SEC NEWS DIGEST Issue 2006-76 April 20, 2006 COMMISSION ANNOUNCEMENTS CHAIRMAN COX TO TESTIFY Christopher Cox, Chairman, U.S. Securities and Exchange Commission, will testify before the Senate Committee on Banking, Housing, and Urban Affairs on Tuesday, April 25, 2006. Chairman Cox's testimony, which concerns Improving Financial Disclosure for Individual Investors, will be held in Room 538 of the Dirksen Senate Office Building at 10:00 a.m. ENFORCEMENT PROCEEDINGS GLEN MILLER BARRED FROM ASSOCIATION WITH ANY BROKER OR DEALER On April 19, the Commission issued an order barring Glen Eugene Miller from association with any broker or dealer. The Order finds that Miller previously had been enjoined, in a civil action brought by the Commission, from future violations of the antifraud provisions of the federal securities laws and ordered to pay $9,442,886 in disgorgement and prejudgment interest and a civil penalty of $110,000. The Order also found that the complaint initiating the civil action alleged that, from at least 1996 through October 1999, Miller obtained investments from over 190 investors by fraudulently offering and selling them promissory notes. The Order also found that the complaint alleged Miller falsely told investors their funds would be invested in real estate, when in fact Miller used the vast majority of funds raised to pay returns to earlier investors, thereby operating a Ponzi scheme, and that Miller failed to disclose that he was misappropriating invested funds for his personal use and for the business expenses of an entity controlled by him. The Order also found that during the time of this conduct, Miller was associated with two registered broker-dealers as a registered representative. Miller consented to the issuance of the Order without admitting or denying any of the findings in the Order except as to the Commission's jurisdiction over him and the subject matter of the proceedings, and that a final judgment was entered against Miller on July 8, 2005 by the United States District Court for the District of Utah ordering Miller, among other things, to pay a civil penalty of $110,000, which are admitted. (Rel. 34-53681; File No. 3-12210) COMMISSION INSTITUTES ADMINSTRATIVE PROCEEDINGS AGAINST BRADLEY SMITH On April 19, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Section 15(b)(6) of the Securities Exchange Act of 1934 and Notice of Hearing (Order) against Bradley T. Smith (Smith), based upon the entry of a permanent injunction against Smith and other defendants in a related action in the U.S. District Court for the South District of Ohio, captioned SEC v. Bradley T. Smith, et al., Case No. C2 04 0739. In the Order, the Division of Enforcement alleges that, on Dec. 6, 2005, the Honorable Gregory L. Frost entered a Final Judgment against Smith and the other defendants in the related action, holding Smith responsible for raising approximately $2.1 million in fraudulent securities offerings for Continental Midwest Financial, Inc. (Continental) and Scioto National, Inc. (Scioto) and setting the monetary and injunctive relief to be imposed against him. The Final Judgment permanently enjoins Smith from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The Final Judgment also holds Smith jointly and severally liable with Continental for $1,409,149 in disgorgement and pre- judgment interest, and with Scioto for $885,048 in disgorgement and pre-judgment interest, and additionally orders Smith to pay a civil penalty in the amount of $120,000. The Final Judgment followed the Court's Sept. 27, 2005, order granting summary judgment in favor of the Commission and against Smith on the fraud claims, and also on the Commission's claims that Smith was liable for the violations of the Exchange Act by Continental and Scioto as a control person under Section 20(a) of the Exchange Act. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Smith an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision no later than 210 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-53682; IA-2510; File No.3-12267) IN THE MATTER OF KIERAN DALE On April 19, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions (Order) against Kieran J. Dale of Downingtown, Pennsylvania. The Order finds that Dale was permanently enjoined, by consent, from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Advisers Act, based on the entry of a Final Judgment entered against him on April 13, 2006, in the U.S. District Court for the Eastern District of Pennsylvania, in a civil action entitled Securities and Exchange Commission v. Keystone V Management Co., Inc., et al., Civil Action No. 06-1030. Without admitting or denying the Commission's findings, Dale consented to the sanctions imposed by the Order. The Order finds that between 1997 and 2001, Dale was a managing director of a private venture capital fund called Keystone Venture V, LP (the Fund). During that time, Dale was an investment adviser, and provided investment advice to the Fund through three companies that he and two other individuals controlled. The Commission's complaint alleged, among other things that, Dale defrauded the Fund and its investors of more than $9 million by purportedly investing their funds in companies owned or controlled by an entrepreneur located in New England. The complaint further alleged that Dale diverted these funds to the entrepreneur and other third parties affiliated with him for their personal benefit and that Dale concealed the diversion of funds by creating false and misleading financial statements that were disseminated to existing and prospective investors. These false and misleading financial statements were disseminated in the offer and sale and in connection with the purchase and sale of securities in the form of capital calls to existing investors and defaulted limited partnership interests to new investors. Based on the above, the Order bars Dale from association with any investment adviser. (Rel. IA-2511; File No. 3-12268) INVESTMENT COMPANY ACT RELEASES BRIDGEWAY FUNDS, INC., ET AL. A notice has been issued giving interested persons until May 15, 2006, to request a hearing on an application filed by Bridgeway Funds, Inc., et al. for an order under Section 6(c) of the Investment Company Act for an exemption from Sections 18(f) and 21(b) of the Act, under Section 12(d)(1)(J) of the Act for an exemption from Section 12(d)(1) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and 17(a)(3) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC-27290 - April 18) STANDARDS SETTING BOARDS APPROVED RULES The Commission approved the Public Company Accounting Oversight Board's proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees (File No. PCAOB-2006- 01) under Section 19(b)(1) of the Exchange Act. These rules restrict the types of certain tax services and fee arrangements the auditor may provide to their audit client while maintaining their independence. Publication of the approved rules is expected in the Federal Register during the week of April 24. (Rel. 34-53677) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the National Association of Securities Dealers (SR- NASD-2006-046) relating to technical amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 24. (Rel. 34-53669) A proposed rule change filed by the Philadelphia Stock Exchange (SR-Phlx-2006-21) relating to delaying implementation of its cancellation fee has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 24. (Rel. 34-53670) A proposed rule change (SR-NASD- 2006-049) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., regarding Brut's routing order process has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 24. (Rel. 34-53675) A proposed rule change (SR-Amex-2006-36) filed by the American Stock Exchange relating to the adoption of a licensing fee for options on the First Trust IPOX-100 Index Fund Shares, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 24. (Rel. 34-53678) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto (SR-Phlx-2005-80) submitted by the Philadelphia Stock Exchange relating to the automated delivery and handling of stop and stop-limit orders. Publication of the proposal is expected in the Federal Register during the week of April 24. (Rel. 34-53673) WITHDRAWAL GRANTED An order has been issued granting the application of TDC A/S (formerly Tele Danmark A/S) to withdraw its American Depositary Shares (evidenced by American Depositary Share Receipts, each representing one half of one ordinary share, par value DKK 5 each) and Ordinary Shares, par value DKK 5 each, from listing and registration on the New York Stock Exchange, effective at the opening of business on April 19, 2006. (Rel. 34-53674) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 OSCIENT PHARMACEUTICALS CORP, 1000 WINTER STREET, SUITE 2200, WALTHAM, MA, 02451, 7813982300 - 27,233,176 ($46,160,233.32) Equity, (File 333-133370 - Apr. 19) (BR. 01B) F-3 ICON PLC /ADR/, BANK OF NEW YORK, 48 WALL ST, NEW YORK, NY, 10286, 0 ($125,000,000.00) Equity, (File 333-133371 - Apr. 19) (BR. 01A) S-3 Hana Biosciences Inc, 400 OYSTER POINT BOULEVARD, SUITE 215, SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 0 ($75,000,000.00) Equity, (File 333-133372 - Apr. 19) (BR. 01A) S-3 VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA, 30326, 7706123500 - 0 ($14,497,683.48) Equity, (File 333-133373 - Apr. 19) (BR. 03C) S-3 GFI Group Inc., 100 WALL STREET, NEW YORK, NY, 10005, 212-968-4100 - 0 ($188,182,823.00) Equity, (File 333-133374 - Apr. 19) (BR. 07B) S-3ASR Chemtura CORP, BENSON ROAD, MIDDLEBURY, CT, 06749, 2035732000 - 0 ($0.00) Debt, (File 333-133376 - Apr. 19) (BR. 06A) SB-2 CYTATION CORP, 4902 EISENHOWER BLVD., SUITE 185, TAMPA, FL, 33634, 813-885-5998 - 43,767,756 ($123,672,160.72) Equity, (File 333-133377 - Apr. 19) (BR. 06C) S-3 SPSS INC, 233 S WACKER DR, CHICAGO, IL, 60606, 3123292400 - 0 ($200,000,000.00) Other, (File 333-133378 - Apr. 19) (BR. 03C) S-8 GREENVILLE FIRST BANCSHARES INC, 112 HAYWOOD ROAD, GREENVILLE, SC, 29607, 8646799000 - 410,000 ($9,471,000.00) Equity, (File 333-133379 - Apr. 19) (BR. 07B) S-1 NOBLE ROMANS INC, ONE VIRGINIA AVE, STE 800, INDIANAPOLIS, IN, 46204, 3176343377 - 2,269,750 ($2,201,657.50) Equity, (File 333-133382 - Apr. 19) (BR. 05B) S-4 SUNGARD DATA SYSTEMS INC, SUNGARD DATA SYSTEMS INC, 680 EAST SWEDESFORD RD, WAYNE, PA, 19087, 4845825512 - 0 ($3,000,000,000.00) Non-Convertible Debt, (File 333-133383 - Apr. 19) (BR. 03A) S-8 BUCKLE INC, 2407 W 24TH ST, KEARNEY, NE, 68847, 3082368491 - 200,000 ($8,091,000.00) Equity, (File 333-133384 - Apr. 19) (BR. 02B) S-8 USANA HEALTH SCIENCES INC, 3838 WEST PARKWAY BLVD., SALT LAKE CITY, UT, 84120-6336, 8019547100 - 0 ($201,825,000.00) Equity, (File 333-133385 - Apr. 19) (BR. 01C) S-4 ATLAS PIPELINE PARTNERS LP, 311 ROUSER ROAD, MOON TOWNSHIP, PA, 15108, 4122622830 - 0 ($250,000,000.00) Debt, (File 333-133386 - Apr. 19) (BR. 02A) S-1 SUNESIS PHARMACEUTICALS INC, 341 OYSTER POINT BOULEVARD, SOUTH SAN FRANCISCO, CA, 94080, 650-266-3500 - 9,420,291 ($60,478,268.22) Equity, (File 333-133387 - Apr. 19) (BR. 01C) S-8 VALSPAR CORP, 1101 THIRD ST SOUTH, MINNEAPOLIS, MN, 55415, 6123327371 - 25,000,000 ($139,400,000.00) Equity, (File 333-133388 - Apr. 19) (BR. 06B) S-8 CALGON CARBON CORPORATION, P O BOX 717, 400 CALGON CARBON DR, PITTSBURGH, PA, 15230-0717, 4127876700 - 1,500,000 ($9,772,500.00) Equity, (File 333-133389 - Apr. 19) (BR. 06A) S-8 BANCORPSOUTH INC, ONE MISSISSIPPI PL, TUPELO, MS, 38804, 6626802000 - 0 ($23,760,000.00) Equity, (File 333-133390 - Apr. 19) (BR. 07A) S-8 CALGON CARBON CORPORATION, P O BOX 717, 400 CALGON CARBON DR, PITTSBURGH, PA, 15230-0717, 4127876700 - 500,000 ($3,257,500.00) Equity, (File 333-133391 - Apr. 19) (BR. 06A) S-1 WINMARK CORP, 4200 DAHLBERG DRIVE, GOLDEN VALLEY, MN, 55422-4837, 6125208500 - 0 ($50,000,000.00) Other, (File 333-133393 - Apr. 19) (BR. 02C) S-8 INTERSECTIONS INC, 14930 BOGLE DRIVE, CHANTILLY, VA, 20151, 7034886100 - 2,500,000 ($25,400,000.00) Equity, (File 333-133394 - Apr. 19) (BR. 03C) S-3ASR DENBURY RESOURCES INC, 5100 TENNYSON PARKWAY, SUITE 3000, PLANO, TX, 75024, 9726732000 - 4,158,230 ($143,750,011.10) Equity, (File 333-133395 - Apr. 19) (BR. 04A) S-8 LASERLOCK TECHNOLOGIES INC, 837 LINDY LANE, BALA CYNWYD, PA, 19004, 6109091000 - 18,000,000 ($1,620,000.00) Equity, (File 333-133396 - Apr. 19) (BR. 06A) S-3 VIRAGEN INC, 865 SW 78TH AVENUE, SUITE 100, PLANTATION, FL, 33324, 9542338746 - 0 ($19,712,700.00) Equity, (File 333-133397 - Apr. 19) (BR. 01C) S-8 iVoice Technology, Inc., 750 HIGHWAY 34, MATAWAN, NJ, 07747, 732-441-7700 - 6,990,000 ($111,840.00) Equity, (File 333-133398 - Apr. 19) (BR. 03A) S-3 SOUTHWEST WATER CO, ONE WILSHIRE BUILDING, 624 SOUTH GRAND AVENUE, SUITE 2900, LOS ANGELES, CA, 90017-3782, 213 929 1800 - 0 ($22,859,094.00) Equity, (File 333-133399 - Apr. 19) (BR. 02A) S-8 WINNER MEDICAL GROUP INC, WINNER INDUSTRIAL PARK, BULONG ROAD, LONGHUA, SHENZHEN CITY, F4, 518109, (86-755) 28138888 - 5,000,000 ($38,750,000.00) Equity, (File 333-133400 - Apr. 19) (BR. 09B) S-8 TREY RESOURCES INC, 750 RT 34, MATANAN, NJ, 07747, 730 441 7700 - 51,000,000 ($586,500.00) Equity, (File 333-133401 - Apr. 19) (BR. 08C) S-8 SpeechSwitch, Inc., 750 HIGHWAY 34, MATAWAN, NJ, 07747, 732-441-7700 - 6,500,000 ($104,000.00) Equity, (File 333-133402 - Apr. 19) (BR. 03A) S-3 APPLIED DIGITAL SOLUTIONS INC, 1690 SOUTH CONGRESS AVENUE, SUITE 200, DELRAY BEACH, FL, 33445, 561-805-8000 - 865,721 ($2,346,104.00) Equity, (File 333-133403 - Apr. 19) (BR. 11B) S-4 STERLING FINANCIAL CORP /WA/, 111 N WALL ST, SPOKANE, WA, 99201, 509-354-8165 - 0 ($19,083,000.00) Equity, (File 333-133404 - Apr. 19) (BR. 07A) S-8 ATLAS AIR WORLDWIDE HOLDINGS INC, 2000 WESTCHESTER AVENUE, PURCHASE, NY, 10577-2543, 9147018000 - 2,772,559 ($124,756,155.00) Equity, (File 333-133405 - Apr. 19) (BR. 05A) SB-2 SKINS INC., 54 WEST 21ST STREET, # 705, NEW YORK, NY, 10010, 212-255-1777 - 6,000,000 ($6,690,000.00) Equity, (File 333-133406 - Apr. 19) (BR. 03B) S-3 Extra Space Storage Inc., 2795 COTTONWOOD PARKWAY, SUITE 400, SALT LAKE CITY, UT, 84121, 801-562-5556 - 0 ($23,443,579.00) Equity, (File 333-133407 - Apr. 19) (BR. 08B) S-8 QUALITY DISTRIBUTION INC, 3802 CORPOREX PARK DRIVE, TAMPA, FL, 33619, 8136305826 - 4,121,920 ($52,005,566.35) Equity, (File 333-133408 - Apr. 19) (BR. 05B) SB-2 IVI COMMUNICATIONS INC, 5959 W. CENTURY BLVD, #573, LOS ANGELES, CA, 90045, 3108021744 - 22,250,000 ($2,447,500.00) Equity, (File 333-133409 - Apr. 19) (BR. 09A) F-3 DIANA SHIPPING INC., PENDELIS 16, 175 64 PALAIO FALIRO, ATHENS, J3, 00000, 30-210-947-0100 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-133410 - Apr. 19) (BR. 05A) S-8 NB&T FINANCIAL GROUP INC, 48 NORTH SOUTH ST, WILMINGTON, OH, 45177, 9373821441 - 95,510 ($2,440,205.00) Equity, (File 333-133411 - Apr. 19) (BR. 07C) S-8 NB&T FINANCIAL GROUP INC, 48 NORTH SOUTH ST, WILMINGTON, OH, 45177, 9373821441 - 270,000 ($5,427,000.00) Equity, (File 333-133412 - Apr. 19) (BR. 07C) S-3 VALENTIS INC, 863A MITTEN RD, BURLINGAME, CA, 94010, 6506971900 - 0 ($11,167,200.00) Equity, (File 333-133413 - Apr. 19) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY HOLDING CO FL 1.01,9.01 04/15/06 8X8 INC /DE/ DE 5.02,9.01 04/18/06 ABBOTT LABORATORIES IL 2.02,9.01 04/19/06 ACADIA PHARMACEUTICALS INC DE 8.01,9.01 04/19/06 ACIES CORP NV 8.01,9.01 04/14/06 ACTIVANT SOLUTIONS INC /DE/ DE 1.01,7.01,9.01 04/18/06 ADVANCED ANALOGIC TECHNOLOGIES INC DE 2.02,9.01 04/18/06 ADVANCED LIGHTING TECHNOLOGIES INC OH 1.01,2.05,7.01,9.01 04/18/06 ADVANCED MEDICAL INSTITUTE INC. NV 1.01,9.01 04/18/06 Advaxis, Inc. CO 5.02 04/19/06 AJS BANCORP INC DE 2.02,9.01 04/19/06 ALDERWOODS GROUP INC DE 8.01 04/19/06 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 04/19/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 1.01,2.01,9.01 04/18/06 ALPHARX INC DE 1.01 04/11/06 ALTEON INC /DE DE 1.01,9.01 04/19/06 America Asia Corp. NV 1.01,5.03,8.01 03/31/06 AMERICA ONLINE LATIN AMERICA INC DE 7.01,9.01 04/18/06 AMERICAN AIRLINES INC DE 2.02,9.01 04/19/06 AMERICAN BAR ASSOCIATION MEMBERS STAT MA 1.01,3.03,9.01 04/13/06 AMERICAN STANDARD COMPANIES INC DE 2.02,2.05,7.01,9.01 04/19/06 AMERICAN STATES WATER CO CA 7.01,9.01 04/13/06 AMPHENOL CORP /DE/ DE 2.02,9.01 04/19/06 AMR CORP DE 2.02,9.01 04/19/06 ANADIGICS INC DE 7.01 04/19/06 ANALYSTS INTERNATIONAL CORP 8.01,9.01 04/19/06 ANDRX CORP /DE/ DE 8.01 04/18/06 ANR PIPELINE CO DE 4.01,9.01 04/18/06 APPLE COMPUTER INC CA 2.02,9.01 04/19/06 ARADYME CORP DE 1.01,3.02,9.01 04/17/06 ARBOR REALTY TRUST INC MD 5.02,9.01 04/19/06 ARCH CAPITAL GROUP LTD. 1.01,2.03,5.05,9.01 04/18/06 ARENA PHARMACEUTICALS INC DE 8.01 04/19/06 ARMOR HOLDINGS INC DE 8.01,9.01 04/19/06 ARTISTDIRECT INC DE 2.02,7.01,9.01 04/17/06 ASTORIA FINANCIAL CORP DE 1.01,8.01,9.01 04/18/06 AUTONATION INC /FL DE 8.01,9.01 04/19/06 AXT INC DE 2.02,9.01 04/19/06 AZTAR CORP DE 1.01,9.01 04/18/06 AZTAR CORP DE 2.02,9.01 04/19/06 BADGER METER INC WI 2.02,9.01 04/19/06 BANCSHARES OF FLORIDA INC FL 2.02,9.01 04/19/06 Bank of Commerce Holdings CA 8.01,9.01 04/18/06 BANK OF GRANITE CORP DE 1.01 04/17/06 BARRIER THERAPEUTICS INC DE 1.01 04/13/06 BILL BARRETT CORP 1.01,5.02 04/18/06 BIOENVISION INC DE 4.01 04/18/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.04 04/13/06 BKF CAPITAL GROUP INC DE 8.01,9.01 04/18/06 BLACK & DECKER CORP MD 8.01,9.01 04/19/06 BLACKROCK INC /NY DE 2.02,9.01 04/19/06 Blue Wireless & Data, Inc. CO 4.01,5.02 04/17/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 04/19/06 BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02,5.03,9.01 04/17/06 BRYN MAWR BANK CORP PA 8.01,9.01 04/18/06 BUILDING MATERIALS HOLDING CORP DE 2.01 04/17/06 BUILDING MATERIALS HOLDING CORP DE 5.02 04/14/06 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 04/19/06 CADENCE RESOURCES CORP UT 5.03 04/19/06 CALIFORNIA MICRO DEVICES CORP CA 2.01,9.01 04/13/06 CARDINAL HEALTH INC OH 1.01,1.02,5.02,7.01,9.01 04/17/06 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 04/18/06 CBOT HOLDINGS INC DE 2.02,9.01 04/19/06 CENTERPOINT PROPERTIES TRUST MD 1.01,1.02,5.02 04/13/06 CHAMPION ENTERPRISES INC MI 5.03,9.01 04/19/06 CHANNELL COMMERCIAL CORP DE 4.01,9.01 03/23/06 AMEND CHARTERMAC DE 8.01,9.01 04/11/06 Chartwell International, Inc. NV 2.01 04/13/06 CHECKFREE CORP \GA\ DE 1.01,1.02,2.03,9.01 04/13/06 CHEMUNG FINANCIAL CORP NY 2.02,9.01 03/31/06 CHINA MEDIA NETWORKS INTERNATIONAL IN NV 1.01,3.02,9.01 04/13/06 CHUBB CORP NJ 5.03,9.01 04/18/06 CINGULAR WIRELESS LLC DE 2.02,9.01 04/19/06 CIT GROUP INC DE 2.02,7.01,8.01,9.01 04/17/06 CITIZENS FINANCIAL SERVICES INC PA 8.01,9.01 04/19/06 CITRIX SYSTEMS INC DE 2.02 04/19/06 CITY NATIONAL CORP DE 2.02,7.01,9.01 04/19/06 CNA FINANCIAL CORP DE 1.01,9.01 04/19/06 COCA COLA CO DE 2.02,9.01 04/19/06 Coleman Cable, Inc. DE 2.05 04/14/06 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 04/19/06 COLONIAL BANCGROUP INC DE 7.01,9.01 04/19/06 COLORADO INTERSTATE GAS CO DE 4.01,9.01 04/18/06 COMERICA INC /NEW/ DE 2.02,7.01,9.01 04/19/06 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 04/18/06 COMMUNITY CAPITAL CORP /SC/ SC 7.01,9.01 04/19/06 CONMED CORP NY 1.01,9.01 04/13/06 Copano Energy, L.L.C. DE 8.01,9.01 04/18/06 COSI INC DE 2.02,9.01 04/18/06 CRA INTERNATIONAL, INC. MA 1.01,9.01 04/17/06 CREDIT ACCEPTANCE CORPORATION MI 1.01 04/13/06 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 04/19/06 CWABS Asset-Backed Certificates, Seri DE 2.01 03/30/06 CYBERSOURCE CORP DE 2.02,9.01 04/19/06 CYBERSOURCE CORP DE 1.01,5.03,9.01 04/13/06 Cyclacel Pharmaceuticals, Inc. DE 4.01,9.01 04/10/06 AMEND DAG MEDIA INC NY 7.01 04/18/06 DEL MONTE FOODS CO DE 7.01 04/19/06 DENBURY RESOURCES INC DE 7.01 04/19/06 DIGITAL ANGEL CORP DE 1.01,3.03 04/13/06 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 04/13/06 Digital Music Group, Inc. DE 9.01 02/07/06 AMEND DIGITAL RECORDERS INC NC 7.01,9.01 04/19/06 DIVIDEND CAPITAL TRUST INC MD 1.01 04/13/06 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 03/31/06 DOW CHEMICAL CO /DE/ DE 5.01,9.01 04/13/06 DOW JONES & CO INC DE 1.01,5.02,8.01,9.01 04/19/06 DTLL INC MN 1.01,3.02,5.01,5.02,7.01,9.01 02/23/06 DUQUESNE LIGHT HOLDINGS INC PA 7.01,9.01 04/19/06 E TRADE FINANCIAL CORP DE 2.02,9.01 04/19/06 EAGLE BROADBAND INC TX 8.01 04/18/06 EAST PENN FINANCIAL CORP 2.02,9.01 04/19/06 EASYLINK SERVICES CORP DE 1.01,3.02,5.02 04/13/06 EBAY INC DE 2.02,9.01 04/19/06 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 04/19/06 Emrise CORP DE 4.01,9.01 04/13/06 EMULEX CORP /DE/ DE 8.01,9.01 04/19/06 ENDEVCO INC TX 8.01 04/13/06 ENERGY EXPLORATION TECHNOLOGIES / A0 3.02 01/30/06 ENTERGY CORP /DE/ DE 2.02,9.01 04/19/06 ENTERPRISE BANCORP INC /MA/ MA 2.02,8.01,9.01 04/18/06 ENTERPRISE FINANCIAL SERVICES CORP DE 7.01,9.01 04/19/06 ENXNET INC OK 7.01,9.01 04/19/06 ESB FINANCIAL CORP PA 2.02,9.01 04/18/06 ETRIALS WORLDWIDE INC. 8.01,9.01 04/19/06 EVANS SYSTEMS INC TX 1.01,2.01,5.02,9.01 04/12/06 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 04/19/06 Federal Home Loan Bank of Boston X1 7.01,9.01 04/19/06 FEDERAL MOGUL CORP MI 2.02,9.01 04/19/06 FEDERAL TRUST CORP FL 8.01,9.01 04/18/06 FEM ONE INC NV 8.01,9.01 04/18/06 FIDELITY BANCORP INC PA 2.02,8.01,9.01 04/19/06 FINLAY ENTERPRISES INC /DE DE 1.01 04/13/06 FINLAY FINE JEWELRY CORP DE 1.01 04/13/06 FIRST BANCTRUST CORP DE 5.02 04/17/06 FIRST BUSEY CORP /NV/ NV 2.02 04/18/06 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 04/19/06 FIRST CONSULTING GROUP INC DE 3.01,8.01,9.01 04/19/06 FIRST HORIZON PHARMACEUTICAL CORP DE 8.01,9.01 04/19/06 FIRST MERCHANTS CORP IN 2.02,9.01 04/19/06 FIRST NATIONAL CORP /VA/ VA 2.02,9.01 04/19/06 FIRST OAK BROOK BANCSHARES INC DE 2.02,9.01 04/18/06 FIRST REGIONAL BANCORP CA 2.02,9.01 04/18/06 FLEXTRONICS INTERNATIONAL LTD 1.01,9.01 04/13/06 FORD MOTOR CO DE 1.01,2.05,9.01 04/13/06 FORD MOTOR CREDIT CO DE 8.01,9.01 04/19/06 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 04/01/06 FREESCALE SEMICONDUCTOR INC DE 2.02,9.01 04/19/06 FRISCHS RESTAURANTS INC OH 5.03 04/13/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 04/19/06 Gales Industries Inc DE 2.02,7.01 04/19/06 GAMMACAN INTERNATIONAL INC DE 1.01,5.02,9.01 04/15/06 GEN-ID LAB SERVICES, INC. MN 1.01,8.01,9.01 04/10/06 GENERAL DYNAMICS CORP DE 2.02,9.01 04/19/06 GENZYME CORP MA 2.02,9.01 04/19/06 GLOBAL AXCESS CORP NV 2.02,9.01 04/18/06 GLOBALNET CORP NV 2.03,3.02,9.01 04/13/06 Granite Falls Energy, LLC MN 1.01 04/13/06 GULF ISLAND FABRICATION INC LA 9.01 01/30/06 AMEND HAMPTONS LUXURY HOMES INC DE 2.01,8.01,9.01 04/19/06 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,9.01 04/19/06 HASCO 2006-OPT3 8.01 04/05/06 HEALTHCARE SERVICES GROUP INC PA 2.02,9.01 04/18/06 HERITAGE COMMERCE CORP CA 5.02 04/14/06 HERITAGE OAKS BANCORP CA 2.02,9.01 04/18/06 HIRSCH INTERNATIONAL CORP NY 5.03 04/13/06 HOME FEDERAL BANCORP INC 2.02,9.01 04/19/06 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 04/19/06 HOST HOTELS & RESORTS L.P. DE 8.01 04/17/06 HOST HOTELS & RESORTS, INC. MD 5.03,9.01 04/17/06 HUNT J B TRANSPORT SERVICES INC AR 2.02,9.01 04/17/06 HUNTINGTON BANCSHARES INC/MD MD 2.01,9.01 04/19/06 ICON CASH FLOW PARTNERS L P SERIES E DE 8.01 04/19/06 ICON CASH FLOW PARTNERS L P SIX DE 8.01 04/19/06 ICU MEDICAL INC/DE DE 2.02,9.01 04/18/06 IDERA PHARMACEUTICALS, INC. DE 1.01 04/13/06 IDT CORP DE 5.03,9.01 04/18/06 Ignis Petroleum Group, Inc. 1.01,9.01 04/19/06 IMAGE ENTERTAINMENT INC DE 7.01,9.01 04/19/06 IMS HEALTH INC DE 2.02,9.01 04/19/06 INFINIUM LABS INC DE 8.01,9.01 04/19/06 INSIGNIA SOLUTIONS PLC 1.01 04/18/06 INTEGRA BANK CORP IN 7.01,9.01 04/19/06 INTEL CORP DE 2.02 04/19/06 INTERCHANGE FINANCIAL SERVICES CORP / NJ 7.01,9.01 04/19/06 INTERCHANGE FINANCIAL SERVICES CORP / NJ 1.01,8.01,9.01 04/13/06 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 04/19/06 International Securities Exchange, In DE 8.01,9.01 04/19/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 04/18/06 IR BIOSCIENCES HOLDINGS INC DE 1.01,2.03,9.01 04/13/06 IRVINE SENSORS CORP/DE/ DE 9.01 12/30/05 AMEND J P MORGAN CHASE & CO DE 2.02,9.01 04/19/06 J P MORGAN CHASE & CO DE 7.01,9.01 04/19/06 James River Group, INC DE 5.02 04/17/06 JMAR TECHNOLOGIES INC DE 4.01,9.01 04/13/06 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 04/19/06 JONES LANG LASALLE INC MD 8.01,9.01 04/19/06 JUNIPER NETWORKS INC DE 2.02,9.01 04/19/06 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 04/19/06 KINDER MORGAN INC KS 2.02,9.01 04/19/06 KITTY HAWK INC DE 1.01,5.02,9.01 04/17/06 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 04/19/06 KNIGHT RIDDER INC FL 2.02,9.01 04/17/06 KRAFT FOODS INC VA 2.02 04/19/06 Kraton Polymers LLC DE 8.01,9.01 04/19/06 LASALLE HOTEL PROPERTIES MD 2.02,9.01 04/19/06 LASALLE RE HOLDINGS LTD 8.01,9.01 04/19/06 LEARNING QUEST TECHNOLOGIES, INC. NV 5.01,5.02 04/19/06 LECROY CORP DE 2.02,9.01 03/31/06 LEVEL 3 COMMUNICATIONS INC DE 1.01,3.02,8.01,9.01 04/14/06 LINEAR TECHNOLOGY CORP /CA/ DE 2.02,9.01 04/18/06 LONGVIEW FIBRE CO WA 1.01 04/19/06 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 04/18/06 AMEND Macquarie Infrastructure CO Trust DE 1.01,9.01 04/18/06 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 04/19/06 MANARIS CORP NV 2.01,9.01 02/15/06 AMEND MARKLAND TECHNOLOGIES INC FL 1.01,3.02,9.01 04/17/06 MATRIX BANCORP INC CO 5.02,8.01,9.01 04/13/06 ME Portfolio Management SMHL Global F 8.01,9.01 04/12/06 MEDICINES CO /DE DE 2.02,9.01 04/19/06 MELLON FINANCIAL CORP PA 1.01,9.01 04/13/06 MELLON FINANCIAL CORP PA 2.02,9.01 04/18/06 MERISTAR HOSPITALITY CORP MD 1.01,3.03,7.01,9.01 04/13/06 MESABI TRUST NY 2.02,9.01 04/18/06 MGI PHARMA INC MN 2.02,9.01 04/19/06 MICROSTRATEGY INC DE 5.02 04/14/06 Molecular Pharmacology (USA) LTD NV 8.01,9.01 04/19/06 Money Tree, Inc. GA 5.02,9.01 04/15/06 MONEYGRAM INTERNATIONAL INC 2.02 04/19/06 MONROE JAMES BANCORP INC VA 2.02,9.01 04/19/06 MOST HOME CORP NV 4.01,9.01 04/18/06 MOVIE GALLERY INC DE 8.01,9.01 04/19/06 NASDAQ STOCK MARKET INC DE 1.02,2.01 04/18/06 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 04/18/06 NATIONAL PRESTO INDUSTRIES INC WI 2.02,4.02,9.01 04/13/06 NATIONAL QUALITY CARE INC DE 8.01,9.01 04/19/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01 04/18/06 NATIONWIDE LIFE INSURANCE CO OH 8.01 04/18/06 NATURADE INC DE 1.02 04/13/06 NETGURU INC DE 7.01,9.01 04/17/06 NEW YORK HEALTH CARE INC NY 1.01 04/17/06 NewPage CORP DE 1.01,5.02,9.01 04/13/06 NewPage CORP DE 1.01 04/18/06 NEWS CORP 8.01,9.01 04/19/06 Nissan Auto Receivables 2006-B Owner 1.01,8.01,9.01 04/18/06 NITCHES INC CA 2.02,9.01 04/19/06 NMS COMMUNICATIONS CORP DE 2.02,7.01,9.01 04/19/06 NOCOPI TECHNOLOGIES INC/MD/ MD 9.01 04/19/06 NORCROSS SAFETY PRODUCTS LLC DE 5.02 04/13/06 NORTHERN STATES FINANCIAL CORP /DE/ DE 2.02 04/19/06 NORTHERN STATES FINANCIAL CORP /DE/ DE 4.01 04/18/06 NORTHERN TRUST CORP DE 5.03,9.01 04/18/06 NORTHWATER RESOURCES INC NV 3.02,9.01 02/01/06 NORTHWEST BANCORPORATION INC WA 8.01 04/19/06 NORTHWEST INDIANA BANCORP IN 2.02,9.01 04/19/06 NOVELLUS SYSTEMS INC CA 2.02,9.01 04/19/06 NOVELLUS SYSTEMS INC CA 2.05,2.06 02/06/06 AMEND NUVEEN INVESTMENTS INC DE 2.02,7.01,9.01 04/19/06 NYMT Securities CORP DE 8.01,9.01 03/30/06 ONE VOICE TECHNOLOGIES INC NV 4.02,9.01 03/31/06 AMEND ORBIT INTERNATIONAL CORP DE 5.02 04/18/06 ORCHID CELLMARK INC 5.02 04/19/06 PACIFIC CONTINENTAL CORP OR 2.02,9.01 04/19/06 Pacific Ethanol, Inc. DE 1.01,2.03,3.03,5.02,5.03,9.01 04/13/06 PACKAGING CORP OF AMERICA 2.02,9.01 04/18/06 PAREXEL INTERNATIONAL CORP MA 5.02 04/14/06 PARK HILL CAPITAL III CORP NV 1.01 04/15/06 PARKE BANCORP, INC. NJ 2.02,9.01 04/18/06 PARTNERS TRUST FINANCIAL GROUP INC 2.02 03/31/06 Pathogenics, Inc. 1.01 04/19/06 Patient Safety Technologies, Inc DE 8.01,9.01 04/19/06 PEGASUS WIRELESS CORP NV 8.01 04/18/06 PEOPLES BANCORP INC OH 2.02,9.01 04/19/06 PEOPLES BANCORP OF NORTH CAROLINA INC NC 2.02,9.01 04/17/06 PEOPLES BANCTRUST CO INC AL 2.02,9.01 04/18/06 PERICOM SEMICONDUCTOR CORP CA 4.01,7.01,9.01 04/18/06 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 04/18/06 PFGI CAPITAL CORP MD 2.02,8.01,9.01 04/19/06 PFIZER INC DE 2.02,9.01 04/19/06 PIEDMONT NATURAL GAS CO INC NC 1.01 04/18/06 PIPER JAFFRAY COMPANIES 2.02,9.01 04/19/06 PLEXUS CORP WI 5.02,9.01 04/19/06 PLUMAS BANCORP CA 2.02,9.01 04/19/06 PNM RESOURCES INC NM 7.01 03/31/06 POGO PRODUCING CO DE 1.01 04/13/06 POLYCOM INC DE 2.02,9.01 04/19/06 POPULAR INC 2.02,9.01 04/18/06 PRECISION OPTICS CORPORATION INC MA 1.01,3.02,5.02,8.01,9.01 04/13/06 PREMIER EXHIBITIONS, INC. 1.01 04/11/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/13/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/13/06 PROFILE TECHNOLOGIES INC DE 3.02 04/17/06 PROSPECT MEDICAL HOLDINGS INC DE 7.01,9.01 04/17/06 PROTOCALL TECHNOLOGIES INC NV 3.02,9.01 04/17/06 PRUDENTIAL BANCORP INC OF PENNSYLVANI 7.01,9.01 04/19/06 PUBLIC CO MANAGEMENT CORP NV 5.01,9.01 01/02/06 QAD INC DE 5.02 04/13/06 QUALCOMM INC/DE DE 2.02,9.01 04/19/06 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 04/19/06 RAMBUS INC DE 2.02,9.01 04/19/06 RANGE RESOURCES CORP DE 8.01,9.01 04/19/06 Red Sky Resources Inc. NV 5.03,9.01 04/18/06 REGENERON PHARMACEUTICALS INC NY 8.01,9.01 04/19/06 RENASANT CORP MS 2.02,9.01 04/18/06 RENTECH INC /CO/ CO 1.01 04/13/06 RESTAURANT CO DE 8.01,9.01 04/12/06 RG America, Inc. NV 2.02,7.01,9.01 04/19/06 River Rock Entertainment Authority XX 1.01,5.02,9.01 04/13/06 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 04/06/06 S Y BANCORP INC KY 2.02,9.01 04/19/06 SAFETY COMPONENTS INTERNATIONAL INC DE 1.01,5.02 04/13/06 Safety Products Holdings, Inc. DE 5.02 04/13/06 SALIX PHARMACEUTICALS LTD 8.01,9.01 04/19/06 SAN JUAN BASIN ROYALTY TRUST TX 2.02,8.01,9.01 04/18/06 SCHEID VINEYARDS INC DE 8.01,9.01 04/19/06 SCP POOL CORP DE 2.02,7.01,9.01 04/19/06 SENETEK PLC /ENG/ 2.02,9.01 04/17/06 SENOMYX INC DE 1.01,5.02,9.01 04/13/06 SHERWIN WILLIAMS CO OH 1.01,5.02,9.01 04/19/06 Shire plc 2.02,9.01 04/19/06 SIMMONS CO DE 1.01,5.02,9.01 04/07/06 SIX FLAGS INC DE 1.01 04/13/06 SKY FINANCIAL GROUP INC OH 2.02,9.01 04/19/06 SLADES FERRY BANCORP MA 1.01,2.02,9.01 04/17/06 SMARTIRE SYSTEMS INC 5.02,9.01 04/12/06 SoftNet Technology Corp. NV 7.01,9.01 04/13/06 SOLUTIA INC DE 2.02,7.01,9.01 04/19/06 SONOCO PRODUCTS CO SC 2.02,9.01 04/19/06 SOUNDVIEW HOME LOAN TRUST 2006-OPT1 DE 2.01,9.01 02/15/06 SOUTHERN NATURAL GAS CO DE 4.01,9.01 04/18/06 SOUTHERN UNION CO DE 7.01,9.01 04/19/06 SOUTHFIRST BANCSHARES INC DE 2.02,9.01 04/18/06 SOVEREIGN BANCORP INC PA 2.02,9.01 04/18/06 SPECTRANETICS CORP DE 2.02,9.01 04/19/06 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 4.01 04/19/06 ST JUDE MEDICAL INC MN 2.02,9.01 04/19/06 STANDARD PARKING CORP DE 8.01,9.01 04/19/06 STANLEY FURNITURE CO INC. DE 2.02,9.01 04/18/06 STERLING BANCSHARES INC TX 2.02,9.01 04/19/06 STEWART & STEVENSON SERVICES INC TX 8.01,9.01 04/19/06 Stone Arcade Acquisition CORP DE 4.01,9.01 04/07/06 AMEND SURMODICS INC MN 2.02,9.01 04/19/06 SYSCO CORP DE 1.01,2.03,9.01 04/13/06 TAG IT PACIFIC INC DE 3.01,9.01 04/13/06 TALBOTS INC DE 1.01,9.01 04/17/06 Tao Minerals Ltd. NV 3.02 03/27/06 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 04/18/06 TCF FINANCIAL CORP DE 2.02,9.01 04/19/06 TEKELEC CA 2.02,8.01,9.01 04/19/06 TENNESSEE GAS PIPELINE CO DE 4.01,9.01 04/18/06 TERADYNE INC MA 2.02,9.01 04/18/06 TEXHOMA ENERGY INC 1.01,3.02,5.02,8.01,9.01 04/10/06 THORNBURG MORTGAGE INC MD 2.02,9.01 04/18/06 TIER TECHNOLOGIES INC DE 7.01 04/14/06 TILDEN ASSOCIATES INC DE 4.01,8.01,9.01 03/01/06 TLC VISION CORP A6 8.01,9.01 04/19/06 TOR MINERALS INTERNATIONAL INC DE 8.01,9.01 04/19/06 TORCHMARK CORP DE 2.02,9.01 04/19/06 TOTAL SYSTEM SERVICES INC GA 2.02,7.01,9.01 04/18/06 TOWER FINANCIAL CORP IN 8.01 04/18/06 TRANSCEND SERVICES INC DE 2.02,9.01 04/19/06 TRANSNATIONAL FINANCIAL NETWORK INC CA 4.01 04/17/06 TRENWICK GROUP LTD 8.01,9.01 04/19/06 TRIMBLE NAVIGATION LTD /CA/ CA 1.01,2.02,9.01 04/19/06 True North Energy CORP 8.01 04/18/06 U S PHYSICAL THERAPY INC /NV NV 7.01,9.01 04/19/06 U.S. ENERGY HOLDINGS INC. NV 5.01 02/01/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 04/19/06 UNION BANKSHARES CORP VA 2.02,9.01 04/18/06 UNION FINANCIAL BANCSHARES INC DE 2.02,9.01 04/19/06 UNIT CORP DE 7.01,9.01 04/19/06 UNITED BANCORP INC /MI/ MI 2.02,8.01,9.01 04/18/06 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 04/19/06 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 04/19/06 UNIVERSAL COMPRESSION HOLDINGS INC DE 5.02,8.01,9.01 04/19/06 UNIVERSAL FOREST PRODUCTS INC MI 5.02,9.01 04/19/06 US AIRWAYS GROUP INC DE 5.02,9.01 04/19/06 USANA HEALTH SCIENCES INC UT 2.02,9.01 04/18/06 UTAH MEDICAL PRODUCTS INC UT 2.02,5.02 04/13/06 UTEK CORP 5.02,9.01 04/14/06 UTSTARCOM INC DE 1.01,1.02 04/13/06 uWink, Inc. UT 1.01,2.03,3.02,9.01 04/19/06 VALEANT PHARMACEUTICALS INTERNATIONAL DE 1.01 04/14/06 Valley Bancorp NV 2.02,9.01 04/19/06 VALMONT INDUSTRIES INC DE 2.02 04/18/06 VALSPAR CORP DE 5.02,7.01,9.01 04/19/06 VILLAGEEDOCS INC CA 4.02 03/28/06 AMEND VIRCO MFG CORPORATION DE 2.02,9.01 04/17/06 VIROPHARMA INC DE 1.01,7.01,9.01 04/13/06 VISTA GOLD CORP 3.02 04/12/06 VITAL IMAGES INC MN 7.01,9.01 04/17/06 VITESSE SEMICONDUCTOR CORP DE 5.02,8.01,9.01 04/17/06 VORNADO REALTY TRUST MD 7.01,9.01 04/18/06 Warrior Energy Services CORP DE 5.02,5.03,8.01,9.01 04/19/06 WebMD Health Corp. DE 1.01,7.01,9.01 04/13/06 WEBSIDESTORY INC CA 9.01 02/01/06 AMEND WERNER ENTERPRISES INC NE 2.02,8.01,9.01 04/14/06 WESBANCO INC WV 2.02,9.01 04/19/06 WESBANCO INC WV 7.01,9.01 04/19/06 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 03/31/06 WILLIAMS SCOTSMAN INTERNATIONAL INC DE 1.01,2.03,9.01 04/18/06 WINTHROP PARTNERS 79 LTD PARTNERSHIP MA 1.01 04/13/06 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 04/19/06 WORLD AIR HOLDINGS, INC. 1.01,5.02 04/17/06 Xenonics Holdings, Inc. NV 1.01,3.02,9.01 01/13/06 XETHANOL CORP CO 3.02 04/13/06 XYBERNAUT CORP DE 1.01,7.01,9.01 04/13/06