. 05D) S-3 COMBINATORX, INC, 245 FIRST STREET, 16TH FLOOR, CAMBRIDGE, MA, 02142, 617-301-7000 - 0 ($75,000,000.00) Equity, (File 333-139260 - Dec. 11) (BR. 01A) S-8 VOICE DIARY INC, 343 SUI ZHOU ZHONG ROAD, SUI NING, SI CHUAN PROVINCE, F4, 00000, (954) 975-9601 - 6,500,000 ($520,000.00) Equity, (File 333-139261 - Dec. 11) (BR. 11A) S-8 NEOMAGIC CORP, 3250 JAY STREET, 3250 JAY STREET, SANTA CLARA, CA, 95054, (408) 988- - 300,000 ($1,702,000.00) Equity, (File 333-139262 - Dec. 11) (BR. 10B) F-6 Solarfun Power Holdings Co., Ltd., 666 LINYANG ROAD, QINGDONG, JIANGSU PROVINCE, F4, 226200, (86)(513) 8330-7688 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-139263 - Dec. 11) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ACADIA REALTY TRUST MD 1.01,2.03,3.02,9.01 12/11/06 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 12/11/06 Adams Respiratory Therapeutics, Inc. DE 8.01,9.01 12/07/06 Advanced Life Sciences Holdings, Inc. 5.02,9.01 12/08/06 AFTERMARKET TECHNOLOGY CORP DE 5.02 12/06/06 ALABAMA GAS CORP AL 2.04 12/08/06 ALLOS THERAPEUTICS INC DE 8.01,9.01 12/11/06 Alternative Loan Trust 2006-OA22 9.01 12/11/06 AMC ENTERTAINMENT INC DE 7.01,9.01 12/11/06 AMERICA SERVICE GROUP INC /DE DE 5.02 12/05/06 AMERICA SERVICE GROUP INC /DE DE 5.02,7.01,9.01 12/06/06 AMERICAN ECOLOGY CORP DE 7.01,9.01 12/07/06 American Home Food Products, Inc. NY 8.01,9.01 12/11/06 AMERICAS CARMART INC TX 2.02,9.01 12/07/06 AMPHENOL CORP /DE/ DE 5.02,9.01 12/11/06 ANADARKO PETROLEUM CORP DE 5.02,7.01,9.01 12/04/06 ANALOGIC CORP MA 2.02,9.01 12/11/06 AQUILA INC DE 1.01,9.01 12/08/06 ARCH COAL INC DE 5.02,7.01,9.01 12/11/06 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 12/10/06 ARIZONA LAND INCOME CORP AZ 1.01,9.01 12/09/06 ARRIS GROUP INC DE 5.02,9.01 12/08/06 Ascent Solar Technologies, Inc. DE 3.01,9.01 12/07/06 ASHFORD HOSPITALITY TRUST INC MD 2.01,2.03,9.01 12/06/06 Atrisco Oil & Gas LLC NM 8.01 12/07/06 AVANIR PHARMACEUTICALS CA 2.02,9.01 12/11/06 Aviza Technology, Inc. DE 8.01 12/05/06 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 12/08/06 Banc of America Commercial Mortgage I DE 8.01,9.01 12/08/06 BECKMAN COULTER INC DE 8.01,9.01 12/11/06 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 12/11/06 BILL BARRETT CORP 5.02,7.01,9.01 12/11/06 BLACK HILLS CORP /SD/ SD 5.02,9.01 12/11/06 BLAIR CORP DE 5.02,9.01 12/07/06 BRISTOL MYERS SQUIBB CO DE 5.02,5.03,9.01 12/05/06 BROOKE CORP KS 1.01,7.01,9.01 12/08/06 BRUNSWICK CORP DE 2.06,9.01 12/05/06 BUILDING MATERIALS CORP OF AMERICA DE 8.01,9.01 11/15/06 CAL-BAY INTERNATIONAL INC NV 8.01 12/04/06 CAPRIUS INC DE 5.02,5.03,9.01 12/06/06 CASCADE CORP OR 2.02,5.02,9.01 12/05/06 CHEESECAKE FACTORY INCORPORATED DE 2.02,9.01 12/08/06 CHESAPEAKE ENERGY CORP OK 7.01,9.01 12/11/06 CHESAPEAKE ENERGY CORP OK 8.01,9.01 12/07/06 China 3C Group NV 1.01,9.01 11/28/06 CHUBB CORP NJ 1.01,9.01 12/07/06 CIB MARINE BANCSHARES INC WI 7.01 12/11/06 CIPRICO INC DE 5.02,9.01 12/11/06 CKX Lands Inc LA 8.01 12/07/06 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01 12/07/06 CLEVELAND CLIFFS INC OH 8.01 12/10/06 CNET NETWORKS INC DE 5.02,7.01,9.01 12/11/06 COMCAST CORP PA 8.01,9.01 04/28/06 COMCAST CORP PA 8.01,9.01 07/28/06 COMCAST CORP PA 8.01,9.01 10/30/06 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 1.01,8.01,9.01 12/05/06 Con-way Inc. DE 8.01,9.01 12/11/06 CONSOL ENERGY INC 5.02 12/05/06 Convergence Ethanol, Inc. 5.03 12/05/06 CORE MOLDING TECHNOLOGIES INC DE 5.02 12/08/06 CREDITRISKMONITOR COM INC NV 8.01,9.01 12/11/06 CROWN HOLDINGS INC PA 3.03,9.01 12/06/06 CULLEN FROST BANKERS INC TX 8.01,9.01 12/08/06 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 12/11/06 DEL TACO INCOME PROPERTIES IV CA 4.01,9.01 11/30/06 AMEND DEL TACO RESTAURANT PROPERTIES I CA 4.01,9.01 11/30/06 AMEND DEL TACO RESTAURANT PROPERTIES II CA 4.01,9.01 11/30/06 AMEND DEL TACO RESTAURANT PROPERTIES III CA 4.01,9.01 11/30/06 AMEND DELTA WOODSIDE INDUSTRIES INC /SC/ SC 1.01,9.01 12/06/06 DENIM APPAREL GROUP INC NV 5.02 12/08/06 AMEND DEVON ENERGY CORP/DE DE 8.01,9.01 12/08/06 DIAMOND ENTERTAINMENT CORP NJ 1.01,2.01,9.01 11/30/06 DIOMED HOLDINGS INC NV 7.01,9.01 12/11/06 Dividend Capital Total Realty Trust I MD 2.01,9.01 12/06/06 Dollarama Group L.P. A8 8.01,9.01 12/11/06 DOV PHARMACEUTICAL INC DE 1.02 12/06/06 DreamWorks Animation SKG, Inc. 5.02,9.01 12/07/06 Duke Energy CORP DE 8.01,9.01 12/08/06 DUKE REALTY CORP IN 1.01 12/05/06 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01 12/05/06 DUPONT E I DE NEMOURS & CO DE 8.01 12/11/06 DURA AUTOMOTIVE SYSTEMS INC DE 5.02,9.01 12/11/06 DURECT CORP DE 8.01,9.01 12/11/06 EACO CORP FL 4.01,9.01 12/06/06 EASTERN VIRGINIA BANKSHARES INC VA 1.01,9.01 12/05/06 EDGETECH SERVICES INC NV 5.02,9.01 12/08/06 Education Management LLC DE 1.01,9.01 12/05/06 EFJ INC DE 7.01,9.01 12/11/06 ELECSYS CORP KS 2.02,9.01 12/11/06 ELECTRO OPTICAL SCIENCES INC /NY 1.01,7.01,9.01 12/05/06 EMMIS COMMUNICATIONS CORP IN 1.01,5.03,9.01 12/05/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 5.02,9.01 12/06/06 ENTRUST INC MD 5.02 12/05/06 ENZO BIOCHEM INC NY 2.02,9.01 12/11/06 EQUISTAR CHEMICALS LP DE 1.01,9.01 12/06/06 EQUITY OFFICE PROPERTIES TRUST MD 5.02,8.01,9.01 12/05/06 EXCELSIOR PRIVATE EQUITY FUND II INC MD 5.02 12/07/06 EXCELSIOR VENTURE PARTNERS III LLC DE 5.02 12/07/06 EXELON CORP PA 1.01 12/05/06 EXELON CORP PA 5.03,9.01 12/05/06 FAIR ISAAC CORP DE 5.02 12/08/06 FARNSWORTH BANCORP INC NJ 2.02,9.01 12/11/06 Federal Home Loan Bank of Seattle 3.03,7.01,9.01 12/11/06 Federal Services Acquisition CORP DE 8.01,9.01 12/11/06 FERRO CORP OH 7.01,9.01 12/08/06 FINANCIAL INDUSTRIES CORP TX 1.01,9.01 12/08/06 FIRST AVIATION SERVICES INC DE 5.02 12/05/04 FIRST DATA CORP DE 5.03,9.01 12/06/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 11/30/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 12/07/06 FIRST STATE BANCORPORATION NM 8.01,9.01 12/07/06 FLOW INTERNATIONAL CORP WA 8.01,9.01 12/11/06 FUEGO ENTERTAINMENT, INC. NV 2.01,9.01 08/24/06 AMEND FUEGO ENTERTAINMENT, INC. NV 2.01,9.01 08/24/06 AMEND Gaming Partners International CORP NV 1.01,5.02,8.01,9.01 12/07/06 Gaming Partners International CORP NV 7.01,9.01 12/08/06 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 12/08/06 GATEWAY INC DE 1.01,5.02,5.03,9.01 12/05/06 GE-WMC Asset-Backed Pass Through Cert 9.01 11/25/06 GE-WMC Asset-Backed Pass-Through Cert 9.01 11/25/06 GENITOPE CORP DE 5.02 12/05/06 GENTA INC DE/ DE 8.01,9.01 12/11/06 GENTA INC DE/ DE 8.01,9.01 12/08/06 AMEND GFI Group Inc. DE 1.01 12/07/06 GLADSTONE INVESTMENT CORPORATION\DE DE 8.01,9.01 12/07/06 GLOBAL GOLD CORP DE 5.02,8.01 12/07/06 GLOBAL INNOVATIVE SYSTEMS INC NV 4.01,9.01 11/25/06 AMEND GLOBAL INNOVATIVE SYSTEMS INC NV 4.01,9.01 11/25/06 AMEND GLOBAL TRAFFIC NETWORK, INC. DE 5.02,9.01 12/08/06 GlobalOptions Group, Inc. DE 1.01,3.03,9.01 12/05/06 GOTTSCHALKS INC DE 1.01,8.01,9.01 12/06/06 GRAFTECH INTERNATIONAL LTD DE 1.02,2.01,8.01,9.01 10/18/06 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 1.01,2.01,9.01 12/08/06 GREATER CHINA MEDIA & ENTERTAINMENT C NV 5.02 12/08/06 GULFMARK OFFSHORE INC DE 5.02,9.01 12/11/06 HALOZYME THERAPEUTICS INC NV 1.01,3.02 12/11/06 HAMPTON ROADS BANKSHARES INC VA 8.01 12/01/06 HANSEN NATURAL CORP DE 7.01,9.01 12/11/06 HAYES LEMMERZ INTERNATIONAL INC DE 2.02,7.01,9.01 12/11/06 HEALTH BENEFITS DIRECT CORP DE 1.01,1.02,5.02,9.01 12/07/06 HEALTH MANAGEMENT ASSOCIATES INC DE 5.02 12/06/06 HEALTHTRONICS, INC. GA 5.02,9.01 12/05/06 HERSHEY CO DE 1.01,1.02,2.03,9.01 12/08/06 HEWLETT PACKARD CO DE 5.02,9.01 12/08/06 HEXCEL CORP /DE/ DE 1.01,9.01 12/05/06 HOLLY CORP DE 7.01,9.01 12/11/06 HOME EQUITY MORTGAGE LOAN ASSET-BACKE DE 8.01,9.01 11/17/06 HONEYWELL INTERNATIONAL INC DE 5.03,9.01 12/08/06 HUBBELL INC CT 7.01,9.01 12/11/06 HUNGARIAN TELEPHONE & CABLE CORP DE 5.02,9.01 12/06/06 HUNTINGTON BANCSHARES INC/MD MD 5.02,9.01 12/07/06 HYDROGEN ENGINE CENTER, INC. NV 9.01 12/08/06 I MANY INC DE 1.01,9.01 12/05/06 IDT CORP DE 5.02,9.01 12/07/06 IMMUNOGEN INC MA 8.01,9.01 12/11/06 InfoSearch Media, Inc. DE 5.02,9.01 12/05/06 INFOSPACE INC DE 1.01,5.02,9.01 12/05/06 INNOFONE COM INC NV 4.01,9.01 12/07/06 AMEND INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 4.01,9.01 10/27/06 AMEND INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 12/11/06 INTEGRAL SYSTEMS INC /MD/ MD 5.02,5.03,9.01 12/06/06 INTEGRATED SILICON SOLUTION INC DE 7.01 12/07/06 INTERNATIONAL BUSINESS MACHINES CORP NY 8.01 12/11/06 INTROGEN THERAPEUTICS INC 8.01,9.01 12/11/06 Investors Bancorp Inc DE 7.01,9.01 12/08/06 InZon CORP NV 4.01 12/07/06 ION MEDIA NETWORKS INC. DE 1.01,5.02,9.01 12/06/06 iPCS, INC DE 8.01,9.01 12/11/06 Israel Technology Acquisition Corp. DE 1.01,2.03,9.01 12/05/06 ITONIS INC. NV 4.01,9.01 12/05/06 Ivivi Technologies, Inc. NJ 2.02,9.01 12/05/06 J P MORGAN CHASE & CO DE 9.01 12/07/06 JAVA DETOUR INC. DE 9.01 11/30/06 AMEND KBR, INC. DE 5.02 12/11/06 KNOLL INC DE 5.02,9.01 12/05/06 KRISPY KREME DOUGHNUTS INC NC 2.02,7.01,9.01 12/11/06 Language Line Holdings, Inc. 1.01,5.02,9.01 12/08/06 Language Line, Inc. 1.01,5.02,9.01 12/08/06 LEGGETT & PLATT INC MO 5.02,9.01 12/06/06 LEHMAN ABS CORP BCKD TR CRTS WR BERK DE 8.01 12/07/06 Lexington Energy Services Inc. NV 7.01,8.01,9.01 12/08/06 LITHIUM TECHNOLOGY CORP DE 1.01,9.01 12/05/06 LITHIUM TECHNOLOGY CORP DE 4.01,9.01 10/17/06 AMEND Logistical Support, Inc UT 1.01,9.01 12/05/06 LYONDELL CHEMICAL CO DE 5.02,9.01 12/06/06 LYONDELL CHEMICAL CO DE 1.01,9.01 12/06/06 MACK CALI REALTY CORP MD 5.02,8.01,9.01 12/05/06 MATERIAL SCIENCES CORP DE 5.02,9.01 12/08/06 MedaSorb Technologies CORP 5.02 12/05/06 MEDICINES CO /DE DE 8.01 12/09/06 MELLON BANK N A MA 8.01,9.01 12/11/06 MEMORY PHARMACEUTICALS CORP 8.01,9.01 12/11/06 MERCANTILE BANKSHARES CORP MD 8.01,9.01 12/11/06 MERISEL INC /DE/ DE 8.01 12/11/06 METABOLIX, INC. DE 2.02,9.01 12/11/06 MGP INGREDIENTS INC KS 5.02 12/06/06 MIDCAROLINA FINANCIAL CORP NC 5.02 12/11/06 MILLIPORE CORP /MA MA 1.01,9.01 12/06/06 MILLS CORP DE 1.01,9.01 12/05/06 MINN DAK FARMERS COOPERATIVE ND 8.01 12/11/06 MODINE MANUFACTURING CO WI 1.01,2.03,9.01 12/07/06 MONMOUTH CAPITAL CORP NJ 7.01,9.01 12/11/06 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 12/11/06 MOSCOW CABLECOM CORP DE 4.01,9.01 12/11/06 MTI TECHNOLOGY CORP DE 3.01,9.01 12/05/06 MULTI FINELINE ELECTRONIX INC 8.01,9.01 12/11/06 NACCO INDUSTRIES INC DE 5.02 12/06/06 NANO PROPRIETARY INC TX 3.02,9.01 12/06/06 NASDAQ STOCK MARKET INC DE 8.01,9.01 12/11/06 NATIONAL RURAL UTILITIES COOPERATIVE DC 2.03,9.01 12/05/06 NATIONAL WINE & SPIRITS INC IN 8.01,9.01 12/08/06 NEOPHARM INC DE 8.01,9.01 12/11/06 NEOSE TECHNOLOGIES INC DE 1.01 12/08/06 NeoStem, Inc. DE 7.01,8.01 12/05/06 NEWSEARCH INC CO 3.02,5.01,9.01 12/08/06 Nuance Communications, Inc. DE 3.02,8.01,9.01 12/05/06 NUCLEAR SOLUTIONS INC NV 5.02 12/07/06 O2DIESEL CORP 5.03,9.01 12/06/06 OCCAM NETWORKS INC/DE DE 5.03,5.05,9.01 12/05/06 OCCAM NETWORKS INC/DE DE 1.01,9.01 10/12/06 OIL DRI CORPORATION OF AMERICA DE 5.02,5.03,8.01 12/05/06 ON SEMICONDUCTOR CORP DE 8.01,9.01 12/08/06 ON SEMICONDUCTOR CORP DE 1.01,8.01,9.01 12/08/06 ONE LIBERTY PROPERTIES INC MD 1.01,9.01 12/11/06 AMEND ONSPAN NETWORKING INC NV 4.01,9.01 10/16/06 AMEND OptimumBank Holdings, Inc. FL 8.01,9.01 12/11/06 ORIENTAL FINANCIAL GROUP INC PR 2.01,9.01 12/05/06 ORTHOFIX INTERNATIONAL N V 5.02 12/05/06 OSCIENT PHARMACEUTICALS CORP MA 5.02,8.01 12/06/06 PALM INC DE 1.01 12/05/06 PALOMAR MEDICAL TECHNOLOGIES INC DE 8.01,9.01 12/11/06 PARKER DRILLING CO /DE/ DE 5.02 12/07/06 PATCH INTERNATIONAL INC/CN NV 8.01,9.01 12/01/06 PAULSON CAPITAL CORP OR 8.01,9.01 12/11/06 PEETS COFFEE & TEA INC WA 5.02 12/05/06 PEOPLES BANCTRUST CO INC AL 8.01,9.01 12/08/06 PETROQUEST ENERGY INC DE 8.01,9.01 12/11/06 PETROSEARCH ENERGY CORP 3.02,5.02 12/11/06 PFIZER INC DE 8.01,9.01 12/11/06 Phantom Entertainment, Inc. DE 1.01,2.03,8.01,9.01 12/04/06 AMEND PINNACLE WEST CAPITAL CORP AZ 8.01 12/08/06 PLAINS ALL AMERICAN PIPELINE LP DE 8.01 12/08/06 POLYONE CORP 5.02 12/06/06 PORTA SYSTEMS CORP DE 1.01 12/08/06 PPL ENERGY SUPPLY LLC 8.01,9.01 12/11/06 PRIMUS GUARANTY LTD 8.01 12/11/06 PROVIDENT FINANCIAL SERVICES INC DE 8.01,9.01 12/08/06 PSB Holdings, Inc. 8.01,9.01 12/08/06 QUANEX CORP DE 5.02,9.01 12/05/06 Rackable Systems, Inc. DE 5.02,9.01 12/07/06 RAM Holdings Ltd. D0 5.02 12/06/06 RAYONIER INC NC 5.02 12/08/06 AMEND RBS GLOBAL INC DE 8.01,9.01 12/06/06 RGC RESOURCES INC VA 2.02,9.01 12/05/06 ROO GROUP INC DE 5.02,9.01 12/04/06 SABRE HOLDINGS CORP DE 1.01 12/08/06 SAMSONITE CORP/FL DE 2.02,9.01 12/11/06 SAVE THE WORLD AIR INC NV 1.01,9.01 12/05/06 Shepard Inc. NV 5.02 12/05/06 SIGMA ALDRICH CORP DE 1.01,2.03,9.01 12/05/06 SIGMATEL INC DE 5.02,9.01 12/05/06 SITEL CORP MN 1.01,8.01,9.01 12/08/06 SKY FINANCIAL GROUP INC OH 7.01,9.01 12/07/06 SMITH INTERNATIONAL INC DE 5.02,9.01 12/05/06 SONICBLUE INC DE 8.01,9.01 10/31/06 SOUTH STREET FINANCIAL CORP NC 8.01,9.01 12/11/06 SOUTHRIDGE ENTERPRISES INC. NV 7.01,9.01 11/17/06 SPARTECH CORP DE 2.02,9.01 12/11/06 SPIRIT FINANCE CORP 8.01,9.01 12/07/06 STATE BANCORP INC NY 7.01,9.01 12/11/06 STRATS SM TRUST FOR Goldman Sachs Cap 8.01 12/05/06 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01 12/05/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01 12/05/06 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01 12/05/06 STRATS(SM) Trust for Goldman Sachs Gr 8.01 12/05/06 STRATS(SM) Trust for Procter & Gamble 8.01 12/06/06 Structured Asset Investment Loan Trus DE 1.01,9.01 12/11/06 SULPHCO INC NV 5.02,9.01 12/05/06 SUNTERRA CORP MD 4.01,9.01 12/08/06 SUNTERRA CORP MD 2.02,2.05,2.06,4.02,8.01,9.01 12/07/06 SUREWEST COMMUNICATIONS CA 5.02 12/07/06 SWMX, INC. DE 5.02 12/05/06 SYMANTEC CORP DE 8.01,9.01 12/11/06 SYMBION INC/TN DE 5.02 12/06/06 SYNOPSYS INC DE 5.02,9.01 12/05/06 SYNTEL INC MI 8.01,9.01 08/04/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 4.02,9.01 12/07/06 TATONKA OIL & GAS, INC. CO 4.01,9.01 11/14/06 AMEND TECH OPS SEVCON INC DE 2.02,5.02,9.01 09/30/06 TEKOIL & GAS CORP DE 3.02,8.01,9.01 12/06/06 TELETECH HOLDINGS INC DE 1.01 12/06/06 TEXAS INSTRUMENTS INC DE 7.01,9.01 12/11/06 TIDELANDS OIL & GAS CORP/WA NV 5.02,8.01 12/08/06 Titan Global Holdings, Inc. UT 8.01 12/05/06 TODD SHIPYARDS CORP WA 8.01 12/11/06 TOREADOR RESOURCES CORP DE 2.03 12/05/06 TRANSOCEAN INC E9 5.02,7.01 12/07/06 TRIMBLE NAVIGATION LTD /CA/ CA 8.01,9.01 12/10/06 TRIMBLE NAVIGATION LTD /CA/ CA 1.01,9.01 12/11/06 TTM TECHNOLOGIES INC WA 2.05,9.01 12/07/06 U. S. Premium Beef, LLC 7.01,9.01 12/11/06 UGI CORP /PA/ PA 5.02 12/05/06 UNIFIED WESTERN GROCERS INC CA 1.01,2.03,9.01 12/05/06 UNIVERSAL CITY DEVELOPMENT PARTNERS L 5.02,9.01 12/05/06 Universal City Florida Holding Co. I FL 5.02 12/05/06 UNIVERSAL GUARDIAN HOLDINGS INC DE 1.01,2.03,3.02,9.01 12/08/06 UPFC Auto Receivables Trust 2006-B TX 8.01,9.01 12/08/06 UST INC DE 5.02,9.01 12/06/06 UTEK CORP 8.01,9.01 10/06/06 uWink, Inc. UT 7.01,9.01 12/09/06 VAIL RESORTS INC DE 2.02,9.01 12/11/06 Valera Pharmaceuticals Inc 1.01,9.01 12/04/06 VERINT SYSTEMS INC 2.02,3.01,5.02,7.01,8.01,9.01 12/11/06 VIASPACE Inc. NV 8.01,9.01 12/11/06 VIRTUALHEALTH TECHNOLOGIES INC. DE 9.01 08/25/06 AMEND VITALSTREAM HOLDINGS INC NV 1.01,9.01 12/01/06 Voyager Petroleum, Inc. NV 5.02,5.03 12/05/06 WARWICK VALLEY TELEPHONE CO NY 5.02,9.01 12/11/06 WEBSITE PROS INC DE 9.01 09/30/06 AMEND WEBSITE PROS INC DE 9.01 09/30/06 AMEND WEST COAST BANCORP /NEW/OR/ OR 5.02 12/06/06 WILLIAM LYON HOMES DE 1.01,2.03,9.01 12/05/06 WILSHIRE BANCORP INC CA 7.01,9.01 12/04/06 WINN DIXIE STORES INC FL 1.01,9.01 12/05/06 WINN DIXIE STORES INC FL 1.03,7.01,9.01 11/09/06 AMEND WINNEBAGO INDUSTRIES INC IA 7.01,9.01 12/08/06 WPS RESOURCES CORP WI 3.03 12/11/06 XANSER CORP DE 5.02 12/06/06 XL CAPITAL LTD 1.01,9.01 12/05/06 XYBERNAUT CORP DE 1.01,1.03,3.01,3.03,5.01, 12/05/06 5.02,5.03,8.01,9.01 ZAP CA 1.01,2.03,3.02,9.01 12/05/06 ZENITH NATIONAL INSURANCE CORP DE 5.02 12/07/06 ZIONS BANCORPORATION /UT/ UT 8.01,9.01 12/11/06