SEC NEWS DIGEST Issue 2006-175 September 11, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN SOUTHWESTERN MEDICAL SOLUTIONS, INC. DUE TO QUESTIONS ABOUT THE ACCURACY OF STATEMENTS MADE TO THE PUBLIC The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the Exchange Act), of trading in the securities of Southwestern Medical Solutions, Inc. (Southwestern), a Florida corporation based in Tampa, Florida, at 9:30 a.m. EST on Sept. 11, 2006, and terminating at 11:59 EST on Sept. 22, 2006. The Commission temporarily suspended trading in the securities of Southwestern because of questions that have been raised about the accuracy and adequacy of publicly disseminated information concerning, among other things, the existence of applications for U.S. Food and Drug Administration approvals for its Labguard product, the existence of a patent and trademark, and the receipt of an order for the sale of several thousand units of Labguard. Southwestern, a non-reporting issuer, is quoted on the Pink Sheets under the ticker symbol SWNM. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff in the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, it should refrain from entering quotations relating to Southwestern's securities until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker-dealer or other person has any information that may to relate to this matter, they should immediately contact Teresa Verges, Assistant Regional Director, at the Southeast Regional Office of the Securities and Exchange Commission, at (305) 982-6384. (Rel. 34-54419) VISITING ACADEMIC SCHOLAR NAMED BY THE OFFICE OF ECONOMIC ANALYSIS On September 8, the Securities and Exchange Commission's Office of Economic Analysis announced the appointment of Dr. Jennifer Marietta- Westberg as a Visiting Academic Scholar for a term ending in August 2007. Before joining the Commission, Dr. Marietta-Westberg served on the faculty of Michigan State University. She earned her Ph.D. in Finance from the University of Iowa. Her research focuses on initial public offerings, in particular the effect of the media on IPO returns and volatility. She also studies how potential conflicts of interest at universal banks could affect their underwriting and fund trading strategies. While at the Commission, Dr. Marietta-Westberg will work on various issues related to security offerings. (Press Rel. 2006-151) ECONOMIC FELLOW NAMED BY THE OFFICE OF ECONOMIC ANALYSIS On September 8, the Securities and Exchange Commission's Office of Economic Analysis announced the appointment of Dr. Zeigham Khokher as an Economic Fellow for a term ending in October 2007. Before joining the Commission, Dr. Khokher served on the faculty of the Ivey Business School at the University of Western Ontario. He earned his Ph.D. in Finance, his M.S. in Statistics, and his B.A. in Mathematics from the University of Texas at Austin. His research focuses on empirical estimation of dynamic term structure models of options, futures and other derivative securities. He is also interested in exhaustible resource price dynamics in both a general and partial equilibrium context. While at the Commission, Dr. Khokher will work on various projects that raise valuation issues, particularly in the derivatives context. (Press Rel. 2006-152) INVESTMENT COMPANY ACT RELEASES NATIONAL LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until Oct. 2, 2006, to request a hearing on an application filed by National Life Insurance Company (NLIC), National Variable Annuity Account II (Annuity Account), and National Variable Life Insurance Account (Life Account) (collectively, the Applicants). Applicants seek an order pursuant to Section 26(c) of the Investment Company Act, as amended, permitting NLIC to substitute securities issued by Fidelity VIP Index 500 Portfolio, a series of Variable Insurance Products Fund II, or DWS Equity Index 500 VIP, a series of DWS Investments VIT Funds, to support variable annuity contracts or variable life insurance contracts issued by NLIC, for securities issued by Sentinel Variable Products Growth Index Fund, a series of Sentinel Variable Products Trust, held by both the Annuity Account or the Life Account. (Rel. IC- 27477 - September 7) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NYSEArca-2006-31) filed by the NYSE Arca that requires certain listed securities to be eligible for a Direct Registration System operated by a clearing agency registered under Section 17A of the Exchange Act. Publication is expected in the Federal Register during the week of September 11. (Rel. 34-54410) The Commission approved a proposed rule change (SR-Amex-2006-64) and Amendment No. 1 thereto submitted by the American Stock Exchange relating to a retroactive suspension of transaction charges for specialist orders in the Nasdaq-100 Tracking StockŪ (QQQQ). Publication is expected in the Federal Register during the week of September 11. (Rel. 34-54412) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-72) and Amendment No. 1 thereto to adopt new rules to implement on a pilot basis an initial version of AEMI, its proposed new hybrid market trading platform for equity products and exchange traded funds. Publication is expected in the Federal Register during the week of September 11. (Rel. 34-54413) The International Securities Exchange filed a proposed rule change (SR-ISE-2004-17) and Amendment No. 1 thereto relating to market maker orders. Publication is expected in the Federal Register during the week of September 11. (Rel. 34-54415) The Municipal Securities Rulemaking Board filed a proposed rule change (SR-MSRB-2006-07) regarding MSRB Rule G-14 Real-Time Transaction Reporting System procedures relating to "list offering price" and "takedown" transactions. Publication is expected in the Federal Register during the week of September 11. (Rel. 34-54416) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Aurora Oil & Gas CORP, 4110 COPPER RIDGE DRIVE, SUITE 100, TRAVERSE CITY, MI, 49684, (231) 941-0073 - 0 ($63,681,250.00) Equity, (File 333-137176 - Sep. 8) (BR. 04B) S-4 CHIPOTLE MEXICAN GRILL INC, 1543 WAZEE STREET, SUITE 200, DENVER, CO, 80202, 3035954000 - 0 ($824,848,154.00) Equity, (File 333-137177 - Sep. 8) (BR. 05B) SB-2 ITRONICS INC, 6490 SO. MCCARRAN BLVD., BLDG C STE 23, RENO, NV, 89509, 7756897696 - 75,000,000 ($1,350,000.00) Debt Convertible into Equity, (File 333-137181 - Sep. 8) (BR. 04A) F-9 ENCANA CORP, 1800 855 2ND STREET SW, PO BOX 2850, CALGARY, A0, T2P 2S5, (403) 645-2000 - 2,000,000,000 ($2,000,000,000.00) Non-Convertible Debt, (File 333-137182 - Sep. 8) (BR. 04A) S-3ASR ANADARKO PETROLEUM CORP, 1201 LAKE ROBBINS DRIVE, THE WOODLANDS, TX, 77380-1046, 8326367520 - 0 ($0.00) Other, (File 333-137183 - Sep. 8) (BR. 04B) S-8 MULTI COLOR CORP, 425 WALNUT STREET, SUITE 1300, CINCINNATI, OH, 45202, 5133811480 - 0 ($5,949,000.00) Equity, (File 333-137184 - Sep. 8) (BR. 05B) S-8 AIRGAS INC, 259 N. RADNOR-CHESTER ROAD, SUITE 100, RADNOR, PA, 19087, 6106875253 - 0 ($109,376,000.00) Equity, (File 333-137185 - Sep. 8) (BR. 06C) S-8 JO-ANN STORES INC, 5555 DARROW RD, HUDSON, OH, 44236, 2166562600 - 600,000 ($9,126,000.00) Equity, (File 333-137187 - Sep. 8) (BR. 02C) S-8 HASTINGS ENTERTAINMENT INC, 3601 PLANS BLVD, SUITE 1, AMARILLO, TX, 79102, 8063512300 - 0 ($3,100,000.00) Equity, (File 333-137188 - Sep. 8) (BR. 02B) S-8 HASTINGS ENTERTAINMENT INC, 3601 PLANS BLVD, SUITE 1, AMARILLO, TX, 79102, 8063512300 - 0 ($310,000.00) Equity, (File 333-137189 - Sep. 8) (BR. 02B) S-8 HASTINGS ENTERTAINMENT INC, 3601 PLANS BLVD, SUITE 1, AMARILLO, TX, 79102, 8063512300 - 0 ($310,000.00) Equity, (File 333-137190 - Sep. 8) (BR. 02B) S-8 IR BIOSCIENCES HOLDINGS INC, 4021 NORTH. 75TH STREET, SUITE 201, SCOTTSDALE, AZ, 85251, 480-922-3926 - 16,400,000 ($3,481,939.00) Equity, (File 333-137191 - Sep. 8) (BR. 09A) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-137192 - Sep. 8) (BR. 05D) S-8 MIDWEST AIR GROUP INC, 6744 S HOWELL AVE, OAK CREEK, WI, 53154, 4147474000 - 1,330,000 ($9,083,900.00) Equity, (File 333-137193 - Sep. 8) (BR. 05C) S-3 LONGVIEW FIBRE CO, P O BOX 639, 300 FIBRE WAY, LONGVIEW, WA, 98632, 360-425-1550 - 3,250,000 ($68,282,500.00) Equity, (File 333-137195 - Sep. 8) (BR. 03B) S-3 WISCONSIN POWER & LIGHT CO, 4902 NORTH BILTMORE LANE, PO BOX 77007, MADISON, WI, 53707-1007, 608-4583314 - 0 ($200,000,000.00) Other, (File 333-137196 - Sep. 8) (BR. 02B) S-3 INTERSTATE POWER & LIGHT CO, 200 FIRST ST SE, ALLIANT ENERGY TOWER, CEDAR RAPIDS, IA, 52401, 3193984411 - 0 ($250,000,000.00) Other, (File 333-137197 - Sep. 8) (BR. 02B) S-1 FIRST BANCSHARES INC /MS/, 6012688998 - 365,000 ($8,982,650.00) Equity, (File 333-137198 - Sep. 8) (BR. 07B) S-8 CRITICAL CARE, INC, 6646 INDIAN SCHOOL ROAD NE, ALBUQUERQUE, NM, 87110, 5058372020 - 6,000,000 ($435,000.00) Equity, (File 333-137199 - Sep. 8) (BR. 01B) S-8 MEDIA SCIENCES INTERNATIONAL INC, 8 ALLERMAN ROAD, OAKLAND, NJ, 07436, 2016779311 - 150,000 ($701,250.00) Equity, (File 333-137200 - Sep. 8) (BR. 06B) SB-2 ONE VOICE TECHNOLOGIES INC, 6333 GREENWICH DR #240, SAN DIEGO, CA, 92122, 6195524466 - 235,239,173 ($3,058,109.00) Equity, (File 333-137201 - Sep. 8) (BR. 03C) S-8 HOT TOPIC INC /CA/, 18305 EAST SAN JOSE AVENUE, CITY OF INDUSTRY, CA, 91748, 6268394681 - 0 ($30,023,121.44) Equity, (File 333-137203 - Sep. 8) (BR. 02B) SB-2 CONECTISYS CORP, 24730 AVENUE TIBBITTS #130, VALENCIA, CA, 91355, 6612956763 - 8,938,895,000 ($3,575,558.00) Equity, (File 333-137204 - Sep. 8) (BR. 11B) S-4 NATIONAL CITY CORP, 1900 E NINTH ST, CLEVELAND, OH, 44114, 2165752000 - 32,000,000 ($1,413,760,000.00) Equity, (File 333-137205 - Sep. 8) (BR. 07A) S-1 SAN HOLDINGS INC, 9800 MT PYRAMID COURT, SUITE 130, ENGLEWOOD, CO, 80112, 3036603933 - 268,479,008 ($51,011,012.00) Equity, (File 333-137207 - Sep. 8) (BR. 03A) SB-2 SRKP 7 INC, 210 SOUTH FEDERAL HIGHWAY, SUITE 205, DEERFIELD BEACH, FL, 33441, 310 203 2902 - 6,135,581 ($2,024,741.00) Equity, (File 333-137208 - Sep. 8) (BR. 09) F-8 YAMANA GOLD INC, 150 YORK ST, STE 1902, TORONTO, A6, M5H 3S5, 4168150220 - 0 ($622,371,943.00) Equity, (File 333-137209 - Sep. 8) (BR. 04A) SB-2 DIET COFFEE INC, 1173 A SECOND AVENUE, NEW YORK, NY, 10021, 3472477589 - 17,688,500 ($10,933,075.00) Equity, (File 333-137210 - Sep. 8) (BR. ) F-9 HUSKY ENERGY INC, 707 EIGHTH AVE, PO BOX 6525 STATION D, CALGARY ALBERTA, A0, T2P 1H5, 4032986111 - 1,000,000,000 ($1,000,000,000.00) Debt Convertible into Equity, (File 333-137211 - Sep. 8) (BR. 04C) S-8 COLUMBUS MCKINNON CORP, 140 JOHN JAMES AUDUBON PKWY, AMHERST, NY, 14228-1197, 7166895400 - 850,000 ($15,750,500.00) Equity, (File 333-137212 - Sep. 8) (BR. 10A) SB-2 UNICORP INC /NEW, 1117 HERKIMER STREET, SUITE 110, HOUSTON, TX, 77008, 713 802 2944 - 10,000,000 ($7,560,000.00) Equity, (File 333-137213 - Sep. 8) (BR. 04A) S-3 MERIX CORP, 1521 POPLAR LANE, FOREST GROVE, OR, 97116, 5033599300 - 0 ($70,000,000.00) Equity, (File 333-137214 - Sep. 8) (BR. 10B) S-3ASR HARTFORD LIFE INSURANCE CO, 200 HOPMEADOW ST, P O BOX 2999, SIMSBURY, CT, 06089, 8608435445 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-137215 - Sep. 8) (BR. 29) S-1 WORLDGATE COMMUNICATIONS INC, 3190 TREMONT AVENUE, TREVOSE, PA, 19053, 2153545437 - 0 ($14,276,596.00) Equity, (File 333-137216 - Sep. 8) (BR. 11A) S-8 VITAL IMAGES INC, 3300 FERNBROOK LANE N, #200, PLYMOUTH, MN, 55447-5341, 7638524100 - 0 ($25,006,500.00) Equity, (File 333-137217 - Sep. 8) (BR. 03C) S-8 TALX CORP, 11432 LACKLAND ROAD, ST LOUIS, MO, 63146, 3142147000 - 0 ($46,910,000.00) Equity, (File 333-137218 - Sep. 8) (BR. 03B) S-3 SUNSET FINANCIAL RESOURCES INC, 10245 CENTURION PARKWAY NORTH, SUITE 305, JACKSONVILLE, FL, 32256, 904-425-4099 - 14,758,757 ($126,334,959.92) Equity, (File 333-137219 - Sep. 8) (BR. 08C) F-10 PENGROWTH ENERGY TRUST, 2900, 240 - 4TH AVENUE S.W., CALGARY, A0, T2P2H4, (403) 233-0224 - 0 ($1,800,020,000.00) Equity, (File 333-137221 - Sep. 8) (BR. 04B) S-3 WESTERN SIZZLIN CORP, 317 KIMBALL AVENUE NW, ROANOKE, VA, 24016, 5403453195 - 0 ($4,161,003.00) Other, (File 333-137222 - Sep. 8) (BR. 05C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- A CONSULTING TEAM INC NY 5.01 09/05/06 ABIOMED INC DE 8.01,9.01 09/05/06 ACADIA PHARMACEUTICALS INC DE 8.01 09/01/06 ACETO CORP NY 2.02,9.01 09/08/06 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,9.01 09/06/06 ADVENTRX PHARMACEUTICALS INC DE 1.01,1.02,5.02,9.01 09/08/06 ADVO INC DE 8.01,9.01 09/08/06 AFFIRMATIVE INSURANCE HOLDINGS INC DE 5.02,7.01,9.01 09/01/06 Aleris International, Inc. DE 9.01 08/01/06 AMEND ALFACELL CORP DE 8.01,9.01 08/31/06 ALLEGHENY ENERGY, INC MD 8.01,9.01 09/08/06 Alternative Loan Trust 2006-29T1 DE 9.01 08/30/06 AMBASSADORS INTERNATIONAL INC DE 1.01,9.01 09/01/06 AMEREN CORP MO 1.01,1.02,2.03,9.01 09/08/06 AMERICAN EXPRESS CO NY 8.01,9.01 08/07/06 AMERICAN INTERNATIONAL VENTURES INC / DE 8.01 09/08/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,9.01 09/06/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,8.01,9.01 09/07/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,8.01,9.01 09/03/06 Ameris Bancorp GA 1.01,9.01 09/05/06 ANADARKO PETROLEUM CORP DE 9.01 08/09/06 AMEND ANR PIPELINE CO DE 1.01,9.01 08/31/06 AON CORP DE 2.02,9.01 09/07/06 APPLIED IMAGING CORP DE 1.01,9.01 08/31/06 APPLIED NEUROSOLUTIONS INC DE 5.02,9.01 09/06/06 ARROW ELECTRONICS INC NY 1.01,8.01,9.01 09/06/06 ASAP SHOW, INC. NV 5.02 08/26/06 ASCENDANT SOLUTIONS INC DE 1.01,5.02,9.01 09/05/06 ASHFORD HOSPITALITY TRUST INC MD 1.01,9.01 09/06/06 ASYST TECHNOLOGIES INC CA 5.02 09/01/06 ATLANTIC COAST FEDERAL CORP X1 1.01,9.01 09/01/06 AVAYA INC DE 1.01,9.01 09/08/06 AVON PRODUCTS INC NY 2.05 11/15/05 AMEND AZCO MINING INC DE 3.02,9.01 09/07/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01 09/01/06 Banc of America Commercial Mortgage I DE 8.01,9.01 09/08/06 BANK OF NEW YORK CO INC NY 5.02 09/08/06 BANKUNITED FINANCIAL CORP FL 7.01,9.01 09/08/06 BANKUNITED FINANCIAL CORP FL 1.01 09/04/06 Bear Stearns Asset Backed Securities DE 7.01 09/08/06 BECTON DICKINSON & CO NJ 7.01,9.01 09/08/06 BENCHMARK ELECTRONICS INC TX 5.02,9.01 09/06/06 BIO LOK INTERNATIONAL INC DE 1.01,7.01,9.01 09/08/06 BIOANALYTICAL SYSTEMS INC IN 5.02,9.01 09/06/06 BMB MUNAI INC 5.02,9.01 08/07/06 BMW Vehicle Owner Trust 2004-A 9.01 06/25/06 AMEND BMW Vehicle Owner Trust 2004-A 9.01 07/25/06 AMEND BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 09/08/06 BOULDER CREEK EXPLORATIONS, INC. NV 3.01 09/01/06 BOYD GAMING CORP NV 5.02 09/06/06 BRISTOL WEST HOLDINGS INC 7.01,9.01 09/07/06 CABLEVISION SYSTEMS CORP /NY DE 8.01 09/07/06 CALYPTE BIOMEDICAL CORP DE 8.01,9.01 08/31/06 CAMPBELL FUND TRUST MD 3.02 09/01/06 CAPITAL ONE FUNDING, LLC 8.01,9.01 09/01/06 CAPSOURCE FINANCIAL INC CO 1.01,9.01 09/05/06 CARBIZ INC A6 3.02,9.01 09/05/06 CAREER EDUCATION CORP DE 8.01,9.01 09/07/06 CAREER EDUCATION CORP DE 8.01,9.01 09/06/06 Caribou Coffee Company, Inc. MN 7.01,9.01 09/08/06 CARMAX AUTO FUNDING LLC DE 1.01,8.01,9.01 09/07/06 CASH SYSTEMS INC DE 8.01 09/07/06 CASTLE A M & CO MD 1.01,2.01,2.03,9.01 09/05/06 Castle Brands Inc 1.02 09/01/06 CEL SCI CORP CO 1.01,9.01 09/08/06 CELL GENESYS INC DE 1.01,9.01 09/07/06 CELSION CORP MD 1.02,5.02,9.01 09/06/06 CENTRUE FINANCIAL CORP DE 8.01,9.01 09/07/06 CERADYNE INC DE 7.01,9.01 09/06/06 CFS BANCORP INC IN 2.06,9.01 09/05/06 CHANNELL COMMERCIAL CORP DE 1.01,5.02,9.01 09/05/06 Chaparral Energy, Inc. DE 1.01,3.02 09/01/06 CHARYS HOLDING CO INC 1.01,3.02,9.01 08/28/06 CHILDRENS PLACE RETAIL STORES INC 2.02,8.01,9.01 09/07/06 CHL Mortgage Pass-Through Trust 2006- DE 9.01 08/30/06 CLYVIA INC NV 1.01,9.01 08/09/06 CNH CAPITAL RECEIVABLES LLC DE 8.01,9.01 09/07/06 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 09/08/06 COFFEE HOLDING CO INC NV 2.02,9.01 09/07/06 COLUMBUS MCKINNON CORP NY 2.01,9.01 09/08/06 COMM BANCORP INC PA 4.01 09/07/06 COMMUNICATION INTELLIGENCE CORP DE 4.01 09/06/06 COMMUNITY BANKS INC /PA/ PA 1.01,9.01 09/05/06 CONNS INC DE 4.02 09/08/06 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 09/08/06 COOPER INDUSTRIES LTD 1.01 09/01/06 Cooper-Standard Holdings Inc. DE 1.01,5.02,9.01 09/04/06 CORPORATE EXECUTIVE BOARD CO DE 5.02 09/06/06 COUNTRYWIDE FINANCIAL CORP DE 1.02,5.02,9.01 09/07/06 CREE INC NC 1.01,5.02,9.01 09/01/06 CSMC Mortgage-Backed Trust 2006-7 DE 6.02 09/01/06 CUBIST PHARMACEUTICALS INC DE 5.02,9.01 09/01/06 CURAGEN CORP DE 1.01,9.01 09/01/06 CWABS Asset-Backed Certificates Trust DE 9.01 09/08/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 08/14/06 CWABS Asset-Backed Certificates Trust 8.01,9.01 08/29/06 CWHEQ Home Equity Loan Trust, Series 9.01 09/08/06 DAHUA INC DE 1.01,2.01,3.02,4.01,5.01, 02/01/05 AMEND 5.02,8.01,9.01 DAVE & BUSTERS INC MO 2.02,9.01 09/08/06 DEAN FOODS CO/ DE 1.01 08/25/06 DELTATHREE INC DE 1.01,9.01 09/08/06 Diamond Foods Inc DE 1.01,2.01,9.01 05/09/06 AMEND DILLARDS INC DE 7.01,9.01 09/07/06 DPL INC OH 1.01,5.02,9.01 09/05/06 DST SYSTEMS INC DE 1.01,9.01 09/01/06 DUQUESNE LIGHT HOLDINGS INC PA 1.01,2.03,9.01 09/01/06 DYNAVAX TECHNOLOGIES CORP DE 1.01,9.01 09/06/06 EASTMAN KODAK CO NJ 5.02,9.01 09/01/06 EDIETS COM INC DE 1.01 09/07/06 EDO CORP NY 1.01,9.01 09/06/06 ELCOM INTERNATIONAL INC DE 5.02 09/07/06 ELECSYS CORP KS 2.02,9.01 09/07/06 ELECTROGLAS INC DE 1.01,2.03,9.01 09/06/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 09/07/06 Electronic Sensor Technology, Inc 1.01,5.02,9.01 09/07/06 ELINEAR INC DE 5.02,8.01,9.01 09/08/06 ELITE PHARMACEUTICALS INC /DE/ DE 8.01,9.01 09/06/06 EMBARCADERO TECHNOLOGIES INC 1.01,9.01 09/06/06 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 09/07/06 EQUIFAX INC GA 7.01,9.01 09/08/06 ESSENTIAL GROUP INC DE 5.02 09/01/06 EXCO RESOURCES INC TX 7.01,9.01 09/07/06 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 09/08/06 FBO AIR, INC. NV 1.01,3.02,3.03,8.01,9.01 09/01/06 FCB Bancorp CA 8.01,9.01 09/08/06 FIA Card Services, National Associati DE 8.01,9.01 09/08/06 FIRST SECURITY GROUP INC/TN TN 7.01 09/08/06 FLEXTRONICS INTERNATIONAL LTD. U0 2.01,9.01 09/01/06 FLUOR CORP DE 1.01,2.03 09/07/06 FORD MOTOR CO DE 1.01,5.02,9.01 09/01/06 FOREST CITY ENTERPRISES INC OH 2.02,9.01 09/07/06 FOREST CITY ENTERPRISES INC OH 2.02,9.01 09/07/06 Frontier Airlines Holdings, Inc. DE 5.02 09/07/06 FUELCELL ENERGY INC DE 2.02,9.01 09/06/06 FURIA ORGANIZATION INC /DE/ DE 4.01 09/07/06 FURNITURE BRANDS INTERNATIONAL INC DE 8.01,9.01 09/06/06 GASTAR EXPLORATION LTD 7.01,9.01 09/07/06 GE-WMC Asset-Backed Pass Through Cert 9.01 08/25/06 GE-WMC Asset-Backed Pass-Through Cert 9.01 08/25/06 GENVEC INC DE 5.02,9.01 09/05/06 GLIMCHER REALTY TRUST MD 1.01,9.01 09/08/06 GLOBAL PAYMENT TECHNOLOGIES INC DE 1.01,2.01,9.01 09/02/06 GMH Communities Trust MD 1.01,4.01,9.01 09/01/06 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 3.01,5.03,8.01,9.01 09/08/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 09/08/06 GRANITE BROADCASTING CORP DE 8.01 08/09/06 GREATER ATLANTIC FINANCIAL CORP DE 8.01,9.01 09/08/06 GREATER BAY BANCORP CA 5.04,9.01 09/07/06 GSAA Home Equity Trust 2006-14 DE 8.01 08/25/06 GSAMP Trust 2006-S5 DE 9.01 08/18/06 GSR Mortgage Loan Trust 2006-8F DE 8.01,9.01 08/25/06 HANCOCK FABRICS INC DE 8.01 09/08/06 HARRELL HOSPITALITY GROUP INC DE 3.02 06/30/06 HARRIS CORP /DE/ DE 1.01,9.01 09/05/06 HARVEY ELECTRONICS INC NY 3.01,7.01 09/01/06 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 09/07/06 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 09/07/06 HEARTLAND EXPRESS INC NV 8.01,9.01 09/08/06 HUDSON TECHNOLOGIES INC /NY NY 5.02 09/06/06 I MANY INC DE 1.01 09/01/06 IDENIX PHARMACEUTICALS INC 1.01,9.01 09/01/06 IMPAX LABORATORIES INC DE 1.01,9.01 09/01/06 Independence Bancshares, Inc. SC 2.06 09/06/06 Index Oil & Gas Inc. NV 5.02,9.01 08/31/06 INSIGHT ENTERPRISES INC DE 1.01,2.01,2.03,9.01 09/07/06 INTEGRATED BIOPHARMA INC DE 1.01,2.03,9.01 09/01/06 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 1.01,9.01 09/05/06 iPhone2, Inc. WA 4.01 09/01/06 ISCO INTERNATIONAL INC DE 7.01,9.01 09/08/06 IsoRay, Inc. MN 2.02,9.01 09/08/06 JACUZZI BRANDS INC DE 5.02,9.01 09/08/06 KANSAS CITY LIFE INSURANCE CO MO 8.01 09/08/06 KEYSPAN CORP NY 1.01,9.01 09/05/06 KFX INC DE 7.01,9.01 09/07/06 KINTERA INC 4.02 08/08/05 AMEND KIRBY CORP NV 7.01,9.01 09/08/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 09/08/06 LAND O LAKES INC 8.01 09/07/06 LANTRONIX INC DE 2.02,9.01 09/07/06 LEE ENTERPRISES, INC DE 1.01,8.01,9.01 09/05/06 LEVEL 3 COMMUNICATIONS INC DE 8.01 09/07/06 LifeCare Holdings, Inc. DE 1.01,2.03,9.01 08/11/06 LIFEPOINT HOSPITALS, INC. 8.01,9.01 06/01/06 AMEND LIGAND PHARMACEUTICALS INC DE 9.01 09/08/06 LSI INDUSTRIES INC OH 2.01,9.01 06/26/06 AMEND LUNA INNOVATIONS INC 7.01,9.01 09/07/06 MAGELLAN PETROLEUM CORP /DE/ DE 5.02,5.03,9.01 09/05/06 MAVERICK OIL & GAS, INC. 1.01,5.02,9.01 09/05/06 MAX & ERMAS RESTAURANTS INC DE 2.02,9.01 09/06/06 MCDONALDS CORP DE 8.01,9.01 09/08/06 MDC HOLDINGS INC DE 1.01,2.03,9.01 09/07/06 MEADOWBROOK INSURANCE GROUP INC MI 8.01 09/08/06 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 09/05/06 MedaSorb Technologies CORP 1.01,9.01 09/01/06 METAL MANAGEMENT INC DE 8.01,9.01 09/08/06 MGP INGREDIENTS INC KS 7.01,9.01 09/07/06 MICRO LINEAR CORP /CA/ DE 8.01,9.01 09/07/06 MOLDFLOW CORP 2.02,9.01 08/10/06 AMEND MONEYGRAM INTERNATIONAL INC 1.01 08/17/06 MOSAIC CO 7.01,9.01 09/08/06 MOSCOW CABLECOM CORP DE 4.02,9.01 09/01/06 MYMETICS CORP DE 2.04,8.01 09/01/06 NANOSENSORS INC 8.01 09/07/06 NATIONAL BEVERAGE CORP DE 4.01 09/05/06 NATIONAL COLLEGIATE FUNDING LLC 8.01,9.01 09/06/06 NATIONAL FINANCIAL PARTNERS CORP 1.01,9.01 09/06/06 NATIONAL MERCANTILE BANCORP CA 7.01,9.01 09/08/06 NATURAL GAS SERVICES GROUP INC 1.01,9.01 09/01/06 NAVISTAR FINANCIAL CORP DE 8.01,9.01 09/01/06 NEOGENOMICS INC NV 5.02 09/05/06 NEW WORLD BRANDS INC DE 3.02,9.01 08/28/06 NEW WORLD ENTERTAINMENT CORP. NV 4.01,9.01 09/05/06 NewGen Technologies, Inc NV 1.01,9.01 09/01/06 NewGen Technologies, Inc NV 1.01,9.01 09/05/06 NextWave Wireless LLC DE 9.01 07/17/06 AMEND NOBILITY HOMES INC FL 2.02,9.01 09/07/06 NORPAC TECHNOLOGIES, INC. NV 4.01,9.01 07/14/06 AMEND NORTHWESTERN CORP DE 1.01,3.03,9.01 09/07/06 NOVASTAR FINANCIAL INC MD 1.01,9.01 09/08/06 NOVASTAR MORTGAGE FUNDING CORP DE 1.01,9.01 08/29/06 NUTRACEUTICAL INTERNATIONAL CORP DE 1.01,9.01 09/07/06 NYFIX INC DE 1.01,1.02,3.02,3.03,5.02,9.01 09/04/06 OFFICEMAX INC DE 8.01,9.01 09/06/06 OLD NATIONAL BANCORP /IN/ IN 5.04,9.01 09/08/06 ON SEMICONDUCTOR CORP DE 1.01,9.01 09/01/06 OWENS ILLINOIS INC /DE/ DE 2.05 09/01/06 OXFORD MEDIA, INC. NV 1.01,2.01,2.03,2.04, 09/01/06 3.02,3.03,9.01 PAC-WEST TELECOMM INC 5.02,9.01 09/05/06 PAPA JOHNS INTERNATIONAL INC DE 8.01 08/21/06 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 8.01,9.01 09/07/06 PARTNERRE LTD 5.02,7.01,9.01 09/07/06 PENNICHUCK CORP NH 8.01,9.01 09/01/06 PetroHunter Energy Corp MD 4.01,9.01 09/08/06 AMEND PINNACLE AIRLINES CORP DE 8.01,9.01 09/07/06 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 09/03/06 PNC FINANCIAL SERVICES GROUP INC PA 8.01 09/08/06 POWELL INDUSTRIES INC NV 2.02,9.01 09/07/06 POWER2SHIP INC NV 5.02 08/28/06 PPOL INC CA 8.01 09/06/06 PPT VISION INC MN 3.02,9.01 09/07/06 PRACTICEXPERT INC NV 5.02 09/08/06 PRICESMART INC DE 2.02,9.01 09/08/06 PRIMEDEX HEALTH SYSTEMS INC NY 8.01,9.01 09/06/06 PROASSURANCE CORP DE 7.01,9.01 09/07/06 PUBLIC STORAGE INC /CA CA 2.03 09/06/06 QUANTRX BIOMEDICAL CORP NV 5.02 09/01/06 QUANTUM ENERGY INC. 5.02 09/01/06 Quintana Maritime LTD 1T 2.01,9.01 09/05/06 QUOVADX INC DE 1.01,1.02,9.01 09/01/06 RASC Series 2006-EMX7 Trust 8.01,9.01 09/08/06 RASER TECHNOLOGIES INC UT 1.01,1.02 09/02/06 REGENERON PHARMACEUTICALS INC NY 8.01,9.01 09/08/06 REGENT COMMUNICATIONS INC DE 1.01,9.01 09/01/06 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 09/08/06 RG America, Inc. NV 1.01,9.01 09/08/06 RUBICON FINANCIAL INC DE 5.02,5.03,9.01 09/06/06 SABRE HOLDINGS CORP DE 1.01,2.03,2.05 09/01/06 SAIL 2006-BNC3 DE 8.01,9.01 08/25/06 SALESFORCE COM INC DE 1.01,5.02,9.01 09/07/06 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 09/07/06 SEATTLE GENETICS INC /WA DE 1.01,9.01 09/06/06 SELIGMAN NEW TECHNOLOGIES FUND II INC MD 7.01,9.01 09/08/06 SELIGMAN NEW TECHNOLOGIES FUND, INC 7.01,9.01 09/08/06 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 09/07/06 Shire plc 8.01,9.01 09/07/06 SHUFFLE MASTER INC MN 2.02,9.01 09/07/06 SIGNATURE LEISURE INC CO 3.02 08/30/06 SILICON GRAPHICS INC DE 7.01,9.01 09/08/06 SONA MOBILE HOLDINGS CORP DE 1.01,9.01 09/01/06 STANDARD MANAGEMENT CORP IN 1.01,9.01 09/01/06 STANLEY FURNITURE CO INC. DE 1.02 09/01/06 STRATEGIC HOTELS & RESORTS, INC 1.01,2.01,7.01,9.01 09/01/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 08/29/06 SULPHCO INC NV 8.01,9.01 08/31/06 SUNOCO INC PA 1.01,5.02,8.01,9.01 09/07/06 SUPREME REALTY INVESTMENTS, INC. 5.02 09/04/06 SYBASE INC DE 1.01,9.01 09/05/06 SYNTHETIC FIXED INCOME SECURITIES INC 8.01,9.01 09/08/06 TENNESSEE GAS PIPELINE CO DE 1.01,9.01 08/31/06 THAXTON GROUP INC SC 8.01,9.01 09/05/06 THERMOGENESIS CORP DE 2.02,9.01 09/07/06 THIRD WAVE TECHNOLOGIES INC /WI DE 1.01 09/01/06 TIME WARNER TELECOM INC DE 7.01 09/07/06 AMEND TOR MINERALS INTERNATIONAL INC DE 8.01,9.01 09/06/06 TOREADOR RESOURCES CORP DE 4.02 09/07/06 TOROTEL INC MO 8.01 09/06/06 TRI-CONTINENTAL CORP MD 7.01,9.01 09/08/06 TRICO MARINE SERVICES INC DE 1.01,8.01,9.01 09/07/06 TRIPATH IMAGING INC DE 1.01,8.01,9.01 09/08/06 U S GLOBAL INVESTORS INC TX 2.02 06/30/06 U S GLOBAL INVESTORS INC TX 2.02 06/30/06 AMEND UFP TECHNOLOGIES INC DE 1.01 09/01/06 UIL HOLDINGS CORP CT 8.01,9.01 09/06/06 ULURU INC. NV 1.01 08/30/06 UNION BANKSHARES CORP VA 1.01,7.01,9.01 09/05/06 UNITED STATIONERS INC DE 1.01,5.02,9.01 09/01/06 UNIVERSAL CORP /VA/ VA 2.01,8.01,9.01 09/01/06 UTG INC 1.01,9.01 09/08/06 VANGUARD HEALTH SYSTEMS INC DE 1.01,9.01 09/08/06 VERINT SYSTEMS INC 2.02,3.01,9.01 09/04/06 VILLAGE SUPER MARKET INC NJ 7.01,9.01 09/07/06 Vivid Learning Systems, Inc. DE 2.03,9.01 09/08/06 VNUS MEDICAL TECHNOLOGIES INC 2.02,9.01 09/07/06 VOLT INFORMATION SCIENCES, INC. NY 2.02,9.01 09/08/06 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 08/25/06 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 08/25/06 WALT DISNEY CO/ DE 8.01,9.01 09/06/06 WaMu Mortgage Pass-Through Certificat DE 9.01 08/24/06 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 09/08/06 WEB.COM, INC. MN 5.02 09/01/06 WELLPOINT INC IN 7.01 09/08/06 WILLIAMS SONOMA INC CA 1.01 09/08/06 WORLD FUEL SERVICES CORP FL 7.01,9.01 09/08/06 XACT AID INC NV 2.01,3.02,5.01,5.02,9.01 09/05/06 XEROX CORP NY 8.01,9.01 08/04/06 YOUTHSTREAM MEDIA NETWORKS INC DE 5.02 08/31/06 AMEND Zumiez Inc 1.01,1.02 09/01/06