SEC NEWS DIGEST Issue 2006-124 June 28, 2006 ENFORCEMENT PROCEEDINGS COMMISSION GRANTS SALIM LEWIS'S PETITION TO VACATE A 1990 COMMISSION BAR ORDER The Commission has granted a petition by Salim B. Lewis to vacate a 1990 Commission bar order. The 1990 order contained the findings that Lewis had pled guilty in 1989 to violating antifraud, recordkeeping, and margin requirements of the federal securities laws and that Lewis had been permanently enjoined in 1990 by a federal district court from violating those requirements. The Commission barred Lewis from association with a broker, dealer, investment adviser, investment company or municipal securities dealer. On Jan. 20, 2001, the President of the United States granted Lewis a full and unconditional pardon for his criminal conviction. Lewis filed a motion with the Commission on Sept. 9, 2004, seeking to vacate the bar order in light of the pardon. On June 10, 2005, the Commission denied Lewis's request to vacate the bar order in its entirety on the grounds that the order rested on the injunction as well as the criminal conviction. The Commission nonetheless vacated the portion of the bar order prohibiting Lewis from association with any investment company, investment adviser, or municipal securities dealer. On Dec. 30, 2005, Lewis filed a motion with the federal district court seeking to vacate his injunction. The court vacated the injunction on March 29, 2006. On March 30, 2006, Lewis filed a motion with the Commission seeking to vacate the remainder of the bar order. Under the unique circumstances of the case, and despite the underlying conduct engaged in by Lewis, the Commission believed it was necessary to set aside the remainder of the bar order. (Rel. 34-54054; File No. 3-7370) COMMISSION CHARGES POWERLINX, INC., TWO FORMER OFFICERS, ONE CURRENT OFFICER, AND ITS FORMER INDEPENDENT AUDITORS On June 27, the Commission filed a civil action in the U.S. District Court for the District of Columbia against PowerLinx, Inc. (PowerLinx, formerly known as SeaView Video Technology, Inc.), a manufacturer of security products and underwater cameras that is based in St. Petersburg, Florida, its former chief executive officer, George S. Bernardich III, and its former secretary and treasurer, James R. Cox, for issuing false and misleading press releases and making false and misleading filings with the Commission at various times between 2000 and 2004. PowerLinx consented to the entry of a judgment permanently enjoining it from violating Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 (Exchange Act), which are general antifraud provisions of the federal securities laws. PowerLinx also consented to being enjoined from violating the periodic reporting, books and records, and internal controls provisions contained in Exchange Act Sections 13(b)(2)(A), 13(b)(2)(B), and 15(d) and Rules 15d-1, 15d-11, 15d-13, and12b-20 thereunder. Bernardich and Cox consented to the entry of judgments permanently enjoining them from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder and aiding and abetting PowerLinx's reporting violations, and barring them from serving as officers and directors of public companies for a period of ten years. PowerLinx, Bernardich, and Cox consented to the entry of the judgments without admitting or denying the allegations in the Commission's complaint. The requested relief is subject to court approval. The complaint alleges that in September 2004, PowerLinx violated the antifraud provisions of the federal securities laws by issuing materially misleading press releases and filing materially misleading reports with the Commission concerning a purported $23 million sales contract with a defense contractor known as Universal General Corporation (UGC), which, in fact, had no revenues, no assets, and no means to satisfy any portion of its $23 million contractual obligation to PowerLinx. According to the complaint, PowerLinx performed virtually no due diligence to determine whether UGC was legitimate and could meet its contractual obligations. Bernardich was responsible for PowerLinx's due diligence failures and for drafting PowerLinx's materially misleading press releases and Commission filings. The complaint also alleges that during the first three quarters of fiscal year 2000, PowerLinx fraudulently recognized nearly ninety percent of its reported revenues based on fictitious camera sales by initiating consignment arrangements with numerous dealers and recording the consignment order amounts as revenue before any cameras were manufactured, shipped to the dealers, or sold to customers. During this same period, PowerLinx also issued numerous deceptive press releases that materially misrepresented the company's operations and offered glowing, but unsubstantiated, revenue and earnings forecasts. In April 2001, following a management change, PowerLinx filed with the Commission an annual report for 2000 containing a misleading restatement of revenues and other materially misleading disclosures and accounting errors. According to the complaint, the principal architect of PowerLinx's fraudulent activities during 2000 was its now-deceased former chief executive officer, Richard L. McBride. However, as further alleged, Cox was responsible for certain of PowerLinx's fraud and reporting violations and Bernardich, who had replaced McBride as chief executive officer in February 2001, aided and abetted PowerLinx's reporting violations with respect to the company's 2000 annual report. In related Commission proceedings, PowerLinx's former independent auditors, Accounting Consultants, Inc. (Accounting Consultants) and Carol L. McAtee, CPA, have consented to the issuance of cease-and- desist orders for causing certain of the company's reporting violations, and to orders pursuant to Rule 102(e) of the Commission's Rules of Practice denying them the privilege of appearing or practicing as accountants before the Commission with the right to reapply after two years. The Commission found that Accounting Consultants and McAtee had failed, in repeated instances, to comply with Generally Accepted Auditing Standards in performing their quarterly reviews and year-end audit of PowerLinx's 2000 financial statements. Accounting Consultants and McAtee consented to the issuance of the order without admitting or denying the findings in the Order. In addition, PowerLinx's current chief financial officer, Douglas Bauer, has consented to the issuance of a cease-and-desist order for his role in causing PowerLinx's reporting violation in connection with its April 2002 restatement of a deferred tax asset. Bauer consented to the issuance of the order without admitting or denying the findings in the Order. [SEC v. PowerLinx, Inc. (f/k/a SeaView Video Technology, Inc.), George S. Bernardich III, and James R. Cox, Civil Action No. 06-Civ-1172 (D.D.C.)] (LR-19740; AAE Rel. No. 2446); Administrative Proceedings - Accounting Consultants and McAtee (Rels. 34-54048; AAE Rel. No. 2447; File No. 3-12343); Bauer (Rels. 34-54049; AAE Rel. No. 2448; File No. 3-12344) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change, as amended by Amendment No. 1, submitted by the NYSE Arca (SR- NYSEArca-2006-26) relating to the trading of the shares of six Currency Trusts pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54043) PARTIAL ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted partial accelerated approval to a proposed rule change (SR-PCX-2005-115) and Amendment Nos. 1 and 2 thereto submitted by the NYSE Arca relating to trading shares of the funds of the ProShares Trust pursuant to Unlisted Trading Privileges. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54045) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NYSEArca-2006-42) filed by the NYSE Arca relating to extending the time period by which the Exchange will amend the NASD-PCX Agreement pursuant to Rule 17d-2 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54046) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-10 MIRAMAR MINING CORP, 311 WEST FIRST ST, NORTH VANCOUVER, BRITISH COLUMBIA CAN, A1, 6049852572 - 0 ($81,916,800.00) Equity, (File 333- 135349 - Jun. 27) (BR. 04B) S-8 LITHIA MOTORS INC, 360 E JACKSON ST, MEDFORD, OR, 97501, 5417766899 -700,000 ($21,070,000.00) Equity, (File 333-135350 - Jun. 27) (BR. 02C) S-1 Universal Compression Partners, L.P., 4444 BRITTMORE ROAD, HOUSTON, TX, 77041-8004, 713-335-7000 -0 ($132,825,000.00) Limited Partnership Interests, (File 333-135351 -Jun. 27) (BR. 02) SB-2 Genemen Inc., 775-338-2598 - 1,237,500 ($24,750.00) Equity, (File 333-135352 - Jun. 27) (BR. 01) S-1 Symmetry Holdings Inc, C/O KELLEY DRYE & WARREN LLP, 101 PARK AVENUE, NEW YORK, NY, 10178, 212-808-7800 -90,000,002 ($305,625,100.00) Equity, (File 333-135353 - Jun. 27) (BR. 09A) SB-1 Denarii Resources Inc., SUITE 510, 999 WEST HASTINGS STREET, VANCOUVER, A1, V6C 2W2, 604-685-7552 - 5,000,000 ($25,000.00) Equity, (File 333-135354 - Jun. 27) (BR. 09) S-3ASR PACIFIC CAPITAL BANCORP /CA/, 1021 ANACAPA STREET, PO BOX 60839, SANTA BARBARA, CA, 931600839, 8055646312 -0 ($38,000,000.00) Non-Convertible Debt, (File 333-135355 - Jun. 27) (BR. 07A) S-8 COMBINATORX, INC, 245 FIRST STREET, 16TH FLOOR, CAMBRIDGE, MA, 02142, 617-301-7000 - 0 ($106,320,000.00) Equity, (File 333-135356 - Jun. 27) (BR. 01A) S-3 CONSUMER PORTFOLIO SERVICES INC, 16355 LAGUNA CANYON, IRVINE, CA, 92618, 9497536800 - 4,600,000 ($30,958,000.00) Equity, (File 333- 135357 - Jun. 27) (BR. 07C) S-8 VOXWARE INC, 168 FRANKLIN CORNER RD, LAWRENCEVILLE, NJ, 08648, 6095144100 - 150,000 ($1,012.28) Equity, (File 333-135358 - Jun. 27) (BR. 03B) S-8 IBERIABANK CORP, 200 WEST CONGRESS STREET, LAFAYETTE, LA, 70505, 3375214003 - 450,000 ($26,149,500.00) Equity, (File 333-135359 -Jun. 27) (BR. 07A) S-8 CHURCHILL DOWNS INC, 700 CENTRAL AVE, LOUISVILLE, KY, 40208, 5026364400 - 120,000 ($4,414,800.00) Equity, (File 333-135360 -Jun. 27) (BR. 05A) F-6 Air China LTD, SOUTH TERMINAL, BEIJING CAPITAL AIRPORT, CHAOYANG DISTRICT, BEIJING, F4, 100621, 011-86-10-6458-2211 -20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-135361 - Jun. 27) (BR. ) S-8 PHARMION CORP, 2525 28TH STREET, BOULDER, CO, 80301, 720 564 9100 -0 ($16,390,000.00) Equity, (File 333-135362 - Jun. 27) (BR. 01B) S-8 CABOT OIL & GAS CORP, 1200 ENCLAVE PARKWAY, HOUSTON, TX, 77077, 2815894600 - 0 ($10,000,000.00) Other, (File 333-135365 - Jun. 27) (BR. 04B) S-8 CANWEST PETROLEUM CORP, 206-475 HOWE ST, VANCOUVER BC, A1, 00000, 6046858355 - 510,000 ($2,565,300.00) Equity, (File 333-135366 -Jun. 27) (BR. 04A) S-8 NELNET INC, 121 SOUTH 13TH ST, STE 201, LINCONLN, NE, 68508, 1,000,000 ($40,590,000.00) Equity, (File 333-135367 - Jun. 27) (BR. 05D) S-3ASR CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 4058488000 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-135368 - Jun. 27) (BR. 04B) S-3 AEP Texas Central Transition Funding II LLC, 1 RIVERSIDE PLAZA, COLUMBUS, OH, 43215, 614-716-2663 -0 ($1,000,000.00) Non-Convertible Debt, (File 333-135370 - Jun. 27) (BR. ) SB-2 Piedmont Mining Company, Inc., 18124 WEDGE PARKWAY, SUITE 214, RENO, NV, 89511, (212) 734-9848 - 13,101,227 ($2,245,464.73) Equity, (File 333-135376 - Jun. 27) (BR. ) SB-2 GLOBAL MATRECHS, INC., 90 GROVE STREET, SUITE 202, RIDGEFIELD, CT, 06877, 203 431 8120 - 195,063,636 ($11,508,754.52) Equity, (File 333-135377 - Jun. 27) (BR. 11B) S-4 Fuel Systems Solutions, Inc., 16804 GRIDLEY PLACE, CERRITOS, CA, 90703, 562-860-6666 - 0 ($321,886,142.00) Equity, (File 333-135378 - Jun. 27) (BR. ) S-8 WASTE MANAGEMENT INC, 1001 FANNIN STREET, STE 4000, HOUSTON, TX, 77002, 7135126200 - 2,500,000 ($85,787,500.00) Equity, (File 333- 135379 -Jun. 27) (BR. 06A) S-3ASR LONGVIEW FIBRE CO, P O BOX 639, 300 FIBRE WAY, LONGVIEW, WA, 98632, 360-425-1550 - 0 ($385,117,315.18) Equity, (File 333-135380 - Jun. 27) (BR. 03B) S-4 WEBSTER FINANCIAL CORP, WEBSTER PLAZA, 145 BANK ST, WATERBURY, CT, 06720, 2037532921 - 4,009,000 ($173,435,625.00) Equity, (File 333- 135381 - Jun. 27) (BR. 07B) S-3ASR Abraxis BioScience, Inc., 1501 EAST WOODFIELD ROAD, SUITE 300 EAST, SCHAUMBURG, IL, 60173-5837, 847-969-2700 -0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-135383 -Jun. 27) (BR. 01B) S-4 MULTI FINELINE ELECTRONIX INC, 3140 E CORONADO ST, STE A, ANAHEIM, CA, 92806, 7142381487 - 0 ($1,229,440,519.00) Equity, (File 333-135384 -Jun. 27) (BR. 10B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- Abraxis BioScience, Inc. DE 9.01 04/18/06 AMEND ACE Securities Corp. Home Equity Loan DE 9.01 06/27/06 ADELPHIA COMMUNICATIONS CORP DE 1.01,9.01 06/21/06 ADVANCED ACCESSORY HOLDINGS CORP DE 1.01,9.01 06/23/06 ADVANSTAR COMMUNICATIONS INC NY 2.04,9.01 06/23/06 ADVANSTAR INC DE 2.04,9.01 06/23/06 AGL RESOURCES INC GA 7.01,9.01 06/27/06 ALANCO TECHNOLOGIES INC AZ 1.01,2.01,9.01 06/26/06 ALEXANDER & BALDWIN INC HI 5.02,9.01 06/22/06 ALLIED WASTE INDUSTRIES INC DE 1.01 06/20/06 ALMOST FAMILY INC DE 8.01,9.01 06/27/06 AMERICAN EXPRESS CREDIT CORP DE 8.01,9.01 06/22/06 American Home Mortgage Investment Tru DE 8.01,9.01 06/26/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 06/26/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 06/26/06 AMERICAN MEDIA OPERATIONS INC DE 1.01 06/21/06 AMERICAN MEDIA OPERATIONS INC DE 1.01,9.01 06/26/06 AMERICAN POWER CONVERSION CORPORATION MA 2.05,9.01 06/27/06 AMERICANWEST BANCORPORATION WA 7.01 06/23/06 ANGIODYNAMICS INC DE 8.01,9.01 06/27/06 ANTS SOFTWARE INC DE 8.01 06/26/06 AON CORP DE 7.01,9.01 06/27/06 APOLLO GROUP INC AZ 5.02,9.01 06/26/06 APPLIED NEUROSOLUTIONS INC DE 5.02 06/26/06 ARCH COAL INC DE 1.01,2.03,9.01 06/23/06 ARCHSTONE SMITH OPERATING TRUST 1.01,2.03,9.01 06/26/06 ARCHSTONE SMITH TRUST MD 1.01,2.03,9.01 06/27/06 ARVINMERITOR INC IN 1.01,1.02,2.03,3.03,9.01 06/23/06 ASIA PAYMENT SYSTEMS INC NV 1.01,5.02,9.01 05/19/06 AMEND ATARI INC DE 1.01,1.02,2.03 06/21/06 AVANI INTERNATIONAL GROUP INC // NV 2.01,3.02 06/15/06 AZUL STUDIOS INTERNATIONAL INC. WA 3.02 05/30/06 BARR PHARMACEUTICALS INC DE 1.01,9.01 06/26/06 BARRIER THERAPEUTICS INC DE 5.02,8.01,9.01 06/21/06 Bear Stearns Asset Backed Securities DE 9.01 03/30/06 BEHRINGER HARVARD REIT I INC MD 1.01,2.01,2.03,8.01,9.01 06/21/06 BERKSHIRE HATHAWAY INC DE 8.01,9.01 06/25/06 BIGGEST LITTLE INVESTMENTS LP DE 4.01 06/19/06 AMEND BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,9.01 06/09/05 BIOMARIN PHARMACEUTICAL INC DE 5.03,9.01 06/21/06 BODISEN BIOTECH, INC DE 7.01,9.01 06/22/06 BOEING CO DE 8.01 06/27/06 BPI Energy Holdings, Inc. 1.01,1.02,9.01 06/23/06 BRADLEY PHARMACEUTICALS INC DE 7.01,8.01 06/26/06 BRIDGE BANCORP INC NY 8.01,9.01 06/26/06 BROADWAY FINANCIAL CORP \DE\ DE 8.01,9.01 06/26/06 Brookdale Senior Living Inc. DE 8.01,9.01 06/27/06 BUCKEYE TECHNOLOGIES INC DE 1.01 06/27/06 CABOT MICROELECTRONICS CORP DE 8.01 06/23/06 CALIFORNIA MICRO DEVICES CORP CA 9.01 04/13/06 AMEND CALLISTO PHARMACEUTICALS INC DE 7.01,9.01 06/27/06 CAMDEN NATIONAL CORP ME 7.01,9.01 06/27/06 CAMDEN NATIONAL CORP ME 7.01,9.01 06/27/06 CAMPBELL SOUP CO NJ 1.01 06/22/06 CAMPBELL SOUP CO NJ 1.01 06/22/06 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 5.02,9.01 06/21/06 CARMAX INC VA 7.01,9.01 06/27/06 CARRAMERICA REALTY CORP MD 1.01,8.01,9.01 06/26/06 CARREKER CORP DE 5.02 06/26/06 CARREKER CORP DE 1.01,5.02,9.01 06/26/06 CBRL GROUP INC TN 7.01,9.01 06/27/06 Center for Wound Healing, Inc. 5.02,9.01 06/19/06 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01 06/14/06 CENVEO, INC CO 1.01,2.03,3.03,8.01,9.01 06/21/06 CEVA INC DE 5.02,7.01,9.01 06/23/06 CHAAS ACQUISITIONS LLC DE 1.01,9.01 06/23/06 CHARMING SHOPPES INC PA 1.01,9.01 06/21/06 CHARYS HOLDING CO INC 1.01,9.01 06/20/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 06/27/06 CHESAPEAKE ENERGY CORP OK 8.01,9.01 06/26/06 CHINA EDUCATION ALLIANCE INC. NC 4.01,9.01 01/18/06 AMEND China Health Holding, Inc. NV 8.01,9.01 06/22/06 CHINA MEDIA1 CORP. NV 1.01,3.02,9.01 06/21/06 CIGNA CORP DE 7.01 06/27/06 CIROND CORP NV 3.02 06/23/06 CITIZENS BANKING CORP MI 8.01,9.01 06/27/06 CLARCOR INC DE 8.01,9.01 06/27/06 CLEVELAND CLIFFS INC OH 7.01,9.01 06/26/06 CLEVELAND CLIFFS INC OH 1.01,1.02,2.03,8.01,9.01 06/23/06 CNET NETWORKS INC DE 8.01 06/26/06 COLDWATER CREEK INC DE 8.01,9.01 06/27/06 COLLEGIATE PACIFIC INC DE 8.01,9.01 06/27/06 COLONIAL COMMERCIAL CORP NY 1.01,2.03,9.01 06/23/06 COMCAST CORP PA 1.01,9.01 06/21/06 COMMUNITY VALLEY BANCORP CA 8.01,9.01 06/27/06 Compass Diversified Trust DE 8.01,9.01 06/27/06 CONTINENTAL MATERIALS CORP DE 4.02 06/22/06 COTT CORP /CN/ 1.01 05/16/06 AMEND CRA INTERNATIONAL, INC. MA 4.01,9.01 06/26/06 CRITICAL THERAPEUTICS INC DE 1.01,5.02,8.01,9.01 06/23/06 CWABS INC DE 9.01 06/27/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/27/06 CYBERADS INC 1.01,2.01,5.03,9.01 06/21/06 CYBERONICS INC DE 8.01 06/26/06 DADE BEHRING HOLDINGS INC DE 4.01,9.01 06/27/06 DAYTON POWER & LIGHT CO OH 8.01,9.01 06/21/06 DEL MONTE FOODS CO DE 1.01,9.01 06/21/06 DELCATH SYSTEMS INC DE 8.01,9.01 06/27/06 Dermisonics, Inc NV 7.01,9.01 06/15/06 DHB INDUSTRIES INC DE 5.02,9.01 06/21/06 DIGITAL GENERATION SYSTEMS INC DE 1.01,9.01 06/22/06 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 06/27/06 DPL INC OH 8.01,9.01 06/21/06 DRIL-QUIP INC DE 7.01,9.01 06/14/06 AMEND DRUGMAX INC NV 7.01,9.01 06/23/06 EAGLE MATERIALS INC DE 7.01,9.01 06/27/06 EL CAPITAN PRECIOUS METALS INC NV 8.01,9.01 06/22/06 ELITE PHARMACEUTICALS INC /DE/ DE 8.01,9.01 06/27/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 06/27/06 ENNIS, INC. TX 2.02,9.01 06/26/06 EPIQ SYSTEMS INC MO 1.01,9.01 06/26/06 ESTERLINE TECHNOLOGIES CORP DE 7.01,9.01 06/26/06 EXELON CORP PA 7.01,9.01 06/27/06 Federal Home Loan Bank of Atlanta X1 1.01,9.01 06/23/06 Federal Home Loan Bank of Atlanta X1 2.03 06/21/06 Federal Home Loan Bank of Boston X1 2.03 06/21/06 Federal Home Loan Bank of Chicago X1 2.03 06/22/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/21/06 Federal Home Loan Bank of Dallas 2.03 06/21/06 Federal Home Loan Bank of Dallas 1.01,9.01 06/23/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/23/06 Federal Home Loan Bank of Indianapoli X1 1.01,9.01 06/23/06 Federal Home Loan Bank of New York X1 1.01,2.03,9.01 06/21/06 Federal Home Loan Bank of San Francis X1 2.03 06/21/06 Federal Home Loan Bank of Seattle 1.01,9.01 06/23/06 Federal Home Loan Bank of Seattle 2.03 06/26/06 FIDELIS ENERGY INC NV 1.01,9.01 06/01/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 2.01 06/26/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/26/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/27/06 FIRSTFED FINANCIAL CORP DE 7.01,9.01 05/31/06 FOOTHILLS RESOURCES INC 1.01,9.01 06/21/06 Fortress America Acquisition CORP DE 1.01,7.01,9.01 06/26/06 FORWARD INDUSTRIES INC NY 1.01,8.01 06/27/06 FURNITURE BRANDS INTERNATIONAL INC DE 8.01,9.01 06/27/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 06/27/06 GARUDA CAPITAL CORP NV 7.01,9.01 06/27/06 GASCO ENERGY INC NV 7.01,9.01 06/26/06 GCO Education Loan Funding Trust-I DE 8.01,9.01 06/15/06 GENERAL MOTORS CORP DE 8.01 06/26/06 GLASSMASTER CO SC 5.02 06/27/06 GOLD RESOURCE CORP CO 5.02 06/20/06 GREIF INC DE 5.02 06/22/06 GRIFFIN LAND & NURSERIES INC DE 7.01,9.01 06/27/06 GSAMP Trust 2006-S4 DE 9.01 06/09/06 GUITAR CENTER INC DE 1.01,9.01 06/21/06 HAMPTON ROADS BANKSHARES INC VA 1.01,9.01 03/13/01 HANOVER DIRECT INC DE 4.01,9.01 06/23/06 HARLEYSVILLE GROUP INC DE 8.01 06/27/06 HAROLDS STORES INC OK 3.01,9.01 06/27/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 06/15/06 HERBALIFE LTD. E9 8.01,9.01 06/27/06 HIENERGY TECHNOLOGIES INC DE 5.02,9.01 06/21/06 HOMASSIST CORP NV 4.01,9.01 06/23/06 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 8.01 06/20/06 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 06/15/06 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE 9.01 06/15/06 HOUSTON EXPLORATION CO DE 7.01,9.01 06/26/06 ICO INC TX 5.02,9.01 06/26/06 ICONIX BRAND GROUP, INC. DE 9.01 04/11/06 AMEND IMMUNE RESPONSE CORP DE 3.02 06/21/06 Implantable Visions, Inc. UT 2.01 06/23/06 AMEND IndyMac Home Equity Mortgage Loan Ass 9.01 06/26/06 INDYMAC MBS INC 8.01,9.01 06/26/06 INFOCUS CORP OR 2.02,8.01,9.01 06/26/06 INTEGRATED ELECTRICAL SERVICES INC DE 1.01 06/21/06 INTERLINE BRANDS, INC./DE DE 1.01,1.02,2.03,8.01,9.01 06/23/06 INTERNATIONAL SHIPHOLDING CORP DE 8.01,9.01 06/26/06 INTRAWARE INC DE 1.01,3.03,8.01,9.01 06/22/06 INVISA INC 5.02 06/13/06 IWT TESORO CORP NV 7.01,9.01 06/26/06 J P MORGAN CHASE & CO DE 9.01 06/23/06 JCM PARTNERS LLC DE 8.01 06/20/06 JOHNSON & JOHNSON NJ 8.01 06/26/06 KINDER MORGAN INC KS 1.01,1.02,2.03,9.01 06/26/06 KNBT BANCORP INC PA 8.01,9.01 06/26/06 KNIGHT TRANSPORTATION INC AZ 8.01 06/27/06 LEESPORT FINANCIAL CORP PA 8.01,9.01 06/22/06 LIFETIME BRANDS, INC DE 8.01,9.01 06/27/06 Linkwell CORP FL 8.01 06/26/06 Linn Energy, LLC DE 7.01,9.01 06/27/06 LITHIA MOTORS INC OR 7.01,9.01 06/27/06 LOCKHEED MARTIN CORP MD 5.03,9.01 06/22/06 MACATAWA BANK CORP MI 1.01,9.01 06/22/06 Macquarie Infrastructure CO Trust DE 2.01,2.03,9.01 06/07/06 AMEND Magyar Bancorp, Inc. DE 7.01,9.01 06/26/06 MARVELL TECHNOLOGY GROUP LTD D0 1.01,9.01 06/26/06 MAXIMUS INC VA 1.01,2.02,9.01 06/21/06 MEDIA GENERAL INC VA 2.01,9.01 06/26/06 MEDIA SCIENCES INTERNATIONAL INC DE 8.01,9.01 06/23/06 MERCER INSURANCE GROUP INC PA 8.01 06/27/06 MERCURY COMPUTER SYSTEMS INC MA 8.01,9.01 06/27/06 MERISANT CO 1.01,2.03,9.01 06/23/06 MERRIMAC INDUSTRIES INC DE 3.02,9.01 06/22/06 METHODE ELECTRONICS INC DE 8.01,9.01 06/26/06 METRIS MASTER TRUST DE 9.01 06/20/06 MICRONETICS INC DE 2.02,9.01 06/26/06 MIDDLETON DOLL CO WI 1.01,1.02,2.01 05/22/06 MILLS CORP DE 1.01,9.01 06/21/06 MOLINA HEALTHCARE INC DE 7.01,9.01 06/27/06 MONADNOCK COMMUNITY BANCORP INC 8.01,9.01 06/26/06 Morgan Stanley ABS Capital I Inc. Tru DE 9.01 05/19/06 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 06/26/06 MTM Technologies, Inc. NY 9.01 12/01/05 AMEND NATIONAL INSTRUMENTS CORP /DE/ DE 1.01 06/21/06 National Interstate CORP OH 8.01 06/23/06 NATURAL GAS SERVICES GROUP INC 1.01 06/21/06 NAVISTAR INTERNATIONAL CORP DE 8.01,9.01 06/27/06 NEVADA POWER CO NV 2.03 06/26/06 NEW MEDIUM ENTERPRISES INC NV 2.03,5.02 06/26/06 NEW ULM TELECOM INC MN 1.01,9.01 06/27/06 NEWPORT INTERNATIONAL GROUP INC DE 1.01 06/22/06 NEXTEL PARTNERS INC DE 1.01,1.02,5.01,5.02,5.03,9.01 06/26/06 NIKE INC OR 2.02,9.01 06/27/06 NMS COMMUNICATIONS CORP DE 4.01,9.01 06/23/06 NOBLE CORP 8.01,9.01 06/27/06 NORTEL NETWORKS CORP 8.01,9.01 06/06/06 AMEND NORTEL NETWORKS LTD 8.01,9.01 06/06/06 AMEND NORTHWEST PIPELINE CORP DE 7.01,9.01 06/26/06 NORTHWESTERN CORP DE 5.03,9.01 06/27/06 ODYSSEY MARINE EXPLORATION INC NV 5.02 06/22/06 OHIO EDISON CO OH 2.03,9.01 06/26/06 OLIN CORP VA 1.01,9.01 06/26/06 Opteum Inc. MD 7.01,9.01 06/27/06 OPTIO SOFTWARE INC GA 1.01,9.01 06/23/06 OSTEOTECH INC DE 5.02,9.01 06/21/06 Pacific Ethanol, Inc. DE 1.01,5.02,9.01 06/26/06 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 06/26/06 PALL CORP NY 1.01,1.02,2.03,9.01 06/21/06 PATRIOT TRANSPORTATION HOLDING INC FL 4.01,7.01 06/27/06 PENNSYLVANIA COMMERCE BANCORP INC 8.01,9.01 06/27/06 PEPSICO INC NC 5.02,9.01 06/23/06 PERRIGO CO MI 2.05,2.06,7.01,9.01 06/23/06 PHELPS DODGE CORP NY 8.01,9.01 06/27/06 PONIARD PHARMACEUTICALS, INC. WA 1.01,5.02,9.01 06/26/06 POSSIS MEDICAL INC MN 7.01,9.01 06/26/06 PRE PAID LEGAL SERVICES INC OK 1.01,2.03,8.01,9.01 06/07/06 PRINTRONIX INC DE 2.02,9.01 06/26/06 PRIVATEBANCORP INC DE 7.01 06/27/06 PROGRESS SOFTWARE CORP /MA MA 8.01 06/27/06 PROTECTIVE LIFE INSURANCE CO TN 9.01 06/22/06 PROXYMED INC /FT LAUDERDALE/ FL 5.02,8.01,9.01 06/22/06 QORUS COM INC FL 2.02,9.01 06/21/06 QUAKER CHEMICAL CORP PA 1.01,9.01 06/23/06 RAMBUS INC DE 8.01,9.01 06/27/06 RAMP Series 2006-RS4 Trust DE 8.01,9.01 06/27/06 REPUBLIC BANCORP INC MI 8.01,9.01 06/26/06 Republic Companies Group, Inc. DE 1.01,9.01 06/26/06 ROCKWELL COLLINS INC DE 5.02,9.01 06/23/06 SAFETEK INTERNATIONAL INC DE 5.02,9.01 06/21/06 SAKS CREDIT CARD MASTER TRUST NV 9.01 06/15/06 SAND HILL IT SECURITY ACQUISITION COR CA 1.01,9.01 06/26/06 AMEND SANDS REGENT NV 2.02,3.01,9.01 06/27/06 SANTARUS INC DE 7.01 06/26/06 SILICON GRAPHICS INC DE 1.01,9.01 06/23/06 SILVERGRAPH INTERNATIONAL INC NV 1.01,2.01,3.02,4.01, 06/23/06 5.01,5.02,5.03,5.06,9.01 SILVERGRAPH INTERNATIONAL INC NV 8.01,9.01 06/26/06 SIRICOMM INC DE 8.01,9.01 06/27/06 SKYE INTERNATIONAL, INC NV 2.02 06/23/06 SOLUTIA INC DE 7.01,9.01 06/27/06 Sound Revolution Inc. DE 5.02,7.01,9.01 06/26/06 SOUTHERN UNION CO DE 7.01,9.01 06/27/06 Spansion Inc. DE 2.03,3.02,9.01 06/26/06 SPRINT NEXTEL CORP KS 8.01,9.01 06/26/06 STAAR SURGICAL CO DE 7.01 06/26/06 STANDARD MANAGEMENT CORP IN 4.01,9.01 04/27/06 STEM CELL INNOVATIONS, INC. DE 5.02 06/21/06 Stone Arcade Acquisition CORP DE 7.01,8.01,9.01 06/27/06 STRATECO RESOURCES INC 1.01 06/22/06 STRIDE RITE CORP MA 2.02 06/02/06 Sun American Bancorp DE 8.01 06/26/06 SUNRISE TELECOM INC 1.01 06/26/06 SUNTERRA CORP MD 1.01,1.02,5.02 06/21/06 SUPERGEN INC DE 1.01,2.05,9.01 06/21/06 SUPERIOR GALLERIES INC DE 1.02,9.01 03/31/06 AMEND Surge Global Energy, Inc. 5.02 06/26/06 Tabatha V, Inc. CO 5.01,5.02 06/08/06 TAM of Henderson, Inc. NV 1.01,9.01 06/26/06 TARGACEPT INC 1.01 06/21/06 TELENETICS CORP CA 4.01,9.01 06/21/06 TIB FINANCIAL CORP. FL 1.01,2.03 06/23/06 TIME WARNER INC DE 1.01 06/21/06 TOWER AUTOMOTIVE INC DE 2.05 06/26/06 TREND MINING CO DE 7.01,9.01 06/27/06 TRIMERIS INC DE 8.01 06/27/06 TRIMOL GROUP INC DE 8.01,9.01 06/23/06 TWEETER HOME ENTERTAINMENT GROUP INC DE 5.02,9.01 06/23/06 UNIFIRST CORP MA 2.02,9.01 05/27/06 UNISOURCE ENERGY CORP AZ 1.01,9.01 06/26/06 UNITED HERITAGE CORP UT 8.01,9.01 06/27/06 UNIVERSAL COMPRESSION HOLDINGS INC DE 8.01,9.01 06/26/06 UNIVISION COMMUNICATIONS INC DE 5.04,9.01 06/26/06 US GLOBAL NANOSPACE INC DE 1.01,9.01 06/15/06 UST INC DE 1.01,9.01 06/21/06 VALEANT PHARMACEUTICALS INTERNATIONAL DE 1.01,9.01 06/22/06 VALOR COMMUNICATIONS GROUP INC DE 7.01,8.01 06/27/06 VECTOR GROUP LTD DE 2.02,9.01 06/27/06 VERISIGN INC/CA DE 8.01,9.01 06/26/06 VIASPACE Inc. NV 8.01,9.01 06/26/06 VIASYSTEMS INC DE 1.01 06/21/06 VINEYARD NATIONAL BANCORP CA 1.01,9.01 06/27/06 VISION BANCSHARES INC AL 1.01,9.01 06/26/06 VISTA GOLD CORP 8.01,9.01 06/26/06 VOLT INFORMATION SCIENCES, INC. NY 4.02 06/26/06 VOXWARE INC DE 8.01 06/27/06 WELLCARE HEALTH PLANS, INC. DE 1.01 06/21/06 WENDYS INTERNATIONAL INC OH 7.01,9.01 06/27/06 WESTLAKE CHEMICAL CORP 5.02,9.01 06/26/06 Westpac Securitisation Mgt Pty Ltd Se 9.01 09/23/05 WINNEBAGO INDUSTRIES INC IA 1.01,9.01 06/21/06 WINSONIC DIGITAL MEDIA GROUP LTD NV 1.01,2.03,9.01 05/17/06 WORLD AM, INC. 1.01,3.02,9.01 02/07/06 AMEND WORLDSPAN L P DE 1.01,7.01 06/21/06 WPT ENTERPRISES INC 1.01,7.01,9.01 06/21/06 YUM BRANDS INC NC 8.01,9.01 06/27/06 ZYGO CORP DE 8.01,9.01 06/27/06