SEC NEWS DIGEST Issue 2006-180 September 18, 2006 COMMISSION ANNOUNCEMENTS OFFICE OF THE CHIEF ACCOUNTANT SELECTS THREE PROFESSIONAL ACCOUNTING FELLOWS The Securities and Exchange Commission's Office of the Chief Accountant has selected three professional accounting fellows for two- year terms: Mark J. Barrysmith, formerly a senior manager in KPMG LLP's Department of Professional Practice based in New York, N.Y., began in July 2006; Ashley W. Carpenter, currently a senior manager in Deloitte & Touche LLP's Carolinas Professional Practice Group based in Charlotte, N.C., will begin in October 2006; and Katrina A. Kimpel, currently a senior manager in Ernst & Young LLP's National Professional Practice Group based in New York, N.Y., will begin in October 2006. Mr. Barrysmith, Mr. Carpenter and Ms. Kimpel are joining the current professional accounting fellows - Michael G. Gaynor, Sandie E. Kim, Josh K. Jones, Joseph D. McGrath, Timothy S. Kviz and Joseph B. Ucuzoglu. At the Commission, the newly selected professional accounting fellows will be involved in the study and development of rule proposals under the federal securities laws, liaison with the professional accounting and auditing standards-setting bodies, and consultation with registrants on accounting and reporting matters. "I look forward to working with Mark, Ashley and Katrina as we address the many challenging issues on our agenda. They are joining the Commission at an important time, as the challenges for accounting have never been greater. I am confident that their experiences and knowledge will help us achieve our goals," said Conrad Hewitt, SEC Chief Accountant. (Press Rel. 2006-154) ENFORCEMENT PROCEEDINGS COMMISSION DECLARES DECISION AS TO MICHAEL LIPKIN AND JOSHUA SHAINBERG FINAL The decision of an administrative law judge barring Michael V. Lipkin and Joshua Shainberg from association with any broker or dealer has become final. The law judge found that, on Jan. 13, 2006, the U.S. District Court for the Eastern District of New York permanently enjoined Lipkin and Shainberg from future violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Exchange Act Rule 10b-5. The Court ordered them to disgorge $277, 382.45, plus prejudgment interest of $300,277.36, for which they were jointly and severally liable, and ordered each to pay a civil penalty of $200,000. While associated with Securities Planners, Inc., formerly a registered broker-dealer, between May 1995 through July 1995, Lipkin and Shainberg agreed with others to promote the stock of Alter Sales, Inc. to customers of Securities Planners. After a two week trial, a jury found Lipkin and Shainberg knowingly participated in a scheme to defraud investors, which involved the receipt of undisclosed payment in exchange for recommending Alter Sales stock to investors. Also, Lipkin knew or recklessly disregarded that Alter Sales stock was not a sound investment. Further, Lipkin knew that brokers under his supervision were making false and misleading statements to customers to the effect that Alter Sales stock was a good or sound investment, and he participated in the brokers' false statements to their customers either by encouraging or instructing them to make such statements or in some other manner; and those false statements were material. (Rel. 34-54460; File No. 3-12172) IN THE MATTER OF DAWN REESE On September 18, the Commission entered an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions against Dawn M. Reese, a resident of Las Vegas, Nevada for her role in a $40 million Ponzi-like scheme operating out of Las Vegas. Reese was president of Global Express Securities, a Florida corporation and a licensed broker-dealer (broker-dealer), and was responsible for its day-to-day operations, including finding and soliciting investors for the Global Express Real Estate Investment Fund I, LLC. On Aug. 3, 2006, a final judgment was entered against Reese permanently enjoining her from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, in the civil action entitled Securities and Exchange Commission v. Global Express Real Estate Investment Fund I, LLC, et al., Civil Action Number CV-S-03-1514-KJD (LRL), in the United States District Court for the District of Nevada. The Commission's complaint alleged that from late 2001 through December of 2003, Reese offered and sold interests in the Fund through fraudulent misrepresentations and omissions of material fact. The Commission's complaint alleged that Reese did not conduct an independent investigation regarding her representations about the Fund to investors and blindly relied upon the information contained in the Fund's offering materials and provided by the Fund's manager. The complaint alleged that, contrary to Reese's representations to investors, however, the Fund did not generate sufficient interest income to pay monthly distributions and, instead, operated as a Ponzi- like scheme by paying investors' monthly returns with cash from new investors, capital contributions from the Fund's manager, and proceeds from the sale of non-cash assets held by the Fund. Without admitting or denying any of the findings, except as to the Commission's jurisdiction, the subject matter of the proceeding, and that a final order was entered by consent in the civil action Reese consented to the issuance of the Order, which bars Reese from association with any broker or dealer. (Rel. 34-54468; File No. 3- 12422) CIVIL ACTION AGAINST MICHAEL LOMAS The Commission announced that on Sept. 6, 2006, it filed a second application for an order to show cause why defendant Michael A. Lomas should not be held in civil contempt for his violation of the Court's Sept. 21, 2004, and Dec. 9, 2005, orders. The application alleges that Lomas withdrew over $382,800 from accounts that he controlled after the Court entered an Order freezing his assets on Sept. 21, 2004, and that he failed to turn over his assets after the Court entered a Contempt Order on Dec. 9, 2005. The application seeks to have Lomas held in civil contempt for his violation of the court orders, and for the Court to compel Lomas to testify about his assets and to return the funds to the frozen accounts. The Commission filed a civil injunctive action against Mobile Billboards of America, Inc. (Mobile Billboards), International Payphone Company itself and doing business as Outdoor Media Industries, Reserve Guaranty Trust, Michael L. Young, and Lomas on Sept. 21, 2004. The complaint alleged that from 2001 through September 2004, Lomas, the chairman of the board of Mobile Billboards, and others operated a Ponzi scheme involving the sale and leaseback of mobile billboards, selling more than $60.5 million of mobile billboard investments to more than 700 investors nationwide in violation of the federal securities laws. [SEC v. Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young, Civil Action No. 1:04-CV-2763 (NDGA)] (LR- 19836) INVESTMENT COMPANY ACT RELEASES STATE FARM MUTUAL FUND TRUST, ET AL. A notice has been issued giving interested persons until Oct. 10, 2006, to request a hearing on an application filed by State Farm Mutual Fund Trust, et al. for an order granting an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-27482 - September 15) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to Amendment No. 4 to a proposed rule change filed by NYSE Arca (SR-NYSEArca-2006-20) relating to NYSE Arca's Schedule of Fees and Charges. Publication is expected in the Federal Register during the week of September 18. (Rel. 34- 54430) The Commission granted accelerated approval of a proposed rule change (SR-Amex-2006-44) and Amendments No. 1 and 2 thereto submitted by the American Stock Exchange relating to the listing and trading of the DB Currency Index Value Fund. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54450) The Fixed Income Clearing Corporation and the National Securities Clearing Corporation filed proposed rule changes (SR-FICC-2006-03 and SR-NSCC-2006-03) to allow FICC and NSCC to institute a clearing fund premium based upon a member's clearing fund requirement to excess regulatory capital ratio. The Commission has approved the proposed rule changes on an accelerated basis. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54457) The Commission granted accelerated approval to a proposed rule change (SR-NYSE-2006-60) submitted by the New York Stock Exchange relating to iShares® S&P Global Index Funds. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54458) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-80) to amend its Rule 777 regarding depository eligibility. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54442) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-104) to reflect The Nasdaq Stock Market Inc.'s complete separation from NASD upon The NASDAQ Stock Market LLC's operation as a national securities exchange for non-Nasdaq exchange- listed securities. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54451) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-77) filed by the Chicago Board Options Exchange extending pilot programs for Remote Market-Makers and e-DPMs has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54443) The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2006-02) under Section 19(b)(3)(A) of the Securities Exchange Act. The proposed rule change, which was effective upon filing, will clarify NSCC's rules that it will provide unaudited quarterly financial statements to its members for the first three quarters of the calendar year only. Publication is expected in the Federal Register during the week of September 18. (Rel. 34-54444) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-OCC-2006-07) filed by The Options Clearing Corporation relating to a surcharge for non- clearing member subscribers that have not converted to the new Data Distribution Service format by Sept. 29, 2006. Publication is expected in the Federal Register during the week of September 18. (Rel. 34- 54448) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ARROWHEAD RESEARCH CORP, 1118 EAST GREEN STREET, PASADENA, CA, 91106, 626-792-5549 - 0 ($2,103,393.88) Equity, (File 333-137329 - Sep. 15) (BR. 01B) SB-2 GREAT CHINA INTERNATIONAL HOLDINGS, INC., C SITE 25-26F PRESIDENTIAL BUILDING, NO. 69 HEPING NORTH STREET, HEPING DISTRICT, SHENYANG, F4, 110003, 0086-24-22813888 - 1,580,344 ($8,757,689.00) Equity, (File 333-137330 - Sep. 15) (BR. 09B) N-2 Cohen & Steers Closed-End Opportunity Fund, Inc., 280 PARK AVENUE, NEW YORK, NY, 10017, 212-832-3232 - 0 ($1,000,000.00) Equity, (File 333-137331 - Sep. 15) (BR. 22) S-8 MANNKIND CORP, 28903 NORTH AVE PAINE, VALENCIA, CA, 91355, 6617755300 - 0 ($72,229,705.70) Equity, (File 333-137332 - Sep. 15) (BR. 01B) S-3ASR ACCO BRANDS CORP, 300 TOWER PARKWAY, LINCOLNSHIRE, IL, 60069, 847-484-4800 - 0 ($84,133,816.00) Equity, (File 333-137333 - Sep. 15) (BR. 05A) SB-2 PARADIGM MEDICAL INDUSTRIES INC, 8019778970 - 60,000,000 ($360,000.00) Equity, (File 333-137334 - Sep. 15) (BR. 10C) S-3ASR EOG RESOURCES INC, 333 CLAY SUITE 4200, HOUSTON, TX, 77002-7361, 7136517000 - 688,237,500 ($688,272,500.00) Equity, (File 333-137341 - Sep. 15) (BR. 04B) F-10 BIOMIRA INC, 2011-94TH STREET, EDMONTON ALBERTA CAN, A0, 7804902812 - 0 ($100,000,000.00) Debt, (File 333-137342 - Sep. 15) (BR. 01C) S-8 Remote Dynamics Inc, 1155 KAS DRIVE, STE 100, RICHARDSON, TX, 75081, 9723012000 - 25,000,000 ($500,000.00) Equity, (File 333-137345 - Sep. 15) (BR. 11C) S-8 PETROHAWK ENERGY CORP, 1100 LOUISIANA SUITE 4400, HOUSTON, TX, 77002, 8322042700 - 0 ($31,740,000.00) Equity, (File 333-137346 - Sep. 15) (BR. 04A) S-3ASR PETROHAWK ENERGY CORP, 1100 LOUISIANA SUITE 4400, HOUSTON, TX, 77002, 8322042700 - 0 ($0.00) Equity, (File 333-137347 - Sep. 15) (BR. 04A) S-8 CURIS INC, 61 MOULTON ST, CAMBRIDGE, MA, 02138, 6178760086 - 0 ($1,550,000.00) Equity, (File 333-137348 - Sep. 15) (BR. 01A) S-8 JUPITERMEDIA CORP, 23 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820, 2036622800 - 2,000,000 ($17,270,000.00) Equity, (File 333-137349 - Sep. 15) (BR. 08B) S-3 Monogram Biosciences, Inc., 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080, 650.635.1100 - 0 ($37,440,000.00) Equity, (File 333-137350 - Sep. 15) (BR. 01C) S-8 Monogram Biosciences, Inc., 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080, 650.635.1100 - 0 ($1,368,000.00) Equity, (File 333-137351 - Sep. 15) (BR. 01C) S-8 INTUIT INC, 2700 COAST AVENUE, MOUNTAIN VIEW, CA, 94043, 650-944-6000 - 0 ($270,377.00) Equity, (File 333-137352 - Sep. 15) (BR. 03C) S-3 COMSYS IT PARTNERS INC, 4400 POST OAK PARKWAY, SUITE 1800, HOUSTON, TX, 77027, 713-386-1400 - 2,160,493 ($74,999,987.00) Equity, (File 333-137353 - Sep. 15) (BR. 11C) S-8 ING GROEP NV, AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM, PO BOX 810, 1000 AV, AMSTERDAM, P7, 0000, 01131205418534 - 500,000 ($20,880,331.00) ADRs/ADSs, (File 333-137354 - Sep. 15) (BR. 01A) SB-2 AUTO PHOTO TECHNOLOGIES INC, UNIT 6-260 EAST ESPLANADE, NORTH VANCOUVER, A1, V7L 1A3, 604-984-0400 - 520,000 ($104,000.00) Equity, (File 333-137355 - Sep. 15) (BR. 09) S-1 ASAlliances Biofuels, LLC, 2200 ROSS AVENUE, SUITE 4900W, DALLAS, TX, 75201, 214-740-6800 - 0 ($300,000,000.00) Equity, (File 333-137356 - Sep. 15) (BR. 06) S-8 VELOCITY ASSET MANAGEMENT INC, 48 S. FRANKLIN TURNPIKE, 3RD FLOOR, RAMSEY, NJ, 07446, 201-760-1030 - 1,000,000 ($1,460,500.00) Equity, (File 333-137357 - Sep. 15) (BR. 07C) SB-2 Firstar Exploration CORP, 200 SOUTH MAIN, SUITE I, POCATELLO, ID, 83204, 208-232-5603 - 2,000,000 ($200,000.00) Equity, (File 333-137358 - Sep. 15) (BR. 09) S-1 Hampden Bancorp, Inc., 19 HARRISON AVENUE, SPRINGFIELD, MA, 01102, (413) 736-1812 - 0 ($79,498,780.00) Equity, (File 333-137359 - Sep. 15) (BR. 07) SB-2 SUNRISE ENERGY RESOURCES INC, 551 FIFTH AVENUE, SUITE 2020, NEW YORK, NY, 10017, 2129730063 - 5,000,000 ($3,250,000.00) Equity, (File 333-137360 - Sep. 15) (BR. 04A) S-8 DELTA PETROLEUM CORP/CO, 370 SEVENTEENTH STREET, SUITE 4300, DENVER, CO, 80202, 3032939133 - 0 ($3,001,500.00) Equity, (File 333-137361 - Sep. 15) (BR. 04A) SB-2 CYBER MERCHANTS EXCHANGE INC, 600 S LAKE AVE, STE 405, PASADENA, CA, 91106, 6267935000 - 80,450,174 ($32,204,647.18) Equity, (File 333-137362 - Sep. 15) (BR. 08C) SB-2 ALONG MOBILE TECHNOLOGIES INC, NO 88 9TH FLOOR, WESTERN PART, OF THE 2ND SOUTH RING ROAD, XIAN CITY SHAANXI PROVINCE, F4, 710065, 86-29-88360086 - 6,900,000 ($8,107,500.00) Equity, (File 333-137363 - Sep. 15) (BR. 05A) S-8 IONA TECHNOLOGIES PLC, THE IONA BUILDING, SHELBOURNE ROAD BALLSBRIDGE, DUBLIN 4 IRELAND, L2, 00000, 01135316372000 - 0 ($16,480,000.00) Equity, (File 333-137364 - Sep. 15) (BR. 03B) S-3 AETHER HOLDINGS INC, 621 E. PRATT STREET, SUITE 601, BALTIMORE, MD, 21202, 4435739400 - 0 ($18,696,500.00) Equity, (File 333-137365 - Sep. 15) (BR. 07B) S-1 STEAKHOUSE PARTNERS INC, 10200 WILLOW CREEK ROAD, SAN DIEGO, CA, 92131, 8586892333 - 0 ($941,678.80) Equity, (File 333-137366 - Sep. 15) (BR. 05C) S-4 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 17,495,604 ($394,356.00) Other, (File 333-137367 - Sep. 15) (BR. 07C) S-3 MULTIBAND CORP, 9449 SCIENCE CENTER DR, NEW HOPE, MN, 55428, 6125043000 - 16,017,946 ($14,255,990.00) Equity, (File 333-137368 - Sep. 15) (BR. 11C) S-8 NATIONAL HEALTHCARE TECHNOLOGY INC, 21800 OXNARD STREET SUITE 440, 818-831-8300, WOODLAND HILLS, CA, 91367, 8185988888 - 3,800,000 ($1,482,000.00) Equity, (File 333-137372 - Sep. 15) (BR. 09B) F-6 Mindray Medical International LTD, MINDRAY BUILDING, KEJI 12TH ROAD SOUTH, HI-TECH INDUSTRIAL PARK, NANSHAN, SHENZHEN, F4, 518057, (86)-755-2658-2888 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-137373 - Sep. 15) (BR. 10) S-3 UPFC Auto Financing CORP, 421 W. HARWOOD ROAD, SUITE 110, HURST, TX, 76054, 817-282-9451 - 0 ($500,000,000.00) Other, (File 333-137374 - Sep. 15) (BR. ) S-8 COLLECTORS UNIVERSE INC, COLLECTORS UNIVERSE, INC., 1921 E. ALTON AVENUE, SANTA ANA, CA, 92705, 9495671234 - 230,000 ($3,086,600.00) Equity, (File 333-137375 - Sep. 15) (BR. 08A) S-3ASR BioMed Realty Trust Inc, 17140 BERNARDO CENTER DRIVE, SUITE 222, SAN DIEGO, CA, 92128, 858-485-9840 - 0 ($0.00) Other, (File 333-137376 - Sep. 15) (BR. 08C) S-1 OSAGE BANCSHARES, INC., 239 EAST MAIN STREET, PAWHUSKA, OK, 74056, (918) 287-2919 - 4,761,000 ($47,610,000.00) Equity, (File 333-137377 - Sep. 15) (BR. ) S-1 HealthSpring, Inc., 44 VANTAGE WAY, SUITE 300, NASHVILLE, TN, 37228, 615-291-7000 - 0 ($207,103,500.00) Equity, (File 333-137378 - Sep. 15) (BR. 01C) S-8 DELTATHREE INC, 75 BROAD ST, 31ST FL, NEW YORK, NY, 10004, 2125004850 - 0 ($4,125,000.00) Equity, (File 333-137379 - Sep. 15) (BR. 11A) SB-2 AABB INC, 2916 N 35TH AVE, STE 8, PHOENIX, AZ, 85017, 4803486464 - 6,300,000 ($6,300,000.00) Equity, (File 333-137380 - Sep. 15) (BR. 09) S-1 Guidance Software, Inc., 215 NORTH MARENGO AVENUE, PASADENA, CA, 91101, 6262299191 - 0 ($80,000,000.00) Equity, (File 333-137381 - Sep. 15) (BR. ) S-3 MESA AIR GROUP INC, 410 NORTH 44TH STREET, SUITE 700, PHOENIX, AZ, 85008, 6026854000 - 219,667 ($1,632,125.81) Equity, (File 333-137382 - Sep. 15) (BR. 05C) S-3 ICONIX BRAND GROUP, INC., 1450 BROADWAY, 4TH FL, NEW YORK, NY, 10018, 212-730-0030 - 3,799,896 ($57,112,437.00) Equity, (File 333-137383 - Sep. 15) (BR. 02C) SB-2 UNIVEC INC, 22 DUBON COURT, FARMINGDALE, NY, 11735, 5167772000 - 0 ($2,000,000.00) Equity, (File 333-137384 - Sep. 15) (BR. 10C) N-2 DWS Dreman Value IncomEdge Fund, Inc., 345 PARK AVENUE, NEW YORK, NY, 10154, (212) 454-7190 - 0 ($15,000.00) Equity, (File 333-137385 - Sep. 15) (BR. ) S-4 Coconut Palm Acquisition Corp., 595 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, 561-955-7300 - 0 ($178,721,256.00) Equity, (File 333-137386 - Sep. 15) (BR. 09) S-3D WACHOVIA CORP NEW, ONE WACHOVIA CTR, CHARLOTTE, NC, 28288-0013, 7043746565 - 10,000,000 ($543,900,000.00) Equity, (File 333-137387 - Sep. 15) (BR. 07A) S-4 NextWave Wireless Inc., 12670 HIGH BLUFF DRIVE, SAN DIEGO, CA, 92130, 858 480-3100 - 0 ($511,127,610.00) Equity, (File 333-137388 - Sep. 15) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ACCREDITED HOME LENDERS HOLDING CO DE 8.01 09/14/06 Ace Securities Corp. Home Equity Loan DE 9.01 09/15/06 ADAPTEC INC DE 1.01,9.01 09/14/06 ADMAX RESOURCES INC. NV 4.01,9.01 09/14/06 AMEND Advanced BioPhotonics Inc. DE 1.01,2.03,3.02,9.01 09/12/06 ADVANCED MEDICAL INSTITUTE INC. NV 2.02,9.01 09/15/06 ADVANCED MICRO DEVICES INC DE 7.01,9.01 09/15/06 Aldabra Acquisition CORP DE 8.01,9.01 09/12/06 Allied Security Holdings LLC DE 5.02 09/12/06 ALLTEL CORP DE 3.01,5.02,9.01 09/14/06 ALTERA CORP DE 8.01,9.01 09/13/06 ALTON VENTURES INC 8.01,9.01 09/15/06 AMCON DISTRIBUTING CO DE 3.01,9.01 09/11/06 American Express Issuance Trust DE 8.01,9.01 09/15/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,7.01,9.01 09/15/06 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 09/13/06 AMGEN INC DE 1.01,9.01 09/12/06 AMKOR TECHNOLOGY INC DE 7.01,9.01 09/14/06 ANTIGENICS INC /DE/ DE 1.01,5.02,7.01,9.01 09/13/06 APPLIED MATERIALS INC /DE DC 1.01,2.03 09/14/06 Arran Funding LTD XX 8.01,9.01 09/15/06 ASBURY AUTOMOTIVE GROUP INC DE 8.01 09/14/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 09/14/06 AUXILIUM PHARMACEUTICALS INC 8.01,9.01 09/14/06 AVNET INC NY 7.01,9.01 09/14/06 AVX CORP DE 4.01,9.01 09/14/06 AZCO MINING INC DE 3.02,9.01 09/07/06 AMEND BAKER HUGHES INC DE 1.01,7.01,9.01 09/13/06 BALLANTYNE OF OMAHA INC DE 5.02,9.01 09/12/06 AMEND BALLY TOTAL FITNESS HOLDING CORP DE 1.01,5.02,9.01 09/14/06 BARNES GROUP INC DE 1.01,5.02,7.01,9.01 09/11/06 BARRIER THERAPEUTICS INC DE 1.01,9.01 09/14/06 BCAP LLC Trust 2006-AA1 8.01,9.01 08/31/06 BEA SYSTEMS INC DE 2.04,3.01,9.01 09/13/06 BECTON DICKINSON & CO NJ 8.01 09/15/06 BEESTON ENTERPRISES LTD NV 2.01 09/15/06 BENTLEY PHARMACEUTICALS INC DE 1.01,5.02,9.01 09/11/06 BioMed Realty Trust Inc MD 1.01,9.01 09/15/06 BLAIR CORP DE 1.01,5.02,9.01 09/15/06 BRADY CORP WI 1.01,2.02,5.02,5.03,9.01 09/12/06 BRAZAURO RESOURCES CORP 1.01,3.02,7.01,9.01 09/11/06 BRISTOL MYERS SQUIBB CO DE 5.02 09/11/06 BUCKEYE TECHNOLOGIES INC DE 1.01 09/14/06 CANTOP VENTURES, INC. 4.01,9.01 09/06/06 CANYON COPPER CORP. 1.01,9.01 09/11/06 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 1.01,9.01 09/12/06 CARDIOTECH INTERNATIONAL INC MA 5.02,9.01 08/07/06 AMEND CARMAX AUTO FUNDING LLC DE 8.01,9.01 09/14/06 CARSUNLIMITED COM INC NV 4.01,5.03 09/14/06 CASELLA WASTE SYSTEMS INC DE 4.01,9.01 09/11/06 CBOT HOLDINGS INC DE 1.01,3.03,9.01 09/14/06 CEDAR SHOPPING CENTERS INC MD 1.01,9.01 09/14/06 CERNER CORP /MO/ DE 5.03,8.01,9.01 09/11/06 CHARLOTTE RUSSE HOLDING INC 1.01,9.01 09/14/06 CHARYS HOLDING CO INC 1.01,9.01 09/08/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 09/11/06 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 09/15/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 09/12/06 China Mineral Acquisition CORP 8.01,9.01 09/14/06 CIMBIX CORP WA 1.01,2.01,9.01 09/12/06 CISCO SYSTEMS INC CA 5.02 09/14/06 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 09/15/06 CITIBANK SOUTH DAKOTA N A DE 8.01 08/28/06 Citicorp Residential Mortgage Trust S DE 8.01,9.01 08/30/06 COHU INC DE 8.01,9.01 09/14/06 COLLECTORS UNIVERSE INC DE 5.02,9.01 09/15/06 COMMUNITY VALLEY BANCORP CA 8.01,9.01 09/12/06 COMMUNITY VALLEY BANCORP CA 8.01,9.01 09/15/06 AMEND COMSYS IT PARTNERS INC DE 1.01,2.03,9.01 09/15/06 CONNS INC DE 2.02,9.01 09/15/06 CORPORATE PROPERTY ASSOCIATES 14 INC MD 8.01,9.01 09/15/06 COVALENT GROUP INC NV 8.01,9.01 09/12/06 CREDIT ACCEPTANCE CORPORATION MI 2.02,9.01 09/15/06 CRITICAL THERAPEUTICS INC DE 8.01,9.01 09/15/06 CYBER DEFENSE SYSTEMS INC FL 1.01,9.01 09/15/06 CYMER INC NV 1.01 09/12/06 D&E COMMUNICATIONS INC PA 8.01,9.01 09/15/06 DALECO RESOURCES CORP NV 3.03 09/15/06 DALRADA FINANCIAL CORP DE 8.01,9.01 09/14/06 DATASCOPE CORP DE 1.01,8.01,9.01 09/12/06 DEARBORN BANCORP INC /MI/ MI 1.01,8.01,9.01 09/14/06 DECORIZE INC DE 1.01,2.03,9.01 09/11/06 DEL MONTE FOODS CO DE 1.01,2.01,2.03,9.01 07/03/06 AMEND Digital Music Group, Inc. DE 1.01,9.01 09/12/06 DOLLAR FINANCIAL CORP DE 1.01 09/12/06 DOLLAR FINANCIAL GROUP INC NY 1.01 09/12/06 Dollarama Group L.P. A8 7.01,9.01 09/12/06 DOWNEY FINANCIAL CORP DE 7.01,9.01 08/31/06 DUQUESNE LIGHT HOLDINGS INC PA 1.01,9.01 09/14/06 DYNEGY INC /IL/ IL 8.01,9.01 09/15/06 EGL INC TX 5.02 05/12/06 ELECTRIC CITY CORP DE 5.03,7.01,9.01 09/13/06 ELINEAR INC DE 3.01,9.01 09/11/06 ELKCORP DE 1.01 09/11/06 EMDEON CORP DE 8.01 09/14/06 ENDOVASC INC NV 5.02 09/11/06 ENSCO INTERNATIONAL INC DE 2.02,9.01 09/15/06 EQUITY RESIDENTIAL MD 5.02 09/11/06 EQUITY RESIDENTIAL MD 5.02 06/19/06 AMEND ESCALA GROUP INC NY 8.01 09/14/06 Ethanol Grain Processors, LLC TN 1.01 09/11/06 EVOLVE ONE INC DE 1.01,3.02,9.01 09/13/06 EXTREME NETWORKS INC DE 7.01,9.01 09/15/06 FARMER BROTHERS CO CA 2.02,9.01 09/13/06 FEDERAL REALTY INVESTMENT TRUST MD 9.01 09/14/06 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 09/07/06 FONAR CORP DE 2.02 06/30/06 FOOT LOCKER INC NY 1.02 09/11/06 FRANKLIN LAKE RESOURCES INC /NV NV 8.01,9.01 09/14/06 FREESCALE SEMICONDUCTOR INC DE 1.01,3.03,9.01 09/15/06 GENTA INC DE/ DE 8.01,9.01 09/15/06 GLOBAL MATRECHS, INC. DE 1.01,1.02,9.01 08/28/06 GLOBALNET CORP NV 1.01,5.02,9.01 09/12/06 GLOBIX CORP DE 1.01,8.01,9.01 09/11/06 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 1.01,9.01 09/15/06 GRAMERCY CAPITAL CORP MD 8.01 09/14/06 GREEN MOUNTAIN COFFEE ROASTERS INC DE 5.02 09/13/06 GreenPoint Mortgage Funding Trust 200 8.01,9.01 08/31/06 GREENSHIFT CORP DE 1.01,3.02,9.01 02/15/06 AMEND GSE SYSTEMS INC DE 5.02 09/15/06 HARTVILLE GROUP INC NV 1.01,9.01 09/11/06 HEALTH CARE REIT INC /DE/ DE 1.01,9.01 09/12/06 HealthSpring, Inc. DE 7.01,8.01,9.01 09/15/06 HERSHEY CO DE 1.01,2.03,9.01 09/15/06 HEWITT ASSOCIATES INC DE 1.01 09/13/06 HISTORIC PRESERVATION PROPERTIES 1989 DE 2.05 07/27/06 AMEND Home Equity Mortgage Pass-Through Cer DE 9.01 08/30/06 HOMELIFE INC NV 1.01,9.01 09/11/06 HSBC CREDIT CARD MASTER NOTE TRUST (U DE 8.01,9.01 09/15/06 HUBBELL INC CT 1.01 09/11/06 Huntsman CORP DE 9.01 06/30/06 AMEND ICON CASH FLOW PARTNERS L P SEVEN DE 8.01 09/15/06 IMAGING3 INC CA 3.02 09/13/06 IMMEDIATEK INC NV 4.01,9.01 09/12/06 IMPAC MORTGAGE HOLDINGS INC MD 8.01 09/14/06 IndyMac Home Equity Loan Asset-Backed 8.01,9.01 09/14/06 INTERCONTINENTALEXCHANGE INC 8.01,9.01 09/14/06 INTERCONTINENTALEXCHANGE INC 7.01,9.01 09/15/06 INTERFACE INC GA 1.01,1.02,9.01 09/11/06 INTERNATIONAL ASSETS HOLDING CORP DE 1.01,2.03,3.02,9.01 09/14/06 INTERPHARM HOLDINGS INC DE 1.01,3.02,9.01 09/11/06 IOWA TELECOMMUNICATIONS SERVICES INC IA 7.01,9.01 09/15/06 Israel Technology Acquisition Corp. DE 8.01,9.01 09/14/06 IVI COMMUNICATIONS INC NV 1.01,2.03,3.02,9.01 08/08/06 J.P. Morgan Mortgage Acquisition Trus DE 8.01,9.01 09/15/06 Juniper Partners Acquisition Corp. DE 8.01,9.01 09/12/06 KANSAS CITY SOUTHERN DE 1.01,9.01 09/11/06 KINGLAKE RESOURCES INC. NV 4.01,9.01 09/15/06 AMEND KLA TENCOR CORP DE 3.01,9.01 09/14/06 KLEVER MARKETING INC DE 5.02 09/13/06 KNOLL INC DE 7.01 09/15/06 KNOVA SOFTWARE, INC. DE 3.02 09/11/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 09/12/06 Lehman XS 2006-13 DE 8.01,9.01 08/31/06 Lehman XS Trust Series 2006-14N DE 8.01,9.01 08/31/06 LEVI STRAUSS & CO DE 8.01,9.01 09/15/06 Liberty Global, Inc. 7.01 09/15/06 LINCOLN NATIONAL CORP IN 1.01 09/14/06 LION-GRI INTERNATIONAL, INC CO 9.01 09/15/06 AMEND MAINE & MARITIMES CORP ME 8.01 09/15/06 MARGO CARIBE INC PR 2.02,9.01 09/11/06 MARKETAXESS HOLDINGS INC 1.02,5.02 09/12/06 MASTERCARD INC DE 1.01,5.02,9.01 09/14/06 MAXWELL TECHNOLOGIES INC DE 8.01 09/14/06 MDU COMMUNICATIONS INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 09/11/06 MEDAREX INC NJ 1.01,5.02,9.01 09/13/06 MEDIABAY INC FL 3.01 09/13/06 MELLON BANK N A MA 8.01,9.01 09/11/06 METALDYNE CORP DE 7.01,9.01 09/15/06 METHODE ELECTRONICS INC DE 8.01,9.01 09/15/06 METROLOGIC INSTRUMENTS INC NJ 1.01 09/12/06 MGIC INVESTMENT CORP WI 1.01,8.01,9.01 09/13/06 MGP INGREDIENTS INC KS 7.01,9.01 09/11/06 MICRON TECHNOLOGY INC DE 1.01,8.01,9.01 09/15/06 MIDDLEBY CORP DE 8.01 09/14/06 MILLS CORP DE 1.01,8.01 09/13/06 MIRACOR DIAGNOSTICS INC UT 5.02,9.01 09/15/06 MONSTER WORLDWIDE INC DE 1.01,9.01 09/12/06 MORGAN BEAUMONT, INC. NV 1.01,5.02,7.01,9.01 09/05/06 MOTHERS WORK INC DE 1.01 09/15/06 MOTIENT CORP DE 7.01,9.01 09/15/06 MULTIBAND CORP MN 8.01 09/15/06 NAPCO SECURITY SYSTEMS INC DE 2.02,9.01 09/13/06 NATIONAL COAL CORP FL 1.01,9.01 09/11/06 NATIONAL HEALTHCARE TECHNOLOGY INC CO 1.01,7.01,9.01 08/28/06 NationsHealth, Inc. DE 3.01,9.01 09/12/06 NATUS MEDICAL INC DE 1.01,9.01 09/12/06 NETWORK CN INC DE 1.01,3.02,9.01 09/15/06 NEWFIELD EXPLORATION CO /DE/ DE 5.04 09/15/06 NEWGOLD INC DE 5.02,8.01,9.01 09/12/06 NEWPARK RESOURCES INC DE 1.01,5.02 09/12/06 NGP Capital Resources CO MD 7.01,9.01 09/14/06 NOVA BIOSOURCE FUELS, INC. NV 2.02,9.01 09/15/06 Novelis Inc. A6 2.02,9.01 09/15/06 NUMEREX CORP /PA/ PA 3.02,9.01 09/14/06 NYFIX INC DE 1.01,3.03,5.03,9.01 09/04/06 Opteum Inc. MD 7.01,9.01 09/15/06 Optical Molecular Imaging, Inc DE 1.01,2.01,5.01,8.01,9.01 09/11/06 OVERLAND STORAGE INC CA 7.01 09/15/06 OWENS CORNING DE 8.01,9.01 09/11/06 PACCAR INC DE 1.01,9.01 09/12/06 Paramount Acquisition Corp DE 8.01,9.01 09/14/06 PATRIOT SCIENTIFIC CORP DE 4.02,8.01 09/08/06 AMEND PCS EDVENTURES COM INC 9.01 09/12/06 PEPSICO INC NC 5.02,7.01,9.01 09/15/06 PHASE FORWARD INC DE 1.01,9.01 09/13/06 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 09/11/06 PINNACLE WEST CAPITAL CORP AZ 5.02 09/11/06 PLACER SIERRA BANCSHARES CA 1.01,9.01 09/11/06 PPL CORP PA 1.01,5.02 09/15/06 PRECISION AUTO CARE INC VA 4.02 09/15/06 PRIMEDIA INC DE 1.01,9.01 09/15/06 PRIMEGEN ENERGY CORP 5.03,7.01,9.01 08/29/06 PRO PHARMACEUTICALS INC NV 5.02,9.01 09/12/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 1.02,8.01,9.01 09/14/06 QUANTA CAPITAL HOLDINGS LTD 1.01,5.02,9.01 09/11/06 RAMP Series 2006-RS3 Trust DE 8.01,9.01 09/15/06 AMEND REALNETWORKS INC WA 1.01 09/12/06 REDDY ICE HOLDINGS INC DE 8.01,9.01 09/15/06 Refco Finance Inc. DE 7.01,9.01 09/15/06 REGENERATION TECHNOLOGIES INC FL 1.01,9.01 09/12/06 RENOVIS INC DE 1.01,9.01 09/15/06 RETAIL VENTURES INC OH 8.01,9.01 09/15/06 ROCKWELL COLLINS INC DE 5.02,7.01,9.01 09/13/06 RSA SECURITY INC/DE/ DE 8.01,9.01 09/15/06 SACO I Trust 2006-8 DE 8.01,9.01 09/15/06 SACO I Trust 2006-8 DE 9.01 09/15/06 SACO I Trust 2006-8 DE 9.01 09/15/06 Santa Lucia Bancorp CA 8.01,9.01 09/15/06 SECURED FINANCIAL NETWORK, INC. NV 1.01,9.01 09/12/06 SECURED INVESTMENT RESOURCES FUND LP DE 1.03 09/15/06 SERVICEMASTER CO DE 2.03 09/15/06 Shea Development Corp. NV 5.01,5.02,8.01,9.01 09/11/06 Shire plc 8.01,9.01 09/13/06 SHUMATE INDUSTRIES INC DE 5.02 09/12/06 SIRENZA MICRODEVICES INC DE 1.01,9.01 09/15/06 SIRICOMM INC DE 5.02,9.01 09/11/06 SKY FINANCIAL GROUP INC OH 7.01,9.01 09/12/06 SMITH A O CORP DE 1.01 09/15/06 Soundview Home Loan Trust 2006-EQ1 9.01 08/09/06 ST. BERNARD SOFTWARE, INC. CA 8.01,9.01 09/14/06 ST. BERNARD SOFTWARE, INC. CA 1.01 09/07/06 AMEND STANDEX INTERNATIONAL CORP/DE/ DE 1.01 09/11/06 STATER BROS HOLDINGS INC DE 1.01 09/12/06 STATMON TECHNOLOGIES CORP NV 8.01,9.01 09/13/06 STEAK & SHAKE CO IN 1.01,9.01 09/15/06 STILLWATER MINING CO /DE/ DE 8.01,9.01 09/14/06 Structured Adjustable Rate Mortgage L DE 8.01,9.01 08/31/06 SUN LIFE ASSURANCE CO OF CANADA US DE 1.01 09/12/06 SUN MICROSYSTEMS, INC. DE 5.02 09/11/06 SUN-TIMES MEDIA GROUP INC DE 1.01,5.02,8.01 09/13/06 SUNSET FINANCIAL RESOURCES INC 8.01,9.01 09/15/06 SYNTEC BIOFUEL INC WA 1.02,2.01,5.03,8.01,9.01 09/14/06 TBX RESOURCES INC TX 1.01,9.01 09/08/06 TD AMERITRADE HOLDING CORP DE 5.02 09/11/06 TELESTONE TECHNOLOGIES CORP CO 3.01,9.01 09/15/06 TEXOLA ENERGY CORP NV 7.01,9.01 09/15/06 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 08/31/06 TIME WARNER TELECOM INC DE 8.01 09/15/06 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE 2.02,9.01 09/14/06 TRC COMPANIES INC /DE/ DE 2.02,9.01 09/13/06 TRIMBLE NAVIGATION LTD /CA/ CA 5.02 09/15/06 Triton Distribution Systems, Inc. CO 8.01,9.01 09/13/06 ULTRALIFE BATTERIES INC DE 9.01 07/03/06 AMEND Uni-Pixel DE 1.01,2.03,9.01 09/12/06 UNIFY CORP DE 8.01,9.01 09/14/06 UNIFY CORP DE 2.02,9.01 09/14/06 United Community Bancorp X1 5.03,9.01 09/14/06 UNITED RETAIL GROUP INC/DE DE 8.01 09/15/06 VERAMARK TECHNOLOGIES INC DE 1.01,5.02,9.01 09/14/06 VERINT SYSTEMS INC 2.02,3.01,8.01,9.01 09/11/06 VERTEX PHARMACEUTICALS INC / MA MA 1.01,8.01,9.01 09/14/06 VISION BANCSHARES INC AL 8.01,9.01 09/14/06 WCA WASTE CORP 1.01,3.01,5.02,9.01 09/15/06 WCI COMMUNITIES INC 5.02 09/14/06 WCI COMMUNITIES INC 1.01 09/15/06 WebMD Health Corp. DE 2.01,9.01 09/11/06 WGL HOLDINGS INC VA 8.01,9.01 09/15/06 WILLIAMS COMPANIES INC DE 5.02,5.03,9.01 09/12/06 WILSONS THE LEATHER EXPERTS INC MN 1.01 09/13/06 WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,9.01 09/12/06 WINLAND ELECTRONICS INC MN 5.02,9.01 09/12/06 WINN DIXIE STORES INC FL 7.01,9.01 09/15/06 WQN, Inc. 5.02 09/14/06 YUM BRANDS INC NC 1.01,8.01,9.01 09/15/06 ZOND WINDSYSTEM PARTNERS LTD SERIES 8 1.01,1.02,2.01,9.01 09/08/06 ZOND WINDSYSTEM PARTNERS LTD SERIES 8 1.01,1.02,2.01,9.01 09/08/06