SEC NEWS DIGEST Issue 2006-204 October 23, 2006 COMMISSION ANNOUNCEMENTS DEFRAUDED WORLDCOM INVESTORS SET TO RECEIVE INITIAL $150 MILLION PAYOUT FROM SEC 'FAIR FUND' On October 20, the Securities and Exchange Commission announced that thousands of individual investors who were victimized in the massive WorldCom financial fraud will soon receive up to $150 million from an SEC fund set up to help compensate investors for their losses. "The distribution," according to SEC Chairman Christopher Cox, "will begin immediately." The SEC's ability to return penalty money directly to fraud victims is a new authority granted by the Sarbanes-Oxley Act of 2002. Under Section 308 of the Act, the entire $750 million penalty that the SEC obtained from WorldCom was paid into a "Fair Fund" when the reorganized company emerged from bankruptcy protection in April 2004. All of that money is earmarked for return to injured investors. The United States District Court overseeing the SEC litigation against WorldCom yesterday cleared the way for the first installment of distributions, now that a sufficient number of claims have been processed. "This most recent success of the Fair Funds process will play an important role in encouraging investors to continue to place trust in America's capital markets," said Chairman Cox. "It shows that even when things go terribly wrong, there is a safety net for injured investors. Fair Funds are particularly useful when, as here, the investors who have lost money can be identified, and their financial losses can be calculated. And while tracking down WorldCom's investors in 110 countries isn't easy, the ultimate result will be that three quarters of a billion dollars will be returned to its rightful owners." During the period covered by the fraud, WorldCom had 34 different publicly traded securities, and over 32 billion shares of its common stock were traded. Investors in 110 countries made nearly 450,000 claims to the Fair Fund - in 10 languages - related to approximately 9.4 million transactions in those securities. The initial $150 million distribution approved by the court covers claims processed to date, including most of those filed by individual investors. Subsequent distributions will be made as the remaining claims are processed. "I am delighted that individual investors will soon begin receiving their checks," said Peter H. Bresnan, Deputy Director of Enforcement. "I would like to thank the Court, as well as the Distribution Agent, former SEC Chairman Richard Breeden, for the tremendous work that he and his team have done in implementing the distribution and assisting victims of WorldCom's massive fraud." The Commission sued WorldCom on June 26, 2002, the day after the company disclosed it had made massive misstatements on its financial statements for the preceding five fiscal quarters. In July 2003, the District Court entered a final judgment ordering WorldCom to pay a civil penalty. Pursuant to the Commission's request, this penalty was placed in a Fair Fund for the benefit of WorldCom's investor victims. The "Fair Funds for Investors" provision in the Sarbanes-Oxley Act of 2002 made it possible for all fines obtained in SEC enforcement actions to be distributed to investor victims. By law prior to 2002, all civil penalties obtained by the SEC in securities enforcement actions were deposited in the general fund of the U.S. Treasury. Questions regarding the WorldCom Fair Funds distribution may be directed to the Distribution Agent at the WorldCom Victim Trust, P.O. Box 6970, Syracuse, NY 13217, via telephone at (866) 894-8871 or on the web at www.worldcomvictimtrust.com. (Press Rel. 2006-179) RULES AND RELATED MATTERS NOTICE OF INTENTION TO CANCEL REGISTRATIONS Notice is given that the Commission intends to issue an order pursuant to Section 17A(c)(4)(B) of the Exchange Act cancelling the registrations of certain transfer agents. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54633) ENFORCEMENT PROCEEDINGS IN THE MATTER OF RONALD GOEDDE, CPA The Commission announced that on October 20 it settled an administrative proceeding involving Ronald J. Goedde, CPA (Goedde), which was commenced to determine whether Goedde should be suspended from appearing or practicing before the Commission as an accountant. Pursuant to the settlement, Goedde has consented to the entry of an Order by the Commission suspending him from appearing or practicing before the Commission as an accountant, with a right to reapply after five years. (Rel. 34-54634; AAE Rel. 2496; File No. 3-12460) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2006-13) that would amend the rules of FICC's Mortgage-Backed Securities Division to require that clearing participants satisfy their cash settlement amounts through the Federal Reserve's National Settlement Service. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54622) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NYSEArca-2006-74) submitted by NYSE Arca relating to the Vanguard Emerging Markets Stock Index Fund. Publication is expected in the Federal Register during the week of October 23. (Rel. 34-54628) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 FelCor Lodging Trust Inc, 545 E JOHN CARPENTER FREEWAY, SUITE 1300, IRVING, TX, 75062, 9724444900 - 1,045,415 ($21,117,383.00) Equity, (File 333-138102 - Oct. 20) (BR. 08B) S-3 NETSOL TECHNOLOGIES INC, 23901 CALABASAS ROAD, SUITE 2072, CALABASAS, CA, 91302, 8182229195 - 6,933,334 ($12,480,001.00) Equity, (File 333-138103 - Oct. 20) (BR. 03A) SB-2 ADERA MINES LTD, 1020 HARWOOD STREET SUITE 1201, VANCOUVER, BRITISH COLUMBIA CANADA, A1, V5E 4R1, 6047161675 - 31,521,430 ($15,760,715.00) Equity, (File 333-138105 - Oct. 20) (BR. 04C) SB-2 DMA MINERALS INC., CHURCH BARN, 3 CHURCH LANE, BALBY, SELBY, X0, YO8 5JG, (509) 472-7835 - 1,200,000 ($60,000.00) Equity, (File 333-138107 - Oct. 20) (BR. 04) SB-2 DYNAMIC HEALTH PRODUCTS INC, 6950 BRYAN DAIRY ROAD, STE 325, LARGO, FL, 33777, 8136280804 - 0 ($2,556,809.00) Equity, (File 333-138108 - Oct. 20) (BR. 02C) S-1 ACORN FACTOR, INC., 200 RTE 17, MAHWAH, NJ, 07430, 2015292026 - 1,760,174 ($5,773,042.72) Equity, (File 333-138109 - Oct. 20) (BR. 03C) S-1 Pinpoint Advance CORP, 4 MASKIT STREET, HERZELIYA, L3, 46700, 972-9-9500245 - 0 ($52,625,000.00) Equity, (File 333-138110 - Oct. 20) (BR. 09) SB-1 EMAZING INTERACTIVE, INC., 101-C N. GREENVILLE AVENUE, SUITE 255, ALLEN, TX, 75002, 888-419-9455 - 1,000,000 ($500,000.00) Other, (File 333-138111 - Oct. 20) (BR. 08) S-1 USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 19355, 6109890340 - 1,619,855 ($9,314,166.25) Equity, (File 333-138116 - Oct. 20) (BR. 03B) S-3 IMPAC SECURED ASSETS CORP, 1401 DOVE STREET, SUITE 200, NEWPORT BEACH, CA, 92660, 949-475-3700 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-138118 - Oct. 20) (BR. 05D) S-4 HORMEL FOODS CORP /DE/, 1 HORMEL PL, AUSTIN, MN, 55912-3680, 5074375737 - 0 ($10,214,415.00) Equity, (File 333-138119 - Oct. 20) (BR. 05B) S-1 Veraz Networks, Inc., 926 ROCK AVENUE, SUITE 20, SAN JOSE, CA, 95131, 4087509575 - 0 ($115,000,000.00) Equity, (File 333-138121 - Oct. 20) (BR. 03) S-8 iPCS, INC, 1901 N. ROSELLE ROAD, SCHAUMBURG, IL, 60195, 847 885 2833 - 500,000 ($26,885,000.00) Equity, (File 333-138124 - Oct. 20) (BR. 11B) S-1 NYMEX HOLDINGS INC, ONE NORTH END AVENUE, WORLD FINANCIAL CTR, NEW YORK, NY, 10282-1101, 2122992000 - 0 ($308,028,000.00) Equity, (File 333-138126 - Oct. 20) (BR. 06A) S-8 AMCOMP INC /FL, 701 U S HIGHWAY ONE, SUITE 200, NORTH PALM BEACH, FL, 33408, 5618407171 - 1,682,410 ($16,875,040.00) Equity, (File 333-138127 - Oct. 20) (BR. 01C) S-8 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201, 5096231500 - 565,344 ($1,156,128.48) Equity, (File 333-138128 - Oct. 20) (BR. 04C) SB-2 NUVIM INC, 12 ROUTE 17 NORTH STE 210, PARAMUS, NJ, 07652, (201) 556-1010 - 5,288,237 ($1,322,059.25) Equity, (File 333-138129 - Oct. 20) (BR. 02) SB-2 KUHLMAN COMPANY, INC, 701 NORTH THIRD STREET, SUITE B-1, MINNEAPOLIS, MN, 55401, 6123385752 - 19,500,000 ($2,560,000.00) Equity, (File 333-138130 - Oct. 20) (BR. 02C) S-1 Warner Chilcott Ltd, 22 VICTORIA ST, CANONS COURT, HAMILTON HM 12 BERMUDA, D0, 00000, 441-295-2244 - 0 ($1.00) Other, (File 333-138131 - Oct. 20) (BR. 01B) S-4 SUPERIOR ENERGY SERVICES INC, 1105 PETERS ROAD, HARVEY, LA, 70058, 5043624321 - 5,466,164 ($144,877,519.00) Equity, (File 333-138132 - Oct. 20) (BR. 04C) S-8 VALERO L P, P.O. BOX 696000, SAN ANTONIO, TX, 78269-6000, 2103452000 - 0 ($63,468,750.00) Equity, (File 333-138133 - Oct. 20) (BR. 04A) S-8 ICONIX BRAND GROUP, INC., 1450 BROADWAY, 4TH FL, NEW YORK, NY, 10018, 212-730-0030 - 2,000,000 ($36,140,000.00) Equity, (File 333-138134 - Oct. 20) (BR. 02C) S-8 TUXIS CORP, 11 HANOVER SQUARE, NEW YORK, NY, 10005, 2127859300 - 196,755 ($1,202,173.05) Equity, (File 333-138135 - Oct. 20) (BR. 16) S-3 ALESCO FINANCIAL INC, CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104, 215-701-9555 - 0 ($450,000,000.00) Equity, (File 333-138136 - Oct. 20) (BR. 08C) S-8 PARKVALE FINANCIAL CORP, 4220 WILLIAM PENN HWY, MONROEVILLE, PA, 15146, 4123737200 - 279,000 ($8,806,640.00) Equity, (File 333-138137 - Oct. 20) (BR. 07C) S-3 Hana Biosciences Inc, 400 OYSTER POINT BOULEVARD, SUITE 215, SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 100,000,000 ($100,000,000.00) Equity, (File 333-138138 - Oct. 20) (BR. 01A) SB-2 CYCLONE ENERGY INC, 22525 PCH 101, MALIBU, CA, 90265, 310 456 1510 - 340,500 ($340,500.00) Equity, (File 333-138139 - Oct. 20) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3M CO DE 2.02,9.01 10/20/06 A.C. Moore Arts & Crafts, Inc. PA 2.02,9.01 10/20/06 AASTROM BIOSCIENCES INC MI 8.01 10/20/06 ACCESS NATIONAL CORP VA 2.02,7.01,9.01 10/19/06 ACNB CORP PA 8.01,9.01 10/17/06 ACURA PHARMACEUTICALS, INC NY 1.01,2.03,8.01,9.01 10/20/06 ADEPT TECHNOLOGY INC CA 1.01,9.01 10/16/06 AFFIRMATIVE INSURANCE HOLDINGS INC DE 1.01,9.01 10/16/06 AKAMAI TECHNOLOGIES INC DE 5.02,9.01 10/18/06 ALESCO FINANCIAL INC 5.02,5.05,8.01,9.01 10/18/06 ALFA CORP DE 2.02,9.01 10/20/06 ALLIED HEALTHCARE INTERNATIONAL INC NY 1.01,8.01,9.01 10/16/06 Alon USA Energy, Inc. DE 9.01 08/04/06 AMEND ALTERNATIVE ENERGY SOURCES INC 7.01,9.01 10/20/06 Alternative Loan Trust 2006-OA14 DE 8.01,9.01 09/29/06 AMCOL INTERNATIONAL CORP DE 2.02,9.01 10/20/06 AMERICAN ELECTRIC POWER CO INC NY 7.01 10/20/06 AMERICAN RIVER BANKSHARES CA 1.01 10/20/06 AMERICAN VANGUARD CORP DE 8.01,9.01 10/17/06 AMERICANWEST BANCORPORATION WA 8.01,9.01 10/19/06 AMEND AMETEK INC/ DE 2.02,9.01 10/19/06 AMSOUTH BANCORPORATION DE 8.01,9.01 10/20/06 APPALACHIAN POWER CO VA 8.01 10/20/06 Apple REIT Seven, Inc. VA 1.01 10/17/06 APPLE REIT SIX INC 8.01,9.01 10/20/06 APPLERA CORP DE 1.01 08/28/06 APPLETON PAPERS INC/WI 1.01,5.02,9.01 10/03/06 AMEND APPLICA INC FL 1.01,9.01 10/19/06 ARBINET THEXCHANGE INC DE 1.01,5.02,9.01 10/16/06 ARCH COAL INC DE 2.02,9.01 10/20/06 ARI NETWORK SERVICES INC /WI WI 1.01 10/19/06 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 10/19/06 ARROW ELECTRONICS INC NY 1.01,9.01 10/20/06 ASTORIA FINANCIAL CORP DE 2.02,9.01 10/19/06 ATMOS ENERGY CORP TX 4.01,9.01 03/06/06 AVERY DENNISON CORPORATION DE 8.01,9.01 10/19/06 AVISTAR COMMUNICATIONS CORP DE 2.02,9.01 10/19/06 BA Credit Card Trust 8.01,9.01 10/20/06 BAIRNCO CORP /DE/ DE 2.02,9.01 09/30/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,8.01,9.01 10/16/06 BANCORPSOUTH INC MS 2.02,9.01 10/19/06 BANK MUTUAL CORP WI 1.01,2.02 10/16/06 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 10/20/06 BARR PHARMACEUTICALS INC DE 7.01,9.01 10/20/06 BEMIS CO INC MO 8.01,9.01 10/20/06 BERRY PETROLEUM CO DE 7.01,9.01 10/20/06 BIO SOLUTIONS MANUFACTURING, INC. NY 5.02,9.01 09/28/06 BIO SOLUTIONS MANUFACTURING, INC. NY 1.01,2.01,3.02,9.01 06/30/06 BIOCRYST PHARMACEUTICALS INC DE 1.01 10/07/06 BLUEFLY INC DE 5.02,9.01 10/16/06 BNP RESIDENTIAL PROPERTIES INC MD 1.01,9.01 10/17/06 Boardwalk Bancorp Inc NJ 2.02,8.01,9.01 10/19/06 BofI Holding, Inc. DE 7.01,9.01 10/19/06 BOTETOURT BANKSHARES INC VA 2.02,9.01 10/20/06 BROADWING CORP DE 1.01,7.01,9.01 10/16/06 BROOKLINE BANCORP INC DE 2.02 10/19/06 BROOKS AUTOMATION INC DE 1.01,9.01 10/18/06 BROWN SHOE CO INC NY 7.01,9.01 10/20/06 BSD MEDICAL CORP DE 7.01,9.01 10/20/06 BUFFETS HOLDINGS, INC. DE 1.01,8.01,9.01 10/16/06 Builders FirstSource, Inc. DE 5.02,7.01,9.01 10/18/06 C-BASS 2006-CB7 TRUST DE 8.01,9.01 10/20/06 CALIPER ACQUISITION CORP DE 5.03 10/16/06 CAPITAL BANCORP INC TN 2.02,9.01 10/20/06 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 2.01,9.01 10/17/06 CARDINAL FINANCIAL CORP VA 2.02,2.06,8.01,9.01 10/16/06 CARMAX INC VA 1.01,1.02,9.01 10/16/06 CARNIVAL CORP DE 1.01,9.01 10/16/06 CARPENTER TECHNOLOGY CORP DE 1.01,5.02,9.01 10/20/06 CASSIDY MEDIA, INC. 8.01,9.01 10/15/06 CATCHER HOLDINGS, INC 7.01,9.01 10/19/06 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 09/30/06 CATERPILLAR INC DE 2.02,7.01,9.01 10/20/06 CATERPILLAR INC DE 7.01,9.01 10/20/06 CB RICHARD ELLIS GROUP INC DE 5.02 10/20/06 CELADON GROUP INC DE 2.02,9.01 10/19/06 CELL THERAPEUTICS INC WA 8.01,9.01 10/17/06 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 10/19/06 CENTRAL FEDERAL CORP DE 2.02,9.01 10/20/06 CENVEO, INC CO 7.01,9.01 10/19/06 CHADMOORE WIRELESS GROUP INC CO 8.01 10/16/06 CHAMPIONS SPORTS INC DE 9.01 10/20/06 CHASE CORP MA 2.02,9.01 10/16/06 CHEVIOT FINANCIAL CORP 2.01,9.01 10/20/06 China Unistone Acquisition CORP DE 8.01,9.01 10/20/06 CINGULAR WIRELESS LLC DE 2.02,9.01 10/19/06 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01,9.01 10/20/06 Citigroup HELOC Trust 2006-NCB1 2.01,9.01 05/17/06 CITIZENS COMMUNITY BANCORP 2.02,9.01 10/20/06 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 10/20/06 CLEAN DIESEL TECHNOLOGIES INC DE 5.02 10/20/06 COBIZ INC CO 2.02,9.01 10/19/06 COCA COLA CO DE 5.03,9.01 10/19/06 COLLECTORS UNIVERSE INC DE 7.01,9.01 10/20/06 COLONY BANKCORP INC GA 2.02,7.01,9.01 10/20/06 COMMONWEALTH EDISON CO IL 5.02,9.01 10/16/06 Community Bancorp NV 2.02,9.01 10/17/06 COMMUNITY BANCSHARES INC /DE/ DE 1.02 10/17/06 Complete Production Services, Inc. DE 8.01,9.01 10/20/06 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 10/19/06 CONSTELLATION ENERGY GROUP INC MD 5.03,8.01,9.01 10/20/06 COVALENT GROUP INC NV 2.02,9.01 10/19/06 COVALENT GROUP INC NV 8.01,9.01 10/20/06 CRESCENT FINANCIAL CORP NC 2.02,9.01 10/19/06 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 10/20/06 CSB BANCORP INC /OH OH 2.02,9.01 10/20/06 CUMMINS INC IN 8.01,9.01 10/20/06 CYTODYN INC CO 4.02 10/16/06 DATAMETRICS CORP DE 5.02 10/05/06 DISTRIBUTED ENERGY SYSTEMS CORP DE 1.01,5.02,9.01 10/17/06 DIVERSIFAX INC DE 5.03,8.01 10/19/06 DOMINOS PIZZA INC 8.01 10/20/06 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 10/20/06 EARTHFIRST TECHNOLOGIES INC FL 4.02 10/13/06 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 10/13/06 ECOLAB INC DE 2.02,9.01 10/20/06 Electronic Sensor Technology, Inc 5.02,9.01 10/16/06 EMAGEON INC 5.02,9.01 10/16/06 EMCLAIRE FINANCIAL CORP PA 2.02,9.01 10/20/06 EMDEON CORP DE 7.01,8.01,9.01 10/20/06 EMERGE INTERACTIVE INC DE 1.01,2.03,3.02,9.01 10/16/06 EMMIS COMMUNICATIONS CORP IN 8.01,9.01 10/20/06 ENCYSIVE PHARMACEUTICALS INC DE 1.01,9.01 10/19/06 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 10/20/06 ENERCORP INC CO 4.01 08/15/05 AMEND ENERGY PARTNERS LTD DE 8.01,9.01 10/20/06 EPIQ SYSTEMS INC MO 1.01,9.01 10/16/06 EQUITY ONE, INC. 1.01 10/20/06 ERF Wireless, Inc. NV 5.02,9.01 10/17/06 ERF Wireless, Inc. NV 1.01,2.01,3.02,9.01 10/02/06 AMEND ETHANEX ENERGY, INC. NV 7.01,9.01 10/19/06 ev3 Inc. DE 2.02,9.01 10/20/06 EXIDE TECHNOLOGIES DE 5.02 10/16/06 EXPRESSJET HOLDINGS INC DE 7.01 10/19/06 EZ EM INC DE 1.01,9.01 10/18/06 FARMERS & MERCHANTS BANCORP INC OH 7.01,9.01 10/20/06 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 10/20/06 Federal Home Loan Bank of Seattle 5.02,7.01,9.01 10/20/06 FIDELITY SOUTHERN CORP GA 2.02,9.01 10/19/06 FIELDPOINT PETROLEUM CORP CO 2.03,9.01 10/18/06 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 10/20/06 FINANCIAL FEDERAL CORP NV 1.01 10/16/06 FINISH LINE INC /IN/ IN 8.01,9.01 10/19/06 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 10/20/06 FIRST CAPITAL INC IN 2.02,9.01 10/19/06 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 10/19/06 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 10/19/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,9.01 10/20/06 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 10/19/06 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 10/19/06 flexSCAN, Inc. NV 5.02,7.01,9.01 10/19/06 FLEXSTEEL INDUSTRIES INC MN 2.02,9.01 10/19/06 FOLDERA, INC 3.02,9.01 10/19/06 FOOTHILLS RESOURCES INC 7.01,9.01 10/19/06 FRANKLIN RESOURCES INC DE 5.02 10/16/06 FREESTAR TECHNOLOGY CORP NV 4.02 10/16/06 FREMONT MICHIGAN INSURACORP INC MI 1.01,5.02,9.01 10/17/06 GALLAGHER ARTHUR J & CO DE 5.02,9.01 10/19/06 GASTAR EXPLORATION LTD 8.01,9.01 10/19/06 GATEWAY DISTRIBUTORS LTD NV 4.02 10/18/06 GATEWAY FINANCIAL HOLDINGS INC NC 7.01 10/17/06 GENCOR INDUSTRIES INC DE 2.02,8.01,9.01 10/18/06 GENWORTH FINANCIAL INC DE 5.03,9.01 10/19/06 GENZYME CORP MA 1.01,8.01,9.01 10/17/06 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 2.01,9.01 10/11/06 AMEND GEODYNE INSTITUTIONAL PENSION ENERGY TX 2.01,9.01 10/11/06 AMEND Georgia Exploration, Inc. NV 5.02,8.01 10/16/06 Global Telecom & Technology, Inc. DE 1.01 10/15/06 AMEND GOLDLEAF FINANCIAL SOLUTIONS INC. TN 8.01,9.01 10/18/06 GRAHAM CORP DE 2.02,9.01 10/20/06 GREATBATCH, INC. DE 5.02 10/16/06 GSAMP Trust 2006-S6 DE 8.01,9.01 10/20/06 HARBOR GLOBAL CO LTD 1.01,8.01 10/18/06 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 10/19/06 HARTFORD LIFE INSURANCE CO CT 9.01 10/20/06 HCA INC/TN DE 2.02,7.01,9.01 10/20/06 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 10/20/06 Heritage Financial Group DC 2.02,8.01,9.01 10/20/06 HMN FINANCIAL INC DE 2.02,9.01 10/19/06 HOME CITY FINANCIAL CORP OH 3.01,8.01 10/20/06 HOME SOLUTIONS OF AMERICA INC DE 9.01 07/31/06 AMEND HOMEBANC CORP 2.02,7.01,9.01 10/20/06 HORIZON FINANCIAL CORP WA 2.02,9.01 10/19/06 HORTON D R INC /DE/ DE 5.02 10/17/06 HUGOTON ROYALTY TRUST TX 2.02,9.01 10/20/06 I/OMAGIC CORP NV 1.01,2.03,8.01 10/18/06 IBASIS INC DE 4.02,9.01 10/20/06 ICOS CORP WA 1.01 10/16/06 IDS MANAGED FUTURES II L P DE 8.01 10/20/06 IDS MANAGED FUTURES L P DE 8.01 10/20/06 IKONA GEAR INTERNATIONAL INC NV 1.02 10/18/06 IMCLONE SYSTEMS INC DE 5.02,8.01,9.01 10/19/06 IMMTECH PHARMACEUTICALS, INC. DE 1.01,5.02,9.01 10/16/06 INCO LTD 2.02 10/20/06 INDEVUS PHARMACEUTICALS INC DE 1.01,5.02,8.01,9.01 10/16/06 INNOVATIVE FOOD HOLDINGS INC CO 8.01 10/13/06 INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 1.01,2.03,3.02,9.01 10/13/06 INSTEEL INDUSTRIES INC NC 2.02,9.01 10/20/06 INTEGRATED PERFORMANCE SYSTEMS INC NY 2.02,9.01 10/18/06 iPCS, INC DE 2.02,9.01 10/20/06 Irish Mag, Inc. 1.01,9.01 10/16/06 ISCO INTERNATIONAL INC DE 2.02,5.02,9.01 10/17/06 ITERIS, INC. DE 1.01,2.03 10/16/06 Ithaka Acquisition Corp DE 8.01,9.01 10/19/06 J P MORGAN CHASE & CO DE 5.03,8.01 07/03/06 JER Investors Trust Inc 2.03 10/17/06 JP Morgan Chase Commercial Mortgage S DE 6.04 10/16/06 JWH GLOBAL TRUST 8.01 10/20/06 KBS Real Estate Investment Trust, Inc MD 2.01,9.01 09/27/06 AMEND KENEXA CORP 1.01,5.02,9.01 10/17/06 KEY ENERGY SERVICES INC MD 7.01,9.01 10/19/06 KINETIC CONCEPTS INC /TX/ TX 1.01,5.02,9.01 10/16/06 KITE REALTY GROUP TRUST MD 8.01,9.01 10/20/06 KMG CHEMICALS INC TX 8.01,9.01 10/17/06 KMG CHEMICALS INC TX 2.02,9.01 10/17/06 AMEND Knewtrino, Inc. NV 5.02 10/18/06 LADISH CO INC WI 2.02,9.01 10/20/06 LANDSTAR SYSTEM INC DE 8.01 10/17/06 Lev Pharmaceuticals Inc DE 1.01,3.02,9.01 10/16/06 LEXICON GENETICS INC/TX DE 8.01 10/20/06 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 10/19/06 LINCOLN BANCORP /IN/ IN 2.02,9.01 10/17/06 LIQUIDMETAL TECHNOLOGIES INC 7.01 10/19/06 LOUDEYE CORP DE 1.01 10/16/06 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 10/17/06 LSB CORP MA 8.01,9.01 10/18/06 MAF BANCORP INC DE 2.02,9.01 10/19/06 MANARIS CORP NV 1.01,9.01 10/18/06 MARCHEX INC DE 5.02,7.01,9.01 10/18/06 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 10/19/06 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 10/20/06 MAXXAM INC DE 8.01 10/20/06 MAXXON INC 5.02,9.01 10/12/06 MED-EMERG INTERNATIONAL INC 4.01 10/16/06 MEDTOX SCIENTIFIC INC DE 2.02,9.01 10/16/06 MELLON FINANCIAL CORP PA 1.01,9.01 10/16/06 Mercantile Bancorp, Inc. DE 2.02,9.01 10/18/06 MERCHANTS BANCSHARES INC DE 2.02,8.01,9.01 10/20/06 MERCK & CO INC NJ 2.02,9.01 10/20/06 MERRIMAC INDUSTRIES INC DE 1.01,1.02,2.03,9.01 10/18/06 METROPOLITAN HEALTH NETWORKS INC FL 1.01,5.02,9.01 10/16/06 MFB CORP IN 2.02 09/30/06 MICRO LINEAR CORP /CA/ DE 8.01,9.01 10/20/06 MICROHELIX INC OR 1.01,2.03,3.02,5.03,9.01 10/19/06 MIDDLEFIELD BANC CORP OH 2.02,9.01 10/19/06 MIDWESTONE FINANCIAL GROUP INC IA 2.02,9.01 10/20/06 ML MACADAMIA ORCHARDS L P DE 8.01 10/20/06 MODINE MANUFACTURING CO WI 1.01,5.02,5.03,8.01 10/20/06 MOTORCAR PARTS AMERICA INC NY 1.01,9.01 10/18/06 MOVIE STAR INC /NY/ NY 2.01 10/17/06 NATHANIEL ENERGY CORP NV 1.01,5.02,9.01 10/16/06 NATIONAL BANCSHARES CORP /OH/ OH 7.01,9.01 10/20/06 NaturalNano , Inc. NV 4.02 06/26/06 Naugatuck Valley Financial Corp X1 2.02,9.01 10/20/06 NAVISTAR FINANCIAL CORP DE 4.01,9.01 04/06/06 AMEND NAVISTAR INTERNATIONAL CORP DE 4.01,9.01 04/06/06 AMEND NCO GROUP INC PA 8.01,9.01 10/20/06 NEENAH FOUNDRY CO WI 8.01 10/20/06 NETMANAGE INC DE 5.02,9.01 10/19/06 NEW CENTURY BANCORP INC NC 1.01,9.01 08/30/06 NEW YORK NETWORKS INC DE 5.03 10/16/06 NNN 2003 VALUE FUND LLC 1.01,2.01,9.01 10/16/06 NON INVASIVE MONITORING SYSTEMS INC / FL 1.01,3.02,9.01 10/16/06 NORTH FORK BANCORPORATION INC DE 2.02,9.01 10/20/06 Novelis Inc. A6 2.02,9.01 10/20/06 NYMEX HOLDINGS INC DE 8.01,9.01 10/20/06 O CHARLEYS INC TN 1.01,2.03,7.01,9.01 10/18/06 OAKRIDGE ENERGY INC UT 1.01,8.01,9.01 10/18/06 OCEANFIRST FINANCIAL CORP DE 2.02,8.01,9.01 10/19/06 OLD SECOND BANCORP INC DE 2.02,9.01 10/20/06 OMEGA FINANCIAL CORP /PA/ PA 2.02,9.01 10/18/06 ONEIDA FINANCIAL CORP DE 2.02 10/20/06 ONELINK CORP DE 2.04 10/19/06 OPEN ENERGY CORP NV 2.02,9.01 10/19/06 ORIGINALLY NEW YORK INC 1.01,9.01 10/19/06 ORTEC INTERNATIONAL INC DE 1.01 10/19/06 OSI PHARMACEUTICALS INC DE 8.01,9.01 10/20/06 OUTDOOR CHANNEL HOLDINGS INC 1.01,5.02,9.01 10/16/06 PACIFIC STATE BANCORP 2.02,9.01 10/19/06 PALMETTO BANCSHARES INC SC 2.02,9.01 10/20/06 PARK PREMIER MINING CO UT 4.01,9.01 10/19/06 PARKVALE FINANCIAL CORP PA 2.02,9.01 10/19/06 PARQUE LA QUINTA ESTATES NV 5.03,9.01 10/19/06 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 1.01,3.02,8.01,9.01 10/19/06 PAULA FINANCIAL DE 3.01,8.01,9.01 10/20/06 PEPSICO INC NC 2.05,7.01,9.01 10/20/06 PharmaNet Development Group Inc DE 8.01,9.01 10/16/06 PHARMOS CORP NV 1.01,5.02,9.01 10/17/06 PIEDMONT NATURAL GAS CO INC NC 1.01 10/16/06 PINNACLE BANKSHARES CORP VA 8.01,9.01 10/18/06 PLAYBOY ENTERPRISES INC DE 1.01 10/20/06 POINDEXTER J B & CO INC DE 5.02 10/18/06 Polypore International, Inc. 2.05,2.06 10/17/06 AMEND Polypore, Inc. DE 2.05,2.06 10/17/06 AMEND PORTOLA PACKAGING INC DE 1.01,9.01 10/19/06 PRB Energy, Inc. NV 7.01,9.01 10/13/06 PRIME AIR INC NV 5.02 10/20/06 PRIME AIR INC NV 8.01 10/19/06 AMEND PRO PHARMACEUTICALS INC NV 7.01,9.01 10/18/06 PROSPERITY BANCSHARES INC TX 2.02,9.01 10/20/06 PROTON LABORATORIES INC WA 3.02 10/18/06 PSB Holdings, Inc. 2.02,9.01 10/19/06 QCR HOLDINGS INC DE 2.02,9.01 10/20/06 QLINKS AMERICA, INC. 8.01,9.01 10/20/06 QUIPP INC FL 1.01,5.02,5.03,9.01 10/18/06 RAM ENERGY RESOURCES INC DE 1.01,9.01 10/20/06 REALOGY CORP DE 1.01,2.03,9.01 10/20/06 RECLAMATION CONSULTING & APPLICATIONS CO 1.01,2.03,3.02,9.01 10/17/06 RED HAT INC DE 1.01 10/16/06 REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 10/20/06 Republic Property Trust MD 1.02,9.01 10/19/06 RG GLOBAL LIFESTYLES INC CA 5.02 10/18/06 RICHARDSON ELECTRONICS LTD/DE DE 7.01 10/19/06 RIVET ACQUISITION CORP DE 5.03 08/29/06 AMEND ROWE COMPANIES NV 8.01,9.01 10/16/06 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02,9.01 10/18/06 SAFENET INC DE 1.01,2.04,5.02,8.01,9.01 10/16/06 SALISBURY BANCORP INC CT 1.01,9.01 09/29/06 SAPIENT CORP DE 2.02,4.02,5.02,9.01 10/16/06 SCHERING PLOUGH CORP NJ 2.02,9.01 10/20/06 SCHLUMBERGER LTD /NV/ P8 2.02,9.01 10/20/06 SCHULMAN A INC DE 1.01,9.01 10/16/06 SCOTIA PACIFIC CO LLC DE 8.01 10/19/06 SCOTIA PACIFIC CO LLC DE 8.01 10/20/06 SECURITY BANK CORP GA 2.02,9.01 10/18/06 SENOMYX INC DE 2.02,9.01 10/20/06 SHELRON GROUP INC DE 4.02 09/29/06 Shire plc 8.01,9.01 10/18/06 Sibling Entertainment Group, Inc. NY 4.02 10/20/06 SIGA TECHNOLOGIES INC DE 1.01,3.02,9.01 10/18/06 SIZELER PROPERTY INVESTORS INC DE 8.01 10/20/06 SKY FINANCIAL GROUP INC OH 8.01,9.01 10/17/06 SLM CORP DE 8.01 10/19/06 SONTRA MEDICAL CORP MN 3.01 10/17/06 SOUTHWEST GEORGIA FINANCIAL CORP GA 2.02,9.01 10/20/06 SPORT HALEY INC CO 4.01,9.01 10/19/06 SRKP 1 INC DE 1.01,2.01,2.02,3.02,4.01, 10/17/06 5.01,5.02,5.03,5.06 STATE BANCORP INC NY 2.02,9.01 10/20/06 STATE STREET CORP MA 1.01,1.02,3.03,5.03,8.01,9.01 10/19/06 STEELCASE INC MI 5.02,8.01,9.01 10/17/06 STRATOS INTERNATIONAL INC DE 1.02 10/17/06 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 10/19/06 SUPREME REALTY INVESTMENTS, INC. 4.01,9.01 10/18/06 SYCAMORE NETWORKS INC DE 1.02 10/13/06 SYNTAX-BRILLIAN CORP DE 9.01 11/30/05 AMEND TARGET RECEIVABLES CORP MN 8.01,9.01 10/20/06 TARGET RECEIVABLES CORP MN 8.01,9.01 10/20/06 TBW Mortgage-Backed Trust Series 2006 DE 9.01 10/19/06 TCF FINANCIAL CORP DE 1.01,5.02,9.01 10/16/06 Telzuit Medical Technologies, Inc. 8.01 10/20/06 TEMECULA VALLEY BANCORP INC CA 2.02,9.01 10/19/06 TEXAS CAPITAL BANCSHARES INC/TX DE 2.02,9.01 10/18/06 TEXAS INDUSTRIES INC DE 1.01,3.03,9.01 10/17/06 TEXAS UNITED BANCSHARES INC TX 2.02,9.01 10/20/06 TEXHOMA ENERGY INC 1.01,8.01,9.01 07/05/06 THINK PARTNERSHIP INC NV 8.01,9.01 10/19/06 TOWER BANCORP INC PA 2.02,9.01 10/20/06 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 8.01,9.01 10/18/06 TRIMERIS INC DE 2.02,9.01 10/16/06 U S GOLD CORP CO 5.02,5.05,9.01 10/17/06 UNIONBANCAL CORP DE 2.02,9.01 10/19/06 UNITED BANCSHARES INC/OH OH 2.02,7.01,9.01 10/20/06 United Development Funding III, LP DE 1.01,9.01 10/20/06 UNITED PAN AM FINANCIAL CORP CA 2.02,9.01 10/19/06 UNITY WIRELESS CORP DE 2.01,9.01 10/20/06 UNIVERSAL COMMUNICATION SYSTEMS INC NV 1.01,2.03,3.02,9.01 10/17/06 UNIVERSAL COMPRESSION HOLDINGS INC DE 5.05 10/16/06 Universal Compression Partners, L.P. DE 1.01,5.02,7.01,9.01 10/16/06 US CONCRETE INC DE 2.02,9.01 10/20/06 USA TRUCK INC DE 1.01 10/18/06 USANA HEALTH SCIENCES INC UT 2.02,8.01,9.01 10/17/06 V F CORP PA 2.02,7.01,9.01 10/20/06 VECTREN CORP IN 1.01,1.02,2.03,8.01,9.01 10/20/06 VENTANA MEDICAL SYSTEMS INC DE 9.01 10/20/06 VILLAGEEDOCS INC CA 7.01,9.01 10/20/06 VITRAN CORP INC 8.01 10/19/06 Vocus, Inc. DE 9.01 08/04/06 AMEND VOIP INC 1.01,2.03,3.02,9.01 10/17/06 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 10/20/06 Volkswagen Auto Lease Trust 2005-A 8.01,9.01 10/20/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 10/20/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 10/20/06 Volkswagen Auto Loan Enhanced Trust 2 8.01,9.01 10/20/06 Volkswagen Credit Auto Master Owner T DE 8.01,9.01 10/20/06 VOYAGER ONE INC NV 8.01 10/12/06 Warner Chilcott Holdings CO III, LTD D0 8.01,9.01 10/20/06 Warner Chilcott Holdings CO III, LTD D0 1.01,9.01 10/20/06 Warner Chilcott Ltd D0 8.01,9.01 10/20/06 Warner Chilcott Ltd D0 1.01,9.01 10/20/06 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 10/19/06 WATAIRE INTERNATIONAL, INC. WA 3.02,9.01 10/17/06 WAVE WIRELESS CORP DE 2.01 10/17/06 WESTERN PLAINS ENERGY LLC KS 8.01 10/17/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 10/20/06 WILMINGTON TRUST CORP DE 2.02,2.06 10/20/06 WMS INDUSTRIES INC /DE/ DE 1.01,9.01 10/18/06 WorldSpace, Inc DE 5.02 10/18/06