SEC NEWS DIGEST Issue 2006-137 July 18, 2006 COMMISSION ANNOUNCEMENTS KATHLEEN CASEY SWORN IN AS 88TH SEC COMMISSIONER On July 17, Kathleen L. Casey was sworn in as 88th SEC Commissioner by Chairman Christopher Cox. Commissioner Casey was appointed by President George W. Bush to be a Commissioner of the Securities and Exchange Commission on May 18, 2006. Chairman Cox said, "We are enormously fortunate to have Kathleen Casey joining us. As the Staff Director of the Senate Committee on Banking, Housing and Urban Affairs for the past three and a half years, Kathleen brings to us an invaluable wealth of experience. She is strongly committed to safeguarding the interests of investors, and to maintaining the health of the securities markets on which capital formation, and our nation's economic health, depend." Prior to being appointed Commissioner, Ms. Casey spent 13 years on Capitol Hill. She served as Staff Director and Counsel of the Senate Banking, Housing, and Urban Affairs Committee. Ms. Casey was primarily responsible for guiding the Chairman's and Committee's consideration of, and action on, issues affecting economic and monetary policy, international trade and finance, banking, securities and insurance regulation, transit and housing policy, money laundering and terror finance. From 1996-2003, Commissioner Casey served as Legislative Director and Chief of Staff, respectively, for Senator Richard Shelby (R-AL). As Legislative Director, Commissioner Casey was instrumental in the drafting and passage of several laws. In her capacity as Chief of Staff, Ms. Casey acted as key advisor on all policy and political matters. From 1994-1996, Ms. Casey served as Staff Director of the Subcommittee on Financial Institutions and Regulatory Relief, Senate Banking Committee. Commissioner Casey also served Senator Shelby as Legislative Assistant from 1993-1994, during which she was responsible for handling all tax, budget, and finance policy matters. Ms. Casey was born in Tripoli, Libya. A member of the State of Virginia and District of Columbia bars, Commissioner Casey received her J.D. from George Mason University School of Law in 1993. She received her B.A. in International Politics from Pennsylvania State University in 1988. (Press Rel. 2006-118) RULES AND RELATED MATTERS PROPOSED AMENDMENTS TO REGULATION SHO The Commission approved the issuance of a release proposing amendments to Regulation SHO (17 CFR 242. 200(e)(3) and 203(b)(3)) under the Securities Exchange Act of 1934. The proposed amendments are intended to further reduce the number of persistent fails to deliver, by eliminating the grandfather provision and narrowing the options market maker exception. The proposed amendments also update the market decline limitation referenced in the rule. Publication of the proposing release is expected in the Federal Register during the week of July 17. (Rel. 34-54154; File No. S7-12-06) ENFORCEMENT PROCEEDINGS SEC v. RENAISSANCE ASSET FUND, INC, RONALD J. NADEL, AND JOSEPH M. MALONE The Commission announced that it filed civil fraud charges on July 17, 2006, against Renaissance Asset Fund, Inc., Ronald J. Nadel, and Joseph M. Malone. The Commission's complaint, filed in the United States District Court for the Central District of California, alleges that Renaissance and its principals raised over $16 million from more than 190 investors nationwide. Many of the victims were elderly and were solicited through Jehovah's Witnesses congregations. According to the complaint, from at least March 1999 through April 2004, the defendants raised funds for multiple purported projects, including a general fund, an outlet mall, an international currency exchange, and a Swiss bank. Some of the purported projects did not exist, and others were unsuccessful. The defendants misrepresented to investors that their investments would earn returns ranging from 10% to 25% in as little as four months. The defendants also sent quarterly account statements to investors setting forth the fictitious profits their investments had purportedly earned. Based on the representations in these account statements, many investors reinvested their principal and purported profits in other Renaissance projects. The defendants operated Renaissance's programs as a Ponzi scheme, paying earlier investors with funds raised from later investors. Nadel also used investor funds to pay for lavish expenses, including country club memberships, car leases, and retail purchases. The majority of investors in Renaissance never received the interest or return of their principal the defendants had promised. Based on this conduct, the complaint alleges that Defendants Renaissance, Nadel and Malone violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint also alleges that Nadel and Malone violated Section 15(a) of the Exchange Act. The complaint seeks final judgments permanently enjoining the defendants from violating or aiding and abetting violations of the antifraud and registration provisions of the federal securities laws. The Commission also seeks disgorgement of ill-gotten gains with prejudgment interest, an accounting, and civil penalties. In related SEC proceedings, Senior Resources Asset Fund, LLC and Kenneth Baum have consented to the issuance of cease-and-desist orders for their role in selling Renaissance investments. The Commission ordered both Senior Resources and Baum to cease and desist from selling unregistered securities, and ordered Baum to cease and desist from acting as an unregistered broker-dealer. Senior Resources and Baum consented to the issuance of the order without admitting or denying its findings. For further information see 33-8723; 34-54156; File No. 3-12367. [SEC v. Renaissance Asset Fund, Inc., Ronald J. Nadel, and Joseph M. Malone, Civil Action No. SA CV 06-661-JVS (C.D. Cal)] (LR-19764; Press Rel. 2006-119) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2006-48) filed by the New York Stock Exchange to extend the moratorium on the qualification and registration of new Competitive Traders and new Registered Competitive Market Makers, governed by NYSE Rules 110 and 107A, respectively, for an additional six months has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 17. (Rel. 34- 54140) A proposed rule change filed by the Municipal Securities Rulemaking Board relating to revisions to the Series 53 Examination Program (SR- MSRB-2006-05) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54141) A proposed rule change filed with the Commission by the New York Stock Exchange to revise equity transaction fees and to exempt specialist firms from ETF transaction fees (SR NYSE-2006 46) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(2) thereunder. Publication is expected in the Federal Register during the week of July 17. (Rel. 34- 54142) A proposed rule change filed by the International Securities Exchange relating to a one-year pilot extension until July 18, 2007, for the Price Improvement Mechanism has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 (SR-ISE-2006-39). Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54146) A proposed rule change filed by the Chicago Board Options Exchange to extend two pilot programs until July 18, 2007 related to the Exchange's Automated Improvement Mechanism has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 (SR-CBOE- 2006-64). Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54147) The Commission issued notice of immediate effectiveness of a proposed rule change (SR-ISE-2006-36) filed by the International Securities Exchange relating to payment for order flow fee changes. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54152) The Commission issued notice of immediate effectiveness of a proposed rule change (SR-CBOE-2006-63) filed by the Chicago Board Options Exchange relating to its marketing fee program. Publication is expected in the Federal Register during the week of July 17. (Rel. 34- 54153) PROPOSED RULE CHANGE The New York Stock Exchange filed a proposed rule change and Amendment Nos. 1 and 2 thereto (SR-NYSE-2006-36) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to Exchange Rule 70 to provide floor brokers with the ability to enter discretionary instructions and/or pegging instructions with respect to floor broker agency interest files (e-Quotes). Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54150) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-ISE-2006-27), submitted by the International Securities Exchange relating to automatic execution of non-customer orders. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54151) The Commission approved a proposed rule change and Amendment No. 1 thereto and issued notice of filing and granted accelerated approval to Amendment Nos. 2 and 3 to the proposed rule change submitted under Rule 19b-4 by The NASDAQ Stock Market LLC (SR-NASDAQ-2006-001) relating to the Nasdaq Market Center. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54155) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 PFSWEB INC, 500 NORTH CENTRAL EXPRESSWAY, PLANO, TX, 75074, 9728812900 - 0 ($5,050,000.00) Equity, (File 333-135794 - Jul. 17) (BR. 08C) S-8 Cowen Group, Inc., 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, 646-562-1727 - 0 ($75,600,000.00) Equity, (File 333-135795 - Jul. 17) (BR. 07) SB-2 EDGEWATER FOODS INTERNATIONAL, INC., 5552 WEST ISLAND HWY, NONE, QUALICUM BEACH, A1, V9K2C8, 2507579811 - 34,422,282 ($48,191,194.80) Other, (File 333-135796 - Jul. 17) (BR. 04C) SB-2 MIV THERAPEUTICS INC, 1-8765 ASH STREET, VANCOUVER BC CANADA, A1, V6P 6T3, 42,261,519 ($28,891,229.67) Equity, (File 333-135797 - Jul. 17) (BR. 10B) S-3 TRANSMERIDIAN EXPLORATION INC, 2819999091 - 0 ($34,453,500.00) Equity, (File 333-135798 - Jul. 17) (BR. 04A) S-3 ISTA PHARMACEUTICALS INC, 15295 ALTON PARKWAY, IRVINE, CA, 92618, 949-788-6000 - 0 ($43,814,275.70) Equity, (File 333-135799 - Jul. 17) (BR. 01A) S-1 NYMEX HOLDINGS INC, ONE NORTH END AVENUE, WORLD FINANCIAL CTR, NEW YORK, NY, 10282-1101, 2122992000 - 0 ($250,000,000.00) Equity, (File 333-135800 - Jul. 17) (BR. 07A) S-3 NAVIGATORS GROUP INC, ONE PENN PLAZA, 55TH FL, NEW YORK, NY, 10119, 2122442333 - 0 ($174,522,500.00) Other, (File 333-135801 - Jul. 17) (BR. 01B) S-8 CHINA EXPERT TECHNOLOGY, INC., RM 2703-4, GREAT EAGLE CENTRE, 23 HARBOUR ROAD, WANCHAI, K3, 00000, (852 2802 1555 - 1,074,015 ($3,222,045.00) Equity, (File 333-135802 - Jul. 17) (BR. 09A) S-8 SIFY LTD, TIDEL PARK, 2ND FLOOR, NO. 4, CANAL BANK ROAD, TARAMANI, CHENNAI 600 113, K7, 91442540770 - 0 ($18,667,500.00) Equity, (File 333-135804 - Jul. 17) (BR. 03B) SB-2 Tradeshow Products, Inc., 228 E. EDNA PLACE, COVINA, CA, 91723, (909) 971-0456 - 1,500,000 ($75,000.00) Equity, (File 333-135805 - Jul. 17) (BR. 09) S-4 BASIC ENERGY SERVICES INC, 400 W. ILLINOIS, SUITE 800, MIDLAND, TX, 79701, 4326205500 - 0 ($225,000,000.00) Non-Convertible Debt, (File 333-135807 - Jul. 17) (BR. 04) S-4 GLATFELTER P H CO, 96 S GEORGE ST, STE 500, YORK, PA, 17401, 7172252709 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-135808 - Jul. 17) (BR. 03A) S-1 Globalstar, Inc., 461 SOUTH MILPITAS BLVD., MILPITAS, CA, 95035, 408-933-4000 - 0 ($100,000,000.00) Equity, (File 333-135809 - Jul. 17) (BR. ) SB-2 SEAWRIGHT HOLDINGS INC, 600 CAMERON STREET, 600 CAMERON STREET, ALEXANDRIA, VA, 22134, 7033401629 - 14,492,614 ($12,318,721.90) Equity, (File 333-135810 - Jul. 17) (BR. 02B) S-8 PLX TECHNOLOGY INC, 870 MAUDE AVENUE, SUNNYVALE, CA, 94085, 4087749060 - 0 ($8,944,000.00) Equity, (File 333-135811 - Jul. 17) (BR. 10C) SB-2 INTRAOP MEDICAL CORP, 3170 DE LA CRUZ BLVD., SUITE 108, SANTA CLARA, CA, 95054, 4089866020 - 19,193,224 ($8,594,453.70) Other, (File 333-135812 - Jul. 17) (BR. 10B) S-3ASR GENERAL ELECTRIC CAPITAL CORP, 260 LONG RIDGE RD, STAMFORD, CT, 06927, 2033574000 - 0 ($0.00) Non-Convertible Debt, (File 333-135813 - Jul. 17) (BR. 07A) S-8 NUTRACEA, 1261 HAWK'S FLIGHT, EL DORADO HILLS, CA, 95762, 9169337000 - 0 ($11,963,991.25) Equity, (File 333-135814 - Jul. 17) (BR. 04B) SB-2 BLASTGARD INTERNATIONAL INC, 12900 AUTOMOBILE BLVD, SUITE D, CLEARWATER, FL, 33762, 727-592-9400 - 0 ($10,555,351.20) Equity, (File 333-135815 - Jul. 17) (BR. 06B) S-3 VECTOR GROUP LTD, 100 S E SECOND ST, MIAMI, FL, 33131, 3055798000 - 0 ($17,179,538.00) Equity, (File 333-135816 - Jul. 17) (BR. 04C) S-4 CADENCE FINANCIAL CORP, NBC PLZ, P O BOX 1187, STARKVILLE, MS, 39759, 6013431341 - 0 ($4,617,700.00) Equity, (File 333-135817 - Jul. 17) (BR. 07A) S-1 MQ ASSOCIATES INC, 0 ($1.00) Other, (File 333-135818 - Jul. 17) (BR. 09B) S-8 WPT ENTERPRISES INC, 1,080,000 ($5,821,200.00) Equity, (File 333-135819 - Jul. 17) (BR. 05C) S-3 SOUTHERN UNION CO, 417 LACKAWANNA AVENUE, SCRANTON, PA, 18503-2013, (570) 614-5000 - 300,000 ($7,962,000.00) Equity, (File 333-135820 - Jul. 17) (BR. 02C) S-1 CADENCE PHARMACEUTICALS INC, 12730 HIGH BLUFF DRIVE, SUITE 410, SAN DIEGO, CA, 92130, 8584361400 - 0 ($86,250,000.00) Equity, (File 333-135821 - Jul. 17) (BR. ) S-8 IRIDEX CORP, 1212 TERRA BELLA AVE, MOUNTAIN VIEW, CA, 94043, 6509404700 - 0 ($1,542,000.00) Equity, (File 333-135822 - Jul. 17) (BR. 10B) S-1 iShares GS Commodity Livestock Indexed Trust, 45 FREMONT STREET, SAN FRANCISCO, CA, 94105, 415-597-2000 - 7,572,984 ($378,649,200.00) Equity, (File 333-135823 - Jul. 17) (BR. ) S-1 iShares GS Commodity Non Energy Indexed Trust, 45 FREMONT STREET, SAN FRANCISCO, CA, 94105, 415-597-2000 - 5,214,907 ($260,745,350.00) Other, (File 333-135824 - Jul. 17) (BR. ) S-1 iShares GS Commodity Industrial Metals Indexed Trust, 45 FREMONT STREET, SAN FRANCISCO, CA, 94105, 415-597-2000 - 6,016,018 ($300,800,900.00) Equity, (File 333-135825 - Jul. 17) (BR. ) S-1 iShares GS Commodity Light Energy Indexed Trust, 45 FREMONT STREET, SAN FRANCISCO, CA, 94105, 415-597-2000 - 8,706,468 ($435,323,400.00) Equity, (File 333-135826 - Jul. 17) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1 800 FLOWERS COM INC DE 2.01,9.01 05/02/06 AMEND ACCESS NATIONAL CORP VA 2.02,9.01 07/17/06 ACCURIDE CORP DE 1.01,9.01 07/12/06 ACE Securities Corp. Home Equity Loan DE 2.01,9.01 06/27/06 ACE Securities Corp. Home Equity Loan DE 9.01 06/26/06 Adams Respiratory Therapeutics, Inc. DE 1.01,2.03,8.01,9.01 07/11/06 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 07/13/06 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 1.01,1.02 07/11/06 AGILE SOFTWARE CORP DE 8.01 07/14/06 AK STEEL HOLDING CORP DE 7.01,9.01 07/17/06 ALANCO TECHNOLOGIES INC AZ 1.01,3.02,9.01 07/14/06 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.01,9.01 07/11/06 Aleris International, Inc. DE 1.01,7.01,9.01 07/14/06 ALION SCIENCE & TECHNOLOGY CORP DE 4.01 07/11/06 ALKERMES INC PA 8.01 07/11/06 Allis Chalmers Energy Inc. DE 9.01 01/18/06 AMEND AMARU INC NV 8.01 07/17/06 American Express Issuance Trust DE 8.01,9.01 07/17/06 American Home Mortgage Assets Trust 2 DE 9.01 06/30/06 American Home Mortgage Assets Trust 2 DE 9.01 06/30/06 AMERICAN WOODMARK CORP VA 8.01 07/14/06 AMERIPRISE CERTIFICATE CO DE 5.02 07/17/06 AMERITYRE CORP NV 8.01,9.01 07/17/06 AMETEK INC/ DE 8.01 07/17/06 AMREIT TX 5.02,9.01 07/17/06 APOLO GOLD & ENERGY INC. 1.02 07/17/06 ARCHSTONE SMITH OPERATING TRUST 1.01,2.03,3.03,9.01 07/11/06 ARCHSTONE SMITH TRUST MD 1.01,9.01 07/11/06 Arlington Tankers Ltd. D0 3.01 07/11/06 Arran Funding LTD XX 8.01 07/17/06 ASHFORD HOSPITALITY TRUST INC MD 2.01,9.01 07/17/06 Aspreva Pharmaceuticals CORP A1 1.01,9.01 07/17/06 ASSET BACKED SECURITIES CORP DE 8.01,9.01 05/09/06 AMEND ATC HEALTHCARE INC /DE/ DE 2.02,9.01 07/17/06 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 07/17/06 ATS MEDICAL INC MN 2.02,9.01 07/17/06 AURELIO RESOURCE CORP NV 1.01,9.01 07/13/06 AMEND AURORA GOLD CORP DE 8.01,9.01 07/14/06 Basin Water, Inc. CA 8.01,9.01 07/14/06 Bear Stearns ALT-A Trust 2006-4 DE 8.01,9.01 06/30/06 Bear Stearns Asset Backed Securities DE 9.01 06/30/06 Bidz.com, Inc. CA 7.01,9.01 07/14/06 BIO SOLUTIONS MANUFACTURING, INC. NY 1.01,1.02,2.01,2.02,2.03, 07/17/06 2.04,2.05,2.06,3.01 BioMed Realty Trust Inc MD 1.01,2.01,9.01 07/11/06 BJS WHOLESALE CLUB INC DE 5.02,9.01 07/12/06 BLUE RIDGE REAL ESTATE CO PA 1.01,9.01 07/11/06 BOSTON RESTAURANT ASSOCIATES INC DE 1.01,9.01 07/12/06 BPK RESOURCES INC NV 1.01,2.03,3.02,5.03,8.01,9.01 07/12/06 BRINKS CO VA 1.01,5.03,9.01 07/13/06 BROOKS AUTOMATION INC DE 2.04,8.01,9.01 07/14/06 CALIFORNIA MICRO DEVICES CORP CA 2.02 07/11/06 CALIFORNIA STEEL INDUSTRIES INC 2.02,9.01 07/17/06 CALPINE CORP DE 2.02,7.01,9.01 03/31/06 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 2.01 07/11/06 CARACO PHARMACEUTICAL LABORATORIES LT MI 1.01 07/11/06 CASCADE ENERGY, INC. NV 7.01,9.01 07/13/06 CASEYS GENERAL STORES INC IA 1.01,9.01 07/12/06 CB Financial CORP NC 8.01,9.01 07/17/06 CBEYOND INC 8.01 07/13/06 CENDANT CORP DE 1.01,3.03,5.03,8.01,9.01 07/13/06 Center for Wound Healing, Inc. 5.02 07/12/06 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 07/14/06 CHARYS HOLDING CO INC 2.02,8.01,9.01 07/06/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/10/06 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 07/17/06 CHINA AGRO SCIENCES CORP. FL 9.01 05/01/06 AMEND CHINA EXPERT TECHNOLOGY, INC. NV 1.01,9.01 03/02/06 AMEND CITADEL BROADCASTING CORP DE 8.01 07/17/06 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 07/17/06 CITIBANK SOUTH DAKOTA N A DE 8.01 06/27/06 CITIGROUP INC DE 2.02,7.01,9.01 07/17/06 CITIGROUP INC DE 9.01 07/13/06 Citigroup Mortgage Loan Trust 2006-NC 2.01,9.01 06/29/06 CNB FINANCIAL SERVICES INC WV 2.02,9.01 07/17/06 COGNIGEN NETWORKS INC CO 1.01,9.01 07/07/06 COMMERCE BANCORP INC /NJ/ NJ 2.02,9.01 07/17/06 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 07/17/06 Consolidated Communications Holdings, DE 1.01,9.01 07/13/06 CONSOLIDATED ENERGY INC WY 1.01,2.03,3.02,9.01 07/12/06 CORNERSTONE BANCSHARES INC TN 2.02,9.01 07/17/06 COUNTERPATH SOLUTIONS, INC. NV 1.01,3.02 07/11/06 CROWN CRAFTS INC DE 1.01,1.02,2.03,3.03,9.01 07/11/06 CVS CORP DE 5.02,9.01 07/17/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/30/06 CYGNUS INC /DE/ DE 5.02,9.01 07/14/06 CYTATION CORP DE 2.02,9.01 07/11/06 CYTORI THERAPEUTICS, INC. DE 8.01,9.01 07/17/06 DA-LITE SCREEN CO INC IN 4.01,9.01 07/11/06 DANKA BUSINESS SYSTEMS PLC 5.02,9.01 07/17/06 DAVI SKIN, INC. NV 4.01,8.01,9.01 07/13/06 AMEND De Beira Goldfields Inc. NV 1.01,7.01,9.01 07/14/06 DELCATH SYSTEMS INC DE 8.01,9.01 07/17/06 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 07/17/06 Deutsche Alt-B Securities Mortgage Lo 8.01,9.01 07/17/06 DGSE COMPANIES INC NV 1.01,7.01,9.01 07/17/06 DIGI INTERNATIONAL INC DE 2.02,9.01 07/17/06 DORATO RESOURCES INC WY 8.01,9.01 07/17/06 DOT HILL SYSTEMS CORP NY 1.01,5.02,9.01 07/17/06 DRUGSTORE COM INC DE 8.01 07/14/06 DST SYSTEMS INC DE 8.01 07/13/06 DynCorp International Inc DE 1.01,5.02,9.01 07/17/06 DYNEGY INC /IL/ IL 7.01,9.01 07/17/06 EAGLE BANCORP INC MD 2.02,9.01 07/17/06 EARTHWORKS ENTERTAINMENT INC DE 4.02,9.01 06/30/06 AMEND EAST PENN FINANCIAL CORP 5.02 07/14/06 EATON CORP OH 2.02,9.01 07/17/06 ECLIPSYS CORP DE 1.01 07/12/06 EDGEWATER FOODS INTERNATIONAL, INC. NV 9.01 07/14/06 AMEND ELECTRIC CITY CORP DE 1.01,9.01 07/11/06 EMPIRE PETROLEUM CORP DE 5.02 07/07/06 Energy Transfer Equity, L.P. DE 2.02,9.01 07/17/06 ENSCO INTERNATIONAL INC DE 7.01,9.01 07/17/06 ENTERGY CORP /DE/ DE 5.02 07/16/06 ENTRAVISION COMMUNICATIONS CORP DE 1.01,9.01 07/13/06 FARO TECHNOLOGIES INC FL 1.01,2.03,9.01 07/11/06 FASHION HOUSE HOLDINGS INC 8.01 05/01/06 FENTON GRAHAM MARKETING INC NV 4.01,9.01 07/14/06 First Franklin Mortgage Loan Trust 20 DE 8.01 06/30/06 FIRST HARTFORD CORP ME 4.02 07/05/06 AMEND FIRST INDUSTRIAL REALTY TRUST INC MD 5.02 07/14/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 07/14/06 FIVE STAR QUALITY CARE INC 1.01,9.01 07/17/06 FLOW INTERNATIONAL CORP WA 2.02,9.01 07/13/06 FLOWSERVE CORP NY 2.02,9.01 07/12/06 FORD MOTOR CO DE 8.01,9.01 07/13/06 FORD MOTOR CREDIT CO DE 8.01,9.01 07/13/06 FORTUNE INDUSTRIES, INC. DE 2.02,9.01 07/11/06 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 07/14/06 GARUDA CAPITAL CORP NV 7.01,9.01 07/17/06 GATEWAY FINANCIAL HOLDINGS INC NC 7.01,9.01 07/17/06 GEOKINETICS INC DE 5.02 07/11/06 GRAINGER W W INC IL 2.02,9.01 06/30/06 GRAINGER W W INC IL 2.02,9.01 06/30/06 GRANITE CITY FOOD & BREWERY LTD MN 2.02,8.01,9.01 07/17/06 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02,8.01 07/17/06 GreenPoint MFT 2006-AR2 DE 8.01,9.01 03/31/06 GTREX CAPITAL, INC. DE 5.02 07/17/06 HARLEY DAVIDSON INC WI 2.02,9.01 07/17/06 HARTFORD LIFE INSURANCE CO CT 9.01 07/17/06 HELIX BIOMEDIX INC DE 1.02,9.01 07/12/06 HERSHA HOSPITALITY TRUST MD 1.01,9.01 07/11/06 HF FINANCIAL CORP DE 1.01 07/11/06 HINES REAL ESTATE INVESTMENT TRUST IN 2.01,7.01,9.01 07/14/06 HIRSCH INTERNATIONAL CORP NY 1.01,9.01 07/12/06 HOMEBANC CORP 2.02,7.01,9.01 07/17/06 HORIZON BANCORPORATION INC FL 2.02,9.01 07/17/06 HUDSONS GRILL INTERNATIONAL INC TX 8.01,9.01 07/14/06 IBT BANCORP INC PA 2.02,9.01 07/17/06 IMMEDIATEK INC NV 5.02 07/12/06 IMPRESO INC DE 2.02,9.01 07/17/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 05/30/06 INNOVA HOLDINGS NV 5.02,9.01 07/12/06 INNOVEX INC MN 2.02,9.01 07/17/06 INNOVO GROUP INC DE 8.01 07/13/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 07/17/06 INTEGRATED ELECTRICAL SERVICES INC DE 3.02,9.01 07/16/06 INTERNATIONAL SPORTS & MEDIA GROUP IN NV 5.03 07/14/06 INTERVOICE INC TX 1.01 07/13/06 ITRONICS INC TX 2.02,9.01 07/11/06 JACK IN THE BOX INC /NEW/ DE 1.01 07/17/06 JAGGED PEAK, INC. NV 7.01,9.01 07/17/06 JOHNSON & JOHNSON NJ 8.01 07/17/06 JPMAC 2006-HE2 DE 8.01,9.01 07/17/06 KITTY HAWK INC DE 3.01 07/11/06 KRONOS INC MA 1.01,2.03,8.01,9.01 07/11/06 LAKELAND FINANCIAL CORP IN 2.02,9.01 06/30/06 LANDAMERICA FINANCIAL GROUP INC VA 8.01 07/17/06 LANDAMERICA FINANCIAL GROUP INC VA 8.01 07/12/06 AMEND LCNB CORP OH 2.02,8.01,9.01 07/17/06 LEAPFROG ENTERPRISES INC 1.01,9.01 06/16/06 LEVI STRAUSS & CO DE 5.02,9.01 07/13/06 LUMERA CORP 5.02,9.01 07/14/06 LUNA TECHNOLOGIES INTERNATIONAL INC 1.01,3.02,5.02,9.01 07/01/06 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 07/14/06 MARSHALL & ILSLEY CORP/WI/ WI 2.02,9.01 07/17/06 Marvel Entertainment, Inc. DE 1.01,1.02 07/14/06 MASTR Asset Backed Securities Trust 2 DE 2.01,9.01 06/07/06 MATTEL INC /DE/ DE 2.02,7.01,9.01 07/14/06 MEDIVATION, INC. DE 5.02,9.01 07/14/06 MEDTOX SCIENTIFIC INC DE 8.01,9.01 07/11/06 MELLON BANK N A MA 8.01,9.01 07/11/06 MENTOR CORP /MN/ MN 1.01,9.01 07/17/06 MERA PHARMACEUTICALS INC DE 8.01,9.01 06/02/06 MERCK & CO INC NJ 1.01,9.01 07/11/06 MICROSOFT CORP WA 7.01,9.01 07/17/06 MILLER HERMAN INC MI 8.01 07/14/05 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/17/06 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 06/30/06 Morningstar, Inc. IL 8.01,9.01 07/14/06 MOSCOW CABLECOM CORP DE 8.01,9.01 07/17/06 MSGI SECURITY SOLUTIONS, INC NV 3.01,9.01 07/11/06 MTM Technologies, Inc. NY 2.02,9.01 07/14/06 MUZAK HOLDINGS LLC DE 5.02,9.01 07/17/06 NATIONAL FINANCIAL PARTNERS CORP 3.02 07/14/06 NATIONAL PENN BANCSHARES INC PA 1.01,9.01 07/12/06 NATIONAL TAX CREDIT PARTNERS L P CA 2.01 07/11/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,9.01 07/13/06 NATURAL GAS SYSTEMS INC/NEW NV 1.01,3.01,5.03,9.01 07/11/06 Neoview Holdings Inc. NV 5.01,5.02,8.01 07/12/06 NEOWARE INC DE 2.02 07/13/06 NETCO INVESTMENTS INC WA 1.01,2.01,2.03,3.02,4.01, 07/13/06 5.02,5.03,9.01 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 07/17/06 NEVADA GOLD & CASINOS INC NV 2.02,9.01 07/12/06 Newkirk Realty Trust, Inc. MD 2.01,8.01,9.01 06/30/06 NEXT INC/TN DE 1.01 07/15/06 NITCHES INC CA 1.01,2.01,9.01 10/24/05 AMEND O REILLY AUTOMOTIVE INC MO 7.01,9.01 07/13/06 ONEIDA LTD NY 1.01,7.01,9.01 07/13/06 ONYX SOFTWARE CORP/WA WA 2.02,9.01 07/17/06 Option One Mortgage Loan Trust Series DE 2.01,9.01 06/22/06 ORIENTAL FINANCIAL GROUP INC PR 5.02 07/14/06 ORIENTAL FINANCIAL GROUP INC PR 5.02 07/14/06 AMEND OSI RESTAURANT PARTNERS, INC. DE 7.01,9.01 07/17/06 OUTLOOK GROUP CORP WI 2.02 07/14/06 PAHC HOLDINGS CORP DE 8.01,9.01 07/17/06 PARAGON REAL ESTATE EQUITY & INVESTME MD 3.03,5.03,9.01 07/11/06 PARAMOUNT GOLD MINING CORP. DE 8.01,9.01 07/10/06 PARAMOUNT GOLD MINING CORP. DE 5.02,9.01 07/06/06 PARK NATIONAL CORP /OH/ OH 2.02,9.01 07/17/06 PEOPLES EDUCATIONAL HOLDINGS MN 2.02,9.01 07/17/06 PERFORMANCE TECHNOLOGIES INC \DE\ DE 8.01 07/17/06 PETROHAWK ENERGY CORP DE 1.01,1.02,2.01,2.03, 07/11/06 5.02,5.03,9.01 PFIZER INC DE 8.01,9.01 07/17/06 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 07/17/06 PHELPS DODGE CORP NY 1.01,7.01,9.01 07/17/06 PHELPS DODGE CORP NY 8.01,9.01 06/25/06 PHIBRO ANIMAL HEALTH CORP 8.01,9.01 07/17/06 PIERRE FOODS INC NC 8.01 05/15/06 AMEND PONIARD PHARMACEUTICALS, INC. WA 1.01,5.02 07/11/06 POWER INTEGRATIONS INC CA 1.01,5.02,8.01,9.01 06/30/06 Premier Commercial Bancorp CA 7.01,9.01 07/17/06 PREMIER COMMUNITY BANKSHARES INC VA 5.02,5.03,9.01 07/11/06 PRIVATEBANCORP INC DE 2.02 07/17/06 PROGRESS ENERGY INC NC 2.06 07/17/06 PROQUEST CO DE 1.01 07/11/06 PURE CYCLE CORP DE 2.02,9.01 07/17/06 QLT INC/BC A1 2.02,9.01 07/17/06 Quest Minerals & Mining Corp UT 1.01,1.02,3.02,3.03,9.01 06/05/06 RACINO ROYALE, INC. NV 8.01,9.01 07/14/06 RAIT INVESTMENT TRUST MD 8.01,9.01 07/14/06 RALI Series 2006-QA5 Trust DE 8.01,9.01 06/01/06 Real Mex Restaurants, Inc. DE 5.02 07/17/06 Regency Energy Partners LP DE 1.01,7.01,9.01 07/12/06 AMEND RELM WIRELESS CORP NV 1.01,9.01 07/12/06 REPUBLIC FIRST BANCORP INC PA 2.02,9.01 07/17/06 REVLON CONSUMER PRODUCTS CORP DE 8.01,9.01 07/17/06 REVLON INC /DE/ DE 8.01,9.01 07/17/06 RICHARDSON ELECTRONICS LTD/DE DE 7.01 07/13/06 ROBBINS & MYERS INC OH 2.04 07/14/06 SAGEMARK COMPANIES LTD NY 8.01,9.01 07/11/06 SANMINA-SCI CORP DE 1.01,2.03 07/17/06 SANMINA-SCI CORP DE 2.02 07/17/06 SECURED SERVICES INC DE 1.01,2.01,2.03,2.04,5.02 07/07/06 Securitized Asset Backed Receivables 8.01,9.01 07/17/06 SHELRON GROUP INC DE 4.01 07/17/06 SIERRA RESOURCE GROUP INC NV 8.01 07/14/06 Solar Thin Films, Inc. DE 1.01,2.01,4.01,5.01, 07/14/06 5.02,5.06,9.01 SONICBLUE INC DE 8.01,9.01 05/31/06 SOUTHERN UNION CO DE 8.01,9.01 07/17/06 Spectrum Brands, Inc. WI 2.02,9.01 07/17/06 SPECTRUM CONTROL INC PA 8.01,9.01 07/17/06 SRS LABS INC DE 1.01,1.02,9.01 07/12/06 SRS LABS INC DE 1.01,9.01 07/14/06 SSA GLOBAL TECHNOLOGIES, INC DE 8.01 06/14/06 STRATUS SERVICES GROUP INC DE 2.02 07/14/06 Structured Asset Investment Loan Trus DE 8.01 06/30/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 07/17/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 07/17/06 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 07/17/06 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 07/17/06 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 07/17/06 STRUCTURED PROD CORP CORTS TR II FOR DE 8.01 07/13/06 STUDENT LOAN CORP DE 2.02,9.01 07/17/06 SUFFOLK BANCORP NY 2.02 07/17/06 SUMMIT BANCSHARES INC /TX/ TX 2.02,7.01,9.01 07/17/06 SUN-TIMES MEDIA GROUP INC DE 5.02,9.01 07/13/06 SUNPOWER CORP CA 8.01,9.01 07/13/06 SUPERCLICK INC WA 5.02,9.01 06/29/06 SUPERIOR ESSEX INC DE 1.01,2.03,9.01 07/11/06 SUPERIOR GALLERIES INC DE 1.01,5.01,9.01 07/14/06 SVB FINANCIAL GROUP 2.02,9.01 07/14/06 TECO ENERGY INC FL 8.01,9.01 07/17/06 TELEDYNE TECHNOLOGIES INC DE 1.01,2.03,9.01 07/14/06 Telzuit Medical Technologies, Inc. 1.01,5.02 07/11/06 TEXAS REGIONAL BANCSHARES INC TX 2.02,9.01 07/17/06 TEXOLA ENERGY CORP NV 7.01,9.01 07/14/06 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 07/17/06 TOYS R US INC DE 7.01,9.01 07/17/06 TRIAD GUARANTY INC DE 1.01,8.01,9.01 07/15/06 TRUEYOU.COM DE 1.01,2.03,3.02,8.01,9.01 07/11/06 TURBOSONIC TECHNOLOGIES INC DE 8.01,9.01 07/11/06 TUT SYSTEMS INC DE 2.02,9.01 07/12/06 UNION BANKSHARES INC VT 2.02,8.01,9.01 07/14/06 UNITED BANCORP INC /MI/ MI 2.02,8.01,9.01 07/14/06 UNITED HERITAGE CORP UT 8.01,9.01 07/17/06 UNITED SECURITY BANCSHARES CA 2.02,9.01 07/17/06 VARIAN MEDICAL SYSTEMS INC DE 5.02 07/13/06 VARSITY GROUP INC 1.01 07/14/06 VECTOR GROUP LTD DE 1.01,2.03,2.04,3.02,5.05,9.01 07/11/06 VENDINGDATA CORP NV 2.01,2.03,3.01,3.02, 07/12/06 5.02,7.01,9.01 VIASPACE Inc. NV 8.01,9.01 07/17/06 WALGREEN CO IL 1.01,9.01 07/12/06 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 07/14/06 WESBANCO INC WV 1.02,2.03,9.01 07/12/06 WESTSIDE ENERGY CORP NV 1.01 07/13/06 WGNB CORP GA 1.01,5.02,9.01 07/11/06 WILD OATS MARKETS INC DE 5.02 07/14/06 WILLOW GROVE BANCORP INC/NEW PA 8.01,9.01 07/17/06 XL CAPITAL LTD 5.02,8.01,9.01 07/12/06 XYBERNAUT CORP DE 1.01,5.02,9.01 07/11/06 ZIONS BANCORPORATION /UT/ UT 5.04,9.01 07/17/06 ZOMAX INC /MN/ MN 5.02,9.01 07/14/06 Zuni 2006-OA1 DE 8.01 06/29/06