SEC NEWS DIGEST Issue 2006-156 August 14, 2006 COMMISSION ANNOUNCEMENTS SEC OFFERS OPPORTUNITY FOR SOFTWARE INDUSTRY TO JOIN IN DESIGN OF WEB- BASED PROGRAMS TO HELP INVESTORS The Commission today announced plans for its own Web tools that will let investors and analysts exploit interactive data to analyze mutual fund and corporate information. Today's announcement came in the form of a Request for Proposal (RFP) for the development of web-based analysis software that will enable investors and analysts to use interactive data encoded in the Extensible Business Reporting Language (XBRL) format. SEC Chairman Christopher Cox said, "The SEC's website will feature easy-to-use software that will allow any investor, analyst, or company to discover the possibilities of interactive data. Looking down the road, we expect that commercially available software products will serve customers in many more sophisticated ways to take advantage of interactive data. We're enthusiastic about our own plans for the Web, and we look forward with equal enthusiasm to the development of a variety of private-sector applications for both professional and retail use." The SEC has been moving toward the use of interactive data in its disclosure program since February 2005. Already, the Commission has launched initiatives to test the use of interactive data in periodic reports for corporations and in investment company reports. More than two dozen companies of all sizes, including some of the largest companies in America, have joined the SEC's interactive data test group, and the agency is continuing to welcome new participants. Interactive data has the potential to enable individual investors and investment professionals to quickly search for and analyze any particular items of information from financial reports, such as individual line items from the financial statements, text-based information including accounting policies or mutual fund expenses, and also to easily compare them from company to company and industry to industry. Interactive data also can allow automatic, real-time delivery of SEC financial data direct to anyone's desktop. The full text of the draft RFP is available on the General Services Administration's "Federal Business Opportunities" website at http://www.fbo.gov/spg/SEC/OAPM/PCB/SECHQ 1%2D06%2DR%2D0350/listing.html. (Press Rel. 2006-139) CHAIRMAN COX NAMES ERIK SIRRI TO BE THE COMMISSION'S NEXT DIRECTOR OF THE DIVISION OF MARKET REGULATION Chairman Christopher Cox announced today that distinguished economist Erik R. Sirri, an expert in securities market structure, will join the Securities and Exchange Commission as its next Director of the Division of Market Regulation. "Erik brings to the SEC an exceptional insight into the future of securities exchanges, which has been a major focus of his work, and which will be indispensable in safeguarding the interests of investors as capital markets around the globe rapidly converge," Chairman Cox said. "His mission-to maintain the integrity and strength of our markets in an era of unprecedented global competition-could not be more challenging. Erik's combination of experience, intellect, and judgment make him exceptionally qualified to meet this challenge. With his help, we will ensure that America's markets remain the gold standard, and that investors' interests remain paramount in a world marked by accelerating market innovation, exponentially faster technology, and cross-border convergence of securities exchanges." "I look forward to returning to the Commission at this formative time in the development of our global capital markets," Dr. Sirri said. "The pace at which our capital markets are changing requires that the Commission be especially vigilant in ensuring that our legal and regulatory system keeps abreast, and that we remain sensitive to the needs of investors and issuers while being responsive to the opportunities presented by technological advances. This is a serious and welcome responsibility-and I consider it a great honor to meet it as a member of the Division's exceptionally professional and talented staff." Dr. Sirri, a Professor of Finance at Babson College, is currently a visiting scholar at Harvard Law School. He served as Chief Economist for the Securities and Exchange Commission from 1996 to 1999. His areas of expertise include the interaction of securities law and finance, the design and performance of securities exchanges, and market microstructure. From 1989 until 1995, he served on the faculty of the Harvard Business School. He has published articles in prestigious academic journals on topics that include the future of securities exchanges, strategies for submitting orders to exchanges, corporate bond trading, execution cost biases, the practice of preferencing of equity exchanges, and insider trading. Dr. Sirri is widely recognized for his knowledge of finance, and in particular his insight into the structure of securities markets. In addition to his academic work in these areas, his professional experience includes service as a member of the NASDAQ Stock Market Economic Advisory Board; as a Board Member of the Boston Options Exchange (Regulation); and as a Governor of the Boston Stock Exchange. As Director of the Division of Market Regulation, he will be responsible for the regulation of broker-dealer firms, the stock exchanges, the National Association of Securities Dealers (NASD), the Municipal Securities Rulemaking Board (MSRB), and clearing and settlement agencies. Dr. Sirri also brings to the Commission considerable experience with the mutual fund industry. As Chief Economist of the SEC in the 1990s, he was a driving force behind the Commission's development of an Internet tool to help investors see how much of their mutual fund investment is consumed by fees. He has published studies on flows of money into and out of mutual funds, on corporate disclosure, and on conflicts of interest at investment banks Dr. Sirri holds a Ph.D. in Finance from the University of California, Los Angeles; an M.B.A. from the University of California, Irvine; and a B.S. in Astronomy from the California Institute of Technology. Prior to his career in finance and economics, Dr. Sirri worked for several years on planetary astronomy missions for NASA and on space surveillance sensors in the aerospace industry as a research scientist at Nichols Research Corporation. Dr. Sirri will start at the Commission on September 12. (Press Rel. 2006-140) ENFORCEMENT PROCEEDINGS SEC AMENDS ITS COMPLAINT TO CHARGE RAYMOND MCNAMEE WITH FRAUD IN THE U.S. WIND FARMING PENNY STOCK SCHEME On August 9, the Commission filed an amended complaint in the case of SEC v. U.S. Wind Farming, Inc., et al. to charge Raymond J. McNamee of Newport Beach, California with fraud. The Commission alleged in its initial complaint that McNamee sold unregistered U.S. Wind Farming stock in violation of the registration provisions of the Securities Act of 1933, and obtained emergency relief against him and other defendants to shut down the U.S. Wind Farming penny stock scheme. The amended complaint alleges that McNamee played a much greater role in this fraudulent scheme. McNamee directed another defendant, William Telander, to create U.S. Wind Farming from a corporate shell with publicly traded shares. McNamee then obtained 25.1 million unregistered U.S. Wind Farming shares from Telander without paying for these shares. McNamee and Telander then drafted and issued fraudulent press releases to hype the market and bolster the prices at which McNamee and other defendants could sell their unregistered U.S. Wind Farming shares to the public. In total, McNamee sold over 17 million U.S. Wind Farming shares for over $400,000, at prices inflated by his fraudulent conduct. For further information see LR-19311 and LR-19546. [SEC v. U.S. Wind Farming, Inc., et al, Civil Action No. 05 C 4259, USDC, ND Illinois] (LR-19802) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-67) filed by the Chicago Board Options Exchange to increase the equity options Designated Primary Market Maker transaction fee has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 14. (Rel. 34-54300) A proposed rule change (SR-NASD-2006-096) filed by the National Association of Securities Dealers to amend NASD Rule 4613A and adopt IM-4613A-1 to enable electronic communications network members that post quotations through the Alternative Display Facility to request and receive multiple market participant identifiers for a pilot period ending Jan. 26, 2007 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of August 14. (Rel. 34-54307) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 TRACTOR SUPPLY CO /DE/, 200 POWELL PLACE, BRENTWOOD, TN, 37027, 6153664600 - 2,750,000 ($126,293,750.00) Equity, (File 333-136502 - Aug. 11) (BR. 06C) SB-2 GENETHERA INC, 3930 YOUNGFIELD STREET, WHEAT RIDGE, CO, 80033, 3034636371 - 10,625,000 ($637,500.00) Equity, (File 333-136503 - Aug. 11) (BR. 01A) S-1 Virtual Radiologic CORP, 5995 OPUS PARKWAY, SUITE 200, MINNETONKA, MN, 55343, 952-392-1100 - 75,000,000 ($75,000,000.00) Equity, (File 333-136504 - Aug. 11) (BR. 01) S-8 SIMPLETECH INC, 3001 DAIMLER ST, SANTA ANA, CA, 92705-5812, 8003677330 - 1,801,742 ($10,360,016.50) Equity, (File 333-136505 - Aug. 11) (BR. 03A) S-8 Evercore Partners Inc., 55 EAST 52ND STREET, 43RD FLOOR, NEW YORK, NY, 10055, 212-857-3100 - 20,000,000 ($420,000,000.00) Equity, (File 333-136506 - Aug. 11) (BR. 07) S-3 ORBIMAGE HOLDINGS INC/DE, 21700 ATLANTIC BLVD, DULLES, VA, 20166, 7034807500 - 500,000 ($7,500,000.00) Equity, (File 333-136507 - Aug. 11) (BR. 11C) S-4 CHARTER COMMUNICATIONS INC /MO/, 12405 POWERSCOURT DRIVE, SUITE 100, ST LOUIS, MO, 63131, 3145435712 - 45,000,000 ($358,875,000.00) Equity, (File 333-136508 - Aug. 11) (BR. 11A) S-1 KBW INC, 787 SEVENTH AVENUE, NEW YORK, NY, 10019, 212887-7777 - 100,000,000 ($100,000,000.00) Equity, (File 333-136509 - Aug. 11) (BR. 07) SB-2 VANTAGEMED CORP, 3017 KILGORE ROAD, SUITE 195, RANCHO CORDOVE, CA, 95670-6149, 9166384744 - 2,777,780 ($1,416,667.80) Equity, (File 333-136510 - Aug. 11) (BR. 03A) S-8 ELECTRONICS FOR IMAGING INC, 303 VELOCITY WAY, FOSTER CITY, CA, 94404, 6503573500 - 4,781,144 ($101,599,310.00) Equity, (File 333-136511 - Aug. 11) (BR. 03C) SB-2 SIMPLAGENE USA INC, 500 BI-COUNTY BLVD., SUITE 400, FARMINGDALE, NY, 11735-3940, 631-694-1111 - 38,949,300 ($49,855,104.00) Equity, (File 333-136512 - Aug. 11) (BR. 09B) SB-2 TORRENT ENERGY CORP, 600-666 BURRARD STREET, VANCOUVER, A1, V6C 2X8, 604-639-3118 - 16,299,000 ($33,907,920.00) Equity, (File 333-136514 - Aug. 11) (BR. 04B) S-8 GLENAYRE TECHNOLOGIES INC, 11360 LAKEFIELD DRIVE, DULUTH, GA, 30097, 7702831000 - 3,000,000 ($7,590,000.00) Equity, (File 333-136515 - Aug. 11) (BR. 11B) S-3 SECURITISATION ADVISORY SERVICES PTY LTD, LEVEL 8, 48 MARTIN PLACE, SYDNEY NEW S. WALES 2000 AUSTRALIA, SYDNEY, C3, 00000, 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-136516 - Aug. 11) (BR. 05D) S-1 GORDON & CO, 63 PLEASANT STREET, SUITE 200, WATERTOWN, MA, 02472, 6179247997 - 16,000 ($112,000,000.00) Other, (File 333-136517 - Aug. 11) (BR. 07) S-8 DTS, INC., 5171 CLARETON DRIVE, AGOURA HILLS, CA, 91301, 818 735-4287 - 0 ($12,894,263.00) Equity, (File 333-136519 - Aug. 11) (BR. 11C) S-1 IPG PHOTONICS CORP, 50 OLD WEBSTER ROAD, OXFORD, MA, 01540, 5083731123 - 0 ($130,000,000.00) Equity, (File 333-136521 - Aug. 11) (BR. 10) S-8 CRESCENT FINANCIAL CORP, 1005 HIGH HOUSE ROAD, CARY, NC, 27513, 9194607770 - 335,000 ($4,438,750.00) Equity, (File 333-136522 - Aug. 11) (BR. 07B) S-4 CHOICEONE FINANCIAL SERVICES INC, 109 E DIVISION, P O BOX 186, SPARTA, MI, 49345-0186, 6168877366 - 1,585,590 ($21,072,491.10) Equity, (File 333-136523 - Aug. 11) (BR. 07A) S-8 CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 94080, (650) 624-3000 - 0 ($4,650,000.00) Equity, (File 333-136524 - Aug. 11) (BR. 01B) S-8 GTX INC /DE/, 3 NORTH DUNLAP AVE 3RD FL, VAN VLEET BUILDING, MEMPHIS, TN, 38163, 901-523-9700 - 0 ($582,760.00) Equity, (File 333-136527 - Aug. 11) (BR. 01A) S-1 World Energy Solutions, Inc., 446 MAIN STREET, WORCESTER, MA, 01608, 508-459-8100 - 0 ($25,000,000.00) Equity, (File 333-136528 - Aug. 11) (BR. ) S-8 CAMBREX CORP, ONE MEADOWLANDS PLZ, E RUTHERFORD, NJ, 07073, 2018043000 - 0 ($438,600.00) Equity, (File 333-136529 - Aug. 11) (BR. 01C) S-1 UNION STREET ACQUISITION CORP., 102 SOUTH UNION STREET, ALEXANDRIA, VA, 22314, 703-682-0731 - 0 ($201,250,000.00) Other, (File 333-136530 - Aug. 11) (BR. ) F-10 VASOGEN INC, 2155 DUNVIN DR, SUITE 10 L5L4M1, MISSISSAUGA ONTARIO, A6, 00000, 30,000,000 ($12,000,000.00) Other, (File 333-136531 - Aug. 11) (BR. 10C) S-1 MEDecision, Inc., CHESTERBROOK CORPORATE CENTER, 601 LEE ROAD, WAYNE, PA, 19087, 610-540-0202 - 0 ($94,875,000.00) Equity, (File 333-136532 - Aug. 11) (BR. ) S-3ASR ENTERPRISE PRODUCTS PARTNERS L P, 2727 NORTH LOOP WEST, HOUSTON, TX, 77008, 7138806500 - 7,115,844 ($190,989,252.96) Equity, (File 333-136534 - Aug. 11) (BR. 04B) S-1 Information Services Group Inc., 725 OENOKE RIDGE ROAD, NEW CANAAN, CT, 06840, 203-904-8600 - 0 ($317,906,350.00) Other, (File 333-136536 - Aug. 11) (BR. ) S-8 HOME FEDERAL BANCORP, INC. OF LOUISIANA, 624 MARKET STREET, SHREVEPORT, LA, 71101, (318) 222-1145 - 174,389 ($1,718,967.85) Equity, (File 333-136537 - Aug. 11) (BR. 07) S-3 INDIANA MICHIGAN POWER CO, ONE SUMMIT SQ, P O BOX 60, FORT WAYNE, IN, 46801, 614-716-2663 - 0 ($525,000,000.00) Debt, (File 333-136538 - Aug. 11) (BR. 02B) S-8 QMED INC, 25 CHRISTOPHER WAY, ., EATONTOWN, NJ, 07724, 732-544-5544 - 1,000,000 ($3,080,000.00) Equity, (File 333-136540 - Aug. 11) (BR. 01A) S-3ASR LEXINGTON CORPORATE PROPERTIES TRUST, 355 LEXINGTON AVE, NEW YORK, NY, 10017, 2126927260 - 5,000,000 ($98,825,000.00) Equity, (File 333-136541 - Aug. 11) (BR. 08B) S-8 MELLON FINANCIAL CORP, ONE MELLON BANK CTR, 500 GRANT ST, PITTSBURGH, PA, 15258-0001, 4122345000 - 3,000,000 ($108,120,000.00) Equity, (File 333-136546 - Aug. 11) (BR. 07A) S-8 BUCA INC /MN, 1300 NICOLLET MALL, SUITE 3043, MINNEAPOLIS, MN, 55403, 6122882382 - 2,100,000 ($10,983,000.00) Equity, (File 333-136549 - Aug. 11) (BR. 05A) S-8 MELLON FINANCIAL CORP, ONE MELLON BANK CTR, 500 GRANT ST, PITTSBURGH, PA, 15258-0001, 4122345000 - 850,000 ($30,634,000.00) Equity, (File 333-136550 - Aug. 11) (BR. 07A) S-8 UTSTARCOM INC, 1275 HARBOR BAY PARKWAY, STE 100, ALAMEDA, CA, 94502, 5108648800 - 0 ($57,576,590.22) Equity, (File 333-136551 - Aug. 11) (BR. 11A) S-3 ADVANCED MAGNETICS INC, 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR, CAMBRIDGE, MA, 02140, 6174972070 - 0 ($125,000,000.00) Equity, (File 333-136552 - Aug. 11) (BR. 01C) S-8 PIXELWORKS, INC, 8100 SW NYBERG ROAD, TUALATIN, OR, 97062, (503) 612-6700 - 0 ($8,520,000.00) Equity, (File 333-136553 - Aug. 11) (BR. 10C) S-3 HOLLIS EDEN PHARMACEUTICALS INC /DE/, 4435 EASTGATE MALL, SUITE 400, SAN DIEGO, CA, 92121, 858-587-9333 - 0 ($1,208,000.00) Equity, (File 333-136554 - Aug. 11) (BR. 01A) S-8 HOLLIS EDEN PHARMACEUTICALS INC /DE/, 4435 EASTGATE MALL, SUITE 400, SAN DIEGO, CA, 92121, 858-587-9333 - 0 ($3,926,000.00) Equity, (File 333-136555 - Aug. 11) (BR. 01A) S-8 GRILL CONCEPTS INC, 11661 SAN VICENTE BLVD STE 404, LOS ANGELES, CA, 90049, 3108205559 - 500,000 ($1,505,000.00) Equity, (File 333-136556 - Aug. 11) (BR. 05B) S-8 NANOMETRICS INC, 1550 BUCKEYE DRIVE, MILPITAS, CA, 95035, 408-435-9600 - 1,794,834 ($16,540,626.50) Equity, (File 333-136557 - Aug. 11) (BR. 10B) S-1 Horizon Lines, Inc., 4064 COLONY ROAD, SUITE 200, CHARLOTTE, NC, 28211, 704-973-7000 - 0 ($94,411,550.00) Equity, (File 333-136558 - Aug. 11) (BR. 05A) S-4 EXOPACK HOLDING CORP, 3070 SOUTHPORT ROAD, SPARTANBURG, SC, 29302, 8645967140 - 0 ($220,000,000.00) Non-Convertible Debt, (File 333-136559 - Aug. 11) (BR. ) S-8 LSI LOGIC CORP, 1621 BARBER LANE, MILPITAS, CA, 95035, 4084338000 - 0 ($69,275,000.00) Equity, (File 333-136560 - Aug. 11) (BR. 10B) S-8 ARCADIS N V, UTRECHTSEWEG 68, UTRECHTSEWEG 68, ARNHEM, P7, 6812 AH, 31263778911 - 0 ($115,225,000.00) Equity, (File 333-136561 - Aug. 11) (BR. 06C) S-3ASR AMERICAN AIRLINES INC, 4333 AMON CARTER BLVD, FT WORTH, TX, 76155, 8179631234 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-136563 - Aug. 11) (BR. 05A) S-8 GS AGRIFUELS CORP, C/O HUGO INTERNATIONAL TELECOM INC, 6 WATERSIDE DRIVE, LANGLY BUSINESS PARK,, UNITED KINGDOM, X0, 2129945374 - 2,250,000 ($33,750,000.00) Equity, (File 333-136565 - Aug. 11) (BR. 06C) S-3 KNOLOGY INC, 1241 O G SKINNER DRIVE, WEST POINT, GA, 31833, 7066458553 - 0 ($150,000,000.00) Unallocated (Universal) Shelf, (File 333-136566 - Aug. 11) (BR. 11B) S-1 Superior Offshore International Inc., 900 S. COLLEGE ROAD, SUITE 301, LAFAYETTE, LA, 70503, 337-233-5933 - 0 ($200,000,000.00) Equity, (File 333-136567 - Aug. 11) (BR. ) S-3 LEVITT CORP, 2100 WEST CYPRESS CREEK ROAD, FORT LAUDERDALE, FL, 33309, 954-940-4950 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-136569 - Aug. 11) (BR. 08A) S-8 KNOLOGY INC, 1241 O G SKINNER DRIVE, WEST POINT, GA, 31833, 7066458553 - 2,000,000 ($18,500,000.00) Equity, (File 333-136570 - Aug. 11) (BR. 11B) SB-2 KIWA BIO-TECH PRODUCTS GROUP CORP, 17700 CASTLETON STREET, SUITE 589, CITY OF INDUSTRY, CA, 91748, (626) 964-3232 - 48,805,784 ($11,371,748.00) Equity, (File 333-136572 - Aug. 11) (BR. 04C) S-8 GLOBIX CORP, 139 CENTRE STREET, NEW YORK, NY, 10013, 2125945300 - 1,671,000 ($7,118,460.00) Equity, (File 333-136573 - Aug. 11) (BR. 03B) S-1 PowerShares DB US Dollar Index Trust, C/O DB COMMODITY SERVICES LLC, 60 WALL STREET, NEW YORK, NY, 10005, 212-250-5883 - 0 ($100,000,000.00) Equity, (File 333-136574 - Aug. 11) (BR. ) S-8 IMPAC MORTGAGE HOLDINGS INC, 1401 DOVE STREET, NEWPORT BEACH, CA, 92660, 9494753600 - 0 ($20,800,000.00) Equity, (File 333-136575 - Aug. 11) (BR. 08B) S-3 STAR SCIENTIFIC INC, 801 LIBERTY WAY, CHESTER, VA, 23836, 8048610681 - 2,000,000 ($5,340,000.00) Equity, (File 333-136576 - Aug. 11) (BR. 04C) S-3ASR SELECTIVE INSURANCE GROUP INC, 40 WANTAGE AVENUE, BRANCHVILLE, NJ, 07890, 9739483000 - 1,500,000 ($76,320,000.00) Equity, (File 333-136578 - Aug. 11) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 1 800 FLOWERS COM INC DE 2.02,9.01 08/10/06 3COM CORP DE 1.01,9.01 08/07/06 AAMES INVESTMENT CORP MD 1.01,2.02,9.01 08/08/06 ACCURIDE CORP DE 2.02,9.01 08/10/06 ADAMS RESOURCES & ENERGY, INC. DE 2.02 06/30/06 ADERA MINES LTD 1.01,2.01 07/31/06 ADVANCED ACCESSORY HOLDINGS CORP DE 8.01,9.01 08/10/06 ADZONE RESEARCH INC DE 8.01,9.01 08/11/06 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 08/11/06 AIRSPAN NETWORKS INC WA 2.02,9.01 08/09/06 Alliance Distributors Holding Inc. DE 2.02,9.01 08/11/06 ALLIANCE LAUNDRY SYSTEMS LLC 2.02,9.01 08/10/06 Alternative Loan Trust 2006-25CB 8.01,9.01 07/28/06 Alternative Loan Trust 2006-26CB 8.01,9.01 07/28/06 AMCOMP INC /FL DE 8.01,9.01 06/30/06 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 2.02,9.01 08/11/06 AMERICAN BILTRITE INC DE 2.02,9.01 08/10/06 American Caresource Holdings, Inc. DE 2.02,9.01 08/11/06 AMERICAN COMMERCIAL LINES INC. DE 1.01,5.02,9.01 08/09/06 AMEND AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,9.01 08/11/06 American Railcar Industries, Inc./DE DE 8.01,9.01 08/09/06 American Tire Distributors Holdings, 7.01 08/11/06 AMERIGROUP CORP 1.01 08/07/06 AMH Holdings, Inc. DE 2.02,9.01 08/11/06 ANDREW CORP DE 1.02,8.01,9.01 08/09/06 APPLE COMPUTER INC CA 2.02,3.01,9.01 08/11/06 AQUA AMERICA INC PA 1.01,9.01 08/10/06 ARKONA INC DE 4.02 08/07/06 ASSOCIATED MATERIALS INC DE 2.02,9.01 08/11/06 ASTEA INTERNATIONAL INC DE 2.02,9.01 08/11/06 ATLANTIC AMERICAN CORP GA 2.02,9.01 06/30/06 AURELIO RESOURCE CORP NV 4.01,9.01 08/09/06 AURORA GOLD CORP DE 8.01,9.01 08/11/06 AUTOIMMUNE INC DE 2.02,9.01 08/10/06 AUTOMATIC DATA PROCESSING INC DE 1.01,5.02,5.03,8.01 08/11/06 Avantogen Oncology, Inc. NV 2.01,9.01 05/26/06 AMEND BALDOR ELECTRIC CO MO 5.02 08/07/06 BALDWIN TECHNOLOGY CO INC DE 2.02,8.01,9.01 08/10/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,1.02,2.02,5.02, 08/10/06 5.03,8.01,9.01 BALLY TOTAL FITNESS HOLDING CORP DE 8.01,9.01 08/11/06 AMEND Banc of America Commercial Mortgage I DE 8.01,9.01 08/11/06 BANCSHARES OF FLORIDA INC FL 8.01,9.01 08/11/06 BEACON POWER CORP DE 2.02,9.01 08/10/06 Bear Stearns Asset Backed Securities DE 9.01 08/11/06 BEHRINGER HARVARD REIT I INC MD 9.01 06/02/06 AMEND BEHRINGER HARVARD REIT I INC MD 9.01 06/21/06 AMEND BERKELEY TECHNOLOGY LTD 2.02,7.01 06/30/06 BIDVILLE INC NV 1.01,2.01,5.03,9.01 07/27/06 BLUE RIDGE PAPER PRODUCTS INC 2.02,9.01 08/11/06 BRINKS CO VA 1.01,1.02,2.03,9.01 08/11/06 BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 08/01/06 Brownsville CO NV 4.01,9.01 07/31/06 BUCKEYE TECHNOLOGIES INC DE 1.01,9.01 08/11/06 CALGON CARBON CORPORATION DE 8.01 08/11/06 Calumet Specialty Products Partners, DE 2.02,7.01,9.01 08/10/06 CARDIOTECH INTERNATIONAL INC MA 1.01,5.02,7.01,9.01 08/08/06 CardioVascular BioTherapeutics, Inc. DE 1.01,2.03,9.01 08/07/06 CARSUNLIMITED COM INC NV 1.01,2.01,3.02,5.01, 08/09/06 5.02,5.06,9.01 CARVER BANCORP INC DE 2.02,8.01,9.01 08/10/06 CASCADE NATURAL GAS CORP WA 8.01,9.01 08/08/06 Castle Brands Inc 2.02,9.01 08/11/06 CEC ENTERTAINMENT INC KS 8.01 08/11/06 CELEBRATE EXPRESS, INC. 5.02 08/10/06 CENDANT CORP DE 7.01 08/11/06 Center for Wound Healing, Inc. 5.02,9.01 08/07/06 CENTRAL JERSEY BANCORP NJ 5.02 08/08/06 CH2M HILL COMPANIES LTD OR 8.01 08/11/06 CHAAS ACQUISITIONS LLC DE 8.01,9.01 08/10/06 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 08/11/06 CHINA MOBILITY SOLUTIONS, INC. (forme FL 1.01 08/08/06 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 08/11/06 CHL Mortgage Pass-Through Trust 2006- DE 8.01,9.01 07/28/06 CHL Mortgage Pass-Through Trust 2006- DE 8.01,9.01 07/31/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 07/28/06 CHORDIANT SOFTWARE INC DE 1.01,9.01 08/08/06 CINEMARK USA INC /TX TX 2.02,7.01,9.01 08/09/06 CINEMARK USA INC /TX TX 1.01,9.01 08/07/06 CIPRICO INC DE 2.02,9.01 08/11/06 CIT GROUP INC DE 8.01,9.01 08/09/06 CITIGROUP INC DE 1.01,9.01 08/10/06 CKE RESTAURANTS INC DE 7.01,9.01 08/08/06 CNL Hotels & Resorts, Inc. MD 3.03,8.01,9.01 08/10/06 Coastal Bancshares Acquisition Corp. TX 8.01,9.01 08/11/06 COLOMBIA GOLDFIELDS LTD 4.01,9.01 08/10/06 COMMERCE ENERGY GROUP, INC. DE 7.01,9.01 08/11/06 COMMONWEALTH EDISON CO IL 7.01,9.01 08/11/06 COMMSCOPE INC DE 8.01,9.01 08/11/06 COMPOSITE TECHNOLOGY CORP NV 9.01 07/03/06 AMEND Con-way Inc. DE 8.01 08/11/06 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 08/11/06 CONGOLEUM CORP DE 2.02,9.01 08/10/06 Connected Media Technologies, Inc. 5.02 03/06/06 CONSTELLATION ENERGY GROUP INC MD 5.02 08/10/06 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 08/01/06 CREDIT ACCEPTANCE CORPORATION MI 5.02 08/10/06 CREDIT SUISSE (USA) INC DE 9.01 08/10/06 CWABS Asset-Backed Certificates Trust 8.01,9.01 07/28/06 Cyberkinetics Neurotechnology Systems DE 2.02,9.01 08/07/06 DANA CORP VA 8.01,9.01 08/09/06 DATATRAK INTERNATIONAL INC OH 2.02,9.01 08/07/06 DAVE & BUSTERS INC MO 8.01,9.01 08/08/06 DELPHI CORP DE 7.01 08/10/06 DELPHI FINANCIAL GROUP INC/DE DE 8.01,9.01 06/01/06 DIGITAL POWER CORP CA 2.02,9.01 06/30/06 Discovery Holding CO DE 2.02 08/11/06 Dividend Capital Total Realty Trust I MD 2.01,9.01 06/28/06 AMEND DOT HILL SYSTEMS CORP NY 8.01,9.01 08/10/06 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 08/08/06 DRAVCO MINING INC NV 1.01 08/10/06 DUQUESNE LIGHT HOLDINGS INC PA 2.02,3.02,9.01 08/09/06 DYNACQ HEALTHCARE INC DE 8.01,9.01 08/10/06 DYNEGY INC /IL/ IL 7.01,9.01 08/11/06 DYNEX CAPITAL INC VA 2.02,9.01 08/10/06 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 08/07/06 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 08/10/06 ELOYALTY CORP DE 2.02,9.01 08/09/06 EMAGIN CORP DE 5.02,9.01 08/07/06 EMDEON CORP DE 1.01,7.01,9.01 08/08/06 ENCYSIVE PHARMACEUTICALS INC DE 8.01 08/11/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 08/11/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 5.02 08/09/06 ENER1 INC FL 1.01,2.03,2.04 08/07/06 ENOVA SYSTEMS INC CA 2.02,9.01 08/11/06 ENVIROKARE TECH INC NV 2.01 08/11/06 EPLUS INC DE 2.02,4.02,9.01 08/07/06 EQUITY ONE, INC. 1.01,2.03,8.01,9.01 08/09/06 EVANS & SUTHERLAND COMPUTER CORP UT 9.01 05/26/06 AMEND FAR EAST ENERGY CORP 8.01,9.01 08/11/06 FCB Bancorp CA 2.02,8.01,9.01 08/10/06 Federal Home Loan Bank of Dallas 2.03 08/07/06 Federal Home Loan Bank of Indianapoli X1 8.01,9.01 08/11/06 FIRST COMMUNITY CORP /SC/ SC 7.01,9.01 08/11/06 FIRST FINANCIAL CORP /TX/ TX 2.04 08/07/06 FIRST WEST VIRGINIA BANCORP INC WV 5.02 06/08/06 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 08/10/06 FLORIDA PUBLIC UTILITIES CO FL 2.02,9.01 08/10/06 FNB United Corp. NC 9.01 04/28/06 AMEND FORCE PROTECTION INC NV 1.02,9.01 08/09/06 FOSTER WHEELER LTD D0 1.01,9.01 08/04/06 FOSTER WHEELER LTD D0 1.01,9.01 08/07/06 AMEND FOUNDRY NETWORKS INC DE 1.01 08/07/06 FREMONT GENERAL CORP NV 4.01,9.01 08/08/06 FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.01,1.02,8.01,9.01 08/10/06 FTD Group, Inc. 1.01,9.01 08/07/06 GALAXY NUTRITIONAL FOODS INC DE 5.02,9.01 08/07/06 GE Dealer Floorplan Master Note Trust DE 1.01,9.01 08/10/06 GENAERA CORP DE 2.02,8.01,9.01 08/09/06 GENCORP INC OH 1.01,9.01 08/10/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 8.01,9.01 08/11/06 GeoPharma, Inc. FL 7.01,9.01 08/10/06 GIFT LIQUIDATORS INC OK 4.01 08/07/06 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 08/08/06 GMX RESOURCES INC OK 1.01,5.03,8.01,9.01 08/08/06 GREEN PLAINS RENEWABLE ENERGY, INC. IA 1.01,2.03 08/07/06 GSAA Home Equity Trust 2006-12 DE 8.01 07/28/06 GSR Mortgage Loan Trust 2006-7F DE 8.01,9.01 07/28/06 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 08/10/06 HAEMONETICS CORP MA 8.01,9.01 08/09/06 HANSEN NATURAL CORP DE 1.01,9.01 08/10/06 HARDINGE INC NY 2.02,9.01 08/09/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,9.01 08/10/06 HAUPPAUGE DIGITAL INC DE 2.02,9.01 08/11/06 HEMOSENSE INC DE 5.02 08/07/06 HERITAGE BANKSHARES INC /VA VA 8.01,9.01 08/08/06 HIGHWOODS PROPERTIES INC MD 1.01,2.03,9.01 08/08/06 HNI CORP IA 1.01,8.01,9.01 08/08/06 Home Equity Loan Trust 2006-HSA4 8.01,9.01 08/09/06 HOMETOWN AUTO RETAILERS INC DE 2.02,9.01 08/11/06 HOOPER HOLMES INC NY 2.02 08/10/06 Horizon Lines, Inc. 8.01,9.01 08/11/06 HOSPIRA INC DE 1.01,5.02,9.01 08/11/06 HOUSE OF BRUSSELS CHOCOLATES INC NV 2.01 08/08/06 I/OMAGIC CORP NV 5.02,9.01 08/09/06 ICOP DIGITAL, INC CO 5.02,8.01,9.01 08/10/06 ID-CONFIRM, INC. NV 2.04 08/07/06 IDAHO GENERAL MINES INC ID 1.01,5.02,9.01 08/04/06 IMAGE ENTERTAINMENT INC DE 2.02,9.01 08/11/06 IMATION CORP DE 8.01,9.01 08/10/06 INCO LTD 8.01,9.01 08/10/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 07/27/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 07/28/06 INHIBITEX, INC. 1.01,9.01 08/10/06 INTEGRATED PERFORMANCE SYSTEMS INC NY 8.01,9.01 08/09/06 INTELLIGENT SYSTEMS CORP GA 2.02 08/11/06 INTERCELL INTERNATIONAL CORP NV 1.01,7.01,9.01 08/07/06 INVERTED PARADIGMS CORP DE 1.01,3.02 08/11/06 INVESTMENT TECHNOLOGY GROUP INC DE 1.01,9.01 08/11/06 INVESTORS CAPITAL HOLDINGS LTD MA 4.01,9.01 08/08/06 INVESTORS CAPITAL HOLDINGS LTD MA 4.01,9.01 08/08/06 AMEND IPC HOLDINGS LTD 8.01,9.01 08/11/06 ISLANDS BANCORP SC 5.02 08/07/06 IVAX DIAGNOSTICS INC DE 2.02,9.01 08/11/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 08/11/06 J.P. Morgan Mortgage Trust 2006-A5 DE 8.01,9.01 08/11/06 J2 GLOBAL COMMUNICATIONS INC DE 2.02,9.01 08/11/06 KANSAS CITY LIFE INSURANCE CO MO 2.02 06/30/06 KERYX BIOPHARMACEUTICALS INC DE 8.01 08/10/06 Key Hospitality Acquisition CORP DE 4.02 08/11/06 KONA GRILL INC DE 5.02,9.01 08/11/06 Kraton Polymers LLC DE 7.01,9.01 08/11/06 LAIDLAW INTERNATIONAL INC DE 8.01,9.01 08/11/06 LAND O LAKES INC 8.01 08/10/06 LEHMAN ABS CORP BACKED TR CERT LIB ME DE 8.01,9.01 08/01/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 08/01/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 08/01/06 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 07/31/06 LEHMAN ABS CORP CORP BACKED TR CERT S DE 8.01,9.01 08/01/06 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 08/01/06 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE 8.01,9.01 08/01/06 LEHMAN ABS DAIMLERCHRYSLER DEB-BKD SE DE 8.01,9.01 08/01/06 Liberty Global, Inc. 1.01,9.01 06/06/06 AMEND LIFETIME BRANDS, INC DE 8.01 08/07/06 LINDSAY MANUFACTURING CO DE 2.01,9.01 06/01/06 AMEND LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01 08/08/06 LONG BEACH SECURITIES CORP DE 6.01 08/11/06 LOUD TECHNOLOGIES INC WA 2.02,9.01 08/09/06 LSB INDUSTRIES INC DE 2.02,9.01 08/08/06 MAGUIRE PROPERTIES INC MD 1.01,1.02,9.01 08/07/06 MAINE & MARITIMES CORP ME 2.02,9.01 08/11/06 MARMION INDUSTRIES CORP NV 5.03,9.01 08/07/06 MARTIN MARIETTA MATERIALS INC NC 5.02 08/08/06 Marvel Entertainment, Inc. DE 2.02,9.01 08/07/06 MATHSTAR INC MN 7.01,9.01 08/10/06 MATRIX BANCORP INC CO 2.02,5.02,9.01 08/11/06 MEDARTS MEDICAL SYSTEM, INC. 4.01 07/14/06 AMEND MELLON BANK N A MA 8.01,9.01 08/09/06 METHODE ELECTRONICS INC DE 1.01,9.01 08/07/06 METRETEK TECHNOLOGIES INC DE 2.02,9.01 08/11/06 MFIC CORP DE 1.01,4.01,9.01 08/08/06 MGI PHARMA INC MN 7.01 08/08/06 MICROHELIX INC OR 1.01,9.01 08/08/06 MIVA, INC. DE 2.02,9.01 08/09/06 MONMOUTH CAPITAL CORP NJ 2.02,9.01 08/11/06 MONSANTO CO /NEW/ DE 1.01,9.01 08/08/06 MORGAN BEAUMONT, INC. NV 8.01 07/26/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 07/28/06 Morgans Hotel Group Co. DE 1.01,2.03,9.01 08/04/06 Mortgage Loan Asset-Backed Certificat DE 8.01,9.01 07/27/06 MORTON INDUSTRIAL GROUP INC GA 8.01,9.01 08/10/06 MTI TECHNOLOGY CORP DE 2.02,9.01 08/11/06 MULTIBAND CORP MN 1.01 08/10/06 Nascent Wine Company, Inc. 2.03,8.01,9.01 08/09/06 NASH FINCH CO DE 1.01,9.01 08/07/06 NATIONAL ATLANTIC HOLDINGS CORP NJ 2.02,9.01 08/11/06 NATIONAL COAL CORP FL 2.02,9.01 08/08/06 NATIONAL PRESTO INDUSTRIES INC WI 2.02,9.01 08/11/06 NATIONAL QUALITY CARE INC DE 1.01,9.01 08/11/06 NATIONAL RESEARCH CORP WI 9.01 05/26/06 AMEND NATIONAL RV HOLDINGS INC DE 2.02,9.01 08/11/06 NATIONAL SECURITY GROUP INC DE 7.01,9.01 08/11/06 NATURADE INC DE 5.01,5.02 08/10/06 NAVISTAR INTERNATIONAL CORP DE 3.03,9.01 08/09/06 NETWORK INSTALLATION CORP NV 1.01 08/07/06 NEURO-HITECH PHARMACEUTICALS INC DE 5.03,9.01 08/11/06 NEW BRUNSWICK SCIENTIFIC CO INC NJ 2.02 07/01/06 NewMarket Technology Inc NV 1.01,7.01,9.01 08/07/06 NEWMONT MINING CORP /DE/ DE 8.01 08/08/06 NightHawk Radiology Holdings Inc 8.01 08/11/06 NIKE INC OR 5.02,9.01 08/11/06 Norcraft Holdings, L.P. DE 2.02,9.01 08/11/06 NORCROSS SAFETY PRODUCTS LLC DE 2.02,9.01 08/11/06 NORTEK INC DE 2.02,9.01 08/11/06 NRG ENERGY, INC. DE 1.01,8.01,9.01 08/09/06 NTK Holdings, Inc. DE 2.02,9.01 08/11/06 Oliver Creek Resources Inc. 4.01,9.01 08/04/06 OM GROUP INC DE 1.01,9.01 08/07/06 OMNI ENERGY SERVICES CORP LA 2.02,9.01 08/08/06 PAC-WEST TELECOMM INC 2.02,9.01 08/11/06 PACER INTERNATIONAL INC TN 1.01,9.01 08/08/06 Paracap CORP NV 5.01,5.02,9.01 08/07/06 PARALLEL PETROLEUM CORP DE 1.01,8.01,9.01 08/11/06 PARK BANCORP INC DE 2.02,9.01 08/11/06 Patients & Physicians, Inc. DE 1.01,9.01 08/07/06 PEMSTAR INC MN 1.01,9.01 08/08/06 PENNICHUCK CORP NH 5.02,9.01 08/07/06 PEOPLES BANCORP INC OH 8.01,9.01 08/10/06 PEP BOYS MANNY MOE & JACK PA 5.02,9.01 08/09/06 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01 08/10/06 PETROLEUM DEVELOPMENT CORP NV 8.01 08/11/06 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 08/11/06 PETROQUEST ENERGY INC DE 1.01,9.01 08/09/06 PHARMACYCLICS INC DE 3.03,9.01 08/07/06 PHOTOWORKS INC /WA WA 1.01,5.02,9.01 08/11/06 PLANET TECHNOLOGIES, INC CA 1.01,2.03,8.01 08/07/06 POLYMER GROUP INC DE 8.01 08/07/06 PR SPECIALISTS INC DE 3.02,8.01 08/11/06 PRIMEDIA INC DE 7.01,9.01 08/11/06 PRIMUS GUARANTY LTD 2.02 08/08/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 8.01,9.01 08/09/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 08/10/06 PROSPECT ENERGY CORP MD 8.01,9.01 08/10/06 PROVIDENCE & WORCESTER RAILROAD CO/RI RI 8.01,9.01 08/10/06 PTM Publications INC NV 4.01,8.01,9.01 08/04/06 PUBLIC SERVICE CO OF OKLAHOMA OK 8.01 08/11/06 QUICK MED TECHNOLOGIES INC NV 1.01,9.01 06/30/06 RADIAN GROUP INC DE 1.01 08/08/06 RALI Series 2006-QA6 Trust DE 8.01,9.01 08/11/06 RALI Series 2006-QS8 Trust DE 8.01,9.01 08/11/06 RASC Series 2006-EMX6 Trust DE 8.01,9.01 08/11/06 RASC Series 2006-KS6 Trust DE 8.01,9.01 08/11/06 Red Lion Hotels CORP WA 1.01 08/10/06 RENAISSANCERE HOLDINGS LTD 8.01,9.01 08/10/06 RENT A CENTER INC DE DE 7.01,9.01 08/10/06 Residential Asset Securitization Trus 8.01,9.01 07/27/06 RESOLVE STAFFING INC NV 2.02,9.01 08/11/06 RETAIL VENTURES INC OH 8.01,9.01 08/10/06 RFMSI Series 2006-S6 Trust DE 8.01,9.01 08/11/06 Ridgewood Energy O Fund LLC 2.06 05/22/06 Ridgewood Energy O Fund LLC 4.01,9.01 06/08/06 AMEND Ridgewood Energy P Fund LLC 2.06 05/16/06 Ridgewood Energy P Fund LLC 4.01,9.01 06/08/06 AMEND RIDGEWOOD ENERGY Q FUND LLC 4.01,9.01 06/08/06 AMEND Safety Products Holdings, Inc. DE 2.02,9.01 08/11/06 SALON MEDIA GROUP INC DE 2.02,9.01 08/11/06 SAPIENT CORP DE 1.01 08/08/06 SATCON TECHNOLOGY CORP DE 2.02,9.01 08/10/06 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 08/08/06 SEA CONTAINERS LTD /NY/ 3.01,8.01,9.01 08/11/06 SELECT MEDICAL CORP DE 2.02 08/11/06 SELECT MEDICAL HOLDINGS CORP 2.02 08/11/06 Seneca Gaming Corp XX 5.02,8.01,9.01 08/08/06 SENTIGEN HOLDING CORP DE 2.02,9.01 08/11/06 SHEARSON FINANCIAL NETWORK INC NV 1.01,2.01,3.02,9.01 07/29/06 SHORE BANCSHARES INC MD 1.01,5.02,9.01 07/26/06 AMEND SHORE FINANCIAL CORP VA 8.01,9.01 08/08/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 08/09/06 SILICON GRAPHICS INC DE 7.01,9.01 08/11/06 Sockeye Seafood Group Inc 4.01,9.01 08/04/06 SONIC CORP DE 8.01,9.01 08/11/06 SONTRA MEDICAL CORP MN 3.03,5.03,9.01 08/10/06 SONTRA MEDICAL CORP MN 2.02,9.01 08/11/06 SOUTHWALL TECHNOLOGIES INC /DE/ DE 5.02 08/09/06 STALLION GROUP NV 1.01,9.01 08/10/06 STATE BANCORP INC NY 9.01 08/10/06 STEELCLOUD INC VA 3.01,8.01,9.01 08/08/06 STERICYCLE INC DE 1.01,5.02,9.01 08/08/06 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 08/01/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 07/31/06 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 08/01/06 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 08/01/06 STRATUS SERVICES GROUP INC DE 4.02 08/08/06 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 07/31/06 SUN HYDRAULICS CORP FL 2.02,9.01 08/09/06 SUN-TIMES MEDIA GROUP INC DE 8.01 08/10/06 SUPERIOR ENERGY SERVICES INC DE 7.01,9.01 08/11/06 Swank, Inc. DE 2.02,9.01 08/08/06 Tejas Inc DE 2.02,9.01 08/11/06 TEXTRON INC DE 2.01,9.01 08/11/06 THIRD CENTURY BANCORP 2.02,9.01 08/11/06 THORNBURG MORTGAGE INC MD 4.01,9.01 06/16/06 AMEND Titan Global Holdings, Inc. UT 1.01,9.01 08/07/06 TODCO DE 8.01,9.01 08/11/06 TOREADOR RESOURCES CORP DE 5.02 08/09/06 TRACK DATA CORP DE 2.02 06/30/06 TRANSBOTICS CORP DE 5.02 08/11/06 TransMontaigne Partners L.P. DE 2.02,9.01 08/09/06 TRIARC COMPANIES INC DE 2.02,8.01,9.01 06/11/06 TRIMAS CORP DE 2.02,9.01 08/11/06 TRULITE INC DE 1.01,2.03,5.02,9.01 08/07/06 TUNEX INTERNATIONAL INC /UT/ UT 5.02,8.01 08/07/06 U S ENERGY SYSTEMS INC DE 7.01,9.01 08/10/06 U S ENERGY SYSTEMS INC DE 1.01,1.02,2.01,2.03, 08/07/06 3.02,8.01,9.01 UNITED HERITAGE CORP UT 8.01,9.01 08/11/06 URBAN OUTFITTERS INC PA 2.02,9.01 08/10/06 US HOME SYSTEMS INC DE 2.02,9.01 08/10/06 VAALCO ENERGY INC /DE/ DE 2.02,9.01 08/10/06 Value Consulting Inc NV 8.01,9.01 08/11/06 Value Consulting Inc NV 8.01,9.01 08/11/06 Value Consulting Inc NV 8.01,9.01 08/11/06 Value Consulting Inc NV 8.01,9.01 08/11/06 VENTURE CATALYST INC UT 1.01,1.02,9.01 07/31/06 VERAMARK TECHNOLOGIES INC DE 2.02 08/11/06 VERITEC INC NV 1.01,8.01 08/10/06 VERSO TECHNOLOGIES INC MN 2.02,9.01 08/11/06 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 08/10/06 VINEYARD NATIONAL BANCORP CA 2.02,9.01 08/11/06 VINEYARD NATIONAL BANCORP CA 5.02 08/11/06 VION PHARMACEUTICALS INC DE 2.02,9.01 08/08/06 VIPER NETWORKS INC UT 4.01,9.01 08/08/06 VIRBAC CORP DE 1.01,9.01 08/10/06 VISTACARE, INC. DE 2.02,9.01 08/08/06 VIVUS INC CA 8.01,9.01 08/09/06 VOYAGER ONE INC NV 8.01,9.01 08/11/06 VTEX ENERGY INC NV 1.01 08/07/06 VYYO INC DE 2.02,9.01 08/11/06 WaMu Asset Acceptance Corp. DE 6.01 08/11/06 WaMu Mortgage Pass-Through Certificat DE 9.01 07/26/06 AMEND Warner Chilcott Holdings CO III, LTD D0 2.02,9.01 08/11/06 Washington Mutual Mortgage Pass-Throu DE 9.01 07/27/06 WAVE WIRELESS CORP DE 1.02 08/09/06 WebMD Health Corp. DE 1.01,9.01 08/07/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 07/28/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 07/28/06 WELLS REAL ESTATE FUND I GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND II GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND IV L P GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND V L P GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 08/11/06 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 08/11/06 WESTERN GOLDFIELDS INC ID 7.01,9.01 08/09/06 WINN DIXIE STORES INC FL 7.01,8.01,9.01 08/09/06 WITNESS SYSTEMS INC DE 2.02,3.01,4.02,8.01,9.01 08/08/06 WORLD HEART CORP A6 2.02,9.01 08/11/06 XANSER CORP DE 2.02 08/11/06 XATA CORP /MN/ MN 2.02 08/09/06 XM SATELLITE RADIO HOLDINGS INC DE 8.01 08/11/06 YORK WATER CO PA 7.01 08/11/06 ZOLTEK COMPANIES INC DE 2.02,9.01 08/09/06