SEC NEWS DIGEST Issue 2006-173 September 7, 2006 RULES AND RELATED MATTERS COMMISSION CALENDARS PROPOSED AMENDMENT TO RULE 14a-8 GOVERNING DIRECTOR NOMINATIONS BY SHAREHOLDERS The Securities and Exchange Commission today announced that the Division of Corporation Finance will recommend an amendment to Rule 14a-8 under the Securities Exchange Act of 1934 concerning director nominations by shareholders. The staff proposal, still to be developed, will address issues raised by a decision of the U.S. Court of Appeals for the Second Circuit on Tuesday, which disagreed with the Commission staff's longstanding interpretation of Rule 14a-8. The Commission has calendared the recommendation for consideration by the Commission at an open meeting to be held on Oct. 18, 2006. The decision by the Second Circuit Court of Appeals is important because of the large number of public companies that are subject to the jurisdiction of that court. "Rule 14a-8, the shareholder proposal rule, provides shareholders important rights in the proxy process," said Chairman Christopher Cox in announcing the calendaring of the proposed amendment. "These rights are best secured under consistent national application of Rule 14a-8 to shareholder proposals. Therefore, to provide certainty with regard to shareholder proposals in every judicial circuit, I have directed the staff to prepare recommendations for revisions to Rule 14a-8 that will assure its consistent nationwide application. Following the publication of a proposed amendment and the opportunity for public comment, a final proposal will be considered at an open meeting of the Commission that will be scheduled to allow a final rule to go into effect in time for the 2007 proxy season." For further information concerning the schedule for preparation and consideration of the proposed amendment to Rule 14a-8, contact John Nester, Director of Public Affairs, at (202) 551-4120. (Press Rel. 2006-150) PUBLICATION OF REGULATORY FLEXIBILITY ACT AGENDA The Commission has authorized the publication of its Fall 2006 Regulatory Flexibility Act Agenda. The agenda is a general announcement to the public intended to provide advance notice of rulemaking actions. The agenda, which will not be available to the public until its publication, has been submitted by the Commission to the Regulatory Information Service Center for inclusion in the Unified Agenda of Federal Regulations scheduled for publication in the Federal Register in October 2006. Public comments regarding the agenda and the individual agenda entries are due by Dec. 29, 2006. (Rels. 33-8783, 34-54400, 39-2443, IA-2544, IC-27476, File No. S7-15-06) ENFORCEMENT PROCEEDINGS COURT ENTERS PRELIMINARY INJUNCTION AGAINST ONE WALL STREET, INC., DONTE C. JARVIS, ALAN BROWN, WILLIS "BILL" WHITE III, AND CECIL BAPTISTE A/K/A JOHN LATORRI The Commission announced today that on September 5 the U.S. District Court for the Eastern District of New York entered a preliminary injunction order against defendants One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste a/k/a John Latorri and Jarvis' wife, relief defendant La Shondra Hatter. Pending a final disposition of the Commission's enforcement action, the order enjoins the Defendants from violating Sections 5(a), 5(c), and 17 (a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission's complaint, filed on Aug. 21, 2006, alleged that from March 2003 until the present, the Defendants raised at least $1.6 million from at least 64 investors - mostly senior citizen - who purchased unregistered One Wall Street stock. To induce these sales, Defendants made numerous oral and written false and misleading statements, including that: (i) One Wall Street would soon conduct an initial public offering; (ii) E*TRADE Financial Corporation was negotiating to merge with One Wall Street; and (iii) One Wall Street would use the investment proceeds for marketing to create exposure for the company, to acquire distressed financial research companies, to expand into international markets, and to expand the company's information technology infrastructure. Each of these representations was false and misleading. Defendants have not pursued an IPO of One Wall Street, nor has E*Trade ever engaged in any business discussions with One Wall Street whatsoever, and One Wall Street did not use investor proceeds in the manner the Defendants represented. Rather than apply the proceeds collected from the investors towards legitimate business expenses, Jarvis used investor funds to pay his personal expenses, including jewelry purchases, gambling and "adult entertainment" services, and payments for child day care, car loans and mortgages. He has also given investor funds to his wife, Hatter, and fellow defendants. On Aug. 21, 2006, the Court granted, among other emergency relief, orders freezing the Defendants' and Relief Defendant's assets. In its enforcement action, the Commission is seeking additional relief, including orders permanently enjoining the Defendants from committing future violations of the foregoing federal securities laws, and a final judgment (i) ordering the Defendants and Relief Defendant to disgorge ill-gotten gains, and (ii) assessing civil penalties against the Defendants. [SEC v. One Wall Street, Inc., et al., Civil Action No. 06-4217 (NGG) EDNY] (LR-19823) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-ISE- 2006-42) filed by the International Securities Exchange to adopt a new rule with respect to short selling on the ISE Stock Exchange, the Exchange's entry into the trading of non-option equity securities. Publication is expected in the Federal Register during the week of September 4. (Rel. 34-54398) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-ISE-2006-45) and granted accelerated approval to Amendment No. 1 thereto submitted by the International Securities Exchange relating to establishing ISE Stock Exchange as a facility of the International Securities Exchange. Publication is expected in the Federal Register during the week of September 4. (Rel. 34-54399) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Clean Energy Fuels Corp., 3020 OLD RANCH PARKWAY, SUITE 200, SEAL BEACH, CA, 90740, (562) 493-2804 - 0 ($287,500,000.00) Equity, (File 333-137124 - Sep. 6) (BR. 02) S-8 Suntech Power Holdings Co., Ltd., 17-6 CHANGJIANG SOUTH ROAD, NEW DISTRICT, WUXI, JIANGSU PROVINCE, F4, 214028, (86 510) 534 5000 - 11,649,201 ($125,357,808.39) ADRs/ADSs, (File 333-137125 - Sep. 6) (BR. 10) S-8 Mid-America Bancshares, Inc., 7651 HIGHWAY 70 SOUTH, NASHVILLE, TN, 37221, (615) 646-4556 - 0 ($8,843,439.00) Equity, (File 333-137126 - Sep. 6) (BR. 07) S-8 NEXSTAR BROADCASTING GROUP INC, 909 LAKE CAROLYN PARKWAY, SUITE 1450, IRVING, TX, 75039, 972-373-8800 - 0 ($6,510,000.00) Equity, (File 333-137127 - Sep. 6) (BR. 11A) S-3 UROPLASTY INC, 2718 SUMMER STREET NE, MINNEAPOLIS, MN, 55413, 6123781180 - 0 ($4,413,248.00) Equity, (File 333-137128 - Sep. 6) (BR. 10C) S-8 MANTECH INTERNATIONAL CORP, 12015 LEE JACKSON MEMORIAL HIGHWAY, FAIRFAX, VA, 22033-3300, 703-218-6000 - 0 ($152,725,000.00) Equity, (File 333-137129 - Sep. 6) (BR. 08C) S-8 BEMA GOLD CORP /CAN/, SUITE 3100, THREE BENTALL CENTRE, 595 BURRARD STREET, VANCOUVER, A1, V7X 1J1, 604-681-8371 - 5,940,000 ($29,700,000.00) Equity, (File 333-137131 - Sep. 6) (BR. 04C) SB-2 Vella Productions Inc., 999 3RD AVENUE, SUITE 3800, SEATTLE, WA, 98104, 206-224-3725 - 20,000,000 ($400,000.00) Equity, (File 333-137134 - Sep. 6) (BR. ) S-3ASR GUITAR CENTER INC, 8187358800 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-137135 - Sep. 6) (BR. 02A) S-8 MOTHERS WORK INC, 456 N 5TH ST, PHILADELPHIA, PA, 19123, 2158732200 - 0 ($17,300,250.00) Equity, (File 333-137136 - Sep. 6) (BR. 02A) S-8 METRO ONE TELECOMMUNICATIONS INC, 11200 MURRAY SCHOLLS PLACE, BEVERTON, OR, 97007, 5036439500 - 0 ($1,937,830.15) Equity, (File 333-137137 - Sep. 6) (BR. 11A) S-3 VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA, 30326, 7706123500 - 5,800,000 ($5,394,000.00) Equity, (File 333-137138 - Sep. 6) (BR. 03C) S-3 US ENERGY CORP, 877 NORTH 8TH WEST, GLEN L LARSEN BLDG, RIVERTON, WY, 82501, 3078569271 - 227,934 ($875,267.00) Equity, (File 333-137139 - Sep. 6) (BR. 04C) F-1 Mindray Medical International LTD, MINDRAY BUILDING, KEJI 12TH ROAD SOUTH, HI-TECH INDUSTRIAL PARK, NANSHAN, SHENZHEN, F4, 518057, (86)-755-2658-2888 - 23,000,000 ($276,000,000.00) ADRs/ADSs, (File 333-137140 - Sep. 6) (BR. ) S-3 THINK PARTNERSHIP INC, 300 N MANNHEIM, HILLSIDE, IL, 60162, 7083570900 - 0 ($21,011,376.00) Equity, (File 333-137141 - Sep. 6) (BR. 03B) S-8 AVENTINE RENEWABLE ENERGY HOLDINGS INC, 1300 SOUTH 2ND ST, PEKIN, IL, 61554, 309-347-9200 - 4,270,807 ($49,242,718.44) Equity, (File 333-137142 - Sep. 6) (BR. 06A) S-8 Hanesbrands Inc., 1000 EAST HANES MILL ROAD, WINSTON-SALEM, NC, 27105, (336) 519-4400 - 0 ($550,053,250.00) Equity, (File 333-137143 - Sep. 6) (BR. 02) S-8 HELMERICH & PAYNE INC, UTICA AT 21ST ST, TULSA, OK, 74114, 9187425531 - 0 ($98,640,000.00) Equity, (File 333-137144 - Sep. 6) (BR. 04B) SB-2 SaVi Media Group, Inc., 9852 WEST KATELLA AVENUE #363, ANAHIEM, CA, 92804, 714.740.0601 - 3,950,000,000 ($44,282,500.00) Equity, (File 333-137145 - Sep. 6) (BR. 05C) S-8 Chaparral Steel CO, 300 WARD ROAD, MIDLOTHIAN, TX, 76065, 972-775-8241 - 3,284,510 ($123,760,336.80) Equity, (File 333-137146 - Sep. 6) (BR. 06B) SB-2 CITIZENS FIRST CORP, 1805 CAMPBELL LANE, BOWLING GREEN, KY, 42104, 2703930700 - 0 ($20,311,875.00) Equity, (File 333-137147 - Sep. 6) (BR. 07C) SB-2 MILLENIA HOPE PHARMACEUTICALS INC., 500 CARTIER BOULEVARD WEST-4 FLOOR, LAVAL, A8, H7V5B7, 514-288-8822 - 9,400,000 ($329,000.00) Equity, (File 333-137148 - Sep. 6) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A.C. Moore Arts & Crafts, Inc. PA 1.01,5.02,7.01,9.01 09/06/06 ABX AIR INC 7.01,9.01 09/05/06 ACCELRYS, INC. DE 1.01,5.02,9.01 08/31/06 ADDISON DAVIS DIAGNOSTICS DE 1.01,2.03,3.02,9.01 09/01/06 ADERA MINES LTD 1.01,3.02,9.01 09/06/06 Adjustable Rate Mortgage Trust 2006-3 DE 6.02 09/01/06 ADVANCED CELL TECHNOLOGY, INC. DE 1.01,9.01 08/30/06 AFFYMETRIX INC DE 7.01,8.01 08/30/06 AGL RESOURCES INC GA 7.01,9.01 09/06/06 Akeena Solar, Inc. DE 5.02,9.01 08/30/06 Akeena Solar, Inc. DE 4.01 08/11/06 AMEND ALLIANT TECHSYSTEMS INC DE 8.01,9.01 09/06/06 ALTERA CORP DE 2.02,8.01,9.01 09/05/06 AMERICAN ELECTRIC POWER CO INC NY 2.06 08/30/06 AMERICAN FINANCIAL REALTY TRUST 5.02 09/05/06 AMERICAN OIL & GAS INC NV 1.01,3.02,8.01,9.01 09/01/06 AMERICAN STANDARD COMPANIES INC DE 1.01,5.02,9.01 08/30/06 AMERICAN TOWER CORP /MA/ DE 8.01 09/01/06 AMERISAFE INC TX 1.01,9.01 09/06/06 AMERITYRE CORP NV 8.01 08/31/06 ANGELICA CORP /NEW/ MO 2.02,9.01 09/05/06 ANGELICA CORP /NEW/ MO 2.02 09/06/06 APA Enterprises, Inc. MN 2.04 09/06/06 APAC CUSTOMER SERVICE INC IL 7.01,9.01 09/06/06 ARQULE INC DE 5.02 09/01/06 ARTHROCARE CORP DE 1.01,9.01 09/01/06 ARTISTDIRECT INC DE 7.01,9.01 09/06/06 ASIAN FINANCIAL INC WY 1.01,3.02,5.01,5.02, 09/06/06 5.03,5.06,7.01,9.01 ASPEN TECHNOLOGY INC /DE/ DE 2.02,4.02,9.01 09/06/06 ASPEN TECHNOLOGY INC /DE/ DE 5.02 09/06/06 ASTRALIS LTD CO 4.01,9.01 08/09/06 AMEND ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 1.01,8.01,9.01 09/04/06 AURIGA LABORATORIES, INC. DE 1.01 09/05/06 AMEND AVIALL INC DE 5.04,9.01 08/30/06 AVISTA CORP WA 8.01 08/31/06 AXONYX INC NV 7.01,8.01 09/06/06 BAB, INC. DE 8.01,9.01 09/06/06 BAKER MICHAEL CORP PA 2.02,9.01 09/05/06 BEA SYSTEMS INC DE 8.01,9.01 09/06/06 BIG CAT ENERGY CORP 1.01,5.02 08/30/06 BNCCORP INC DE 1.01,9.01 08/30/06 BNP RESIDENTIAL PROPERTIES INC MD 1.01,9.01 08/31/06 BRADLEY PHARMACEUTICALS INC DE 8.01,9.01 09/06/06 BRODER BROS CO MI 1.01,9.01 09/01/06 BUCKEYE TECHNOLOGIES INC DE 8.01,9.01 09/06/06 CA, INC. DE 1.01,2.03,9.01 09/06/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 08/31/06 CARACO PHARMACEUTICAL LABORATORIES LT MI 7.01,9.01 09/06/06 CardioVascular BioTherapeutics, Inc. DE 1.01,2.03,9.01 08/29/06 CAREMARK RX INC DE 1.01,9.01 08/31/06 CARMIKE CINEMAS INC DE 5.02,8.01 09/05/06 CATCHER HOLDINGS, INC DE 1.01,9.01 08/31/06 CCA INDUSTRIES INC DE 8.01 09/06/06 CENTURY REALTY TRUST IN 8.01 09/05/06 CENVEO, INC CO 7.01,9.01 09/05/06 CHAMPPS ENTERTAINMENT INC DE 2.02,9.01 09/05/06 CHARTERMAC DE 1.01,1.02,9.01 08/31/06 CHARYS HOLDING CO INC 1.01,2.03,3.02,9.01 08/31/06 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 08/22/06 CHINA AGRITECH INC 7.01,9.01 09/06/06 CHINA MOBILITY SOLUTIONS, INC. (forme FL 2.04 08/31/06 CIGNA CORP DE 7.01 09/06/06 CIRRUS LOGIC INC DE 5.02,7.01,9.01 09/01/06 CIT GROUP INC DE 8.01,9.01 09/05/06 Citicorp Mortgage Securities Trust, S DE 8.01,9.01 09/05/06 CLEVELAND BIOLABS INC DE 1.01,8.01 08/30/06 CLICK COMMERCE INC 1.01 08/30/06 CLOROX CO /DE/ DE 1.01,5.02,9.01 08/30/06 CMALT (CitiMortgage Alternative Loan DE 8.01,9.01 09/05/06 CNB FINANCIAL CORP/PA PA 8.01,9.01 08/24/06 CNL Hotels & Resorts, Inc. MD 3.03,5.03,9.01 09/06/06 COCA COLA ENTERPRISES INC DE 5.02 09/01/06 COGNITRONICS CORP NY 5.02 09/05/06 COLLEGIATE PACIFIC INC DE 8.01,9.01 09/06/06 COLOMBIA GOLDFIELDS LTD 5.02 08/31/06 COLONIAL BANCGROUP INC DE 7.01,9.01 09/06/06 COLONY RIH HOLDINGS INC DE 1.01,9.01 08/30/06 COMMUNITY BANKS INC /PA/ PA 8.01,9.01 09/06/06 COMMUNITY SHORES BANK CORP MI 5.02 08/30/06 COMPOSITE TECHNOLOGY CORP NV 1.01,3.02,9.01 09/05/06 Comtech Group Inc MD 8.01 09/05/06 CONNETICS CORP DE 8.01 09/01/06 CORNING NATURAL GAS CORP NY 8.01,9.01 09/01/06 CORONADO INDUSTRIES INC NY 1.01 09/05/06 DAYBREAK OIL & GAS INC WA 1.01,9.01 08/24/06 DECKERS OUTDOOR CORP DE 1.01,9.01 09/05/06 DELCATH SYSTEMS INC DE 8.01,9.01 09/06/06 Delek US Holdings, Inc. 8.01,9.01 09/06/06 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 7.01,9.01 09/06/06 DILLARDS INC DE 7.01,9.01 09/05/06 DIOMED HOLDINGS INC NV 8.01,9.01 09/06/06 DIRECT GENERAL CORP 7.01,9.01 09/06/06 DITECH NETWORKS INC DE 7.01 09/05/06 Dividend Capital Total Realty Trust I MD 1.01,9.01 09/01/06 DOE RUN RESOURCES CORP NY 1.01,1.02,5.02,9.01 08/16/06 DONALDSON CO INC DE 2.02,9.01 09/05/06 DRESSER INC DE 1.01,7.01,9.01 08/31/06 DYNEGY INC /IL/ IL 7.01,9.01 09/06/06 E DIGITAL CORP DE 1.01,3.02,9.01 09/06/06 EASTERN CO CT 7.01,8.01 09/06/06 EDEN BIOSCIENCE CORP WA 3.01,9.01 09/05/06 EDO CORP NY 1.01,9.01 08/31/06 ELDERWATCH INC 1.01,5.02,8.01,9.01 09/05/06 ELECSYS CORP KS 1.01,9.01 09/05/06 EMULEX CORP /DE/ DE 1.01,5.02,5.03,9.01 09/04/06 Energy Infrastructure Acquisition Cor DE 8.01,9.01 08/31/06 ENTEGRIS INC MN 7.01,9.01 09/06/06 Entertainment Is Us, Inc. DE 5.02,7.01,9.01 08/30/06 EPLUS INC DE 1.01,9.01 08/30/06 ETHAN ALLEN INTERIORS INC DE 2.05,2.06,7.01,9.01 09/06/06 ETHANEX ENERGY, INC. NV 1.01,2.01,3.02,4.01, 09/01/06 5.01,5.03,5.06,9.01 EVERGREENBANCORP INC WA 8.01,9.01 09/05/06 EXELON CORP PA 7.01 09/06/06 EXELON CORP PA 7.01 09/06/06 AMEND FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 7.01 09/06/06 Federal Home Loan Bank of Chicago X1 2.03 09/01/06 FIRST AVENUE NETWORKS INC DE 7.01,9.01 09/06/06 First Franklin Mortgage Loan Trust 20 8.01,9.01 09/06/06 FLEXTRONICS INTERNATIONAL LTD. U0 8.01,9.01 09/06/06 FOREST OIL CORP NY 7.01,9.01 09/05/06 Fortress America Acquisition CORP DE 7.01,9.01 09/06/06 FORTUNE BRANDS INC DE 5.02 09/06/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 8.01,9.01 09/06/06 FREZER, INC. NV 4.02 08/10/06 AMEND Frontier Airlines Holdings, Inc. DE 1.01,9.01 02/16/06 GAMETECH INTERNATIONAL INC DE 2.02,7.01,9.01 09/05/06 GATX FINANCIAL CORP DE 8.01,9.01 08/31/06 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 3.02 08/31/06 GENESCO INC TN 7.01 09/06/06 GENESCO INC TN 1.01 09/06/06 AMEND GENESIS TECHNOLOGY GROUP INC FL 1.01,3.02,9.01 09/06/06 GEVITY HR INC FL 1.01,2.03,9.01 09/06/06 GLOBAL CROSSING LTD 2.02,7.01,9.01 09/06/06 Global Realty Development Corp DE 1.01,2.01,7.01,9.01 08/29/06 GLOBALSANTAFE CORP 8.01,9.01 08/31/06 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 1.01,2.03,8.01,9.01 08/31/06 GOODRICH CORP NY 7.01,9.01 09/06/06 GOODRICH PETROLEUM CORP DE 1.01,7.01,9.01 08/30/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 09/01/06 GRANT PRIDECO INC DE 1.01,9.01 08/31/06 HANDLEMAN CO /MI/ MI 2.02,9.01 09/06/06 Hanesbrands Inc. MD 1.01,8.01 08/31/06 HAROLDS STORES INC OK 5.02 09/06/06 HEADLINERS ENTERTAINMENT GROUP, INC. DE 1.02 09/01/06 HealthMarkets, Inc. DE 5.02,8.01,9.01 08/30/06 HEALTHSOUTH CORP DE 7.01,9.01 09/06/06 HERBST GAMING INC NV 8.01 09/01/06 HEWLETT PACKARD CO DE 8.01 08/31/06 Hill International, Inc. DE 2.01,9.01 08/31/06 HORIZON OFFSHORE INC DE 7.01,9.01 09/01/06 Horne International, Inc. DE 5.03,9.01 09/06/06 HOUSTON AMERICAN ENERGY CORP DE 8.01 09/05/06 HOVNANIAN ENTERPRISES INC DE 2.02 07/31/06 HS3 TECHNOLOGIES INC. 5.03,7.01,9.01 09/06/06 IKON OFFICE SOLUTIONS INC OH 8.01,9.01 08/29/06 INERGY L P DE 7.01,9.01 09/06/06 INFORMATION ARCHITECTS CORP NC 2.03,9.01 09/06/06 INFORMATION ARCHITECTS CORP NC 2.01,9.01 09/06/06 INFOSPACE INC DE 2.05 09/06/06 INSITUFORM TECHNOLOGIES INC DE 7.01,9.01 09/06/06 INTELLIGENT SYSTEMS CORP GA 2.01,7.01,9.01 08/31/06 INTER TEL INC AZ 4.02 02/13/06 INTERACTIVE DATA CORP/MA/ DE 5.02,9.01 09/05/06 INTERDIGITAL COMMUNICATIONS CORP PA 8.01,9.01 09/05/06 International Coal Group, Inc. DE 5.02,7.01,9.01 09/05/06 INTERNATIONAL DISPLAYWORKS, INC OR 1.01,8.01,9.01 09/04/06 Intersearch Group Inc FL 5.02,7.01 08/30/06 INTERVOICE INC TX 1.01,2.02,9.01 09/01/06 IPC HOLDINGS LTD 1.01,9.01 09/01/06 IWT TESORO CORP NV 1.01,9.01 09/05/06 J P MORGAN CHASE & CO DE 9.01 09/01/06 J2 GLOBAL COMMUNICATIONS INC DE 7.01,9.01 09/06/06 JCM PARTNERS LLC DE 3.02 09/01/06 KATY INDUSTRIES INC DE 1.01,9.01 09/06/06 KELLOGG CO DE 2.05 09/05/06 KELLWOOD CO DE 5.02,9.01 09/06/06 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 09/05/06 KINDER MORGAN INC KS 7.01 09/05/06 KINDER MORGAN MANAGEMENT LLC DE 7.01 09/05/06 KNOVA SOFTWARE, INC. DE 4.01,9.01 07/24/06 AMEND KOMAG INC /DE/ DE 7.01 09/06/06 KRAFT FOODS INC VA 1.01,9.01 08/31/06 L-1 IDENTITY SOLUTIONS, INC. DE 1.01,2.01,3.01,5.01,5.02, 08/29/06 5.05,7.01,8.01,9.01 LAWSON PRODUCTS INC/NEW/DE/ DE 5.02,8.01,9.01 09/06/06 LEGGETT & PLATT INC MO 7.01,9.01 09/06/06 LEONIDAS FILMS INC CO 5.02,9.01 09/06/06 LIFE USA INC CO 5.02 09/05/06 LIFESTYLE INNOVATIONS INC ID 4.01,9.01 09/06/06 LIGHTBRIDGE INC DE 5.02 08/31/06 Lightstone Value Plus Real Estate Inv MD 8.01 09/06/06 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 8.01 08/31/06 LUCENT TECHNOLOGIES INC DE 8.01 09/06/06 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 09/05/06 MAGMA DESIGN AUTOMATION INC DE 8.01 08/31/06 MAGNA ENTERTAINMENT CORP DE 2.01,9.01 08/31/06 MARTEK BIOSCIENCES CORP DE 2.02,9.01 09/06/06 MARTEN TRANSPORT LTD DE 1.01,2.03,7.01,9.01 08/31/06 MAXCO INC MI 1.01,1.02 08/30/06 MDU COMMUNICATIONS INTERNATIONAL INC DE 8.01 08/16/06 MED-EMERG INTERNATIONAL INC 5.02 08/10/06 MedAire, Inc. NV 8.01 09/06/06 MEDIS TECHNOLOGIES LTD DE 8.01,9.01 09/06/06 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,9.01 09/06/06 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 09/06/06 MERGE TECHNOLOGIES INC WI 1.01,5.02,5.03,8.01,9.01 09/06/06 METHODE ELECTRONICS INC DE 1.01,1.02,9.01 09/01/06 METRETEK TECHNOLOGIES INC DE 7.01,9.01 08/31/06 MOBILEPRO CORP DE 2.03,3.02,9.01 08/30/06 MOBIUS MANAGEMENT SYSTEMS INC DE 5.02 08/31/06 AMEND MTI TECHNOLOGY CORP DE 1.01,5.02,9.01 09/06/06 NACCO INDUSTRIES INC DE 1.01,9.01 08/29/06 NATIONAL CITY CORP DE 1.01,9.01 09/06/06 NATIONAL RETAIL PROPERTIES, INC. MD 8.01,9.01 09/06/06 NationsHealth, Inc. DE 1.01,9.01 09/05/06 NEOSE TECHNOLOGIES INC DE 1.01,2.01,2.05,9.01 09/01/06 NeoStem, Inc. DE 3.02,7.01,8.01,9.01 08/31/06 NEW FRONTIER MEDIA INC CO 8.01,9.01 08/31/06 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 8.01,9.01 09/05/06 NewGen Technologies, Inc NV 1.01,2.03 08/31/06 NEXT INC/TN DE 1.01 09/06/06 NON INVASIVE MONITORING SYSTEMS INC / FL 4.01,9.01 09/05/06 NON INVASIVE MONITORING SYSTEMS INC / FL 4.01,9.01 09/05/06 AMEND NORTEL NETWORKS CORP 8.01,9.01 09/01/06 NORTEL NETWORKS LTD 8.01,9.01 09/01/06 NORTH EUROPEAN OIL ROYALTY TRUST DE 5.02,9.01 09/06/06 NORTHEAST BANCORP /ME/ ME 1.01,3.02 06/30/06 NRG ENERGY, INC. DE 7.01,9.01 09/06/06 Oakmont Acquisition Corp. DE 1.01,9.01 09/06/06 OCEANEERING INTERNATIONAL INC DE 7.01 09/06/06 ODYSSEY RE HOLDINGS CORP DE 2.02 09/06/06 OLD SECOND BANCORP INC DE 5.02 08/31/06 Omega Flex, Inc. PA 1.01,9.01 09/06/06 ONLINE HOLDINGS INC 2.01,5.01,5.02,5.03,9.01 08/31/06 OTTER TAIL CORP MN 1.01,2.03,9.01 09/01/06 PALM INC DE 2.02,9.01 09/06/06 PANERA BREAD CO DE 7.01,9.01 09/06/06 PAR PHARMACEUTICAL COMPANIES, INC. DE 8.01 09/06/06 PATHMARK STORES INC DE 2.02,9.01 09/06/06 Patient Safety Technologies, Inc DE 3.02,9.01 08/30/06 Patients & Physicians, Inc. DE 8.01 08/31/06 PAULA FINANCIAL DE 8.01,9.01 09/01/06 PAY88 NV 1.01,2.01,3.02,3.03, 09/05/06 5.01,5.02,9.01 PCS EDVENTURES COM INC 5.02,9.01 09/05/06 PERFICIENT INC DE 1.01,9.01 09/01/06 PETROLEUM DEVELOPMENT CORP NV 5.02,8.01 09/06/06 PETROLEUM DEVELOPMENT CORP NV 8.01 09/06/06 PHARMION CORP 1.01,5.02,9.01 08/31/06 PIEDMONT NATURAL GAS CO INC NC 1.01 09/01/06 PIER 1 IMPORTS INC/DE DE 1.01,1.02,2.04,9.01 08/30/06 PIPELINE DATA INC 5.02,5.03 08/31/06 PIXELWORKS, INC OR 1.01,9.01 09/05/06 PRG SCHULTZ INTERNATIONAL INC GA 7.01,9.01 09/06/06 PRICELINE COM INC DE 8.01,9.01 09/05/06 PRIMEDEX HEALTH SYSTEMS INC NY 7.01,8.01,9.01 09/05/06 PROVENA FOODS INC CA 1.01,7.01,9.01 09/06/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01 09/06/06 PUBLIC STORAGE INC /CA CA 2.03 09/06/06 QI SYSTEMS INC 2.03,3.02,3.03 09/06/06 QUANTA SERVICES INC DE 8.01 08/25/06 QUEPASA CORP NV 5.02,9.01 09/06/06 QUEST RESOURCE CORP NV 7.01 09/06/06 RAINMAKER SYSTEMS INC CA 1.01,9.01 09/01/06 REALTY INCOME CORP MD 9.01 09/06/06 REALTY INCOME CORP MD 1.01 09/05/06 REFLECT SCIENTIFIC INC UT 7.01,8.01,9.01 09/06/06 REGENESIS CENTERS INC FL 1.01,9.01 08/31/06 RETAIL VENTURES INC OH 2.02,9.01 09/06/06 RF MONOLITHICS INC /DE/ DE 8.01,9.01 09/05/06 RIMAGE CORP MN 1.01,9.01 08/31/06 RIVIERA HOLDINGS CORP NV 7.01,9.01 09/06/06 ROWAN COMPANIES INC DE 7.01,9.01 09/06/06 SABINE ROYALTY TRUST TX 2.02,9.01 09/05/06 SAN JOAQUIN BANCORP CA 1.01,2.03,9.01 09/01/06 SCHLUMBERGER LTD /NV/ P8 7.01 09/06/06 SCO GROUP INC DE 2.02,9.01 09/06/06 Sequoia Mortgage Trust 2006-1 1.01,9.01 08/30/06 Shire plc 8.01,9.01 09/05/06 SHORE FINANCIAL CORP VA 5.03,9.01 08/30/06 SI Financial Group, Inc. X1 8.01,9.01 09/05/06 SILVER STAR ENERGY INC 5.02 08/30/06 SINGING MACHINE CO INC DE 3.01,9.01 08/31/06 SMITHFIELD FOODS INC VA 1.01,9.01 08/30/06 SMUCKER J M CO OH 1.01 08/31/06 SONESTA INTERNATIONAL HOTELS CORP NY 2.01 09/06/06 SONTRA MEDICAL CORP MN 1.01,5.02,9.01 08/14/06 SOUTH FINANCIAL GROUP INC SC 1.01,9.01 09/03/06 SOVRAN ACQUISITION LTD PARTNERSHIP MD 2.01,9.01 06/26/06 AMEND SOVRAN SELF STORAGE INC MD 2.01,9.01 06/26/06 AMEND SPARTECH CORP DE 2.02,4.02,9.01 09/06/06 SPEEDWAY MOTORSPORTS INC DE 1.01 08/30/06 STAGE STORES INC NV 8.01,9.01 08/31/06 STEELCASE INC MI 7.01,9.01 09/06/06 STERLING FINANCIAL CORP /WA/ WA 8.01 08/30/06 STONEPATH GROUP INC DE 1.01,7.01,9.01 09/01/06 STRATEX NETWORKS INC DE 8.01,9.01 09/05/06 STRATOS INTERNATIONAL INC DE 2.02,9.01 08/31/06 SUMTOTAL SYSTEMS INC DE 7.01,9.01 09/06/06 SUN MICROSYSTEMS, INC. DE 4.02,5.02 09/12/05 SYCAMORE NETWORKS INC DE 2.01,9.01 09/06/06 SYNTHETECH INC OR 1.01,5.02,9.01 08/17/06 SYNTHETIC BLOOD INTERNATIONAL INC NJ 2.01,2.03,3.02,9.01 08/30/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 08/31/06 TALBOTS INC DE 1.01,9.01 05/03/06 AMEND Tarpon Industries, Inc. MI 9.01 09/01/06 TELKONET INC 3.02,9.01 08/31/06 THINK PARTNERSHIP INC NV 1.01,3.02,9.01 09/05/06 THREE FIVE SYSTEMS INC DE 8.01,9.01 08/30/06 TransMontaigne Partners L.P. DE 5.02,9.01 09/01/06 TreeHouse Foods, Inc. DE 1.01,2.03,9.01 08/31/06 TRINITY LEARNING CORP UT 1.01,2.03,3.02,9.01 09/05/06 Triton Petroleum Group Inc 5.02,8.01 08/04/06 TUMBLEWEED COMMUNICATIONS CORP DE 1.01,1.02,9.01 08/30/06 TXU CORP /TX/ TX 1.01 08/30/06 TXU CORP /TX/ TX 7.01,9.01 09/06/06 U S GOLD CORP CO 7.01,9.01 09/06/06 ULTICOM INC NJ 3.01,8.01,9.01 09/05/06 UNIPROP MANUFACTURED HOUSING COMMUNIT MI 8.01 08/30/06 United Community Bancorp X1 5.02 08/30/06 UNIVERSAL AMERICAN FINANCIAL CORP NY 1.01,7.01,9.01 08/31/06 UNIVERSAL INSURANCE HOLDINGS INC DE 8.01,9.01 04/03/06 UNIVERSAL INSURANCE HOLDINGS INC DE 8.01,9.01 08/22/06 UNIVERSAL INSURANCE HOLDINGS INC DE 8.01,9.01 06/07/06 US AIRWAYS GROUP INC DE 2.02,9.01 09/06/06 US ENERGY CORP WY 8.01,9.01 09/05/06 US GEOTHERMAL INC DE 7.01,9.01 09/06/06 UST INC DE 3.01 08/31/06 VALASSIS COMMUNICATIONS INC DE 8.01,9.01 09/06/06 VECTREN CORP IN 8.01 09/01/06 Voxpath Holdings, Inc. UT 1.01,2.01,3.02,4.01, 08/30/06 5.01,5.02,5.06,9.01 WASHINGTON REAL ESTATE INVESTMENT TRU MD 1.01,8.01,9.01 09/06/06 WILD OATS MARKETS INC DE 1.01 08/30/06 WINTRUST FINANCIAL CORP IL 1.01,2.03,9.01 09/01/06 WITNESS SYSTEMS INC DE 8.01 08/29/06 WORLD AIR HOLDINGS, INC. 9.01 09/01/06 AMEND Wright Express CORP 1.01,8.01,9.01 08/31/06 YRC WORLDWIDE INC DE 7.01,9.01 09/06/06 ZAP CA 1.01,9.01 08/30/06 ZONES INC WA 1.01,5.02 09/01/06