SEC NEWS DIGEST Issue 2006-151 August 7, 2006 ENFORCEMENT PROCEEDINGS MARTHA STEWART AND PETER BACANOVIC AGREE TO SETTLE SEC INSIDER TRADING CHARGES The Commission today announced that it has reached an agreement to settle insider trading charges against Martha Stewart and Peter Bacanovic relating to Stewart's sale of ImClone Systems stock in December 2001. Under the settlement, Stewart and Bacanovic agree to pay disgorgement and penalties. Stewart also agrees to a five year bar from serving as a director of a public company and a five year limitation on the scope of her service as an officer or employee of a public company. In August 2004, the Commission barred Bacanovic from associating with a broker, dealer or investment adviser. The Commission's complaint, filed in June 2003, charges Stewart and Bacanovic with violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint alleges that on December 27, 2001, Bacanovic, then a broker, illegally tipped his client, Stewart, with the nonpublic information that the then CEO of ImClone Systems, Samuel D. Waksal, and his daughter were selling their ImClone stock. Based on this information, Stewart sold all of her ImClone stock. The next day, ImClone announced that the FDA had refused to file ImClone's license application for a new cancer drug, Erbitux, and ImClone's stock price dropped 16%. Stewart and Bacanovic have agreed to settle the Commission's enforcement action by consenting to final judgments that impose permanent injunctions prohibiting them from violating the antifraud provisions of the federal securities laws and imposing the following relief against each defendant. Stewart will pay disgorgement of $45,673, representing the losses avoided from her insider trading, plus prejudgment interest of $12,389, for a total of $58,062, and a civil penalty of $137,019, representing three times the amount of the losses avoided. Stewart has also agreed to a five year bar from serving as a director of a public company, and a five year limitation on her service as an officer or employee of a public company by prohibiting her from participating in certain activities, including financial reporting, financial disclosure, monitoring compliance with the federal securities laws, internal controls, audits or Commission filings. Bacanovic will pay disgorgement of $510, representing the commissions he earned as a result of the Stewart's ImClone stock sale, plus prejudgment interest of $135, for a total of $645, and a civil penalty of $75,000. The proposed judgments provide that, pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002, the disgorgement and penalties will be deposited with the Court and added to the disgorgement fund for the benefit of the victims of this case. The Commission is today filing the proposed final judgments with the U.S. District Court in Manhattan for consideration and approval. The defendants consent to the judgments without admitting or denying the allegations in the complaint. The Commission acknowledges the assistance of the U.S. Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation in the investigation of this matter. [SEC v. Martha Stewart and Peter Bacanovic, 03 Civ. 4070 (RJH) SDNY] (LR-19794; Press Rel. 2006-134) COMMISSION DISMISSES MORTON KANTROWITZ'S APPEAL OF NASD DENIAL OF APPLICATION TO BE EMPLOYED AS A REGISTERED REPRESENTATIVE The Commission has dismissed the appeal by Morton Kantrowitz, a former NASD registered representative, from the denial by NASD of an application by Great Eastern Securities, Incorporated, an NASD member firm, to employ him as a limited corporate securities representative. NASD's action followed the Commission's earlier remand to it of this matter to reconsider the record before it in accordance with the standard established in recent Commission precedent. The Commission found that the grounds on which NASD based its decision, Kantrowitz's statutory disqualification resulting from the injunction and his other misconduct, as well as the facts and circumstances surrounding Great Eastern's proposed supervision of Kantrowitz, exist in fact, and that the proceeding was in compliance with NASD rules. The Commission further found that, in light of the deceptive nature of the misconduct underlying Kantrowitz's statutory disqualification and another other criminal conviction (and the consequent fraud on the investing public in both circumstances), Great Eastern's recent regulatory troubles which raise doubts concerning its ability properly to supervise Kantrowitz, and the proposed securities activities to be engaged in by Kantrowitz, NASD applied its rules in a manner consistent with the purposes of the Exchange Act and Commission precedent in concluding that it would not be in the public interest for Great Eastern to employ Kantrowitz as a limited corporate securities representative. Accordingly, the Commission dismissed Kantrowitz's appeal. (Rel. 34-54278; File No. 3-12144) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-064) and Amendment Nos. 1 and 2 thereto relating to extension of time requests. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54265) The International Securities Exchange filed a proposed rule change (SR-ISE-2006-45) relating to establishing ISE Stock Exchange as a facility of International Securities Exchange, Inc. Publication in the Federal Register is expected during the week of August 7. (Rel. 34- 54273) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2006-42) filed by the Philadelphia Stock Exchange relating to priority for in-crowd participants respecting crossing, facilitation and solicited orders in open outcry transactions has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54267) A proposed rule change (SR-NASD-2006-078) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), regarding the pricing schedule for NASD members using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54268) A proposed rule change (SR-ISE-2006-34) and Amendment No. 1 thereto filed by the International Securities Exchange relating to Rule 1406, Regulatory Cooperation, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54270) A proposed rule change (SR-NASDAQ-2006-027) filed by The NASDAQ Stock Market to modify the date for compliance with Regulation NMS has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54271) The Commission issued notice of immediate effectiveness of a proposed rule change (SR-NASDAQ-2006-020) filed by The NASDAQ Stock Market to clarify the rules of the Nasdaq Global Select Market. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54274) A proposed rule change (CBOE-2006-61) filed by the Chicago Board Options Exchange relating to the Modified ROS Opening Procedure Cut- Off Times has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54275) A proposed rule change (SR-NYSE-2006-55) filed by the New York Stock Exchange to extend for an additional six months its pilot program permitting Floor brokers and Registered Competitive Market Makers to use Exchange authorized and provided portable telephones on the Exchange floor has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54276) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NASD-2006-079) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., regarding pricing for non-members using Nasdaq's Brut and Inet Facilities. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54269) The Commission approved, on an accelerated basis, a proposed rule change (SR-CBOE-2006-59) and Amendment No. 1 thereto filed by the Chicago Board Options Exchange relating to extension of the Options Intermarket Linkage Fees Pilot Program. Publication in the Federal Register is expected during the week of August 7. (Rel. 34-54272) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Southern National Bancorp of Virginia Inc, 1002 WISCOSIN AVE, WASHINGTON, DC, 20007, 202-464-1130 - 2,000,000 ($30,000,000.00) Equity, (File 333-136285 - Aug. 4) (BR. 07) S-4 SAXON CAPITAL INC, 4860 COX RD STE. 300, GLEN ALLEN, VA, 23060, 804 967 7400 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-136286 - Aug. 4) (BR. 08C) S-1 OneBeacon Insurance Group, Ltd., 80 SOUTH MAIN STREET, HANOVER, NH, 03755, 6036402206 - 0 ($500,000,000.00) Equity, (File 333-136287 - Aug. 4) (BR. 01) S-8 ORTHOFIX INTERNATIONAL N V, 7 ABRAHAM DE VEERSTRAAT, CURACAO, NETHERLANDS ANTILLES, P8, 00000, 200,000 ($7,600,000.00) Equity, (File 333-136288 - Aug. 4) (BR. 10C) S-8 USG CORP, 125 SOUTH FRANKLIN STREET, DEPARTMENT 188, CHICAGO, IL, 60606, 312-606-4000 - 8,200,000 ($381,464,000.00) Equity, (File 333-136289 - Aug. 4) (BR. 06A) S-8 RELIANCE STEEL & ALUMINUM CO, 350 S GRAND AVE STE 5100, LOS ANGELES, CA, 90071, 2136877700 - 10,000,000 ($322,173,025.00) Equity, (File 333-136290 - Aug. 4) (BR. 04C) S-3ASR EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH, 44114-2584, 2165235000 - 1,000,000 ($64,410,000.00) Equity, (File 333-136291 - Aug. 4) (BR. 06C) S-8 EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH, 44114-2584, 2165235000 - 70,000 ($4,508,700.00) Equity, (File 333-136292 - Aug. 4) (BR. 06C) SB-1 Silver Bell Resources Inc., 3345 NIGHTHAWK LANE, WHISTLER, A1, V0N 1B3, 604-506-0391 - 2,500,000 ($25,000.00) Equity, (File 333-136293 - Aug. 4) (BR. 09) SB-1 Malibu Minerals Inc., SUITE 510, 999 WEST HASTINGS STREET, VANCOUVER, A1, V6C 2W2, 604-685-7552 - 2,500,000 ($21,250.00) Equity, (File 333-136294 - Aug. 4) (BR. 09) S-8 GAP INC, TWO FOLSOM STREET, SAN FRANCISCO, CA, 94105, 4159524400 - 40,225,653 ($664,930,044.09) Equity, (File 333-136295 - Aug. 4) (BR. 02A) S-8 APPLICA INC, 5980 MIAMI LAKES DR, MIAMI LAKES, FL, 33014, 3053622611 - 0 ($565,500.00) Equity, (File 333-136296 - Aug. 4) (BR. 11C) S-1 NEIMAN MARCUS GROUP INC, ONE MARCUS SQUARE, 1618 MAIN STREET, DALLAS, TX, 75201, 214-741-6911 - 0 ($1.00) Debt, (File 333-136297 - Aug. 4) (BR. 02A) S-8 FRONTIER FINANCIAL CORP /WA/, 332 SW EVERETT MALL WAY, EVERETT, WA, 98204, 4255140700 - 3,500,000 ($129,955,000.00) Equity, (File 333-136298 - Aug. 4) (BR. 07C) S-8 K TRON INTERNATIONAL INC, ROUTE 55 & 553, BOX 888, PITMAN, NJ, 08071-0888, 8562563318 - 200,000 ($10,240,000.00) Equity, (File 333-136299 - Aug. 4) (BR. 10B) S-1 TRANS-INDIA ACQUISITION CORP, 300 SOUTH WACKER DRIVE, SUITE 1000, CHICAGO, IL, 60606, (312) 922-1980 - 0 ($165,500,100.00) Other, (File 333-136300 - Aug. 4) (BR. ) SB-2 CARLATERAL, INC., SUITE 100, 202 NORTH CURRY STREET, CARSON CITY, NV, 89703-4121, (775) 321-8243 - 3,300,000 ($495,000.00) Equity, (File 333-136301 - Aug. 4) (BR. ) S-8 TRIZETTO GROUP INC, 567 NICHOLAS DRIVE SUITE 360, NEWPORT BEACH, CA, 92660, 9497192200 - 0 ($20,250,000.00) Equity, (File 333-136302 - Aug. 4) (BR. 03C) SB-2 TURBOSONIC TECHNOLOGIES INC, 550 PARKSIDE DRIVE, STE A-14, WATERLOO, A6, N2L 5V4, 5198855513 - 1,795,000 ($2,019,375.00) Equity, (File 333-136303 - Aug. 4) (BR. 06C) S-3 EDIETS COM INC, 3801 W. HILLSBORO BLVD., DEERFIELD BEACH, FL, 33442, 9543609022 - 4,762,384 ($19,049,536.00) Equity, (File 333-136304 - Aug. 4) (BR. 11C) S-3ASR AGL RESOURCES INC, TEN PEACHTREE PLACE, ATLANTA, GA, 30309, 4045844000 - 2,000,000 ($75,640,000.00) Equity, (File 333-136309 - Aug. 4) (BR. 02A) N-2 HIGHLAND FLOATING RATE FUND, TWO GALLERIA TOWER, 13455 NOEL ROAD,SUITE 1300, DALLAS, TX, 75240, 9726284100 - 90,000,000 ($907,700,000.00) Equity, (File 333-136310 - Aug. 4) (BR. 16) S-8 ALLIANT ENERGY CORP, 4902 NORTH BILTMORE LANE, PO BOX 77007, MADISON, WI, 53707-1007, 608-458-3314 - 2,000,000 ($72,040,000.00) Equity, (File 333-136311 - Aug. 4) (BR. 02B) SB-2 AMERICAN ENERGY GROUP LTD, P O BOX 489, 1861 BROWN BLVD,STE 655, SIMONTON, TX, 77476, 2813462652 - 6,190,855 ($9,093,542.88) Equity, (File 333-136312 - Aug. 4) (BR. 04C) S-8 CARRIAGE SERVICES INC, 3040 POST OAK BOULEVARD, SUITE 300, HOUSTON, TX, 77056, 7133328475 - 1,350,000 ($5,629,500.00) Equity, (File 333-136313 - Aug. 4) (BR. 11C) S-8 KRONOS INC, 297 BILLERICA ROAD, CHELMSFORD, MA, 01824, 978-250-9800 - 4,000,000 ($116,000,000.00) Equity, (File 333-136314 - Aug. 4) (BR. 03C) S-8 VICTORY ENERGY CORP, 27692 ANTONIO PARKWAY, SUITE L1-497, LADERA RANCH, CA, 92694, 8665706992 - 9,000,000 ($360,000.00) Equity, (File 333-136315 - Aug. 4) (BR. 11B) S-8 MEDALLION FINANCIAL CORP, 437 MADISON AVE 38 TH FLOOR, NEW YORK, NY, 10022, 2123282153 - 800,000 ($9,712,000.00) Equity, (File 333-136316 - Aug. 4) (BR. 18) F-10 NORTH AMERICAN PALLADIUM LTD, NORTH AMERICAN PALLADIUM STD, 130 ADELAIDE STREET W SUITE 2116, TORONTO ONTARIO CANA, A6, M5H3P5, 4163602655 - 4,143,436 ($29,915,607.92) Equity, (File 333-136317 - Aug. 4) (BR. 04B) S-8 GLOBETEL COMMUNICATIONS CORP, 9050 PINES BLVD.,, SUITE 110, PEMBROKE PINES, FL, 33024, 954-241-0590 - 0 ($118,800.00) Equity, (File 333-136318 - Aug. 4) (BR. 11A) S-8 AMERICAN CLAIMS EVALUATION INC, 5169388000 - 0 ($3,352,580.00) Equity, (File 333-136319 - Aug. 4) (BR. 09B) S-8 SEACHANGE INTERNATIONAL INC, 124 ACTON ST, 2ND FLOOR, MAYNARD, MA, 01754, 9788970100 - 500,000 ($3,255,000.00) Equity, (File 333-136322 - Aug. 4) (BR. 11C) S-1 Beverage Acquisition CORP, 2670 COMMERCIAL AVENUE, MINGO JUNCTION, OH, 43938, 1-800-275-4630 - 0 ($76,050,100.00) Equity, (File 333-136323 - Aug. 4) (BR. ) S-4 FIRST BANCSHARES INC /MS/, 6012688998 - 109,274 ($2,076,200.00) Equity, (File 333-136326 - Aug. 4) (BR. 07B) S-3 GERON CORP, 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6504737700 - 0 ($250,000,000.00) Other, (File 333-136327 - Aug. 4) (BR. 01A) S-8 LEAPFROG ENTERPRISES INC, 6401 HOLLIS ST, STE 150, EMERYVILLE, CA, 94608, 5104205000 - 0 ($29,422,500.00) Equity, (File 333-136328 - Aug. 4) (BR. 05B) S-3 Koppers Holdings Inc., 436 SEVENTH AVENUE, PITTSBURGH, PA, 15219, 412-227-2001 - 0 ($340,850,000.00) Other, (File 333-136329 - Aug. 4) (BR. 06B) S-8 GERON CORP, 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6504737700 - 4,500,000 ($27,495,000.00) Other, (File 333-136330 - Aug. 4) (BR. 01A) S-8 TEKTRONIX INC, 14200 SW KARL BRAUN DRIVE, BEAVERTON, OR, 97077, 503-627-7111 - 0 ($69,797,000.00) Equity, (File 333-136331 - Aug. 4) (BR. 10C) S-3ASR ANSYS INC, 275 TECHNOLOGY DRIVE, SOUTHPOINTE, CANONSBURG, PA, 15317, 4127643304 - 6,000,000 ($270,360,000.00) Equity, (File 333-136332 - Aug. 4) (BR. 03C) S-8 VALERO ENERGY CORP/TX, P.O. BOX 696000, SAN ANTONIO, TX, 78269-6000, 2103452000 - 0 ($673,200,000.00) Equity, (File 333-136333 - Aug. 4) (BR. 04A) S-8 TEKTRONIX INC, 14200 SW KARL BRAUN DRIVE, BEAVERTON, OR, 97077, 503-627-7111 - 0 ($2,013,375.00) Equity, (File 333-136334 - Aug. 4) (BR. 10C) S-3 FORCE PROTECTION INC, 9801 HIGHWAY 78 - BLDG 3, LADSON, SC, 29456, (843) 740-7015 - 0 ($52,305,000.00) Equity, (File 333-136335 - Aug. 4) (BR. 05A) S-8 TEKTRONIX INC, 14200 SW KARL BRAUN DRIVE, BEAVERTON, OR, 97077, 503-627-7111 - 0 ($993,265.00) Equity, 0 ($9,000,000.00) Other, (File 333-136336 - Aug. 4) (BR. 10C) N-2 MEDALLION FINANCIAL CORP, 437 MADISON AVE 38 TH FLOOR, NEW YORK, NY, 10022, 2123282153 - 9,500,000 ($115,330,000.00) Equity, (File 333-136337 - Aug. 4) (BR. 18) S-8 BOWATER INC, 55 EAST CAMPERDOWN WAY, P O BOX 1028, GREENVILLE, SC, 29601, 8642717733 - 3,000,000 ($60,585,000.00) Equity, (File 333-136338 - Aug. 4) (BR. 03B) S-8 PSYCHIATRIC SOLUTIONS INC, 113 SEABOARD LANE, SUITE C-100, FRANKLIN, TN, 37067, 615-312-5700 - 1,250,000 ($38,725,000.00) Equity, (File 333-136339 - Aug. 4) (BR. 01B) SB-2 StatSure Diagnostic Systems, Inc., 1 CLARKS HILL RD., FRAMINGHAM, MA, 01702, 508.872.2625 - 5,943,750 ($8,796,750.00) Equity, (File 333-136340 - Aug. 4) (BR. 10C) SB-2 FULL HOUSE RESORTS INC, 4670 S. FORT APACHE ROAD, SUITE 190, LAS VEGAS, NV, 89147, 7022217800 - 0 ($23,805,000.00) Equity, (File 333-136341 - Aug. 4) (BR. 05B) S-3ASR HEALTH CARE PROPERTY INVESTORS INC, 3760 KILROY AIRPORT WAY, SUITE 300, LONG BEACH, CA, 90806, 562-733-5100 - 0 ($18,808,318.06) Equity, (File 333-136344 - Aug. 4) (BR. 08B) S-8 DYNAVAX TECHNOLOGIES CORP, 2929 SEVENTH STREET, SUITE 100, BERKELEY, CA, 94710, 5108485100 - 0 ($4,168,310.00) Equity, (File 333-136345 - Aug. 4) (BR. 01A) SB-1 Malibu Minerals Inc., SUITE 510, 999 WEST HASTINGS STREET, VANCOUVER, A1, V6C 2W2, 604-685-7552 - 2,500,000 ($21,250.00) Equity, (File 333-136349 - Aug. 4) (BR. 09) S-8 SYMBION INC/TN, 40 BURTON HILLS BOULEVARD, SUITE 500, NASHVILLE, TN, 37215, 615-234-5900 - 1,164,258 ($21,422,347.20) Equity, (File 333-136351 - Aug. 4) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- A21 INC TX 1.01,5.02,9.01 07/31/06 ABIGAIL ADAMS NATIONAL BANCORP INC DE 8.01,9.01 08/03/06 ABLEAUCTIONS COM INC FL 8.01 08/04/06 ABOVENET INC DE 1.01,3.03,5.03,9.01 08/03/06 ACCESS INTEGRATED TECHNOLOGIES INC DE 1.01,8.01,9.01 08/01/06 ACE Securities Corp. Home Equity Loan DE 2.01,9.01 07/31/06 ACORDA THERAPEUTICS INC 2.02,9.01 08/03/06 ADELPHIA COMMUNICATIONS CORP DE 1.01,1.02,2.01,9.01 07/31/06 ADVANCED DIGITAL INFORMATION CORP WA 2.01,8.01,9.01 08/01/06 AGL RESOURCES INC GA 7.01,9.01 08/04/06 AIRTRAN HOLDINGS INC NV 1.01 08/01/06 ALAMO GROUP INC DE 2.02,9.01 08/03/06 ALANCO TECHNOLOGIES INC AZ 3.01,9.01 08/03/06 ALFA CORP DE 2.02,9.01 08/04/06 ALLIANCE IMAGING INC /DE/ DE 2.02,9.01 08/03/06 ALLIED HEALTHCARE INTERNATIONAL INC NY 5.02,9.01 07/31/06 ALLIN CORP DE 2.02,9.01 08/02/06 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 8.01 08/04/06 ALLSTATES WORLDCARGO INC NJ 5.03,8.01 08/02/06 ALLTEL CORP DE 8.01,9.01 07/31/06 Alternative Loan Trust 2006-25CB 9.01 07/28/06 Alternative Loan Trust 2006-26CB 9.01 07/28/06 Alternative Loan Trust 2006-OC6 6.05,8.01,9.01 07/28/06 AMEND Altra Industrial Motion, Inc. DE 2.02,9.01 08/04/06 American Casino & Entertainment Prope DE 9.01 05/19/06 AMEND AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 08/02/06 AMERICAN GREETINGS CORP OH 3.02 07/31/06 American Racing Capital, Inc. NV 1.01,2.03,3.02,9.01 07/26/06 AMERITRANS CAPITAL CORP DE 8.01 08/04/06 AMICAS, Inc. DE 2.02,9.01 08/03/06 AMPEX CORP /DE/ DE 8.01,9.01 08/03/06 AMPHENOL CORP /DE/ DE 8.01,9.01 08/04/06 ANNALY CAPITAL MANAGEMENT INC MD 1.01,9.01 08/03/06 AON CORP DE 2.02,9.01 08/03/06 APO HEALTH INC /NV/ NV 5.03,9.01 08/03/06 APPLE COMPUTER INC CA 2.02,4.02,9.01 08/03/06 ARBOR REALTY TRUST INC MD 2.02,9.01 08/04/06 ARTHROCARE CORP DE 2.02,9.01 08/03/06 ASSURED GUARANTY LTD 2.02,9.01 08/03/06 ASYST TECHNOLOGIES INC CA 2.02,9.01 07/31/06 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 08/03/06 ATLAS AMERICA INC DE 2.02,9.01 08/04/06 ATP OIL & GAS CORP TX 2.02,9.01 08/02/06 AVIALL INC DE 9.01 07/11/06 AMEND AXA FINANCIAL INC DE 2.02,9.01 08/03/06 AXESSTEL INC NV 1.01,9.01 07/31/06 AXM PHARMA INC 5.02 08/04/06 AXONYX INC NV 3.01,9.01 08/02/06 BAKER HUGHES INC DE 8.01 08/02/06 BANCFIRST CORP /OK/ OK 8.01 08/04/06 BARNES & NOBLE INC DE 1.01,9.01 08/03/06 BAY BANKS OF VIRGINIA INC VA 8.01 08/02/06 BERLINER COMMUNICATIONS INC DE 1.01 07/28/06 BIODELIVERY SCIENCES INTERNATIONAL IN DE 1.01,9.01 07/31/06 BJS WHOLESALE CLUB INC DE 2.02,9.01 08/03/06 BLASTGARD INTERNATIONAL INC CO 5.02,7.01,9.01 08/02/06 BLUE HOLDINGS, INC. NV 1.01 07/31/06 BLUEFLY INC DE 2.02,9.01 08/02/06 BON TON STORES INC PA 8.01,9.01 08/04/06 BOSTON CAPITAL REAL ESTATE INVESTMENT MD 8.01,9.01 08/04/06 BOYKIN LODGING CO OH 8.01,9.01 08/04/06 BROADWAY FINANCIAL CORP \DE\ DE 5.02 08/04/06 CADENCE DESIGN SYSTEMS INC DE 1.01 08/01/06 CADENCE FINANCIAL CORP MS 7.01,9.01 08/04/06 CADENCE FINANCIAL CORP MS 2.02,9.01 08/04/06 AMEND CalAmp Corp. DE 1.01 07/31/06 CALIPER LIFE SCIENCES INC DE 8.01 08/01/06 CAMBREX CORP DE 5.02,9.01 08/04/06 CAMDEN PROPERTY TRUST TX 2.02,9.01 08/03/06 CANTEL MEDICAL CORP DE 2.01,9.01 07/31/06 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 8.01 08/02/06 CAPITAL BANK CORP NC 1.01,9.01 08/02/06 Capital One Auto Finance Trust 2006-B DE 8.01,9.01 08/04/06 CAPITAL ONE FINANCIAL CORP DE 8.01,9.01 08/01/06 CAPITOL FEDERAL FINANCIAL 2.02,9.01 08/04/06 CAREER EDUCATION CORP DE 2.02,9.01 08/03/06 CAREER EDUCATION CORP DE 8.01 08/04/06 CASE FINANCIAL INC DE 4.01,9.01 08/01/06 CASUAL MALE RETAIL GROUP INC DE 1.01,9.01 08/04/06 CENDANT CORP DE 1.01,1.02,2.01,5.02,8.01,9.01 07/31/06 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01 08/04/06 CENTRAL JERSEY BANCORP NJ 1.01,9.01 08/01/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,5.02 08/02/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01,9.01 07/31/06 CENTURY REALTY TRUST IN 8.01,9.01 05/08/06 CERADYNE INC DE 2.02,7.01,9.01 08/02/06 CERES GROUP INC DE 1.01,9.01 08/03/06 CHESAPEAKE CORP /VA/ VA 2.02,2.06,8.01,9.01 07/02/06 China 3C Group NV 1.01,9.01 08/03/06 CHINA BAK BATTERY INC NV 4.01,9.01 08/04/06 CHINA BAK BATTERY INC NV 4.02,9.01 08/04/06 CHL Mortgage Pass-Through Trust 2006- DE 9.01 07/28/06 CHL Mortgage Pass-Through Trust 2006- DE 7.01,9.01 07/31/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 07/28/06 CHROMCRAFT REVINGTON INC DE 2.02,9.01 07/31/06 CIRCOR INTERNATIONAL INC DE 2.02,9.01 08/01/06 CITIZENS BANKING CORP MI 1.01 08/04/06 CITIZENS COMMUNITY BANCORP 2.02,9.01 08/04/06 CLARKE AMERICAN CORP. DE 2.02,9.01 08/04/06 CLARUS CORP DE 2.02,9.01 08/04/06 CNB CORP /SC/ SC 2.02,9.01 07/31/06 CNB Financial Corp. MA 2.02,9.01 08/04/06 CNET NETWORKS INC DE 1.01 08/02/06 CNL Hotels & Resorts, Inc. MD 5.05,9.01 08/03/06 AMEND COACH INDUSTRIES GROUP INC NV 1.02 08/02/06 COLOMBIA GOLDFIELDS LTD 1.01,9.01 08/01/06 COLOR KINETICS INC DE 1.01 08/02/06 COMCAST CORP PA 8.01,9.01 07/31/06 COMERICA INC /NEW/ DE 7.01,9.01 08/04/06 COMFORCE CORP DE 2.02,9.01 08/03/06 COMFORT SYSTEMS USA INC 2.02,7.01,8.01,9.01 08/04/06 COMLINK COMMUNICATIONS CO NV 5.02 06/30/06 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 08/04/06 Community Bancorp NV 8.01,9.01 07/31/06 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 08/03/06 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 08/04/06 CORPORATE PROPERTY ASSOCIATES 12 INC MD 8.01,9.01 01/06/06 COSINE COMMUNICATIONS INC DE 2.02,9.01 08/02/06 COST U LESS INC WA 2.02,9.01 08/03/06 COVALENT GROUP INC NV 8.01,9.01 08/04/06 COVANSYS CORP MI 5.02 08/03/06 COVANTA HOLDING CORP DE 2.02,7.01,9.01 08/03/06 CRESCENT BANKING CO GA 2.02,9.01 08/04/06 CRITICARE SYSTEMS INC /DE/ DE 2.02,9.01 08/03/06 Crocs, Inc. DE 1.01 08/03/06 CROSSTEX ENERGY INC DE 2.01,9.01 11/01/05 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 08/03/06 CRYOCOR INC DE 3.01,9.01 08/03/06 CSAB MORTGAGE-BACKED TRUST 2006-1 DE 6.02 08/01/06 CYBERONICS INC DE 2.04,3.01 07/31/06 DANA CORP VA 7.01,9.01 08/04/06 DATA SYSTEMS & SOFTWARE INC DE 1.01,3.02 07/31/06 DATAMEG CORP DE 8.01 08/02/06 DAWSON GEOPHYSICAL CO TX 7.01,9.01 08/01/06 DealerTrack Holdings, Inc. DE 1.01,9.01 08/02/06 DEL LABORATORIES INC DE 7.01,9.01 08/04/06 Delek Resources, Inc. FL 1.01,3.02,9.01 08/01/06 Deutsche Alt-A Securities Mortgage Lo 1.02,6.02 08/01/06 Deutsche Alt-B Securities, Inc. Mortg 1.02,6.02 08/01/06 DIAMONDCLUSTER INTERNATIONAL INC DE 5.03,9.01 08/04/06 DigitalFX International Inc FL 3.03,9.01 08/01/06 DIODES INC /DEL/ DE 2.02,9.01 08/02/06 DIVERSIFIED FINANCIAL RESOURCES CORP DE 4.01,9.01 07/03/06 AMEND DOLLAR TREE STORES INC VA 2.02,7.01,9.01 08/03/06 DOMINION HOMES INC OH 1.01,2.02,7.01,9.01 08/02/06 DONALDSON CO INC DE 1.01,9.01 08/04/06 DORAL FINANCIAL CORP PR 8.01 07/31/06 DOT HILL SYSTEMS CORP NY 1.01 08/03/06 DPL INC OH 2.02,7.01,9.01 08/01/06 DreamWorks Animation SKG, Inc. 2.02,9.01 08/03/06 DRESS BARN INC CT 2.02 08/04/06 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 1.01,9.01 08/01/06 DYNAMIC HEALTH PRODUCTS INC FL 4.02 11/21/05 AMEND EARTHLINK INC DE 1.01 07/31/06 ECC Capital CORP 1.01,9.01 07/31/06 ECLIPSYS CORP DE 1.01 07/31/06 EdgeTech International Inc NV 1.01,9.01 08/01/06 ELCOM INTERNATIONAL INC DE 2.02,9.01 08/04/06 ELINEAR INC DE 3.01,9.01 07/31/06 EMMIS COMMUNICATIONS CORP IN 8.01,9.01 08/04/06 EPIX Pharmaceuticals, Inc. 2.02,9.01 08/04/06 EQUINIX INC DE 1.01 08/01/06 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 08/02/06 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 08/03/06 ESPEED INC DE 1.01 08/01/06 EXIDE TECHNOLOGIES DE 1.01,9.01 08/01/06 Expedia, Inc. 1.01 07/31/06 EXPLORATION CO OF DELAWARE INC DE 2.02,9.01 08/04/06 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 08/03/06 Extra Space Storage Inc. MD 2.02,9.01 08/03/06 FACTORY CARD & PARTY OUTLET CORP DE 2.02,9.01 08/03/06 FAIRCHILD CORP DE 1.02,5.02 07/31/06 FARGO ELECTRONICS INC 2.01,3.03,5.01,5.02, 08/03/06 5.03,8.01,9.01 FARMSTEAD TELEPHONE GROUP INC DE 7.01,9.01 07/31/06 Federal Home Loan Bank of Seattle 7.01 08/04/06 FIELDSTONE INVESTMENT CORP 1.01,1.02,5.03,9.01 07/31/06 FIRST EQUITY PROPERTIES INC NV 5.02 07/31/06 FIVE STAR QUALITY CARE INC 2.02,9.01 08/04/06 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 08/03/06 FORCE PROTECTION INC NV 5.02,9.01 08/04/06 FOREST CITY ENTERPRISES INC OH 7.01,9.01 08/03/06 FOUR OAKS FINCORP INC NC 2.02,9.01 08/01/06 GALAXY ENERGY CORP CO 8.01,9.01 08/04/06 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 08/04/06 GARMIN LTD 8.01,9.01 08/04/06 GENCOR INDUSTRIES INC DE 1.01,9.01 08/01/06 GENE LOGIC INC DE 2.02,9.01 08/04/06 GENITOPE CORP DE 2.02,9.01 08/03/06 GENTEK INC DE 1.01,9.01 08/04/06 GIGABEAM CORP DE 7.01 08/03/06 GILEAD SCIENCES INC DE 8.01 08/04/06 GLACIER BANCORP INC DE 1.01,7.01,9.01 08/03/06 Golden Aria Corp. 4.01,9.01 07/25/06 GOLDEN ENTERPRISES INC DE 8.01,9.01 08/04/06 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02 08/04/06 Gray Peaks, Inc. DE 5.02 07/31/06 GREAT LAKES DREDGE & DOCK CORP DE 2.02,9.01 08/03/06 GREAT WEST LIFE & ANNUITY INSURANCE C CO 8.01 07/31/06 GREATER BAY BANCORP CA 2.02,9.01 07/31/06 GREM USA NV 1.01,2.03,8.01 06/30/06 GUITAR CENTER INC DE 1.01 08/02/06 GULFPORT ENERGY CORP DE 2.02,7.01,9.01 08/04/06 HALLMARK FINANCIAL SERVICES INC NV 3.03 07/31/06 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 08/04/06 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 08/04/06 Harbor Acquisition Corp. DE 5.02,9.01 08/04/06 HARLAND JOHN H CO GA 5.02,9.01 08/03/06 HAROLDS STORES INC OK 2.02,9.01 07/29/06 HARRAHS ENTERTAINMENT INC DE 5.02,9.01 08/01/06 HARTCOURT COMPANIES INC UT 7.01,8.01 08/04/06 HARTVILLE GROUP INC NV 1.01,3.02,7.01,9.01 07/31/06 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 08/04/06 HAWKINS INC MN 2.02,9.01 08/02/06 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 08/04/06 HEALTH NET INC DE 2.02,9.01 08/03/06 HEALTHTRONICS, INC. GA 1.01,2.01,9.01 07/31/06 HIENERGY TECHNOLOGIES INC DE 8.01,9.01 08/03/06 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 2.02,9.01 08/04/06 HOLOBEAM INC DE 4.02 07/06/06 HOME FEDERAL BANCORP INC 5.02,9.01 08/04/06 Home Loan Trust 2006-HI3 DE 8.01,9.01 08/04/06 HOME SOLUTIONS OF AMERICA INC DE 1.01,2.01,2.03,3.02,9.01 07/31/06 HOVNANIAN ENTERPRISES INC DE 2.02,9.01 08/04/06 HSI Asset Securitization CORP Trust 2 8.01 08/04/06 HUNT J B TRANSPORT SERVICES INC AR 1.01,2.03,9.01 07/31/06 HUNT J B TRANSPORT SERVICES INC AR 5.02 08/01/06 HUNTINGTON BANCSHARES INC/MD MD 8.01 08/04/06 HUTCHINSON TECHNOLOGY INC MN 8.01,9.01 08/01/06 HYPERCOM CORP DE 2.02,9.01 08/04/06 ICAGEN INC DE 8.01,9.01 08/04/06 ICO INC TX 2.02,7.01,9.01 08/03/06 ICON INCOME FUND NINE LLC DE 8.01 08/04/06 IMMUNE RESPONSE CORP DE 3.02 07/31/06 IMMUNOTECHNOLOGY CORP DE 5.02 07/31/06 IMPERIAL OIL LTD 1.01 08/03/06 IMPERIAL OIL LTD 2.02,9.01 08/03/06 IMPERIAL PETROLEUM INC NV 8.01,9.01 08/01/06 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 07/31/06 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 06/30/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,2.03,5.02,8.01,9.01 08/04/06 INTERNATIONAL LEASE FINANCE CORP CA 4.02 08/01/06 INTERNATIONAL LOTTERY & TOTALIZATOR S CA 5.02 08/04/06 INTRABIOTICS PHARMACEUTICALS INC /DE DE 7.01,9.01 08/04/06 IR BIOSCIENCES HOLDINGS INC DE 1.01,2.03,9.01 07/25/06 IT&E INTERNATIONAL GROUP 1.01,2.01,2.03,3.02, 07/31/06 3.03,5.02,9.01 ITRON INC /WA/ WA 8.01,9.01 07/31/06 JCM PARTNERS LLC DE 3.02 08/01/06 JOURNAL COMMUNICATIONS INC 1.01,9.01 07/31/06 KANSAS CITY SOUTHERN DE 2.02,9.01 08/02/06 KINETIC CONCEPTS INC /TX/ TX 8.01,9.01 08/03/06 KING PHARMACEUTICALS INC TN 1.01 07/31/06 KNIGHT TRANSPORTATION INC AZ 7.01,9.01 08/04/06 KSW INC NY 2.02,9.01 02/08/06 LAKES ENTERTAINMENT INC MN 2.02,9.01 08/04/06 LARGE SCALE BIOLOGY CORP DE 8.01,9.01 08/03/06 LAURIER INTERNATIONAL INC 4.01,9.01 07/26/06 LBI MEDIA HOLDINGS INC 1.01,7.01,9.01 08/04/06 LEAPFROG ENTERPRISES INC 1.01 08/01/06 Lexaria Corp. 1.01,2.03,9.01 07/31/06 LIBERTY STAR GOLD CORP NV 7.01,9.01 07/31/06 LIGAND PHARMACEUTICALS INC DE 1.01,1.02,5.02,9.01 07/31/06 Lincoln Park Bancorp 2.02,9.01 08/02/06 LIQUIDITY SERVICES INC 7.01,9.01 08/03/06 LITFUNDING CORP NV 1.01,1.02,8.01,9.01 07/28/06 Live Nation, Inc. DE 2.02,9.01 08/04/06 LONGVIEW FIBRE CO WA 8.01,9.01 08/04/06 M & F WORLDWIDE CORP DE 2.02,9.01 08/04/06 MAGMA DESIGN AUTOMATION INC DE 8.01 06/30/06 MAJESTIC STAR CASINO LLC IN 1.01,9.01 07/31/06 MARLIN BUSINESS SERVICES CORP 2.02,9.01 08/03/06 MASTEC INC FL 2.02,9.01 08/03/06 MATTEL INC /DE/ DE 1.01,9.01 08/04/06 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 08/04/06 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 08/01/06 MEDCO HEALTH SOLUTIONS INC DE 2.02 08/04/06 MEMORY PHARMACEUTICALS CORP 1.01,9.01 07/31/06 MERCHANTS & MANUFACTURERS BANCORPORAT WI 5.02 08/04/06 MERIX CORP OR 1.01,9.01 07/31/06 MERRILL LYNCH & CO INC DE 8.01,9.01 08/03/06 METALDYNE CORP DE 7.01,9.01 08/04/06 MIAD SYSTEMS LTD A6 5.01,5.02,9.01 07/31/06 AMEND MICRO COMPONENT TECHNOLOGY INC MN 2.02,3.02,9.01 08/02/06 MICRO IMAGING TECHNOLOGY, INC. CA 5.02 08/04/06 AMEND MIDDLEBY CORP DE 2.02,9.01 08/03/06 MIDDLESEX WATER CO NJ 8.01 08/04/06 MISCOR GROUP, LTD. 1.01,9.01 07/31/06 MITY ENTERPRISES INC UT 8.01,9.01 08/03/06 MOBILITY ELECTRONICS INC DE 1.01,3.03,9.01 08/04/06 MOLINA HEALTHCARE INC DE 7.01 08/04/06 Morningstar, Inc. IL 7.01 08/04/06 MOSAIC CO 2.02,9.01 08/01/06 MOVADO GROUP INC NY 1.01,2.03 07/31/06 MPOWER HOLDING CORP DE 8.01,9.01 08/04/06 MRO SOFTWARE INC MA 1.01,8.01,9.01 08/03/06 MS STRUCTURED SATURNS SERIES 2002-6 DE 8.01,9.01 08/01/06 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 08/01/06 MUELLER INDUSTRIES INC DE 8.01,9.01 08/03/06 MULTI COLOR CORP OH 8.01,9.01 08/04/06 NASHUA CORP MA 5.02 08/01/06 NASHUA CORP MA 2.02,9.01 08/03/06 NATIONAL DENTEX CORP /MA/ MA 2.02,9.01 08/04/06 NATIONAL FUEL GAS CO NJ 2.02,9.01 06/30/06 NCI, Inc. DE 1.01 07/31/06 NEPHROS INC DE 1.01,8.01,9.01 08/02/06 NETRATINGS INC DE 1.01,9.01 08/04/06 NEW HORIZONS WORLDWIDE INC DE 7.01 07/31/06 NGP Capital Resources CO MD 2.02,7.01,9.01 08/04/06 NOBLE ROMANS INC IN 5.02 07/31/06 NORTH VALLEY BANCORP CA 1.01,5.02,9.01 08/02/06 NORTHEAST UTILITIES MA 2.02,9.01 08/03/06 NORTHWEST NATURAL GAS CO OR 3.01 08/02/06 NOVA OIL INC NV 1.01,5.02,9.01 07/31/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 08/04/06 NOVASTAR RESOURCES LTD. NV 1.01,3.02,9.01 07/27/06 NUVELO INC DE 1.01,1.02,9.01 07/31/06 NYFIX INC DE 1.01,1.02,5.02,9.01 08/01/06 OCCIDENTAL PETROLEUM CORP /DE/ DE 2.02,8.01 08/04/06 OCEAN WEST HOLDING CORP DE 7.01,9.01 08/03/06 OCWEN FINANCIAL CORP FL 2.01,9.01 07/31/06 OILGEAR CO WI 1.01,2.03,9.01 07/31/06 OM GROUP INC DE 2.02,9.01 08/04/06 ONVIA INC DE 2.02,9.01 08/03/06 OPEN TEXT CORP A6 1.01,9.01 08/04/06 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 08/03/06 Opteum Inc. MD 7.01,9.01 08/04/06 ORTHOVITA INC 2.02,9.01 08/03/06 OSI RESTAURANT PARTNERS, INC. DE 7.01,9.01 08/03/06 OSI SYSTEMS INC CA 2.01,9.01 07/31/06 OSTEOTECH INC DE 2.02,9.01 08/04/06 OWENS CORNING DE 8.01,9.01 08/04/06 OXFORD MEDIA, INC. NV 1.01,2.03,3.03,9.01 08/03/06 PAC-WEST TELECOMM INC 1.01,7.01 07/31/06 PACIFIC PREMIER BANCORP INC DE 5.02 07/26/06 PARK HILL CAPITAL III CORP NV 1.01,2.01,5.01,5.02,5.03,9.01 07/31/06 PATRON SYSTEMS INC DE 3.03,5.01,9.01 07/31/06 PEAPACK GLADSTONE FINANCIAL CORP NJ 1.01,9.01 08/02/06 PEDIATRIC SERVICES OF AMERICA INC DE 8.01,9.01 08/04/06 PEGASUS WIRELESS CORP NV 8.01,9.01 08/04/06 PEGASUS WIRELESS CORP NV 8.01,9.01 06/04/06 PEOPLES ENERGY CORP IL 2.02,7.01,9.01 08/04/06 PEPCO HOLDINGS INC DE 2.02,9.01 08/04/06 PERFICIENT INC DE 2.02,9.01 08/03/06 PERMA FIX ENVIRONMENTAL SERVICES INC DE 3.02 07/28/06 PERMA FIX ENVIRONMENTAL SERVICES INC DE 3.02 07/31/06 PETROL OIL & GAS INC 8.01,9.01 08/03/06 PFF BANCORP INC DE 8.01,9.01 08/01/06 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,1.02,9.01 08/01/04 PIPER JAFFRAY COMPANIES 1.01 08/02/06 PivX Solutions, Inc. NV 3.02,9.01 08/01/06 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.03,9.01 07/31/06 PLASTICON INTERNATIONAL, INC. DE 1.01,2.01,3.02,7.01 12/05/05 PLATINUM ENERGY RESOURCES INC DE 1.01,9.01 07/31/06 PLUG POWER INC DE 1.01,9.01 07/31/06 POTOMAC BANCSHARES INC WV 2.02 08/04/06 POWER ONE INC DE 1.01,5.02 07/31/06 POZEN INC /NC 1.01,9.01 08/01/06 PRAECIS PHARMACEUTICALS INC DE 2.02,9.01 08/04/06 Precision Aerospace Components, Inc. DE 8.01,9.01 08/04/06 PRESSTEK INC /DE/ DE 1.01 08/04/06 PRICE COMMUNICATIONS CORP NY 3.01 07/28/06 PRIMEDIA INC DE 2.02,9.01 08/03/06 PSB HOLDINGS INC /WI/ WI 1.01,9.01 08/03/06 PUBLIC STORAGE INC /CA CA 1.01,3.03,5.03,9.01 08/03/06 PUREDEPTH, INC. CO 1.01 08/04/06 QUALITY SYSTEMS INC CA 2.02,9.01 08/03/06 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 08/02/06 RECKSON ASSOCIATES REALTY CORP MD 2.02,9.01 08/03/06 REHABCARE GROUP INC DE 5.02,9.01 08/04/06 RELM WIRELESS CORP NV 2.02,9.01 08/01/06 REPROS THERAPEUTICS INC. DE 2.02,9.01 08/03/06 Republic Companies Group, Inc. DE 2.02,9.01 08/04/06 Republic Companies Group, Inc. DE 1.01,9.01 08/04/06 RES CARE INC /KY/ KY 2.02,9.01 08/03/06 RESOURCE AMERICA INC DE 1.01,1.02,2.03,9.01 07/31/06 Resource Capital Corp. MD 2.02,9.01 06/30/06 REYNOLDS AMERICAN INC 9.01 05/31/06 AMEND RONSON CORP NJ 1.01,9.01 07/31/06 RSA SECURITY INC/DE/ DE 8.01,9.01 08/04/06 RUDDICK CORP NC 2.02,9.01 08/03/06 RUSH FINANCIAL TECHNOLOGIES INC TX 5.02 08/01/06 RYDER SYSTEM INC FL 8.01 08/02/06 RYERSON INC. DE 2.02,9.01 08/03/06 RYERSON INC. DE 4.01,9.01 08/03/06 SABINE ROYALTY TRUST TX 2.02,9.01 08/03/06 SAFENET INC DE 8.01 08/01/06 SAFETY INSURANCE GROUP INC DE 2.02,9.01 08/04/06 SAN HOLDINGS INC CO 2.04 08/01/06 SBA COMMUNICATIONS CORP FL 2.02 08/03/06 SCHIFF NUTRITION INTERNATIONAL, INC. DE 1.01 07/31/06 SCM MICROSYSTEMS INC DE 2.01,9.01 05/22/06 AMEND SEASONS BANCSHARES INC GA 1.01,1.02,5.02,7.01,9.01 08/04/06 SECURED DIVERSIFIED INVESTMENT LTD 5.03,9.01 08/01/06 Securitized Asset Backed Receivables 8.01,9.01 08/03/06 SECURITY FEDERAL CORP SC 8.01,9.01 08/02/06 Seneca Gaming Corp XX 8.01,9.01 08/02/06 SFBC INTERNATIONAL INC DE 2.02,9.01 08/04/06 SFBC INTERNATIONAL INC DE 2.05 08/04/06 SHARPER IMAGE CORP DE 2.02,9.01 08/03/06 SHAW GROUP INC LA 1.01,5.02,9.01 08/03/06 SHUFFLE MASTER INC MN 1.01,9.01 07/31/06 SHUFFLE MASTER INC MN 1.01 07/31/06 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 08/04/06 SIGMATEL INC DE 2.01,9.01 07/31/06 SILICON GRAPHICS INC DE 7.01,9.01 08/04/06 SILVERLEAF RESORTS INC 2.02,9.01 08/03/06 SINA CORP 1.01 07/31/06 SIRIUS SATELLITE RADIO INC DE 5.02 08/03/06 SMART ONLINE INC 1.01,2.02,9.01 08/01/06 SMITHFIELD FOODS INC VA 1.01,3.02,9.01 07/31/06 SONORAN ENERGY INC WA 3.02,3.03,9.01 10/02/05 SOTHEBYS DE 1.01 08/03/06 SOUTHWEST GAS CORP CA 1.01 08/01/06 SPORT CHALET INC DE 2.02,9.01 08/02/06 ST PAUL TRAVELERS COMPANIES INC MN 2.02,9.01 08/04/06 Stanadyne Holdings, Inc. DE 1.01,2.01,2.06,9.01 07/31/06 STANDARD PARKING CORP DE 1.01,9.01 08/01/06 STARTEK INC DE 1.01,2.02,5.02,9.01 07/31/06 STELLENT INC MN 1.01,2.01,9.01 07/31/06 Stem Cell Therapy International, Inc. NV 4.01,9.01 07/28/06 STERICYCLE INC DE 1.01,2.03,9.01 07/31/06 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 08/04/06 Structured Asset Mortgage Investments DE 7.01 08/04/06 SULPHCO INC NV 8.01,9.01 08/01/06 SUNOPTA INC 2.02,9.01 08/04/06 SUNRISE SENIOR LIVING INC DE 1.01 08/02/06 SUNTRON CORP DE 5.02 08/01/06 SUPREME REALTY INVESTMENTS, INC. 1.01,2.01,3.02,5.01,5.06,9.01 08/04/06 SURMODICS INC MN 1.01 07/31/06 Sutura, Inc. 1.01,2.03,3.02,8.01,9.01 07/31/06 SYCAMORE NETWORKS INC DE 1.01,9.01 08/03/06 SYNAGRO TECHNOLOGIES INC DE 8.01,9.01 08/03/06 SYNTHETECH INC OR 2.02,9.01 08/03/06 TAG IT PACIFIC INC DE 1.01,5.02,5.03,8.01,9.01 07/31/06 TAL International Group, Inc. DE 1.01,9.01 07/31/06 Tarpon Industries, Inc. MI 8.01 07/31/06 TBS INTERNATIONAL LTD 1.01,1.02,2.03,8.01,9.01 08/04/06 TBX RESOURCES INC TX 4.01,9.01 06/28/06 AMEND TERABEAM, INC. DE 1.01,5.02,9.01 08/02/06 TESORO CORP /NEW/ DE 5.02 05/03/06 AMEND TESORO CORP /NEW/ DE 5.02 07/21/06 AMEND TETRA TECHNOLOGIES INC DE 2.02,9.01 08/04/06 THINK PARTNERSHIP INC NV 1.01,3.02,5.02,9.01 08/03/06 TMSF HOLDINGS INC UT 8.01 08/04/06 TODD SHIPYARDS CORP WA 8.01 08/04/06 TORA TECHNOLOGIES INC 4.01,9.01 07/05/06 AMEND TOROTEL INC MO 1.01,9.01 07/31/06 TRIAD HOSPITALS INC DE 2.02,9.01 08/04/06 TRM CORP OR 2.02,9.01 08/03/06 TTM TECHNOLOGIES INC WA 1.01,9.01 08/02/06 TVI CORP MD 2.02,9.01 08/04/06 uBid.com Holdings, Inc. DE 5.02,9.01 08/01/06 UCBH HOLDINGS INC DE 1.01,9.01 08/02/06 ULTRA PETROLEUM CORP 5.02 08/02/06 AMEND UNITED COMPONENTS INC DE 9.01 05/25/06 AMEND United Financial Bancorp Inc 8.01,9.01 08/03/06 UNITED PAN AM FINANCIAL CORP CA 8.01 08/04/06 UNITED STATIONERS INC DE 2.02,9.01 08/03/06 UNITED THERAPEUTICS CORP DE 1.01,8.01,9.01 07/31/06 UNIVERSAL COMPRESSION HOLDINGS INC DE 1.01 07/31/06 US AIRWAYS GROUP INC DE 2.02,9.01 08/04/06 US Oncology Holdings, Inc. DE 5.02,9.01 07/31/06 US XPRESS ENTERPRISES INC NV 5.02,9.01 08/04/06 USI HOLDINGS CORP DE 1.01 08/01/06 UTEK CORP 2.02,9.01 08/04/06 VERSO TECHNOLOGIES INC MN 3.02 08/01/06 VIASAT INC CA 2.02,9.01 08/03/06 VIRTRA SYSTEMS INC TX 4.01 07/31/06 VISEON INC NV 5.02 07/31/06 VISION BANCSHARES INC AL 7.01,9.01 08/02/06 VISION SCIENCES INC /DE/ DE 6.05,9.01 08/01/06 VISTA GOLD CORP 1.01 07/31/06 VNUS MEDICAL TECHNOLOGIES INC 8.01,9.01 08/02/06 WASHINGTON POST CO DE 2.02,9.01 08/04/06 WATERFORD GAMING LLC DE 8.01 08/04/06 WAVE SYSTEMS CORP DE 2.02,9.01 08/04/06 WEBSIDESTORY INC CA 2.02,9.01 08/04/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 8.01,9.01 08/04/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02,9.01 08/03/06 WILLIAMS INDUSTRIES INC VA 8.01 07/31/06 WILLIS GROUP HOLDINGS LTD D0 2.02,9.01 08/02/06 WINDSTREAM CORP DE 1.01,9.01 08/02/06 WINN DIXIE STORES INC FL 1.01,7.01,8.01,9.01 08/02/06 WINTRUST FINANCIAL CORP IL 8.01,9.01 08/04/06 XENOPORT INC DE 1.01,9.01 08/01/06 XM SATELLITE RADIO HOLDINGS INC DE 8.01,9.01 05/09/06 ZYMOGENETICS INC WA 2.02,9.01 08/03/06