SEC NEWS DIGEST Issue 2006-67 April 7, 2006 COMMISSION ANNOUNCEMENTS SEC SUSPENDS TRADING IN THE SECURITIES OF GOLDEN APPLE OIL AND GAS, INC. On April 7, the Commission ordered the temporary suspension of trading in the securities of Golden Apple Oil and Gas, Inc. (Golden Apple). Golden Apple is headquartered in Phoenix, Arizona. The suspension begins at 9:30 a.m. EDT on April 7, 2006, and terminates at 11:59 p.m. EDT on April 21, 2006. The Commission ordered this trading suspension because of questions that have been raised regarding the accuracy of assertions by Golden Apple, and by others, in press releases and internet postings to investors concerning, among other things: (1) the company's assets, (2) the company's business operations, (3) the company's current financial condition, and (4) financing arrangements involving the issuance of Golden Apple shares. Golden Apple, a non-reporting issuer, is quoted on the Pink Sheets under the ticker GAPJ. Persons with questions regarding these matters should telephone Bruce Karpati at the Northeast Regional Office of the Securities and Exchange Commission at (212) 336-0104. (Rel. 34-53614) COMMISSION MEETINGS CLOSED MEETING - THURSDAY, APRIL 13, 2006 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, April 13, 2006, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Regulatory matter concerning a financial institution; Adjudicatory matters; and Post- argument discussion. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF MARION SHERRILL On April 6, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Marion D. Sherrill. The Division of Enforcement alleges, among other things, that on March 31, 2006, Sherrill pleaded guilty to one count of Obstruction of Justice, in violation of Title 18 United States Code, Section 1512 (c) (2). The Indictment charged, among other things, that Sherrill impeded an official investigation by the staff of the Commission by making false statements to the Commission's staff, while he was a registered representative of a broker-dealer. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, and to provide Sherrill an opportunity to dispute the allegations and to determine what remedial sanctions, if any, are appropriate and in the public interest. (Rel. 34-53611; File No. 3-12255) SEC BRINGS EMERGENCY ACTION IN FEDERAL COURT TO STOP FRAUDULENT MANIPULATION OF MICROCAP STOCKS On April 6, the Commission filed a civil injunctive action in the U.S. District Court for the Eastern District of New York charging Faisal Zafar and Sameer Thawani with perpetrating an ongoing securities fraud over the internet. The complaint alleges that since late 2004 and as recently as March 2006, Zafar and Thawani have engaged in a "pump and dump" scheme to manipulate the market for at least 24 thinly traded "microcap" or "smallcap" stocks. The defendants have made over $873,000 by purchasing the stocks, anonymously disseminating false information about the companies on popular internet message boards, and then selling the stocks at artificially inflated prices. In addition to the complaint, the Commission also filed an application today asking the Court to enter a temporary restraining order that would, among other things, immediately freeze the defendants' assets. The application also seeks a preliminary injunction against further violations while the action is pending. The Commission's complaint identifies the defendants as follows: * Faisal Zafar, age 32, resides in Yaphank, New York, and is listed on the website of a company called Secure-Minds, Inc. (Secure-Minds) as its President and CEO. * Sameer Thawani, age 27, resides in Lake Grove, New York, and is listed on the Secure Minds website as its Vice President. The complaint further alleges the following facts: After buying shares at prevailing market prices, Zafar and Thawani used online aliases to post messages touting the stock and containing phony press release excerpts or other fake "news" about the issuer to deceive investors. The phony headlines concocted by the defendants include huge business contracts, mergers and strategic alliances between these little-known issuers and an array of major corporations -- such as Google, Kmart and Sun Microsystems -- and other dramatic developments designed to make the targeted stocks appear to be surefire investment opportunities. The defendants have also preyed on fears about terrorism and international health epidemics to deceive investors. After the London subway bombings and reports concerning a deadly "bird flu" virus, Zafar posted messages falsely stating that one issuer was receiving a contract from the Department of Homeland Security to improve security on New York City subways, and that another issuer was acquiring a company that produces "bird flu" vaccine. Zafar and Thawani are engaged in a classic internet "pump and dump" manipulation scheme whose basic structure is as follows: (1) one or both of the defendants purchase shares of the issuer's stock in their online brokerage accounts; (2) the defendants register multiple online identities (User IDs) with internet message board services; (3) the defendants post multiple messages attributed to their User IDs on internet message boards devoted either to the touted stock or to other, more widely followed stocks; (4) the messages contain materially false statements about the issuer and urge other investors to buy the stock; and (5) as soon as the stock price increases due to purchases spurred by the false statements, the defendants sell their shares at the inflated price for a quick profit. After their sales, the price of the stock quickly returns to its pre-manipulation level. These events sometimes all occur within the span of a single day. The defendants have created at least 300 different User IDs and have used them to post well over one thousand messages fraudulently touting the stock of at least 24 small-cap issuers, some of them on multiple occasions. The defendants created these multiple online aliases in order to conceal their identities from investors and make it appear as if the same breaking "news" is coming from multiple independent sources. More recently, the defendants have also targeted specific investors by posing as moderators of internet user groups devoted to low-priced stocks and sending emails to the group members while simultaneously posting false messages on different internet message boards about the same stock under different user names. The emails have been sent out under user names such as "marketgeneral" and "danielbknight," among others. These emails purport to alert investors to imminent news about the stock and urge them to capitalize by buying the stock before the "news" is made public. The complaint alleges that by engaging in this conduct, the defendants violated antifraud provisions of the federal securities laws. Specifically, the complaint alleges that Zafar and Thawani violated Section 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Securities Act of 1934 (Exchange Act) and Rule 10b-5. The complaint seeks a final judgment (i) enjoining the defendants from violations of these provisions of the federal securities laws; (ii) ordering them to disgorge all their ill-gotten gains; and (iii) and imposing civil money penalties. Pending a final determination of this action, the complaint also seeks a temporary restraining order and a preliminary injunction against the foregoing violations, an asset freeze, an accounting and an order prohibiting the destruction of documents. The Commission acknowledges the cooperation of the U.S. Attorney's Office for the Eastern District of New York and the Federal Bureau of Investigation in this matter. [SEC v. Faisal Zafar and Sameer Thawani, Civil Action No. CV 06 1578 ] (LR-19642; Press Rel. 2006-50) SEC SETTLES WITH FORMER BIO ONE EXECUTIVE CHARGED WITH FRAUD The Commission today announced the U.S. District Court for the Middle District of Florida entered a Final Judgment on April 6, 2006 against Armand Dauplaise, of Winter Park, Florida, based on his consent. On Sept. 22, 2005, the Commission filed a complaint against Dauplaise and Bernard Shinder, of Boca Raton, alleging fraud and other securities law violations during their tenure as the CEO and CFO, respectively, of Bio One Corporation, a nutritional supplement company located in Winter Springs, Florida In the complaint, the Commission alleged that Dauplaise and Shinder violated the antifraud provisions of the federal securities laws when they failed to disclose the company's default on a $15 million (Canadian) promissory note and related subsequent events. According to the complaint, Bio One purchased a private company, Interactive Nutrition International Inc. (INI), on March 31, 2004, in part, by issuing the promissory note. The complaint alleges that Bio One never made any of the payments on the note, and the company's former executives signed forbearance agreements in August and November 2004 acknowledging that the company was in default of the note. According to the complaint, in December 2004, the note holder appointed a receiver for INI and provided notice to Bio One that it intended to exercise its security rights under the agreement. The complaint further alleges that Dauplaise and Shinder failed to disclose the default, the forbearance agreements and the appointment of a receiver in its quarterly reports filed in August and November 2004 or in its Form 8-Ks filed in November and December 2004. The Commission also alleges that the defendants violated the record- keeping and reporting provisions of the federal securities laws. Dauplaise, without admitting or denying the allegations of the complaint, consented to a permanent injunction which prohibits him from acting as an officer or director of any public company and that enjoins him from violating, directly or indirectly, Section 17(a) of the Securities Act of 1933 (Securities Act), Sections 10(b), 13(a), and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13a-11, 13a-13, 13a-14, 13b2-1 and 13b2-2 thereunder. Based on his sworn financial statements and other documents submitted to the Commission, he was not ordered to pay a civil penalty. The Commission's litigation against Bernard Shinder is ongoing. [SEC v. Armand Dauplaise and Bernard Shinder, Civil Action No. 6:05cv1391- ORL-31-KRS (M.D. Fla.)] (LR-19643; AAE Rel. No. 2407) COURT ORDERS COMPLIANCE WITH SEC TESTIMONY SUBPOENA On March 31, the Commission filed an application in the U.S. District Court for the Northern District of Illinois seeking an order requiring Mark T. Ellis (Ellis) to comply with a subpoena for testimony. On April 6, Judge Samuel Der-Yeghiayan granted the Commission's application pursuant to a motion filed by the Commission. Ellis, a resident of Irvine, California, is the President, Chief Executive Officer, Chief Financial Officer and Chairman of Winsted Holdings, Inc. (Winsted Holdings). According to the application, the Commission is investigating whether Winsted Holdings, Ellis and others issued Form S-8 shares to employees and consultants in violation of the registration and antifraud provisions of the federal securities laws. The application stated that Ellis failed to appear for testimony as required under a Commission subpoena. The Commission's staff issued the subpoena as part of the investigation captioned In the Matter of Finance 500, Inc. (C-03895). The Court order requires Ellis to appear for testimony on April 25 in San Diego, California. The order also provides that, upon agreement of the parties, the testimony may occur prior to April 25 at a location other than San Diego. [SEC v. Mark T. Ellis, Case No. 06 C 1783 (N.D. Ill.)] (LR-19644) FINAL JUDGMENT AGAINST EXOTICS.COM, INC. IN MARKET MANIPULATION AND FINANCIAL FRAUD CASE The Commission announced today that on March 29, 2006, a federal district court in Nevada entered a final judgment of default against Exotics.com, Inc. in connection with a stock manipulation and accounting fraud scheme that occurred from 1999 to 2002. The final judgment permanently enjoins Exotics.com from violating the antifraud, securities registration, books and records, internal controls and reporting provisions of the federal securities laws. In April 2005, the Commission filed a civil fraud action against Exotics.com, a Nevada corporation based in Vancouver, British Columbia, and 12 other defendants and one relief defendant involved in the fraudulent scheme. Exotics.com owns, operates and licenses adult Web sites in major cities throughout the United States and abroad. In its complaint, the Commission alleged that Exotics.com filed reports with the Commission containing material misstatements and omissions between February 2000 and August 2002, issued a false and misleading press release in March 2001 and caused false and misleading spam e- mails and faxes to be disseminated in December 2001. The complaint also alleged that Exotics.com issued stock without registration or a valid exemption in order to obtain loans and to further the scheme to manipulate its stock. According to the complaint, Exotics.com also failed to file required reports with the Commission, failed to maintain accurate books and records and failed to implement adequate internal accounting controls. The registration of Exotics.com's securities with the Commission was terminated voluntarily by the company in May 2004. The final judgment enjoins Exotics.com from violating the antifraud provisions of the federal securities laws, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, the reporting, books and records and internal controls provisions, Sections 13(a), 13(B)(2)(A) and 13(B)(2)(B) of the Exchange Act and Rules 13a-1, 13a-11, 13a-13, 12b-20 and 12b-11 thereunder and the securities registration provisions, Sections 5(a) and 5(c) of the Securities Act of 1933. The litigation is continuing with regard to the remaining defendants and the relief defendant. [SEC v. Exotics.com, Inc., et al., Civil Action No. CV-S-05-0531-PMP-GWF (D. Nev.)] (LR-19645; AAE Rel. No. 2408) INVESTMENT COMPANY ACT RELEASES JOHN HANCOCK TRUST, ET AL. A notice has been issued giving interested persons until May 1, 2006, to request a hearing on an application filed by John Hancock Trust, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Section 12(d)(1)(G)(i)(II) of the Act. The order would permit funds of funds relying on Section 12(d)(I)(G) of the Act to invest in other securities and financial instruments. (Rel. IC-27281 - April 5) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the NYSE Arca, Inc. (NYSE Arca) (SR- NYSEArca-2006-07) relating to exchange fees and charges has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 10. (Rel. 34-53600) A proposed rule change (SR-Phlx-2006-19) filed by the Philadelphia Stock Exchange relating to orders marked sell short entered before the opening, has became effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 10. (Rel. 34-53604) PROPOSED RULE CHANGE The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2005-40) and Amendment Nos. 1 and 2 thereto relating to amendments to the Exchange's Allocation Policy and Procedures (NYSE Rules 103A, 103B, 123E and 476A). Publication of the proposal is expected in the Federal Register during the week of April 10. (Rel. 34-53602) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2005-112) submitted by the Chicago Board Options Exchange relating to permanent approval of a pilot program relating to access to the Exchange's Hybrid automatic execution system. Publication of the proposal is expected in the Federal Register during the week of April 10. (Rel. 34-53603) The Commission approved a proposed rule change (SR NASD-2006-028) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), to allow Nasdaq to take certain actions on behalf of its issuers in connection with Nasdaq's transition to a national securities exchange. Publication of the proposal is expected in the Federal Register during the week of April 10. (Rel. 34-53606) DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange (now known as New York Stock Exchange LLC) to strike from listing and registration the common stock, $.01 par value, of AirNet Systems, Inc., effective at the opening of business on April 6. (Rel. 34-53605) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3ASR ITRON INC /WA/, 2818 N SULLIVAN RD, SPOKANE VALLEY, WA, 99216, 5099249900 - 0 ($0.00) Other, (File 333-133026 - Apr. 6) (BR. 10) S-4 STANLEY WORKS, 1000 STANLEY DR, P O BOX 7000, NEW BRITAIN, CT, 06053, 8602255111 - 0 ($450,000,000.00) Other, (File 333-133027 - Apr. 6) (BR. 06C) S-3 SLC STUDENT LOAN RECEIVABLES I INC, 750 WASHINGTON BOULEVARD, 9TH FLOOR, STAMFORD, CT, 06901, 203-975-6112 - 0 ($8,699,015,000.00) Asset-Backed Securities, (File 333-133028 - Apr. 6) (BR. 05D) S-4 ES Bancshares, Inc., 68 NORTH PLANK ROAD, NEWBURGH, NY, 12550, (866) 646-0003 - 2,239,127 ($23,216,145.00) Equity, (File 333-133029 - Apr. 6) (BR. 07A) S-8 NETSMART TECHNOLOGIES INC, 3500 SUNRISE HIGHWAY, SUITE D122, GREAT RIVER, NY, 11739, 5169682000 - 30,000 ($443,100.00) Equity, (File 333-133030 - Apr. 6) (BR. 03A) S-8 NETSMART TECHNOLOGIES INC, 3500 SUNRISE HIGHWAY, SUITE D122, GREAT RIVER, NY, 11739, 5169682000 - 400,000 ($3,490,000.00) Equity, (File 333-133031 - Apr. 6) (BR. 03A) S-1 DEXCOM INC, 5555 OBERLIN DRIVE, SAN DIEGO, CA, 92121, 8582000200 - 0 ($97,469,400.00) Equity, (File 333-133032 - Apr. 6) (BR. 10A) S-4 NANOMETRICS INC, 1550 BUCKEYE DRIVE, MILPITAS, CA, 95035, 408-435-9600 - 0 ($26,461.00) Equity, (File 333-133033 - Apr. 6) (BR. 10B) S-3ASR CONOCOPHILLIPS, CONOCOPHILLIPS, 600 NORTH DAIRY ASHFORD ROAD, HOUSTON, TX, 77079, 2812931000 - 0 ($0.00) Non-Convertible Debt, (File 333-133035 - Apr. 6) (BR. 04C) S-3 WHITTIER ENERGY CORP, 3355 WEST ALABAMA STREET, SUITE 950, HOUSTON, TX, 77098, 713 850-1880 - 0 ($21,917,500.00) Equity, (File 333-133036 - Apr. 6) (BR. 04B) S-3 WHITTIER ENERGY CORP, 3355 WEST ALABAMA STREET, SUITE 950, HOUSTON, TX, 77098, 713 850-1880 - 0 ($68,273,442.00) Other, (File 333-133037 - Apr. 6) (BR. 04B) S-8 LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 937,151 ($50,793,584.00) Equity, (File 333-133039 - Apr. 6) (BR. 01C) S-8 PCL Employees Holdings Ltd., 5410 - 99TH STREET, EDMONTON, A0, T6E 3P4, (780) 435-9711 - 1,086,200 ($22,538,650.00) Equity, (File 333-133040 - Apr. 6) (BR. 06A) S-3ASR NEW PLAN EXCEL REALTY TRUST INC, 420 LEXINGTON AVENUE, NEW YORK, NY, 10170, 2128693000 - 0 ($9,500,983.00) Equity, (File 333-133041 - Apr. 6) (BR. 08C) S-3 LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 9,475,000 ($513,545,000.00) Equity, (File 333-133042 - Apr. 6) (BR. 01C) SB-2 NOVELOS THERAPEUTICS, INC., ONE GATEWAY CENTER, SUITE 504, NEWTON, MA, 02458, 617-244-1616 - 0 ($43,567,656.70) Equity, (File 333-133043 - Apr. 6) (BR. 01A) S-8 MONRO MUFFLER BRAKE INC, 200 HOLLEDER PKWY, ROCHESTER, NY, 14615-3808, 7166476400 - 140,000 ($5,198,200.00) Equity, (File 333-133044 - Apr. 6) (BR. 05B) S-8 MONRO MUFFLER BRAKE INC, 200 HOLLEDER PKWY, ROCHESTER, NY, 14615-3808, 7166476400 - 660,000 ($24,505,800.00) Equity, (File 333-133045 - Apr. 6) (BR. 05B) S-8 SUMTOTAL SYSTEMS INC, 1808 N. SHORLINE BLVD., MOUNTAIN VIEW, CA, 94043, 6509349500 - 6,102,059 ($29,427,233.23) Equity, (File 333-133046 - Apr. 6) (BR. 03B) S-1 STROUD ENERGY INC, 801 CHERRY STREET, SUITE 3800, UNIT 19, FORT WORTH, TX, 76102, 817-882-8000 - 0 ($79,350,000.00) Equity, (File 333-133047 - Apr. 6) (BR. 04) SB-2 RADIANT LOGISTICS, INC, 1604 LOCUST STREET, 3RD FLOOR, PHILADELPHIA, PA, 19103, 7146331400 - 14,847,461 ($14,847,461.00) Equity, (File 333-133048 - Apr. 6) (BR. 02A) S-8 BANC CORP, 17 NORTH 20TH STREET, BIRMINGHAM, AL, 35203, 2053262265 - 0 ($298,756.38) Equity, (File 333-133050 - Apr. 6) (BR. 07C) S-3 KERYX BIOPHARMACEUTICALS INC, 750 LEXINGTON AVENUE, ., NEW YORK, NY, 10022, 212-531-5965 - 300,000 ($5,592,000.00) Equity, (File 333-133051 - Apr. 6) (BR. 01B) S-8 KERYX BIOPHARMACEUTICALS INC, 750 LEXINGTON AVENUE, ., NEW YORK, NY, 10022, 212-531-5965 - 3,562,657 ($14,863,254.00) Equity, (File 333-133052 - Apr. 6) (BR. 01B) S-8 NEXTPHASE WIRELESS, INC., 300 S. HARBOR BOULEVARD, SUITE 500, ANAHEIM, CA, 92805, (714) 765-0010 - 125,461 ($45,165.96) Equity, (File 333-133053 - Apr. 6) (BR. 11C) S-8 WESTERN SIERRA BANCORP, 3350 COUNTRY CLUB DRIVE, SUITE 202, CAMERON PARK, CA, 95682, 5306775600 - 0 ($27,282,000.00) Equity, (File 333-133054 - Apr. 6) (BR. 07A) S-8 ALPHA INNOTECH CORP, 2401 MERCED ST., SAN LEANDRO, CA, 94577, 5104839620 - 854,311 ($1,452,329.00) Equity, (File 333-133055 - Apr. 6) (BR. 10A) S-3 ROCKY SHOES & BOOTS INC, 39 EAST CANAL STREET, NELSONVILLE, OH, 45764, 6147531951 - 484,261 ($12,648,897.32) Equity, (File 333-133056 - Apr. 6) (BR. 02C) S-8 APO HEALTH INC /NV/, 3590 OCEANSIDE ROAD, -, OCEANSIDE, NY, 11572, 8003652839 - 7,500,000 ($150,000.00) Equity, (File 333-133057 - Apr. 6) (BR. 09B) S-8 CIPHERGEN BIOSYSTEMS INC, 5105052100 - 0 ($2,195,300.00) Equity, (File 333-133058 - Apr. 6) (BR. 10A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1 800 FLOWERS COM INC DE 1.01,9.01 04/05/06 3M CO DE 2.02,9.01 04/06/06 A.C. Moore Arts & Crafts, Inc. PA 2.02,9.01 04/06/06 AASTROM BIOSCIENCES INC MI 1.01,9.01 04/06/06 ACCENTIA BIOPHARMACEUTICALS INC 1.01,2.03,3.02,9.01 03/31/06 ACNB CORP PA 8.01,9.01 03/31/06 ACT TELECONFERENCING INC CO 5.02 04/04/06 ADVANCE AUTO PARTS INC DE 1.01,1.02,9.01 03/31/06 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 04/03/06 ADVISORY BOARD CO DE 1.01 03/31/06 AEROPOSTALE INC 7.01,9.01 04/05/06 ALASKA AIR GROUP INC DE 7.01 04/06/06 ALLIANT TECHSYSTEMS INC DE 1.01,9.01 04/05/06 Allis Chalmers Energy Inc. DE 1.01,3.02,9.01 04/03/06 ALNYLAM PHARMACEUTICALS, INC. 1.01,2.03,9.01 03/31/06 ALPINE GROUP INC /DE/ DE 4.01,9.01 04/01/06 AMARU INC NV 7.01,9.01 03/29/06 AMEDIA NETWORKS, INC. DE 1.01,9.01 04/05/06 AMEDISYS INC DE 7.01,9.01 04/06/06 AMERICAN AIRLINES INC DE 8.01 04/06/06 AMERICAN AIRLINES INC DE 7.01 04/06/06 AMERICAN EXPRESS CO NY 7.01 04/05/06 AMERICAN GREETINGS CORP OH 1.01,1.02,2.02,2.03,7.01,9.01 04/04/06 AMERICAN OIL & GAS INC NV 1.01,2.01,2.02,7.01,9.01 03/31/06 American Railcar Industries, Inc./DE DE 1.01 03/31/06 American Reprographics CO DE 8.01,9.01 04/05/06 AMERICASBANK CORP MD 1.01 03/24/06 AMR CORP DE 8.01 04/06/06 AMR CORP DE 7.01 04/06/06 ANNTAYLOR STORES CORP DE 7.01,9.01 04/06/06 ANSWERTHINK INC FL 1.02,5.02 03/31/06 APOGEE ENTERPRISES INC MN 2.02,9.01 04/05/06 APOLLO RESOURCES INTERNATIONAL INC UT 5.02 04/05/06 ARADIGM CORP CA 3.01,9.01 03/31/06 ARGON ST, Inc. DE 1.01,2.03,9.01 03/31/06 ARROWHEAD RESEARCH CORP DE 1.01,2.01,9.01 03/31/06 Ashton Woods USA L.L.C. NV 8.01,9.01 04/06/06 ASTRALIS LTD CO 3.02,9.01 04/06/06 ATARI INC DE 1.01,1.02,5.02 03/31/06 ATMEL CORP DE 1.01 03/31/06 AUTODESK INC DE 1.01,9.01 03/31/06 AUTONATION INC /FL DE 8.01,9.01 04/05/06 AUTONATION INC /FL DE 2.02,9.01 04/06/06 AVALON PHARMACEUTICALS INC 1.01 04/05/06 Avicena Group, Inc. DE 1.01,5.02,8.01,9.01 03/31/06 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 04/06/06 BANK JOS A CLOTHIERS INC /DE/ DE 1.01,9.01 03/31/06 BankFinancial CORP 8.01,9.01 04/05/06 Bear Stearns ALT-A Trust 2006-1 DE 6.02 04/01/06 Bear Stearns ALT-A Trust 2006-2, Mort DE 6.02 04/01/06 Bear Stearns Asset Backed Securities DE 6.02 04/01/06 Bear Stearns Asset Backed Securities DE 6.02 04/01/06 Bear Stearns Commercial Mortgage Secu 8.01,9.01 03/21/06 AMEND BELLSOUTH CORP GA 2.05 03/31/06 AMEND BIOENVISION INC DE 1.01 03/24/06 BIOFIELD CORP \DE\ DE 5.01,8.01 04/06/06 BIOVEST INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 03/31/06 BJs RESTAURANTS INC CA 8.01,9.01 04/05/06 BLOCKBUSTER INC DE 8.01 04/04/06 Bloodhound Search Technologies, Inc. NV 3.02,5.02 04/05/06 BLUEGATE CORP NV 2.02 04/03/06 BLUEGATE CORP NV 2.01 09/15/05 AMEND BNCCORP INC DE 1.01,5.02 04/03/06 BOISE CASCADE HOLDINGS, L.L.C. DE 1.01,5.03,9.01 03/31/06 BON TON STORES INC PA 8.01,9.01 04/05/06 BOSTON PROPERTIES INC DE 8.01,9.01 03/31/06 BOSTON PROPERTIES LTD PARTNERSHIP 8.01,9.01 03/31/06 BP INTERNATIONAL INC DE 4.01 04/03/06 BPI Energy Holdings, Inc. 8.01,9.01 04/05/06 BROADCOM CORP CA 8.01 04/06/06 BROADWAY FINANCIAL CORP \DE\ DE 1.01,3.02,9.01 04/05/06 BROWN SHOE CO INC NY 1.01,1.02,5.02,9.01 04/06/06 BSQUARE CORP /WA WA 1.01 03/31/06 BTU INTERNATIONAL INC DE 1.01,2.03 03/31/06 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 04/06/06 BUSINESS OBJECTS S.A. 8.01,9.01 04/03/06 C&D TECHNOLOGIES INC DE 1.01,1.02,9.01 04/03/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 03/31/06 CANGLOBE INTERNATIONAL INC NV 1.01,3.02,5.02,9.01 04/01/06 CARDIOGENESIS CORP /CA CA 5.02 04/05/06 CARVER BANCORP INC DE 1.01,9.01 04/05/06 CASH AMERICA INTERNATIONAL INC TX 2.02,9.01 04/06/06 CATAPULT COMMUNICATIONS CORP CA 2.02 04/03/06 AMEND CCH II LLC 1.01,5.02,9.01 04/03/06 CCH II LLC 7.01 04/06/06 CCO HOLDINGS LLC 1.01,5.02,9.01 04/03/06 CCO HOLDINGS LLC 7.01 04/06/06 CDKNET COM INC DE 1.01,2.03,3.02,9.01 03/31/06 Celanese CORP DE 5.02,9.01 04/05/06 CENTRAL VIRGINIA BANKSHARES INC VA 8.01 03/31/06 CENTURY CASINOS INC /CO/ DE 1.01,9.01 04/01/06 CENVEO, INC CO 1.01,2.01,9.01 03/31/06 CH ENERGY GROUP INC NY 1.01,1.02,9.01 03/31/06 AMEND CHARTER COMMUNICATIONS HOLDINGS LLC DE 1.01,5.02,9.01 04/03/06 CHARTER COMMUNICATIONS HOLDINGS LLC DE 7.01 04/06/06 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,5.02,9.01 04/03/06 CHARTER COMMUNICATIONS INC /MO/ DE 7.01 04/06/06 CHATTEM INC TN 2.02,9.01 04/05/06 CHEMBIO DIAGNOSTICS, INC. NV 9.01 03/24/06 AMEND CHENIERE ENERGY INC DE 1.01,8.01,9.01 04/04/06 CHILDRENS PLACE RETAIL STORES INC 5.02,8.01,9.01 04/06/06 CINERGY CORP DE 1.01,5.01,5.03,8.01,9.01 03/31/06 CIRCUIT RESEARCH LABS INC AZ 1.01,2.03,3.02,9.01 11/14/05 CLAIRES STORES INC DE 2.02,9.01 04/06/06 CNL Hotels & Resorts, Inc. MD 1.01,9.01 04/03/06 CNL Hotels & Resorts, Inc. MD 2.02,9.01 04/05/06 CNL Hotels & Resorts, Inc. MD 1.01,2.03 04/03/06 COLE KENNETH PRODUCTIONS INC NY 5.02 04/06/06 COMFORT SYSTEMS USA INC 1.01 04/01/06 Community Bancorp NV 5.02,9.01 01/19/06 AMEND COMMUNITY FIRST BANCORP INC MD 3.02 03/31/06 CONCEPTUS INC DE 5.02,5.03 04/03/06 CONCORD CAMERA CORP NJ 1.01,5.02,5.05,9.01 03/31/06 CONSTAR INTERNATIONAL INC DE 1.01,9.01 04/04/06 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 04/06/06 Copano Energy, L.L.C. DE 5.02 03/31/06 CORDIA CORP NV 8.01 04/05/06 CORUMEL MINERALS CORP. NV 1.01,1.02,2.01,3.02, 03/31/06 AMEND 5.01,5.06,7.01,9.01 CREDIT ONE FINANCIAL INC 8.01 04/06/06 Credit Suisse Commercial Mortgage Tru DE 8.01,9.01 03/22/06 Crocs, Inc. DE 5.02 04/04/06 CT COMMUNICATIONS INC /NC NC 8.01,9.01 04/05/06 CTI GROUP HOLDINGS INC DE 8.01 03/31/06 Cyberkinetics Neurotechnology Systems DE 1.01,9.01 03/31/06 CYGNE DESIGNS INC DE 1.01,8.01,9.01 03/31/06 DECORIZE INC DE 1.01,9.01 03/31/06 DELTA FINANCIAL CORP DE 1.01,9.01 04/05/06 DESIGN WITHIN REACH INC DE 2.02,9.01 03/30/06 DEVCON INTERNATIONAL CORP FL 2.02,9.01 04/03/06 DEVON ENERGY CORP/DE DE 8.01,9.01 04/06/06 DIAMOND ONE INC CO 2.01,3.02,5.01,5.02,9.01 03/31/06 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 03/31/06 DILLARDS INC DE 7.01,9.01 04/06/06 DISTRIBUTED ENERGY SYSTEMS CORP DE 1.01 04/01/06 DIVERSIFIED CORPORATE RESOURCES INC TX 8.01,9.01 04/05/06 Dolby Laboratories, Inc. DE 3.02 04/04/06 DOLLAR GENERAL CORP TN 7.01,9.01 04/06/06 DOLLAR TREE STORES INC VA 7.01,9.01 04/06/06 DOMINION HOMES INC OH 7.01,8.01,9.01 03/31/06 DONEGAL GROUP INC DE 7.01,8.01,9.01 04/06/06 DONNELLEY R H INC DE 4.01,9.01 03/31/06 DRESS BARN INC CT 2.02,9.01 04/06/06 DST Media, Inc DE 4.01 03/26/06 DTE ENERGY CO MI 7.01,9.01 04/06/06 Duke Energy CORP DE 1.01,5.02,9.01 04/03/06 DYADIC INTERNATIONAL INC DE 1.01,9.01 04/06/06 ECC Capital CORP 1.01 03/31/06 Education Realty Trust, Inc. MD 1.01,2.03,9.01 04/06/06 EFJ INC DE 1.01,9.01 03/31/06 ELECTRO ENERGY INC FL 1.01,2.01,2.03,3.02,9.01 03/31/06 EMERGING DELTA CORP DE 2.01,3.02,3.03,5.01,5.02, 03/31/06 5.03,5.06,8.01,9.01 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 04/04/06 ENERGY EAST CORP NY 5.03,9.01 04/06/06 ENERGYTEC INC NV 8.01,9.01 04/06/06 ENTRUST INC MD 2.02,2.06,9.01 04/05/06 EQUITY ONE, INC. 5.02 04/05/06 EURASIA ENERGY LTD NV 5.02,8.01,9.01 04/06/06 EVERGREENBANCORP INC WA 1.01,1.02,9.01 04/01/06 EXELON CORP PA 7.01 04/06/06 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 04/03/06 EXPLORATION CO OF DELAWARE INC DE 3.02,9.01 04/04/06 EZENIA INC DE 1.01,4.02,8.01 03/31/06 FAMILY DOLLAR STORES INC DE 7.01,8.01,9.01 04/03/06 Federal Home Loan Bank of Boston X1 2.03 04/03/06 Federal Home Loan Bank of Chicago X1 2.03 04/03/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/03/06 FERMAVIR PHARMACEUTICALS, INC. FL 1.01,9.01 03/16/06 Financial Media Group, Inc. NV 8.01 03/31/06 FINDEX COM INC NV 1.01,5.02,9.01 03/31/06 FIRST ADVANTAGE CORP DE 1.01 03/31/06 FIRST CHARTER CORP /NC/ NC 7.01,9.01 04/06/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 03/30/06 FOOTHILLS RESOURCES INC 1.01,2.01,3.02, 04/04/06 5.01,5.02,5.03,5.06,9.01 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 4.02,9.01 03/31/06 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 1.01,9.01 03/24/06 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 03/31/06 FX ENERGY INC NV 7.01,9.01 04/06/06 GAP INC DE 7.01,9.01 04/06/06 GCI INC AK 1.01 03/31/06 GENERAL COMMUNICATION INC AK 1.01 03/31/06 GENETHERA INC FL 4.01,9.01 03/10/06 AMEND GETTY IMAGES INC DE 1.01,9.01 03/31/06 GEVITY HR INC FL 1.01 03/31/06 GLATFELTER P H CO PA 8.01,9.01 04/03/06 GLOBAL EPOINT INC NV 1.01,2.02,3.02,9.01 03/31/06 GLOBAL IMAGING SYSTEMS INC DE 8.01 03/31/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 2.04 03/31/06 GLOBAL SIGNAL INC DE 8.01 03/31/06 GLOBAL SIGNAL INC DE 2.02 04/05/06 GLOBALSANTAFE CORP 7.01,9.01 04/06/06 GMH Communities Trust MD 4.02,5.02,7.01,9.01 03/31/06 GNC CORP DE 1.01,9.01 03/31/06 GNC CORP DE 2.02,9.01 04/06/06 GOLDEN ENTERPRISES INC DE 2.02,9.01 04/06/06 GOLDEN GRAIN ENERGY 4.01,9.01 04/03/06 Golden West Brewing Company, Inc. CA 5.02,9.01 03/31/06 GOLF TRUST OF AMERICA INC MD 1.01,9.01 03/31/06 GREAT CHINA MINING, INC NV 8.01,9.01 03/24/06 GREENHILL & CO INC 1.01,9.01 03/31/06 GSAMP Trust 2006-HE2 DE 8.01,9.01 04/06/06 GSC Capital Corp. Mortgage Trust 2006 DE 2.01,9.01 03/22/06 GST NETWORK FUNDING INC DE 5.01 04/06/06 GST TELECOMMUNICATIONS INC DE 5.01 04/06/06 GST USA INC DE 5.01 04/06/06 GUIDANT CORP IN 2.02,9.01 04/05/06 GUITAR CENTER INC DE 1.01,9.01 03/30/06 HAYNES INTERNATIONAL INC DE 1.01,5.02 03/31/06 HEALTH BENEFITS DIRECT CORP 1.01,2.01,3.02,8.01,9.01 04/03/06 HEALTH CARE REIT INC /DE/ DE 7.01,9.01 04/05/06 Health Partnership Inc. CO 1.01,9.01 03/31/06 HELIX BIOMEDIX INC DE 5.02,9.01 03/31/06 HERCULES INC DE 2.01,9.01 03/31/06 HERCULES INC DE 8.01,9.01 04/04/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 04/03/06 HERSHA HOSPITALITY TRUST MD 2.01,3.02,9.01 02/15/06 AMEND HESKA CORP DE 4.01,9.01 03/31/06 HILTON HOTELS CORP DE 1.01,9.01 03/31/06 HOMEBANC CORP 1.01,2.03,9.01 03/31/06 HOUSTON EXPLORATION CO DE 2.01,8.01,9.01 03/31/06 HUDSON TECHNOLOGIES INC /NY NY 1.01 03/31/06 Huron Consulting Group Inc. DE 1.01,2.01,9.01 03/31/06 HUSKER AG LLC NE 1.01,4.01,9.01 03/31/06 IA GLOBAL INC DE 2.03 03/29/06 ICONIX BRAND GROUP, INC. DE 1.01,9.01 03/31/06 ICONIX BRAND GROUP, INC. DE 1.01,2.03,3.02,9.01 03/31/06 ICT GROUP INC PA 8.01,9.01 04/06/06 Ignis Petroleum Group, Inc. 1.01,3.02,5.02,9.01 01/20/06 AMEND IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 04/03/06 INDEVUS PHARMACEUTICALS INC DE 1.01,9.01 03/31/06 INNOVO GROUP INC DE 2.02,9.01 04/06/06 INSIGHTFUL CORP DE 5.02 04/04/06 INSIGNIA SYSTEMS INC/MN MN 3.01,9.01 03/31/06 INTEGRAMED AMERICA INC DE 7.01,9.01 04/06/06 INTERGRAPH CORP DE 1.01,9.01 04/06/06 INTERNATIONAL SPEEDWAY CORP FL 2.02,7.01,9.01 04/06/06 INTERNATIONAL WIRE GROUP INC DE 8.01 03/31/06 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,9.01 04/03/06 INTERSTATE HOTELS & RESORTS INC DE 5.02 04/03/06 INTERVOICE INC TX 2.02,9.01 04/05/06 IPC HOLDINGS LTD 1.01,1.02,2.03,9.01 03/31/06 IRWIN FINANCIAL CORP IN 2.03 04/06/06 IsoRay, Inc. MN 5.02 04/06/06 JACKSON RIVERS CO FL 1.01,3.02,9.01 03/31/06 JACOBS FINANCIAL GROUP, INC. DE 8.01,9.01 03/31/06 JAVELIN PHARMACEUTICALS, INC DE 2.02,8.01,9.01 04/03/06 JCM PARTNERS LLC DE 3.02 04/01/06 JO-ANN STORES INC OH 7.01,9.01 04/06/06 Jump n Jax, Inc. UT 4.01,9.01 03/31/06 KAIROS HOLDINGS INC 2.01,5.02 03/31/06 KERYX BIOPHARMACEUTICALS INC DE 2.01,5.02,9.01 03/31/06 KEYSTONE AUTOMOTIVE DISTRIBUTORS INC PA 1.01,8.01 03/31/06 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 1.01,8.01 03/31/06 KOHLS CORPORATION WI 7.01,9.01 04/06/06 KOPIN CORP DE 1.01 03/31/06 KULICKE & SOFFA INDUSTRIES INC PA 2.01,9.01 03/31/06 KULICKE & SOFFA INDUSTRIES INC PA 1.01,9.01 03/31/06 LAIDLAW INTERNATIONAL INC DE 2.02,9.01 04/06/06 Lake Shore Bancorp, Inc. X1 8.01,9.01 04/03/06 LAWSON SOFTWARE INC DE 2.02,9.01 04/06/06 LCC INTERNATIONAL INC DE 5.02,9.01 04/01/06 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 04/03/06 LIBBEY INC DE 1.01 03/31/06 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 04/05/06 LIFEWAY FOODS INC IL 7.01 04/05/06 Lightstone Value Plus Real Estate Inv MD 2.01,2.03,9.01 03/31/06 LIONS GATE ENTERTAINMENT CORP /CN/ 5.02 03/31/06 LITHIA MOTORS INC OR 7.01,9.01 04/06/06 LONG BEACH SECURITIES CORP DE 9.01 04/06/06 LONGS DRUG STORES CORP MD 7.01,9.01 04/06/06 LSI LOGIC CORP DE 1.01,8.01,9.01 04/05/06 LYONDELL CHEMICAL CO DE 8.01,9.01 04/06/06 MAGMA DESIGN AUTOMATION INC DE 8.01 03/31/06 MAGNA ENTERTAINMENT CORP DE 1.01,5.02 03/31/06 AMEND MASTEC INC FL 1.01,9.01 03/31/06 MASTR Second Lien Trust 2006-1 DE 6.02 04/01/06 MASTR Second Lien Trust 2006-1 DE 8.01,9.01 04/06/06 AMEND MATRIX BANCORP INC CO 1.01,2.01,7.01,9.01 03/31/06 MATRIX SERVICE CO DE 2.02,9.01 04/06/06 MEASUREMENT SPECIALTIES INC NJ 1.01,2.01,2.03,9.01 04/03/06 MedAire, Inc. NV 1.01,8.01 03/31/06 MEDAREX INC NJ 8.01,9.01 04/05/06 MEDAREX INC NJ 8.01,9.01 04/05/06 MEDIA SCIENCES INTERNATIONAL INC DE 5.02 03/31/06 MERGE TECHNOLOGIES INC WI 1.01,1.02,9.01 04/01/06 MERRILL LYNCH & CO INC DE 8.01,9.01 04/05/06 MICROSTRATEGY INC DE 1.01 03/31/06 MIRACOR DIAGNOSTICS INC UT 5.02,9.01 04/03/06 MOBILEPRO CORP DE 5.02 04/01/06 MOSSIMO INC DE 1.01,9.01 03/31/06 MOVADO GROUP INC NY 2.02,7.01,9.01 04/06/06 MPW INDUSTRIAL SERVICES GROUP INC OH 8.01,9.01 04/05/06 MS STRUCTURED SATURNS SERIES 2001-2 DE 8.01,9.01 04/03/06 MS STRUCTURED SATURNS SERIES 2001-6 DE 8.01,9.01 03/31/06 MULTIBAND CORP MN 7.01 03/31/06 Mutual Federal Bancorp, Inc. X1 8.01,9.01 04/04/06 National Health Partners Inc 1.02 04/01/06 NATIONAL PROPERTY INVESTORS 6 CA 2.01,9.01 03/31/06 NationsHealth, Inc. DE 1.01 03/31/06 NATURAL GAS SERVICES GROUP INC 1.01,9.01 03/31/06 NAVIGATORS GROUP INC DE 8.01 04/03/06 NAVISITE INC DE 1.01,9.01 04/06/06 NAVISTAR INTERNATIONAL CORP DE 5.04,9.01 04/06/06 NBC ACQUISITION CORP DE 1.01,9.01 04/06/06 NBC ACQUISITION CORP DE 1.01,5.02,9.01 04/06/06 NEBRASKA BOOK CO KS 1.01,9.01 04/06/06 NEBRASKA BOOK CO KS 1.01,5.02,9.01 04/06/06 NEIMAN MARCUS GROUP INC DE 2.02,7.01 04/06/06 NET 1 UEPS TECHNOLOGIES INC FL 1.01,8.01,9.01 03/31/06 NETWORK ENGINES INC DE 1.01,9.01 04/01/06 NEW CENTURY FINANCIAL CORP MD 1.01,9.01 03/31/06 NEW PLAN EXCEL REALTY TRUST INC MD 8.01,9.01 04/06/06 New York & Company, Inc. 7.01,9.01 04/06/06 NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 04/06/06 Newcastle Mortgage Securities Trust 2 DE 9.01 04/03/06 NewGen Technologies, Inc NV 5.02 03/31/06 NEWPORT INTERNATIONAL GROUP INC DE 7.01 03/28/06 NEWS CORP 8.01,9.01 04/06/06 NISOURCE INC/DE DE 7.01,9.01 04/06/06 NOBLE INTERNATIONAL, LTD. DE 1.01,9.01 04/06/06 Nomura Asset Acceptance Corp, Alterna DE 1.01,9.01 03/31/06 Nomura Asset Acceptance Corporation, DE 1.01,9.01 03/31/06 Nomura Home Equity Loan, Inc., Home E DE 2.01,9.01 03/09/06 Nomura Home Equity Loan, Inc., Home E DE 1.01,9.01 03/31/06 NORDSTROM INC WA 7.01 04/06/06 NORTH AMERICAN SCIENTIFIC INC 7.01 03/29/06 NORTHERN STATES FINANCIAL CORP /DE/ DE 4.01 03/31/06 NORTHWEST BANCORP INC PA 8.01 03/31/06 NORTHWESTERN CORP DE 7.01,9.01 04/06/06 NOVA OIL INC NV 1.01 03/31/06 NOVATEL WIRELESS INC DE 5.02,9.01 04/05/06 Novelis Inc. A6 1.01,2.02,5.02,9.01 03/31/06 NOVT CORP FL 1.01,5.01,5.02,8.01,9.01 04/01/06 NPS PHARMACEUTICALS INC DE 5.02 04/06/06 NRG ENERGY, INC. DE 8.01,9.01 03/31/06 NT HOLDING CORP. DE 1.01,9.01 03/31/06 Nuance Communications, Inc. DE 1.01,9.01 03/31/06 NYMT Securities CORP DE 8.01,9.01 03/30/06 OCCAM NETWORKS INC/DE DE 1.01 03/31/06 OIL STATES INTERNATIONAL, INC DE 5.02,9.01 04/06/06 ONSCREEN TECHNOLOGIES INC CO 7.01 04/04/06 OPENTV CORP 1.01,9.01 04/05/06 OPTICAL CABLE CORP VA 1.01,9.01 03/31/06 ORALABS HOLDING CORP CO 1.01,7.01,9.01 03/31/06 OSI PHARMACEUTICALS INC DE 8.01,9.01 04/05/06 OUTBACK STEAKHOUSE INC DE 7.01,9.01 04/06/06 PARAGON REAL ESTATE EQUITY & INVESTME MD 1.01,1.02,2.01,9.01 03/31/06 PARKER DRILLING CO /DE/ DE 1.01 03/31/06 PATAPSCO BANCORP INC MD 8.01,9.01 04/06/06 PATHFINDER BANCORP INC DE 5.02 04/06/06 Pathogenics, Inc. 8.01 04/04/06 PAULSON CAPITAL CORP OR 8.01,9.01 04/06/06 PAXSON COMMUNICATIONS CORP DE 7.01,8.01,9.01 03/31/06 PEAK INTERNATIONAL LTD D0 1.01,5.02,9.01 04/01/06 PEMCO AVIATION GROUP INC DE 5.02 03/31/06 PER SE TECHNOLOGIES INC DE 1.01 03/31/06 PEREGRINE PHARMACEUTICALS INC DE 1.01,9.01 04/05/06 PERICOM SEMICONDUCTOR CORP CA 5.02,9.01 04/05/06 PFF BANCORP INC DE 5.02,9.01 04/01/06 PHH CORP MD 1.01,2.03,8.01,9.01 03/31/06 PHI INC LA 2.02 04/05/06 PHOTOMEDEX INC DE 1.01,9.01 03/30/06 PIER 1 IMPORTS INC/DE DE 2.02,4.02,8.01,9.01 04/03/06 PIER 1 IMPORTS INC/DE DE 2.02,9.01 04/06/06 PLAINS EXPLORATION & PRODUCTION CO DE 8.01 04/06/06 PLUM CREEK TIMBER CO INC DE 1.01,9.01 03/31/06 POINT THERAPEUTICS INC DE 8.01,9.01 04/04/06 POLYMEDICA CORP MA 1.01,9.01 03/31/06 POMEROY IT SOLUTIONS INC DE 8.01,9.01 03/31/06 POSEIDIS INC FL 3.02,9.01 03/31/06 PPL ELECTRIC UTILITIES CORP PA 5.03,8.01,9.01 04/03/06 PRIVATE BUSINESS INC TN 1.01,2.03,8.01,9.01 04/05/06 PROLOGIS MD 5.03,9.01 03/31/06 Propex Fabrics Inc. DE 2.01 04/03/06 PROSPERITY BANCSHARES INC TX 2.01,8.01,9.01 04/01/06 PRUDENTIAL BANCORP INC OF PENNSYLVANI 7.01,9.01 04/06/06 QLT INC/BC A1 8.01 04/05/06 QUADTECH INTERNATIONAL INC. NV 3.02,5.02,9.01 03/31/06 R H DONNELLEY CORP DE 4.01,9.01 03/31/06 R H DONNELLEY CORP DE 4.01,9.01 03/31/06 RADIANT SYSTEMS INC GA 1.01 03/31/06 RADVIEW SOFTWARE LTD 1.01,2.02,9.01 04/04/06 RALCORP HOLDINGS INC /MO MO 1.01 03/31/06 RECLAMATION CONSULTING & APPLICATIONS CO 1.01,9.01 04/04/06 RELIV INTERNATIONAL INC DE 1.01,8.01,9.01 04/06/06 RENAISSANCE MEDIA GROUP LLC DE 1.01,5.02,9.01 04/03/06 Residential Asset Securitization Trus 8.01,9.01 03/30/06 RICKS CABARET INTERNATIONAL INC TX 2.01 04/05/06 RITE AID CORP DE 2.02,9.01 04/06/06 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 04/06/06 RURAL METRO CORP AZ 2.01,9.01 03/31/06 RURAL/METRO CORP /DE/ DE 2.01,9.01 03/31/06 S3 INVESTMENT COMPANY, INC. CA 8.01 04/05/06 SABINE ROYALTY TRUST TX 2.02,9.01 04/05/06 SAKS INC TN 8.01,9.01 04/06/06 SAN HOLDINGS INC CO 2.02,7.01,9.01 04/06/06 SCHMITT INDUSTRIES INC OR 5.02,9.01 04/06/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 8.01,9.01 03/30/06 SCIENTIFIC GAMES CORP DE 1.01,2.03,9.01 03/31/06 SCM MICROSYSTEMS INC DE 1.01,9.01 04/05/06 SEABRIGHT INSURANCE HOLDINGS INC 1.01 03/31/06 SEACOAST BANKING CORP OF FLORIDA FL 1.01,2.01,8.01,9.01 04/01/06 SEASONS BANCSHARES INC GA 8.01,9.01 03/30/06 SECURECARE TECHNOLOGIES INC NV 1.01,3.02,9.01 04/04/06 SECURITY CAPITAL CORP/DE/ DE 1.01,1.02,2.01,9.01 03/31/06 SERACARE LIFE SCIENCES INC 1.01,5.02,8.01,9.01 04/04/06 SERVICE CORPORATION INTERNATIONAL TX 1.01,9.01 04/06/06 SHELTER PROPERTIES I LTD PARTNERSHIP SC 2.01,9.01 03/31/06 Shire plc 8.01,9.01 04/06/06 SHUMATE INDUSTRIES INC DE 1.01,1.02 03/31/06 SILVERADO GOLD MINES LTD A1 3.02,9.01 04/06/06 SIMMONS CO DE 1.01,3.02,9.01 03/31/06 SINA CORP 5.02 01/06/06 AMEND SIRENZA MICRODEVICES INC DE 1.01,2.01,2.03,3.02,5.02,9.01 04/03/06 SIRVA INC DE 1.01,8.01,9.01 03/30/06 SLM Private Credit Student Loan Trust DE 9.01 04/05/06 SMART ONLINE INC 4.01 04/03/06 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 2.02,9.01 04/03/06 Solo Cup CO DE 1.01,9.01 03/31/06 SOTHEBYS HOLDINGS INC MI 1.01 03/31/06 Soundview Home Loan Trust 2006-2 DE 9.01 03/15/06 Southeastern Bank Financial CORP GA 1.01,2.03,9.01 03/31/06 SOUTHERN STAR CENTRAL CORP DE 7.01,9.01 04/06/06 Spansion Inc. DE 1.01,2.03 03/31/06 SPECTRE GAMING INC MN 1.01 04/05/06 Spectrum Brands, Inc. WI 2.02,9.01 04/06/06 SPECTRUM CONTROL INC PA 2.01 04/06/06 SPEEDUS CORP DE 2.02,9.01 03/31/06 SRKP 4 INC 5.03,9.01 03/31/06 STANDARD MANAGEMENT CORP IN 3.01,9.01 04/03/06 STEMCELLS INC DE 8.01,9.01 04/03/06 STERLING BANCSHARES INC TX 2.04,7.01,9.01 04/04/06 STERLING BANCSHARES INC TX 1.01 03/31/06 StrikeForce Technologies Inc. NJ 4.01,9.01 03/31/06 SUMMIT BANCSHARES INC /TX/ TX 8.01 04/06/06 SUMMIT BANK CORP GA 2.01,9.01 04/01/06 SUN NEW MEDIA INC. MN 2.01,3.02,9.01 03/31/06 SUNTRUST BANKS INC GA 2.02,7.01,9.01 04/06/06 SUPREME INDUSTRIES INC DE 5.02 03/31/06 SYCAMORE NETWORKS INC DE 1.01 04/06/06 SYMYX TECHNOLOGIES INC DE 1.01,5.03,9.01 04/04/06 SyntheMed, Inc. DE 1.01,3.02,9.01 04/03/06 SYS CA 1.01,2.01,3.02,9.01 04/02/06 SYSCO CORP DE 1.01,2.03,9.01 03/31/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 4.01,9.01 04/04/06 Tao Minerals Ltd. NV 4.01,9.01 04/04/06 AMEND TC PIPELINES LP DE 1.01,2.03,9.01 03/31/06 TEAM INC TX 2.02,9.01 04/05/06 TECHNICAL OLYMPIC USA INC DE 1.01,8.01,9.01 04/05/06 Tejas Inc DE 8.01,9.01 04/06/06 TEREX CORP DE 8.01,9.01 04/06/06 TERREMARK WORLDWIDE INC DE 1.01 03/31/06 TESORO CORP /NEW/ DE 7.01 04/06/06 TESSCO TECHNOLOGIES INC DE 1.01,9.01 04/05/06 TEXAS UNITED BANCSHARES INC TX 2.01,9.01 04/01/06 TGC INDUSTRIES INC TX 8.01,9.01 03/31/06 THESTREET COM DE 5.02,9.01 03/31/06 THIRD WAVE TECHNOLOGIES INC /WI DE 1.01,9.01 03/31/06 TIER TECHNOLOGIES INC DE 3.01,7.01,9.01 03/31/06 Tim Hortons Inc. DE 7.01,9.01 04/06/06 TOUCHSTONE RESOURCES USA, INC. 1.01,2.03,3.02,9.01 04/04/06 Tower Group, Inc. DE 1.01,2.03,9.01 04/05/06 TRANSCONTINENTAL GAS PIPE LINE CORP DE 8.01 03/31/06 TRANSMONTAIGNE INC DE 1.01,9.01 03/31/06 TransMontaigne Partners L.P. DE 1.01,9.01 03/31/06 TREY RESOURCES INC DE 2.02,9.01 04/03/06 TRICO MARINE SERVICES INC DE 1.01,8.01,9.01 04/06/06 Trinsic, Inc. DE 2.02 03/31/06 TUESDAY MORNING CORP/DE DE 2.02,9.01 04/06/06 TXU CORP /TX/ TX 1.01,9.01 04/05/06 U.S. Helicopter CORP DE 1.01,2.03,3.02,8.01 03/31/06 UAP HOLDING CORP DE 5.02 04/03/06 UNIGENE LABORATORIES INC DE 8.01,9.01 03/31/06 UNION DRILLING INC DE 5.02,7.01,9.01 03/31/06 UNITED STATIONERS INC DE 2.05,2.06,7.01 03/31/06 URANERZ ENERGY CORP. NV 8.01 04/06/06 URANIUM RESOURCES INC /DE/ DE 1.01,8.01,9.01 03/31/06 US AIRWAYS GROUP INC DE 1.01,1.02,2.03,9.01 03/31/06 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 1.01,9.01 03/31/06 VCG HOLDING CORP CO 3.02,9.01 04/01/06 VENTIV HEALTH INC DE 3.02 03/30/06 VERSANT CORP CA 2.05 06/10/05 AMEND VIAD CORP DE 1.01,9.01 04/04/06 VIASPACE Inc. NV 7.01,9.01 04/06/06 VioQuest Pharmaceuticals, Inc. DE 1.01 03/31/06 VISANT CORP 1.01,2.03,9.01 03/31/06 VISANT HOLDING CORP 1.01,2.03,9.01 03/31/06 VISIONGATEWAY INC NV 1.01,3.02,9.01 04/06/06 VisualMED Clinical Solutions Corp. NV 7.01,9.01 04/05/06 VYYO INC DE 1.01 03/31/06 WATCHIT MEDIA, INC. DE 5.02 02/08/06 WATER PIK TECHNOLOGIES INC DE 7.01,9.01 04/05/06 WAVE WIRELESS CORP DE 3.02,5.03,8.01,9.01 03/31/06 WEBMETHODS INC DE 2.02,9.01 04/06/06 WELLSTONE FILTERS INC /DE/ DE 8.01,9.01 04/06/06 WENDYS INTERNATIONAL INC OH 7.01,9.01 04/06/06 WESBANCO INC WV 2.02,9.01 03/31/06 WHEELING ISLAND GAMING INC DE 4.01,9.01 02/10/06 AMEND WHIRLPOOL CORP /DE/ DE 2.01,2.03,9.01 03/31/06 WHX CORP DE 1.01,5.02,9.01 03/31/06 WILLIAM LYON HOMES DE 2.02,9.01 04/05/06 WILLIS LEASE FINANCE CORP DE 2.01,9.01 03/31/06 WINDROSE MEDICAL PROPERTIES TRUST MD 1.02 04/03/06 WORLD AIR HOLDINGS, INC. 1.01 03/31/06 WORLD ENERGY SOLUTIONS, INC. FL 1.01,3.02 04/03/06 Wright Express CORP 1.01,9.01 04/06/06 XYBERNAUT CORP DE 1.01,1.02,9.01 01/27/06 ZALE CORP DE 1.01,9.01 03/31/06 ZEOLITE EXPLORATION CO 1.01,2.01,3.02,5.01, 03/31/06 5.02,5.03,5.06,9.01 ZOLTEK COMPANIES INC DE 7.01,9.01 03/31/06 ZOLTEK COMPANIES INC DE 7.01,9.01 03/31/06