SEC NEWS DIGEST Issue 2006-225 November 22, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - WEDNESDAY, NOVEMBER 29, 2006 - 10:00 A.M. The subject matters of the closed meeting scheduled for Wednesday, November 29, will be: formal orders of investigation; institution and settlement of injunctive actions; institution and settlement of administrative proceedings of an enforcement nature; resolution of litigation claims; an adjudicatory matter; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF BEAR, STEARNS & CO. INC. On November 21, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 (Securities Act) and Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) (Order) against Bear, Stearns & Co. Inc. (Bear Stearns). The Order finds that Bear Stearns willfully violated Section 5(b) of the Securities Act in 2002 and 2003, when five of its salespersons sent customers certain electronic communications that contained sales materials concerning securities offerings during the period after a registration statement had been filed, but before the Commission had declared the registration statement effective (quiet period). While Bear Stearns had policies in place during the relevant period requiring pre- approval and post-transmission review of electronic communications, the Firm failed to effectively implement these policies. Consequently, Bear Stearns failed to prevent or detect most of the violative e-mails discussed below at the time they were transmitted, including dozens of e-mails that described offerings as attractive investment opportunities, without identifying any risk factors, and e-mails that attached "internal use only" sales memoranda. At the time of this conduct, the securities laws prohibited issuers and their underwriters from making written offers of securities during quiet periods in a form other than the prospectus. The Order also finds that Bear Stearns failed reasonably to supervise its employees with a view to preventing and detecting these violations. The Order requires Bear Stearns to cease and desist from committing or causing any violations and any future violations of Section 5(b) of the Securities Act and to comply with undertakings, and imposes a censure pursuant to Section 15(b)(4) of the Exchange Act. Bear Stearns consented to the issuance of the Order without admitting or denying the Commission's findings. (Rels. 33-8756; 34-54806; File No. 3-12484) CRIMINAL CHARGES FILED AGAINST GARY MCNAUGHTON FOR RUNNING $17 MILLION PONZI SCHEME On November 14, the U.S. Attorneys Office for the Northern District of Ohio filed charges in a Cleveland federal court against Gary L. McNaughton, a resident of Elyria, Ohio. These charges stem from McNaughton's role in a Ponzi scheme in which he fraudulently raised at least $17 million from approximately 200 investors and which was the subject of a prior Commission action. In the criminal case, McNaughton is charged with committing securities fraud, mail fraud, money laundering, tax evasion, unlawful sale of unregistered securities and making false statements. The indictment charges that McNaughton raised at least $17 million from approximately 200 investors through the sale of unregistered securities in the form of notes under the name of The Haven Equity Company. The indictment further charges that McNaughton fraudulently guaranteed an annual return of 10% to 35% on the investment and told investors that they would receive their returns in the form of monthly interest payments. According to the indictment, McNaughton also told investors that he would send their money to a trader and friend in Ontario, Canada, who would use a trading strategy to generate the guaranteed returns. However, rather than investing the funds, McNaughton used investor funds to, among other things, pay purported interest and principal to existing investors and pay his personal expenses. On June 23, 2004, the Commission filed a complaint against McNaughton and obtained a temporary restraining order and asset freeze against him. On Dec. 4, 2003, the Commission obtained an order of permanent injunction against McNaughton, pursuant to his consent, based on his violations of the registration and antifraud provisions of the federal securities laws. On Aug. 23, 2004, the Commission obtained a Final Judgment and Order of Disgorgement against McNaughton. [SEC v. Gary L. McNaughton et al., Civil Action No. 1:03cv1249 (N.D. OH.) Honorable Dan A. Polster] (LR-19922) INVESTMENT COMPANY ACT RELEASES GLENBROOK LIFE AND ANNUITY ACCOUNT An order has been issued on an application filed by Glenbrook Life and Annuity Account pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC- 27566 - November 20) GLENBROOK LIFE VARIABLE SEPARATE ACCOUNT A An order has been issued on an application filed by Glenbrook Life Variable Separate Account A pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC-27567 - November 20) GLENBROOK LIFE AIM VARIABLE LIFE SEPARATE ACCOUNT A An order has been issued on an application filed by Glenbrook Life AIM Variable Life Separate Account A pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC-27568 - November 20) NORTHBROOK VARIABLE ANNUITYACCOUNT An order has been issued on an application filed by Northbrook Variable Annuity Account pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC-27570 - November 20) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-87) filed by the Chicago Board Options Exchange to extend a pilot program relating to CBOE's Retail Automatic Execution System has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 20. (Rel. 34-54780) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-18) under Section 19(b)(3)(A) of the Securities Exchange Act, which has become effective. The proposed rule change allows OCC to clear and settle cash-settled interest rate futures. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54785) A proposed rule change (SR-Phlx-2006-77) filed by the Philadelphia Stock Exchange relating to Intermarket Sweep Orders in Nasdaq Securities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54788) A proposed rule change (SR-BSE-2006-44) filed by the Boston Stock Exchange relating to Exchange fees and changes have become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54795) A proposed rule change (SR-Phlx-2006-72) filed by the Philadelphia Stock Exchange relating to new hours of business on the Exchange's Foreign Currency Options Floor has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54802) A proposed rule change (SR-CBOE-2006-97) filed by the Chicago Board Options Exchange to amend CBOE Rule 8.3 relating to the appointment costs of certain classes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54803) PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-17) to permit OCC to issue, clear, and settle options on equity interests issued by exchange-traded funds that trade directly or indirectly in commodity futures products and are therefore subject to regulation by the Commodity Futures Trading Commission as commodity pools. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54784) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-16) that would amend the definition of "fund share" in OCC's By- Laws to include interests in portfolios or baskets of currencies. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54786) The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2006- 041) to modify the definition of independent director. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54797) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2003-141) to adopt NASD IM-2440-2 to NASD Rule 2440 to provide additional mark-up policy for transactions in debt securities, except municipal securities. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54799) The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2006-69) and Amendment No. 1 thereto to list and trade exchange-traded notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54800) The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2006-80) and Amendment No. 1 relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business). Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54801) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 SIGNALIFE, INC., 4531 SOUTH MAIN STREET, SUITE 301, GREENVILLE, SC, 29601, (864) 233-2300 - 727,226 ($1,522,391.63) Equity, (File 333-138853 - Nov. 21) (BR. 10C) S-3ASR Lazard Ltd, CLARENDON HOUSE, 2 CHURCH STREET, HAMILTON, D0, HM II, (441) 295-1422 - 0 ($0.00) Other, (File 333-138855 - Nov. 21) (BR. 07) F-3 GILAT SATELLITE NETWORKS LTD, 7037349401 - 0 ($69,632,500.00) Equity, (File 333-138856 - Nov. 21) (BR. 11B) S-8 IntelGenx Technologies Corp., 6425 ABRAMS, VILLE SAINT LAURENT, A8, H4S 1X9, 514-331-7440 - 1,600,749 ($960,449.40) Equity, (File 333-138857 - Nov. 21) (BR. 01B) SB-2 CAPITAL GOLD CORP, 76 BEAVER ST, SUITE 500, NEW YORK, NY, 10005, 2123442785 - 13,950,000 ($4,394,250.00) Equity, (File 333-138858 - Nov. 21) (BR. 04A) S-8 SKILLSOFT PUBLIC LIMITED CO, 107 NORTHEASTERN BOULEVARD, NASHUA, NH, 03062, 603-324-3000 - 1,400,000 ($8,232,000.00) Equity, (File 333-138859 - Nov. 21) (BR. 03B) S-8 GOLDEN PHOENIX MINERALS INC /MN/, 1675 E. PRATER WAY,, SUITE 102, SPARKS, NV, 89434, 7758534919 - 2,000,000 ($770,000.00) Equity, (File 333-138860 - Nov. 21) (BR. 04C) S-8 EMC CORP, 176 SOUTH STREET, HOPKINTON, MA, 01748-9103, 5084351000 - 846,630 ($10,705,637.00) Equity, (File 333-138861 - Nov. 21) (BR. 03C) S-3 INTERLEUKIN GENETICS INC, 135 BEAVER ST, WATHAM, MA, 02452, 1-781-398-0700 - 0 ($14,384,462.62) Equity, (File 333-138862 - Nov. 21) (BR. 01A) S-8 ADEPT TECHNOLOGY INC, 3011 TRIAD DRIVE, LIVERMORE, CA, 94551, 9252453400 - 0 ($591,840.00) Equity, (File 333-138863 - Nov. 21) (BR. 10A) SB-2 COLUMBUS VENTURES INC., 810 PEACE PORTAL DRIVE, SUITE 210, BLAINE, WA, 98230, 360-510-1240 - 7,517,150 ($150,343.00) Equity, (File 333-138864 - Nov. 21) (BR. 04) S-3 INCYTE CORP, ROUTE 141 & HENRY CLAY ROAD, BUILDING E336, WILMINGTON, DE, 19880, 3024986700 - 0 ($151,800,000.00) Other, (File 333-138866 - Nov. 21) (BR. 01C) S-4 US CONCRETE INC, 2925 BRIARPARK, SUITE 1050, HOUSTON, TX, 77042, 713-499-6200 - 0 ($85,000,000.00) Non-Convertible Debt, (File 333-138868 - Nov. 21) (BR. 06A) SB-2 CAB-TIVE ADVERTISING, INC., 1930 VILLAGE CENTER CIRCLE, SUITE 3-230, LAS VEGAS, NV, 89134, (702) 281-7850 - 2,000,000 ($100,000.00) Equity, (File 333-138869 - Nov. 21) (BR. ) S-4 MCF CORP, 600 CALIFORNIA STREET, NINTH FLOOR, SAN FRANCISCO, CA, 94108, (415) 248-5640 - 0 ($1,266,742.00) Equity, (File 333-138870 - Nov. 21) (BR. 06B) S-3 WORLD HEART CORP, 7799 PARDEE LANE, OAKLAND, CA, 94621, 510-563-5000 - 0 ($5,060,000.00) Equity, (File 333-138872 - Nov. 21) (BR. 10C) F-9 CANADIAN NATURAL RESOURCES LTD, 2500, 855-2 STREET SW, CALGARY ALBERTA CANADA, A0, T2P 4J8, 403-517-6700 - 3,000,000,000 ($3,000,000,000.00) Debt, (File 333-138873 - Nov. 21) (BR. 04A) S-3 HMS HOLDINGS CORP, 401 PARK AVENUE SOUTH, NEW YORK, NY, 10016, 2126854545 - 1,749,800 ($24,427,208.00) Equity, (File 333-138875 - Nov. 21) (BR. 08B) S-8 UNIVERSAL COMMUNICATION SYSTEMS INC, 407 LINCOLN ROAD, SUITE 6K, MIAMI, FL, 33139, 5108396100 - 50,000,000 ($182,500.00) Equity, (File 333-138876 - Nov. 21) (BR. 06B) S-3 OPTION CARE INC/DE, 485 E. HALF DAY ROAD, SUITE 300, BUFFALO GROVE, IL, 60089, 8474652100 - 0 ($5,220,568.00) Equity, (File 333-138877 - Nov. 21) (BR. 01B) F-3 LJ INTERNATIONAL INC, UNIT #12 12/F BLOCK A FOCAL INDUSTRIAL, CENTER 21 MAN LOK ST, HUNG HOM KOWLOON HON, K3, 00000, 0 ($100,000,000.00) Equity, (File 333-138878 - Nov. 21) (BR. 02B) S-8 EMAGIN CORP, 2070 ROUTE 52, SUITE 2000, HOPEWELL JUNCTION, NY, 12533, 845 838 7900 - 750,000 ($1,425,000.00) Equity, (File 333-138879 - Nov. 21) (BR. 10B) S-8 AMERICHIP INTERNATIONAL INC, PLYMOUTH TRADE CENTER, 9282 GENERAL DRIVE, SUITE 100, PLYMOUTH, MI, 48170-4607, 734-207-0334 - 30,000,000 ($735,000.00) Equity, (File 333-138880 - Nov. 21) (BR. 10A) S-1 CURRENCYSHARES JAPANESE YEN TRUST, C/O RYDEX INVESTMENTS, ATTN: TIM MEYER, 9601 BLACKWELL ROAD, SUITE 500, ROCKVILLE, MD, 20850, 301-296-5129 - 0 ($12,694,500.00) Equity, (File 333-138881 - Nov. 21) (BR. ) S-3 ECC Capital CORP, 1833 ALTON PARKWAY, IRVINE, CA, 92606, 9498568300 - 0 ($5,007,773.00) Equity, (File 333-138882 - Nov. 21) (BR. 08B) S-3 RF MONOLITHICS INC /DE/, 4347 SIGMA RD, DALLAS, TX, 75244, 9722332903 - 0 ($3,682,108.00) Equity, (File 333-138883 - Nov. 21) (BR. 11B) S-3 Deerfield Triarc Capital Corp, 6250 NORTH RIVER ROAD, ROSEMONT, IL, 60018, 773-380-1600 - 14,896,818 ($224,644,015.00) Equity, (File 333-138884 - Nov. 21) (BR. 08B) S-8 RF MONOLITHICS INC /DE/, 4347 SIGMA RD, DALLAS, TX, 75244, 9722332903 - 0 ($4,610,884.00) Equity, (File 333-138887 - Nov. 21) (BR. 11B) S-3 PLAINS ALL AMERICAN PIPELINE LP, 333 CLAY STREET, SUITE 1600, HOUSTON, TX, 77002, 7136544100 - 3,117,725 ($150,866,712.75) Limited Partnership Interests, (File 333-138888 - Nov. 21) (BR. 04A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A21 INC TX 4.02 11/20/06 Acquicor Technology Inc DE 8.01,9.01 11/21/06 ACTUANT CORP WI 4.02 11/16/06 ADVANCED MICRO DEVICES INC DE 1.01,8.01,9.01 11/15/06 AEGIS ASSESSMENTS INC DE 5.02 11/17/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 7.01,9.01 11/20/06 AK STEEL HOLDING CORP DE 7.01,9.01 11/20/06 ALGODYNE ETHANOL ENERGY CORP. NV 5.02 11/17/06 ALLEGHENY BANCSHARES INC WV 4.01,9.01 11/17/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/21/06 ALLIED HEALTHCARE INTERNATIONAL INC NY 5.02,9.01 11/15/06 Alternative Loan Trust 2006-J7 DE 8.01,9.01 10/30/06 AMEND Altus Pharmaceuticals Inc. DE 1.01,9.01 11/15/06 Altus Pharmaceuticals Inc. DE 5.02,9.01 11/16/06 AMERICA FIRST APARTMENT INVESTORS INC MD 8.01,9.01 11/21/06 AMERICAN MEDICAL ALERT CORP NY 5.02,9.01 11/15/06 AMERICAN NATIONAL BANKSHARES INC VA 8.01 11/21/06 AMERICAN OIL & GAS INC NV 7.01,9.01 11/20/06 AMERICAN REALTY INVESTORS INC NV 5.02 11/15/06 AMERICAN TECHNICAL CERAMICS CORP DE 2.05 11/16/06 AMERIGROUP CORP 1.01 11/16/06 AMPAL-AMERICAN ISRAEL CORP NY 1.01,2.03,9.01 11/21/06 AMREP CORP. OK 5.02 11/17/06 AMSURG CORP TN 1.01,9.01 11/16/06 ANDREA ELECTRONICS CORP NY 5.02 11/16/06 ANGELICA CORP /NEW/ MO 5.04 11/08/06 ANSWERTHINK INC FL 3.01,9.01 11/15/06 ARBINET THEXCHANGE INC DE 5.02,9.01 11/16/06 ARCH CAPITAL GROUP LTD. 8.01 11/21/06 ARQULE INC DE 5.02,9.01 11/17/06 ARTESIAN RESOURCES CORP DE 8.01 11/21/06 ASG Consolidated LLC DE 2.02,9.01 11/20/06 ASHLAND INC. KY 7.01,9.01 11/21/06 AUDIBLE INC 5.02,9.01 11/21/06 AVIATION UPGRADE TECHNOLOGIES INC 4.01,9.01 11/16/06 AMEND AVIS BUDGET GROUP, INC. DE 4.02,7.01,9.01 11/20/06 BE AEROSPACE INC DE 1.01 11/15/06 BENACQUISTA GALLERIES INC NV 3.03,5.02 11/21/06 BERKSHIRE HILLS BANCORP INC 5.02 11/21/06 BILL BARRETT CORP 5.02 11/16/06 BioScrip, Inc. DE 5.02,9.01 11/17/06 BJ SERVICES CO DE 5.02,8.01,9.01 11/15/06 BlueLinx Holdings Inc. DE 5.02,9.01 11/17/06 BORDERS GROUP INC MI 2.02,9.01 10/28/06 BORLAND SOFTWARE CORP DE 3.01,9.01 11/17/06 BOSTON COMMUNICATIONS GROUP INC MA 3.01,9.01 11/16/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 5.02 11/15/06 Brand Energy & Infrastructure Service DE 8.01,9.01 11/20/06 BRE PROPERTIES INC /MD/ MD 5.02,9.01 11/20/06 BRISTOL WEST HOLDINGS INC 7.01,9.01 11/17/06 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 11/21/06 BROOKE CORP KS 1.01,9.01 11/17/06 BROWN SHOE CO INC NY 2.02,9.01 11/21/06 BTHC III INC. 8.01 11/21/06 BUILDING MATERIALS CORP OF AMERICA DE 8.01,9.01 11/15/06 BUILDING MATERIALS HOLDING CORP DE 8.01 11/14/06 CALIFORNIA OIL & GAS CORP 3.02,9.01 11/20/06 CALLON PETROLEUM CO DE 5.02,9.01 11/20/06 CARDINAL BANKSHARES CORP VA 1.01,4.01,9.01 11/17/06 CARDINAL FINANCIAL CORP VA 5.02 11/15/06 CASELLA WASTE SYSTEMS INC DE 7.01,9.01 11/21/06 CATHAY GENERAL BANCORP DE 7.01,8.01,9.01 11/21/06 CB Financial CORP NC 4.01,9.01 11/17/06 CBRL GROUP INC TN 2.02,7.01,9.01 11/21/06 CELLSTAR CORP DE 1.01,9.01 11/17/06 Challenger Powerboats, Inc. NV 5.03,9.01 11/15/06 CHAMPION INDUSTRIES INC WV 7.01,9.01 11/20/06 Chartwell International, Inc. NV 5.05,9.01 11/21/06 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 11/21/06 CHESAPEAKE ENERGY CORP OK 5.03,8.01,9.01 11/17/06 CHESAPEAKE UTILITIES CORP DE 8.01,9.01 11/21/06 China Direct, Inc DE 3.02 11/20/06 CHITTENDEN CORP /VT/ VT 5.02,9.01 11/15/06 CIBER INC DE 1.01,9.01 11/20/06 CIPHERGEN BIOSYSTEMS INC DE 2.01,2.03,3.02,9.01 11/15/06 CIT GROUP INC DE 8.01,9.01 11/20/06 Citi Trends Inc 2.02,7.01,9.01 11/17/06 CITIZENS FINANCIAL CORP /KY/ KY 1.01,5.02,9.01 11/17/06 CITIZENS INC CO 2.02,9.01 11/14/06 COAST DISTRIBUTION SYSTEM INC DE 3.03,7.01,9.01 11/15/06 COLDWATER CREEK INC DE 2.02,9.01 11/21/06 COMFORT SYSTEMS USA INC 1.01,8.01,9.01 11/16/06 Command Center, Inc. WA 4.02 11/15/06 COMPUTER HORIZONS CORP NY 4.01,9.01 11/10/06 AMEND COOPER COMPANIES INC DE 8.01 11/21/06 CORINTHIAN COLLEGES INC 3.01,9.01 11/15/06 CORNERSTONE REALTY FUND LLC CA 7.01,9.01 11/20/06 CROSSTEX ENERGY INC DE 7.01,9.01 11/20/06 CROWN HOLDINGS INC PA 7.01 11/21/06 CSK AUTO CORP DE 2.02,7.01,9.01 11/20/06 CYMER INC NV 5.03,9.01 11/16/06 DAVE & BUSTERS INC MO 1.01,5.02,7.01,9.01 11/15/06 DEAN FOODS CO DE 1.01,9.01 11/16/06 DEERE & CO DE 2.02,7.01,8.01,9.01 11/21/06 DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 11/21/06 DELCATH SYSTEMS INC DE 5.02,9.01 11/15/06 DELL INC DE 2.02,8.01,9.01 11/21/06 DEVRY INC DE 5.02,8.01,9.01 11/15/06 DiamondRock Hospitality Co 1.01,9.01 11/20/06 DiamondRock Hospitality Co 9.01 11/08/06 AMEND DIGITAL RECORDERS INC NC 1.01,5.02 11/15/06 DIGITAL RECORDERS INC NC 7.01,9.01 11/21/06 DIGITAL RECORDERS INC NC 7.01,9.01 11/21/06 DIOMED HOLDINGS INC NV 7.01,9.01 11/21/06 DIONEX CORP /DE CA 5.02,9.01 11/20/06 Discovery Bancorp CA 2.02,9.01 11/16/06 DLR Funding, Inc. NV 4.01,9.01 11/10/06 DOLLAR TREE STORES INC VA 2.02,7.01,9.01 11/21/06 DOW CHEMICAL CO /DE/ DE 5.02 10/13/06 AMEND DUPONT E I DE NEMOURS & CO DE 8.01 11/21/06 DYADIC INTERNATIONAL INC DE 1.01,3.02,9.01 11/17/06 EARTHLINK INC DE 5.02,9.01 11/21/06 EATON VANCE CORP MD 9.01 11/21/06 ECB BANCORP INC NC 5.02 11/16/06 ELEC COMMUNICATIONS CORP NY 2.03,3.02,9.01 11/15/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 2.05 11/15/06 ELEMENT 21 GOLF CO DE 9.01 11/21/06 ELOYALTY CORP DE 8.01,9.01 11/20/06 EMDEON CORP DE 1.01,2.01,9.01 11/16/06 ENERGYTEC INC NV 2.02 11/15/06 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 11/16/04 EQUITY OFFICE PROPERTIES TRUST MD 1.01,8.01,9.01 11/19/06 AMEND ERGO SCIENCE CORP /DE/ DE 1.01 11/20/06 ESPEY MFG & ELECTRONICS CORP NY 8.01,9.01 11/20/06 EURONET WORLDWIDE INC DE 7.01,9.01 11/21/06 EURONET WORLDWIDE INC DE 8.01 11/21/06 EURONET WORLDWIDE INC DE 7.01,9.01 11/21/06 EXTREME NETWORKS INC DE 5.02,9.01 11/15/06 Federal Home Loan Bank of Atlanta X1 2.03 11/15/06 Federal Home Loan Bank of Boston X1 2.03 11/15/06 Federal Home Loan Bank of Chicago X1 2.03 11/15/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/15/06 Federal Home Loan Bank of Dallas 2.03,5.02 11/15/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/15/06 Federal Home Loan Bank of Indianapoli X1 5.02 11/21/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/15/06 Federal Home Loan Bank of New York X1 2.03,9.01 11/15/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/15/06 Federal Home Loan Bank of San Francis X1 2.03 11/15/06 Federal Home Loan Bank of Seattle 2.03 11/20/06 Federal Home Loan Bank of Seattle 5.02 11/21/06 Federal Home Loan Bank of Topeka 2.03 11/15/06 FIRST BANCSHARES INC /MO/ MO 5.02,9.01 11/20/06 First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 11/15/06 FIRST TRUST VALUE LINE R & IBBOTSON E 8.01 11/20/06 FIRSTFED FINANCIAL CORP DE 7.01,9.01 10/31/06 FIRSTPLUS FINANCIAL GROUP INC NV 5.02 11/15/06 FLYI INC DE 7.01 11/20/06 FOCUS ENHANCEMENTS INC DE 5.02,9.01 11/17/06 FORWARD INDUSTRIES INC NY 2.02,5.02,9.01 11/16/06 FREDS INC TN 2.02,9.01 11/21/06 FUTURES PORTFOLIO FUND LP MD 5.02 11/17/06 G&K SERVICES INC MN 5.02,9.01 11/20/06 GameStop Corp. DE 2.02,9.01 11/21/06 GateHouse Media, Inc. DE 8.01,9.01 11/21/06 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 11/20/06 GENESCO INC TN 2.02,9.01 11/21/06 GENESIS HEALTHCARE CORP PA 2.02,9.01 11/20/06 GEOTEC THERMAL GENERATORS INC FL 8.01 11/20/06 GLIMCHER REALTY TRUST MD 1.01,2.03 11/20/06 GLOBAL HIGH INCOME FUND INC MD 5.03,9.01 11/15/06 Globalstar, Inc. DE 2.02,8.01,9.01 11/21/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/17/06 GREAT WALL ACQUISITION CORP DE 8.01,9.01 11/21/06 GRUBB & ELLIS CO DE 5.02,9.01 11/15/06 GTSI CORP DE 3.01,9.01 11/15/06 Gulf United Energy, Inc. 1.01,5.02,8.01,9.01 11/20/06 HAMPSHIRE GROUP LTD DE 3.01,9.01 11/15/06 HANOVER INSURANCE GROUP, INC. DE 5.03,9.01 11/16/06 HARTMAN COMMERCIAL PROPERTIES REIT TX 5.02,9.01 11/15/06 HCC INSURANCE HOLDINGS INC/DE/ DE 1.01,5.02,7.01,9.01 11/17/06 HEALTHRENU MEDICAL INC CO 9.01 09/18/06 HERCULES OFFSHORE, INC. DE 7.01,9.01 11/21/06 HERSHA HOSPITALITY TRUST MD 8.01,9.01 11/20/06 HIBBETT SPORTING GOODS INC DE 1.01,9.01 11/16/06 HINES HORTICULTURE INC DE 1.01,9.01 11/15/06 HINES HORTICULTURE INC DE 4.01,9.01 11/16/06 HOME CITY FINANCIAL CORP OH 3.01,8.01 11/21/06 HOME PROPERTIES INC MD 5.02,9.01 11/20/06 HOMEBANC CORP 1.01,2.03,9.01 11/17/06 Homeland Security Capital CORP DE 8.01,9.01 11/15/06 HORMEL FOODS CORP /DE/ DE 5.02 11/21/06 HORTON D R INC /DE/ DE 5.02,9.01 11/16/06 HOST AMERICA CORP DE 2.02,9.01 11/21/06 HSI Asset Securitization CORP Trust 2 8.01,9.01 11/03/06 I/OMAGIC CORP NV 5.02,9.01 11/15/06 ICONIX BRAND GROUP, INC. DE 5.02,8.01 11/17/06 IDEARC INC. DE 1.01,2.01,2.03,5.02,5.03, 11/16/06 5.05,7.01,8.01,9.01 Ignis Petroleum Group, Inc. 1.01,9.01 11/15/06 IN VERITAS MEDICAL DIAGNOSTICS, INC. CO 1.01,2.03,9.01 11/21/06 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 11/15/06 Independent BancShares, Inc. FL 1.01 11/16/06 INDEPENDENT BANK CORP MI 5.05,7.01 11/16/06 Industrial Enterprises of America, In NV 2.02,4.02,7.01 10/06/06 AMEND INNERWORKINGS INC 5.02,9.01 11/15/06 Inrob Tech Ltd. NV 3.01,5.03,9.01 11/10/06 INSURED MUNICIPAL INCOME FUND INC MD 5.03,9.01 11/15/06 INTELLI CHECK INC DE 5.02 11/17/06 INTERACTIVE GAMES INC. NV 5.02,9.01 11/17/06 INVESTMENT GRADE MUNICIPAL INCOME FUN MD 5.03,9.01 11/15/06 Ivivi Technologies, Inc. NJ 7.01 11/20/06 IWT TESORO CORP NV 1.01,9.01 11/20/06 J C PENNEY CO INC DE 5.02 11/16/06 J CREW GROUP INC DE 2.02,9.01 11/21/06 J P MORGAN CHASE & CO DE 9.01 11/17/06 J&J SNACK FOODS CORP NJ 8.01,9.01 11/21/06 J2 GLOBAL COMMUNICATIONS INC DE 3.01,9.01 11/15/06 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 11/21/06 JLG INDUSTRIES INC PA 7.01 11/20/06 JLG INDUSTRIES INC PA 8.01,9.01 11/21/06 JMG Exploration, Inc. NV 5.02,7.01,9.01 11/21/06 JO-ANN STORES INC OH 2.02,9.01 11/20/06 KBS Real Estate Investment Trust, Inc MD 8.01 11/15/06 KEY TECHNOLOGY INC OR 5.02,9.01 11/15/06 KEYCORP /NEW/ OH 8.01,9.01 11/21/06 KIRKLANDS INC 2.02,9.01 11/17/06 KITTY HAWK INC DE 1.01 11/15/06 KODIAK ENERGY, INC. DE 4.02 11/10/06 AMEND KONA GRILL INC DE 8.01,9.01 11/20/06 KOPIN CORP DE 3.01,9.01 11/05/06 LAMSON & SESSIONS CO OH 1.01,2.03,9.01 11/20/06 LANDAUER INC DE 5.02 11/21/06 LANDRYS RESTAURANTS INC 2.01,5.02 11/17/06 LANTRONIX INC DE 5.02 11/20/06 LEAR CORP DE 8.01,9.01 11/21/06 LEGG MASON INC MD 5.02 11/20/06 LEVEL 8 SYSTEMS INC DE 8.01 11/21/06 LIFE PARTNERS HOLDINGS INC TX 2.02,9.01 11/21/06 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 11/21/06 LITFUNDING CORP NV 1.01,5.03,8.01,9.01 11/17/06 LITHIUM TECHNOLOGY CORP DE 4.01,4.02 10/17/06 AMEND LOJACK CORP MA 5.02,9.01 11/17/06 LOOKSMART LTD DE 1.01,9.01 11/15/06 LOUISIANA-PACIFIC CORP DE 5.02 11/16/06 LSB INDUSTRIES INC DE 3.02 11/21/06 LSB INDUSTRIES INC DE 1.01,9.01 11/21/06 AMEND LTV CORP DE 8.01,9.01 11/21/06 Maidenform Brands, Inc. DE 8.01,9.01 11/20/06 MAINSTREET FINANCIAL CORP X1 8.01,9.01 11/20/06 MANAGED HIGH YIELD PLUS FUND INC MD 5.03,9.01 11/15/06 MANNATECH INC TX 1.01,8.01 11/20/06 MASSEY ENERGY CO DE 7.01,9.01 11/20/06 MATHSTAR INC MN 8.01,9.01 11/21/06 MAXYGEN INC DE 5.02 11/20/06 MedAire, Inc. NV 8.01 11/21/06 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 11/21/06 MERIDIAN BIOSCIENCE INC OH 2.02,5.02,9.01 11/15/06 METROLOGIC INSTRUMENTS INC NJ 8.01,9.01 10/05/06 METROLOGIC INSTRUMENTS INC NJ 2.01,9.01 10/02/06 AMEND MICROS SYSTEMS INC MD 1.01 11/17/06 MICROSEMI CORP DE 7.01,9.01 11/21/06 MIDDLEBURG FINANCIAL CORP VA 5.02,5.03,9.01 11/15/06 MIDLAND CO OH 5.02 11/17/06 MILLENNIUM PHARMACEUTICALS INC DE 1.01,8.01,9.01 11/15/06 MMC ENERGY, INC. DE 2.01,9.01 11/21/06 MOLEX INC DE 7.01 11/21/06 MOLSON COORS BREWING CO CO 8.01 11/21/06 MONEYGRAM INTERNATIONAL INC 5.02 11/16/06 AMEND Morgans Hotel Group Co. DE 1.01,9.01 11/20/06 MOTHERS WORK INC DE 5.02 11/15/06 MOVIE GALLERY INC DE 3.01,9.01 11/15/06 Nascent Wine Company, Inc. 1.01,9.01 11/15/06 NASH FINCH CO DE 7.01,9.01 11/17/06 NATIONAL HEALTHCARE CORP DE 8.01 11/20/06 NATURAL ALTERNATIVES INTERNATIONAL IN DE 5.02,9.01 11/20/06 NCO GROUP INC PA 1.01,1.02,2.03,3.01,3.03, 11/15/06 5.01,5.02,5.03,8.01 NCT GROUP INC DE 1.01,2.03,3.02 11/15/06 NESTOR INC DE 8.01,9.01 11/20/06 NESTOR INC DE 3.01,9.01 11/21/06 NETMANAGE INC DE 7.01,9.01 11/21/06 NORTH PITTSBURGH SYSTEMS INC PA 1.01,8.01,9.01 11/15/06 NU HORIZONS ELECTRONICS CORP DE 1.01,9.01 11/20/06 NUTRITION 21 INC NY 5.02,9.01 11/16/06 OAKLEY INC WA 1.01,1.02,9.01 11/21/06 OCEAN BIO CHEM INC FL 4.01 11/20/06 ODYSSEY HEALTHCARE INC DE 5.02,8.01,9.01 11/20/06 ONEOK INC /NEW/ OK 8.01,9.01 11/21/06 ONEOK INC /NEW/ OK 5.02,9.01 11/21/06 ONEOK Partners LP DE 5.02,9.01 11/21/06 OPENWAVE SYSTEMS INC DE 3.01,9.01 11/21/06 Opteum Inc. MD 2.02,4.02,8.01,9.01 11/21/06 AMEND ORBCOMM Inc. DE 2.02,9.01 11/21/06 ORCHID CELLMARK INC 8.01,9.01 11/21/06 ORCHID CELLMARK INC 1.01,3.02,9.01 11/20/06 OREGON STEEL MILLS INC DE 1.01,3.03,8.01,9.01 11/20/06 OUTDOOR CHANNEL HOLDINGS INC 3.01,9.01 11/15/06 PAC-WEST TELECOMM INC 2.02,9.01 11/20/06 PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.03,9.01 11/15/06 PAREXEL INTERNATIONAL CORP MA 8.01,9.01 11/15/06 PARKER HANNIFIN CORP OH 1.01,9.01 11/20/06 PATRIOT GOLD CORP NV 8.01 11/17/06 PATRON SYSTEMS INC DE 2.02,9.01 11/15/06 PAYLESS SHOESOURCE INC /DE/ DE 2.02,7.01,9.01 11/21/06 PDL BIOPHARMA, INC. DE 1.02,8.01,9.01 11/16/06 PENSON WORLDWIDE INC DE 1.01,3.02,9.01 11/20/06 PERKINS & MARIE CALLENDER'S INC DE 2.02,9.01 10/01/06 AMEND PERRY ELLIS INTERNATIONAL INC FL 2.02,8.01,9.01 11/21/06 PETROQUEST ENERGY INC DE 1.01,9.01 11/21/06 PHANTOM FIBER CORP DE 5.02 11/07/06 PIEDMONT NATURAL GAS CO INC NC 8.01,9.01 11/01/06 PIER 1 IMPORTS INC/DE DE 2.01,9.01 11/21/06 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.01,2.03,5.03,9.01 11/15/06 PNC FINANCIAL SERVICES GROUP INC PA 4.01,9.01 11/15/06 POINDEXTER J B & CO INC DE 2.05 11/15/06 PRIMEDEX HEALTH SYSTEMS INC NY 1.01,1.02,2.03,5.02,5.03,9.01 11/15/06 PRIVATE MEDIA GROUP INC NV 5.02 11/15/06 PROVIDENCE RESOURCES INC TX 8.01 11/17/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 11/21/06 PURE CYCLE CORP DE 2.02,9.01 11/20/06 PW EAGLE INC MN 5.02,5.03,5.05,9.01 11/15/06 QAD INC DE 2.02,9.01 11/21/06 QUANEX CORP DE 5.02,9.01 11/21/06 QUOVADX INC DE 1.01 11/20/06 Rackable Systems, Inc. DE 9.01 09/08/06 AMEND RAMBUS INC DE 3.01,9.01 11/15/06 Rand Logistics, Inc. DE 7.01,9.01 11/20/06 Rand Logistics, Inc. DE 7.01,9.01 11/21/06 READERS DIGEST ASSOCIATION INC DE 1.01,5.02,9.01 11/15/06 REFLECT SCIENTIFIC INC UT 1.01,7.01,9.01 11/15/06 RESOURCE AMERICA LLC DE 1.01 11/17/06 RICA FOODS INC NV 1.01,9.01 11/14/06 River Rock Entertainment Authority XX 4.02,8.01 11/20/06 RMR HOSPITALITY & REAL ESTATE FUND 8.01,9.01 11/13/06 ROCHESTER MEDICAL CORPORATION MN 1.01,8.01,9.01 11/16/06 ROCK OF AGES CORP DE 1.01 11/21/06 ROOMLINX INC NJ 2.02,5.02,9.01 11/17/06 ROWE COMPANIES NV 7.01,9.01 11/15/06 SANFILIPPO JOHN B & SON INC DE 8.01,9.01 11/20/06 SAVANNAH BANCORP INC GA 5.02 11/21/06 SCHWAB CHARLES CORP DE 1.01,5.02,9.01 11/17/06 SCICLONE PHARMACEUTICALS INC DE 5.02,9.01 11/17/06 SEALIFE CORP 8.01,9.01 11/20/06 SHAW GROUP INC LA 8.01 11/21/06 SIMMONS CO DE 2.01,9.01 11/15/06 Sirion Holdings, Inc. DE 1.01,5.02,9.01 11/15/06 SIRONA DENTAL SYSTEMS, INC. DE 8.01,9.01 11/20/06 SOLECTRON CORP DE 1.01,1.02,3.03,5.03,8.01,9.01 11/20/06 SOURCE PETROLEUM INC. NV 7.01,9.01 11/17/06 SOUTHERN POWER CO 8.01,9.01 11/13/06 SOUTHERN STAR CENTRAL CORP DE 1.01,9.01 11/21/06 SOUTHWEST AIRLINES CO TX 5.05,8.01,9.01 11/16/06 Spansion Inc. DE 8.01 11/21/06 STAGE STORES INC NV 2.02,9.01 11/16/06 STAR ENERGY CORP NV 4.01,9.01 11/16/06 STARTEK INC DE 1.01,2.03,9.01 11/17/06 STATE BANCORP INC NY 1.01,9.01 11/06/06 AMEND STEEL DYNAMICS INC IN 7.01,9.01 11/20/06 STEIN MART INC FL 2.02,9.01 11/16/06 STERLING FINANCIAL CORP /PA/ PA 7.01,9.01 11/21/06 STIFEL FINANCIAL CORP DE 4.02 11/15/06 STONE ENERGY CORP DE 5.02,8.01,9.01 11/16/06 STRATEGIC GLOBAL INCOME FUND INC MD 5.03,9.01 11/15/06 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01 11/20/06 Structured Products Corp CorTS Trust 9.01 11/21/06 Structured Products Corp. CorTS Trust DE 9.01 11/21/06 SUN RIVER ENERGY, INC CO 2.01,2.03,3.02,9.01 11/21/06 SURREY BANCORP NC 4.01,9.01 11/17/06 SYNTAX-BRILLIAN CORP DE 2.01,3.02,9.01 11/20/06 Synthenol Inc FL 4.01,9.01 07/20/06 AMEND SYNTROLEUM CORP DE 1.01,9.01 11/20/06 TALLY HO VENTURES INC DE 1.01 11/15/06 TD AMERITRADE HOLDING CORP DE 5.02 11/15/06 TECH DATA CORP FL 2.02,9.01 11/21/06 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 11/21/06 TEKELEC CA 5.02 11/16/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 3.01,9.01 11/15/06 TENET HEALTHCARE CORP NV 1.01 11/16/06 TENET HEALTHCARE CORP NV 1.01,2.03 11/16/06 TESSERA TECHNOLOGIES INC DE 5.02 11/15/06 TEXADA VENTURES INC NV 5.03,7.01,9.01 11/20/06 THEATER XTREME ENTERTAINMENT GROUP, I FL 1.01,9.01 11/15/06 TII NETWORK TECHNOLOGIES, INC. DE 2.02,5.02,9.01 11/20/06 TIMBERLAND BANCORP INC WA 8.01,9.01 11/20/06 TITANIUM METALS CORP DE 1.01,7.01,9.01 11/17/06 TORA TECHNOLOGIES INC NV 5.03,8.01,9.01 11/21/06 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.02 11/15/06 TRI VALLEY CORP DE 1.01,2.01 09/30/06 TRI-CONTINENTAL CORP MD 7.01 11/21/06 TRIPOS INC UT 8.01 11/20/06 TRIPOS INC UT 2.01 11/17/06 TRIPOS INC UT 1.01 11/19/06 TRONOX INC DE 8.01 11/15/06 TRUSTCO BANK CORP N Y NY 5.03,8.01,9.01 11/21/06 TRX INC/GA GA 5.02 11/21/06 Tube Media Corp. CO 4.02,8.01 11/15/06 TUFCO TECHNOLOGIES INC DE 5.02 11/16/06 U S GLOBAL INVESTORS INC TX 8.01 11/21/06 UNIFY CORP DE 8.01,9.01 11/20/06 United Development Funding III, LP DE 1.01,9.01 11/21/06 UNITED MORTGAGE TRUST MD 5.02 11/21/06 UNITED PARCEL SERVICE INC DE 1.01,9.01 11/17/06 UNITED STATES CELLULAR CORP DE 3.01,9.01 11/15/06 USAA Auto Owner Trust 2006-4 9.01 11/21/06 UTi WORLDWIDE INC 8.01,9.01 11/17/06 UTIX GROUP INC DE 1.01,3.02,3.03,9.01 11/09/06 VCAMPUS CORP DE 9.01 06/12/06 AMEND VELOCITY EXPRESS CORP DE 2.02,9.01 11/21/06 VERISIGN INC/CA DE 4.02,9.01 11/15/06 VISEON INC NV 3.02 11/17/06 VISTA GOLD CORP 8.01,9.01 11/20/06 VYYO INC DE 5.02 11/15/06 WALTER INDUSTRIES INC /NEW/ DE 3.02 11/21/06 WARREN RESOURCES INC MD 1.01,7.01,9.01 11/21/06 WASHINGTON FEDERAL INC WA 5.02 11/20/06 WASTE CONNECTIONS INC/DE DE 1.01,2.03,9.01 11/16/06 WATERS CORP /DE/ DE 7.01 11/20/06 Watson Wyatt Worldwide, Inc. DE 5.02 11/17/06 WebMD Health Corp. DE 9.01 09/11/06 AMEND Wells Fargo Mortgage Backed Securitie DE 9.01 11/21/06 WESTERN GOLDFIELDS INC ID 1.01,7.01,9.01 11/21/06 WHERIFY WIRELESS INC DE 9.01 11/01/06 AMEND WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02,9.01 11/16/06 WHITNEY INFORMATION NETWORK INC CO 8.01,9.01 11/14/06 Williams Partners L.P. 1.01,3.02,9.01 11/16/06 WINLAND ELECTRONICS INC MN 7.01,9.01 11/20/06 WPS RESOURCES CORP WI 8.01,9.01 11/21/06 Wright Express CORP 5.04,9.01 11/20/06 WYNN RESORTS LTD 8.01 11/20/06 XACT AID INC NV 4.01,5.03,9.01 11/13/06 XACT AID INC NV 9.01 09/05/06 AMEND XATA CORP /MN/ MN 2.02 11/21/06 YARDVILLE NATIONAL BANCORP NJ 5.02,9.01 11/16/06