SEC NEWS DIGEST Issue 2002-168 August 29, 2002 COMMISSION ANNOUNCEMENTS SEC APPROVES IMPLEMENTATION OF SUPERMONTAGE On August 28, the Commission took action that will allow The Nasdaq Stock Market's SuperMontage trading system to begin operation. To establish the SuperMontage's start date, the Commission ordered Alternative Trading Systems (ATS) - potential users of the NASD's Alternative Display Facility (ADF) - to certify under oath that they are actively preparing to use the ADF as an alternative to SuperMontage. If the Commission does not receive a certification within five business days from today indicating that an ATS intends to use ADF to quote Nasdaq securities representing a substantial proportion of their Nasdaq business, SuperMontage may begin operation on Sept. 6, 2002. If the Commission receives certifications within five business days, SuperMontage may be implemented on Oct. 11, 2002. "The proposal to establish SuperMontage was originally filed on October 1, 1999 and was amended nine times to reflect the concerns of market participants," said Annette Nazareth, director of the Division of Market Regulation. "SuperMontage adds a limit order book that is electronically displayed and executed through automatic execution. The system was designed to enable Nasdaq to compete more effectively with ECNs and other market participants. Moreover, SuperMontage is the centerpiece of Nasdaq's vision for its future and it is a key element in its plans to transform itself into a for-profit entity." Copies of the Commission's order can be obtained by contacting the SEC's Public Reference Room, 450 Fifth Street, N.W., Washington, DC 20549- 0609 or by accessing the SEC's website at www.sec.gov. (Press Rel. 2002- 129) COMMISSION MEETING CLOSED MEETING - TUESDAY, SEPTEMBER 3, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Tuesday, September 3, at 10:00 a.m. will be: Formal orders of investigation; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS OWNERSHIP REPORTS AND TRADING BY OFFICERS, DIRECTORS AND PRINCIPAL SECURITY HOLDERS The Commission voted to adopt rule and form amendments to implement the accelerated filing deadline applicable to change of beneficial ownership reports required to be filed by officers, directors and principal security holders under Section 16(a) of the Securities Exchange Act of 1934, as amended by Section 403 of the Sarbanes-Oxley Act of 2002. The Commission announced in Exchange Act Release No. 46313 (Aug. 6, 2002) that it would consider adopting such amendments. The amendments: * Conform all references to the Form 4 filing deadline to the amended statutory filing deadline; * Require transactions between officers or directors and the issuer previously reportable on an annual basis on Form 5 to be reported within two business days on Form 4; and * Modify the Form 4 reporting deadline for certain transactions, if the insider does not select the date of execution. For these transactions, the reports must be filed within two business days after the insider receives notice of the transaction, but the notification date may be no later than the third business day after the transaction is executed. These transactions are: o Transactions pursuant to Rule 10b5-1(c) arrangements; and o Specified plan transactions defined as "Discretionary Transactions," such as fund-switching transactions, pursuant to employee benefit plans. The rule and form amendments apply to transactions executed on or after Aug. 29, 2002. Comments on the amendments and related issues should be received no later than Sept. 30, 2002. (Rels. 34-46421; 35-27563; IC- 25720; File No. S7-31-02) COMMISSION APPROVES ORDER REQUIRING THE FILING OF SWORN STATEMENTS PURSUANT TO SECTION 21(a)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 The Commission issued an order to commence an investigation to ascertain facts, conditions, practices and other matters with respect to the use of the NASD's Alternative Display Facility (ADF). As part of this investigation, the Commission required written statements, under oath, from the principal executive officers of the ATSs that have expressed to the NASD an interest in using the ADF to quote in Nasdaq securities by the close of business on September 6, 2002. In the event that sufficient interest is expressed, the launch of SuperMontage will be delayed until October 11, 2002 to provide interested parties with additional time to prepare to use the ADF. (File No. 4-464) SEC ADOPTS RULES REQUIRING CERTIFICATION OF QUARTERLY AND ANNUAL REPORTS The Commission has adopted new rules that require an issuer's principal executive and financial officers to certify the contents of the issuer's quarterly and annual reports filed or submitted under the Securities Exchange Act of 1934. The rules also require issuers to establish and maintain an overall system of disclosure controls and procedures that is adequate to meet their Exchange Act reporting obligations. The rules implement Section 302 of the Sarbanes-Oxley Act of 2002, which required the Commission to adopt a certification requirement for principal executive and financial officers by August 29, 2002. For further information, please contact Mark A. Borges, Division of Corporation Finance, at (202) 942-2910. (Rels. 33-8124; 34-46427; IC-25722; File No. S7-21-02) ORDER GRANTING A DE MINIMIS EXEMPTION TO THE INTERMARKET TRADING SYSTEM PLAN The Commission granted a de minimis exemption from the trade-through restrictions of the Intermarket Trading System Plan for transactions in exchange-traded funds tracking the Nasdaq-100 Index (QQQs), the Dow Jones Industrial Average (DIAMONDs), and the Standard and Poors 500 Index (SPDRs). The exemption will cover transactions that are executed at no more than three cents ($0.03) away from the national best bid and offer displayed in the Consolidated Quote. FOR FURTHER INFORMATION CONTACT: Lisa N. Jones, Attorney, Office of Market Supervision, Division of Market Regulation, at (202) 942-0063. (Rel. 34-46428) COMMISSION APPROVES SUPERMONTAGE IMPLEMENTATION The Commission issued an order approving the implementation of Nasdaq's SuperMontage system, effective October 11, 2002, provided that the Commission receives within five business days a sworn certification from one or more market participants that it intends to use NASD's alternative display facility for a significant portion of its business in Nasdaq securities, and specifies the number of securities for which ADF will provide such a facility. In the absence of any such certifications, SuperMontage may be implemented on September 9, 2002. Publication of the proposal is expected in the Federal Register during the week of September 3. (Rel. 34-46429) ENFORCEMENT PROCEEDINGS COMMISSION BARS GREGORY MEADORS FROM ASSOCIATION WITH AN INVESTMENT ADVISER AND ISSUES CEASE-AND-DESIST ORDERS AGAINST MEADORS, MARKET TIMING SYSTEMS, INC. AND MARK SHINNICK On August 28, the Commission issued an Order Making Findings, Imposing Remedial Sanctions and a Cease-And-Desist Order against Gregory Meadors, the former chief executive officer of Market Timing Systems, Inc. (MTSI), a California-based investment adviser. Meadors falsely advertised MTSI's performance, failed to maintain documentation to substantiate MTSI's advertised performance, failed to maintain required financial books and records, and failed to disclose his disciplinary history. Meadors consented, without admitting or denying any factual allegations therein, to the entry of the Order which bars him from being associated with an investment adviser and orders him to cease and desist from violating or causing violations of Sections 204, 206(1), 206(2), 206(4) and 207 of the Advisers Act and Rules 204-2(a)(1), (2), (6) and (16), and 206(4)-1(a)(5) thereunder, and, based upon Meadors sworn representations in his Statement of Financial Condition dated February 19, 2002 and other documents submitted to the Commission, does not impose a penalty. The Commission has also issued an Order Making Findings, Imposing Remedial Sanctions and Cease-And-Desist Orders as to MTSI and Mark Shinnick. MTSI falsely advertised its performance, failed to maintain documentation to substantiate its advertised performance, failed to maintain required financial books and records, and failed to disclose Meadors' disciplinary history. MTSI consents, without admitting or denying any factual allegations, to the entry of an Order censuring MTSI, ordering MTSI to cease and desist from violating Sections 204, 206(1), (2) and (4), and 207 of the Investment Advisers Act of 1940 and Rules 204-2(a)(1), (2), (6) and (16), and 206(4)-1(a)(5) thereunder, and requiring MTSI to mail the Commission's Order to its existing and prospective clients and to post the Order on its website for one year, and, based upon MTSI's sworn representations in its Statement of Financial Condition dated June 18, 2002 and other documents submitted to the Commission, does not impose a penalty. Shinnick aided and abetted MTSI's false performance advertising, MTSI's failure to maintain documentation to substantiate its advertised performance, and MTSI's failure to maintain required financial books and records. Shinnick consented, without admitting or denying any factual allegations, to the entry of an Order censuring him, ordering him to cease and desist from violating or causing violations of Sections 204 and 206(1), (2) and (4) of the Advisers Act and Rules 204-2(a)(1), (2), (6) and (16), and 206(4)- 1(a)(5) thereunder and ordering him to pay a civil penalty of $10,000. (Meadors - Rel. IA-2047, File No. 3-10652; Shinnick and Market Timing Systems, Inc. - Rel. IA-2048, File No. 3-10652) SEC BARS MICHAEL CHRISTIE FROM ASSOCIATING WITH ANY BROKER OR DEALER On August 28, the Commission issued an administrative order barring Michael J. Christie (Christie) of Perrysburg, Ohio, from associating with any broker or dealer. Christie was barred based on a criminal conviction and a permanent injunction entered against him. Christie consented to the order without admitting or denying its findings, except that he admitted to the entry of a permanent injunction against him and his criminal conviction. The permanent injunction was entered against Christie on March 13, 2001 in a case captioned SEC v. Michael J. Christie d/b/a MJC Financial Services, Case No. 99 CV 7628), in the U.S. District Court for the Northern District of Ohio. The SEC's complaint in that case alleged: (1) from December 1993 through October 1999, Christie, doing business as MJC Financial Services (MJC), misappropriated thousands of dollars from his clients; (2) Christie got his clients to give him money by telling them that he and MJC were associated with legitimate brokerage firms and that he would invest their money in securities; (3) Christie spent most of the money on his personal expenses; and (3) Christie concealed the misappropriation by (a) generating and distributing fictitious customer confirmations and account statements and (b) issuing checks to clients from his personal bank account to pay purported returns on investments. On January 19, 2001, based on the conduct described above, Christie was convicted, pursuant to a guilty plea, of one count of mail fraud (18 U.S.C. 1341) in a case captioned United States of America v. Michael J. Christie (Case No. 00 CR 764), in the U. S. District Court for the Northern District of Ohio. Christie was sentenced to 30 months imprisonment and ordered to pay a restitution penalty of $550,693.89. The case was prosecuted by the U.S. Attorney's Office for the Northern District of Ohio. For more information concerning the SEC's action, see Litigation Release No. 16724. (Rel. 34-46423; File No. 3-10872) COMMISSION REVOKES REGISTRATION OF CHIMNEYVILLE INVESTMENTS GROUP, INC., AS A BROKER-DEALER On August 28, the Commission issued an Order Instituting Proceedings Pursuant to Section 15(b)(4) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Chimneyville Investments Group, Inc., a registered broker-dealer located in Jackson, Mississippi. The Order finds that the Commission filed a civil injunctive action entitled SEC v. Chimneyville Investments Group, Inc. and Joseph Randolph Belew, 98-CV-574 WS (S.D. Miss.) in September 1998, alleging violations of the federal securities laws. The complaint in that matter alleged that Chimneyville, among other things, misappropriated customer funds, failed to maintain required net capital and failed to maintain accurate books and records. The Order further finds that Chimneyville was enjoined by consent from future violations by a court order issued in July 2002. The Order concludes by revoking the registration of Chimneyville as a broker-dealer. (Rel. 34-46424; File No. 3-10873) COMMISSION INSTITUTES PROCEEDINGS AGAINST FORMER REGISTERED REPRESENTATIVE On August 28, the Commission instituted public proceedings pursuant to Section 15(b) of the Securities Exchange Act of 1934 against Joseph Randolph Belew of Jackson, Mississippi. In the Order Instituting Proceedings, the Division of Enforcement alleges that the Commission filed suit against Belew in September 1998, alleging that Belew violated the federal securities laws, including the antifraud provisions, in his operation of a registered broker-dealer that he co-owned. Specifically, the Order states that the Commission's complaint alleged that Belew, a registered representative of a broker-dealer, among other things, misappropriated customer funds and aided and abetted the broker-dealer's failure to maintain required net capital and accurate books and records. The Order also alleges that Belew consented to a permanent injunction against future violations of the federal securities laws in the underlying civil injunctive action brought by the Commission and that such injunctive relief was ordered by the court on July 31, 2002. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Belew an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and in the public interest (See Litigation Release 15867; September 2, 1998). (Rel. 34- 46426; File No. 3-10874) COMMISSION HALTS ONGOING $3.8 MILLION OIL AND GAS WELL TELEMARKETING SCHEME On August 27, the Commission obtained a temporary restraining order halting a $3.8 million securities fraud scheme run by Shoreline Development Company and four individuals. The Commission's complaint alleges that since 2000, the defendants have scammed over $3.8 million from investors, purportedly for investments in oil and gas wells. The defendants include: Shoreline Development Co., a Delaware company, headquartered in Costa Mesa, California; Todd J. Taylor, 36; Derek K. Gradwell, 29; Paul A. Barrios III, 40; and Dennis P. O'Connell, 47, all of Orange County, California. Taylor and Barrios are repeat securities law violators. In 1999, in a prior case brought by the Commission, Taylor was ordered by a federal district court not to sell securities without registering with the Commission as a broker- dealer. In 2000, Barrios was the subject of a cease-and-desist order issued by the Commission suspending him for twelve months from association with any broker or dealer. In its complaint, the Commission alleges that during the offering, Shoreline, Taylor and Gradwell made misrepresentations about the performance of Shoreline's wells; a purported business relationship with El Paso Field Services; and their use of investor funds. These defendants concealed their misappropriation of more than $1.2 million to pay for lavish vacations, a wedding and honeymoon, a vacation home, gambling debts, customized motorcycles and other luxury items. The United States District Court for the Central District of California: (1) granted the Commission's application for a temporary restraining order and appointment of a receiver; (2) froze the assets of the defendants; (3) prohibited the destruction of documents by the defendants; and (4) ordered accountings from the defendants. A hearing on whether a preliminary injunction should be issued against the defendants is scheduled for September 6, 2002. The Commission obtained an order temporarily restraining Shoreline, Taylor and Gradwell from committing securities fraud in violation of Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) and Rule 10b-5 thereunder of the Securities Exchange Act of 1934 (Exchange Act). The Court's order also temporarily restrains Shoreline, Taylor, Gradwell, Barrios and O'Connell from violating the securities registration provisions of Sections 5(a) and 5(c) of the Securities Act. The Court's order also temporarily restrains O'Connell from committing violations of the broker-dealer registration provisions of Section 15(a) of the Exchange Act. In addition to the interim relief granted on August 27, 2002, the Commission seeks a final judgment against all the defendants enjoining them from future violations of the securities and broker-dealer registration provisions, as well as the antifraud provisions, ordering the defendants to disgorge all ill-gotten gains, and assessing civil penalties against them. Furthermore, the Commission also sought and obtained an order temporarily freezing the assets of relief defendants: Epic Consulting Services; Coastal Resources, Inc.; Northstar Acquisitions and Holdings, Inc.; Shoreline Holdings and Acquisitions, Inc.; and Spartan Consulting, Inc., who together received more than $1.3 million in cash from Shoreline during the scheme. The Commission seeks a final judgment against these relief defendants, ordering them to return all related earnings. The Commission does not allege that these relief defendants violated the securities laws, but rather that they received proceeds from the fraud. [SEC v. Shoreline Development Company, Todd J. Taylor, Derek K. Gradwell, Paul A. Barrios III, Dennis P. O'Connell, Jr., Epic Consulting Services, Inc., Coastal Resources, Inc., Northstar Acquisitions and Holdings, Inc., Shoreline Holdings and Acquisitions, Inc. and Spartan Consulting, Inc. (Case No. CV02-6695 RSWL (Ex)) (C.D. Cal.)] (LR-17702) INVESTMENT COMPANY ACT RELEASES AMERICAN UNITED LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by American United Life Insurance Company, et al., pursuant to Section 26(c) of the Investment Company Act approving the substitution by certain registered unit investment trusts of (i) shares of common stock issued by OneAmerica Asset Director Portfolio (Asset Director Portfolio), a series of OneAmerica for shares of common stock issued by OneAmerica Tactical Asset Allocation Portfolio (Tactical Asset Allocation Portfolio), also a series of OneAmerica; and (ii) Investor Class shares issued by American Century Strategic Allocation: Conservative Fund, American Century Strategic Allocation: Moderate Fund, and American Century Strategic Allocation: Aggressive Fund, each a series of American Century Strategic Asset Allocations, Inc., for shares of common stock issued by the OneAmerica Conservative Investor Portfolio, OneAmerica Moderate Investor Portfolio, and OneAmerica Aggressive Investor Portfolio, each a series of OneAmerica, respectively, currently held by those unit investment trusts. An order has also been issued pursuant to Section 17(b) of the 1940 Act granting an exemption to permit certain in-kind purchases and redemptions in connection with the substitutions. (Rel. IC-25719 - August 27) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASD-2002-04) relating to amendments to NASD Rule 3010(b)(2) and IM-8310-2. Publication of the approval order is expected in the Federal Register during the week of September 2. (Rel. 34-46422) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 EXTENDED SYSTEMS INC, 5777 MEEKER AVENUE, BOISE, ID, 83713, 2023227575 - 1,100,000 ($2,403,500.00) Equity, (File 333-98823 - Aug. 28) (BR. 03) S-3 ORCHID BIOSCIENCES INC, 303 COLLEGE RD. EAST, PRINCETON, NJ, 08540, 6097502200 - 0 ($492,423.75) Equity, (File 333-98825 - Aug. 28) (BR. 01) S-4 DEL MONTE FOODS CO, ONE MARKET @ THE LANDMARK, C/O DEL MONTE CORP, SAN FRANCISCO, CA, 94105, 4152473000 - 0 ($1,598,845,961.00) Equity, (File 333-98827 - Aug. 28) (BR. 04) S-8 ASPECT COMMUNICATIONS CORP, 1310 RIDDER PARK DRIVE, SAN JOSE, CA, 95131, 4083252200 - 0 ($7,304,000.00) Equity, (File 333-98829 - Aug. 28) (BR. 03) S-3 DREW INDUSTRIES INCORPORATED, 200 MAMARONECK AVE, WHITE PLAINS, NY, 10601, 9144289098 - 850,000 ($13,566,000.00) Equity, (File 333-98831 - Aug. 28) (BR. 06) S-8 WESTWOOD CORP/NV/, 5314 SOUTH YALE AVENUE, SUITE 1100, TULSA, OK, 74135, 9185240002 - 0 ($13,709,526.00) Equity, (File 333-98833 - Aug. 28) (BR. 36) S-8 AMCAST INDUSTRIAL CORP, 7887 WASHINGTON VILLAGE DR, DAYTON, OH, 45459, 9372917000 - 425,000 ($1,449,250.00) Equity, (File 333-98835 - Aug. 28) (BR. 06) S-8 724 SOLUTIONS INC, 4101 YONGE STREET, SUITE 702, TORONTO, A6, 00000, 4162262900 - 0 ($3,484,000.00) Equity, (File 333-98837 - Aug. 28) (BR. 05) S-8 BRILLIANT DIGITAL ENTERTAINMENT INC, 6355 TOPANGA CANYON BLVD SUITE 120, WOODLAND HILLS, CA, 91367, 8186151500 - 16,500,000 ($2,640,000.00) Equity, (File 333-98839 - Aug. 28) (BR. 03) S-8 WESTWOOD HOLDINGS GROUP INC, 300 CRESCENT COURT, SUITE 1300, DALLAS, TX, 75201, 2147566900 - 0 ($13,709,526.00) Equity, (File 333-98841 - Aug. 28) (BR. 07) S-8 WINTON FINANCIAL CORP, 5511 CHEVIOT ROAD, CINCINNATI, OH, 45247, 5133853880 - 750,000 ($6,628,500.00) Equity, (File 333-98843 - Aug. 28) (BR. 07) S-3 BROOKS-PRI AUTOMATION INC, 15 ELIZABETH DR, CHELMSFORD, MA, 01824, 9782622400 - 0 ($32,349,886.92) Equity, (File 333-98849 - Aug. 28) (BR. 36) S-8 NETCARE HEALTH GROUP INC, 362 INDUSTRIAL PARK ROAD, UNIT 6, MIDDLETOWN, CT, 06457, 800-281-1231 - 20,000,000 ($1,000,000.00) Equity, (File 333-98851 - Aug. 28) (BR. 05) S-8 CHART INDUSTRIES INC, 5885 LANDERBROOK DRIVE, SUITE 150, MAYFIELD HEIGHTS, OH, 44124, 4407531490 - 500,000 ($600,000.00) Equity, (File 333-98853 - Aug. 28) (BR. 06) S-8 TELLIUM INC, 2 CRESCENT PLACE, OCEANPORT, NJ, 07757, 0 ($8,050,550.00) Equity, (File 333-98855 - Aug. 28) (BR. 37) S-8 NETRATINGS INC, 890 HILLVIEW CT, STE 300, MILPITAS, CA, 95035, 4089570699 - 0 ($14,046,048.34) Equity, (File 333-98857 - Aug. 28) (BR. 08) S-8 LYNCH INTERACTIVE CORP, 401 THEORDORE FREMD AVENUE, RYE, NY, 10580, 9149218821 - 13,000 ($377,260.00) Equity, (File 333-98859 - Aug. 28) (BR. 09) S-3 REDWOOD TRUST INC, 591 REDWOOD HWY, STE 3100, MILL VALLEY, CA, 94941, 4153897373 - 0 ($9,200.00) Equity, (File 333-98861 - Aug. 28) (BR. 08) S-8 GO ONLINE NETWORKS CORP, 5681 BEACH BLVD, SUITE 101/100, BUENA PARK, CA, 90621, 3032217376 - 6,500,000 ($130,000.00) Equity, (File 333-98863 - Aug. 28) (BR. 09) S-8 SPORTS CLUB CO INC, 11100 SANTA MONICA BLVD, STE 300, LOS ANGELEL, CA, 90025-3384, 3104795200 - 2,500,000 ($5,000,000.00) Equity, (File 333-98865 - Aug. 28) (BR. 05) S-8 AFC ENTERPRISES INC, SIX CONCOUSE PARKWAY SUITE 1700, ATLANTA, GA, 30328, 7703919500 - 4,500,000 ($101,025,000.00) Equity, (File 333-98867 - Aug. 28) (BR. 05) S-3 MENTOR GRAPHICS CORP, 8005 SW BOECKMAN RD, WILSONVILLE, OR, 97070-7777, 5036857000 - 172,500,000 ($172,500,000.00) Debt Convertible into Equity, 7,412,978 ($0.00) Equity, (File 333-98869 - Aug. 28) (BR. 03) S-1 PATRIOT SCIENTIFIC CORP, 10989 VIA FRONTERA, SAN DIEGO, CA, 92127, 8586745000 - 22,363,391 ($1,565,437.37) Equity, (File 333-98871 - Aug. 28) (BR. 37) S-8 AMCAST INDUSTRIAL CORP, 7887 WASHINGTON VILLAGE DR, DAYTON, OH, 45459, 9372917000 - 100,000 ($341,000.00) Equity, (File 333-98873 - Aug. 28) (BR. 06) S-8 PATH 1 NETWORK TECHNOLOGIES INC, 3636 NOSEL DR, SUITE 275, SAN DIEGO, CA, 92101, 8584504220 - 4,250,000 ($4,420,000.00) Other, (File 333-98875 - Aug. 28) (BR. 37) S-8 GENERAL ELECTRIC CO, 3135 EASTON TURNPIKE, W3M, FAIRFIELD, CT, 06828, 203-373-2211 - 0 ($382,140,000.00) Equity, (File 333-98877 - Aug. 28) (BR. 36) S-1 COMMUNITY BANCSHARES OF WEST GEORGIA INC, 3343 PEACHTREE ROAD, SUITE 1600, PEACHTREE, GA, 30325, 4045047705 - 0 ($11,000,000.00) Equity, (File 333-98879 - Aug. 28) (BR. ) S-8 DTOMI INC, 200 9TH AVENUE, SUITE 220, SAFETY HARBOR, FL, 34965, (727) 723-8664 - 2,000,000 ($200,000.00) Equity, (File 333-98883 - Aug. 28) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 21ST CENTURY TECHNOLOGIES INC NV X 08/20/02 ADVANCED MICRO DEVICES INC DE X 08/28/02 AFFILIATED MANAGERS GROUP INC DE X 08/08/02 AIRLEASE LTD CA X X 08/26/02 AMERICAN BANKNOTE CORP DE X X 08/21/02 AMERICAN VANTAGE COMPANIES NV X 07/29/02 ANC RENTAL CORP DE X 08/29/02 ANDREA ELECTRONICS CORP NY X 08/06/02 AMEND APPLEBEES INTERNATIONAL INC DE X 08/28/02 ARMITEC INC DE X X 08/23/02 BANK UNITED CORP LITIGATION CONTINGEN DE X X 08/27/02 BERNARD ALLAN & EDWARDS INC FL X 08/23/02 BROOKS-PRI AUTOMATION INC DE X 05/14/02 BROOKS-PRI AUTOMATION INC DE X X 05/14/02 AMEND C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 07/25/02 CCC GLOBALCOM CORP NV X 08/28/02 CENTRAL EUROPEAN DISTRIBUTION CORP DE X 05/09/02 AMEND CHADMOORE WIRELESS GROUP INC CO X 08/28/02 CHEC FUNDING CENTEX HOME EQ LN ASST B DE X X 08/26/02 CLEARONE COMMUNICATIONS INC UT X 08/28/02 CNBC BANCORP /OH X X 08/28/02 COREL CORP A6 X X 08/28/02 CPS AUTO RECEIVABLES TRUST 1998-4 CA X 07/31/02 CREDIT STORE INC DE X X X 08/13/02 CREDIT SUISSE FIRST BOSTON ABS TRUST DE X X 08/26/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 08/28/02 CREDIT SUISSE FST BOS MOR SEC CSFB MO DE X X 08/26/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 08/26/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 08/26/02 CSFB MORTGAGE PASS THRU CERT SERIES 2 CO X X 08/26/02 CSFB MORTGAGED BACKED PASS THRU CERTI DE X X 08/26/02 DEUTSCHE FLOORPLAN RECEIVABLES L P DE X X 07/31/02 DOLLAR GENERAL CORP TN X 08/28/02 EBAY INC DE X 08/27/02 EMPIRE PETROLEUM CORP DE X 08/23/02 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 08/27/02 ENRON CORP/OR/ OR X X 08/27/02 EOS INTERNATIONAL INC DE X X 08/28/02 EOTT ENERGY PARTNERS LP DE X X 08/27/02 EQUITY ONE ABS INC DE X X 08/26/02 EQUITY ONE ABS INC MORTGAGE PAS TH CE DE X 08/27/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X X 08/26/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 08/26/02 FINANCIAL INDUSTRIES CORP TX X 06/30/02 FIRST CHESTER COUNTY CORP PA X 08/16/02 FIRST HORIZON ASSET SECURITIES INC DE X X 08/26/02 FIRST HORIZON ASSET SECURITIES INC DE X X 08/26/02 FIRST INTERSTATE BANCSYSTEM INC MT X X 08/27/02 FIRST MERCHANTS CORP IN X X 08/28/02 FIRST UNION LEH BRO BANK OF AMER COM NY X X 08/18/02 FORWARD INDUSTRIES INC NY X 08/25/02 G REIT INC VA X X 08/22/02 GENTEK INC DE X X 08/28/02 GERBER SCIENTIFIC INC CT X 08/28/02 GLOBAL ASSET HOLDINGS INC DE X 09/20/02 GLOBE BANCORP INC LA X 08/21/02 GLOBE BANCORP INC LA X 08/21/02 AMEND GREIF BROTHERS CORP DE X X 08/28/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 08/31/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 08/31/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 08/31/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 08/31/02 HOLLYWOOD MEDIA CORP FL X X 08/28/02 HYPERTENSION DIAGNOSTICS INC /MN MN X X 08/27/02 IDT CORP DE X 12/19/01 AMEND INDIGINET INC/FL FL X 08/19/02 AMEND INFONOW CORP / DE X 08/28/02 INTERMUNE INC DE X X 08/28/02 INTERNATIONAL BANCSHARES CORP TX X X 08/28/02 INTERNATIONAL BUSINESS MACHINES CORP NY X X 08/28/02 INVERNESS MEDICAL INNOVATIONS INC DE X 08/29/02 IRONSTONE GROUP INC DE X 08/28/02 ITC DELTACOM INC DE X 08/26/02 KESTREL ENERGY INC CO X X 08/22/02 KEY3MEDIA GROUP INC DE X 08/22/02 KFX INC DE X X 08/21/02 KORN FERRY INTERNATIONAL DE X X 08/28/02 KULICKE & SOFFA INDUSTRIES INC PA X X 08/27/02 LAM SW INC NV X 06/30/02 M WAVE INC DE X X 08/27/02 MARITRANS INC /DE/ DE X X 08/27/02 MEADWESTVACO CORP DE X X 08/27/02 MEDTRONIC INC MN X X 08/20/02 MERIT SECURITIES CORP VA X 06/30/02 MERRILL LYNCH & CO INC DE X 08/28/02 MGI PROPERTIES LIQUIDATING TRUST MA X X 08/28/02 MICROHELIX INC OR X X 08/27/02 MID POWER SERVICE CORP DE X 06/14/02 AMEND MIDWEST GRAIN PRODUCTS INC KS X X 08/28/02 MORGAN STANLEY ABS CAPITAL I INC DE X X 08/23/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/05/02 NATIONAL PENN BANCSHARES INC PA X 08/09/02 NEOFORMA INC/CA/ DE X X 08/28/02 NETWORK ACCESS 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