OCC Enforcement Actions
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WASHINGTON -- The Office
of the Comptroller of the Currency (OCC) today released new enforcement actions
taken against national banks and individuals currently and formerly affiliated
with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Cease and
Desist Orders
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No.
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Name/Bank/City
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Date
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Illinois
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2006-81
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Amcore Bank,
National Association, Rockford
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8/10/2006
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Arkansas
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2006-82
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Thomas E.
Hays, Jr., The First National Bank of Hope, Hope
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8/3/2006
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Florida
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2006-83
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Seacoast
National Bank, Stuart
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7/25/2006
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Illinois
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2006-84
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Susan E.
Osborne, National Bank of Commerce, Berkeley
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7/27/2006
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Nebraska
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2006-85
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First National
Bank of Omaha, Omaha
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8/7/2006
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Pennsylvania
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2006-86
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Vernon L.
Hunsberger, Harleysville National Bank and Trust Company, Harleysville
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8/31/2006
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Formal Agreements
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No.
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Name/Bank/City
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Date
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Alabama
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2006-87
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AB & T
National Bank, Dothan
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7/27/2006
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Georgia
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2006-88
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Albany
Bank & Trust, National Association, Albany
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7/27/2006
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Kentucky
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2006-89
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(AMENDMENT) First National Bank and Trust, London
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7/24/2006
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Michigan
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2006-90
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The First
National Bank of Three Rivers, Three Rivers
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8/22/2006
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Oklahoma
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2006-91
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The First
National Bank of Lindsay, Lindsay
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7/25/2006
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2006-92
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First National
Bank in Pawhuska, Pawhuska
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6/16/2006
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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California
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2006-93
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Joaquin Trejo,
Wells Fargo Bank, National Association, San Francisco
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7/10/2006
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Georgia
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2006-94
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David Moffat,
First National Bank, St. Marys
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8/14/2006
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Illinois
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2006-84
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Susan E.
Osborne, National Bank of Commerce, Berkeley
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7/27/2006
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Nebraska
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2006-95
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Alan Lemaster,
First National Bank, Sidney
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9/1/2006
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New York
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2006-96
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Catherine A.
Teufel, Citibank, National Association, New York City
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8/1/2006
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North Carolina
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2006-97
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Arpine
Misislyan, Bank of America,
National Association, Charlotte
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8/31/2006
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2006-98
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Marvin Disla,
Wachovia Bank, National Association, Charlotte
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2/15/2006
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Ohio
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2006-99
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Samuel Siebu,
Bank One, National Association, Columbus
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8/28/2006
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2006-100
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Estela Ramos,
U.S. Bank National Association, Cincinnati
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8/28/2006
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Pennsylvania
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2006-86
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Vernon L.
Hunsberger, Harleysville National Bank and Trust Company, Harleysville
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8/31/2006
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2006-101
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Edward
Mawhinney, National Penn Bank, Boyertown
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8/16/2006
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Restitution Orders
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No.
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Name/Bank/City
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Date
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Illinois
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2006-84
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Susan E.
Osborne, National Bank of Commerce, Berkeley
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7/27/2006
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North Carolina
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2006-97
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Arpine
Misislyan, Bank of America,
National Association, Charlotte
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8/31/2006
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2006-98
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Marvin Disla,
Wachovia Bank, National Association, Charlotte
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2/15/2006
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Ohio
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2006-99
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Samuel Siebu,
Bank One, National Association, Columbus
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8/28/2006
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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Florida
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2006-102
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FA, Pelican National Bank, Naples (EA#
2005-134)
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7/31/2006
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2006-103
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FA, Big Lake National Bank,
Okeechobee (EA# 2005-146)
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7/3/2006
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Kansas
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2006-104
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FA, The First National Bank of Southern
Kansas, Mount
Hope (EA#
2004-7)
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8/2/2006
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Nebraska
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2006-105
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FA, First National Bank and Trust of Syracuse, Syracuse
(EA# 2001-113)
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7/27/2006
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Texas
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2006-106
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FA, Gladewater National Bank, Gladewater (EA#
2003-176)
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7/5/2006
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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