SEC NEWS DIGEST Issue 2002-167 August 28, 2002 ENFORCEMENT PROCEEDINGS SEC PROCEEDINGS AGAINST IVES HEALTH COMPANY, INC. BASED ON DELINQUENT FILINGS On August 27, the Commission instituted a proceeding against Ives Health, an Oklahoma corporation, to determine whether it is appropriate and for the protection of investors to deregister Ives Health's common stock. Trading in the stock was suspended by the Commission for ten days on March 5, 2001, and the company was sued by the Commission in July 2001, as part of a civil injunctive action alleging, among other things, fraudulent press releases regarding an Ives Health product that supposedly treated HIV. The company, which defaulted in the civil injunctive action, was also charged in that action with failure to file required reports with the Commission. The company's failure to file any periodic reports since 2000 (including Forms 10-K for its years ended December 31, 2000 and 2001) is the basis for the administrative proceeding announced today. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Ives Health an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and for the protection of investors. (Rel. 34-46420; File No. 3-10871) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2002-17) relating to participation rights in trades involving crossing, facilitation, and solicited orders. Publication of the proposal is expected in the Federal Register during the week of August 26. (Rel. 34- 46407) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-109) relating to fees for Nasdaq's InterMarket. Publication of the proposal is expected in the Federal Register during the week of September 3. (Rel. 34-46419) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SILVERADO GOLD MINES LTD, 1111 WEST GEORGIA ST, SUITE 505, VANCOUVER BC CANADA, A1, V6E 4M3, 6046891535 - 2,000,000 ($600,000.00) Equity, (File 333-98753 - Aug. 27) (BR. 04) S-8 BOSTON SCIENTIFIC CORP, ONE BOSTON SCIENTIFIC PL, NATICK, MA, 01760-1537, 5086508000 - 0 ($25,000,000.00) Other, (File 333-98755 - Aug. 27) (BR. 36) S-1 SENSYTECH INC, 8419 TERMINAL ROAD, P O BOX 1869, NEWINGTON, VA, 22122-1430, (703)550-7000 - 0 ($21,297,600.00) Equity, (File 333-98757 - Aug. 27) (BR. 36) S-1 GASCO ENERGY INC, 14 INVERNESS DRIVE EAST BLDG H, BLDG H SUITE 236, ENGLEWOOD, CO, 80112, 3037130047 - 16,000,000 ($18,400,000.00) Equity, (File 333-98759 - Aug. 27) (BR. 09) S-8 SOUTHWEST AIRLINES CO, 2702 LOVE FIELD DR, P O BOX 36611, DALLAS, TX, 75235, 2147924000 - 0 ($559,580,000.00) Equity, (File 333-98761 - Aug. 27) (BR. 05) SB-2 DIVERSIFIED PRODUCT INSPECTIONS INC, 3 MAIN ST, OAKRIDGE, TN, 37830, 4234828480 - 20,887,097 ($2,088,711.00) Equity, (File 333-98763 - Aug. 27) (BR. 01) S-8 VISUAL NETWORKS INC, 2092 GAITHER RD, SUITE 220-I, ROCKVILLE, MD, 20850, 3012962300 - 1,000,000 ($830,000.00) Equity, (File 333-98765 - Aug. 27) (BR. 03) S-8 AMERICAN HOSPITAL RESOURCES INC, 1912 W. BAY CREST, SANTA ANA, CA, 92704, 7144440223 - 584,000 ($268,640.00) Equity, (File 333-98767 - Aug. 27) (BR. 02) SB-2 BIO ONE CORP, 1630 WINTER SPRINGS BOULEVARD, -, WINTER SPRINGS, FL, 32708, 4079771005 - 31,521,740 ($11,032,609.00) Equity, (File 333-98769 - Aug. 27) (BR. 01) S-8 MCDATA CORP, 310 INTERLOCKEN PARKWAY, BROOMFIELD, CO, 80021, 3034609200 - 0 ($12,180,000.00) Equity, (File 333-98773 - Aug. 27) (BR. 04) S-3 EQUITY ONE INC, 1696 N E MIAMI GARDENS DR SUITE 200, NORTH MIAMI BEACH, FL, 33179, 5,000,000 ($67,150,000.00) Equity, (File 333-98775 - Aug. 27) (BR. 08) S-8 NORTHEAST INDIANA BANCORP INC, 648 N JEFFERSON ST, HUNTINGTON, IN, 46750, 2193563311 - 158,753 ($2,345,964.00) Equity, (File 333-98777 - Aug. 27) (BR. 07) S-8 PUMATECH INC, 2550 N FIRST ST, STE 500, SAN JOSE, CA, 95131, 4083217650 - 0 ($182,750.00) Equity, (File 333-98779 - Aug. 27) (BR. 03) S-8 GREAT PLAINS ENERGY INC, 1201 WALNUT, KANSAS CITY, MO, 64106, 8165562200 - 1,300,000 ($28,366,000.00) Equity, (File 333-98781 - Aug. 27) (BR. 02) S-1 KOMAG INC /DE/, 1710 AUTOMATION PWY, SAN JOSE, CA, 95131, 4085762000 - 0 ($42,454,945.00) Equity, 0 ($135,125,900.00) Non-Convertible Debt, (File 333-98785 - Aug. 27) (BR. 02) S-4 SHOLODGE INC, 130 MAPLE DR N, HENDERSONVILLE, TN, 37075, 6152648000 - 0 ($16,109,574.00) Non-Convertible Debt, (File 333-98789 - Aug. 27) (BR. 08) S-8 VIB CORP, 1498 MAIN STREET, EL CENTRO, CA, 92243, 7603372000 - 0 ($750,500.00) Equity, (File 333-98791 - Aug. 27) (BR. 07) S-4 MINDARROW SYSTEMS INC, SUMMIT OFFICE, 101 ENTERPRISE SUITE 340, ALISO VIEJO, CA, 92656, 9499168705 - 0 ($11,748,545.00) Equity, (File 333-98793 - Aug. 27) (BR. 08) S-3 SONIC FOUNDRY INC, 1617 SHERMAN AVE, MADISON, WI, 53704, 6082563133 - 0 ($910,680.00) Equity, (File 333-98795 - Aug. 27) (BR. 03) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 3,500,000 ($70,000.00) Other, (File 333-98797 - Aug. 27) (BR. 05) S-1 APPLIED DIGITAL SOLUTIONS INC, 400 ROYAL PALM WAY, SUITE 410, PALM BEACH, FL, 33480, 5613664800 - 9,212,512 ($4,974,756.48) Equity, (File 333-98799 - Aug. 27) (BR. 03) S-8 PENWEST PHARMACEUTICALS CO, 2981 ROUTE 22, PATTERSON, NY, 12563-9970, 9148783414 - 0 ($7,800,000.00) Equity, (File 333-98801 - Aug. 27) (BR. 01) S-8 LSI LOGIC CORP, 1551 MCCARTHY BLVD, MS D 106, MILPITAS, CA, 95035, 4084338000 - 0 ($8,600,000.00) Equity, (File 333-98807 - Aug. 27) (BR. 36) S-8 HUB INTERNATIONAL LTD, 214 KING STREET WEST, SUITE 314, ONTARIO, A6, 00000, 4169795866 - 0 ($32,500,320.58) Equity, (File 333-98809 - Aug. 27) (BR. 01) S-8 MYLAN LABORATORIES INC, 130 SEVENTH ST, 1030 CENTURY BLDG, PITTSBURGH, PA, 15222, 4122320100 - 5,000,000 ($165,750,000.00) Equity, (File 333-98811 - Aug. 27) (BR. 01) S-8 HAVANA GROUP INC, 5701 MAYFAIR RD, NORTH CANTON, OH, 44720, 3304928090 - 300,000 ($120,000.00) Equity, (File 333-98813 - Aug. 27) (BR. 02) N-2 NUVEEN QUALITY PREFERRED INCOME FUND 2, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 0 ($1,000,000.00) Equity, (File 333-98815 - Aug. 27) (BR. 18) S-3 LIBERTY MEDIA CORP /DE/, 9197 SOUTH PEORIA STREET, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($134,702,994.00) Equity, (File 333-98817 - Aug. 27) (BR. 37) S-8 VODAVI TECHNOLOGY INC, 4717 E. HILTON AVENUE, SUITE 400, PHOENIX, AZ, 85034, 4804436000 - 0 ($1,631,810.00) Equity, (File 333-98819 - Aug. 27) (BR. 37) S-8 ATLAS MINING CO, 1221 W YELLOWSTONE AVE, OSBURN, ID, 83849, 2085561181 - 5,000,000 ($400,000.00) Equity, (File 333-98821 - Aug. 27) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ALKERMES INC PA X 08/26/02 ALL STAR GAS CORP MO X X 08/27/02 AMERICAN FINANCIAL HOLDINGS INC DE X X 08/22/02 AMERICAN HOMEPATIENT INC DE X 08/14/02 AMERIQUEST MORT SEC INC ASSET BCKD PS DE X 08/27/02 APPIANT TECHNOLOGIES INC DE X 08/27/02 AQUIS COMMUNICATIONS GROUP INC DE X X 08/12/02 ASSET BACKED PASS THROUGH CERTIFICATE DE X X 08/15/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 08/17/02 BEAR STEARNS MORT SEC INC COM MORT PA NY X X 08/15/02 BEAR STEARNS MORT SEC INC COMM MORT P NY X X 08/15/02 BETHLEHEM STEEL CORP /DE/ DE X X 08/27/02 BLYTH INC DE X X 08/22/02 BRANDYWINE REALTY TRUST MD X X 08/15/02 BROWN FORMAN CORP DE X 08/27/02 BURLINGTON COAT FACTORY WAREHOUSE COR DE X 08/28/02 CALPINE CORP DE X X 08/26/02 CENTERPOINT PROPERTIES TRUST MD X 08/20/02 CHADMOORE WIRELESS GROUP INC CO X 07/29/02 AMEND CHICAGO MERCANTILE EXCHANGE HOLDINGS DE X X 08/27/02 CINTAS CORP WA X X 08/26/02 COLE NATIONAL CORP /DE/ DE X 08/27/02 COMDIAL CORP DE X 08/15/02 COMMUNITRONICS OF AMERICA INC UT X 08/27/02 COST PLUS INC/CA/ CA X X 08/27/02 CRD HOLDINGS INC DE X 08/26/02 CSFB COMMERCIAL MORTGAGE BACKED PASS X X 08/17/02 CSFB MORT SEC CORP COMM MORT PAS THR DE X X 08/17/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/26/02 CTN MEDIA GROUP INC DE X 08/14/02 CULP INC NC X 07/28/02 CULP INC NC X 07/28/02 AMEND DIVALL INCOME PROPERTIES 3 L P WI X X 08/05/02 AMEND DIVALL INSURED INCOME PROPERTIES 2 LI WI X X 08/05/02 AMEND DIVERSIFIED SECURITY SOLUTIONS INC DE X X 08/13/02 DOE RUN RESOURCES CORP NY X X 08/27/02 DUSA PHARMACEUTICALS INC NJ X X 08/26/02 EBIX COM INC DE X X 08/26/02 ELECTRO SCIENTIFIC INDUSTRIES INC OR X X 08/26/02 EMERSON ELECTRIC CO MO X 08/27/02 EMPS CORP NV X 08/27/02 ENCORE ACQUISITION CO DE X X 08/26/02 ENGLISH LANGUAGE LEARNING & INSTRUCTI DE X X 08/22/02 ENTERPRISE FINANCIAL SERVICES CORP DE X 08/23/02 ENTRUST FINANCIAL SERVICES INC CO X 08/26/02 EQUITY TECHNOLOGIES & RESOURCES INC DE X 06/12/01 AMEND EVOLVE SOFTWARE INC DE X 08/26/02 FIRST MIDWEST FINANCIAL INC DE X X 08/26/02 FIRST UNION COM MOR SEC INC COM MOR P NY X X 08/16/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 08/16/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 08/16/02 FLOWERS FOODS INC GA X X 08/27/02 FOCUS ENHANCEMENTS INC DE X 08/26/02 FULTON FINANCIAL CORP PA X X 08/27/02 GADZOOX NETWORKS INC DE X X 08/22/02 GAMEWEAVER COM INC NV X X 08/06/02 AMEND GEN PROBE INC DE X 08/27/02 GENCORP INC OH X X 08/26/02 GENE CELL INC NV X X X X 06/30/02 GEORGIA PACIFIC CORP GA X X 08/13/02 GERBER SCIENTIFIC INC CT X 08/27/02 GLOBAL CASINOS INC UT X 08/06/02 AMEND GLOBECOMM SYSTEMS INC X X 08/27/02 GREENWICH CAPITAL ACCEPTANCE INC DE X 08/26/02 HARTFORD FINANCIAL SERVICES GROUP INC DE X 08/27/02 HAVANA GROUP INC DE X X 03/12/02 AMEND HAWTHORNE FINANCIAL CORP CA X X X 08/23/02 HEALTHSOUTH CORP DE X 08/27/02 HFC REVOLVING CORP DE X X 08/26/02 HOENIG GROUP INC DE X X 08/26/02 HOLLYWOOD PARTNERS COM INC DE X X 08/05/02 AMEND HOME EQUITY MORTGAGE PASS THROUGH CER DE X X 08/22/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE X 08/19/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 08/19/02 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE X 08/19/02 HPL TECHNOLOGIES INC DE X 08/14/02 IMMUNOGEN INC MA X X 08/27/02 IRE PENSION INVESTORS LTD-II FL X X 08/26/02 J CREW GROUP INC NY X X 08/26/02 JSCE INC DE X X 08/27/02 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 08/26/02 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 08/26/02 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 08/26/02 AMEND KEYCORP STUDENT LOAN TRUST 2000-A OH X X 08/26/02 KEYCORP STUDENT LOAN TRUST 2000-A OH X X 08/26/02 KINDER MORGAN INC KS X X 08/26/02 KINDRED HEALTHCARE INC DE X X 08/26/02 KROLL INC DE X 06/13/02 LEVEL 8 SYSTEMS INC DE X X 08/27/02 LORAL SPACE & COMMUNICATIONS LTD D0 X X 08/27/02 M&I AUTO LOAN TRUST 2001-1 DE X X 08/20/02 MARINA CAPITAL INC UT X 08/24/02 MEDIWARE INFORMATION SYSTEMS INC NY X 06/30/02 METROCORP BANCSHARES INC X X 08/20/02 METTLER TOLEDO INTERNATIONAL INC/ DE X X 08/26/02 MICROVISION INC WA X X 08/23/02 MIDWEST GRAIN PRODUCTS INC KS X X 08/27/02 MITY ENTERPRISES INC UT X X 08/26/02 MMCA AUTO OWNER TRUST 2002-3 X X 08/27/02 NAVISTAR INTERNATIONAL CORP DE X X 08/27/02 NEOTHERAPEUTICS INC DE X 08/22/02 OCEAN RESOURCES INC DE X X 08/14/02 AMEND OILGEAR CO WI X X 08/27/02 OPTICARE HEALTH SYSTEMS INC DE X X 08/12/02 ORBITAL SCIENCES CORP /DE/ DE X X 08/22/02 PANACO INC DE X 08/26/02 PREDICTIVE SYSTEMS INC DE X X 08/26/02 PRODEO TECHNOLOGIES INC DE X 08/21/02 QCR HOLDINGS INC DE X 08/27/02 QUESTAR CORP UT X 08/26/02 QUESTAR PIPELINE CO UT X 08/26/02 RALCORP HOLDINGS INC /MO MO X X 08/27/02 READERS DIGEST ASSOCIATION INC DE X 08/27/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 08/26/02 ROYAL PRECISION INC DE X X 08/26/02 RUBINCON VENTURES INC DE X 08/26/02 SEIBELS BRUCE GROUP INC SC X X 08/26/02 SEIBELS BRUCE GROUP INC SC X X 08/27/02 SEIBELS BRUCE GROUP INC SC X X 08/26/02 AMEND SEMTECH CORP DE X X 08/27/02 SEMTECH CORP DE X X 08/27/02 SERVOTRONICS INC /DE/ DE X 08/26/02 SMURFIT STONE CONTAINER CORP DE X X 08/27/02 STRATEGIC DIAGNOSTICS INC/DE/ DE X X 08/21/02 STRUCTURED ASSET MORTGAGE INVEST MORT X X 08/19/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 08/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 08/01/02 STRUCTURED PRODUCTS CORP DE X X 08/26/02 SULPHCO INC NV X X 04/05/02 AMEND TECHTEAM GLOBAL INC DE X X 08/26/02 TRANSAMERICAN HOLDINGS INC NV X X 08/12/02 TXU US HOLDINGS CO TX X X 06/30/02 UNIROYAL TECHNOLOGY CORP DE X X 08/26/02 UNIT CORP DE X X 08/15/02 UNITED NATIONAL BANCORP NJ X 08/27/02 UNITED PARK CITY MINES CO DE X 08/26/02 UNITED TRADING COM NV X 08/26/02 VENTURE HOLDINGS CO LLC MI X 08/22/02 VIRAGEN INC DE X 08/15/02 VISUAL NETWORKS INC DE X X X 08/27/02 WHISPERING OAKS INTERNATIONAL INC TX X X 08/06/02 AMEND WINDSOR WOODMONT BLACK HAWK RESORT CO CO X X 08/14/02 AMEND WNC HOUSING TAX CREDIT FUND VI LP SER CA X X 07/31/02 WORONOCO BANCORP INC DE X X 08/27/02