SEC NEWS DIGEST Issue 2006-96 May 18, 2006 COMMISSION ANNOUNCEMENTS PAUL BERGER, ASSOCIATE DIRECTOR OF ENFORCEMENT, TO LEAVE COMMISSION The Securities and Exchange Commission announced today that Paul R. Berger, Associate Director of Enforcement, will leave the Commission. He will become a partner in the law firm Debevoise & Plimpton LLP, resident in the firm's Washington office. Linda Chatman Thomsen, the Director of the Division of Enforcement, said, "For fourteen years, Paul Berger has brought 200% to the job of protecting investors. He is an intrepid investigator who has used his keen intellect, abundant creativity and sheer hard work to tackle the full array of securities law violations. He has been a great mentor, a great leader, a great colleague, and a great friend. We celebrate his service and wish him all the very, very best." Mr. Berger said, "I have had the distinct privilege and good fortune to work on behalf of American investors for 14 years and to do that by working with the most extraordinary group of talented, dedicated professionals. Reason, good judgment, and fairness are the hallmark of the people that I have worked with and I am proud to have been associated with such a sterling example of good government." Mr. Berger, 56, joined the Commission's staff in 1992 as a staff attorney in the Division of Enforcement. He became a branch chief in 1994, an assistant director in 1996, and an associate director in April 2000. During his tenure, Mr. Berger supervised and conducted investigations and enforcement activities that spanned a wide array of matters, including financial fraud, insider trading, auditor independence, illicit payments under the Foreign Corrupt Practices Act (FCPA), executive compensation, Regulation FD, and broker-dealer cases. Since 2000, Mr. Berger has chaired the Financial Fraud Task Force, a group that takes on difficult and leading edge investigations that may enable the Commission to send important messages that will help fulfill the Commission's mission of protecting investors. Mr. Berger has participated in bringing several notable enforcement cases, including: Financial fraud cases against Lucent, Xerox and six senior executives; KPMG (based on Xerox audits) and five audit partners; AremisSoft and senior management (working with the Department of Justice to successfully freeze assets in the Isle of Man and repatriate $200 million to the U.S.); ACLN and senior executives (freezing over $45 million in four European countries); Huntington Bancshares and senior executives; Take-Two and senior executives; and Livent and senior executives; FCPA cases against Titan (with the Department of Justice, the largest FCPA settlement ever); ABB Ltd, the first Commission case to seek and obtain disgorgement in an illicit payments case; Triton; Baker Hughes; Syncor; and Monsanto; Executive compensation cases against General Electric and Tyson Foods; Auditor Independence cases against KPMG for the Xerox audits; Ernst & Young for independence violations with respect to PeopleSoft (resulting in successful litigation in which the Chief Administrative Law Judge barred Ernst & Young from accepting new audit client for six months); KPMG for the impairment of the AIM Funds; Moret Ernst & Young; PwC in connection with Avon's audit; and PKF UK concerning the AremisSoft audits; Regulation FD cases against Schering-Plough and its former chairman/CEO; and Flowserve and the company's CEO and director of investor relations; Broker-Dealer cases against Knight Securities, the first fraud case ever filed against a broker-dealer for failure to provide "best execution" to institutional clients; and NationsBank, a sales practice case; Insider Trading cases involving the former Chairman and CEO of an investment bank, and Deephaven Capital, for trading in PIPEs transactions; and Other notable cases include the Fast-Trades Internet price manipulation case against law students; the E.ON AG case, the Commission's first action against a foreign issuer for making false statements concerning merger negotiations; and Solucorp, the first Section 10A case. Mr. Berger received the Commission's Stanley Sporkin Award, which recognizes those who have made "exceptionally tenacious and insightful contributions" to the enforcement of the federal securities laws. He is a graduate of The American University and the Antioch School of Law. (Press Rel. 2006-76) SEC EXTENDS COMPLIANCE DATES FOR REGULATION NMS The Securities and Exchange Commission today extended the compliance dates for Rule 610 and Rule 611 of Regulation NMS, a series of initiatives designed to modernize and strengthen the national market system for equity securities. In response to Regulation NMS and the desire of investors for more efficient trading, many exchanges are automating their equity trading systems. The Commission is extending the compliance dates to give these exchanges additional time to develop their new trading systems, and to give the securities industry time to establish the access to these trading systems. The initial compliance date for the rules has been extended from June 29, 2006, to a series of five dates, beginning on Oct. 16, 2006. In addition, the Commission, by separate order, has exempted until April 1, 2007, those self-regulatory organizations (SROs) that participate in the joint industry plans for distributing market data from compliance with the amended formula for allocating market data revenues to the SROs. Each of these compliance dates represents an essential functional step on the way to full implementation of Rules 610 and 611. The extended dates give automated trading centers more than seven additional months beyond the original June 29, 2006, compliance date to bring their Regulation NMS-compliant trading systems into full operation. The seven-month extension is in addition to the one-year period originally provided when Regulation NMS was published in June 2005. Accordingly, the extended dates are designed to provide all automated trading centers with sufficient time to meet the new intermediate compliance dates for posting final technical specifications and commencing full operation of their new or modified trading systems. In addition, the extended dates give all securities industry participants a nearly eleven-month extension of the original June 29, 2006, compliance date, including seven months after automated trading centers publicly post their final technical specifications. This extension is designed to facilitate a non-disruptive and cost- effective implementation of the new regulatory requirements by the securities industry. Finally, the exemption until April 1, 2007, for SROs to comply with the amended formula for allocating market data revenues will give trading centers additional time to implement systems that are capable of displaying automated quotations that meet the requirements of Regulation NMS. Under the amended formula, 50% of market data revenues will be allocated to SROs that display automated quotations at the best prices for NMS stocks. Rule 610 is intended to assure fair access to quotations, limit fees for accessing quotations, and require SROs to prohibit their members from displaying quotations that lock or cross quotations previously displayed by other markets. Rule 611 requires trading centers to establish policies and procedures to prevent "trade-throughs" - the execution of trades at prices inferior to the best-priced quotations displayed by automated trading centers. Automated trading centers must operate trading systems that comply with the automated response and other requirements of Regulation NMS. The trading systems can be operated by an SRO or operated by a broker-dealer that displays its quotes on the NASD's Alternative Display Facility. The extended compliance dates for Rule 610 and Rule 611 are as follows. Oct. 16, 2006 (Specifications Date): Final date for publication of final technical specifications for the Regulation NMS-compliant trading systems of all automated trading centers that intend to qualify their quotations for trade-through protection under Rule 611 during the Pilot Stocks Phase and All Stock Phase (as defined below). Feb. 5, 2007 (Trading Phase Date): Final date for full operation of Regulation NMS-compliant trading systems of all automated trading centers intending to qualify their quotations for trade-through protection under Rule 611 during the Pilot Stocks Phase and All Stocks Phase. The period from Feb. 5, 2007, to May 21, 2007, is the "Trading Phase." May 21, 2007 (Pilot Stocks Phase Date): Start of full industry compliance with Rule 610 and Rule 611 for 250 NMS stocks (100 NYSE stocks, 100 Nasdaq stocks, and 50 Amex stocks). The period from May 21, 2007 to July 9, 2007 is the "Pilot Stocks Phase." July 9, 2007 (All Stocks Phase Date): Start of full industry compliance with Rule 610 and Rule 611 for all remaining NMS stocks. The period from July 9, 2007, to Oct. 8, 2007, is the "All Stocks Phase." Oct. 8, 2007 (Completion Date): Completion of phased-in compliance with Rule 610 and Rule 611. The Commission's extension of compliance dates and exemptive order are available on its website at www.sec.gov/spotlight/regnms.htm. (Press Rel. 2006-77) ENFORCEMENT PROCEEDINGS REGENT ENERGY CORP., SKYGIVERS, INC., STOCK REGISTRATION REVOKED The registration of the stock of Regent Energy Corp. and of Skygivers, Inc., (also known as Spek 10 Corp.) has been revoked. Neither has filed any annual or quarterly reports with the Commission for four or more years. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-53827; File No. 3-12270) FORMER NETOPIA, INC. CHIEF FINANCIAL OFFICER WILLIAM BAKER TEMPORARILY SUSPENDED FROM PRACTICE UNDER RULE 102(e) FOR ROLE IN FINANCIAL FRAUD On May 18, the Commission instituted and simultaneously settled administrative proceedings against William D. Baker, Netopia, Inc.'s former Chief Financial Officer under Commission Rule of Practice 102(e). Baker was formerly licensed as a CPA in the State of Indiana. Baker consented, without admitting or denying the Commission's findings, to a Commission order suspending him from appearing or practicing before the Commission as an accountant, with a right to reapply after five years. The administrative proceedings were based on a federal court injunction entered against him on May 2, 2006. The Commission's complaint in the injunctive action alleged that Baker authorized Netopia to recognize revenue on a transaction with a reseller where collectibility was not probable and where the reseller's inability to pay precluded recognition of the revenue. The complaint also alleged that Baker became aware of the payment contingency in connection with a transaction improperly recognized as revenue in an earlier fiscal period, and did not take steps to correct the company's financial statements to reflect the contingency. (Rel. 34-53830; AAE Rel. No. 2432; File No. 3-12298) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-31) filed by the Chicago Board Options Exchange to extend until June 5, 2007, CBOE's pilot program for listing options on selected stocks trading below $20 at one-point intervals has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34- 53805) A proposed rule change (SR-ISE-2006-20) filed by the International Securities Exchange to extend until June 5, 2007, the ISE's pilot program for listing options on selected stocks trading below $20 at one-point intervals has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34- 53806) The Depository Trust Company filed a proposed rule change (SR-DTC- 2006-06), which became effective upon filing, under Section 19(b)(1) of the Exchange Act relating to changes to its SMART/Track for Buy-Ins service. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34-53810) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-03) under Section 19(b)(1) of the Exchange Act, which proposed rule change became effective upon filing, to effect certain fee changes to its ancillary services program. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34-53812) A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2006-062) to reflect the revised effective date of certain amendments to NASD's Order Audit Trail System Rules has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34-53818) A proposed rule change (SR-NASD-2006-052) and Amendment No. 1 thereto filed by the National Association of Securities Dealers to reflect the revised effective date of certain amendments to NASD's Order Audit Trail System Rules has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34- 53819) A proposed rule change filed by the Philadelphia Stock Exchange (SR- Phlx-2006-32) relating to Zero Bid Options has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 22. (Rel. 34-53822) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NSCC-2005-17) filed by the National Securities Clearing Corporation under Section 19(b)(1) of the Exchange Act to modify its rules and procedures related to the collection of commission payments. Publication of the order is expected in the Federal Register during the week of May 22. (Rel. 34- 53811) The Commission approved a proposed rule change (SR-BSE-2006-05) submitted by the Boston Stock Exchange to modify the Boston Options Exchange's Fee Schedule to impose surcharge fees for transactions in options on ETFs on a retroactive basis. Publication of the order is expected in the Federal Register during the week of May 22. (Rel. 34- 53817) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 JACK IN THE BOX INC /NEW/, 9330 BALBOA AVE, SAN DIEGO, CA, 92123-1516, 6195712121 - 100,000 ($4,415,500.00) Equity, (File 333-134186 - May. 17) (BR. 05B) S-1 NxStage Medical, Inc., 439 SOUTH UNION STREET, 5TH FLOOR, LAWRENCE, MA, 01843, 978-687-4700 - 0 ($76,576,500.00) Equity, (File 333-134187 - May. 17) (BR. 10) F-3 Gol Intelligent Airlines Inc., RUA TAMOIOS 246, JARDIM AEROPORTO, S?O PAULO, D5, 04630-000, 55 11 5033-4226 - 14,375,000 ($522,962,500.00) Equity, (File 333-134188 - May. 17) (BR. 05B) F-3 Gol Intelligent Airlines Inc., RUA TAMOIOS 246, JARDIM AEROPORTO, S?O PAULO, D5, 04630-000, 55 11 5033-4226 - 0 ($115,000,000.00) Debt Convertible into Equity, (File 333-134189 - May. 17) (BR. 05B) S-1 SUNPOWER CORP, 430 INDIO WAY, SUNNYVALE, CA, 94086, 408-991-0900 - 8,050,000 ($279,576,500.00) Equity, (File 333-134190 - May. 17) (BR. 10) S-1 AMICUS THERAPEUTICS INC, 1055 WASHINGTON BLVD, STAMFORD, CT, 06901, 0 ($86,250,000.00) Equity, (File 333-134191 - May. 17) (BR. ) S-8 SIGNET GROUP PLC, ZENITH HOUSE THE HYDE, COLINDALE, LONDON NW9 6EW ENGLA, X0, 00000, 100,000,000 ($195,000,000.00) Equity, (File 333-134192 - May. 17) (BR. 02B) S-8 INFORMATION ARCHITECTS CORP, 1420 NW 23RD AVE, FORT LAUDERDALE, FL, 33311, 954-561-7321 - 25,000,000 ($1,750,000.00) Equity, (File 333-134193 - May. 17) (BR. 03B) S-8 INFORMATION ARCHITECTS CORP, 1420 NW 23RD AVE, FORT LAUDERDALE, FL, 33311, 954-561-7321 - 100,000,000 ($7,000,000.00) Equity, (File 333-134194 - May. 17) (BR. 03B) S-8 GOAMERICA INC, C/O GOAMERICA, INC., 433 HACKENSACK AVENUE, HACKENSACK, NJ, 07601, 2019961717 - 400,000 ($1,520,000.00) Equity, (File 333-134195 - May. 17) (BR. 11B) S-3 ME PORTFOLIO MANAGEMENT LTD, LEVEL 23, 360 COLLINS STREET, MELBOURNE, VIC, C3, 3000, 61396056000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-134196 - May. 17) (BR. 05D) S-8 ENCOMPASS HOLDINGS, INC., 1005 TERMINAL WAY, SUITE 110, RENO, NV, 89502, 7753248531 - 4,000,000 ($800,000.00) Equity, (File 333-134197 - May. 17) (BR. 08B) S-8 DAIMLERCHRYSLER AG, MERCEDESSTRASSE 137, STUTTGART GERMANY, 2M, 70327, 01149711170 - 0 ($5,297,000.00) Equity, (File 333-134198 - May. 17) (BR. 05B) S-8 MAGELLAN HEALTH SERVICES INC, 6950 COLUMBIA GATEWAY, STE 400, COLUMBIA, MD, 21046, 4109531000 - 0 ($713,430.00) Equity, (File 333-134199 - May. 17) (BR. 01B) S-8 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 2,475,000 ($11,643,750.00) Equity, (File 333-134200 - May. 17) (BR. 01A) S-8 MAGELLAN HEALTH SERVICES INC, 6950 COLUMBIA GATEWAY, STE 400, COLUMBIA, MD, 21046, 4109531000 - 0 ($113,752,450.00) Equity, (File 333-134201 - May. 17) (BR. 01B) S-8 MAGELLAN HEALTH SERVICES INC, 6950 COLUMBIA GATEWAY, STE 400, COLUMBIA, MD, 21046, 4109531000 - 0 ($3,963,500.00) Equity, (File 333-134202 - May. 17) (BR. 01B) S-8 CDW CORP, 200 N MILWAUKEE AVE, VERNON HILLS, IL, 60061, 8474656000 - 0 ($289,011,600.00) Equity, (File 333-134204 - May. 17) (BR. 02C) S-8 GREATER COMMUNITY BANCORP, 55 UNION BLVD, BOX 269, TOTOWA, NJ, 07511-0269, 9739421111 - 400,000 ($6,244,000.00) Other, (File 333-134205 - May. 17) (BR. 07C) S-3ASR PINNACLE WEST CAPITAL CORP, 400 NORTH FIFTH STREET, ., PHOENIX, AZ, 85004, 6023792500 - 0 ($0.00) Other, (File 333-134206 - May. 17) (BR. 02B) S-8 COMMSCOPE INC, 8283242200 - 2,300,000 ($67,252,000.00) Equity, (File 333-134207 - May. 17) (BR. 11A) S-8 URANIUM RESOURCES INC /DE/, 9723877777 - 0 ($12,197,500.00) Equity, (File 333-134208 - May. 17) (BR. 04A) S-8 GREM USA, 315 E. WALLACE ST., FORT WAYNE, IN, 46803, 260-456-2354 - 190,000,000 ($114,000.00) Equity, (File 333-134209 - May. 17) (BR. 02A) S-8 LINCOLN ELECTRIC HOLDINGS INC, 22801 ST CLAIR AVE, CLEVELAND, OH, 44117, 2164818100 - 300,000 ($16,236,000.00) Equity, (File 333-134210 - May. 17) (BR. 10B) S-8 FASTENAL CO, 2001 THEURER BLVD, WINONA, MN, 55987, 5074545374 - 632,760 ($12,655,200.00) Equity, (File 333-134211 - May. 17) (BR. 06A) S-8 LINCOLN ELECTRIC HOLDINGS INC, 22801 ST CLAIR AVE, CLEVELAND, OH, 44117, 2164818100 - 3,000,000 ($162,360,000.00) Equity, (File 333-134212 - May. 17) (BR. 10B) S-8 P F CHANGS CHINA BISTRO INC, 5090 N 40TH ST STE 160, PHOENIX, AZ, 85018, 1,750,000 ($76,037,500.00) Equity, (File 333-134213 - May. 17) (BR. 05C) S-3 BARRIER THERAPEUTICS INC, 600 COLLEGE ROAD EAST, SUITE 3200, PRINCETON, NJ, 08540, 6099451200 - 75,000,000 ($75,000,000.00) Equity, (File 333-134214 - May. 17) (BR. 01B) S-8 NUTRI SYSTEM INC /DE/, 300 WELSH ROAD, BUILDING 1, SUITE 100, HORSHAM, PA, 19044, 2157065332 - 500,000 ($33,085,000.00) Equity, (File 333-134215 - May. 17) (BR. 02A) S-3 QUEST RESOURCE CORP, 701 EAST MAIN STREET, P.O. BOX 100, BENEDICT, KS, 66714, (316)698-2250 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-134216 - May. 17) (BR. 04B) S-8 ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 5107777000 - 0 ($3,580,000.00) Equity, (File 333-134217 - May. 17) (BR. 11B) S-3 Stanwich Asset Acceptance CO LLC, SEVEN GREENWICH OFFICE PARK, 599 WEST PUTNAM AVENUE, GREENWICH, CT, 06830, 204-661-6186 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-134218 - May. 17) (BR. 05) S-3 SOUTHERN POWER CO, 600 N 18TH ST., BIRMINGHAM, AL, 35291, 4045067146 - 500,000,000 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-134219 - May. 17) (BR. 02A) S-1 ACT TELECONFERENCING INC, 1526 COLE BLVD, STE 300, GOLDEN, CO, 80401, 3032359000 - 1,099,308 ($1,932,392.32) Equity, (File 333-134220 - May. 17) (BR. 11B) S-8 ST MARY LAND & EXPLORATION CO, 1776 LINCOLN ST STE 700, DENVER, CO, 80203, 303-861-8140 - 2,600,225 ($97,846,466.75) Equity, (File 333-134221 - May. 17) (BR. 04B) S-3 STAR SCIENTIFIC INC, 801 LIBERTY WAY, CHESTER, VA, 23836, 8048610681 - 0 ($9,520,000.00) Equity, (File 333-134222 - May. 17) (BR. 04C) S-8 TII NETWORK TECHNOLOGIES, INC., 1385 AKRON ST, COPIAGUE, NY, 11726, 631-789-5000 - 200,000 ($452,000.00) Equity, (File 333-134223 - May. 17) (BR. 10C) S-8 TII NETWORK TECHNOLOGIES, INC., 1385 AKRON ST, COPIAGUE, NY, 11726, 631-789-5000 - 500,000 ($1,130,000.00) Equity, (File 333-134224 - May. 17) (BR. 10C) S-3 RETAIL VENTURES INC, 6144714722 - 0 ($143,750,000.00) Debt Convertible into Equity, (File 333-134225 - May. 17) (BR. 02A) S-1 DSW Inc., 4150 EAST 5TH AVENUE, COLUMBUS, OH, 43219, (614) 237-7100 - 0 ($143,750,000.00) Equity, (File 333-134227 - May. 17) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 724 SOLUTIONS INC 3.01,9.01 05/16/06 ABERCROMBIE & FITCH CO /DE/ DE 2.02,8.01,9.01 05/16/06 ABLEST INC DE 2.02,9.01 05/16/06 ADMINISTAFF INC \DE\ DE 1.02 05/15/06 ADSOUTH PARTNERS, INC. NV 5.02,9.01 05/09/06 ADSOUTH PARTNERS, INC. NV 8.01 05/15/06 ADVANCED MARKETING SERVICES INC DE 1.01,5.02,9.01 05/11/06 AEROCENTURY CORP DE 1.01,2.03 05/15/06 Affinion Group, Inc. DE 5.02 05/11/06 AIMS WORLDWIDE INC NV 8.01 05/17/06 ALEXANDER INTERNATIONAL LTD 4.01,9.01 04/10/06 AMEND Alliance Holdings GP, L.P. DE 1.01,2.03,5.03,9.01 05/15/06 ALLIED WASTE INDUSTRIES INC DE 8.01 05/16/06 ALLIED WASTE INDUSTRIES INC DE 1.01,8.01,9.01 05/17/06 ALTERA CORP DE 3.01,9.01 05/12/06 AMARU INC NV 8.01 05/16/06 AMDL INC DE 1.01,8.01,9.01 05/12/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 8.01,9.01 05/17/06 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 2.02,9.01 05/15/06 AMERICAN CAPITAL STRATEGIES LTD 1.01,9.01 05/17/06 American Casino & Entertainment Prope DE 1.01,2.03,9.01 05/11/06 AMERICAN EDUCATION CORP NV 8.01,9.01 05/17/06 AMERICAN REAL ESTATE PARTNERS L P DE 1.01,2.03,9.01 05/11/06 AMERICAN TECHNOLOGY CORP /DE/ DE 1.02 05/16/06 AMERIPRISE FINANCIAL INC DE 8.01 05/15/06 AMEND AMS HEALTH SCIENCES INC OK 2.02,9.01 05/15/06 ANALYTICAL SURVEYS INC CO 8.01 05/17/06 APO HEALTH INC /NV/ NV 1.01,2.01,3.02,5.02,7.01,9.01 05/11/06 APPLIED DIGITAL SOLUTIONS INC MO 1.01,9.01 05/11/06 ARCH CAPITAL GROUP LTD. 7.01,9.01 05/17/06 ARCH COAL INC DE 7.01,9.01 05/17/06 ARMOR HOLDINGS INC DE 1.01,9.01 05/14/06 ARTISTDIRECT INC DE 1.01,9.01 05/15/06 AspenBio Pharma, Inc. CO 2.02,7.01,9.01 05/17/06 ASSET ACCEPTANCE CAPITAL CORP 8.01 05/17/06 ASSURANT INC 5.02 05/15/06 ASTORIA FINANCIAL CORP DE 5.05,8.01,9.01 05/17/06 ASTRO MED INC /NEW/ RI 8.01,9.01 05/16/06 AVISTA CORP WA 1.01,5.02,8.01,9.01 05/11/06 B-TELLER INC WA 4.01 05/16/06 BANCTRUST FINANCIAL GROUP INC AL 1.01,9.01 05/11/06 BARNES GROUP INC DE 2.01,3.02,7.01,9.01 05/17/06 BARNWELL INDUSTRIES INC DE 8.01,9.01 05/17/06 BEA SYSTEMS INC DE 2.02,9.01 05/17/06 BERKLEY W R CORP DE 1.01,8.01,9.01 05/16/06 BEXIL CORP MD 2.02,9.01 05/17/06 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 05/10/06 AMEND BIOSITE INC DE 8.01 05/17/06 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 05/17/06 BMC SOFTWARE INC DE 1.01 05/13/06 Brand Energy & Infrastructure Service DE 8.01,9.01 05/16/06 BROOKE CORP KS 8.01,9.01 05/16/06 BSQUARE CORP /WA WA 4.01,9.01 05/15/06 BUCYRUS INTERNATIONAL INC DE 5.02 05/12/06 BUFFALO WILD WINGS INC MN 1.01,9.01 05/11/06 BURKE MILLS INC NC 2.02,9.01 04/01/06 CABOT CORP DE 1.01 05/11/06 CACI INTERNATIONAL INC /DE/ DE 8.01 05/17/06 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,4.02,9.01 05/16/06 CANO PETROLEUM, INC 7.01,9.01 05/17/06 CAP ROCK ENERGY CORP 1.02,2.03,3.03,5.01, 05/11/06 5.02,5.03,9.01 CAPITAL GOLD CORP NV 1.01,5.02 05/12/06 CardioVascular BioTherapeutics, Inc. DE 8.01,9.01 05/17/06 CAREER EDUCATION CORP DE 8.01,9.01 05/16/06 CAREER EDUCATION CORP DE 8.01,9.01 05/16/06 CAREMARK RX INC DE 1.01,4.01,9.01 05/11/06 CATERPILLAR INC DE 7.01 05/17/06 CATUITY INC DE 8.01 05/12/06 CB RICHARD ELLIS GROUP INC DE 7.01,8.01,9.01 05/17/06 CBRL GROUP INC TN 7.01,9.01 05/16/06 Centennial Bank Holdings, Inc. DE 1.01,5.02,9.01 05/16/06 CENTER BANCORP INC NJ 4.01,9.01 05/05/06 AMEND CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01,9.01 05/15/06 CEPHALON INC DE 1.01,5.02,9.01 05/17/06 CHARMING SHOPPES INC PA 2.02,9.01 05/17/06 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 05/15/06 CHICOS FAS INC FL 1.01,9.01 05/15/06 CHINA MEDIA1 CORP. NV 8.01 05/16/06 China Mineral Acquisition CORP 1.01,5.02,9.01 05/12/06 CIGMA METALS CORP FL 3.03,9.01 05/16/06 CINEMARK USA INC /TX TX 2.02,7.01,9.01 05/12/06 CLAYTON WILLIAMS ENERGY INC /DE DE 1.01,9.01 05/15/06 CLEAN WATER TECHNOLOGIES INC DE 8.01,9.01 05/15/06 CNH WHOLESALE RECEIVABLES LLC DE 8.01,9.01 05/15/06 COBIZ INC CO 7.01 05/17/06 COGNIGEN NETWORKS INC CO 2.02,7.01,9.01 05/16/06 COINMACH SERVICE CORP DE 7.01,9.01 05/15/06 Coley Pharmaceutical Group, Inc. DE 8.01,9.01 05/17/06 COLGATE PALMOLIVE CO DE 2.05 05/16/06 COLLAGENEX PHARMACEUTICALS INC DE 8.01 05/17/06 COLUMBIA LABORATORIES INC DE 1.01,9.01 05/15/06 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 05/17/06 COMMUNITY NATIONAL BANCORPORATION GA 5.02 05/15/06 COMPUTER PROGRAMS & SYSTEMS INC DE 5.02,9.01 05/11/06 COMPUWARE CORP MI 2.02,9.01 05/16/06 COMPX INTERNATIONAL INC DE 7.01,9.01 05/16/06 COOPER CAMERON CORP DE 7.01,9.01 05/16/06 CORDIA CORP NV 8.01 05/17/06 CORNING NATURAL GAS CORP NY 1.01,9.01 05/11/06 COURIER CORP MA 1.01,9.01 05/11/06 COVER ALL TECHNOLOGIES INC DE 2.02,9.01 05/16/06 CROSSTEX ENERGY INC DE 1.01,3.02,7.01,9.01 05/16/06 CROSSTEX ENERGY LP DE 1.01,3.02,7.01,9.01 05/16/06 CSP INC /MA/ MA 2.02,9.01 05/17/06 CUMULUS MEDIA INC DE 1.01,8.01 05/11/06 CWALT INC DE 9.01 05/17/06 CYBEX INTERNATIONAL INC NY 1.01,7.01,9.01 05/17/06 CYGNE DESIGNS INC DE 2.01,3.02,9.01 05/12/06 DARLING INTERNATIONAL INC DE 2.01,2.03,5.02,9.01 05/15/06 DDI CORP CA 5.02 05/12/06 DEAN FOODS CO/ DE 1.01,8.01,9.01 05/11/06 DIGITAL RECORDERS INC NC 7.01,9.01 05/17/06 DOMINION HOMES INC OH 1.01,9.01 05/10/06 DOV PHARMACEUTICAL INC DE 8.01 05/16/06 DRS TECHNOLOGIES INC DE 5.02,9.01 05/17/06 DRUGMAX INC NV 7.01,9.01 05/15/06 DYNTEK INC DE 1.01,3.02 05/15/06 E DIGITAL CORP DE 2.03 05/12/06 EAGLE BANCORP INC MD 8.01,9.01 05/17/06 ECLIPSYS CORP DE 1.01,9.01 05/10/06 Edgen Corp 2.02,9.01 05/17/06 ELCOM INTERNATIONAL INC DE 2.02,9.01 05/15/06 ELEPHANT TALK COMMUNICATIONS INC CA 4.01 05/17/06 EMCORE CORP NJ 1.01 05/11/06 EMPIRE FINANCIAL HOLDING CO FL 5.02,9.01 05/15/06 EN POINTE TECHNOLOGIES INC DE 1.01,2.03,9.01 05/12/06 ENESCO GROUP INC IL 5.02,8.01,9.01 05/17/06 ENESCO GROUP INC IL 9.01 05/11/06 AMEND Epic Bancorp 1.01 05/17/06 EPIXTAR CORP FL 4.01,9.01 05/16/06 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 05/15/06 EROOMSYSTEM TECHNOLOGIES INC NV 2.02,9.01 05/17/06 ESCALADE INC IN 8.01,9.01 05/17/06 EXCELLIGENCE LEARNING CORP DE 2.02,8.01,9.01 05/16/06 EXELON CORP PA 8.01 05/17/06 FAIRPOINT COMMUNICATIONS INC DE 8.01 05/15/06 FEDERAL TRUST CORP FL 8.01,9.01 05/16/06 FIBERSTARS INC /CA/ CA 2.02,9.01 05/11/06 FIRST BANCORP /PR/ PR 2.02,7.01,9.01 05/17/06 FIRST FINANCIAL CORP /IN/ IN 8.01,9.01 05/17/06 FIRST MIDWEST BANCORP INC DE 7.01,9.01 05/17/06 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 05/17/06 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 2.02,9.01 03/31/06 Florida East Coast Industries, Inc. 5.02,9.01 05/16/06 FLUSHING FINANCIAL CORP DE 4.01,9.01 05/10/06 FLUSHING FINANCIAL CORP DE 8.01,9.01 05/16/06 FUSION TELECOMMUNICATIONS INTERNATION 2.02,9.01 05/15/06 GAMING & ENTERTAINMENT GROUP INC UT 4.01,9.01 05/01/06 AMEND GENCOR INDUSTRIES INC DE 2.02,8.01,9.01 05/15/06 GENERAL MOTORS CORP DE 5.02 05/16/06 GENLYTE GROUP INC DE 1.01,9.01 05/12/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 05/17/06 Global Cash Access Holdings, Inc. DE 1.01,9.01 05/17/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 1.01,2.03 05/11/06 GMACM Home Equity Loan Trust 2006-HE1 DE 8.01,9.01 05/17/06 GMACM Home Equity Loan Trust 2006-HE1 DE 8.01,9.01 05/17/06 AMEND Goal Capital Funding, LLC DE 8.01,9.01 05/17/06 GOLDMAN SACHS HEDGE FUND PARTNERS II 5.02 05/17/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 5.02 05/17/06 GOVERNMENT TRUST 1 D IL 8.01 05/15/06 GOVERNMENT TRUST 2 F IL 8.01 05/15/06 GRAMERCY CAPITAL CORP MD 8.01,9.01 05/16/06 GREAT SOUTHERN BANCORP INC MD 7.01 05/17/06 GREENVILLE FIRST BANCSHARES INC SC 7.01,9.01 05/17/06 GSAA Home Equity Trust 2006-1 DE 8.01,9.01 01/27/06 AMEND GSAA Home Equity Trust 2006-3 DE 8.01,9.01 02/24/06 AMEND GULF ISLAND FABRICATION INC LA 1.01 05/11/06 GYMBOREE CORP DE 2.02,9.01 05/17/06 Hana Biosciences Inc DE 1.01,9.01 05/16/06 HARLEYSVILLE NATIONAL CORP PA 5.02,9.01 05/17/06 HARTE HANKS INC DE 7.01,9.01 05/17/06 HASCO 2006-OPT-4 8.01 04/28/06 HEALTH CARE PROPERTY INVESTORS INC MD 1.01,9.01 05/11/06 HERBST GAMING INC NV 1.01,9.01 05/16/06 Heritage Financial Group DC 8.01,9.01 05/17/06 HESS CORP DE 1.01 05/12/06 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 05/15/06 Home Loan Trust 2006-HI2 DE 8.01,9.01 05/17/06 HOT TOPIC INC /CA/ CA 2.02,9.01 05/17/06 HOUSE OF BRUSSELS CHOCOLATES INC NV 8.01,9.01 05/16/06 HUDSON CITY BANCORP INC DE 7.01,9.01 05/17/06 ICON INCOME FUND EIGHT /DE DE 7.01,9.01 03/17/06 IDT CORP DE 1.01,7.01,9.01 05/16/06 IKON OFFICE SOLUTIONS INC OH 8.01,9.01 05/11/06 IMAGE TECHNOLOGY LABORATORIES INC DE 4.01,9.01 06/23/05 AMEND IMPART MEDIA GROUP INC NV 9.01 02/28/06 AMEND INDUSTRIAL MINERALS INC DE 5.02 05/16/06 INFORMATION ARCHITECTS CORP NC 2.01,9.01 05/09/06 INFORMATION ARCHITECTS CORP NC 5.02,9.01 05/17/06 INFORMATION ARCHITECTS CORP NC 8.01 05/17/06 INLAND REAL ESTATE CORP MD 1.01,8.01,9.01 05/17/06 INNOVO GROUP INC DE 1.01,2.01,5.02,8.01 05/12/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.01,2.03,7.01,9.01 05/17/06 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,1.02,2.03,3.02, 05/12/06 5.02,5.03,7.01,9.01 INTERCONTINENTALEXCHANGE INC 1.01,8.01,9.01 05/11/06 INTERLINK ELECTRONICS INC DE 2.02,9.01 05/16/06 INTERNATIONAL CARD ESTABLISHMENT INC DE 1.01,2.01,9.01 05/09/06 INTERNATIONAL RECTIFIER CORP /DE/ DE 7.01 05/17/06 INTERNATIONAL WIRE GROUP INC DE 1.01,9.01 05/11/06 INTERSECTIONS INC DE 1.01,7.01,9.01 05/15/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 05/16/06 INTERVEST BANCSHARES CORP DE 8.01,9.01 05/15/06 INTRICON CORP PA 1.01,5.02,9.01 04/26/06 INTUIT INC DE 2.02,9.01 05/17/06 INVESTORS REAL ESTATE TRUST ND 1.01,7.01,9.01 05/17/06 INVESTORS REAL ESTATE TRUST ND 5.02 05/17/06 INYX INC NV 2.02,9.01 05/17/06 INYX INC NV 1.01,5.02,7.01,9.01 05/15/06 IOMEGA CORP DE 1.01,5.02 05/11/06 IPASS INC DE 1.01 05/11/06 IRIS INTERNATIONAL INC DE 1.01,5.02,9.01 05/09/06 IRONCLAD PERFORMANCE WEAR CORP 4.01,9.01 05/12/06 ITC Holdings Corp. MI 1.01,9.01 05/11/06 IVANHOE ENERGY INC 1.01,9.01 05/12/06 IVOICE, INC /DE DE 8.01 03/30/06 AMEND J CREW GROUP INC DE 1.01,8.01,9.01 05/15/06 JACK IN THE BOX INC /NEW/ DE 1.01,9.01 05/15/06 JMAR TECHNOLOGIES INC DE 2.02,3.01,7.01,9.01 05/12/06 JOHNSON & JOHNSON NJ 8.01 05/09/06 K2 INC DE 1.01,5.02,9.01 05/11/06 KAISER ALUMINUM & CHEMICAL CORP DE 8.01,9.01 05/11/06 KAISER ALUMINUM CORP DE 8.01,9.01 05/11/06 KAISER GROUP HOLDINGS INC DE 8.01 05/16/06 KANSAS CITY SOUTHERN DE 3.01 05/16/06 KELLY SERVICES INC DE 5.01 05/16/06 KILROY REALTY CORP MD 8.01,9.01 05/12/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/17/06 Lawson Software, Inc. MN 1.01,5.02,9.01 05/11/06 Lazard Group LLC DE 1.01,1.02,2.03,9.01 05/15/06 Lazard Ltd D0 1.01,1.02,2.03,9.01 05/15/06 Legacy Bancorp, Inc. DE 7.01,9.01 05/16/06 LEVEL 3 COMMUNICATIONS INC DE 1.01,5.03,8.01,9.01 05/15/06 LifeCare Holdings, Inc. DE 2.02,9.01 05/15/06 LIMITED BRANDS INC DE 2.02,7.01 05/17/06 LINCOLN NATIONAL CORP IN 8.01,9.01 05/12/06 LIPID SCIENCES INC/ AZ 5.02 05/15/06 LITTLEFIELD CORP DE 2.02,9.01 05/16/06 LNB BANCORP INC OH 1.01,3.03,9.01 05/17/06 LODGENET ENTERTAINMENT CORP DE 7.01,9.01 05/17/06 LODGENET ENTERTAINMENT CORP DE 7.01,9.01 05/17/06 AMEND LONGS DRUG STORES CORP MD 2.02,9.01 05/17/06 LSI LOGIC CORP DE 1.01,8.01,9.01 05/15/06 MANARIS CORP NV 5.02,9.01 05/17/06 MANITOWOC CO INC WI 1.02,9.01 05/15/06 MANOR CARE INC DE 1.01,2.03,3.02,9.01 05/11/06 MANPOWER INC /WI/ WI 1.01,9.01 05/11/06 MASSEY ENERGY CO DE 7.01,9.01 05/17/06 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,9.01 05/08/06 MAXTOR CORP DE 8.01,9.01 05/17/06 MDU RESOURCES GROUP INC DE 1.01,5.03,9.01 05/17/06 MED-DESIGN CORP 2.02,9.01 05/15/06 MED-EMERG INTERNATIONAL INC 2.02,9.01 05/15/06 MENS WEARHOUSE INC TX 2.02,9.01 05/17/06 METAL MANAGEMENT INC DE 8.01,9.01 05/17/06 METRETEK TECHNOLOGIES INC DE 7.01,9.01 05/17/06 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 05/17/06 MID-AM SYSTEMS INC/ DE DE 1.02,5.01,9.01 05/16/06 MINERALS TECHNOLOGIES INC DE 5.02 05/17/06 MODINE MANUFACTURING CO WI 8.01,9.01 05/17/06 MOLECULAR DEVICES CORP DE 1.01,9.01 05/11/06 MORGAN GROUP HOLDING CO 7.01 05/17/06 MORGAN STANLEY ABS CAPITAL I INC DE 9.01 05/17/06 Morgans Hotel Group Co. DE 1.01,2.03,9.01 05/11/06 MortgageIT Holdings, Inc. MD 1.01,7.01,9.01 05/12/06 NAPSTER INC DE 2.02,9.01 05/17/06 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 05/17/06 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 05/16/06 NCO GROUP INC PA 7.01,9.01 05/17/06 NEOSE TECHNOLOGIES INC DE 1.02 05/14/06 NEW CENTURY BANCORP INC NC 8.01,9.01 05/17/06 NEW FRONTIER ENERGY INC CO 1.01,3.02,9.01 05/12/06 NEW PLAN EXCEL REALTY TRUST INC MD 1.01,9.01 05/16/06 NEW WORLD RESTAURANT GROUP INC DE 5.03,9.01 05/11/06 NEWS CORP 8.01,9.01 05/17/06 NOBEL LEARNING COMMUNITIES INC DE 1.01,9.01 05/11/06 Nomura Home Equity Loan, Inc., Home E DE 2.01,9.01 04/28/06 NORTH STATE BANCORP NC 7.01,9.01 05/17/06 NORTH STATE BANCORP NC 8.01,9.01 05/15/06 NORTHWEST BANCORP INC PA 7.01,8.01,9.01 05/17/06 NU HORIZONS ELECTRONICS CORP DE 1.01,5.02,9.01 05/05/06 NUCOR CORP DE 1.01,3.03 05/11/06 O2 SECURE WIRELESS, INC. GA 5.02 04/26/06 OFFICE DEPOT INC DE 7.01,8.01,9.01 05/16/06 OLD REPUBLIC INTERNATIONAL CORP DE 1.01 05/16/06 OMNI ENERGY SERVICES CORP LA 2.02,9.01 05/11/06 OMNICELL INC /CA/ CA 1.01,9.01 03/11/05 AMEND OMNOVA SOLUTIONS INC OH 5.02 05/12/06 OPNET TECHNOLOGIES INC DE 2.02,9.01 05/17/06 Opteum Inc. MD 7.01,9.01 05/17/06 ORACLE CORP 5.02,9.01 05/16/06 OSI SYSTEMS INC CA 2.02,8.01,9.01 05/15/06 OVERHILL FARMS INC NV 1.01,1.02,2.03,8.01,9.01 05/17/06 OXFORD MEDIA, INC. NV 2.02,9.01 05/12/06 PACIFIC HEALTH CARE ORGANIZATION INC 4.02 05/12/06 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 05/16/06 PACIFIC SANDS INC NV 5.02 05/16/06 PACKAGING CORP OF AMERICA 7.01,9.01 05/16/06 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,3.02,3.03 05/12/06 PATRICK INDUSTRIES INC IN 1.01,7.01,9.01 05/11/06 PERFORMANCE FOOD GROUP CO TN 1.01,9.01 05/16/06 PERMA FIX ENVIRONMENTAL SERVICES INC DE 1.02,5.02,9.01 05/15/06 PETMED EXPRESS INC FL 7.01,8.01,9.01 05/12/06 PETSMART INC DE 2.02,9.01 05/17/06 PHILADELPHIA CONSOLIDATED HOLDING COR PA 8.01 05/17/06 PHOTOWORKS INC /WA WA 1.01,5.02,9.01 05/15/06 PHOTRONICS INC CT 2.02,9.01 05/16/06 PILGRIMS PRIDE CORP DE 7.01 05/17/06 PIPELINE DATA INC 2.02,7.01 03/31/06 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 05/17/06 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 05/15/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,5.03,9.01 05/11/06 POSEIDIS INC FL 1.01,2.03,3.03,4.01,9.01 05/12/06 POSSIS MEDICAL INC MN 8.01,9.01 05/17/06 POWERHOUSE TECHNOLOGIES GROUP INC DE 1.01,5.02 05/10/06 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 05/16/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/12/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/12/06 PROGRESSIVE CORP/OH/ OH 7.01,9.01 05/17/06 PROTEIN POLYMER TECHNOLOGIES INC DE 5.02 05/11/06 PSYCHEMEDICS CORP DE 1.01,9.01 05/11/06 QLOGIC CORP DE 1.01 05/15/06 QUESTAR CORP UT 1.01,5.02,9.01 05/17/06 RAE SYSTEMS INC DE 7.01,9.01 05/17/06 RANCHER ENERGY CORP. NV 1.01,2.03,3.02,5.02 05/15/06 REGENCY AFFILIATES INC DE 8.01,9.01 02/08/06 AMEND REGENCY CENTERS CORP FL 9.01 06/01/05 AMEND RENASANT CORP MS 5.03,7.01,9.01 05/16/06 RENTECH INC /CO/ CO 1.01,5.02,9.01 05/11/06 RIVIERA HOLDINGS CORP NV 5.02,9.01 05/16/06 ROSS STORES INC DE 2.02,9.01 05/17/06 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 7.01,9.01 05/17/06 RUSH ENTERPRISES INC \TX\ TX 1.01,5.03,9.01 05/16/06 S&P MANAGED FUTURES INDEX FUND LP DE 8.01,9.01 05/09/06 SALESFORCE COM INC DE 2.02,9.01 05/17/06 SANDS REGENT NV 1.01,9.01 05/16/06 SANFILIPPO JOHN B & SON INC DE 1.01,9.01 05/11/06 SBA COMMUNICATIONS CORP FL 2.03 05/16/06 SCIENTIFIC LEARNING CORP DE 2.02 05/11/06 SE FINANCIAL CORP 5.02 05/16/06 SEAGATE TECHNOLOGY E9 8.01,9.01 05/17/06 SENESCO TECHNOLOGIES INC DE 2.02,9.01 05/16/06 SENSUS METERING SYSTEMS BERMUDA 2 LTD 1.01,9.01 05/12/06 Shire plc 8.01,9.01 05/17/06 SHORE BANCSHARES INC MD 8.01,9.01 05/12/06 SILVERSTAR HOLDINGS LTD B0 2.02,7.01,9.01 05/15/06 SIMPLETECH INC CA 2.02,9.01 05/15/06 SL INDUSTRIES INC NJ 2.02,9.01 05/12/06 SLS INTERNATIONAL INC DE 2.02,9.01 05/15/06 SMTC CORP DE 2.02,9.01 05/11/06 SOUTHERN UNION CO DE 8.01,9.01 03/01/06 AMEND SOUTHWEST WATER CO DE 8.01,9.01 05/17/06 SOVEREIGN BANCORP INC PA 7.01,8.01,9.01 05/15/06 STANDARD PARKING CORP DE 1.01,9.01 05/15/06 Stanwich Asset Acceptance CO LLC DE 9.01 05/17/06 STAR GAS PARTNERS LP DE 2.04,9.01 05/16/06 Stereotaxis, Inc. DE 1.01,7.01,9.01 05/05/06 STERLING FINANCIAL CORP /PA/ PA 5.02,7.01,9.01 05/12/06 STEWART ENTERPRISES INC LA 1.01 05/11/06 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 05/15/06 SUN NEW MEDIA INC. MN 5.02,9.01 05/11/06 SUNRISE TELECOM INC 2.02 03/31/06 AMEND SUNSET FINANCIAL RESOURCES INC 2.02,9.01 05/10/06 SUNTERRA CORP MD 3.01,9.01 05/11/06 SUPERIOR ENERGY SERVICES INC DE 1.01,7.01,9.01 05/15/06 SVB FINANCIAL GROUP 1.01,9.01 05/11/06 SYMBOL TECHNOLOGIES INC DE 8.01 05/11/06 SYNAGRO TECHNOLOGIES INC DE 8.01,9.01 05/17/06 SYNAGRO TECHNOLOGIES INC DE 1.01 05/11/06 SYNOPSYS INC DE 2.02,9.01 05/17/06 SYNOVIS LIFE TECHNOLOGIES INC MN 3.01,9.01 05/11/06 TALBOTS INC DE 2.02,9.01 05/17/06 Tarpon Industries, Inc. MI 2.02,9.01 05/16/06 TASKER CAPITAL CORP NV 1.01 05/11/06 TASTY BAKING CO PA 1.01,9.01 05/11/06 TELESTONE TECHNOLOGIES CORP CO 2.02,9.01 05/16/06 Telzuit Medical Technologies, Inc. 5.02 05/11/06 TENET HEALTHCARE CORP NV 8.01 05/17/06 TEREX CORP DE 2.02,9.01 05/16/06 THINK PARTNERSHIP INC NV 9.01 04/10/06 AMEND TIERONE CORP 7.01,9.01 05/17/06 TJX COMPANIES INC /DE/ DE 1.01,9.01 05/12/06 TLC VISION CORP A6 8.01,9.01 05/17/06 TOO, INC. DE 2.02,9.01 05/17/06 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 05/16/06 TOWER TECH HOLDINGS INC. NV 4.01,9.01 05/17/06 TRANSNET CORP DE 7.01,9.01 05/16/06 True North Energy CORP 1.01,9.01 05/09/06 TRUE TEMPER SPORTS INC 2.02,7.01,9.01 05/17/06 TRUSTMARK CORP MS 9.01 05/16/06 TUTOGEN MEDICAL INC FL 2.02,4.02,8.01,9.01 05/11/06 AMEND UAP HOLDING CORP DE 1.01,8.01,9.01 05/16/06 UBIQUITEL INC DE 8.01,9.01 05/17/06 ULTRA PETROLEUM CORP 4.01,9.01 05/15/06 ULTRA PETROLEUM CORP 8.01,9.01 05/17/06 UNITED AGRI PRODUCTS INC 1.01,8.01,9.01 05/16/06 UNITED AMERICA INDEMNITY, LTD E9 1.01,9.01 05/15/06 UNITED DOMINION REALTY TRUST INC MD 8.01,9.01 05/17/06 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 05/17/06 VAALCO ENERGY INC /DE/ DE 8.01,9.01 05/17/06 VALENCE TECHNOLOGY INC DE 3.01,8.01,9.01 05/11/06 VASCO DATA SECURITY INTERNATIONAL INC DE 8.01,9.01 05/17/06 VIASPACE Inc. NV 8.01,9.01 05/16/06 VINEYARD NATIONAL BANCORP CA 7.01,9.01 05/17/06 VIRBAC CORP DE 5.04 05/17/06 VIVUS INC CA 8.01,9.01 05/16/06 WARWICK VALLEY TELEPHONE CO NY 1.01 05/17/06 WASTE CONNECTIONS INC/DE DE 8.01 05/16/06 WASTE CONNECTIONS INC/DE DE 7.01 05/17/06 WASTE SERVICES, INC. A6 3.02,9.01 05/15/06 WASTE SERVICES, INC. A6 7.01,9.01 05/17/06 WASTE TECHNOLOGY CORP DE 5.02,9.01 05/17/06 WELLS FARGO & CO/MN DE 9.01 05/17/06 WELLS REAL ESTATE FUND IV L P GA 7.01,9.01 05/17/06 WELLS REAL ESTATE FUND V L P GA 7.01,9.01 05/17/06 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 05/17/06 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 05/17/06 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 05/17/06 WILLIS LEASE FINANCE CORP DE 2.02,9.01 05/17/06 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,9.01 05/11/06 WORLDSPAN L P DE 7.01 05/17/06 Wornick CO DE 2.05 02/06/06 AMEND Xenonics Holdings, Inc. NV 1.01,9.01 05/11/06 YRC WORLDWIDE INC DE 5.03,9.01 05/16/06 ZALE CORP DE 2.02 05/17/06 ZEOLITE EXPLORATION CO 4.01,9.01 05/11/06 ZEOLITE EXPLORATION CO 2.02,8.01,9.01 05/17/06 ZHONE TECHNOLOGIES INC DE 1.01,5.02,9.01 05/17/06 Zumiez Inc 2.02,9.01 05/17/06