SEC NEWS DIGEST Issue 2006-139 July 20, 2006 COMMISSION ANNOUNCEMENTS DISTRIBUTIONS BEGIN TO VICTIMS OF IMPROPER TRADING AT NYSE SPECIALIST FIRMS On July 19, the Commission announced that starting today the fund administrator will begin making distributions to compensate customers who were injured by the unlawful proprietary trading conducted by seven New York Stock Exchange specialist firms. The distribution funds include approximately $247 million in disgorgement and civil monetary penalties paid by the firms to settle charges of unlawful proprietary trading brought by the SEC. The first distribution includes payments totaling approximately $52 million. "Today's distribution exemplifies the SEC's continuing commitment to investor restitution," said SEC Chairman Christopher Cox. "The substantial monetary remedies imposed in this case will compensate injured customers as well as deter future misconduct. It will also remind investors that the SEC continues to keep a close eye on market participants to ensure that markets function properly." On March 30, 2004, and July 26, 2004, the SEC brought settled administrative proceedings against Bear Wagner Specialists LLC, Fleet Specialist, Inc. (now Banc of America Specialist, Inc.), LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, and SIG Specialists, Inc. Pursuant to the settlement orders, the firms paid over $247 million to compensate injured customers. The settlement funds were deposited into seven Fair Funds that are being administered by a single fund administrator, and will be distributed pursuant to a distribution plan drawn up by the fund administrator. The fund administrator's distribution plan was approved by the SEC on May 17, 2006, and subsequently modified on July 5, 2006. By distributing the money under a single distribution plan, administrative costs are substantially reduced. The fund administrator responsible for distributing the settlement funds paid by the Specialist Firms to compensate injured customers is Heffler, Radetich & Saitta L.L.P. (Heffler), P.O. Box 940, Philadelphia, PA 19105-0940. Questions regarding the distribution may be directed to Heffler at 215-972-5071. For further information contact: David Rosenfeld, Associate Regional Director, Northeast Regional Office, at 212-336-0153. Additional Materials: Distribution Plan: http://www.sec.gov/litigation/admin/2006/34-54102.pdf http://www.sec.gov/litigation/admin/2006/34-53823.pdf Settlement Orders: http://www.sec.gov/litigation/admin/34-49498.htm http://www.sec.gov/litigation/admin/34-49499.htm http://www.sec.gov/litigation/admin/34-49500.htm http://www.sec.gov/litigation/admin/34-49501.htm http://www.sec.gov/litigation/admin/34-49502.pdf http://www.sec.gov/litigation/admin/34-50075.htm http://www.sec.gov/litigation/admin/34-50076.htm (Press Rel. 2006-120) ENFORCEMENT PROCEEDINGS IN THE MATTER OF L. MICHAEL HART On July 19, the Commission issued an Order Instituting Cease-and- Desist Proceedings, Making Findings, and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 (Order) against L. Michael Hart (Hart). The Order finds that Hart, a former regional sales director for Endocare, Inc., caused the reporting of false financial information and other misleading disclosures in Endocare's reports filed with the Commission for fiscal years 2001 and 2002. Endocare develops and distributes medical devices for use in the treatment of various types of cancers and urological ailments. Endocare generates most of its revenue from the sale of its cryocare surgical system (known as a box) and disposable probes that are used with the box in the treatment. Endocare improperly recognized revenue on box sales involving various contingent terms. From September 2001 to June 2002, Hart was involved in negotiating box sales that involved side letters. These side letters contained contingencies that were not included on the purchase orders. Hart's failure to include the contingent terms on the purchase orders caused Endocare to improperly recognize revenue and file misleading reports. Based on the above, the Commission ordered Hart to cease and desist from causing any violations and any future violations of the reporting and record-keeping provisions, Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 thereunder. The Commission accepted an offer of settlement submitted by Hart in which he, without admitting or denying the Commission's findings, except as to the Commission's jurisdiction over him and the subject matter of these proceedings, which are admitted, agreed to the entry of the Order. (Rel. 34-54172; AAE Rel. No. 2460; File No. 3-12369) NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN THE MATTER OF COLUMBIA MANAGEMENT ADVISORS, INC. AND COLUMBIA FUNDS DISTRIBUTOR, INC. On July 19, the Commission gave notice that, pursuant to Rule 1103 of the Commission's Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. § 201.1103, Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc., with the approval of the Independent Distribution Consultant, have filed their proposed Distribution Plan for the distribution of monies placed into a Fair Fund pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 in the Matter of Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc., Administrative Proceeding File No. 3-11814. The Distribution Plan provides for distribution to all eligible investors their proportionate share of the $140 million in disgorgement and civil penalties paid by Columbia Advisors and Columbia Distributor to compensate such investors for injury they may have suffered as a result of market timing in Columbia funds. Any interested persons may print a copy of the proposed Distribution Plan from the Commission's public website, http://www.sec.gov/litigation/admin/2006/34-54175- pdp.pdf, and Columbia's public website, http://www.columbiafunds.com. Interested parties may also obtain a written copy of the proposed Distribution Plan by submitting a written request to Celia D. Moore, United States Securities and Exchange Commission, 33 Arch Street, 23rd Floor, Boston , MA, 02110. All persons who desire to comment on the Distribution Plan may submit their comments, in writing, no later than August 18, 2006, to the Office of the Secretary, United States Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549-1090, or by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml), or by sending an e-mail to rule-comments@sec.gov. Please include "Administrative Proceeding File Number 3-11814" on the subject line of any e-mail. Comments received will be publicly available. Persons should submit only information that they wish to make publicly available. For more information see Rels. 33-8854, 34-51164, IA-2351 and IC-26752; File No. 3-11814; Lit Rel. 18590, Press Rels. 2004-20, 2004-34, 2005-15. (Rel. 34-54175; File No. 3-11814) COMMISSION DECLARES DECISION AS TO DOMINICK J. SAVINO FINAL The decision of an administrative law judge barring Dominick J. Savino from associating with any broker dealer has become final. The law judge found that on April 10, 2006, a Modified Final Judgment permanently enjoined Savino from violating, directly or indirectly, Section 17(a) of the Securities Act, and from aiding and abetting violations of Section 10(b) of the Securities Exchange Act of 1934 and Exchange Act Rule 10b-5. The Modified Final Judgment also found that Savino was liable for disgorgement of $366,358.04, together with prejudgment interest in the amount of $203,269.59, totaling $569,627.63, and ordered him to pay a civil penalty in the amount of $100,000. Savino was a mortgage-and asset-backed securities sales representative and a vice president associated with Greenwich Capital Markets, Inc., a registered broker-dealer, from August 1998 through August 2000. Savino engaged in fraudulent schemes to give kickbacks of cash, improper gifts, and gratuities to a bond trader employed by New York Life Insurance Company, Inc. (Rels. 33-8725; 34-54176; File No. 3- 12239) SEC CHARGES STEVEN MISNER, FORMER CEO OF SOUTHWESTERN WATER EXPLORATION CO., WITH SECURITIES FRAUD The Commission announced the filing of a civil injunctive action against Steven Misner (Misner), the former CEO of now-bankrupt Southwestern Water Exploration Co. (Southwestern). The Commission's complaint alleges that Misner made materially false and misleading statements in Southwestern's July 16 and Nov. 4, 2002, press releases, claiming that Southwestern owned rights to, and was developing, a large freshwater underground reservoir worth hundreds of millions of dollars. As alleged in the complaint, Misner knew, or was reckless in not knowing, that Southwestern did not own any rights to the water, the press releases grossly overstated the value and amount of water in the reservoir, and Southwestern had made no effort -- and did not intend -- to develop the reservoir. In the complaint, the Commission seeks a final judgment permanently enjoining Misner from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission also seeks an order requiring Misner to account for and disgorge all ill- gotten gains he received by virtue of his misconduct, with prejudgment interest; directing Misner to pay civil penalties; barring Misner from acting as an officer or director of a public company; and barring Misner from any future participation in the offering of any penny stock. [SEC v. Steven Misner, Civil Action No. 06CV5465 (S.D.N.Y.)] (LR-19765) SEC v. WILLIAM T. OWENS AND WESTON L. SMITH On July 14, the Honorable L. Scott Coogler, U.S. District Judge for the Northern District of Alabama, entered a Final Judgment as to defendant Weston L. Smith (Smith), who formerly served as chief financial officer of HealthSouth Corporation. The Final Judgment enjoined Smith from future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and from aiding and abetting violations of Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. Smith was also permanently barred from serving as an officer or director of a public company. Smith was ordered to pay disgorgement of $4,897,124 and prejudgment interest of $2,021,211, provided that $1.5 million of the disgorgement and prejudgment interest is deemed satisfied by forfeiture and restitution ordered against him in the related criminal proceeding. The judgment waived the remainder and did not order Smith to pay a civil penalty based on his sworn representations in his Statement of Financial Condition. Smith consented to the entry of the judgment without admitting or denying any of the allegations of the Commission's complaint. The Commission's complaint, filed on March 31, 2003, alleged that Smith made or directed HealthSouth employees to make false accounting entries to inflate reported operating results in order to meet or exceed Wall Street earnings expectations. In the related criminal proceeding, Smith was sentenced to serve 27 months incarceration, among other things. [SEC v. William T. Owens and Weston L. Smith, United States District Court for the Northern District of Alabama, Civil Action No. CV-03-CO-0720-S] (LR-19766; AAE Rel. No. 2461) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-Amex-2006-62) submitted by the American Stock Exchange to extend the Linkage Fee Pilot Program. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54161) The Commission granted accelerated approval to a proposed rule change (SR-NASDAQ-2006-002) and Amendment No. 1 thereto submitted by The NASDAQ Stock Market to add generic listing standards for index-linked securities. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54167) IMMEDATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-60) filed by the Chicago Board Options Exchange to extend the duration of CBOE Rule 6.45A(b) pertaining to orders represented in open outcry has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54164) A proposed rule change and Amendment No. 1 thereto filed by NYSE Arca to permit the listing and trading of Quarterly Options Series (SR- NYSEArca-2006-45) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 24. (Rel. 34- 54166) A proposed rule change (SR-Phlx-2006-40) and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange relating to its short stock interest, dividend, and merger strategy programs has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54174) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2006-45) submitted by the Chicago Board Options Exchange regarding the review authority of its Board of Directors. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54169) The Commission approved a proposed rule change (SR-NASDAQ-2006-006) and Amendment No. 1 thereto submitted by The NASDAQ Stock Market regarding restrictions on affiliation between Nasdaq and its members. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54170) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 MONTEREY GOURMET FOODS, 1528 MOFFETT ST, STE 500, SALINAS, CA, 93905, 4087536262 - 3,126,200 ($15,318,380.00) Equity, (File 333-135848 - Jul. 19) (BR. 04C) S-8 WINDSTREAM CORP, 4001 RODNEY PARHAM RD., LITTLE ROCK, AR, 72212, 5017487000 - 0 ($57,650,000.00) Equity, (File 333-135849 - Jul. 19) (BR. 11B) S-8 WINDSTREAM CORP, 4001 RODNEY PARHAM RD., LITTLE ROCK, AR, 72212, 5017487000 - 0 ($115,300,000.00) Equity, (File 333-135850 - Jul. 19) (BR. 11B) S-1 Innophos Holdings, Inc., 259 PROSPECT PLAINS ROAD, CRANBURY, NJ, 08512, (609) 495 2495 - 0 ($150,000,000.00) Equity, (File 333-135851 - Jul. 19) (BR. 06) SB-2 COASTAL MEDIA INC., 1574 GULF ROAD #3094, POINT ROBERTS, WA, 98281, 250-538-8246 - 1,600,000 ($40,000.00) Equity, (File 333-135852 - Jul. 19) (BR. 11) S-8 RAM ENERGY RESOURCES INC, 5100 E SKELLY DRIVE - SUITE 650, TULSA, OK, 74135, 918-663-2800 - 2,400,000 ($12,024,000.00) Equity, (File 333-135853 - Jul. 19) (BR. 04C) SB-2 NESS ENERGY INTERNATIONAL INC /NV/, 4201 EAST INTERSTATE 20, WILLOW PARK, TX, 76087, 817-341-1477 - 53,526,392 ($3,823,679.89) Equity, (File 333-135854 - Jul. 19) (BR. 04B) SB-2 INNOFONE COM INC, 1431 OCEAN AVE #1100, SANTA MONICA, CA, 90401, 310-458-3233 - 52,450,000 ($58,744,000.00) Equity, (File 333-135855 - Jul. 19) (BR. 08B) S-8 FAMILY DOLLAR STORES INC, P O BOX 1017, 10401 OLD MONROE RD, CHARLOTTE, NC, 28201-1017, 7048476961 - 0 ($282,880,000.00) Equity, (File 333-135857 - Jul. 19) (BR. 02A) S-8 NEXUS NANO ELECTRONICS, INC., 33 WOOD AVENUE SOUTH, SUITE 600, ISELIN, NJ, 08830, 732-603-4967 - 10,000,000 ($10,000.00) Equity, (File 333-135858 - Jul. 19) (BR. 09B) F-6 WNS (HOLDINGS) LTD, GATE 4, GODREJ & BOYCE COMPLEX, PIROJSHANAGAR, VIKHROLI (W), MUMBAI, K7, 400 079, 91-22-55976100 - 35,000,000 ($1,750,000.00) Equity, (File 333-135859 - Jul. 19) (BR. 11B) S-3 KEY CONSUMER RECEIVABLES LLC, 127 PUBLIC SQUARE, CLEVELAND, OH, 44114, 2166896300 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-135860 - Jul. 19) (BR. 05) S-8 PONIARD PHARMACEUTICALS, INC., 300 ELLIOTT AVENUE WEST, SUITE 500, SEATTLE, WA, 98119-4114, 2062817001 - 5,000,000 ($4,300,000.00) Equity, (File 333-135861 - Jul. 19) (BR. 01B) S-8 SUEZ, 16 RUE DE LA VILLE L EVEQUE, PARIS FRANCE, I0, 75008, 01133140066400 - 300,194 ($11,329,321.56) Equity, (File 333-135862 - Jul. 19) (BR. 02B) S-8 LAKELAND FINANCIAL CORP, 202 E CENTER ST, P O BOX 1387, WARSAW, IN, 46581-1387, 5742676144 - 300,000 ($6,840,000.00) Equity, (File 333-135863 - Jul. 19) (BR. 07B) SB-2 SHEARSON FINANCIAL NETWORK INC, 20 CORPORATE PARK, SUITE 285, IRVINE, CA, 92606, 949-260-1801 - 0 ($2,351,097.18) Equity, (File 333-135864 - Jul. 19) (BR. 07A) S-8 CHINA AOXING PHARMACEUTICAL COMPANY, INC., 100 WALL STREET, 15TH FLOOR, NEW YORK, NY, 10005, 212-232-0120 X.221 - 1,000,000 ($6,000,000.00) Equity, (File 333-135865 - Jul. 19) (BR. 01B) S-3 Eagle Bulk Shipping Inc., 477 MADISON AVENUE, SUITE 1405, NEW YORK, NY, 10022, 212-785-2500 - 5,000,000 ($73,100,000.00) Equity, (File 333-135866 - Jul. 19) (BR. 05B) S-3ASR Citigroup Funding Inc., 399 PARK AVENUE, NEW YORK, NY, 10043, 212-559-1000 - 0 ($0.00) Other, (File 333-135867 - Jul. 19) (BR. 07) N-2 BlackRock Real Asset Trust, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 800-882-0052 - 100,000 ($1,500,000.00) Equity, (File 333-135868 - Jul. 19) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- @ROAD, INC DE 1.02 07/18/06 AAA Minerals Inc. NV 3.02 07/17/06 ABBOTT LABORATORIES IL 2.02,9.01 07/19/06 ABRAXAS PETROLEUM CORP NV 7.01,9.01 07/19/06 ACCENTIA BIOPHARMACEUTICALS INC 1.01,2.03,3.02,9.01 07/13/06 ACROSS AMERICA REAL ESTATE CORP CO 5.02,7.01 07/19/06 ACTIVISION INC /NY DE 8.01 07/18/06 ADC TELECOMMUNICATIONS INC MN 2.02,8.01,9.01 07/19/06 ADVENTRX PHARMACEUTICALS INC DE 3.02 07/17/06 AEHR TEST SYSTEMS CA 2.02,9.01 07/19/06 AFFILIATED COMPUTER SERVICES INC DE 8.01,9.01 07/14/06 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 1.01,9.01 07/15/06 AGERE SYSTEMS INC DE 5.02 07/18/06 ALABAMA NATIONAL BANCORPORATION DE 2.02,9.01 07/19/06 ALEXANDERS J CORP TN 1.01 07/14/06 ALL STATE PROPERTIES LP DE 8.01 07/12/06 ALLEGHANY CORP /DE DE 1.01 07/18/06 ALLEGHENY ENERGY, INC MD 1.01,9.01 07/13/06 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 07/19/06 ALLSTATE CORP DE 2.02,9.01 07/19/06 AMERICAN AIRLINES INC DE 2.02,9.01 07/19/06 AMERICAN FINANCIAL REALTY TRUST 8.01 07/18/06 AMERICAN REAL ESTATE PARTNERS L P DE 5.02,9.01 07/19/06 AMERICAN RIVER BANKSHARES CA 2.02,9.01 07/19/06 AMERICAN STANDARD COMPANIES INC DE 1.01,2.02,2.05,7.01,9.01 07/17/06 AMERICREDIT CORP TX 1.01,9.01 07/19/06 AMN HEALTHCARE SERVICES INC DE 1.02,5.02,9.01 07/17/06 AMPHENOL CORP /DE/ DE 2.02,9.01 07/19/06 AMR CORP DE 2.02,9.01 07/17/06 Aphton CORP DE 8.01 07/13/06 APPLE COMPUTER INC CA 2.02,9.01 07/19/06 APPLEBEES INTERNATIONAL INC DE 7.01 07/19/06 APPLIED DIGITAL SOLUTIONS INC MO 7.01,9.01 07/14/06 APPLIED NEUROSOLUTIONS INC DE 5.02,9.01 07/18/06 APTARGROUP INC DE 2.02,9.01 07/19/06 ARBIOS SYSTEMS INC DE 1.01,9.01 07/13/06 ARBITRON INC DE 5.02,9.01 07/18/06 ASBURY AUTOMOTIVE GROUP INC DE 1.01 07/13/06 ASIA PAYMENT SYSTEMS INC NV 5.02,9.01 06/15/06 ASSURANT INC 2.02 07/19/06 ATARI INC DE 1.01 07/13/06 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 07/18/06 Aurora Oil & Gas CORP UT 8.01,9.01 07/19/06 Aurora Oil & Gas CORP UT 2.03 07/19/06 Aviza Technology, Inc. DE 1.02 07/13/06 AVONDALE INC GA 8.01 07/14/06 AVX CORP DE 5.02 07/19/06 AZTAR CORP DE 2.02,9.01 07/19/06 BALDOR ELECTRIC CO MO 2.02,9.01 07/13/06 BALL CORP IN 1.01,8.01 07/15/06 BANK OF AMERICA CORP /DE/ DE 2.02,7.01,8.01,9.01 07/19/06 BANK OF NEW YORK CO INC NY 2.02,9.01 06/30/06 BANNER CORP WA 8.01 07/15/06 BARD C R INC /NJ/ NJ 2.02,9.01 07/19/06 Bear Stearns ARM Trust 2006-1 DE 9.01 02/28/06 AMEND BEESTON ENTERPRISES LTD NV 8.01 07/19/06 Behringer Harvard Opportunity REIT I, MD 2.01,7.01,9.01 07/13/06 BEVERLY NATIONAL CORP MA 8.01,9.01 07/19/06 BioScrip, Inc. DE 2.01,9.01 07/14/06 BLASTGARD INTERNATIONAL INC CO 7.01,8.01,9.01 07/17/06 Bloodhound Search Technologies, Inc. NV 4.01,9.01 06/20/06 AMEND Boardwalk Bancorp Inc NJ 2.02,8.01,9.01 07/18/06 BOOTS & COOTS INTERNATIONAL WELL CONT DE 4.01,9.01 07/18/06 BRADLEY PHARMACEUTICALS INC DE 2.02,4.02,9.01 07/18/06 BRIGGS & STRATTON CORP WI 2.02,9.01 07/18/06 BROADWING CORP DE 8.01,9.01 07/13/06 BSD MEDICAL CORP DE 7.01,9.01 07/19/06 BUCKEYE TECHNOLOGIES INC DE 8.01,9.01 07/19/06 BWC FINANCIAL CORP CA 2.02 06/30/06 CAPITAL BANK CORP NC 2.02,9.01 07/19/06 CDW CORP IL 2.02,9.01 07/19/06 CENDANT CORP DE 1.01,2.02,2.03,7.01,9.01 07/18/06 CENTENE CORP 2.02,9.01 07/18/06 CFC INTERNATIONAL INC DE 3.01,9.01 07/13/06 CHATTEM INC TN 8.01,9.01 07/19/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 07/18/06 CHEMUNG FINANCIAL CORP NY 2.02,9.01 06/30/06 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 8.01,9.01 07/19/06 CHINA MEDIA NETWORKS INTERNATIONAL IN NV 1.01,3.02 06/28/06 AMEND CHURCHILL DOWNS INC KY 1.01,5.02,8.01,9.01 07/18/06 CIMBIX CORP WA 1.02,9.01 07/17/06 CIT GROUP INC DE 2.02,8.01,9.01 07/19/06 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 07/19/06 CITIZENS FINANCIAL SERVICES INC PA 8.01 07/19/06 CITRIX SYSTEMS INC DE 2.02 07/19/06 CITY NATIONAL CORP DE 2.02,7.01,9.01 07/19/06 CNH WHOLESALE RECEIVABLES LLC DE 8.01,9.01 07/17/06 COASTAL BANKING CO INC SC 4.01,9.01 07/17/06 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 07/19/06 COMMERCIAL METALS CO DE 8.01,9.01 07/19/06 COMMUNITY BANCORP INC DE 2.02,9.01 07/18/06 COMMUNITY CAPITAL CORP /SC/ SC 7.01,9.01 07/19/06 COMPASS BANCSHARES INC DE 2.02,9.01 07/18/06 COMPUTER SOFTWARE INNOVATIONS INC DE 1.01,2.01,2.03,3.03,9.01 07/14/06 COMPUTER TASK GROUP INC NY 7.01,9.01 07/19/06 CONSOLIDATED TOMOKA LAND CO FL 2.02,9.01 07/18/06 CONSUMER PORTFOLIO SERVICES INC CA 2.02,9.01 07/17/06 CONTINENTAL MATERIALS CORP DE 8.01,9.01 07/17/06 CORPORATE OFFICE PROPERTIES TRUST MD 8.01,9.01 07/13/06 COSTCO WHOLESALE CORP /NEW WA 8.01 07/18/06 CRESCENT FINANCIAL CORP NC 2.02,9.01 07/17/06 CROGHAN BANCSHARES INC OH 5.02,7.01 07/18/06 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 07/19/06 DAYTON SUPERIOR CORP OH 1.01 07/14/06 DECODE GENETICS INC DE 5.02 07/17/06 DECTRON INTERNATIONALE INC 1.01,2.03,9.01 07/18/06 DEFAULT PROOF CREDIT CARD SYSTEM INC FL 5.02 07/19/06 Dermisonics, Inc NV 1.01,3.02,9.01 07/14/06 DIAMONDCLUSTER INTERNATIONAL INC DE 2.02,5.02,8.01,9.01 07/19/06 DOMINION HOMES INC OH 7.01,9.01 07/18/06 DOWNEY FINANCIAL CORP DE 2.02,9.01 06/30/06 DREAMS INC UT 2.02,9.01 07/19/06 DRESS BARN INC CT 1.01,9.01 07/18/06 DSP GROUP INC /DE/ DE 2.02,9.01 07/19/06 DynCorp International Inc DE 1.01,9.01 07/17/06 DynCorp International LLC 1.01,9.01 07/17/06 E TRADE FINANCIAL CORP DE 2.02,9.01 07/19/06 EAGLE BANCORP INC MD 1.01,9.01 07/13/06 EAGLE BROADBAND INC TX 2.02,9.01 07/17/06 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 07/19/06 EAST WEST BANCORP INC 2.02,9.01 06/30/06 EBAY INC DE 2.02,9.01 07/19/06 ECB BANCORP INC NC 2.02,9.01 07/18/06 EFUNDS CORP DE 1.01 07/17/06 ELECTRONICS FOR IMAGING INC DE 2.02,9.01 07/19/06 ELINEAR INC DE 3.01,9.01 07/18/06 EMC INSURANCE GROUP INC IA 7.01 07/19/06 EMERSON RADIO CORP DE 1.01,2.02,5.02,9.01 07/13/06 EMISPHERE TECHNOLOGIES INC DE 8.01,9.01 07/18/06 Energy Transfer Equity, L.P. DE 1.01,2.03,9.01 07/13/06 ENERTECK CORP 1.01,2.01,9.01 07/13/06 ENTERGY CORP /DE/ DE 2.02,9.01 07/19/06 ENTERPRISE BANCORP INC /MA/ MA 2.02,8.01,9.01 07/18/06 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 07/18/06 Enterprise GP Holdings L.P. DE 8.01,9.01 07/13/06 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 07/13/06 ESB FINANCIAL CORP PA 2.02,9.01 07/18/06 EVANS SYSTEMS INC TX 1.01,5.02 06/30/06 EXPONENT INC DE 2.02,7.01,9.01 07/19/06 EZ English Online Inc. DE 8.01 07/03/06 FARMERS & MERCHANTS BANCORP INC OH 7.01,9.01 07/19/06 FARMERS CAPITAL BANK CORP KY 2.02,9.01 07/18/06 FARMSTEAD TELEPHONE GROUP INC DE 7.01,9.01 07/13/06 Federal Home Loan Bank of Des Moines X1 5.02 07/18/06 FEDERAL MOGUL CORP MI 2.02,9.01 07/19/06 FIDELITY BANCORP INC PA 2.02,8.01,9.01 07/19/06 FIRST BUSEY CORP /NV/ NV 2.02,9.01 07/18/06 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 07/19/06 FIRST COMMUNITY BANCORP /CA/ CA 2.02,9.01 07/19/06 FIRST COMMUNITY BANK CORP OF AMERICA FL 2.02,9.01 07/18/06 FIRST HORIZON NATIONAL CORP TN 1.01,5.03,9.01 07/18/06 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 06/30/06 FIRST HORIZON NATIONAL CORP TN 7.01,9.01 06/30/06 FIRST INDIANA CORP IN 2.02,9.01 07/19/06 FIRST OAK BROOK BANCSHARES INC DE 2.02,8.01,9.01 07/18/06 FIRST POTOMAC REALTY TRUST MD 8.01,9.01 07/17/06 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 07/13/06 FLIR SYSTEMS INC OR 2.02,9.01 07/19/06 FLYI INC DE 5.02 07/19/06 FORD MOTOR CO DE 1.01,5.02 07/13/06 FOUR OAKS FINCORP INC NC 8.01,9.01 07/19/06 FULLER H B CO MN 1.01,3.03,5.03,8.01,9.01 07/13/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 07/18/06 GENERAL DYNAMICS CORP DE 2.02,9.01 07/19/06 GENSYM CORP DE 4.02,9.01 07/14/06 GENUINE PARTS CO GA 2.02,9.01 07/19/06 GENZYME CORP MA 1.01,1.02,2.03,9.01 07/14/06 GLOBAL PARI-MUTUEL SERVICES, INC. NV 9.01 04/20/06 AMEND GOLDEN TELECOM INC DE 1.01,1.02,5.02,9.01 07/14/06 GRANITE BROADCASTING CORP DE 1.02,5.03,9.01 07/17/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/14/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 06/30/06 GREAT WALL ACQUISITION CORP DE 8.01,9.01 07/13/06 GREATER COMMUNITY BANCORP NJ 8.01,9.01 07/19/06 GS FINANCIAL CORP LA 7.01,9.01 07/19/06 GSAA Home Equity Trust 2006-10 DE 8.01,9.01 06/29/06 GSAMP Trust 2006-HE4 DE 8.01,9.01 06/29/06 GULFMARK OFFSHORE INC DE 2.02,9.01 07/19/06 HANCOCK HOLDING CO MS 8.01,9.01 07/18/06 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 07/19/06 HEALTHCARE SERVICES GROUP INC PA 2.02,9.01 07/18/06 HEALTHWAYS, INC DE 3.03,9.01 07/19/06 HEINZ H J CO PA 8.01,9.01 07/19/06 HEMOBIOTECH INC 7.01,9.01 07/17/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 07/19/06 Heritage Financial Group DC 2.02,8.01,9.01 07/19/06 HEXCEL CORP /DE/ DE 5.02,9.01 07/18/06 HOME FEDERAL BANCORP INC 2.02,9.01 07/19/06 HOMEBANC CORP 1.01,9.01 07/19/06 HOMEFED CORP DE 7.01,9.01 07/18/06 HOST HOTELS & RESORTS L.P. DE 2.02,9.01 07/19/06 HOST HOTELS & RESORTS, INC. MD 2.02,9.01 07/19/06 HUDSON CITY BANCORP INC DE 8.01,9.01 07/14/06 HUMANA INC DE 1.01,1.02,2.03,9.01 07/14/06 HUNT J B TRANSPORT SERVICES INC AR 2.02,9.01 07/18/06 HUTTIG BUILDING PRODUCTS INC DE 1.01 07/13/06 IA GLOBAL INC DE 5.02,9.01 07/15/06 ICU MEDICAL INC/DE DE 2.02,9.01 07/18/06 IElement CORP NV 4.02 03/15/06 IMAGIN MOLECULAR CORP. 4.01 07/12/06 IMMUNE RESPONSE CORP DE 3.02 07/13/06 IMS HEALTH INC DE 2.02,9.01 07/19/06 INCO LTD 2.02 07/19/06 INKSURE TECHNOLOGIES INC. DE 1.01,1.02,5.02,8.01,9.01 07/19/06 INNOFONE COM INC NV 1.01,2.03,3.02,8.01,9.01 07/14/06 Integrated Media Holdings, Inc. 2.01 07/19/06 INTEL CORP DE 2.02 07/19/06 INTERCHANGE FINANCIAL SERVICES CORP / NJ 7.01,9.01 07/19/06 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 07/18/06 INTERNATIONAL WIRE GROUP INC DE 4.01,9.01 07/14/06 INTERSIL CORP/DE DE 2.02,9.01 07/19/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 07/18/06 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 07/17/06 IPIX CORP DE 3.02,5.02,9.01 07/13/06 J P MORGAN CHASE & CO DE 2.02,9.01 07/19/06 J P MORGAN CHASE & CO DE 9.01 07/17/06 J P MORGAN CHASE & CO DE 7.01,9.01 07/19/06 JAKKS PACIFIC INC DE 2.02,9.01 07/19/06 JUNIPER GROUP INC NY 5.03,9.01 07/13/06 JUNIPER NETWORKS INC DE 2.02,2.06,8.01,9.01 07/19/06 KEANE, INC. MA 2.02,9.01 07/19/06 Kearny Financial Corp. X1 8.01,9.01 07/17/06 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 06/30/06 KINDER MORGAN INC KS 2.02,9.01 06/30/06 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 07/19/06 LABOR READY INC WA 2.02,9.01 07/19/06 LAM RESEARCH CORP DE 2.02,9.01 07/19/06 LAS VEGAS GAMING INC NV 5.03,9.01 07/14/06 LASALLE HOTEL PROPERTIES MD 2.02,9.01 07/19/06 LEGG MASON INC MD 5.02,9.01 07/18/06 LEVI STRAUSS & CO DE 1.01,3.02,8.01,9.01 07/13/06 Lincoln Park Bancorp 5.02,9.01 07/17/06 LINDSAY MANUFACTURING CO DE 8.01 07/17/06 LONGVIEW FIBRE CO WA 8.01,9.01 07/19/06 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 07/17/06 Macquarie Global Infrastructure Total 2.02 07/19/06 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 06/30/06 MANATRON INC MI 2.02,5.02,9.01 07/19/06 MANPOWER INC /WI/ WI 2.02,9.01 07/19/06 MARTEK BIOSCIENCES CORP DE 1.01 05/18/06 MATTSON TECHNOLOGY INC DE 5.02,9.01 07/17/06 MAXXAM INC DE 8.01 07/18/06 MB FINANCIAL INC /MD MD 2.02,8.01 07/19/06 MBT FINANCIAL CORP MI 2.02,9.01 07/19/06 MEDCATH CORP DE 5.02 07/17/06 MERIX CORP OR 1.01,5.02,5.03,9.01 07/13/06 METALINE CONTACT MINES WA 8.01,9.01 07/19/06 MFC DEVELOPMENT CORP DE 1.01,2.03,9.01 07/13/06 MGCC INVESTMENT STRATEGIES INC NV 2.01,9.01 06/23/06 AMEND MGI PHARMA INC MN 2.02,9.01 07/19/06 MICRO COMPONENT TECHNOLOGY INC MN 2.02,9.01 07/13/06 MID-STATE BANCSHARES CA 2.02,9.01 07/19/06 MODINE MANUFACTURING CO WI 2.02,9.01 06/26/06 MONEYGRAM INTERNATIONAL INC 2.02 07/19/06 MONSANTO CO /NEW/ DE 1.01,2.03,9.01 07/13/06 MORRIS PUBLISHING GROUP LLC GA 8.01,9.01 07/18/06 MortgageIT Holdings, Inc. MD 1.01,9.01 07/12/06 MOTOROLA INC DE 2.02,9.01 07/19/06 MRV COMMUNICATIONS INC DE 1.02 07/18/06 MYCOM GROUP INC /NV/ NV 5.01,5.02,8.01,9.01 07/14/06 Nascent Wine Company, Inc. 5.02,8.01 07/17/06 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 07/18/06 NB&T FINANCIAL GROUP INC OH 2.02,7.01,9.01 07/19/06 NCO GROUP INC PA 1.01 07/13/06 Neenah Paper Inc DE 8.01,9.01 07/18/06 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 07/18/06 NEWALLIANCE BANCSHARES INC 1.01,9.01 07/18/06 NEWTEK BUSINESS SERVICES INC NY 8.01,9.01 07/19/06 NEXIA HOLDINGS INC NV 1.01,9.01 07/18/06 NOBLE ENERGY INC DE 2.01,9.01 07/14/06 NORTH PITTSBURGH SYSTEMS INC PA 8.01,9.01 07/19/06 NORTHERN STATES FINANCIAL CORP /DE/ DE 2.02 07/19/06 NORTHERN TRUST CORP DE 2.02,9.01 07/19/06 NORTHRIM BANCORP INC AK 2.02,9.01 07/19/06 NORTHWEST BANCORPORATION INC WA 2.02 07/19/06 NOVELLUS SYSTEMS INC CA 2.02,9.01 07/19/06 NUVEEN INVESTMENTS INC DE 2.02,7.01,9.01 07/19/06 NVE CORP /NEW/ MN 2.02 07/19/06 NYMEX HOLDINGS INC DE 8.01,9.01 07/19/06 OPTICAL COMMUNICATION PRODUCTS INC DE 1.01,9.01 07/14/06 ORIENTAL FINANCIAL GROUP INC PR 5.02 07/19/06 PACIFIC CONTINENTAL CORP OR 2.02,9.01 06/30/06 PACKAGING CORP OF AMERICA 2.02,9.01 07/18/06 PALMETTO BANCSHARES INC SC 2.02,9.01 07/19/06 PANGEA PETROLEUM CORP CO 4.01,9.01 07/10/06 ParaFin CORP CO 1.01,1.02,3.02,3.03 07/17/06 PAXSON COMMUNICATIONS CORP DE 8.01 07/13/06 PAYCHEX INC DE 1.01,5.02 07/13/06 PENNSYLVANIA COMMERCE BANCORP INC 2.02,9.01 07/19/06 PEOPLES BANCORP INC OH 2.02,9.01 06/30/06 PETMED EXPRESS INC FL 7.01,8.01,9.01 07/17/06 PHELPS DODGE CORP NY 8.01,9.01 07/19/06 PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 06/30/06 PIPER JAFFRAY COMPANIES 2.02,9.01 07/19/06 PLANAR SYSTEMS INC OR 2.02,8.01,9.01 07/19/06 PLUMAS BANCORP CA 2.02,9.01 07/19/06 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 07/19/06 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 07/19/06 POLARIS INDUSTRIES INC/MN MN 5.02,9.01 07/19/06 POLYCOM INC DE 2.02,9.01 07/19/06 POSEIDIS INC FL 8.01 07/19/06 PRINCIPAL FINANCIAL GROUP INC DE 7.01 07/19/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 07/14/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 07/14/06 PROSPERITY BANCSHARES INC TX 1.01,7.01,9.01 07/18/06 PROSPERO MINERALS CORP. NV 5.02,5.03,8.01 07/05/06 PROSPERO MINERALS CORP. NV 5.02 07/18/06 PROTON LABORATORIES INC WA 3.02 07/18/06 PROVIDENT COMMUNITY BANCSHARES, INC. DE 2.02,9.01 07/19/06 QNB CORP PA 2.02,9.01 07/19/06 QUALCOMM INC/DE DE 2.02,9.01 07/19/06 QUEST OIL CORP NV 4.02,5.02 07/17/06 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 07/19/06 RALI Series 2006 QS6 Trust DE 8.01,9.01 07/19/06 AMEND RAMBUS INC DE 4.02,9.01 07/17/06 RAMBUS INC DE 2.02,9.01 07/19/06 REALOGY CORP DE 8.01,9.01 07/13/06 REALOGY CORP DE 2.02,7.01,9.01 07/19/06 RENASANT CORP MS 1.01,2.02,9.01 07/18/06 RENT A CENTER INC DE DE 1.01,1.02,2.03,9.01 07/13/06 REPUBLIC BANCORP INC MI 2.02 06/30/06 River Rock Entertainment Authority XX 5.02,9.01 07/14/06 ROO GROUP INC DE 5.02 07/13/06 ROYAL CARIBBEAN CRUISES LTD 7.01 07/18/06 RR Donnelley & Sons Co DE 5.04,9.01 07/05/06 AMEND RSA SECURITY INC/DE/ DE 2.02,8.01,9.01 07/19/06 RYLAND GROUP INC MD 2.02,9.01 07/19/06 S Y BANCORP INC KY 2.02,9.01 07/18/06 S3 INVESTMENT COMPANY, INC. CA 5.03 07/13/06 SCBT FINANCIAL CORP SC 2.02,9.01 07/17/06 SCOTIA PACIFIC CO LLC DE 8.01 07/18/06 Seneca Gaming Corp XX 5.02 07/13/06 SHORE FINANCIAL CORP VA 2.02,9.01 07/18/06 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 07/19/06 SIMPLAGENE USA INC NV 1.01,2.01,3.02,4.01,5.01, 07/14/06 5.02,5.03,5.06,9.01 SKYLYNX COMMUNICATIONS INC DE 9.01 04/28/06 AMEND SMITH A O CORP DE 2.02,9.01 07/19/06 Solexa, Inc. DE 5.02,9.01 07/17/06 Somanta Pharmaceuticals Inc. DE 9.01 03/17/06 AMEND Somanta Pharmaceuticals Inc. DE 9.01 01/31/06 AMEND Somaxon Pharmaceuticals, Inc. DE 7.01,9.01 07/19/06 SONIC AUTOMOTIVE INC DE 2.02,9.01 07/19/06 SONOCO PRODUCTS CO SC 2.02,9.01 07/19/06 SOUTHWEST AIRLINES CO TX 2.02 06/30/06 SOVEREIGN BANCORP INC PA 2.02,9.01 07/18/06 SPATIALIGHT INC NY 7.01,9.01 07/19/06 ST JUDE MEDICAL INC MN 2.02,9.01 07/19/06 STOCKGROUP INFORMATION SYSTEMS INC CO 5.02,9.01 07/18/06 SUNTERRA CORP MD 5.02 07/12/06 AMEND SUNTRUST BANKS INC GA 2.02,7.01,9.01 07/19/06 SURMODICS INC MN 2.02,9.01 07/19/06 SWIFT TRANSPORTATION CO INC NV 2.02,9.01 07/19/06 SWIFT TRANSPORTATION CO INC NV 1.01,9.01 07/19/06 SYMYX TECHNOLOGIES INC DE 5.02 07/18/06 SYNAGRO TECHNOLOGIES INC DE 4.01,9.01 07/13/06 SYNOVUS FINANCIAL CORP GA 2.02,5.02,7.01,8.01,9.01 07/19/06 SYSVIEW TECHNOLOGY, INC. 5.02,9.01 07/14/06 TAM of Henderson, Inc. NV 5.02,9.01 07/17/06 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 07/18/06 TCF FINANCIAL CORP DE 2.02,9.01 07/19/06 TELEPLUS ENTERPRISES INC 2.01,9.01 07/18/06 TERCICA INC DE 8.01,9.01 07/18/06 TERRA NOSTRA RESOURCES CORP. NV 3.02 05/31/06 TESSCO TECHNOLOGIES INC DE 2.02,9.01 07/18/06 TESSERA TECHNOLOGIES INC DE 2.01,7.01,9.01 07/18/06 TEXAS UNITED BANCSHARES INC TX 1.01,9.01 07/18/06 TEXAS UNITED BANCSHARES INC TX 2.02,9.01 07/19/06 THERAGENICS CORP DE 2.02 07/19/06 THERMADYNE HOLDINGS CORP /DE DE 4.01 07/13/06 TORCHMARK CORP DE 2.02,9.01 07/19/06 TOTAL LUXURY GROUP INC IN 9.01 07/18/06 TOWER FINANCIAL CORP IN 8.01 07/19/06 TOYS R US INC DE 1.01,1.02 06/19/06 TRANSMERIDIAN EXPLORATION INC DE 7.01,9.01 07/18/06 TYCO INTERNATIONAL LTD /BER/ D0 1.01 07/13/06 TYCO INTERNATIONAL LTD /BER/ D0 1.01,9.01 07/18/06 U.S. Shipping Partners L.P. DE 8.01 07/19/06 UNISYS CORP DE 2.02,9.01 07/19/06 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 07/19/06 UNITEDHEALTH GROUP INC MN 2.02,9.01 07/19/06 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 07/19/06 USANA HEALTH SCIENCES INC UT 2.02,9.01 07/18/06 UTEK CORP 8.01,9.01 07/14/06 UTi WORLDWIDE INC 1.01,1.02,2.03,9.01 07/13/06 V F CORP PA 2.02,7.01,9.01 07/19/06 VALERO GP HOLDINGS LLC DE 1.01,7.01,9.01 07/13/06 VALLEY NATIONAL GASES INC WV 1.01 07/18/06 VALMONT INDUSTRIES INC DE 2.02 07/18/06 Vanda Pharmaceuticals Inc. DE 7.01,9.01 07/19/06 VECTREN CORP IN 8.01 07/19/06 VENTURE FINANCIAL GROUP INC WA 2.02,9.01 07/18/06 VESTA INSURANCE GROUP INC DE 7.01,9.01 07/17/06 VION PHARMACEUTICALS INC DE 1.01,9.01 07/17/06 VITALSTREAM HOLDINGS INC NV 1.01,2.03,9.01 07/13/06 Volcano CORP DE 1.01 07/14/06 VPGI CORP TX 5.02,8.01 07/14/06 WASHINGTON MUTUAL INC WA 2.02,9.01 07/19/06 WASHINGTON MUTUAL INC WA 2.02,9.01 07/19/06 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 07/19/06 WATERFORD GAMING LLC DE 8.01 07/19/06 Watson Wyatt Worldwide, Inc. DE 5.02,9.01 07/19/06 WEB.COM, INC. MN 8.01,9.01 07/18/06 WEIS MARKETS INC PA 9.01 07/18/06 WESBANCO INC WV 2.02,9.01 07/19/06 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 07/18/06 WEST PHARMACEUTICAL SERVICES INC PA 2.02,9.01 07/19/06 WESTBANK CORP MA 1.01,9.01 07/18/06 WESTELL TECHNOLOGIES INC DE 2.02,9.01 07/19/06 WESTERN ALLIANCE BANCORPORATION 5.02 07/18/06 WESTERN ALLIANCE BANCORPORATION 2.02,9.01 07/18/06 WESTERN DIGITAL CORP DE 1.01 07/16/06 WILSON HOLDINGS, INC. NV 1.01,5.03,9.01 07/13/06 WINMARK CORP MN 1.01,9.01 07/14/06 WOLVERINE WORLD WIDE INC /DE/ MI 5.02 07/13/06 WWA GROUP INC NV 2.01,9.01 06/30/06 WYNDHAM WORLDWIDE CORP DE 2.02,7.01,8.01,9.01 07/19/06 WYNDHAM WORLDWIDE CORP DE 1.01,3.03,5.03,8.01,9.01 07/13/06 XFONE INC NV 8.01,9.01 07/19/06 XILINX INC DE 8.01,9.01 07/18/06 XM SATELLITE RADIO HOLDINGS INC DE 8.01 07/19/06 XYBERNAUT CORP DE 5.02,7.01,9.01 07/13/06 Y-TEL INTERNATIONAL INC DE 1.01,7.01,9.01 07/17/06 YUKON GOLD CORP INC DE 5.02 12/21/04