SEC NEWS DIGEST Issue 2006-136 July 17, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF HERZOG, HEINE, GEDULD, LLC On July 14, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Herzog, Heine, Geduld, LLC (Herzog). The Order finds that during the period from January 1999 through at least June 2000, Herzog failed to provide best execution to customer orders that Herzog received from correspondent broker-dealer firms. Although Herzog traders were told by their supervisors that they had an obligation to provide best execution for all orders routed to the firm, various traders failed on numerous occasions during the relevant period to provide executions to Herzog's correspondent broker-dealer firms' customer orders on the best terms that were reasonably available for those orders. The Order finds that Herzog was aware that functions of its order execution system, if misused, could lead to execution of customer orders at inferior prices. During the relevant period, however, Herzog did not implement an adequate system to detect and prevent the resulting executions at prices inconsistent with best execution. Accordingly, the Order finds that Herzog willfully violated Section 15(c)(1) of the Securities Exchange Act of 1934 (Exchange Act). The Commission's Order also finds that Herzog failed to preserve email communications related to Herzog's business as such for the period from January 1999 to September 1999. Emails that are related to a broker-dealer's business as such must be preserved for not less than three years under the Commission's rules promulgated under Section 17(a)(1) of the Exchange Act. By failing to preserve the emails, Herzog violated Section 17(a)(1) of the Exchange Act and Exchange Act Rule 17a-4(b)(4). Based on the above, the Order censures Herzog and orders the firm to pay a civil money penalty of $1.5 million. Herzog consented to the issuance of the Order without admitting or denying any of the Commission's findings. (Rels. 33-8722; 34-54148; 34-54149; File No. 3- 12366) IN THE MATTER OF SENIOR RESOURCES ASSET FUND, LLC AND KENNETH BAUM On July 17, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b)(6) and 21C of the Securities Exchange Act of 1934 (Order) against Senior Resources Asset Fund, LLC (Senior Resources) and Kenneth E. Baum. The Order finds that between February 2001 and October 2002, Senior Resources issued and sold securities in the form of promissory notes that were not exempt from registration with the Commission and for which no registration statement was in effect. The Order also finds that Baum offered these and other securities to investors and received transaction-based compensation in connection with his sales. The Order finds that as a result of this conduct, Senior Resources violated Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act) and Baum willfully violated Sections 5(a) and 5(c) of the Securities Act and Section 15(a) of the Securities Exchange Act of 1934 (Exchange Act). Based on the above, Senior Resources and Baum are ordered to cease and desist from committing or causing violations or future violations of Sections 5(a) and 5(c) of the Securities Act, Baum is ordered to cease and desist from committing or causing violations or future violations of Section 15(a) of the Exchange Act, Baum is barred from association with any broker or dealer with a right to reapply after three years, disgorgement and prejudgment interest are ordered against Senior Resources and Baum but payment is waived based on their sworn financial statements, and a civil penalty is not imposed against Baum based on his sworn financial statement. Senior Resources and Baum consented to the issuance of the Order without admitting or denying any of the findings in the Order, except they admitted the Commission's jurisdiction over them and the subject matter of the proceedings. (Rels. 33-8723; 34-54156; File No. 3-12367) SECTION 12(j) ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST 2DOTRADE, INC. On July 17, the Commission instituted an administrative proceedings pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act) against 2DoTrade, Inc., to determine whether it is necessary and appropriate for the protection of investors to revoke or suspend for a period not to exceed twelve months the registration of their securities. In the Order Instituting Proceedings (Order), the Division of Enforcement alleges that the issuer failed to comply with Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1, 13a-11 and 13a-13 thereunder. In this proceeding, a hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the respondent an opportunity to dispute the allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend for a period not to exceed twelve months or revoke the registration of the respondent's securities. The Order requires the Administrative Law Judge to issue an initial decision no later than 120 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-54157; File No. 3-12368) FINAL JUDGMENT ENTERED AGAINST NANCY DIPIETRO IN LENDINGTREE INSIDER TRADING CASE The Commission announced today that on July 11, 2006, the United States District Court for the Western District of North Carolina entered a final judgment against Nancy C. Dipietro, a defendant in an insider trading case the Commission filed in April 2006. See SEC v. Anderson and Dipietro, No. 3:06 CV 196 (W.D.N.C. April 24, 2006)/Lit. Rel. No. 19665. Without admitting or denying the allegations in the complaint, Dipietro consented to the entry of the final judgment which (i) permanently enjoins her from future violations of Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder, (ii) requires her to disgorge $9,141.68 in trading profits and prejudgment interest, and (iii) orders her to pay a civil penalty of $15,790.80. The Commission's complaint alleged that, shortly before a May 5, 2003 public announcement that LendingTree was being acquired by USA Interactive at a substantial premium to LendingTree shareholders, David Anderson, then LendingTree's senior vice president of new business development, tipped Dipietro and others with material, nonpublic information concerning the pending acquisition. The complaint alleges that Dipietro and Anderson's other tippees then purchased shares of LendingTree while in possession of this material, nonpublic information, in violation of Section 10(b) of the Exchange Act, and Rule 10b-5 thereunder. The Commission's action against Anderson remains pending. The Commission previously filed and settled an insider trading case against the other tippees alleged in the complaint, see SEC v. Ricks, Woody, and Mead, No. 3:04CV576 (W.D.N.C. Nov. 22, 2004)/Lit. Rel. No. 18983, and has filed insider trading cases against other individuals in connection with this investigation. See SEC v. Paquette and Lawrence, No. 3:05CV412 (W.D.N.C. Sept. 26, 2005)/Lit. Rel. No. 19393; SEC v. Talbot, No. CV 04-4556 (C.D. Cal. June 24, 2004)/Lit. Rel. No. 18762; and SEC v. Bartlett, No. 3:03CV463 (W.D.N.C. Sept. 24, 2003)/Lit. Rel. No. 18361. The Commission's investigation continues. [SEC v. David N. Anderson and Nancy C. Dipietro, No. 3:06 CV 196 (W.D.N.C.) (LR-19762) THE COMMISSION'S PLAN TO DISTRIBUTE $300 MILLION TO INJURED AOL AND AOL TIME WARNER INVESTORS IS APPROVED BY THE COURT Injured Investors Should Review Instructions in the Attached Notice to Possible SEC Fair Fund Claimants to Determine Eligibility to Participate; Questions Should be Directed to Gilardi & Co. LLC, the Claims Administrator The Commission today announced that the Honorable Gladys Kessler, United States District Court Judge for the District of Columbia, has approved the Commission's plan to distribute to injured investors $300 million paid by Time Warner Inc. (formerly known as AOL Time Warner) in connection with its settlement of the Commission's accounting fraud suit against it (the "SEC Fair Fund"). In that suit, the Commission charged Time Warner with materially overstating online advertising revenue and the number of its Internet subscribers, with aiding and abetting three other securities frauds and with violating a Commission cease-and-desist order. See Litigation Release No. 19147 dated March 21, 2005. The Commission's distribution plan substantially adopts and uses the court-approved plan of allocation in the class action settlement of a similar case in In re AOL Time Warner, Inc. Securities and "ERISA" Litigation, Case No. 02 Civ. 5575 (SKW) (S.D.N.Y.). The claims administrator is Gilardi & Co. LLC. More information about Gilardi and the SEC Fair Fund distribution is in the attached Notice to Possible SEC Fair Fund Claimants and on the class action settlement website at www.aoltimewarnersettlement.com. Gilardi can be reached at: Gilardi & Co. LLC, P.O. Box 808061, Petaluma, CA 94975-8061, 1-877-800-7852. Under the Commission's plan, injured investors who purchased, exchanged or otherwise acquired publicly traded common stock of America Online, Inc. ("AOL") and/or purchased or sold options on AOL common stock from September 22, 2000 through and including January 11, 2001, and/or purchased, exchanged or otherwise acquired publicly traded common stock or bonds of Time Warner and/or purchased or sold options on Time Warner common stock from January 11, 2001 through and including August 27, 2002, may be eligible to share in the SEC Fair Fund. Moreover, injured investors who traded within the relevant time period and who chose not to participate in the class action may still be entitled to recover from the SEC Fair Fund. No part of the SEC Fair Fund will go to pay fees and expenses of class action counsel. The SEC Fair Fund will be distributed on the same timetable as the class action settlement. Instructions on eligibility to participate in the distribution of the SEC Fair Fund are contained in the attached Notice to Possible SEC Fair Fund Claimants. For further information see: http://www.sec.gov/litigation/litreleases/2006/lr19763.htm. [SEC v. Time Warner Inc., Civil Action No. 1-05CV00578 (GK) D.D.C.] (LR- 19763) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The NYSE Arca filed a proposed rule change (SR-NYSEArca-2006-20) relating to NYSE Arca Schedule of Fees and Charges. Publication is expected in the Federal Register during the week of July 17. (Rel. 34- 54130) The American Stock Exchange filed a proposed rule change and Amendments No. 1, 2, 3, 4, and 5 thereto (SR-Amex-2005-104) relating to the new Amex Hybrid Market Structure. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54145) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2005-65) and Amendment Nos. 1 and 2 submitted by the Chicago Board Options Exchange relating to the processing of complex orders in the Hybrid Trading System. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54135) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the American Stock Exchange to permit the listing and trading of Quarterly Options Series (SR-Amex-2006-67) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 17. (Rel. 34-54137) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201, 5096231500 - 504,760 ($2,604,561.60) Equity, (File 333-135756 - Jul. 14) (BR. 04C) SB-2 SILICA RESOURCES CORP, 1410 PARKWAY BOULEVARD, SUITE 37B3, COQUITLAM, A1, V3B 3K9, 604-715-0887 - 3,760,000 ($282,000.00) Equity, (File 333-135758 - Jul. 14) (BR. 09) SB-1 Harrison Mining Inc., SUITE 510, 999 WEST HASTINGS STREET, VANCOUVER, A1, V6C 2W2, 604-685-7552 - 2,500,000 ($25,000.00) Equity, (File 333-135759 - Jul. 14) (BR. 09) S-1 METABOLIX INC, 303 THIRD STREET, CAMBRIDGE, MA, 02142-1126, 0 ($86,250,000.00) Equity, (File 333-135760 - Jul. 14) (BR. 01) SB-2 First Citizens Financial CORP, 32 JACK HEARD ROAD, BAILEY TOWERS, SUITE 110, DAWSONVILLE, GA, 30534, (678) 643-4639 - 2,783,500 ($28,835,000.00) Equity, (File 333-135761 - Jul. 14) (BR. 09) SB-2 WITS BASIN PRECIOUS MINERALS INC, 80 SOUTH 8TH STREET, SUITE 900, MINNEAPOLIS, MN, 55402, (612)349-5277 - 42,269,819 ($9,872,727.00) Equity, (File 333-135765 - Jul. 14) (BR. 04A) S-1 LOGANS ROADHOUSE INC, 6158859056 - 0 ($350,000,000.00) Equity, (File 333-135766 - Jul. 14) (BR. 05) S-3ASR KELLOGG CO, ONE KELLOGG SQ, P O BOX 3599, BATTLE CREEK, MI, 49016-3599, 6169612000 - 0 ($96,040,000.00) Equity, (File 333-135767 - Jul. 14) (BR. 04A) S-8 NORTEL NETWORKS CORP, ATTN: CORPORATE SECRETARY, 8200 DIXIE ROAD, SUITE 100, BRAMPTON, A6, L6T 5P6, 9058630000 - 122,000,000 ($254,370,000.00) Equity, (File 333-135768 - Jul. 14) (BR. 11B) S-8 BARRICK GOLD CORP, BCE PLACE, CANADA TRUST TOWER, 161 BAY STREET SUITE 3700, TORONTO ONTARIO CANA, A6, M5J2S1, 4163077470 - 650,000 ($19,727,500.00) Equity, (File 333-135769 - Jul. 14) (BR. 04B) S-8 CSI Business Finance, Inc., 1761 WEST HILLSBORO BLVD, SUITE 203, DEERFIELD BEACH, FL, 33442, 954-570-5900 - 10,000,000 ($300,000.00) Equity, (File 333-135771 - Jul. 14) (BR. 07B) S-8 FULLER H B CO, 1200 WILLOW LAKE BLVD, ST PAUL, MN, 55110-5132, 6126453401 - 2,200,000 ($90,772,000.00) Equity, (File 333-135772 - Jul. 14) (BR. 06A) S-8 CHEROKEE INC, 6835 VALJEAN AVE, VAN NUYS, CA, 91406-4713, 8189511002 - 0 ($10,091,250.00) Equity, (File 333-135773 - Jul. 14) (BR. 02C) SB-2 Timberjack Sporting Supplies, Inc., 554 E. FOOTHILL BLVD., SUITE 112, SAN DIMAS, CA, 91773, (909) 971-0456 - 1,500,000 ($75,000.00) Equity, (File 333-135774 - Jul. 14) (BR. ) S-8 INPUT OUTPUT INC, 12300 PARC CREST DRIVE, STAFFORD, TX, 77477, 281.933.3339 - 1,700,000 ($15,215,000.00) Equity, (File 333-135775 - Jul. 14) (BR. 10B) S-8 Houston Wire & Cable CO, 10201 NORTH LOOP EAST, HOUSTON, TX, 77029, (713) 609-2100 - 0 ($30,919,486.00) Equity, (File 333-135777 - Jul. 14) (BR. 10) S-3 NESTOR INC, 42 ORIENTAL STREET, THIRD FLOOR, PROVIDENCE, RI, 02908, 4012745658 - 13,148,691 ($41,747,093.92) Equity, (File 333-135778 - Jul. 14) (BR. 03B) S-1 BERLINER COMMUNICATIONS INC, 20 BUSHES LANE, ELMWOOD PARK, NJ, 07407, 201.791.3200 - 0 ($7,579,777.00) Equity, (File 333-135779 - Jul. 14) (BR. 11C) S-3ASR DANAHER CORP /DE/, 2028280850 - 0 ($0.00) Other, (File 333-135780 - Jul. 14) (BR. 10A) S-8 INTERFACE INC, 2859 PACES FERRY RD, STE 2000, ATLANTA, GA, 30339, 7704376800 - 3,913,155 ($45,499,084.63) Equity, (File 333-135781 - Jul. 14) (BR. 02A) S-1 HERTZ GLOBAL HOLDINGS INC, 225 BRAE BOULEVARD PARK RIDGE, NEW JERSEY, NY, 07656, 201-307-2619 - 0 ($1,000,000,000.00) Equity, (File 333-135782 - Jul. 14) (BR. ) SB-2 WaterPure International, 1600 LOWER STATE ROAD, DOYLESTOWN, PA, 18901, 215-491-7873 - 20,511,750 ($986,700.00) Equity, (File 333-135783 - Jul. 14) (BR. ) S-8 MOTORSPORTS EMPORIUM, INC., 16055 N. DIAL BLVD., SUITE 5, SCOTTSDALE, AZ, 85260, 480-419-8607 - 71,687,908 ($172,050.98) Equity, (File 333-135785 - Jul. 14) (BR. 05C) F-8 INCO LTD, 145 KING STREET WEST, SUITE 1500, TORONTO, A6, M5H 4B7, 4163617511 - 1,650,000 ($113,857,694.00) Equity, (File 333-135786 - Jul. 14) (BR. 04A) S-4 ACCREDITED HOME LENDERS HOLDING CO, 15090 AVENUE OF SCIENCE, SAN DIEGO, CA, 92128, 800-690-6000 - 0 ($201,604,721.00) Equity, (File 333-135787 - Jul. 14) (BR. 07A) S-4 ALLIED WASTE INDUSTRIES INC, 15880 N. GREENWAY-HAYDEN LOOP, SUITE 100, SCOTTSDALE, AZ, 85260, 4806272700 - 600,000,000 ($600,000,000.00) Non-Convertible Debt, (File 333-135788 - Jul. 14) (BR. 06C) S-3 VERTICALNET INC, 400 CHESTER FIELD PARKWAY, MALVERN, PA, 19355, 2153286100 - 0 ($2,390,000.00) Equity, (File 333-135789 - Jul. 14) (BR. 03C) S-1 TAILWIND FINANCIAL INC., 181 BAY STREET, SUITE 4400, TORONTO, A6, M5J 2T3, 416-601-2422 - 0 ($221,812,600.00) Equity, (File 333-135790 - Jul. 14) (BR. ) N-2 FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND, 1001 WARRENVILLE ROAD, SUITE 300, LISLE, IL, 60532, 630-241-4141 - 40 ($1,000,000.00) Equity, (File 333-135791 - Jul. 14) (BR. 18) SB-2 AVALON ENERGY CORP., SUITE 806, 1288 ALBERNI STREET, VANCOUVER, A1, V6E 4R8, 604-664-0499 - 13,200,000 ($2,043,840.00) Equity, (File 333-135792 - Jul. 14) (BR. 04A) S-3 VIVUS INC, 1172 CASTRO ST, STE 200, MOUNTAIN VIEW, CA, 94040, 6509345265 - 0 ($80,000,000.00) Unallocated (Universal) Shelf, (File 333-135793 - Jul. 14) (BR. 10C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CENTENNIAL BANCORP CA 2.02,9.01 07/14/06 360 GLOBAL WINE CO NV 8.01,9.01 07/10/06 5 G WIRELESS COMMUNICATIONS INC NV 1.01,3.02,9.01 06/09/05 5 G WIRELESS COMMUNICATIONS INC NV 1.01,9.01 06/13/06 AMEND AAR CORP DE 5.02,9.01 07/11/06 ADE CORP MA 2.02,9.01 07/14/06 AEOLUS PHARMACEUTICALS, INC. DE 1.01,1.02,5.02,9.01 07/10/06 AFFINITY TECHNOLOGY GROUP INC DE 1.01,3.02,9.01 07/10/06 AIRSPAN NETWORKS INC WA 5.02,8.01,9.01 07/13/06 ALANCO TECHNOLOGIES INC AZ 1.01,2.03,9.01 07/13/06 ALCOA INC PA 2.02,9.01 07/10/06 ALEXANDER INTERNATIONAL LTD 4.01,9.01 07/12/06 AMEND ALLETE INC MN 1.01,3.03,5.02,9.01 07/12/06 ALLIANCE LAUNDRY SYSTEMS LLC 1.01,2.01,2.03,9.01 07/14/06 ALLION HEALTHCARE INC DE 1.01,9.01 07/14/06 Alternative Loan Trust 2006-0C5 DE 8.01,9.01 06/29/06 Alternative Loan Trust 2006-19CB DE 8.01,9.01 06/29/06 Alternative Loan Trust 2006-24CB DE 8.01,9.01 06/29/06 Alternative Loan Trust 2006-24CB DE 8.01,9.01 06/29/06 Alternative Loan Trust 2006-HY12 DE 8.01,9.01 06/29/06 Alternative Loan Trust 2006-J4 DE 8.01,9.01 06/30/06 Alternative Loan Trust 2006-OA10 DE 8.01,9.01 06/30/06 Alternative Loan Trust 2006-OA11 8.01,9.01 06/30/06 Alternative Loan Trust 2006-OA11 8.01,9.01 06/30/06 AMB PROPERTY CORP MD 7.01 07/14/06 AMERICAN GREETINGS CORP OH 1.01,9.01 07/12/06 AMERICAN MOLD GUARD INC 3.01,9.01 07/12/06 AMERICAN REALTY INVESTORS INC NV 5.02 06/16/06 AMERICAN SKIING CO /ME DE 8.01,9.01 07/14/06 AMERICAN TONERSERV CORP. DE 1.01,5.02 07/10/06 AMERICAN WOODMARK CORP VA 5.02 07/10/06 AMES NATIONAL CORP IA 2.02,9.01 07/14/06 AMGEN INC DE 1.01,3.03,8.01,9.01 07/11/06 AMSCAN HOLDINGS INC DE 8.01,9.01 07/12/06 ANGELES INCOME PROPERTIES LTD 6 CA 8.01 07/10/06 ANGELES INCOME PROPERTIES LTD II CA 8.01 07/10/06 ANGELES OPPORTUNITY PROPERTIES LTD CA 8.01 07/10/06 ANGELES PARTNERS IX CA 8.01 07/10/06 ANGELES PARTNERS X CA 8.01 07/10/06 ANGELES PARTNERS XI CA 8.01 07/10/06 ANGELES PARTNERS XII CA 8.01 07/10/06 ANSYS INC DE 9.01 05/01/06 AMEND APPLIED SPECTRUM TECHNOLOGIES INC MN 1.02 07/14/06 ARISTOTLE CORP DE 8.01 07/13/06 Ascend Acquisition Corp. DE 8.01,9.01 07/14/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 07/13/06 Atlantic Southern Financial Group, In 2.02,9.01 07/14/06 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 1.01,2.03 07/12/06 Aurora Oil & Gas CORP UT 1.01 07/14/06 AVIALL INC DE 1.01,2.03,9.01 07/11/06 BABYUNIVERSE, INC. FL 2.03,9.01 07/11/06 Banc of America Funding 2006-4 Trust DE 8.01,9.01 06/29/06 Banc of America Funding 2006-F Trust DE 8.01,9.01 06/29/06 Banc of America Mortgage 2006-2 Trust DE 8.01,9.01 06/29/06 BANK HOLDINGS NV 7.01 07/11/06 BANK OF THE OZARKS INC AR 2.02,7.01,9.01 07/13/06 BANKUNITED FINANCIAL CORP FL 2.02,9.01 07/14/06 BASIC ENERGY SERVICES INC 1.01,7.01 07/10/06 BEVERLY HILLS BANCORP INC DE 7.01 07/14/06 BIOGEN IDEC INC DE 1.01,5.02 07/12/06 BioMETRX DE 1.02,5.02,9.01 07/11/06 BJs RESTAURANTS INC CA 1.01 07/13/06 BLUE COAT SYSTEMS INC DE 8.01,9.01 07/14/06 BPK RESOURCES INC NV 5.03,9.01 04/19/06 AMEND BRALORNE MINING CO NV 4.01,9.01 07/06/06 AMEND BROADCOM CORP CA 4.02,9.01 07/10/06 BUCA INC /MN MN 5.02 07/12/06 BULLDOG TECHNOLOGIES INC NV 2.03,7.01,9.01 07/10/06 CABOT CORP DE 5.02 07/14/06 CALTON INC NJ 2.02,9.01 07/14/06 CAMPBELL SOUP CO NJ 1.01,9.01 07/12/06 CANO PETROLEUM, INC 9.01 04/28/06 AMEND CAPITAL ALLIANCE INCOME TRUST REAL ES DE 3.01 07/13/06 CAPITAL CORP OF THE WEST CA 2.02,9.01 07/13/06 CAPSOURCE FINANCIAL INC CO 2.01,9.01 05/01/06 AMEND CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 07/10/06 CASEYS GENERAL STORES INC IA 7.01 07/14/06 CBRL GROUP INC TN 7.01,9.01 07/14/06 CELL THERAPEUTICS INC WA 1.01 07/10/06 CENTEX CORP NV 1.01,2.02,9.01 07/11/06 CENTURY PROPERTIES FUND XIV CA 8.01 07/10/06 CENTURY PROPERTIES FUND XIX CA 8.01 07/10/06 CENTURY PROPERTIES FUND XV CA 8.01 07/10/06 CENTURY PROPERTIES FUND XVI CA 8.01 07/10/06 CENTURY PROPERTIES FUND XVII CA 8.01 07/10/06 CENTURY PROPERTIES FUND XVIII CA 8.01 07/10/06 CENTURY PROPERTIES GROWTH FUND XXII CA 2.01,9.01 07/10/06 CENTURY PROPERTIES GROWTH FUND XXII CA 8.01 07/10/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 07/10/06 CIMBIX CORP WA 1.01,2.01,9.01 07/10/06 CIT GROUP INC DE 8.01,9.01 07/12/06 Citigroup Commercial Mortgage Trust 2 DE 1.01,9.01 06/29/06 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 07/01/06 CITIGROUP FAIRFIELD FUTURES FUND LP I 3.02 07/01/06 CITY NETWORK INC NV 8.01 06/30/06 CLARIENT, INC DE 3.01,9.01 07/10/06 CLAYTON WILLIAMS ENERGY INC /DE DE 1.01,9.01 06/30/06 CLEARANT INC 7.01 07/12/06 CLINICAL DATA INC DE 1.01,9.01 07/10/06 COACH INDUSTRIES GROUP INC NV 5.02 07/10/06 COAST DISTRIBUTION SYSTEM INC DE 7.01,9.01 07/12/06 COLLECTORS UNIVERSE INC DE 7.01,9.01 07/12/06 COLLEGIATE PACIFIC INC DE 1.01 07/13/06 COMMUNITY VALLEY BANCORP CA 2.02,9.01 07/14/06 COMPUTER SOFTWARE INNOVATIONS INC DE 1.01,8.01,9.01 07/10/06 CONAGRA FOODS INC /DE/ DE 1.01,5.02,5.03,9.01 07/13/06 CONSOLIDATED CAPITAL GROWTH FUND CA 8.01 07/10/06 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 07/10/06 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 07/10/06 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 07/10/06 CONSOLIDATED CAPITAL PROPERTIES III CA 8.01 07/10/06 CONSOLIDATED CAPITAL PROPERTIES IV CA 8.01 07/10/06 CONSOLIDATED CAPITAL PROPERTIES VI CA 8.01 07/10/06 CONSORTIUM SERVICE MANAGEMENT GROUP I TX 8.01,9.01 07/13/06 Credit Suisse Commercial Mortgage Tru DE 8.01,9.01 06/30/06 CRITICAL THERAPEUTICS INC DE 1.01,9.01 07/10/06 CSK AUTO CORP DE 2.03 07/10/06 CSMC Mortgage-Backed Trust 2006-6 DE 8.01,9.01 07/14/06 CWABS Asset-Backed Certificates Trust DE 7.01,9.01 07/14/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/29/06 DATAMEG CORP DE 8.01 07/12/06 DATAWATCH CORP DE 9.01 05/03/06 AMEND DAVIDSON DIVERSIFIED REAL ESTATE I LP DE 8.01 07/10/06 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 8.01 07/10/06 DAVIDSON DIVERSIFIED REAL ESTATE III DE 8.01 07/10/06 DAVIDSON GROWTH PLUS LP DE 8.01 07/10/06 DAVIDSON INCOME REAL ESTATE LP DE 8.01 07/10/06 DECODE GENETICS INC DE 1.01,9.01 07/14/06 Delek US Holdings, Inc. 1.01,2.01,8.01,9.01 07/13/06 DELPHI CORP DE 8.01 07/14/06 DENBURY RESOURCES INC DE 1.01 07/14/06 DIODES INC /DEL/ DE 1.01,7.01,9.01 07/03/06 EATON VANCE CORP MD 7.01,9.01 06/30/06 EFJ INC DE 1.01,2.01,2.03,7.01,9.01 07/10/06 EL PASO CORP/DE DE 4.01,9.01 07/11/06 EMC CORP MA 2.02,9.01 07/14/06 ENTERPRISE BANCORP INC /MA/ MA 7.01 07/14/06 ENUCLEUS INC DE 5.02 07/14/06 ESCHELON TELECOM INC 2.02,9.01 07/14/06 ESTEE LAUDER COMPANIES INC DE 9.01 06/30/06 EVANS & SUTHERLAND COMPUTER CORP UT 9.01 04/28/06 AMEND EZENIA INC DE 4.01 07/12/06 FAVRILLE INC DE 5.02,9.01 07/12/06 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 07/14/06 FEDERAL REALTY INVESTMENT TRUST MD 9.01 07/12/06 FIRST INVESTORS FINANCIAL SERVICES GR TX 1.01 07/10/06 FIRST M&F CORP/MS MS 1.01,9.01 07/14/06 FIRSTPLUS FINANCIAL GROUP INC NV 7.01 07/13/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 07/14/06 FOX STRATEGIC HOUSING INCOME PARTNERS CA 8.01 07/10/06 FRANKLIN BANK CORP 1.01,9.01 07/14/06 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 1.01,8.01 07/14/06 G III APPAREL GROUP LTD /DE/ DE 1.01,3.02,8.01,9.01 07/13/06 G&K SERVICES INC MN 5.02 07/12/06 GENERAL ELECTRIC CO NY 2.02,7.01 07/14/06 GLOBAL SERVICES PARTNERS ACQUISITION DE 8.01,9.01 07/14/06 GRACO INC MN 1.01 07/10/06 GREAT PLAINS ETHANOL LLC SD 5.02 05/23/06 GREATER BAY BANCORP CA 1.01,9.01 06/23/06 AMEND GREYSTONE LOGISTICS, INC. 1.01 07/11/06 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 07/13/06 GSAA Home Equity Trust 2006-10 DE 8.01,9.01 07/07/06 GSR Mortgage Loan Trust 2006-6F DE 8.01 06/30/06 GUARANTY FEDERAL BANCSHARES INC DE 2.02,9.01 06/30/06 Guideline, Inc. NY 1.01,9.01 07/10/06 GYMBOREE CORP DE 1.01,9.01 07/11/06 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01 07/13/06 HEINZ H J CO PA 8.01,9.01 07/13/06 HELEN OF TROY LTD 2.02,9.01 07/10/06 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 07/10/06 HERCULES INC DE 8.01 07/13/06 HERITAGE OAKS BANCORP CA 2.02,9.01 07/14/06 HERTZ CORP DE 5.02,9.01 07/10/06 HERTZ CORP DE 4.02 07/10/06 HERTZ CORP DE 8.01,9.01 07/14/06 HEWITT ASSOCIATES INC DE 8.01 07/14/06 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 07/14/06 HOLOGIC INC DE 2.01,3.02,9.01 07/13/06 HOME FEDERAL BANCORP, INC. OF LOUISIA 7.01,9.01 07/14/06 Home Loan Trust 2006-HI3 DE 9.01 07/11/06 HORTON D R INC /DE/ DE 2.02,9.01 07/13/06 HuntMountain Resources WA 5.02 07/12/06 IBERIABANK CORP LA 2.02,7.01,9.01 07/13/06 IDERA PHARMACEUTICALS, INC. DE 1.01,3.02 07/10/06 IGIA, Inc. DE 8.01 07/07/06 IMATION CORP DE 9.01 04/28/06 AMEND INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 06/16/06 Indigo-Energy, Inc. NV 5.02,9.01 06/30/06 IndyMac INDA Mortgage Loan Trust 2006 8.01,9.01 06/29/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 06/29/06 INPUT OUTPUT INC DE 8.01,9.01 07/12/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 07/14/06 INTEGRITY MUTUAL FUNDS INC ND 1.02 07/14/06 INTEGRITY MUTUAL FUNDS INC ND 1.02 07/14/06 AMEND INTEL CORP DE 1.01,9.01 07/12/06 INTERWOVEN INC CA 5.02 07/11/06 IOMEGA CORP DE 1.01,3.02 07/14/06 ISONICS CORP CA 3.01,5.03,9.01 03/27/06 AMEND J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 07/14/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 07/14/06 J.P. Morgan Chase Commercial Mortgage 8.01,9.01 06/29/06 J.P. Morgan Mortgage Trust 2006-S2 DE 8.01,9.01 07/14/06 JAVELIN PHARMACEUTICALS, INC DE 8.01,9.01 07/13/06 JMAR TECHNOLOGIES INC DE 1.01 06/28/06 JO-ANN STORES INC OH 1.01,5.02,9.01 07/10/06 JOHNSTOWN CONSOLIDATED INCOME PARTNER CA 8.01 07/10/06 KEY ENERGY SERVICES INC MD 7.01,9.01 07/13/06 KIWA BIO-TECH PRODUCTS GROUP CORP DE 1.01,9.01 07/11/06 L 3 COMMUNICATIONS HOLDINGS INC DE 1.01,9.01 07/11/06 LADENBURG THALMANN FINANCIAL SERVICES FL 1.01,3.02,5.02,8.01,9.01 07/10/06 LB-UBS COMMERCIAL MORTGAGE TRUST 2006 1.01,9.01 06/29/06 Lehman Mortgage Trust 2006-3 DE 8.01 06/30/06 Lehman XS Trust 2006-9 DE 8.01 06/30/06 Lehman XS Trust Series 2006-10N DE 8.01,9.01 06/30/06 Lehman XS Trust Series 2006-GP3 DE 8.01,9.01 06/30/06 LHC Group, Inc 1.01,9.01 07/13/06 LIBERTY BANCORP INC MO 2.02,9.01 07/13/06 Liberty Global, Inc. DE 7.01 07/14/06 LIN TV CORP DE 1.01,5.02,9.01 07/11/06 LITTLEFIELD CORP DE 5.02,9.01 07/10/06 Live Nation, Inc. DE 8.01,9.01 07/14/06 Macquarie Infrastructure CO Trust DE 5.02 07/11/06 MASTR Alternative Loan Trust 2006-3 DE 8.01,9.01 07/14/06 MASTR Asset Backed Securities Trust 2 DE 9.01 05/30/06 MBI Financial, Inc. NV 2.01,2.02 07/07/06 MEASUREMENT SPECIALTIES INC NJ 5.02,9.01 07/10/06 MED-EMERG INTERNATIONAL INC 1.01,3.02,9.01 07/11/06 MEDINA INTERNATIONAL HOLDINGS, INC. CO 1.01,9.01 07/13/06 Mercantile Bancorp, Inc. DE 1.01,2.03,9.01 07/13/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/30/06 MESABI TRUST NY 2.02,9.01 07/14/06 METALDYNE CORP DE 7.01 07/14/06 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 07/11/06 MICRUS ENDOVASCULAR CORP 8.01 07/13/06 MIDWAY GAMES INC DE 8.01,9.01 07/13/06 MISCOR GROUP, LTD. 2.02,9.01 07/13/06 MITEK SYSTEMS INC DE 1.01,9.01 07/13/06 MIVA, INC. DE 1.01,9.01 07/13/06 ML-CFC Commercial Mortgage Trust 2006 DE 1.01,9.01 06/28/06 MONITRONICS INTERNATIONAL INC TX 1.01 07/14/06 MONRO MUFFLER BRAKE INC NY 1.01,1.02 07/10/06 MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 8.01,9.01 06/29/06 MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 8.01,9.01 06/30/06 MOTIENT CORP DE 1.01,7.01,9.01 07/14/06 AMEND MOTIENT CORP DE 1.01,9.01 07/14/06 AMEND MTM Technologies, Inc. NY 4.02 07/13/06 MULTI BENEFIT REALTY FUND 87-1 CA 8.01 07/10/06 NATCO GROUP INC DE 1.01,2.03,7.01,9.01 07/12/06 NATIONAL BEVERAGE CORP DE 2.02,9.01 07/13/06 NATIONAL LAMPOON INC CA 5.02,9.01 07/10/06 NATIONAL PROPERTY INVESTORS 4 CA 8.01 07/10/06 NATIONAL PROPERTY INVESTORS 5 CA 8.01 07/10/06 NATIONAL PROPERTY INVESTORS 6 CA 8.01 07/10/06 NATIONAL PROPERTY INVESTORS 7 CA 8.01 07/10/06 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 8.01 07/10/06 NATIONAL PROPERTY INVESTORS III CA 8.01 07/10/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01 07/12/06 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 07/11/06 NATIONWIDE LIFE INSURANCE CO OH 8.01 07/12/06 Navstar Media Holdings, Inc. NV 1.01,9.01 07/14/06 NCT GROUP INC DE 1.01,2.03,3.02 07/10/06 NEOPROBE CORP DE 8.01,9.01 07/12/06 NETSCOUT SYSTEMS INC DE 5.02 07/11/06 NEW CENTURY BANCORP INC NC 8.01,9.01 07/13/06 New Century Home Equity Loan Trust 20 2.01,9.01 06/07/06 NPS PHARMACEUTICALS INC DE 8.01 07/13/06 OLIN CORP VA 7.01 07/10/06 OPEN ENERGY CORP NV 4.02 07/10/06 ORACLE CORP 5.03,9.01 07/10/06 ORION HEALTHCORP INC DE 7.01,9.01 07/14/06 OWENS & MINOR INC/VA/ VA 1.01,8.01,9.01 07/10/06 OWENS CORNING DE 1.01,8.01,9.01 07/10/06 P B FINANCIAL SERVICES CORP GA 1.01,9.01 07/10/06 Pacific Northwest Productions Inc. NV 1.01,3.02,9.01 06/28/06 AMEND PARAGON TECHNOLOGIES INC PA 8.01,9.01 07/14/06 PARKWAY PROPERTIES INC MD 2.01,2.03,9.01 07/11/06 Patient Safety Technologies, Inc DE 1.01,2.03,3.02,5.02,9.01 07/11/06 PAULSON CAPITAL CORP OR 8.01,9.01 07/14/06 PENNFED FINANCIAL SERVICES INC DE 8.01,9.01 07/14/06 PEREGRINE PHARMACEUTICALS INC DE 2.02,9.01 07/14/06 PETCO ANIMAL SUPPLIES INC DE 1.01,9.01 07/13/06 PETCO ANIMAL SUPPLIES INC DE 1.01,9.01 07/13/06 Petramerica Oil, Inc. CO 2.01,2.02,3.02,5.01,5.06,9.01 07/10/06 PHHMC Series 2006-2 Trust DE 9.01 06/29/06 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,9.01 07/10/06 PLAINS ALL AMERICAN PIPELINE LP DE 9.01 07/14/06 POPULAR INC 2.02,9.01 07/14/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,9.01 07/13/06 POSITRON CORP TX 4.01 07/10/06 PPL ENERGY SUPPLY LLC 8.01 07/14/06 PRAXAIR INC DE 8.01 07/05/06 PREMIER COMMUNITY BANKSHARES INC VA 2.02,9.01 07/13/06 PREMIER EXHIBITIONS, INC. 8.01,9.01 07/13/06 Prestige Brands Holdings, Inc. 8.01,9.01 07/10/06 PRICESMART INC DE 2.02,9.01 07/10/06 PROCTER & GAMBLE CO OH 8.01 07/14/06 PROSPERO MINERALS CORP. NV 4.02,9.01 07/14/06 AMEND RAE SYSTEMS INC DE 1.01,7.01 07/12/06 RAINING DATA CORP DE 4.02 07/14/06 RALI Series 2006 QS6 Trust DE 8.01,9.01 07/14/06 RALI Series 2006-QO6 Trust DE 8.01,9.01 07/14/06 RALI Series 2006-QS7 Trust DE 8.01,9.01 07/14/06 RAMBUS INC DE 5.02,8.01,9.01 07/12/06 RASC Series 2006-KS5 Trust DE 8.01,9.01 07/14/06 RASC Series 2006-KS5 Trust DE 8.01,9.01 07/14/06 REALOGY CORP DE 1.01,3.03,5.03,8.01,9.01 07/13/06 REFAC OPTICAL GROUP DE 2.01,9.01 07/13/06 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 07/14/06 RELATIONSERVE MEDIA INC 1.01,8.01,9.01 07/10/06 RENT WAY INC PA 8.01 07/14/06 REPUBLIC BANCORP INC /KY/ KY 5.02 07/13/06 RFMSI Series 2006-S5 Trust DE 8.01,9.01 07/14/06 Rosetta Resources Inc. DE 7.01,9.01 07/13/06 RUBY TUESDAY INC GA 2.02,9.01 06/06/06 Ruths Chris Steak House, Inc. DE 2.01,9.01 07/10/06 SAFECO CORP WA 1.01,5.02,8.01,9.01 07/12/06 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02 07/01/06 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 07/01/06 Samurai Energy Corp. DE 2.01 06/30/06 AMEND SAND HILL IT SECURITY ACQUISITION COR CA 8.01,9.01 07/13/06 SAND HILL IT SECURITY ACQUISITION COR CA 8.01,9.01 07/14/06 SaVi Media Group, Inc. NV 1.01,2.03,3.02,9.01 07/10/06 SBS INTERACTIVE CO FL 8.01 07/13/06 SCHIFF NUTRITION INTERNATIONAL, INC. DE 1.01 07/11/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 5.02 07/10/06 Scientigo, Inc. DE 1.01,2.03 07/10/06 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 07/14/06 SENTO CORP UT 7.01,9.01 07/13/06 SEQUIAM CORP CA 8.01,9.01 07/13/06 SG MORTGAGE SECURITIES TRUST 2006-FRE DE 8.01,9.01 07/13/06 SHARPS COMPLIANCE CORP DE 1.01,1.02,9.01 07/13/06 SHELTER PROPERTIES I LTD PARTNERSHIP SC 8.01 07/10/06 SHELTER PROPERTIES II LTD PARTNERSHIP SC 8.01 07/10/06 SHELTER PROPERTIES III LTD PARTNERSHI CA 8.01 07/10/06 SHELTER PROPERTIES IV LIMITED PARTNER SC 8.01 07/10/06 SHELTER PROPERTIES V LIMITED PARTNERS CA 8.01 07/10/06 SHELTER PROPERTIES VI LIMITED PARTNER CA 8.01 07/10/06 SHELTER PROPERTIES VII LTD PARTNERSHI SC 8.01 07/10/06 SHOE PAVILION INC DE 1.01 07/10/06 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 07/14/06 SILICON GRAPHICS INC DE 7.01,9.01 07/14/06 SKYE INTERNATIONAL, INC NV 5.02,8.01,9.01 07/11/06 SMART Modular Technologies (WWH), Inc 8.01 07/14/06 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 07/01/06 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 07/01/06 SMITHTOWN BANCORP INC NY 8.01 07/13/06 SONO TEK CORP NY 7.01,9.01 07/14/06 SONOMA VALLEY BANCORP CA 2.02,9.01 07/10/06 SONOMAWEST HOLDINGS INC DE 1.01,8.01,9.01 07/11/06 SOUTHERN COPPER CORP/ DE 8.01,9.01 07/14/06 SPECTRASCIENCE INC MN 5.02,9.01 07/13/06 Standard Aero Holdings Inc. DE 1.01,7.01,9.01 07/11/06 STANDARD MICROSYSTEMS CORP DE 1.01,9.01 07/11/06 STEELCLOUD INC VA 5.02,9.01 07/10/06 Structured Adjustable Rate Mortgage L DE 8.01,9.01 06/30/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 06/30/06 SUNCOM WIRELESS HOLDINGS, INC. 1.01,1.02,9.01 07/10/06 SUNCOM WIRELESS INC 1.01,1.02,9.01 07/10/06 SYNNEX CORP DE 5.02,8.01,9.01 07/10/06 TACTICAL AIR DEFENSE SERVICES, INC. NV 1.01,9.01 07/14/06 Tao Minerals Ltd. NV 1.01,9.01 06/30/06 TARGET CORP MN 9.01 07/14/06 TBW 2006-3 DE 8.01 06/30/06 TELEPLUS ENTERPRISES INC 2.01,9.01 06/21/06 TIGER TELEMATICS INC DE 4.01,9.01 06/14/06 TORVEC INC NY 3.02 07/14/06 TOWER FINANCIAL CORP IN 2.02,9.01 07/14/06 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.02 06/16/06 TRANSMONTAIGNE INC DE 8.01,9.01 07/13/06 TRANSNATIONAL FINANCIAL NETWORK INC CA 1.01 07/10/06 TRIZEC PROPERTIES INC DE 2.01,9.01 05/02/06 AMEND TRUDY CORP DE 3.02,9.01 07/14/06 Tube Media Corp. CO 5.02,5.03,8.01,9.01 07/11/06 TWEETER HOME ENTERTAINMENT GROUP INC DE 2.02,9.01 07/06/06 U. S. Premium Beef, LLC 7.01,9.01 07/14/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 8.01,9.01 07/14/06 URANIUM RESOURCES INC /DE/ DE 8.01 07/14/06 US Oncology Holdings, Inc. DE 1.01,9.01 07/10/06 US ONCOLOGY INC DE 1.01,9.01 07/10/06 VIDEO DISPLAY CORP GA 2.02,9.01 07/14/06 VILLAGEEDOCS INC CA 3.02,9.01 07/14/06 AMEND VITACUBE SYSTEMS HOLDINGS INC NV 1.01,5.02,8.01,9.01 07/14/06 Wachovia Mortgage Loan Trust Series 2 DE 8.01,9.01 06/29/06 Wachovia Mortgage Loan Trust Series 2 DE 8.01,9.01 06/29/06 WALT DISNEY CO/ DE 8.01,9.01 07/13/06 Washington Mutual Mortgage Pass-Throu DE 9.01 06/29/06 WEATHERFORD INTERNATIONAL LTD D0 1.01,9.01 07/12/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 06/29/06 WESTERN GAS RESOURCES INC DE 8.01,9.01 07/14/06 WESTERN SIZZLIN CORP DE 8.01 07/11/06 WHITTIER ENERGY CORP NV 8.01 07/14/06 WORLDSPAN L P DE 1.01 07/10/06 WPS RESOURCES CORP WI 8.01 07/13/06 WPT ENTERPRISES INC 1.01,9.01 07/10/06 XENOGEN CORP DE 2.02,8.01,9.01 07/13/06 XTREME COMPANIES INC NV 1.02,9.01 07/06/06 ZAPATA CORP NV 3.01 07/14/06