SEC NEWS DIGEST Issue 2006-194 October 6, 2006 RULES AND RELATED MATTERS PROPOSED AMENDMENTS TO RULE 15c3-1 AND RULE 17a-11 The Commission approved the issuance of a release proposing amendments to its net capital rule (17 CFR 240.15c3-1) and early warning provisions (17 CFR 240.17a-11) under the Securities Exchange Act of 1934. The proposed amendments are intended to conform the Commission's net capital rule to changes to the Commodity Futures Trading Commission net capital rule for broker-dealers also registered as futures commission merchants. Also the Commission is proposing to amend its early warning provisions to require that it be notified if a broker-dealer also registered as a futures commission merchant must warn the Commodity Futures Trading Commission or a designated self-regulatory agency that its adjusted net capital has fallen below specified levels. Publication of the proposing release is expected in the Federal Register during the week of October 9. (Rel. 34-54575; File No. S7-16- 06) ENFORCEMENT PROCEEDINGS CARLETUS WILLIS CONSENTS TO PERMANENT INJUNCTION On Sept. 20, 2006, U.S. District Judge Colleen Kollar-Kotelly entered a final judgment by consent against Carletus Willis in an action that the SEC filed in the U.S. District Court for the District of Columbia in 2004. The Commission's complaint alleges that, from at least June 2001 until August 2003, Carletus Willis, an employee of First United Financial Group, LLC, participated in the offer and sale of securities called "Asset Placement Agreements" in unregistered transactions to more than 150 investors in at least 18 states. Through cold calls, seminars, sales agents and newspaper advertisements, First United raised over $1.38 million. In connection with the offer and sale of securities, according to the complaint, Willis, and his co-defendant, Robert Hall, made misrepresentations and omissions of material fact to investors concerning, among other things, the use of investor funds, expected returns, and the investment risks, including representations that the funds raised would be invested in real estate in Washington, D.C. to assist lower and moderate income residents in a "friendly real estate development system" to assist residents who might be displaced "by the market pressures of gentrification." In fact, investors' funds were not invested in real estate projects in Washington, D.C. or elsewhere. The order permanently enjoins Willis from violations of the registration provisions of the federal securities laws contained in Sections 5(a) and 5(c) of the Securities Act of 1933, and from violations of the antifraud provisions of Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In consenting to the order, Willis agreed to cooperate with the Commission in this matter. In a parallel criminal proceeding captioned United States v. Carletus Willis, No. 1:04-cr-00414-HHK (D.D.C.), Willis pled guilty to a criminal count of mail fraud and a criminal count of conspiring to commit mail fraud, and on June 1, 2006, was sentenced to pay $106,000 in criminal restitution and to five years of supervised probation in connection with the same conduct alleged in the Commission's complaint. In another parallel criminal proceeding, United States v. Robert L. Hall, Jr., No. 1:05-cr-00030-HHK (D.D.C), Robert Hall, who is also a defendant in the Commission's action, was on March 3, 2006, convicted on 18 criminal counts related to the conduct alleged in the Commission's complaint. An order entered July 5, 2006, in that criminal proceeding requires Hall to forfeit and to pay $747,169. Hall's sentencing is scheduled for Nov. 17, 2006. On Sept. 19, 2006, the Commission also voluntarily dismissed its complaint as against First United Financial Group, LLC, which is now defunct and has had its charter revoked by the District of Columbia government. For additional information, see Litigation Release No. 18886 (Sept. 15, 2004). [SEC v. First United Financial Group, LLC, et al., Civil Action No. 1:04-cv-1601-CKK (USDC for the District of Columbia) (Judge Kollar-Kotelly)] (LR-19860) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2006-63) filed by the New York Stock Exchange relating to Rule 19 (Locking or Crossing Protected Quotations in NMS Stocks) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54559) A proposed rule change (SR-NYSE-2006-74) filed by the New York Stock Exchange relating to Rule 17 (Exchange Designated Default Sponsoring Member) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54560) A proposed rule change (SR-CBOE-2006-78) filed by the Chicago Board Options Exchange relating to the Exchange and Regulatory Bulletin Annual Subscription Fee has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54563) A proposed rule change (SR-Amex-2006-84) filed by the American Stock Exchange relating to a suspension of transaction charges for specialist orders in the Nasdaq-100 Tracking StockŪ has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54565) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2006-36) and Amendment Nos. 1 and 2 thereto filed by the New York Stock Exchange to provide floor brokers with the ability to enter discretionary instructions and/or pegging instructions with respect to floor broker agency interest files (e-Quotes). Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54577) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NYSE-2006-82) submitted by the New York Stock Exchange relating to a pilot until 10/31/06 to put into operation certain rule changes pending before the Securities and Exchange Commission to coincide with NYSE's implementation of Phase 3 of the NYSE HYBRID MARKETSM. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54578) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 SPECTRE GAMING INC, 800 NICOLLET MALL, SUITE 2690, MINNEAPOLIS, MN, 55402, 612-279-2005 - 7,431,746 ($7,310,631.00) Equity, (File 333-137811 - Oct. 5) (BR. 05C) S-1 Comverge, Inc., 3950 SHACKLEFORD ROAD, SUITE 400, DULUTH, GA, 30096, 770-696-7660 - 0 ($90,000,000.00) Equity, (File 333-137813 - Oct. 5) (BR. 10) SB-2 REMOTE MDX INC, 5095 WEST 2100 SOUTH, SALT LAKE CITY, UT, 84120, 8019749475 - 27,760,429 ($54,132,837.00) Equity, (File 333-137814 - Oct. 5) (BR. 10C) SB-2 jeannots furnishings of florida, 201 HOLLY LANE, PLANTATION, FL, 33317, 754-234-9455 - 5,000,000 ($1,000,000.00) Equity, (File 333-137815 - Oct. 5) (BR. 09) S-8 PSB Holdings, Inc., 40 MAIN STREET, PUTNAM, CT, 06260, (860) 928-6501 - 476,298 ($5,128,653.20) Equity, (File 333-137816 - Oct. 5) (BR. 07C) F-10 NORTH AMERICAN PALLADIUM LTD, NORTH AMERICAN PALLADIUM STD, 130 ADELAIDE STREET W SUITE 2116, TORONTO ONTARIO CANA, A6, M5H3P5, 4163602655 - 73,052 ($519,034.00) Equity, (File 333-137822 - Oct. 5) (BR. 04B) S-8 EMULEX CORP /DE/, 3333 SUSAN STREET, COSTA MESA, CA, 92626, 7146625600 - 570,179 ($10,154,888.00) Equity, (File 333-137825 - Oct. 5) (BR. 03B) S-8 ALABAMA NATIONAL BANCORPORATION, 1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, 35209, 2055833600 - 63,345 ($1,096,501.95) Equity, (File 333-137826 - Oct. 5) (BR. 07A) S-3D APPLE HOSPITALITY TWO INC, 814 EAST MAIN STREET, RICHMOND, VA, 23219, (804)344-8121 - 2,000,000 ($20,000,000.00) Equity, (File 333-137828 - Oct. 5) (BR. 08A) SB-2 CAPSOURCE FINANCIAL INC, 2305 CANYON BLVD, STE 103, BOULDER, CO, 80302, 3032450515 - 18,169,265 ($28,077,891.00) Equity, (File 333-137829 - Oct. 5) (BR. 06A) SB-2 AMERICAN HEALTHCHOICE INC /NY/, 7350 HAWK ROAD, FLOWER MOUND, TX, 75022, 9725380122 - 30,000,000 ($630,000.00) Equity, (File 333-137830 - Oct. 5) (BR. 01A) SB-2 AMERICAN TONERSERV CORP., 475 AVIATION BOULEVARD, SUITE 100, SANTA ROSA, CA, 95403, (800) 304-4156 - 4,706,900 ($706,035.00) Equity, (File 333-137831 - Oct. 5) (BR. 03B) SB-2 IGIA, Inc., 11 WEST 42ND STREET, 7TH FLOOR, NEW YORK, NY, 10036, 2125750500 - 60,000,000 ($366,000.00) Equity, (File 333-137832 - Oct. 5) (BR. 05B) SB-2 GLOBAL MATRECHS, INC., 90 GROVE STREET, SUITE 202, RIDGEFIELD, CT, 06877, 203 431 8120 - 7,863,636 ($103,013.63) Equity, (File 333-137833 - Oct. 5) (BR. 11B) S-3 LAKELAND BANCORP INC, 250 OAK RIDGE RD, OAK RIDGE, NJ, 07438, 9736972000 - 0 ($57,500,000.00) Equity, (File 333-137835 - Oct. 5) (BR. 07A) S-8 PETROLEUM DEVELOPMENT CORP, 103 E MAIN ST, BRIDGEPORT, WV, 26330, 3048426256 - 250,000 ($9,240,000.00) Equity, (File 333-137836 - Oct. 5) (BR. 04C) S-8 SECURED DIVERSIFIED INVESTMENT LTD, 5205 EAST LINCOLN DRIVE, PARADISE VALLEY, AZ, 85253, 949-851-1069 - 200,000 ($250,000.00) Other, (File 333-137837 - Oct. 5) (BR. 05C) S-8 CHIPMOS TECHNOLOGIES BERMUDA LTD, SCIENCE BASED INDUSTRIAL PARK, R&D RD, HSINCHU TAIWAN, F5, 300, 88635770055 - 7,000,000 ($41,545,000.00) Equity, (File 333-137838 - Oct. 5) (BR. 10A) S-8 Solexa, Inc., 25861 INDUSTRIAL BLVD, HAYWARD, CA, 94545, 5106709300 - 3,000,000 ($26,370,000.00) Equity, (File 333-137839 - Oct. 5) (BR. 01A) S-8 PIER 1 IMPORTS INC/DE, 100 PIER 1 PLACE, FORT WORTH, TX, 76102, 8172526000 - 598,817 ($4,383,340.44) Equity, (File 333-137840 - Oct. 5) (BR. 02A) S-1 PQ CORP, 1200 W. SWEDESFORD ROAD, BERWYN, PA, 19312, (610) 651-4200 - 0 ($275,000,000.00) Debt, (File 333-137841 - Oct. 5) (BR. 06A) S-8 FIRST INVESTORS FINANCIAL SERVICES GROUP INC, 675 BERING DR, STE 710, HOUSTON, TX, 77057, 7139772600 - 400,000 ($3,100,000.00) Equity, (File 333-137842 - Oct. 5) (BR. 11B) S-3 INNOVO GROUP INC, 5901 SOUTH EASTERN AVENUE, -, COMMERCE, CA, 90040, 323-8373700 - 1,041,667 ($500,000.16) Equity, (File 333-137843 - Oct. 5) (BR. 02B) S-8 FLAMEL TECHNOLOGIES SA, PARC CLUB DU MOULIN A VENT, 33 AVE DU DOCTEUR GEORGES LEVY, VENISSIEUX CED, I0, 69693, 2126641666 - 0 ($2,745,000.00) Equity, (File 333-137844 - Oct. 5) (BR. 01A) S-8 FIRST INVESTORS FINANCIAL SERVICES GROUP INC, 675 BERING DR, STE 710, HOUSTON, TX, 77057, 7139772600 - 0 ($3,100,000.00) Equity, (File 333-137845 - Oct. 5) (BR. 11B) F-10 TRANSALTA CORP, 110 12TH AVE SW BOX 1900 STATION M, CALGARY ALBERTA T2P 2MI, CALGARY, A0, 00000, 2128948400 - 0 ($1,000,000,000.00) Other, (File 333-137846 - Oct. 5) (BR. 02A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3COM CORP DE 5.02,9.01 09/29/06 4306 Inc DE 5.01,5.02,9.01 10/01/06 Aames Mortgage Investment Trust 2006- DE 6.02 10/02/06 Aames Mortgage Investment Trust 2006- DE 6.02 10/02/06 ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 10/05/06 ABM INDUSTRIES INC /DE/ DE 1.01 09/29/06 ACCENTURE SCA 3.02 09/29/06 ACCREDITED HOME LENDERS HOLDING CO DE 2.01,5.02,5.03,9.01 10/01/06 ACE CASH EXPRESS INC/TX TX 2.01,3.01,5.01,5.02, 10/05/06 5.03,8.01,9.01 ACE Securities Corp. Home Equity Loan DE 2.01,9.01 08/29/06 ACORDA THERAPEUTICS INC 1.01,3.02,9.01 10/03/06 ACR GROUP INC TX 2.02,9.01 10/05/06 ACUITY BRANDS INC DE 1.01,2.02,2.03,8.01,9.01 09/29/06 ACUITY BRANDS INC DE 1.01,5.02,9.01 09/29/06 AEROPOSTALE INC 7.01,9.01 10/05/06 AETRIUM INC MN 4.01,9.01 10/02/06 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 8.01,9.01 10/04/06 Allied Security Holdings LLC DE 9.01 07/20/06 AMEND ALLION HEALTHCARE INC DE 1.01,9.01 10/04/06 ALLSTATE LIFE GLOBAL FUNDING DE 6.02 10/01/06 Alternative Loan Trust 2006-OC8 DE 9.01 09/29/06 AMARU INC NV 4.01,9.01 10/03/06 AMEN PROPERTIES INC DE 1.01,2.01,9.01 09/29/06 AMERICAN CAPITAL STRATEGIES LTD 1.01,9.01 10/05/06 AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 10/04/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 09/25/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 09/25/06 American Natural Energy Corp OK 2.04,7.01,9.01 09/30/06 AMSCAN HOLDINGS INC DE 1.01,8.01,9.01 09/29/06 ANALYTICAL SURVEYS INC CO 1.01,5.02,9.01 10/05/06 ANNTAYLOR STORES CORP DE 7.01,9.01 10/05/06 ARAMARK CORP/DE DE 1.01,9.01 09/29/06 ART TECHNOLOGY GROUP INC DE 1.01,2.02,9.01 10/04/06 ASG Consolidated LLC DE 1.02 09/29/06 AT&T INC. DE 1.01,1.02,9.01 09/29/06 ATMEL CORP DE 1.01 09/29/06 ATS MEDICAL INC MN 2.01,9.01 09/29/06 AUTO UNDERWRITERS OF AMERICA, INC. 3.02 09/29/06 AUTOMATIC DATA PROCESSING INC DE 5.02,9.01 10/05/06 AVAYA INC DE 1.01,2.05,5.02,9.01 09/29/06 Aventura Holdings Inc. FL 1.01,2.01,9.01 10/01/06 AZUR HOLDINGS, INC. DE 1.01,9.01 08/04/06 BALDWIN TECHNOLOGY CO INC DE 1.01,9.01 10/04/06 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 10/05/06 BANK OF NEW YORK CO INC NY 2.01,2.05,8.01,9.01 10/05/06 BEARINGPOINT INC DE 1.01,2.06,3.01,5.04,9.01 09/29/06 BEASLEY BROADCAST GROUP INC DE 1.01,7.01,9.01 10/01/06 BEBE STORES INC CA 2.02,9.01 09/30/06 Behringer Harvard Opportunity REIT I, MD 1.01,9.01 09/29/06 BEHRINGER HARVARD REIT I INC MD 1.01 10/02/06 BERKSHIRE HILLS BANCORP INC 5.02,9.01 10/04/06 BERKSHIRE HILLS BANCORP INC 8.01,9.01 10/04/06 BIRNER DENTAL MANAGEMENT SERVICES INC CO 8.01 10/05/06 BlackRock, Inc. DE 1.01,2.01,2.03,3.02, 09/29/06 3.03,5.02,5.03,9.01 BLYTH INC DE 1.01,9.01 10/02/06 BROADCAST INTERNATIONAL INC UT 1.01,2.03,3.02,9.01 09/29/06 BUCKEYE VENTURES, INC. MI 1.01,2.01,2.03,8.01,9.01 09/30/06 Bulldog Financial, Inc. 5.02 10/05/06 C-BASS 2006-CB7 TRUST DE 8.01,9.01 10/05/06 CABOT OIL & GAS CORP DE 2.01,7.01,9.01 09/29/06 CALLWAVE INC 5.02,9.01 09/30/06 CAPITAL AUTO RECEIVABLES INC DE 6.02 10/01/06 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,1.02,5.02 09/30/06 CARDINAL FINANCIAL CORP VA 5.03,9.01 06/14/06 CARDINAL FINANCIAL CORP VA 5.02 09/30/06 CARDIODYNAMICS INTERNATIONAL CORP CA 1.01,9.01 10/05/06 CELL THERAPEUTICS INC WA 1.01,9.01 09/30/06 Cellu Tissue Holdings, Inc. DE 2.02,9.01 10/05/06 CENTENNIAL COMMUNICATIONS CORP /DE DE 2.02,9.01 10/05/06 Century Petroleum Corp. NV 1.01,5.02,9.01 10/01/06 CERIDIAN CORP /DE/ DE 1.01 09/29/06 Chase Mortgage Finance Trust Series 2 DE 6.02 10/01/06 CHASE MORTGAGE FINANCE TRUST SERIES 2 DE 6.02 10/01/06 Chase Mortgage Finance Trust Series 2 DE 6.02 10/01/06 ChaseFlex Trust Series 2006-1 DE 6.02 10/01/06 ChaseFlex Trust Series 2006-2 DE 6.02 10/01/06 CHEETAH OIL & GAS LTD. NV 5.02 10/04/06 CHEMBIO DIAGNOSTICS, INC. NV 1.01,3.02,7.01,9.01 09/29/06 CHEMBIO DIAGNOSTICS, INC. NV 1.01,7.01,8.01,9.01 09/29/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 10/05/06 CHINA WORLD TRADE CORP NV 1.01 09/29/06 Citigroup Mortgage Loan Trust 2006-CB 6.02 10/01/06 CITY CAPITAL CORP NV 5.02 10/05/06 CLAIRES STORES INC DE 2.02,9.01 10/05/06 CLARIENT, INC DE 1.01,2.03,9.01 09/29/06 CNH Equipment Trust 2006-A DE 6.02 10/01/06 CNH Equipment Trust 2006-B DE 6.02 10/01/06 CNH WHOLESALE RECEIVABLES LLC DE 6.02 10/01/06 COMMERCIAL BANKSHARES INC FL 5.02 10/05/06 COMSYS IT PARTNERS INC DE 1.01 09/29/06 CONNETICS CORP DE 1.01,9.01 09/29/06 CONOCOPHILLIPS DE 7.01,9.01 10/05/06 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 10/05/06 Copano Energy, L.L.C. DE 1.01,2.03,9.01 09/29/06 COPART INC CA 2.02,9.01 10/04/06 CORE MOLDING TECHNOLOGIES INC DE 5.02,9.01 10/03/06 CORINTHIAN COLLEGES INC 3.01,9.01 10/02/06 CORVEL CORP DE 4.01 10/02/06 COST U LESS INC WA 2.02,9.01 10/05/06 CRAWFORD & CO GA 1.01,9.01 10/02/06 Crocs, Inc. DE 1.01 09/29/06 CWHEQ Revolving Home Equity Loan Trus 6.02 10/01/06 CWHEQ Revolving Home Equity Loan Trus 6.02 10/01/06 CWHEQ Revolving Home Equity Loan Trus 6.02 10/01/06 CWHEQ Revolving Home Equity Loan Trus 6.02 10/01/06 CYTYC CORP DE 8.01,9.01 10/03/06 DCI USA, INC DE 3.02 09/29/06 DCP Midstream Partners, LP DE 5.02,9.01 10/05/06 DDI CORP CA 1.01,5.02,8.01,9.01 09/29/06 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 2.02,9.01 10/02/06 DENNYS CORP DE 2.02,9.01 09/27/06 DESERT HEALTH PRODUCTS INC AZ 1.03,8.01,9.01 10/04/06 DESERT HEALTH PRODUCTS INC AZ 8.01,9.01 10/04/06 DESERT HEALTH PRODUCTS INC AZ 8.01,9.01 10/04/06 DESERT HEALTH PRODUCTS INC AZ 8.01,9.01 10/04/06 DESERT HEALTH PRODUCTS INC AZ 8.01,9.01 10/04/06 DESERT HEALTH PRODUCTS INC AZ 8.01,9.01 10/04/06 DILLARDS INC DE 7.01,9.01 10/05/06 DOLLAR GENERAL CORP TN 7.01,9.01 10/05/06 DONALDSON CO INC DE 1.01 09/30/06 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 10/03/06 DRESS BARN INC CT 2.02,9.01 10/05/06 DSLA 2006-AR2 DE 8.01,9.01 09/29/06 DTS, INC. DE 1.01,9.01 10/01/06 Duke Energy Ohio, Inc. OH 2.01,9.01 10/01/06 DYNAMIC HEALTH PRODUCTS INC FL 1.01,3.02,9.01 10/04/06 DYNCORP INTERNATIONAL INC. DE 7.01,9.01 10/04/06 EBIX INC DE 2.01,9.01 10/02/06 EDUCATIONAL DEVELOPMENT CORP DE 2.02,9.01 10/05/06 EFUNDS CORP DE 1.01 10/03/06 ENDO NETWORKS INC TX 1.01,2.01,9.01 10/05/06 Energtek 3.02,5.02,9.01 09/29/06 ENSTAR GROUP INC GA 2.01,9.01 10/04/06 ENXNET INC OK 7.01,9.01 10/04/06 EOG RESOURCES INC DE 7.01 10/05/06 EQUIFAX INC GA 1.01,1.02,5.02,7.01,9.01 10/02/06 ERP OPERATING LTD PARTNERSHIP MD 2.01 10/05/06 ESCHELON TELECOM INC 5.02,7.01,9.01 10/02/06 EV Energy Partners, LP DE 1.01,2.01,2.03,3.02, 09/29/06 5.02,5.03,9.01 EVANS BOB FARMS INC DE 7.01,9.01 10/03/06 EVERGREEN SOLAR INC DE 1.01,7.01,9.01 09/29/06 EXELIXIS INC DE 8.01,9.01 10/01/06 EXPRESS SYSTEMS CORP 1.01 10/03/06 EXPRESS SYSTEMS CORP 4.01 10/02/06 EXPRESS SYSTEMS CORP 4.01 09/19/06 AMEND FC FINANCIAL SERVICES INC NV 1.01,2.01,3.02,5.01,9.01 09/29/06 Federal Home Loan Bank of Boston X1 2.03 10/03/06 Federal Home Loan Bank of Chicago X1 2.03 10/02/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/02/06 Federal Home Loan Bank of Dallas 2.03 10/02/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/03/06 Federal Home Loan Bank of New York X1 2.03,9.01 10/03/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/02/06 Federal Home Loan Bank of San Francis X1 2.03 10/02/06 Federal Home Loan Bank of Seattle 2.03 10/04/06 Federal Home Loan Bank of Topeka 2.03 10/02/06 FEDERATED INVESTORS INC /PA/ PA 1.01 09/29/06 AMEND Feldman Mall Properties, Inc. MD 2.01,2.03,2.04,9.01 09/29/06 Feldman Mall Properties, Inc. MD 2.01,2.03,2.04,9.01 09/29/06 FII INTERNATIONAL INC 5.02 09/29/06 FIRST BANCORP OF INDIANA INC IN 2.01,5.02,9.01 10/01/06 FIRST BANCSHARES INC /MO/ MO 5.02,9.01 09/29/06 FIRST BANCSHARES INC /MS/ MS 2.01,8.01,9.01 09/30/06 FIRST DATA CORP DE 2.01,9.01 09/29/06 FIRST INDUSTRIAL REALTY TRUST INC MD 7.01,9.01 10/04/06 FIRST STATE BANCORPORATION NM 1.01,8.01,9.01 10/04/06 FISCHER IMAGING CORP DE 5.02,5.03 09/30/06 FIVE STAR QUALITY CARE INC 8.01,9.01 10/05/06 FLEXSTEEL INDUSTRIES INC MN 1.01,9.01 10/02/06 FNB United Corp. NC 8.01,9.01 10/04/06 FOCUS ENHANCEMENTS INC DE 2.02,7.01,9.01 10/05/06 FORD CREDIT FLOORPLAN MASTER OWNER TR DE 6.02 10/01/06 Ford Credit Floorplan Master Owner Tr DE 6.02 10/01/06 Ford Credit Floorplan Master Owner Tr DE 6.02 10/01/06 FOREST CITY ENTERPRISES INC OH 8.01,9.01 10/04/06 FUEL TECH N V 5.03,5.05,9.01 09/30/06 FULL HOUSE RESORTS INC DE 1.01,8.01,9.01 09/29/06 FX ENERGY INC NV 7.01,9.01 10/04/06 GASCO ENERGY INC NV 7.01,9.01 10/05/06 GATEWAY INC DE 1.01,9.01 09/29/06 GEN PROBE INC DE 8.01,9.01 10/03/06 GENERAL DYNAMICS CORP DE 5.03,9.01 10/04/06 GENVEC INC DE 1.01,9.01 09/29/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 6.02,9.01 10/01/06 GILEAD SCIENCES INC DE 1.01,8.01,9.01 10/01/06 GLADSTONE CAPITAL CORP MD 1.01,1.02,9.01 09/30/06 GLOBAL INNOVATIVE SYSTEMS INC NV 1.01,1.02,2.01,3.02,9.01 09/29/06 GMACM Home Equity Loan Trust 2006-HE1 DE 6.02 10/01/06 GMACM Home Equity Loan Trust 2006-HE2 DE 6.02 10/01/06 GMACM Home Equity Loan Trust 2006-HE3 DE 6.02 10/01/06 GMACM Home Equity Loan Trust 2006-HE4 DE 6.02 10/01/06 GMACM Home Loan Trust 2006-HLTV1 DE 6.02 10/01/06 GMACM Mortgage Loan Trust 2006-AR2 6.02 10/01/06 GNC CORP DE 2.02,9.01 10/05/06 Google Inc. DE 1.01,9.01 10/04/06 GREAT WESTERN LAND RECREATION INC NV 1.01,5.02,9.01 09/27/06 GREATER ATLANTIC FINANCIAL CORP DE 1.01,9.01 10/02/06 GREENS WORLDWIDE INC AZ 8.01 10/05/06 GRUPO KCSM SA de CV O5 5.03,9.01 09/29/06 GS Auto Loan Trust 2006-1 6.02 10/01/06 GTC BIOTHERAPEUTICS INC MA 1.01,3.02,5.03,9.01 09/29/06 GUITAR CENTER INC DE 2.02,9.01 10/05/06 GVI SECURITY SOLUTIONS INC DE 1.01,3.02,5.01,5.02,9.01 10/02/06 GYMBOREE CORP DE 2.05,7.01,9.01 10/04/06 H&R BLOCK INC MO 1.01,2.03 10/03/06 HAPC, Inc. DE 7.01,8.01,9.01 10/05/06 HARTFORD LIFE INSURANCE CO CT 6.02 10/01/06 HARTMAN COMMERCIAL PROPERTIES REIT TX 1.02,5.02,9.01 10/02/06 HEALTHBRIDGE INC TX 3.02 10/04/06 HEALTHWAYS, INC DE 1.01 09/29/06 HEALTHWAYS, INC DE 1.01,9.01 10/02/06 HEARTLAND OIL & GAS CORP NV 1.01,2.03,3.02,3.03,8.01,9.01 09/29/06 Henry Bros. Electronics, Inc. DE 2.01,9.01 10/02/06 HERTZ CORP DE 1.01,2.03,9.01 09/29/06 HF FINANCIAL CORP DE 8.01,9.01 10/02/06 Home Equity Loan Trust 2006-HSA3 DE 6.02 10/01/06 Home Equity Loan Trust 2006-HSA4 6.02 10/01/06 Home Equity Loan Trust 2006-HSA5 DE 6.02 10/01/06 Home Equity Mortgage Trust 2006-2 DE 1.01,9.01 10/05/06 Home Loan Trust 2006-HI1 DE 6.02 10/01/06 Home Loan Trust 2006-HI2 DE 6.02 10/01/06 Home Loan Trust 2006-HI3 DE 6.02 10/01/06 Home Loan Trust 2006-HI4 DE 6.02 10/01/06 HORIZON BANCORP /IN/ IN 8.01,9.01 10/02/06 House of Taylor Jewelry, Inc. NV 9.01 10/04/06 HSBC Home Equity Loan Trust (USA) 200 DE 6.02 10/01/06 HSBC Home Equity Loan Trust (USA) 200 DE 6.02 10/01/06 HUNT J B TRANSPORT SERVICES INC AR 1.01,2.01,2.03,9.01 09/29/06 HYDROGEN ENGINE CENTER, INC. NV 3.02,5.03,9.01 09/29/06 HYPERFEED TECHNOLOGIES INC DE 8.01,9.01 10/03/06 HyperSpace Communications, Inc. CO 1.01,2.03,3.02,8.01,9.01 09/29/06 HYPERTENSION DIAGNOSTICS INC /MN MN 5.02,9.01 10/03/06 ICON HEALTH & FITNESS INC DE 8.01 10/05/06 ICON INCOME FUND EIGHT B LP 8.01 10/05/06 IFSA Strongman, Inc. DE 1.01,2.03,5.02,9.01 08/30/06 IMAGE SENSING SYSTEMS INC MN 1.01,5.02,9.01 09/01/06 IMERGENT INC DE 5.02,7.01,9.01 10/03/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 10/05/06 INFOSONICS CORP 1.01,9.01 09/29/06 INNKEEPERS USA TRUST/FL MD 1.01,2.01,7.01,9.01 10/04/06 INNOVO GROUP INC DE 2.02,9.01 10/05/06 INTEGRA BANK CORP IN 1.01,8.01,9.01 10/05/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,2.02,2.03,3.02,7.01,9.01 10/05/06 International Securities Exchange Hol 1.01 09/29/06 INTERNATIONAL SPEEDWAY CORP FL 2.02,7.01,8.01,9.01 10/03/06 INTERPOOL INC DE 1.01,2.01,9.01 10/01/06 INTERVOICE INC TX 1.01,9.01 10/02/06 INTRAWARE INC DE 2.02,9.01 10/05/06 INVACARE CORP OH 7.01,9.01 10/05/06 IPASS INC DE 7.01,9.01 09/27/06 IQ Micro Inc. CO 1.01 09/30/06 IRON MOUNTAIN INC DE 8.01,9.01 10/05/06 ISONICS CORP CA 1.01 10/02/06 JACOBS ENGINEERING GROUP INC /DE/ DE 8.01,9.01 10/05/06 JCM PARTNERS LLC DE 3.02 10/01/06 JO-ANN STORES INC OH 7.01,9.01 10/05/06 K TRON INTERNATIONAL INC NJ 1.01,1.02,2.01,2.03,9.01 09/29/06 KEY ENERGY SERVICES INC MD 7.01,9.01 10/04/06 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 10/04/06 KINDER MORGAN INC KS 7.01 10/04/06 KINDER MORGAN MANAGEMENT LLC DE 7.01 10/04/06 LARGE SCALE BIOLOGY CORP DE 8.01,9.01 10/03/06 LARGE SCALE BIOLOGY CORP DE 8.01,9.01 10/03/06 LEAP WIRELESS INTERNATIONAL INC DE 8.01 10/05/06 Legacy Bancorp, Inc. DE 7.01,9.01 10/05/06 LENOX GROUP INC DE 1.01,9.01 10/03/06 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01 09/29/06 LITHIA MOTORS INC OR 2.02,9.01 10/05/06 LITHIA MOTORS INC OR 7.01,9.01 10/05/06 LONGS DRUG STORES CORP MD 7.01,9.01 10/05/06 Luminent 2006-4 DE 8.01,9.01 05/25/06 MAGUIRE PROPERTIES INC MD 1.01 10/05/06 MAIR HOLDINGS INC MN 8.01,9.01 10/05/06 MANAKOA SERVICES CORP NV 8.01,9.01 09/26/06 MANCHESTER INC 1.01 09/29/06 MARINE PRODUCTS CORP DE 8.01,9.01 10/05/06 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 10/05/06 Marvel Entertainment, Inc. DE 1.01,9.01 09/29/06 MASTR Second Lien Trust 2006-1 DE 6.02 10/01/06 MATRIX SERVICE CO DE 2.02,9.01 10/05/06 MATRIX SERVICE CO DE 5.02,9.01 10/05/06 MATRIXX INITIATIVES INC DE 8.01 10/05/06 MAUI LAND & PINEAPPLE CO INC HI 1.01,2.03,9.01 09/29/06 MAXCO INC MI 8.01,9.01 10/04/06 MCDONALDS CORP DE 8.01,9.01 10/05/06 MEADWESTVACO CORP DE 5.02,9.01 10/05/06 MedAire, Inc. NV 1.02,5.02 10/05/06 MEDAREX INC NJ 1.01,3.03,7.01,9.01 10/04/06 MEDIALINK WORLDWIDE INC DE 2.01,9.01 09/29/06 MEDIS TECHNOLOGIES LTD DE 8.01,9.01 10/05/06 MERCURY COMPUTER SYSTEMS INC MA 1.01,5.02,9.01 09/29/06 MICRON TECHNOLOGY INC DE 2.02,9.01 10/05/06 MICROSEMI CORP DE 1.01,9.01 09/29/06 MIDAMERICAN ENERGY CO IA 8.01,9.01 10/03/06 MIDDLETON DOLL CO WI 8.01,9.01 10/05/06 MINERALS TECHNOLOGIES INC DE 8.01,9.01 10/05/06 ML-CFC Commercial Mortgage Trust 2006 DE 1.01 09/29/06 MOLEX INC DE 8.01 10/04/06 MOLSON COORS BREWING CO CO 8.01 10/04/06 MONTEREY GOURMET FOODS DE 1.01,2.02,2.06,9.01 09/29/06 MORGAN BEAUMONT, INC. NV 1.01,2.03,3.02,9.01 09/29/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 10/01/06 Morgan Stanley Mortgage Loan Trust 20 1.01 09/29/06 Morgan Stanley Mortgage Loan Trust 20 1.01 09/29/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 10/01/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 10/01/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 10/01/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 10/01/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 10/01/06 MultiCell Technologies, Inc. DE 1.01,3.02,9.01 10/03/06 MURPHY OIL CORP /DE DE 2.02,9.01 10/05/06 MYOGEN INC DE 1.01,8.01,9.01 10/01/06 NANOMETRICS INC DE 1.01,3.03,5.02,8.01,9.01 09/29/06 NATIONAL ATLANTIC HOLDINGS CORP NJ 4.01 10/04/06 Nationstar Home Equity Loan Trust 200 DE 6.02 10/01/06 NBOG BANCORPORATION INC GA 3.02,3.03,5.03,8.01,9.01 09/29/06 Neiman Marcus, Inc. DE 2.02,7.01,9.01 10/05/06 NETBANK INC GA 1.01,1.02,5.02,8.01,9.01 10/02/06 NEUROLOGIX INC/DE DE 7.01,9.01 10/02/06 NEW JERSEY RESOURCES CORP NJ 8.01 09/29/06 New York & Company, Inc. 7.01,9.01 10/05/06 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 10/05/06 NewGen Technologies, Inc NV 5.02 09/29/06 NEWMARKET CORP VA 8.01,9.01 10/05/06 NEXT INC/TN DE 2.02,9.01 10/05/06 NEXT INC/TN DE 7.01,9.01 10/05/06 NMS COMMUNICATIONS CORP DE 2.02,9.01 10/05/06 NNN Healthcare/Office REIT, Inc. MD 5.02,8.01 10/04/06 NORDSTROM INC WA 7.01 10/05/06 NOVASTAR MORTGAGE FUNDING CORP DE 6.02 10/01/06 NOVASTAR MORTGAGE FUNDING CORP DE 6.02 10/01/06 NOVASTAR MORTGAGE FUNDING CORP DE 6.02 10/01/06 NOVASTAR MORTGAGE FUNDING CORP DE 6.02 10/01/06 NOVASTAR MORTGAGE FUNDING CORP DE 1.01,9.01 09/28/06 NOVASTAR RESOURCES LTD. NV 5.03,9.01 10/05/06 Oasys Mobile, Inc. DE 1.01,1.02,5.02,9.01 09/29/06 ON2 TECHNOLOGIES, INC. DE 8.01 09/30/06 OPTICAL SENSORS INC DE 1.01 09/30/06 ORASURE TECHNOLOGIES INC DE 1.01,5.02,9.01 09/29/06 Origen Manufactured Housing Contract DE 6.02 10/01/06 OSPREY GOLD CORP NV 2.01,5.02,8.01,9.01 10/04/06 OVERLAND STORAGE INC CA 1.02 09/29/06 OWENS & MINOR INC/VA/ VA 2.01,8.01,9.01 09/30/06 OWNIT MORTGAGE LOAN TRUST, SERIES 200 DE 6.02 10/01/06 PACEL CORP NV 2.01,9.01 09/30/06 Patient Safety Technologies, Inc DE 5.02,9.01 09/29/06 PC TEL INC DE 1.01,9.01 10/01/06 PCS EDVENTURES COM INC 5.02,9.01 09/29/06 PEABODY ENERGY CORP DE 8.01,9.01 10/04/06 PEOPLES EDUCATIONAL HOLDINGS MN 2.02,9.01 10/05/06 PEOPLES LIBERATION INC DE 1.01,3.02,9.01 10/01/06 PEROT SYSTEMS CORP DE 2.06 09/29/06 PHARMOS CORP NV 1.01,9.01 09/29/06 PIER 1 IMPORTS INC/DE DE 8.01,9.01 10/05/06 PINNACLE DATA SYSTEMS INC OH 1.01,2.03,9.01 09/29/06 PLM EQUIPMENT GROWTH & INCOME FUND VI CA 2.01,9.01 10/04/06 PLM EQUIPMENT GROWTH FUND VI CA 2.01,9.01 10/04/06 PNC FINANCIAL SERVICES GROUP INC PA 2.01,5.02,8.01 09/29/06 POLO RALPH LAUREN CORP DE 2.03 10/05/06 POPE & TALBOT INC /DE/ DE 1.01,9.01 09/29/06 Porter Bancorp, Inc. KY 8.01 09/29/06 PREMIER EXHIBITIONS, INC. 8.01 10/03/06 PREMIERWEST BANCORP OR 2.02,9.01 10/04/06 PREMIUM STANDARD FARMS, INC. 1.01 09/29/06 PRG SCHULTZ INTERNATIONAL INC GA 1.01,1.02,9.01 09/29/06 PRO-FAC COOPERATIVE INC 7.01,9.01 10/05/06 PROASSURANCE CORP DE 7.01,9.01 10/04/06 PROCERA NETWORKS INC NV 1.01,2.01,3.02,9.01 09/29/06 PROFESSIONAL LEASE MANAGEMENT INCOME DE 2.01,9.01 10/04/06 Proguard Acquisition CORP FL 2.01,9.01 10/02/06 PROQUEST CO DE 3.01,9.01 10/02/06 PROTOCALL TECHNOLOGIES INC NV 5.03,9.01 10/02/06 PROTOCALL TECHNOLOGIES INC NV 1.01,9.01 09/28/06 PSB HOLDINGS INC /WI/ WI 1.01,9.01 09/29/06 QUIXOTE CORP DE 8.01 10/05/06 RAAC Series 2006-SP2 Trust DE 6.02 10/01/06 RAAC Series 2006-SP3 Trust 6.02 10/01/06 RADIAL ENERGY, INC. 1.01 09/29/06 RAMP Series 2006-RS1 Trust 6.02 10/01/06 RAMP Series 2006-RS2 Trust 6.02 10/01/06 RAMP Series 2006-RS3 Trust DE 6.02 10/01/06 RAMP Series 2006-RS4 Trust DE 6.02 10/01/06 RAMP Series 2006-RS5 Trust DE 6.02 10/01/06 RAMP Series 2006-RZ1 Trust DE 6.02 10/01/06 RAMP Series 2006-RZ2 Trust DE 6.02 10/01/06 RAMP Series 2006-RZ3 Trust DE 6.02 10/01/06 RAMP Series 2006-RZ4 Trust DE 6.02 10/01/06 RAMP Series 2006-SP1 Trust DE 6.02 10/01/06 READERS DIGEST ASSOCIATION INC DE 1.01 09/29/06 RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 10/05/06 REDDY ICE HOLDINGS INC DE 3.01 10/05/06 REMY INTERNATIONAL, INC. DE 1.01,5.02,9.01 09/29/06 Republic Property Trust MD 1.01,2.03,8.01 09/29/06 Republic Property Trust MD 1.01,2.03 09/29/06 AMEND REUNION INDUSTRIES INC DE 8.01 09/21/06 REYNOLDS AMERICAN INC 1.01 10/01/06 RFMSII Series 2006-HSA1 Trust 6.02 10/01/06 RFMSII Series 2006-HSA2 Trust DE 6.02 10/01/06 RIVERSIDE PARK ASSOCIATES LP DE 1.01,2.03,9.01 09/29/06 ROCKWELL COLLINS INC DE 1.01,5.02,9.01 10/02/06 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 10/05/06 RONCO CORP DE 1.01,5.02 09/29/06 RPC INC DE 8.01,9.01 10/05/06 RTO HOLDINGS INC NV 8.01 08/28/06 AMEND RYANS RESTAURANT GROUP INC SC 9.01 10/05/06 RYERSON INC. DE 8.01,9.01 10/04/06 S.E. ASIA TRADING COMPANY, INC. 1.01,2.01,3.02,5.01,5.06,9.01 10/04/06 SABA SOFTWARE INC DE 1.01,2.02,9.01 10/05/06 SABINE ROYALTY TRUST TX 2.02,9.01 10/04/06 SAKS INC TN 8.01,9.01 10/05/06 SECURED FINANCIAL NETWORK, INC. NV 1.01,9.01 09/27/06 Seneca Gaming Corp XX 8.01,9.01 10/05/06 Shire plc 8.01,9.01 10/04/06 SHUFFLE MASTER INC MN 1.01,9.01 09/29/06 SHUFFLE MASTER INC MN 1.01,8.01,9.01 09/29/06 SIMMONS CO DE 1.01,3.02,7.01,9.01 09/29/06 SIMON PROPERTY GROUP INC /DE/ DE 1.01,9.01 09/29/06 SIRENZA MICRODEVICES INC DE 2.02,8.01,9.01 10/04/06 SMART ONLINE INC 1.01,2.01,2.06,8.01,9.01 09/29/06 SMITHFIELD FOODS INC VA 1.01,8.01,9.01 09/29/06 SMURFIT STONE CONTAINER CORP DE 1.01,9.01 10/02/06 SoftBrands, Inc. DE 1.01,9.01 10/01/06 SoftNet Technology Corp. NV 1.02,2.01,5.02,5.03,7.01,9.01 08/02/06 SOLECTRON CORP DE 2.02,2.05,9.01 10/02/06 Solexa, Inc. DE 1.01,9.01 10/04/06 Somebox, Inc. DE 5.01,5.02,8.01,9.01 09/29/06 SOUTHWESTERN PUBLIC SERVICE CO NM 1.01,2.03,8.01,9.01 10/03/06 Souvall-Page & Company, Inc. UT 8.01 10/02/06 SPACEDEV INC CO 1.01,9.01 10/05/06 Spansion Inc. DE 1.01 09/29/06 SPIRIT FINANCE CORP 7.01,9.01 10/05/06 SRS LABS INC DE 2.01,9.01 09/29/06 SUMMIT BANCSHARES INC /TX/ TX 2.02 10/05/06 SUN NEW MEDIA INC. MN 2.01,3.02,9.01 10/05/06 Superior Well Services, INC DE 7.01,9.01 10/02/06 SYMMETRICOM INC DE 8.01,9.01 10/05/06 TARGET CORP MN 8.01,9.01 10/05/06 TASKER PRODUCTS CORP NV 1.01 09/28/06 TAYLOR CAPITAL GROUP INC DE 1.01,1.02,5.02,9.01 10/05/06 TEAM INC TX 2.02,9.01 10/04/06 Tejas Inc DE 1.01,1.02,2.01,5.02,9.01 10/01/06 TEPPCO PARTNERS LP DE 8.01,9.01 09/18/06 TERRA INDUSTRIES INC MD 1.01,9.01 10/05/06 TEXAS CAPITAL BANCSHARES INC/TX DE 1.01,9.01 09/29/06 THOMAS PROPERTIES GROUP INC DE 1.01 09/29/06 Tim Hortons Inc. DE 1.01,7.01,9.01 10/05/06 TOUCHSTONE SOFTWARE CORP /CA/ DE 1.01 10/05/06 TRIBEWORKS INC DE 1.01,2.01,7.01,9.01 09/14/06 TRIZEC PROPERTIES INC DE 5.01,9.01 10/05/06 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.01 10/05/06 TUT SYSTEMS INC DE 2.02,9.01 10/05/06 TWEEN BRANDS, INC. DE 7.01,9.01 10/02/06 U S PRECIOUS METALS INC DE 5.02 10/05/06 AMEND UAP HOLDING CORP DE 2.02,8.01,9.01 10/05/06 United Community Bancorp X1 8.01,9.01 10/03/06 UNITED WESTERN BANCORP INC CO 1.01,5.05,8.01,9.01 09/29/06 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 10/05/06 USAA Auto Owner Trust 2006-1 6.02 10/01/06 USAA Auto Owner Trust 2006-2 6.02 10/01/06 USAA Auto Owner Trust 2006-3 6.02 10/01/06 VAIL RESORTS INC DE 2.02,9.01 10/05/06 VALASSIS COMMUNICATIONS INC DE 1.01,1.02,2.03 10/02/06 VALENTIS INC DE 1.01,2.05,5.02,8.01,9.01 09/29/06 VCG HOLDING CORP CO 2.01,2.03,8.01,9.01 10/02/06 Veri-Tek International, Corp. MI 4.01,9.01 08/23/06 AMEND VERIDICOM INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 09/28/06 VIKING SYSTEMS INC DE 5.02,7.01,9.01 10/05/06 VINEYARD NATIONAL BANCORP CA 1.01,9.01 10/05/06 VITESSE SEMICONDUCTOR CORP DE 9.01 10/05/06 VITRAN CORP INC 1.01 10/05/06 VOIP INC 2.03,9.01 09/29/06 WEBMETHODS INC DE 2.02,9.01 10/05/06 WENDYS INTERNATIONAL INC OH 1.01,2.01,7.01,9.01 09/29/06 WEST MARINE INC DE 2.02,9.01 10/04/06 WESTERN DIGITAL CORP DE 3.01 09/29/06 WEYERHAEUSER CO WA 5.02 10/02/06 WEYERHAEUSER CO WA 7.01 10/02/06 WFN CREDIT CO LLC DE 6.02 09/29/06 WILSON HOLDINGS, INC. NV 1.01,2.03,9.01 09/29/06 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,3.02,4.02 09/29/06 WOODWARD GOVERNOR CO DE 8.01,9.01 10/05/06 WYETH DE 7.01,9.01 10/05/06 Xenonics Holdings, Inc. NV 1.02,9.01 09/29/06