SEC NEWS DIGEST Issue 2006-64 April 4, 2006 ENFORCEMENT PROCEEDINGS SEC INSTITUTES PUBLIC PROCEEDINGS AGAINST INTERNATIONAL BIOCHEMICAL INDUSTRIES, INC. PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT BECAUSE THE COMPANY HAS FAILED TO FILE PERIODIC REPORTS On April 4, the Commission instituted public proceedings against International Biochemical Industries, Inc. (Biochemical) pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act). The Order Instituting Proceedings alleges that Biochemical has violated Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder by failing to file Forms 10-QSB for the quarters ended March 31, 2003, Sept. 30, 2003, Dec. 31, 2003, March 31, 2004, Sept. 30, 2004, Dec. 31, 2004, March 31, 2005, Sept. 30, 2005, and Dec. 31, 2005, and Forms 10-KSB for the years ended June 30, 2003, June 30, 2004 and June 30, 2005. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondent an opportunity to dispute these allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend for a period not exceeding twelve months or to revoke the registration of the securities of the Respondent pursuant to Section 12 of the Exchange Act. The Order requires the Administrative Law Judge to issue an initial decision no later than 120 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-53590; File No. 3-12254) SEC FILES EMERGENCY ENFORCEMENT ACTION AGAINST ERIC WESTBURY AND THREE COMPANIES HE CONTROLS TO STOP ON-GOING FRAUD AND OTHER FEDERAL SECURITIES LAW VIOLATIONS COMMISSION SEEKS APPOINTMENT OF A RECEIVER, AN ASSET FREEZE AND OTHER RELIEF TO PROTECT INVESTOR FUNDS AND TO ENSURE THE EQUITABLE DISTRIBUTION OF ASSETS AMONG INJURED INVESTORS The Commission today filed an emergency civil action in the U.S. District Court for the District of Maryland (Greenbelt Division) to stop Eric M. Westbury (Westbury) of Silver Spring, Maryland, and three companies that Westbury owns or controls, from continuing to engage in anti-fraud and other federal securities law violations against investors in those entities. The Commission's complaint alleges that Westbury is at the center of two on-going, related frauds; the first involves a fraud on investors in SBM Certificate Company (SBM) and SBM Investment Certificates, Inc. formerly known as 1st Atlantic Guaranty Corp. (1st Atlantic); and the second involves a fraud on the District of Columbia Department of Banking and Financial Institutions/Credit Enhancement Fund (District), an investor in and client of Geneva Capital Partners, LLC (Geneva). Westbury is the Chairman of the Board, Chief Executive Officer and President of SBM and of 1st Atlantic, and 100% owner of Geneva. SBM and 1st Atlantic are headquartered and doing business in Bethesda, Maryland, and Geneva is headquartered and doing business in Silver Spring, Maryland. The Commission's complaint alleges that SBM and 1st Atlantic issued "face amount certificates" totaling approximately $33 million, to over 2,000 investors, most of whom are individuals whose certificates represent investments of less than $10,000. A face-amount certificate company is a specialized type of investment company that issues fixed- income debt securities, agreeing to pay the principal amount of the instruments plus accrued interest on maturity. For the protection of investors, face amount certificate companies are required, among other things, to maintain at all times minimum certificate reserves on all of their outstanding face-amount certificates in an aggregate amount sufficient to ensure that their liabilities are at least equal to their outstanding face-amount certificates. The Commission's complaint alleges that since approximately January 2003, 1st Atlantic and SBM have failed to maintain the statutorily required minimum reserves in cash or qualified investments on their outstanding face-amount certificates. In fact, the complaint alleges, certain of the assets that SBM has represented comprise its reserves are fictional. As a result, if investors attempt to redeem their investments in the normal course, neither SBM nor 1st Atlantic will have adequate reserves to pay back all of their invested capital. Although neither 1st Atlantic nor SBM is offering face-amount certificates to new investors, both companies are permitting existing investors to "roll-over" their invested capital, without disclosing the foregoing information or its impact on the nature and quality of their investment. The Commission's complaint further alleges a separate but related ongoing fraud at Geneva. Based on material misrepresentations and omissions, and without being apprised of serious conflicts of interest, the District invested with Westbury and Geneva over $21 million of District of Columbia and federal funds earmarked for the D.C. charter school Credit Enhancement Fund. The Credit Enhancement Fund program provides loans and guaranties to charter schools to improve their creditworthiness so that commercial financial institutions will be more willing to make loans to, and/or participate in bond issues for, the particular charter school's capital improvements. Rather than invest the funds in accordance with the terms of the offering documentation, the Commission's complaint alleges that Westbury and Geneva "invested" almost all of the money in Westbury-related and controlled companies. In an effort to conceal their fraud, Westbury and Geneva have continued to make material misrepresentations and omissions, in account statements and other documentation, provided to the District. While the District has received $10 million of the funds it initially invested back from Geneva, and used those funds to extend loans to District charter schools, the Commission's complaint alleges that the District has demanded the balance of its investment from Geneva and Westbury but Geneva and Westbury have been unable to comply with that request. The Commission's complaint charges defendants 1st Atlantic and SBM with violating Sections 28(a) and 28(b) of the Investment Company Act of 1940. In addition, the Commission's complaint charges 1st Atlantic, SBM, Westbury and Geneva with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, thereunder. The Commission's complaint also charges Westbury and Geneva with violating Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The Commission is seeking a temporary restraining order and preliminary injunction enjoining each of the defendants from engaging in the violations set forth above; and an order appointing a receiver for and freezing the assets of SBM, 1st Atlantic, and Geneva; granting expedited discovery; prohibiting the alteration or destruction of documents; and requiring an accounting from the defendants. In addition to the emergency relief obtained, the Commission's complaint seeks permanent injunctive relief, as well as disgorgement and prejudgment interest, from each defendant, and civil penalties from defendants Westbury and Geneva. [SEC v. SBM Investment Certificates, Inc., f/k/a 1ST Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury, Civil Action No. 8:06-CV-866 (D. Md.)] (LR-19638) SEC CHARGES FOUR SECURITIES INDUSTRY PROFESSIONALS AND A BROKERAGE FIRM WITH FRAUD FOR ENGAGING IN MANIPULATIVE SHORT SELLING Two Principals of the Brokerage Firm Charged With Failure to Supervise On April 4, the Commission filed a civil action in the U.S. District Court for the Southern District of New York charging Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey "Danny" Graham and Pond Securities Corp. (doing business as "Pond Equities") with fraud and other securities violations in connection with manipulative short selling of the stock of Sedona Corporation. In addition, the Commission charged Pond and two of its principals, Ezra Birnbaum and Shaye Hirsch, with failure to supervise Spinner and Drillman. The Commission alleges that Badian, acting for an unregistered investment adviser, used short selling to manipulate Sedona's stock price downward to enhance a client's economic interest in an agreement with Sedona. Based on the formula, the lower Sedona's stock price, the more shares the client would receive on conversion. To preclude the client from manipulating Sedona's share price, the agreement prohibited the client from short selling Sedona's stock. The Commission alleges that Pond Equities violated the anti-fraud and certain record-keeping requirements of the federal securities laws in connection with its trading in Sedona. Defendant Ezra Birnbaum, Pond's president, and defendants Shaye Hirsch, Pond's compliance officer, failed to adequately supervise Spinner and Drillman. The Commission seeks an order permanently enjoining Badian, Spinner, Drillman, Graham and Pond from further violations of the antifraud provisions of the federal securities laws as well as other violations. The Commission also seeks an order permanently enjoining Pond, Birnbaum and Hirsch from further failures to supervise. The Commission also seeks civil monetary penalties and disgorgement of any ill-gotten gains. [SEC v. Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey Graham, Pond Securities Corp. d/b/a Pond Equities, Ezra Birnbaum and Shaye Hirsch, Civ. Action. No.06 CV 2621 (Southern District of New York)] (LR-19639) SEC FILES FRAUD CHARGES IN CONNECTION WITH PONZI SCHEME INVOLVING INVESTMENTS IN ADVERTISING MONITORS On April 4, the Commission filed securities fraud charges in Dallas federal court against Wayne Douglas Flesher and Nancy Carol Khalial, and their respective companies, Unlimited Cash, Inc. and Douglas Network Enterprises, for conducting a fraudulent and unregistered offering of investment contracts involving "Ad Toppers," computer monitors purportedly used to display advertisements in public locations. The complaint also alleges that Clifton Curtis Sneed, Jr. and his company, Sneed Financial Service, LLC, who were sales agents for the Ad Topper investments, fraudulently sold the investments and lured many elderly investors into the Ad Topper program. The Complaint charges that all Defendants conducted an unregistered securities offering and violated the antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 (Exchange Act), and that Sneed and Sneed Financial acted as unregistered brokers or dealers, in violation of the Exchange Act. The Commission alleges that from April 2001 until at least May 2005, the Flesher and Khalial, through their respective companies, raised over $18 million from hundreds of investors nationwide through numerous misrepresentations and omissions. The Complaint alleges that the Ad Topper investment was a Ponzi scheme, with virtually all "returns" to investors coming from new investor funds, not from advertising sales. The Commission also contends that Flesher and Khalial failed to tell investors that many Ad Toppers never were placed in the promised locations; that the same machine was "sold" to multiple investors at the same time; that they paid sales agents commissions ranging from 16% to 23%; and that UCI had filed for bankruptcy protection during the offering. The complaint alleges that Sneed not only blindly repeated Flesher and Khalial's misrepresentations, but made additional misrepresentations in offering materials he prepared, including fictitious testimonials and false claims that he had conducted extensive due diligence on the investment and had invested in the program. [SEC v. UNLIMITED CASH, INC., DOUGLAS NETWORK ENTERPRISES, SNEED FINANCIAL SERVICE, LLC, WAYNE DOUGLAS FLESHER, NANCY CAROL KHALIAL, AND CLIFTON CURTIS SNEED, JR., Civil Action No. 3-06CV0594-K, USDC, NDTX, Dallas Division] (LR-19640) INVESTMENT COMPANY ACT RELEASES PACIFIC LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until April 24 to request a hearing on an application filed by Pacific Life Insurance Company (Pacific Life); Separate Account A of Pacific Life (Separate Account A); Separate Account B of Pacific Life (Pacific Separate Account B); Pacific Select Variable Annuity Separate Account of Pacific Life (PSVA Separate Account); Pacific Select Exec Separate Account of Pacific Life (Pacific PSE Separate Account); Pacific Life & Annuity Company (PL&A); Separate Account A of PL&A (PL&A Separate Account A); Pacific Select Exec Separate Account of PL&A (PL&A PSE Separate Account) (Pacific Separate Account A, Pacific Separate Account B, PSVA Separate Account, Pacific PSE Separate Account, PL&A Separate Account A and PL&A PSE Separate Account, are collectively referred to as the Separate Accounts); and Pacific Select Fund (Select Fund) (Pacific Life, PL&A, the Separate Accounts and Select Fund are collectively referred to as the Applicants). Applicants request an order under Section 26(c) of the Investment Company Act to permit the substitution by Pacific Life and PL&A of shares of securities of American Funds Growth-Income Portfolio of Select Fund for shares of the Equity Income Portfolio of Select Fund held by one or more of the Separate Accounts. (Rel. IC-27276 - March 30) THE TRAVELERS INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until April 26 to request a hearing on an application filed by The Travelers Separate Account Five for Variable Annuities, The Travelers Separate Account Seven for Variable Annuities, The Travelers Separate Account Nine for Variable Annuities, TIC Separate Account Eleven for Variable Annuities, TIC Separate Account Thirteen for Variable Annuities, The Travelers Fund U for Variable Annuities, The Travelers Separate Account PF for Variable Annuities, The Travelers Separate Account TM for Variable Annuities, The Travelers Fund ABD for Variable Annuities, The Travelers Fund BD for Variable Annuities, The Travelers Separate Account QP for Variable Annuities, The Travelers Separate Account QPN for Variable Annuities, The Travelers Fund BD III for Variable Annuities, TIC Variable Annuity Separate Account 2002, The Travelers Separate Account PP for Variable Life Insurance, TIC Separate Account CPPVUL I, The Travelers Fund UL III for Variable Life Insurance, The Travelers Fund UL for Variable Life Insurance, The Travelers Separate Account Six for Variable Annuities, The Travelers Separate Account Eight for Variable Annuities, The Travelers Separate Account Ten for Variable Annuities, TLAC Separate Account Twelve for Variable Annuities, TLAC Separate Account Fourteen for Variable Annuities, The Travelers Separate Account PF II for Variable Annuities, The Travelers Separate Account TM II for Variable Annuities, The Travelers Fund ABD II for Variable Annuities, The Travelers Fund BD II for Variable Annuities, The Travelers Fund BD IV for Variable Annuities, TLAC Variable Annuity Separate Account 2002, The Travelers Fund UL II for Variable Life Insurance, Citicorp Life Variable Annuity Separate Account, First Citicorp Life Variable Annuity Separate Account, MetLife Investors Variable Annuity Account One, First MetLife Investors Variable Annuity Account One, MetLife Investors Variable Annuity Account Five, MetLife Investors USA Separate Account A, Metropolitan Life Separate Account UL, Metropolitan Life Separate Account DCVL, Security Equity Separate Account Seven, Security Equity Separate Account Thirteen, New England Variable Life Separate Account Four, New England Variable Life Separate Account Five, General American Separate Account Seven, General American Separate Account Eleven, General American Separate Account Thirty Three (collectively, Separate Accounts), The Travelers Insurance Company, The Travelers Life and Annuity Company, Citicorp Life Insurance Company, First Citicorp Life Insurance Company, MetLife Investors Insurance Company, First MetLife Investors Insurance Company, MetLife Investors Insurance Company of California, MetLife Investors USA Insurance Company, Metropolitan Life Insurance Company, New England Life Insurance Company, General American Life Insurance Company (Travelers Insurance Company, Travelers Life and Annuity Company, Citicorp Life Insurance Company, First Citicorp Life Insurance Company, MetLife Investors Insurance Company, First MetLife Investors Insurance Company, MetLife Investors Insurance Company of California, MetLife Investors USA Insurance Company, Metropolitan Life Insurance Company, New England Life Insurance Company and General American Life Insurance Company are collectively referred to as Insurance Companies), Met Investors Series Trust and Metropolitan Series Fund, Inc. (Met Investors Series Trust and Metropolitan Series Fund, Inc. are collectively referred to as Funds and, together with the Separate Accounts and the Insurance Companies are collectively referred to as Applicants.) Applicants request an order under Section 26(c) of the Investment Company Act to permit the substitution by the Insurance Companies of certain series of the Funds for certain portfolios held in the Separate Accounts. The Insurance Companies and the Funds also request an order pursuant to Section 17(b) of the Act exempting them from the provisions of Section 17(a) of the Act to permit certain in-kind transactions in connection with the substitutions. (Rel. IC-27278 - March 31) MERCURY VARIABLE TRUST An order has been issued on an application filed by Mercury Variable Trust pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC-27279 - April 3) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Commission issued notice of filing of a proposed rule change and Amendment No. 1 thereto (SR-NASDAQ-2006-001) submitted by The NASDAQ Stock Market LLC related to the Nasdaq Market Center. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53583) The Philadelphia Stock Exchange filed a proposed rule change and Amendments No. 1 and 2 thereto (SR-Phlx-2006-04) under Rule 19b-4 under the Securities Exchange Act of 1934 relating to the dissemination of index values. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53584) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2004-43) submitted by the New York Stock Exchange relating to the Real-Time NYSE OpenBookŪ Service and OpenBookŪ Fees. The Commission also approved a proposed rule change (SR-NYSE-2005-32) submitted by the New York Stock Exchange, Inc. relating to the contract terms governing vendor displays of NYSE OpenBookŪ Data, and granted accelerated approval of Amendment No. 2 to the proposal. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34-53585) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2006-29) filed by the Chicago Board Options Exchange increasing the class quoting limit in the option class Apple Computer has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 3. (Rel. 34- 53586) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SIRF TECHNOLOGY HOLDINGS INC, 148 EAST BROKAW ROAD, SAN JOSE, CA, 95112, 408-392-8300 - 29,410 ($110,581.60) Equity, (File 333-132914 - Apr. 3) (BR. 10C) S-3 THOMAS PROPERTIES GROUP INC, 515 SOUTH FLOWER STREET 6TH FLOOR, LOS ANGELES, CA, 90071, 2136131900 - 0 ($150,000,000.00) Unallocated (Universal) Shelf, (File 333-132915 - Apr. 3) (BR. 08C) S-8 HESKA CORP, 3760 ROCKY MOUNTAIN AVENUE, LOVELAND, CO, 80538, 9704937272 - 1,500,000 ($1,575,000.00) Equity, (File 333-132916 - Apr. 3) (BR. 01A) S-3 VITALSTREAM HOLDINGS INC, ONE JENNER, SUITE 100, IRIVINE, CA, 92618, (949) 743-2000 - 15,552,305 ($33,748,502.00) Equity, (File 333-132919 - Apr. 3) (BR. 08C) S-8 SPECTRALINK CORP, 5755 CENTRAL AVENUE, SUITE 202E, BOULDER, CO, 80301, 3034405330 - 0 ($24,711,729.00) Equity, (File 333-132920 - Apr. 3) (BR. 11C) S-4 HELIX ENERGY SOLUTIONS GROUP INC, 400 N SAM HOUSTON PKWY E, SUITE 400, HOUSTON, TX, 77060, 2816180400 - 13,539,138 ($486,912,122.00) Equity, (File 333-132922 - Apr. 3) (BR. 04C) SB-2 Neuralstem, Inc., 9700 GREAT SENECA HIGHWAY, ROCKVILLE, MD, 20850, 3013664841 - 16,202,000 ($16,202,000.00) Equity, (File 333-132923 - Apr. 3) (BR. ) S-8 Fortunet, Inc., 2950 HIGHLAND DRIVE, LAS VEGAS, NV, 89109, 702-796-9090 - 825,000 ($12,193,500.00) Equity, (File 333-132924 - Apr. 3) (BR. 06A) S-8 CAVCO INDUSTRIES INC, 1001 N. CENTRAL AVE, SUITE 800, PHOENIX, AZ, 85004, 602-256-6263 - 450,000 ($20,601,000.00) Equity, (File 333-132925 - Apr. 3) (BR. 06B) SB-2 BIG SKY ENERGY CORP, 750 440 2 AVE SW, SAME, CALGARY, A0, T2P 5E9, 4032348885 - 5,731,555 ($9,972,905.70) Equity, (File 333-132926 - Apr. 3) (BR. 04A) S-8 MedAire, Inc., 80 E. RIO SALADO PARKWAY, SUITE 610, TEMPE, AZ, 85281, 480-333-3700 - 8,618,037 ($3,188,673.69) Equity, (File 333-132927 - Apr. 3) (BR. 08B) S-4 AVENTINE RENEWABLE ENERGY HOLDINGS INC, 1300 SOUTH 2ND ST, PEKIN, IL, 61554, 309-347-9200 - 0 ($160,000,000.00) Debt, (File 333-132928 - Apr. 3) (BR. 06) SB-2 Searchlight Minerals Corp., #120 - 2441 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV, 89052, 702-939-5247 - 35,211,000 ($66,900,900.00) Equity, (File 333-132929 - Apr. 3) (BR. 09B) S-3 TRUE RELIGION APPAREL INC, 1525 RIO VISTA AVENUE, LOS ANGELES, CA, 90023, 323.266.3072 - 100,000 ($1,892,000.00) Equity, (File 333-132930 - Apr. 3) (BR. 02C) S-4 CALIPER LIFE SCIENCES INC, 68 ELM STREET, ., HOPKINTON, MA, 01748, 508-435-9500 - 0 ($112,398,750.00) Equity, (File 333-132931 - Apr. 3) (BR. 10A) S-8 AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799, 805-447-1000 - 0 ($169,624,602.18) Equity, (File 333-132932 - Apr. 3) (BR. 01A) S-8 Duke Energy Holding Corp., P.O. BOX 1244, CHARLOTTE, NC, 28201, 704-382-8114 - 0 ($2,559,375,000.00) Equity, (File 333-132933 - Apr. 3) (BR. 02) S-1 UNIVERSAL COMMUNICATION SYSTEMS INC, 407 LINCOLN ROAD, SUITE 6K, MIAMI, FL, 33139, 5108396100 - 414,156,875 ($8,096,766.90) Equity, (File 333-132934 - Apr. 3) (BR. 06B) S-4 KANSAS CITY POWER & LIGHT CO, 1201 WALNUT, PO BOX 418679, KANSAS CITY, MO, 64106-2124, 816-556-2200 - 250,000,000 ($250,000,000.00) Debt, (File 333-132935 - Apr. 3) (BR. 02B) F-3ASR CREDIT SUISSE GROUP, 8070 SWITZERLAND, PO BOX A, ZURICH, V8, 00000, 0114772721616 - 0 ($0.00) Other, (File 333-132936 - Apr. 3) (BR. 07A) S-8 SoftNet Technology Corp., 11 COMMERCE DRIVE, 2ND FLOOR, CRANFORD, NJ, 07016, (908) 204-9911 - 2,588,888 ($199,344.38) Equity, (File 333-132937 - Apr. 3) (BR. 03A) S-3 AUDIBLE INC, 65 WILLOWBROOK BLVD, WAYNE, NJ, 07470, 9738372700 - 1,546,695 ($15,992,826.00) Equity, (File 333-132938 - Apr. 3) (BR. 08A) S-8 United Community Bancorp, 92 WALNUT STREET, LAWRENCEBURG, IN, 47025, 812-537-4822 - 231,844 ($2,496,963.00) Equity, (File 333-132939 - Apr. 3) (BR. 07) S-3ASR OWENS & MINOR INC/VA/, 4800 COX RD, GLEN ALLEN, VA, 23060, 8047479794 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-132940 - Apr. 3) (BR. 09B) S-8 BOSS HOLDINGS INC, 221 WEST FIRST STREET, STE 330, KEWANEE, IL, 61443, 3098568068 - 150,000 ($1,174,500.00) Equity, (File 333-132941 - Apr. 3) (BR. 02A) SB-2 AEGIS ASSESSMENTS INC, 4100 NEWPORT PLACE, SUITE 660, NEWPORT BEACH, CA, 92660, 877.718.7599 - 0 ($6,033,333.94) Equity, (File 333-132942 - Apr. 3) (BR. 11A) S-3 APPALACHIAN POWER CO, 40 FRANKLIN RD SW, ROANOKE, VA, 24011, 7039852300 - 0 ($25,000,000.00) Debt, (File 333-132943 - Apr. 3) (BR. 02B) S-8 PROGINET CORP, 200 GARDEN CITY PLAZA, STE 220, GARDEN CITY, NY, 11530, 5165353600 - 500,000 ($350,000.00) Equity, (File 333-132944 - Apr. 3) (BR. 03A) F-6 DIAMYD MEDICAL AB, LINNEGATAN 89B, STOCKHOLM, V7, SE-115 23, 011 (46) 8 661 0026 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-132945 - Apr. 3) (BR. ) S-1 CYBEX INTERNATIONAL INC, 10 TROTTER DRIVE, MEDWAY, MA, 02053, 5085334300 - 4,025,000 ($25,719,750.00) Equity, (File 333-132946 - Apr. 3) (BR. 05A) S-8 TIFFANY & CO, 727 FIFTH AVE, NEW YORK, NY, 10022, 2122305317 - 0 ($414,590,000.00) Equity, (File 333-132947 - Apr. 3) (BR. 02A) SB-2 Famous Uncle Als Hot Dogs & Grille Inc, ONE PLAZA WEST, 100 MILL PLAIN ROAD, DANBURY, CT, 06811, (757) 961-0866 - 0 ($3,583,876.00) Equity, (File 333-132948 - Apr. 3) (BR. ) S-8 Live Nation, Inc., 9348 CIVIC CENTER DRIVE, BEVERLY HILLS, CA, 90210, 310-867-7200 - 9,000,000 ($171,000,000.00) Equity, (File 333-132949 - Apr. 3) (BR. 05B) S-8 Clear Channel Outdoor Holdings, Inc., 200 EAST BASSE ROAD, SAN ANTONIO, TX, 78209, 210-822-2828 - 0 ($6,951,000.00) Equity, (File 333-132950 - Apr. 3) (BR. 11B) S-8 DOVER SADDLERY INC, 525 GREAT ROAD, LITTLETON, MA, 01460, 978-952-8062 - 0 ($4,710,583.42) Equity, (File 333-132951 - Apr. 3) (BR. 02) S-3ASR CIENA CORP, 1201 WINTERSON ROAD, LINTHICUM, MD, 21090, 4108658500 - 0 ($0.00) Debt, (File 333-132952 - Apr. 3) (BR. 11B) S-8 EDUCATE INC, 1001 FLEET STREET, BALTIMORE, MD, 21022, 410-843-6848 - 0 ($9,924,000.00) Equity, (File 333-132953 - Apr. 3) (BR. 11B) S-8 CHECK POINT SOFTWARE TECHNOLOGIES LTD, 3A JABOTINSKY ST, RAMAT GAN 52520, ISRAEL, L3, 50,000,000 ($988,000,000.00) Equity, (File 333-132954 - Apr. 3) (BR. 03A) S-8 TARGET LOGISTICS INC, 500 HARBORVIEW DRIVE, 3RD FLOOR, BALTIMORE, MD, 21230, 4103321598 - 1,500,000 ($3,637,500.00) Equity, (File 333-132955 - Apr. 3) (BR. 05C) SB-2 EDEN ENERGY CORP, SUITE 1925, 200 BURRARD STREET, VANCOUVER, A1, V6C 3L6, 604.693.0179 - 22,491,048 ($66,798,412.56) Equity, (File 333-132956 - Apr. 3) (BR. 04C) S-8 MARCHEX INC, 413 PINE STREET, SUITE 500, SEATTLE, WA, 98101, 206-774-5000 - 0 ($41,482,222.00) Equity, (File 333-132957 - Apr. 3) (BR. 08C) S-3 CORPORATE OFFICE PROPERTIES TRUST, 8815 CENTRE PARK DR, SUITE 400, COLUMBIA, MD, 21045, 6105381800 - 0 ($18,720,486.00) Equity, (File 333-132958 - Apr. 3) (BR. 08A) S-8 MAGELLAN MIDSTREAM HOLDINGS LP, P.O. BOX 22186, TULSA, OK, 74121, 9185747000 - 0 ($3,420,000.00) Limited Partnership Interests, (File 333-132959 - Apr. 3) (BR. 04) S-3ASR W&T OFFSHORE INC, 0 ($0.00) Other, (File 333-132960 - Apr. 3) (BR. 04C) S-3ASR HEALTH MANAGEMENT ASSOCIATES INC, 5811 PELICAN BAY BLVD, SUITE 500, NAPLES, FL, 34108-2710, 239-5983131 - 0 ($0.00) Non-Convertible Debt, (File 333-132961 - Apr. 3) (BR. 01B) SB-2 Halo Technology Holdings, Inc., 151 RAILROAD AVENUE, GREENWICH, CT, 06830, (212) 962-9277 - 0 ($13,305,448.00) Equity, (File 333-132962 - Apr. 3) (BR. 03A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 110 MEDIA GROUP, INC. DE 4.01,9.01 03/29/06 2-Track Global, Inc. 3.02 04/03/06 2-Track Global, Inc. 1.01,2.03 04/03/06 A CONSULTING TEAM INC NY 1.01,5.01 03/30/06 Abington Community Bancorp, Inc. PA 4.01,9.01 03/28/06 ADC TELECOMMUNICATIONS INC MN 8.01 03/31/06 ADELPHIA COMMUNICATIONS CORP DE 7.01,9.01 04/03/06 AeroGrow International, Inc. NV 5.01,9.01 03/28/06 AES CORP DE 2.02,4.02,8.01,9.01 04/03/06 AFFILIATED MANAGERS GROUP INC DE 8.01,9.01 03/28/06 AKSYS LTD DE 1.01,2.02,2.03,3.03, 03/31/06 5.01,5.02,8.01,9.01 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 04/03/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 1.01,9.01 03/28/06 Allis Chalmers Energy Inc. DE 9.01 01/18/06 AMEND AMERICAN ECOLOGY CORP DE 3.03 04/03/06 American Home Mortgage Investment Tru DE 8.01,9.01 03/27/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 03/27/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 03/27/06 American Home Mortgage Investment Tru DE 9.01 03/29/06 AMERICAN REAL ESTATE PARTNERS L P DE 8.01 03/31/06 AMERICAN REALTY INVESTORS INC NV 2.02,9.01 03/31/06 AMERICAN REALTY INVESTORS INC NV 5.02 03/31/06 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 04/03/06 Ameriprint International Ltd. NV 5.03,9.01 03/28/06 AMERISTAR CASINOS INC NV 8.01,9.01 04/03/06 AMISTAR CORP CA 1.01,2.03,9.01 03/30/06 ANCHOR BANCORP WISCONSIN INC WI 1.01 03/31/06 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01 03/31/06 APOLLO GOLD CORP 2.02,9.01 04/03/06 ARBITRON INC DE 1.01,9.01 03/28/06 Argent Securities Inc. Series 2006-W3 9.01 03/14/06 Argent Securities Inc. Series 2006-W3 2.01,8.01,9.01 03/09/06 ASHFORD HOSPITALITY TRUST INC MD 1.01,9.01 03/28/06 ASTRO MED INC /NEW/ RI 7.01,9.01 04/03/06 ATLANTIC AMERICAN CORP GA 4.01,9.01 04/03/06 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 04/03/06 ATS MEDICAL INC MN 1.01,9.01 03/29/06 AUTONATION INC /FL DE 8.01,9.01 04/03/06 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 03/27/06 BANCSHARES OF FLORIDA INC FL 7.01,9.01 03/31/06 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 03/31/06 BASIC ENERGY SERVICES INC 1.01,2.03,8.01,9.01 03/28/06 BAY VIEW CAPITAL CORP DE 8.01,9.01 04/03/06 Bear Stearns ALT-A Trust 2006-2, Mort DE 8.01,9.01 03/10/06 Bear Stearns ALT-A Trust 2006-2, Mort DE 8.01,9.01 03/31/06 BEASLEY BROADCAST GROUP INC DE 4.01,9.01 03/29/06 BELL INDUSTRIES INC /NEW/ CA 4.02 04/03/06 BERKSHIRE HILLS BANCORP INC 7.01,9.01 04/03/06 BEXIL CORP MD 2.02,9.01 12/31/05 BIODELIVERY SCIENCES INTERNATIONAL IN DE 1.01,4.02,9.01 03/29/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,2.03,3.02,9.01 03/29/06 BLONDER TONGUE LABORATORIES INC DE 1.01,5.02 03/28/06 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 03/31/06 BMW Vehicle Owner Trust 2004-A 9.01 03/27/06 AMEND BMW Vehicle Owner Trust 2005-A 9.01 03/27/06 AMEND BNCCORP INC DE 5.02,7.01,9.01 03/29/06 BODISEN BIOTECH, INC DE 7.01,9.01 04/03/06 BOTTLING GROUP LLC DE 1.01 03/30/06 BOWNE & CO INC DE 8.01 03/31/06 BPI Energy Holdings, Inc. 8.01,9.01 04/03/06 Bridge Capital Holdings CA 2.03,9.01 03/30/06 BROADCOM CORP CA 8.01 03/28/06 BROADWAY FINANCIAL CORP \DE\ DE 8.01 04/03/06 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 04/03/06 BUCKLE INC NE 4.02 04/03/06 CADENCE RESOURCES CORP UT 8.01,9.01 04/03/06 CAL-BAY INTERNATIONAL INC NV 4.01 03/31/06 CALBATECH INC NV 4.01 03/26/06 CALIFORNIA MICRO DEVICES CORP CA 1.01,9.01 03/28/06 CAMCO FINANCIAL CORP DE 1.01,8.01,9.01 12/13/05 CANGLOBE INTERNATIONAL INC NV 1.01,2.01,2.03,9.01 03/17/06 CARAUSTAR INDUSTRIES INC NC 1.01,1.02,2.03,2.04,7.01,9.01 03/30/06 CARDINAL COMMUNICATIONS, INC NV 1.01,9.01 03/24/06 CARRIZO OIL & GAS INC TX 4.02 03/28/06 CCFNB BANCORP INC PA 1.01,9.01 03/31/06 Centerplate, Inc. DE 1.01 04/03/06 CENTERPOINT ENERGY INC 8.01 03/28/06 CENTERSTATE BANKS OF FLORIDA INC FL 2.01 03/31/06 CENTRAL FREIGHT LINES INC NV 7.01,9.01 04/03/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 02/27/06 AMEND CF Industries Holdings, Inc. DE 7.01,9.01 04/03/06 CFC INTERNATIONAL INC DE 1.02,8.01,9.01 03/30/06 CHEMBIO DIAGNOSTICS, INC. NV 1.01,2.02,3.02,7.01,9.01 03/24/06 CHENIERE ENERGY INC DE 1.01,9.01 01/03/06 CHICAGO BRIDGE & IRON CO N V 1.01,8.01,9.01 03/30/06 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01 03/29/06 CHURCH & DWIGHT CO INC /DE/ DE 1.01 03/31/06 CHURCHILL DOWNS INC KY 1.01 03/28/06 Citigroup Mortgage Loan Trust 2006-CB 9.01 03/27/06 CIVITAS BANKGROUP INC TN 7.01,9.01 03/31/06 CLEVELAND CLIFFS INC OH 8.01 03/31/06 COACHMEN INDUSTRIES INC IN 1.01,9.01 03/31/06 COACTIVE MARKETING GROUP INC DE 1.01,5.02,9.01 03/29/06 COGNITRONICS CORP NY 2.02,9.01 03/31/06 COLONY RIH HOLDINGS INC DE 1.01,1.02,5.02 03/31/06 COLUMBIA LABORATORIES INC DE 1.01,1.02,9.01 03/30/06 COMBINATORX, INC DE 8.01,9.01 04/03/06 COMMONWEALTH TELEPHONE ENTERPRISES IN PA 5.02 04/01/06 COMMUNITY BANCSHARES INC /DE/ DE 1.01,9.01 03/28/06 Community Partners Bancorp NJ 2.01,7.01,8.01,9.01 04/01/06 CONOCOPHILLIPS DE 9.01 03/31/06 AMEND CONSTELLATION BRANDS, INC. DE 1.01,7.01,9.01 04/02/06 CONTINENTAL MATERIALS CORP DE 2.02,9.01 03/31/06 Core-Mark Holding Company, Inc. DE 1.01,2.02,8.01,9.01 03/29/06 Core-Mark Holding Company, Inc. DE 1.01,2.02,7.01,8.01,9.01 03/29/06 AMEND CORNELL COMPANIES INC DE 8.01,9.01 04/03/06 CORPORATE OFFICE PROPERTIES TRUST MD 8.01,9.01 12/22/05 COVANTA HOLDING CORP DE 5.02,9.01 04/03/06 CREDIT SUISSE (USA) INC DE 9.01 03/29/06 CREDIT SUISSE (USA) INC DE 9.01 03/29/06 CREDIT SUISSE (USA) INC DE 9.01 03/29/06 CREDIT SUISSE (USA) INC DE 9.01 03/29/06 CREDIT SUISSE (USA) INC DE 9.01 03/29/06 CREDIT SUISSE (USA) INC DE 9.01 03/29/06 CRITICAL PATH INC CA 1.01 03/28/06 CROWN CASTLE INTERNATIONAL CORP DE 1.01 03/31/06 CUBIC ENERGY INC TX 1.01,9.01 03/30/06 CWABS Asset-Backed Certificates Trust 8.01,9.01 03/17/06 CYTRX CORP DE 2.02,9.01 03/31/06 DATA SYSTEMS & SOFTWARE INC DE 2.02,9.01 03/31/06 DAYTON SUPERIOR CORP OH 8.01,9.01 03/31/06 DEERE & CO DE 7.01 04/03/06 DELTA AIR LINES INC /DE/ DE 1.01,2.03,8.01,9.01 03/27/06 DESIGN WITHIN REACH INC DE 3.01 03/31/06 DHB INDUSTRIES INC DE 8.01 12/31/05 Diamond Foods Inc DE 8.01,9.01 04/03/06 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 03/31/06 DISCOVER CARD MASTER TRUST I DE 8.01 03/31/06 DIVERSIFIED FINANCIAL RESOURCES CORP DE 1.01 04/01/06 Dividend Capital Total Realty Trust I MD 8.01,9.01 04/03/06 DOCUMENT SCIENCES CORP DE 4.02,9.01 03/30/06 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,2.03,9.01 03/28/06 DONALDSON CO INC DE 8.01,9.01 03/31/06 DOW CHEMICAL CO /DE/ DE 5.02 04/01/06 DPL INC OH 5.02,9.01 03/28/06 DRYCLEAN USA INC DE 8.01,9.01 03/31/06 DSL NET INC DE 2.02,9.01 03/31/06 DYNAMIC LEISURE CORP MN 4.02 03/28/06 DYNEGY INC /IL/ IL 7.01,9.01 03/31/06 DYNEGY INC /IL/ IL 1.01,2.03,7.01,9.01 03/29/06 AMEND EDGAR FILINGNET INC NV 5.02 03/31/06 ELECTRONIC CLEARING HOUSE INC NV 1.01,9.01 03/31/06 EMCOR GROUP INC DE 1.01 03/28/06 EMPIRE RESOURCES INC /NEW/ DE 2.02,9.01 03/30/06 Emrise CORP DE 2.02,9.01 03/31/06 EMTEC INC/NJ UT 4.01,9.01 04/03/06 ENESCO GROUP INC IL 1.01,2.01,8.01,9.01 03/31/06 ENPRO INDUSTRIES, INC NC 8.01 03/23/06 Ensource Energy Income Fund LP DE 8.01,9.01 04/03/06 EPIX Pharmaceuticals, Inc. 1.01,8.01,9.01 04/03/06 EROOMSYSTEM TECHNOLOGIES INC NV 2.02,9.01 03/31/06 ev3 Inc. DE 1.01,1.02 04/02/06 EVCI Career Colleges Holding Corp DE 9.01 04/03/06 EXCO RESOURCES INC TX 2.02,9.01 03/31/06 EXELIXIS INC DE 2.03 03/31/06 EXPRESSJET HOLDINGS INC DE 5.02,8.01,9.01 03/29/06 FBR Securitization Trust 2005-2 8.01,9.01 11/25/05 AMEND FBR Securitization Trust 2005-2 8.01,9.01 12/27/05 AMEND FCStone Group, Inc. IA 1.01,2.03 03/28/06 FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 04/03/06 FEI CO OR 1.01,5.02,9.01 04/01/06 FERRO CORP OH 7.01,9.01 03/31/06 FIBERSTARS INC /CA/ CA 2.02,8.01,9.01 03/31/06 FINANCIAL INSTITUTIONS INC NY 1.01,7.01,9.01 03/28/06 FINOVA GROUP INC DE 8.01 04/03/06 FIRST ADVANTAGE CORP DE 5.02 03/31/06 FIRST BANCORP /PR/ PR 5.02 03/28/06 FIRST CAPITAL INTERNATIONAL INC DE 5.02,9.01 03/28/06 FIRST HORIZON NATIONAL CORP TN 1.01,9.01 03/30/06 FIRST KEYSTONE CORP PA 5.02 03/31/06 FIRST MIDWEST BANCORP INC DE 8.01,9.01 04/03/06 FIRST REGIONAL BANCORP CA 8.01,9.01 03/30/06 FIRSTENERGY CORP OH 1.01,2.03 04/03/06 FORD MOTOR CO DE 8.01,9.01 04/03/06 FORD MOTOR CREDIT CO DE 8.01,9.01 04/03/06 FOREST OIL CORP NY 7.01,9.01 03/31/06 Foundation Coal Holdings, Inc. DE 5.02,9.01 04/01/06 FULTON BANCSHARES CORP PA 8.01,9.01 03/31/06 FUSION TELECOMMUNICATIONS INTERNATION 5.02,8.01,9.01 03/20/06 GAMETECH INTERNATIONAL INC DE 1.01,1.02,9.01 03/28/06 GENERAL MOTORS ACCEPTANCE CORP DE 1.01,3.02,8.01,9.01 04/02/06 GENERAL MOTORS CORP DE 1.01,8.01,9.01 04/02/06 GENERAL MOTORS CORP DE 8.01 04/03/06 GENITOPE CORP DE 2.02,9.01 03/31/06 GEOKINETICS INC DE 1.01,9.01 03/28/06 GLOBAL ENERGY GROUP INC DE 1.01,5.02,8.01,9.01 03/31/06 Global General Technologies, Inc. NV 8.01,9.01 03/29/06 GLOBAL IMAGING SYSTEMS INC DE 1.01,9.01 03/31/06 GLOBAL MED TECHNOLOGIES INC CO 2.02,9.01 03/31/06 GLOBIX CORP DE 8.01 03/28/06 GOLD BANC CORP INC KS 1.02,2.01,3.01,3.03, 04/01/06 5.01,5.02,8.01,9.01 Google Inc. DE 1.01,8.01,9.01 03/29/06 GRAFTECH INTERNATIONAL LTD DE 1.01 03/30/06 GRAHAM PACKAGING HOLDINGS CO DE 2.02,7.01,9.01 03/31/06 GreenPoint MFT 2006-AR2 DE 8.01,9.01 03/31/06 GreenPoint MFT 2006-AR2 DE 8.01,9.01 03/31/06 GreenPoint MFT 2006-AR2 DE 8.01,9.01 03/31/06 GRILL CONCEPTS INC DE 2.03 03/31/06 GROUP 1 AUTOMOTIVE INC DE 7.01,8.01,9.01 03/30/06 GSI COMMERCE INC DE 1.01,3.03,5.03,9.01 04/03/06 GUIDANT CORP IN 8.01,9.01 03/31/06 Harbin Electric, Inc 2.02,9.01 04/03/06 HARTFORD LIFE INSURANCE CO CT 9.01 04/03/06 HARTFORD LIFE INSURANCE CO CT 9.01 03/31/06 HAYES LEMMERZ INTERNATIONAL INC DE 1.01,7.01,9.01 03/31/06 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01 04/03/06 HEMISPHERX BIOPHARMA INC DE 4.02 12/31/05 HERITAGE BANKSHARES INC /VA VA 2.02,7.01,9.01 04/03/06 Hiland Partners, LP 1.01,7.01,9.01 03/30/06 HILB ROGAL & HOBBS CO VA 1.01,9.01 03/27/06 HILFIGER TOMMY CORP 8.01,9.01 04/03/06 HILFIGER TOMMY CORP 1.01,9.01 04/03/06 HOLLY CORP DE 7.01,9.01 03/31/06 HOMEBANC CORP 1.01 04/01/06 HORIZON OFFSHORE INC DE 8.01 04/03/06 HORMEL FOODS CORP /DE/ DE 7.01,9.01 04/03/06 HOST AMERICA CORP DE 8.01 03/17/06 HUDSON HIGHLAND GROUP INC DE 5.02,9.01 04/03/06 IC ISAACS & CO INC DE 2.02,9.01 03/31/06 ICOA INC NV 7.01,8.01,9.01 03/31/06 ICT GROUP INC PA 1.01,9.01 03/20/06 AMEND Idea Sports Entertainment Group, Inc. DE 1.01,2.01,9.01 03/29/06 IMAGE INNOVATIONS HOLDINGS INC NV 4.01,8.01,9.01 03/31/06 INCOME OPPORTUNITY REALTY INVESTORS I NV 2.02,9.01 03/31/06 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 03/31/06 INCYTE CORP DE 8.01 04/03/06 IndyMac Home Equity Mortgage Loan Ass DE 2.01,8.01,9.01 03/07/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 03/31/06 INDYMAC RESIDENTIAL MORTGAGE-BACKED T DE 2.01,9.01 03/09/06 INFOSPACE INC DE 1.01,9.01 03/28/06 INHIBITEX, INC. 8.01,9.01 04/03/06 INNKEEPERS USA TRUST/FL MD 8.01 04/03/06 INNOTRAC CORP GA 2.02,9.01 04/03/06 INOVIO BIOMEDICAL CORP 1.01,9.01 03/31/06 INTEGRATED ELECTRICAL SERVICES INC DE 2.05,8.01,9.01 03/28/06 INTEGRATED ELECTRICAL SERVICES INC DE 2.05,8.01,9.01 03/28/06 AMEND Integrated Healthcare Holdings Inc NV 2.01,4.02 03/28/06 INTEREP NATIONAL RADIO SALES INC NY 2.02,9.01 04/03/06 INTERLINK ELECTRONICS INC DE 2.02,9.01 03/30/06 INTERNATIONAL BANCSHARES CORP TX 8.01,9.01 04/03/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01,9.01 04/03/06 INTERNATIONAL PAPER CO /NEW/ NY 1.01,2.03,9.01 03/31/06 INYX INC NV 7.01,9.01 04/03/06 IRWIN FINANCIAL CORP IN 4.01 04/03/06 IRWIN FINANCIAL CORP IN 4.01 04/03/06 ISOLAGEN INC DE 5.02 03/31/06 ITEX CORP NV 7.01,9.01 04/03/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 04/03/06 J P MORGAN CHASE & CO DE 9.01 03/29/06 J2 GLOBAL COMMUNICATIONS INC DE 1.01 03/31/06 JMAR TECHNOLOGIES INC DE 1.01,3.02,8.01,9.01 03/28/06 JUPITER MARINE INTERNATIONAL HOLDINGS FL 1.01,3.02,9.01 03/31/06 KANSAS CITY SOUTHERN DE 8.01,9.01 03/30/06 KB HOME DE 8.01,9.01 04/03/06 KEYNOTE SYSTEMS INC DE 2.02,9.01 04/03/06 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 4.02,9.01 03/30/06 KIMBALL INTERNATIONAL INC IN 1.01 04/03/06 KNIGHT CAPITAL GROUP, INC. DE 7.01,9.01 04/01/06 KRONOS INTERNATIONAL INC DE 7.01,9.01 04/03/06 KRONOS WORLDWIDE INC 7.01,9.01 04/03/06 LAMSON & SESSIONS CO OH 5.02 04/03/06 LARGE SCALE BIOLOGY CORP DE 2.01,9.01 03/28/06 LAS VEGAS SANDS CORP NV 1.01 03/28/06 LEVITT CORP FL 7.01 04/03/06 LIBBEY INC DE 1.01,8.01,9.01 04/02/06 LIFEPOINT HOSPITALS, INC. 8.01,9.01 04/03/06 Lightstone Value Plus Real Estate Inv MD 7.01,9.01 04/03/06 LINCOLN NATIONAL CORP IN 1.01,2.01,2.03,5.02, 04/03/06 5.03,8.01,9.01 Linn Energy, LLC DE 2.02,3.01,4.02,8.01,9.01 03/31/06 LION INC/WA WA 2.02,9.01 04/03/06 LUBYS INC DE 1.01 04/03/06 LUCENT TECHNOLOGIES INC DE 1.01,8.01,9.01 04/02/06 M & F WORLDWIDE CORP DE 7.01,9.01 03/31/06 M & F WORLDWIDE CORP DE 5.02 03/31/06 MACK CALI REALTY CORP MD 1.01,5.02,8.01,9.01 03/28/06 MACROVISION CORP DE 1.01,9.01 03/29/06 MARINEMAX INC DE 1.01,2.01,3.02,9.01 03/31/06 MARSHALL & ILSLEY CORP/WI/ WI 5.02,8.01,9.01 04/01/06 MASTR ASSET BACKED SECURITIES TRUST 2 DE 2.01,9.01 02/10/06 MATRIA HEALTHCARE INC DE 2.01,9.01 01/19/06 AMEND MAXCO INC MI 7.01,9.01 04/03/06 MDC PARTNERS INC A6 4.01,9.01 04/03/06 MEADOW VALLEY CORP NV 5.02 04/01/06 MED-EMERG INTERNATIONAL INC 2.02,9.01 04/03/06 MEDAREX INC NJ 8.01,9.01 04/03/06 MEDISCIENCE TECHNOLOGY CORP NJ 8.01,9.01 03/30/06 MENTOR CORP /MN/ MN 1.01,8.01,9.01 03/31/06 MERCHANTS GROUP INC DE 2.02,9.01 03/31/06 MERCK & CO INC NJ 1.01 04/03/06 MERCURY INTERACTIVE CORP DE 1.01,9.01 03/31/06 MERISEL INC /DE/ DE 2.02 03/31/06 MERRILL LYNCH & CO INC DE 1.01 04/03/06 MESTEK INC PA 7.01,9.01 03/31/06 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 04/03/06 MICROSEMI CORP DE 1.01,9.01 03/28/06 MIDNIGHT HOLDINGS GROUP INC DE 1.01,3.02,9.01 03/03/06 MILLENIUM HOLDING GROUP INC /AZ/ NV 4.01 03/31/06 AMEND MONMOUTH CAPITAL CORP NJ 7.01,9.01 04/03/06 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 04/03/06 MORGAN BEAUMONT INC NV 8.01 02/22/06 AMEND MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 03/27/06 MOSSIMO INC DE 2.02,9.01 03/30/06 MOTIVE INC DE 3.01,4.02,7.01,8.01,9.01 03/28/06 MOTOROLA INC DE 1.01,9.01 03/31/06 MTC TECHNOLOGIES INC DE 1.01,2.01,2.03,9.01 03/31/06 MTR GAMING GROUP INC DE 2.03,9.01 03/31/06 MTS SYSTEMS CORP MN 7.01,9.01 03/31/06 NACCO INDUSTRIES INC DE 1.01,9.01 03/22/06 Nalco Finance Holdings LLC 1.01 04/03/06 Nalco Holding CO 1.01 04/03/06 Nalco Holdings LLC DE 1.01 04/03/06 NASHUA CORP MA 1.01,2.03,9.01 03/30/06 National City Credit Card Master Note DE 8.01,9.01 03/30/06 National Health Partners Inc 8.01,9.01 04/03/06 NATIONAL QUALITY CARE INC DE 1.01,3.02,9.01 03/27/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,9.01 03/28/06 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 03/30/06 NATROL INC DE 1.01,9.01 03/30/06 NATURAL HEALTH TRENDS CORP DE 5.02 03/28/06 NATURALLY ADVANCED TECHNOLOGIES INC A1 2.02,9.01 04/03/06 NATURES SUNSHINE PRODUCTS INC UT 1.01,4.01,5.02,5.03,8.01,9.01 03/29/06 NEOMEDIA TECHNOLOGIES INC DE 8.01 03/29/06 NETWOLVES CORP NY 3.01 03/28/06 New Life Scientific, Inc. 1.01,2.01,3.02 03/30/06 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 03/30/06 NEWALLIANCE BANCSHARES INC 1.01,9.01 03/28/06 Newcastle Mortgage Securities Trust 2 DE 9.01 04/03/06 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 03/29/06 NEWS CORP 8.01,9.01 04/03/06 NEWTEK BUSINESS SERVICES INC NY 8.01,9.01 03/31/05 NEXTERA ENTERPRISES INC DE 1.01,2.01,3.02,5.02,5.06,9.01 03/09/06 AMEND NII HOLDINGS INC DE 1.01 03/28/06 NMHG HOLDING CO DE 1.01,9.01 03/22/06 NOBLE CORP 1.01,2.01 03/31/06 NORTEK INC DE 1.01,9.01 04/03/06 NORTH AMERICAN SCIENTIFIC INC 1.01,2.03,9.01 03/28/06 NOVA OIL INC NV 1.01,2.01,3.02,4.01,5.01, 03/30/06 5.02,5.03,5.06,9.01 NOVASTAR HOME EQUITY LOAN ASSET BACKE 2.01,9.01 03/27/06 NOVASTAR MORTGAGE FUNDING CORP HOME E 2.01,9.01 03/27/06 NOVASTAR MORTGAGE FUNDING CORP HOME E 2.01,9.01 03/27/06 NOVASTAR MORTGAGE FUNDING TRUST SERIE DE 2.01,9.01 03/27/06 Novastar Mortgage Funding Trust Serie DE 2.01,9.01 03/27/06 NovaStar Mortgage Funding Trust, Seri DE 2.01,9.01 03/27/06 Novastar Mortgage Funding Trust, Seri DE 2.01,9.01 03/27/06 Novelis Inc. A6 1.01,5.02,9.01 04/03/06 NOVELL INC DE 8.01 03/30/06 NS GROUP INC KY 7.01,9.01 04/03/06 NVIDIA CORP DE 1.01,9.01 03/28/06 NxStage Medical, Inc. DE 1.01 03/29/06 ODYSSEY MARINE EXPLORATION INC NV 1.01,9.01 03/29/06 ODYSSEY RE HOLDINGS CORP DE 2.02 03/31/06 OFFICE DEPOT INC DE 8.01 04/03/06 OILGEAR CO WI 2.02,9.01 03/31/06 OMI CORP/M I 8.01,9.01 04/03/06 ONLINE VACATION CENTER HOLDINGS CORP 1.01,2.01,3.02,3.03, 03/15/06 AMEND 5.01,5.02,9.01 Onstream Media CORP FL 1.01,3.02,7.01,9.01 03/28/06 AMEND ORGANITECH USA INC DE 8.01 04/03/06 ORIENTAL FINANCIAL GROUP INC PR 4.02,9.01 03/31/06 ORION HEALTHCORP INC DE 7.01,9.01 04/03/06 OSTEOTECH INC DE 5.02 03/28/06 OVERSEAS SHIPHOLDING GROUP INC DE 5.02,9.01 04/01/06 OXFORD VENTURES INC NV 2.01,5.01,5.02,5.03,5.06,9.01 03/31/06 PANERA BREAD CO DE 8.01,9.01 04/03/06 PAR TECHNOLOGY CORP DE 5.02 03/28/06 PDI INC 5.02 04/03/06 PECO II INC OH 1.01,2.01,3.02,5.02,7.01,9.01 03/28/06 PELICAN FINANCIAL INC DE 7.01,9.01 03/31/06 PEOPLES BANCTRUST CO INC AL 8.01 04/03/06 PETROLEUM DEVELOPMENT CORP NV 3.01,4.02,9.01 04/03/06 PETROSEARCH ENERGY CORP 1.01,9.01 03/30/06 PHARMACOPEIA DRUG DISCOVERY INC DE 8.01,9.01 04/03/06 PIONEER NATURAL RESOURCES CO DE 2.01,9.01 03/28/06 PIPELINE DATA INC 9.01 03/27/06 AMEND POPE & TALBOT INC /DE/ DE 2.02 03/31/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,3.02,5.01,5.02,5.03,9.01 03/31/06 PREMIER EXHIBITIONS, INC. 2.02 04/03/06 PRESSTEK INC /DE/ DE 7.01,9.01 04/03/06 PRG SCHULTZ INTERNATIONAL INC GA 1.01,1.02,5.02,9.01 03/28/06 PRIDE INTERNATIONAL INC DE 7.01,9.01 04/03/06 PRO DEX INC CO 2.03,9.01 03/30/06 PROGRESSIVE GAMING INTERNATIONAL CORP NV 2.02,9.01 03/31/06 PROVENA FOODS INC CA 2.02,9.01 04/03/06 PUBLIC CO MANAGEMENT CORP NV 5.01 01/02/06 PVF CAPITAL CORP OH 5.05,9.01 03/28/06 PW EAGLE INC MN 1.02 04/03/06 RAE SYSTEMS INC DE 1.01,5.02 03/28/06 RASER TECHNOLOGIES INC UT 8.01 04/03/06 RBS GLOBAL INC DE 1.01,9.01 03/31/06 READERS DIGEST ASSOCIATION INC DE 1.01,9.01 03/31/06 REFAC OPTICAL GROUP DE 2.02,9.01 03/31/06 RENAL CARE GROUP INC DE 1.01,9.01 04/03/06 RENTECH INC /CO/ CO 8.01,9.01 04/03/06 RES CARE INC /KY/ KY 5.02,8.01,9.01 03/30/06 Residential Asset Securitization Trus 8.01,9.01 02/27/06 AMEND RESIDENTIAL CAPITAL CORP DE 8.01 04/02/06 ROCHESTER MEDICAL CORPORATION MN 1.01,8.01 04/02/06 ROCKFORD CORP AZ 7.01,9.01 03/31/06 Rosetta Resources Inc. DE 7.01,9.01 03/31/06 ROTECH HEALTHCARE INC DE 8.01 04/03/06 RUSH FINANCIAL TECHNOLOGIES INC TX 1.01,7.01,9.01 03/30/06 RUSS BERRIE & CO INC NJ 8.01,9.01 03/31/06 S1 CORP /DE/ DE 8.01,9.01 03/30/06 SABA SOFTWARE INC DE 1.01,9.01 03/29/06 SANFILIPPO JOHN B & SON INC DE 1.01,9.01 03/28/06 SANTANDER BANCORP 2.02 03/31/06 SAVIENT PHARMACEUTICALS INC DE 4.01,9.01 03/29/06 SAVIENT PHARMACEUTICALS INC DE 2.01,9.01 03/30/06 SAVVIS, Inc. DE 1.01,5.02 03/29/06 SAXON CAPITAL INC MD 2.02,9.01 04/03/06 AMEND SCHEIN HENRY INC DE 1.01 04/03/06 SCHMITT INDUSTRIES INC OR 2.02,9.01 04/03/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 1.01,9.01 03/30/06 SCRIPPS E W CO /DE OH 1.01,9.01 03/29/06 SEAGATE TECHNOLOGY E9 8.01 04/03/06 SECURED INCOME L P DE 8.01 04/03/06 Securus Technologies, Inc. DE 2.02 03/31/06 SEQUENOM INC DE 1.01,3.02,9.01 03/30/06 SERVICE CORPORATION INTERNATIONAL TX 1.01,8.01,9.01 04/03/06 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 04/03/06 SERVOTRONICS INC /DE/ DE 2.02,9.01 03/31/06 Shire plc 8.01,9.01 03/31/06 SIERRA PACIFIC RESOURCES /NV/ NV 2.03 04/03/06 SIGA TECHNOLOGIES INC DE 1.01,1.02,5.02,9.01 03/31/06 SIGMATEL INC DE 1.01,9.01 03/28/06 SILVERADO GOLD MINES LTD A1 3.02,9.01 03/29/06 SIRNA THERAPEUTICS INC CO 1.01,9.01 03/31/06 SIX FLAGS INC DE 1.01,5.02,5.03,9.01 03/28/06 SKY PETROLEUM, INC. NV 8.01,9.01 04/03/06 SLS INTERNATIONAL INC DE 2.02,9.01 03/03/06 SMITH & WESSON HOLDING CORP NV 1.01 03/28/06 SMITH MICRO SOFTWARE INC DE 8.01,9.01 04/03/06 SOURCECORP INC DE 2.02,9.01 03/31/06 SOUTHERN COPPER CORP/ DE 8.01 03/24/06 SPATIALIZER AUDIO LABORATORIES INC DE 2.02,9.01 03/29/06 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 8.01 03/31/06 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 8.01 03/31/06 SPEEDEMISSIONS INC FL 4.02 03/28/06 SPORT CHALET INC DE 1.01,9.01 03/31/06 Standard Aero Holdings Inc. DE 2.06 03/31/06 STANTEC INC 2.02,9.01 03/31/06 STAR GAS PARTNERS LP DE 2.02,9.01 04/03/06 STEINWAY MUSICAL INSTRUMENTS INC DE 8.01,9.01 04/03/06 STELLAR INTERNATIONAL INC 2.02,9.01 03/31/06 STEM CELL INNOVATIONS, INC. DE 5.02 03/29/06 STERLING EQUITY HOLDINGS INC NV 4.02 03/30/06 STRATEGIC DISTRIBUTION INC DE 2.02 03/30/06 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 03/31/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/31/06 SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 03/31/06 SYMMETRICOM INC DE 2.02,9.01 04/03/06 SYNAPTICS INC CA 1.01,9.01 04/03/06 SYNTAX-BRILLIAN CORP DE 1.01,3.02,9.01 03/29/06 SYNTHETECH INC OR 7.01 03/29/06 TAG IT PACIFIC INC DE 4.02,9.01 03/28/06 TAL International Group, Inc. DE 5.05,9.01 03/31/06 TAL International Group, Inc. DE 7.01,8.01,9.01 04/03/06 TALEO CORP DE 2.02,9.01 03/31/06 Tarpon Industries, Inc. MI 2.02,9.01 04/03/06 TARRANT APPAREL GROUP CA 5.02 03/31/06 TD BANKNORTH INC. DE 8.01,9.01 04/03/06 TECHNITROL INC PA 1.01,9.01 03/28/06 TECO ENERGY INC FL 8.01,9.01 03/30/06 TELTRONICS INC DE 2.02,9.01 12/31/05 TEPPCO PARTNERS LP DE 8.01,9.01 12/31/05 TERAYON COMMUNICATION SYSTEMS DE 3.01,9.01 03/31/06 TEREX CORP DE 1.01,2.02,9.01 03/28/06 TETON ENERGY CORP DE 5.02,8.01,9.01 03/31/06 TEXAS CAPITAL BANCSHARES INC/TX DE 8.01,9.01 04/03/06 THERMADYNE HOLDINGS CORP /DE DE 8.01,9.01 03/31/06 THORNBURG MORTGAGE INC MD 8.01,9.01 03/30/06 TIER TECHNOLOGIES INC DE 1.01,9.01 03/28/06 TMP INLAND EMPIRE VI LTD CA 1.01,4.01 12/31/05 TOFUTTI BRANDS INC DE 2.02,9.01 03/31/06 TOREADOR RESOURCES CORP DE 3.02 03/28/06 TRACKER CORP OF AMERICA DE 4.01,9.01 12/28/05 AMEND TRANSCONTINENTAL REALTY INVESTORS INC NV 2.02,9.01 03/31/06 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.02 03/31/06 TRANSTECH INDUSTRIES INC DE 8.01 04/03/06 TRIARC COMPANIES INC DE 2.02,9.01 03/20/06 TRINITY INDUSTRIES INC DE 8.01 03/31/06 TRINITY LEARNING CORP UT 1.01,1.02,2.03,3.02,9.01 03/31/06 Tube Media Corp. CO 1.01,9.01 12/29/05 U S WIRELESS DATA INC DE 1.01,3.02 03/31/06 ULTRA PETROLEUM CORP 7.01,9.01 04/03/06 UMH PROPERTIES, INC. NJ 5.03,7.01,9.01 04/01/06 UMH PROPERTIES, INC. NJ 7.01,9.01 04/03/06 UNITED RENTALS INC /DE DE 4.02,9.01 03/29/06 US CONCRETE INC DE 5.02,9.01 03/28/06 US GLOBAL NANOSPACE INC DE 8.01,9.01 04/03/06 VECTOR GROUP LTD DE 5.02 04/01/06 Venoco, Inc. DE 2.02,9.01 03/31/06 Venoco, Inc. DE 1.01,2.01,2.03,9.01 03/31/06 Vestin Realty Trust II, Inc 2.01,9.01 04/03/06 VIASPACE Inc. NV 1.01,9.01 03/30/06 VIEWCAST COM INC DE 2.02,9.01 03/31/06 VIISAGE TECHNOLOGY INC DE 4.01,9.01 03/21/06 AMEND VIRBAC CORP DE 2.01,7.01,9.01 03/31/06 VISANT CORP 7.01,8.01 03/31/06 VISANT HOLDING CORP 7.01,8.01 03/31/06 VITAL SIGNS INC NJ 5.02 04/03/06 VOUGHT AIRCRAFT INDUSTRIES INC 5.02 04/03/06 WALT DISNEY CO/ DE 8.01,9.01 02/22/06 WARP TECHNOLOGY HOLDINGS INC NV 1.01,9.01 03/31/06 Warrior Energy Services CORP DE 8.01,9.01 04/03/06 WASTE CONNECTIONS INC/DE DE 1.01 04/01/06 WAVE WIRELESS CORP DE 2.01,5.02,9.01 03/28/06 WEB.COM, INC. MN 1.01,3.02,5.03,8.01,9.01 03/31/06 WELLS REAL ESTATE FUND I GA 1.01 04/03/06 WESTBRIDGE RESEARCH GROUP CA 1.01 02/07/06 WESTERN ALLIANCE BANCORPORATION 8.01,9.01 03/31/06 WHEELING ISLAND GAMING INC DE 2.02,9.01 03/31/06 WHITEHALL JEWELLERS INC DE 4.01,9.01 03/27/06 WILLIAM LYON HOMES DE 1.01,2.03,9.01 03/28/06 WILLOW GROVE BANCORP INC/NEW PA 1.01,2.03,9.01 03/28/06 WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,1.02 03/27/06 WISCONSIN ENERGY CORP WI 1.01,1.02,2.03 04/03/06 WOIZE INTERNATIONAL LTD. 4.01,9.01 03/29/06 XINHUA CHINA LTD NV 1.01,3.02,8.01,9.01 03/23/06 XYBERNAUT CORP DE 8.01 03/23/06 AMEND XYBERNAUT CORP DE 7.01,9.01 03/29/06 AMEND YP CORP NV 1.01,5.02,7.01,9.01 03/30/06