SEC NEWS DIGEST Issue 2006-172 September 6, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF HANCOCK HOLDINGS, INC., ET AL. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in the matter of Hancock Holdings, Inc., et al. The Order Instituting Proceedings alleged that Respondents Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc., failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of these Respondents pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-54403; File No. 3-12375) SECURITIES AND EXCHANGE COMMISSION ORDERS HEARING ON REGISTRATION REVOCATION AGAINST THREE DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS Today the Commission instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of three companies for failure to make required periodic filings with the Commission: AIC International, Inc. Millennium Sports Management, Inc. Yankee Dynamo Steel, Inc. In this Order, the Division of Enforcement (Division) alleges that the three issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-54404; File No. 3-12408) SEC SUES TWO FORMER EXECUTIVES OF ITXC CORP. FOR VIOLATIONS OF THE ANTI-BRIBERY PROVISIONS OF THE FOREIGN CORRUPT PRACTICES ACT On September 6, the Commission filed a civil enforcement action in the U.S. District Court for the District of New Jersey against two former executives of ITXC Corp. (ITXC). Steven J. Ott, the former Vice President for Global Sales, and Roger Michael Young, the former Managing Director for the Middle East and Africa, were charged with violating the anti-bribery provisions of the Foreign Corrupt Practices Act of 1997 (FCPA), as amended, which is codified as Section 30A of the Securities Exchange Act of 1934 (Exchange Act). The complaint also alleges that Ott and Young caused ITXC to record the bribes as legitimate business expenses on its books and records, which violated Exchange Act Section 13(b)(5) and Exchange Act Rule 13b2-1 and aided and abetted ITXC's violations of Exchange Act Sections 13(b)(2)(A) and 13(b)(2)(B). ITXC was a publicly-held international telecommunications carrier based in Princeton, New Jersey that sought to do business in Africa. According to the complaint, Ott and Young approved, and in some cases negotiated, bribes that ITXC paid to senior officials of government- owned telephone companies in Nigeria, Rwanda and Senegal, in order to obtain contracts that were necessary for ITXC to be able to transmit telephone calls to individuals and businesses in those countries. The complaint alleges that Ott and Young were responsible for $267,468.95 in bribes that ITXC paid between August 2001 and May 2004. The complaint further alleges that ITXC made $11,509,733 in net profits from the contracts. In 2004, ITXC merged with Teleglobe International Holdings Ltd., which was subsequently acquired by Videsh Sanchar Nigam Ltd. in 2006. The Commission is seeking injunctions, disgorgement of all ill-gotten gains derived from the alleged misconduct (with prejudgment interest thereon) and civil penalties against Ott and Young. The Commission's complaint is related to the previously filed case SEC v. Yaw Osei Amoako, Civ. No. 05-4284 (GEB) (D.N.J.); Litigation Release No. 19356. The Commission's investigation is continuing. [SEC v. Steven J. Ott and Roger Michael Young, Civil Action No. 06-4195 (GEB) D.N.J.] (LR- 19821) INVESTMENT COMPANY ACT RELEASES DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, ET AL. The Commission has issued a notice of the Commission's intention to rescind an order (Exemptive Order) pursuant to Section 38(a) of the Investment Company Act. The Exemptive Order granted an exemption under Section 6(c) of the Act from Section 19(b) of the Act and Rule 19b-1 under the Act to permit certain registered closed-end investment companies to make more frequent distributions of long-term capital gains. On Aug. 31, 2006, the Commission issued an order finding, among other things, that Delaware Service Company, Inc. violated Section 34(b) of the Act by making an untrue statement of a material fact in the application for the Exemptive Order. The notice of the Commission's intention to rescind the Exemptive Order gives interested persons until Sept. 25, 2006, to request a hearing. (Rel. IC-27475 - September 1) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-ISE-2006-53) filed by the International Securities Exchange regarding a proposal to require ISE Electronic Access Members trading equity securities on the ISE who do business with the public to also be members of the NASD. Publication is expected in the Federal Register during the week of September 4. (Rel. 34-54401) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 IMMS, Inc., 660 NEWPORT CENTER DRIVE STE. 1220, NEWPORT BEACH, CA, 92660, 949-721-1725 - 3,055,000 ($61,100.00) Equity, (File 333-137098 - Sep. 5) (BR. 09) S-3 ALTAIR NANOTECHNOLOGIES INC, 204 EDISON WAY, N/A, RENO, NV, 89502, (775) 858-3744 - 0 ($50,000,000.00) Equity, (File 333-137099 - Sep. 5) (BR. 06C) S-3 SPATIALIGHT INC, FIVE HAMILTON LANDING, SUITE 100, NOVATO, CA, 94949, 4158831693 - 884,225 ($2,011,612.00) Equity, (File 333-137100 - Sep. 5) (BR. 10C) S-3ASR SUNTRUST BANKS INC, 303 PEACHTREE ST N E, ATLANTA, GA, 30308, 4045811678 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-137101 - Sep. 5) (BR. 07C) S-8 PARTNER COMMUNICATIONS CO LTD, 8 AMAL STREET AFEQ INDUSTRIAL PARK, 972 3 905 4888, ROSH HAAYIN 48103 IS, L3, 00000, 5,182,750 ($35,179,458.00) Equity, (File 333-137102 - Sep. 5) (BR. 11C) S-8 FENTURA FINANCIAL INC, 175 NORTH LAROY, FENTON, MI, 48430-0725, 8106292263 - 0 ($2,876,899.00) Equity, (File 333-137103 - Sep. 5) (BR. 07C) S-8 FENTURA FINANCIAL INC, 175 NORTH LAROY, FENTON, MI, 48430-0725, 8106292263 - 0 ($2,215,920.00) Equity, (File 333-137104 - Sep. 5) (BR. 07C) S-8 OPEN JOINT STOCK CO VIMPEL COMMUNICATIONS, 10 12 8TH MARCH ST, MOSCOW RUSSIA, U2, 125083, 70959745888 - 260,625 ($55,226,437.50) ADRs/ADSs, (File 333-137105 - Sep. 5) (BR. 11C) F-3ASR CRH AMERICA INC, 375 NORTHRIDGE RD, SUITE 350, ATLANTA, GA, 30350, 1770804336 - 0 ($0.00) Other, (File 333-137106 - Sep. 5) (BR. 06) S-8 Huron Consulting Group Inc., 550 WEST VAN BUREN STREET, CHICAGO, IL, 60607, (312) 583-8700 - 0 ($74,560,500.00) Equity, (File 333-137107 - Sep. 5) (BR. 08B) S-3 REPROS THERAPEUTICS INC., 2408 TIMBERLOCH PL, SUITE B-7, WOODLANDS, TX, 77380, 2817193400 - 5,000,000 ($40,575,000.00) Equity, (File 333-137109 - Sep. 5) (BR. 01C) S-8 Gmarket Inc., 8TH FLOOR, LIG TOWER, 649-11, YEOKSAM-DONG, GANGNAM-GU, SEOUL, M5, 135-912, 822-1566-5701 - 14,851,863 ($200,871,447.00) ADRs/ADSs, (File 333-137111 - Sep. 5) (BR. 08) S-8 NOVARTIS AG, LICHSTRASSE 35, BASEL SWITZERLAND, V8, CH 4056, 35,000,000 ($1,983,240,000.00) Equity, (File 333-137112 - Sep. 5) (BR. 01B) S-8 ANADYS PHARMACEUTICALS INC, 3115 MERRYFIELD ROW, SAN DIEGO, CA, 92121, 8585303600 - 0 ($4,186,967.28) Equity, (File 333-137114 - Sep. 5) (BR. 01C) S-8 ALTEON INC /DE, 6 CAMPUS DRIVE, PARSIPPANY, NJ, 07054, 2019345000 - 5,000,000 ($800,000.00) Equity, (File 333-137115 - Sep. 5) (BR. 01C) S-3ASR FPL GROUP INC, 700 UNIVERSE BLVD, JUNO BEACH, FL, 33408, 5616943715 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-137120 - Sep. 5) (BR. 02A) S-1 Eagle Test Systems, Inc., 620 SOUTH BUTTERFIELD ROAD, MUNDELEIN, IL, 60060, (847)367-8282 - 0 ($103,350,500.00) Equity, (File 333-137121 - Sep. 5) (BR. 10B) S-3 HUSKER AG LLC, 510 W LOCUST, P O BOX 10, PLAINVIEW, NE, 68769, 402582446 - 0 ($15,318,000.00) Other, (File 333-137122 - Sep. 5) (BR. 06A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A4S SECURITY, INC. CO 1.01,7.01,9.01 09/03/06 AAR CORP DE 1.01,1.02,9.01 08/31/06 ABIOMED INC DE 8.01,9.01 09/05/06 ACCENTURE LTD 5.02,9.01 08/31/06 ACCENTURE SCA 5.02,9.01 08/31/06 ADOLOR CORP 8.01,9.01 09/05/06 ADVANCED MAGNETICS INC DE 8.01,9.01 09/05/06 ADVO INC DE 8.01,9.01 09/05/06 AIRTRAX INC NJ 5.02,9.01 08/31/06 ALTEON INC /DE DE 9.01 09/05/06 AMEND ALTERA CORP DE 7.01,9.01 09/05/06 Alternative Loan Trust 2006-OC7 DE 9.01 08/30/06 ALTIRIS INC DE 8.01 08/30/06 AMERICAN AIRLINES INC DE 8.01 09/05/06 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 09/05/06 AMERICAN TELETRONICS INC CO 5.02 08/31/06 AMERISOURCEBERGEN CORP DE 8.01,9.01 09/01/06 AMR CORP DE 8.01 09/05/06 ANGELICA CORP /NEW/ MO 1.01,3.03,5.03,9.01 08/29/06 Apple REIT Seven, Inc. VA 2.01,9.01 09/01/06 APPLEBEES INTERNATIONAL INC DE 7.01 09/05/06 ARIEL WAY INC FL 1.01 09/01/06 ATARI INC DE 1.01,5.02,7.01,9.01 09/01/06 ATLANTIC CITY ELECTRIC CO NJ 2.01 09/01/06 ATWOOD OCEANICS INC TX 7.01 09/05/06 AUTODESK INC DE 8.01 09/05/06 AUXILIUM PHARMACEUTICALS INC 1.01,1.02,2.03,9.01 09/01/06 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 09/05/06 AVANEX CORP DE 2.02,9.01 09/05/06 AVIS BUDGET GROUP, INC. DE 1.01,3.01,5.03,9.01 09/01/06 BankFinancial CORP 1.01,8.01,9.01 08/31/06 BASSETT FURNITURE INDUSTRIES INC VA 2.02,9.01 08/31/06 BE AEROSPACE INC DE 7.01 09/05/06 BIGGEST LITTLE INVESTMENTS LP DE 8.01 08/29/06 BILL BARRETT CORP 7.01,9.01 08/31/06 BIOPURE CORP DE 7.01,9.01 09/05/06 BLAST ENERGY SERVICES, INC. CA 8.01,9.01 09/01/06 BOOKHAM, INC. DE 1.01,3.02,9.01 08/31/06 BOOKS A MILLION INC DE 7.01 09/05/06 BRAINTECH INC NV 3.02 08/30/06 BRAVO FOODS INTERNATIONAL CORP DE 1.01,9.01 08/31/06 BRINKS CO VA 3.02,9.01 08/31/06 BRISTOL MYERS SQUIBB CO DE 1.01,2.02,8.01,9.01 08/31/06 BRISTOL WEST HOLDINGS INC 7.01,9.01 09/05/06 C-COR INC PA 7.01,9.01 09/05/06 CARMIKE CINEMAS INC DE 1.01 08/30/06 CASE FINANCIAL INC DE 8.01 09/01/06 CASEYS GENERAL STORES INC IA 2.02,9.01 09/05/06 CASTLE A M & CO MD 7.01 09/05/06 CATALYST SEMICONDUCTOR INC DE 2.02,9.01 09/05/06 CATERPILLAR INC DE 8.01 09/05/06 CDI CORP PA 1.01,2.03,7.01,9.01 08/29/06 CEDAR FAIR L P DE 1.01,1.02,9.01 08/29/06 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01 09/05/06 CH ENERGY GROUP INC NY 8.01 09/05/06 CHAMPION PARTS INC IL 9.01 07/02/06 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 8.01,9.01 09/05/06 CHINA MOBILITY SOLUTIONS, INC. (forme FL 4.01,9.01 07/21/06 AMEND CHROMCRAFT REVINGTON INC DE 2.05,2.06,9.01 08/29/06 CHS INC MN 8.01 09/01/06 CIT GROUP INC DE 1.01,9.01 08/29/06 CITADEL BROADCASTING CORP DE 8.01,9.01 09/01/06 CLICK COMMERCE INC 1.01,7.01,9.01 09/05/06 CNL Hotels & Resorts, Inc. MD 2.01,9.01 09/01/06 AMEND COGNIZANT TECHNOLOGY SOLUTIONS CORP 8.01,9.01 09/05/06 COHESANT TECHNOLOGIES INC DE 8.01,9.01 09/05/06 COLUMBIA LABORATORIES INC DE 7.01,9.01 09/05/06 Community Bankers Acquisition Corp. 8.01,9.01 09/05/06 COMVERSE TECHNOLOGY INC/NY/ NY 3.01,9.01 09/01/06 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 09/05/06 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 09/01/06 CRSI Group, Inc. FL 5.03 08/29/06 CYBER DIGITAL INC NY 1.01 09/05/06 CYTODYN INC CO 4.02 01/03/06 AMEND DATAMEG CORP DE 8.01 09/01/06 DATARAM CORP NJ 8.01,9.01 09/05/06 DEERE & CO DE 7.01 09/05/06 DIALOG GROUP INC UT 1.01,8.01,9.01 08/31/06 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 09/05/06 DIASENSE INC/PA PA 1.01,2.01 09/05/06 DIGITAL LIFESTYLES GROUP INC DE 5.02 08/29/06 DNAPRINT GENOMICS INC UT 1.01,3.02,9.01 08/29/06 DOBSON COMMUNICATIONS CORP OK 1.01 08/29/06 DRIL-QUIP INC DE 7.01,9.01 09/05/06 DUSKA THERAPEUTICS, INC. NV 1.01,2.03,3.02,9.01 08/29/06 Eagle Test Systems, Inc. IL 1.01,9.01 08/31/06 ECHOSTAR COMMUNICATIONS CORP NV 2.04,9.01 09/01/06 ELECSYS CORP KS 1.01,9.01 08/30/06 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,3.02 09/05/06 EMERSON RADIO CORP DE 5.01 08/29/06 EMMIS COMMUNICATIONS CORP IN 2.01 08/31/06 ENBRIDGE ENERGY MANAGEMENT L L C DE 5.02 09/01/06 ENBRIDGE ENERGY PARTNERS LP DE 5.02 09/01/06 ENCORE WIRE CORP /DE/ DE 8.01,9.01 09/01/06 Energy Transfer Equity, L.P. DE 7.01,9.01 09/05/06 Energy Transfer Partners, L.P. DE 8.01,9.01 09/05/06 EPICEPT CORP 1.01,9.01 08/30/06 EUROWEB INTERNATIONAL CORP DE 1.01,9.01 08/31/06 EVERGREEN HOLDINGS INC OR 8.01,9.01 09/05/06 EVERGREENBANCORP INC WA 5.02,9.01 09/05/06 EXPRESSJET HOLDINGS INC DE 8.01,9.01 08/31/06 EXTREME NETWORKS INC DE 5.02,9.01 08/30/06 F5 NETWORKS INC WA 1.01 09/01/06 FC FINANCIAL SERVICES INC NV 5.03,9.01 09/01/06 FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 09/05/06 Federal Home Loan Bank of Atlanta X1 2.03 08/30/06 Federal Home Loan Bank of Boston X1 2.03 08/30/06 Federal Home Loan Bank of Dallas 2.03 08/30/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/30/06 Federal Home Loan Bank of New York X1 2.03,9.01 08/30/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/30/06 Federal Home Loan Bank of San Francis X1 2.03 08/30/06 Federal Home Loan Bank of Seattle 2.03 09/05/06 Federal Home Loan Bank of Topeka 2.03 08/30/06 FINISAR CORP DE 2.02,9.01 09/05/06 FIRST BANCSHARES INC /MO/ MO 2.02,9.01 06/30/06 FIRST CASH FINANCIAL SERVICES INC DE 8.01,9.01 09/05/06 FLEXTRONICS INTERNATIONAL LTD. U0 8.01,9.01 09/05/06 FORD MOTOR CO DE 8.01,9.01 09/01/06 FORD MOTOR CREDIT CO DE 8.01,9.01 09/01/06 FUEGO ENTERTAINMENT, INC. NV 5.02,9.01 08/29/06 GA Computer Sciences Inc. NV 1.01,3.02,9.01 08/29/06 GE Capital Credit Card Master Note Tr DE 1.01,9.01 08/31/06 GENTA INC DE/ DE 8.01,9.01 09/05/06 GLOBAL PARTNERS LP 8.01,9.01 09/05/06 GOLDEN STAR RESOURCES LTD 9.01 12/21/05 AMEND GREATER CHINA MEDIA & ENTERTAINMENT C NV 4.01,9.01 07/21/06 AMEND GREIF INC DE 2.02,7.01,9.01 08/30/06 GRILL CONCEPTS INC DE 1.01,1.02,2.03,9.01 09/01/06 GS Cleantech Corp DE 2.01,2.03,9.01 07/01/06 AMEND HAIGHTS CROSS COMMUNICATIONS INC DE 1.01,3.02,9.01 09/01/06 HAIN CELESTIAL GROUP INC DE 2.02,9.01 09/05/06 Hanesbrands Inc. MD 1.01,3.03,5.03,8.01,9.01 09/01/06 HARTCOURT COMPANIES INC UT 4.02,9.01 08/09/06 HARTFORD LIFE INSURANCE CO CT 9.01 09/05/06 HARTMARX CORP/DE DE 1.01,9.01 09/01/06 HEALTH DISCOVERY CORP TX 1.01,3.02,9.01 09/05/06 HEMACARE CORP /CA/ CA 2.01,3.02,7.01,9.01 08/29/06 HEMOSENSE INC DE 1.01,9.01 08/30/06 HENRY JACK & ASSOCIATES INC DE 1.01,9.01 08/31/06 HOLLYWOOD MEDIA CORP FL 1.01,3.03,5.03,9.01 09/01/06 HOMEBANC CORP 1.01,9.01 08/30/06 HOOKER FURNITURE CORP VA 5.02,9.01 08/30/06 HORNBECK OFFSHORE SERVICES INC /LA DE 7.01,9.01 09/05/06 HYDRO ENVIRONMENTAL RESOURCES INC NV 4.01 06/30/05 AMEND HyperSpace Communications, Inc. CO 1.02,5.02 08/31/06 I2 TECHNOLOGIES INC DE 7.01,9.01 09/05/06 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL 1.01,8.01,9.01 08/30/06 IMERGENT INC DE 7.01 09/05/06 IMMUNOGEN INC MA 8.01,9.01 08/30/06 INCO LTD 1.02,2.03,9.01 09/01/06 INTEL CORP DE 7.01 08/30/06 INTERNATIONAL DISPLAYWORKS, INC OR 8.01,9.01 09/05/06 INTERPHASE CORP TX 5.02 08/29/06 INTRICON CORP PA 5.02,9.01 09/01/06 iPCS, INC DE 8.01,9.01 09/05/06 IT&E INTERNATIONAL GROUP 3.02 08/29/06 JLG INDUSTRIES INC PA 1.01 09/01/06 KANA SOFTWARE INC DE 1.01 08/29/06 KBL Healthcare Acquisition Corp. II DE 1.01,3.02,5.01,7.01,9.01 08/31/06 KITTY HAWK INC DE 8.01 08/23/06 KROGER CO OH 5.02,9.01 09/01/06 LANTRONIX INC DE 5.02,9.01 09/05/06 Lazy Days R.V. Center, Inc. 8.01 09/05/06 Lehman XS Trust Series 2006-GP4 DE 6.02 09/01/06 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,9.01 08/29/06 LUCENT TECHNOLOGIES INC DE 7.01,9.01 09/05/06 LYONDELL CHEMICAL CO DE 8.01,9.01 09/05/06 MADISON AVE HOLDINGS INC DE 5.02 08/31/06 Madison Explorations Inc. NV 1.02 08/29/06 MAN SANG HOLDINGS INC NV 1.01,5.02,9.01 09/05/06 MANAGEMENT NETWORK GROUP INC 8.01,9.01 09/05/06 Marathon Acquisition Corp. DE 8.01,9.01 09/05/06 MAXUS REALTY TRUST INC. 2.03,8.01 08/30/06 MAXYGEN INC DE 8.01,9.01 09/05/06 MedAire, Inc. NV 1.02,5.02,8.01 08/31/06 MEDCO HEALTH SOLUTIONS INC DE 7.01 09/05/06 MEMORY PHARMACEUTICALS CORP 8.01,9.01 09/05/06 METALICO INC 1.02,9.01 09/05/06 METROLOGIC INSTRUMENTS INC NJ 1.01,5.02,9.01 08/31/06 MICHAELS STORES INC DE 1.01,8.01,9.01 09/01/06 MICREL INC CA 8.01 09/05/06 MICRO LINEAR CORP /CA/ DE 8.01,9.01 08/31/06 MIKRON INFRARED INC NJ 2.02,9.01 09/05/06 MMC ENERGY, INC. NV 5.02,9.01 09/04/06 MOHAWK INDUSTRIES INC DE 5.02 09/05/06 MONSTER WORLDWIDE INC DE 1.01,2.01,7.01,9.01 08/31/06 MOUNTAIN STATES HOLDINGS INC 1.01,9.01 08/31/06 NATIONAL CITY CORP DE 1.01,9.01 09/05/06 NAVISTAR INTERNATIONAL CORP DE 1.01,5.02 08/29/06 Neenah Paper Inc DE 1.01,9.01 08/29/06 NETGURU INC DE 1.01,2.05,3.02,9.01 08/29/06 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 4.02 08/29/06 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 09/05/06 NORTH AMERICAN GALVANIZING & COATINGS DE 1.02 08/31/06 NU HORIZONS ELECTRONICS CORP DE 1.01,9.01 08/29/06 OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01 09/05/06 OccuLogix, Inc. DE 1.01,2.01,3.02,9.01 09/01/06 OLIN CORP VA 5.04,9.01 09/05/06 ONLINE VACATION CENTER HOLDINGS CORP 1.01,2.01,9.01 08/31/06 OSCIENT PHARMACEUTICALS CORP MA 1.01,1.02,8.01,9.01 08/31/06 Osteologix, Inc. DE 5.02,9.01 09/01/06 PACIFIC BIOMETRICS INC DE 1.01,9.01 08/30/06 PACIFIC GAS & ELECTRIC CO CA 7.01,9.01 09/05/06 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,3.02,3.03,9.01 08/30/06 AMEND PEPCO HOLDINGS INC DE 2.01 09/01/06 PETROSEARCH ENERGY CORP 1.01,9.01 08/29/06 PG&E CORP CA 7.01,9.01 09/05/06 PHARMOS CORP NV 1.01,8.01,9.01 08/31/06 PHELPS DODGE CORP NY 1.01,1.02,8.01,9.01 09/05/06 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 09/05/06 PITNEY BOWES INC /DE/ DE 8.01,9.01 08/31/06 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 09/05/06 POWERWAVE TECHNOLOGIES INC DE 1.01,7.01,9.01 09/04/06 PROCTER & GAMBLE CO OH 7.01 09/05/06 PROSPECT ENERGY CORP MD 8.01,9.01 09/05/06 PURE BIOFUELS CORP NV 1.01,9.01 08/31/06 QEP CO INC DE 4.02 08/29/06 Rackable Systems, Inc. DE 1.01,9.01 08/29/06 RAE SYSTEMS INC DE 7.01,9.01 09/05/06 RED HAT INC DE 5.02 09/01/06 REIT AMERICAS, INC. MD 1.01,3.02,9.01 08/29/06 RELIANCE STEEL & ALUMINUM CO CA 2.03,8.01,9.01 08/01/06 REPROS THERAPEUTICS INC. DE 8.01,9.01 09/05/06 RF MONOLITHICS INC /DE/ DE 1.01,1.02,9.01 09/05/06 RIVIERA HOLDINGS CORP NV 1.02 08/29/06 SANDERSON FARMS INC MS 2.02,9.01 08/29/06 SANDS REGENT NV 8.01,9.01 09/01/06 SaVi Media Group, Inc. NV 5.02,9.01 08/29/06 SELECT COMFORT CORP 7.01,9.01 09/05/06 SES SOLAR INC. 7.01,9.01 09/05/06 Shire plc 8.01,9.01 09/01/06 SIRICOMM INC DE 1.01,1.02,5.02,9.01 08/31/06 Somanta Pharmaceuticals Inc. DE 7.01,9.01 09/05/06 SOMERA COMMUNICATIONS INC DE 3.03,5.01,5.02,5.03,9.01 08/31/06 SOUTHERN POWER CO 2.01,9.01 08/31/06 SOUTHERN UNION CO DE 7.01,9.01 09/05/06 SPACEHAB INC \WA\ WA 2.02,9.01 09/05/06 SPARTON CORP OH 2.02,9.01 09/01/06 SPIRE CORP MA 1.01,9.01 08/29/06 STILLWATER MINING CO /DE/ DE 8.01 09/03/06 STILLWATER MINING CO /DE/ DE 8.01 09/02/06 Storm Cat Energy CORP 1.01,2.01,2.03,9.01 08/29/06 Structured Asset Mortgage Investments DE 7.01 09/05/06 SUBJEX CORP MN 4.01 09/05/06 SUN RIVER ENERGY, INC CO 3.02 08/31/06 SUNSET FINANCIAL RESOURCES INC 1.01 09/05/06 SUNTERRA CORP MD 1.01,1.02 08/29/06 SUNTRUST BANKS INC GA 8.01 08/14/06 SUPERGEN INC DE 1.01 08/31/06 SUPPORTSOFT INC DE 1.01 08/29/06 Symmetry Medical Inc. DE 1.01,9.01 08/31/06 Tao Minerals Ltd. NV 4.01,9.01 09/01/06 Tao Minerals Ltd. 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NV 1.01,2.03 08/31/06 Wauwatosa Holdings, Inc. WI 8.01,9.01 09/05/06 WEBMETHODS INC DE 1.01,9.01 08/29/06 WELLS REAL ESTATE INVESTMENT TRUST II MD 8.01 09/05/06 WELLS REAL ESTATE INVESTMENT TRUST IN MD 8.01 09/05/06 WINNER MEDICAL GROUP INC NV 7.01,9.01 09/05/06 WINWIN GAMING INC DE 3.02,9.01 09/05/06 WITTER DEAN DIVERSIFIED FUTURES FUND NY 1.02,8.01 08/31/06 WITTER DEAN MULTI MARKET PORTFOLIO L NY 1.02,8.01 08/31/06 WORLD AIR HOLDINGS, INC. 1.01,2.02,8.01,9.01 09/01/06 WORLDWATER & POWER CORP DE 1.01,9.01 05/18/05 XM SATELLITE RADIO HOLDINGS INC DE 8.01 09/05/06 ZILOG INC CA 1.01,3.01,5.02 08/30/06