SEC NEWS DIGEST Issue 2002-154 August 9, 2002 ENFORCEMENT PROCEEDINGS FEDERAL JUDGE PERMANENTLY ENJOINS CHIMNEYVILLE INVESTMENTS GROUP, INC. AND JOSEPH RANDOLPH BELEW The Commission announced today that the Honorable Henry T. Wingate, U.S. District Judge for the Southern District of Mississippi, Jackson Division, entered a Final Judgment of Permanent Injunction as to Defendants Chimneyville Investments Group, Inc. (Chimneyville) and Joseph Randolph Belew (Belew). Chimneyville and Belew were enjoined from further violations of Sections 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. Chimneyville was also enjoined from further violations of Sections 15(c) and 17(a) of the Exchange Act and Rules 15c3-1, 15c3-3, 17a-3 and 17a-4 thereunder. Belew was also enjoined from further violations of Sections 15(c)(3) and 17(a)(1) of the Exchange Act and Rules 15c3-1, 15c3-3, 17a-3 and 17a-4 thereunder. The Court ordered disgorgement and prejudgment interest against Belew in the amounts of $454,833 and $121,519.51, respectively, but waived payment due to Belew's demonstrated inability to pay, and did not impose a civil penalty. Chimneyville and Belew consented to the entries of the judgments without admitting or denying any of the allegations of the Commission's complaint. The Commission's complaint alleged that Belew fraudulently converted at least $220,000, and probably more than $650,000, of investors' funds to his own uses, in violation of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The complaint also alleged, among other things, that Chimneyville, as an introducing broker-dealer, failed to maintain $5,000 in net capital as required by Rule 15c3-1. In addition, the Complaint alleged that Chimneyville failed to make and keep current books and records, including, among others, net capital computations and a general ledger as required by Rules 17a-3 and 17a-4, and failed to comply with the customer protection rules set forth in Rule 15c3-3. On September 1, 1998, with the consent of the parties, an Order of Preliminary Injunction was entered against Chimneyville and Belew which enjoined them from future violations of the foregoing sections and rules and freezing the assets of the parties. For further information see LR- 15867 (September 2, 1998). [SEC v. Chimneyville Investments Group, Inc. and Joseph Randolph Belew, USDC for the Southern District of Mississippi, Jackson Division, Civil Action File No. 3:98-CV-574 WS] (LR- 17668) COMMISSION SEEKS EMERGENCY RELIEF IN CONNECTION WITH A SERIES OF RECENT FALSE PRESS RELEASES ISSUED BY ECONNECT AND ITS PRESIDENT, BOTH OF WHOM WERE THE SUBJECT OF AN EARLIER COMMISSION ENFORCEMENT PROCEEDING On August 7, the Commission, the FBI and the United States Attorney's Office for the Central District of California announced the filing of civil and criminal charges against Thomas S. Hughes, CEO of eConnect, and civil charges against eConnect - both repeat securities law violators - for fraud in connection with a scheme to artificially inflate eConnect's stock price using false press releases and false statements on its websites. The filings were the result of investigations conducted by the Securities and Exchange Commission, the United States Attorney's Office, and the Federal Bureau of Investigation. Both eConnect, based in San Pedro, CA (symbol: ECNT), and Hughes, age 52, of Rancho Palos Verdes, CA, were previously sued by the SEC in 2000 for issuing false press releases. The United States Attorney's Office's two-count criminal complaint, filed August 7, 2002 in Los Angeles federal court, charges Hughes with criminal contempt and securities fraud. The complaint alleges that Hughes committed criminal contempt by violating the terms of a permanent injunction issued against him in April of 2000 in the prior SEC case; that injunction prohibited Hughes from committing any future securities fraud violations. The complaint also alleges that Hughes committed securities fraud by issuing false and misleading press releases on behalf of eConnect for the purpose of fraudulently increasing the value of eConnect's stock. Hughes was arrested by FBI special agents and made his initial appearance in federal court on August 7, 2002. If convicted of the securities fraud charge in the complaint, Hughes faces a maximum sentence of 10 years in federal prison and a $1,000,000 fine. The SEC's complaint charges Hughes, eConnect, and major eConnect shareholders Richard Epstein of Tampa, Florida and Alliance Equities, Inc, of Coral Springs, Florida with various federal securities law violations. The SEC simultaneously filed an emergency action seeking over $770,000 from Epstein and Alliance Equities, over $70,000 from eConnect, and a bar against Hughes from acting as an officer or director of a publicly-traded company. The SEC previously suspended trading in eConnect stock on July 25, 2002. The SEC alleges that since July 10, 2002, Hughes and eConnect have issued false and misleading press releases and posted false statements on eConnect's websites claiming that: eConnect had received a $20 million dollar investment in "AA" rated asset-backed bonds from another issuer, when in fact these bonds were not rated and have little value; eConnect had begun a stock repurchase program, when in fact no stock repurchase program existed; and eConnect had received a purchase order to sell $964,000 worth of its key product (the eCashPad), when in fact the apparent purchaser has denied any knowledge of eConnect. In addition, the SEC's complaint alleges that: During the period when the false press releases were issued, both the price and trading volume of eConnect's stock increased by over 500 percent. Epstein and Alliance Equities failed since at least May 2001 to supply the SEC - and the public - with a host of information regarding their eConnect stock by filing updates to Schedule 13D (a form that major shareholders of public companies must file with the SEC to disclose, among other things, how they got their shares and what they plan to do with them); Epstein and Alliance Equities instead filed, in May 2001, a misleading Schedule 13D; Since June 2002 alone, Epstein and Alliance Equities have dumped over 74 million eConnect shares into the market for approximately $770,000 in trading proceeds, but failed to report these sales to the SEC and the public in a Form 4 filing (another form that insiders, such as officers, directors and major share holders, must file with the SEC to disclose, among other things, that they have bought or sold their company's stock); and In May and June 2002, Hughes purchased shares of eConnect but failed to report his purchases in a Form 4 filing. In the present action, filed in United States District Court in Los Angeles, the Commission charged Hughes with violating the antifraud and insider transactions reporting provisions of the federal securities laws, eConnect with violating the antifraud provisions of the securities laws, and Epstein and Alliance Equities with violating the insider transactions and stock sale reporting provisions of the federal securities laws. Today, August 8, 2002, the Court granted the Commission's request for injunctions and asset freezes. The preliminary hearing is scheduled for August 16, 2002. The Commission also seeks disgorgement of trading proceeds, civil penalties, and an officer and director bar against Hughes. This is the third criminal contempt proceeding brought in the past year by the United States Attorney's Office in Los Angeles in conjunction with the SEC's Pacific Regional Office. In August 2001, Job Kjell Hovik was charged with criminal contempt and mail and wire fraud for violating an SEC injunction and defrauding investors in a purported weight loss business. In November 2001, Cary S. Greene was charged with criminal contempt and securities fraud for violating an SEC injunction and soliciting investors in a purported broadband business. This case is the product of an investigation by the Securities and Exchange Commission, the United States Attorney's Office in Los Angeles, and the Federal Bureau of Investigation, which received assistance from NASD Regulation, Inc. [SEC v. eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc., Civil Action No. CV 02-6156 NM (MCx), C.D. Cal.] (LR-17670) INVESTMENT COMPANY ACT RELEASES COMMONFUND INSTUTIONAL FUNDS, ET AL. A notice has been issued giving interested persons until September 3, 2002, to request a hearing on an application filed by Commonfund Institutional Funds and Commonfund Asset Management Company, Inc., for an order that would grant relief from Sections 10(f), 12(d)(3), 17(a), and 17(e) of the Investment Company of 1940 (Act) and from Rule 17e-1 under the Act. The order would permit certain registered open-end management investment companies advised by several investment advisers to engage in principal and brokerage transactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in certain underwritings. The transactions would be between the broker-dealer and a portion of the investment company's portfolio not advised by the adviser affiliated with that broker-dealer. The order also would permit these investment companies not to aggregate certain purchases from an underwriting syndicate. Further, applicants request relief to permit a portion of an investment company's portfolio to purchase securities issued by a broker-dealer, which is an affiliated person of an investment adviser to another portion, subject otherwise to the limits in Rule 12d3-1 under the Act. (Rel. IC-25694 - August 7) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change, and Amendment Nos. 1 and 2 thereto, filed by the National Association of Securities Dealers relating to display requirements when using reserve size functionality in Nasdaq's future order display and collector facility (SR-NASD-2002-84) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 12. (Rel. 34-46320) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 VALCOM INC /CA/, 26030 AVENUE HALL STUDIO 5, VALENCIA, CA, 91355, 6612578000 - 8,202,632 ($4,511,447.00) Equity, (File 333-97797 - Aug. 8) (BR. 37) S-8 SELECTIVE INSURANCE GROUP INC, 40 WANTAGE AVENUE, BRANCHVILLE, NJ, 07890, 2019483000 - 0 ($2,850,000.00) Other, (File 333-97799 - Aug. 8) (BR. 01) S-8 VIRILITEC INDUSTRIES INC, 100 CEDARURST AVE, SUITE 201, CEDARHURST, NY, 11516, 4,000,000 ($320,000.00) Equity, (File 333-97801 - Aug. 8) (BR. 09) S-8 COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339, 7709893000 - 200,000 ($3,792,000.00) Equity, (File 333-97803 - Aug. 8) (BR. 02) S-8 CYBER GROUP NETWORK CORP, 720 EAST CARNEGIE DRIVE STE 200, SAN BERNADINO, CA, 92408, 8187625970 - 50,000,000 ($250,000.00) Equity, (File 333-97807 - Aug. 8) (BR. 05) S-3 UNIVIEW TECHNOLOGIES CORP, 17300 NORTH DALLAS PARKWAY, STE 2050, DALLAS, TX, 75248, 2145038880 - 283,333 ($101,999.88) Equity, (File 333-97809 - Aug. 8) (BR. 02) S-8 LOWES COMPANIES INC, 1605 CURTIS BRIDGE RD, WILKESBORO, NC, 28697, 3366584000 - 0 ($184,450,000.00) Other, (File 333-97811 - Aug. 8) (BR. 06) S-8 MCDERMOTT INTERNATIONAL INC, 1450 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045875400 - 0 ($10,050,000.00) Equity, (File 333-97813 - Aug. 8) (BR. 06) S-8 SOLAR SATELLITE COMMUNICATION INC, 5650 GREENWOOD PLAZA BLVD, STE 107, ENGLEWOOD, CO, 80111, 3032201818 - 1,400,000 ($420,000.00) Equity, (File 333-97815 - Aug. 8) (BR. 09) S-8 ARETE INDUSTRIES INC, 2955 VALMONT RD, STE 300, BOULDER, CO, 80301, 3032471313 - 20,000,000 ($260,000.00) Equity, (File 333-97817 - Aug. 8) (BR. 02) S-3 ODYSSEY RE HOLDINGS CORP, 140 BROADWAY 39TH FL, NEW YORK, NY, 10005, 2129784700 - 0 ($110,275,000.00) Debt Convertible into Equity, 0 ($290,000,000.00) Unallocated (Universal) Shelf, (File 333-97819 - Aug. 8) (BR. 01) S-3 POLYCOM INC, 4750 WILLOW ROAD, PLEASANTON, CA, 94588-2708, 9259246000 - 0 ($11,506,939.00) Equity, (File 333-97821 - Aug. 8) (BR. 03) S-8 PACIFIC MAGTRON INTERNATIONAL CORP, 1600 CALIFORNIA CIRCLE, MILPITAS, CA, 95035, 4089568888 - 200,000 ($140,000.00) Equity, (File 333-97823 - Aug. 8) (BR. 03) S-4 PSEG POWER LLC, 80 PARK PLAZA T-6, `, NEWARK, NJ, 07111, 9734307000 - 600,000,000 ($600,000,000.00) Non-Convertible Debt, (File 333-97825 - Aug. 8) (BR. 02) S-3 DIAL THRU INTERNATIONAL CORP, 700 S. FLOWER, SUITE 2950, LOS ANGELES, CA, 90017, 2136277599 - 0 ($1,205,479.00) Equity, (File 333-97827 - Aug. 8) (BR. 37) S-3 CBL & ASSOCIATES PROPERTIES INC, 2030 HAMILTON PLACE BVLD, SUITE 500, CBL CENTER, CHATTANOOGA, TN, 37421, 4238550001 - 446,652 ($16,226,867.00) Equity, (File 333-97831 - Aug. 8) (BR. 08) SB-2 MATERIAL TECHNOLOGIES INC /CA/, 11835 OLYMPIC BLVD, SUITE 705 EAST TOWER, LOS ANGELES, CA, 90064, 3102085589 - 8,632,301 ($431,615.00) Equity, (File 333-97833 - Aug. 8) (BR. 36) S-8 LCC INTERNATIONAL INC, 7925 JONES BRANCH DR, STE 800, MCLEAN, VA, 22102, 7038732000 - 0 ($950,000.00) Equity, (File 333-97835 - Aug. 8) (BR. 37) S-3 PARADIGM MEDICAL INDUSTRIES INC, 1127 WEST 2320 SOUTH STE A, SALT LAKE CITY, UT, 84119, 8019778970 - 4,740,259 ($10,029,533.00) Equity, (File 333-97837 - Aug. 8) (BR. 36) S-8 NUWAY ENERGY INC, 2000 NE 164TH ST, NORTH MIAMI BEACH, FL, 33162, 3057561000 - 1,500,000 ($975,000.00) Equity, (File 333-97839 - Aug. 8) (BR. 02) S-8 COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339, 7709893000 - 200,000 ($1,896,000.00) Equity, (File 333-97845 - Aug. 8) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 1 800 CONTACTS INC DE X X 07/24/02 ABN AMRO MORTGAGE CORP DE X X 08/08/02 ABRAXAS PETROLEUM CORP NV X 08/07/02 AMEND ACE HARDWARE CORP DE X X 06/29/02 AGL RESOURCES INC GA X 08/08/02 AIRGATE PCS INC /DE/ DE X 08/05/02 AIRNET COMMUNICATIONS CORP DE X X 07/30/02 ALLEGHANY CORP /DE DE X 08/08/02 AMERADA HESS CORP DE X X 08/08/02 AMERICAN EXPRESS CENTURION BANK UT X X 08/06/02 AMERICAN INSURED MORTGAGE INVESTORS CA X 08/08/02 AMERICAN INTERNATIONAL GROUP INC DE X 08/08/02 AMERICASDOCTOR INC DE X X 08/07/02 ANWORTH MORTGAGE ASSET CORP MD X X 08/07/02 ANWORTH MORTGAGE ASSET CORP MD X X 08/07/02 AMEND AON CORP DE X X 08/07/02 ARCH COAL INC DE X 08/30/02 ARISTOTLE CORP DE X 08/08/02 ARTISOFT INC DE X X 08/07/02 ASPECT MEDICAL SYSTEMS INC DE X X 08/07/02 ASSET BACKED FUNDING CORP 2002 WF1 TR DE X X 07/25/02 ASYST TECHNOLOGIES INC /CA/ CA X X 08/01/02 ATCHISON CASTING CORP KS X X 08/08/02 ATLANTIC EXPRESS TRANSPORTATION CORP NY X 08/08/02 AVNET INC NY X X 08/07/02 BANC ONE FINANCIAL SERVICES HOME EQUI NY X X 07/25/02 BANCORPSOUTH INC MS X X 08/08/02 BANK OF AMERICA CORP /DE/ DE X X 08/08/02 BEAR STEARNS ARM TRUST 2002-7 DE X X 07/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 07/25/02 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 07/25/02 BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 07/25/02 BEAR STEARNS ASSET BACKED SEC TR ASSE X X 07/25/02 BEAR STEARNS ASSET BACKED SECURITIES NY X X 07/25/02 BEAZER HOMES USA INC DE X X 08/08/02 BEMIS CO INC MO X X 08/07/02 BERKLEY W R CORP DE X X 08/08/02 BEST BUY CO INC MN X X 08/08/02 BIG EQUIPMENT SERVICES INC NV X X X 06/03/02 BOISE CASCADE CORP DE X X 08/08/02 BORGWARNER INC DE X 08/08/02 BRESLER & REINER INC DE X 07/31/02 CAMBRIDGE ENERGY CORP NV X X 08/08/02 CAPITAL ONE MASTER TRUST VA X X 08/07/02 CASE CREDIT CORP DE X 08/08/02 CATERPILLAR FINANCIAL FUNDING CORP NV X 07/25/02 CBRE HOLDING INC DE X 06/10/02 CHAMPION ENTERPRISES INC MI X X 08/08/02 CHEC FUNDING LLC DE X 08/07/02 CHESAPEAKE ENERGY CORP OK X 08/07/02 AMEND CITIGROUP INC DE X X 08/08/02 CMS ENERGY CORP MI X X 08/07/02 COINMACH CORP DE X 08/08/02 COLLINS & AIKMAN CORP DE X 08/05/02 COMMERCE GROUP CORP /WI/ WI X 07/26/02 COMMUNITY HEALTH SYSTEMS INC/ DE X X 08/08/02 COMPLE TEL EUROPE NV X X 08/08/02 CONCORD EFS INC DE X X 08/08/02 CORNERSTONE PROPANE PARTNERS LP DE X 07/31/02 CPI CORP DE X 08/06/02 CR RESORTS CAPITAL S DE R L DE C V X 08/08/02 CRESCENT FINANCIAL CORP NC X 08/08/02 CRIIMI MAE FINANCIAL CORP MD X 08/01/02 CROSS COUNTRY INC DE X X 08/07/02 CSX TRADE RECEIVABLES CORP DE X X 07/25/02 DECISIONLINK INC DE X X 08/06/02 DEL MONTE FOODS CO DE X X 08/08/02 DELUXE CORP MN X X 08/08/02 DIAL THRU INTERNATIONAL CORP DE X 08/02/02 DIGITAL RECORDERS INC NC X X 08/02/02 DOANE PET CARE CO DE X X 08/07/02 DOE RUN RESOURCES CORP NY X X 08/06/02 DUPONT E I DE NEMOURS & CO DE X X 08/08/02 E DEAL NET INC NV X 09/30/02 E DEAL NET INC NV X 09/30/02 EL PASO CORP/DE DE X X 08/08/02 ELECSYS CORP KS X X 08/08/02 EMCOR GROUP INC DE X 08/08/02 EMPS CORP NV X X X X X 07/30/02 ENERGY EAST CORP NY X 08/07/02 EPICEDGE INC TX X X 04/08/02 EQUIFAX INC GA X X 08/08/02 EQUITABLE RESOURCES INC /PA/ PA X 08/08/02 EQUITY ONE ABS INC DE X X 08/07/02 EQUITY ONE ABS INC DE X X 08/07/02 FOREST OIL CORP NY X X 08/07/02 GAP INC DE X X 08/08/02 GAP INC DE X X 08/08/02 GATEWAY INC DE X X 08/08/02 GLOBAL CASINOS INC UT X 08/06/02 GREATER BAY BANCORP CA X 08/06/02 GROUP 1 AUTOMOTIVE INC DE X X 08/02/02 GULFMARK OFFSHORE INC DE X 08/08/02 HANOVER DIRECT INC DE X 08/07/02 HARSCO CORP DE X 08/08/02 HAUSER INC DE X 08/07/02 HAUSER INC DE X 07/30/02 AMEND HERSHEY FOODS CORP DE X 08/08/02 HOME EQ LOAN TRUST SER 2002 CIT1 ASST DE X X 07/25/02 INDYMAC BANCORP INC DE X X 08/08/02 INTEGRA INC DE X X X 08/02/02 INTEL CORP DE X X 08/07/02 INTERLIANT INC DE X X 08/05/02 INTERSTATE HOTELS & RESORTS INC DE X X 08/08/02 INVERNESS MEDICAL INNOVATIONS INC DE X X 08/07/02 IPCS INC DE X X 08/05/02 JAMESON INNS INC GA X X 08/08/02 JKC GROUP INC NY X 06/05/02 JOSTENS INC MN X X 07/31/02 KEYCORP /NEW/ OH X X 08/08/02 KIMBERLY CLARK CORP DE X 08/08/02 LANDSTAR SYSTEM INC DE X 08/05/02 LCA VISION INC DE X X 08/05/02 LEHMAN ABS CORP CORPORATE BACKED TRUS DE X X 07/30/02 LOCKHEED MARTIN CORP MD X 08/08/01 LONG BEACH SECURITIES CORP DE X 07/30/02 LUCAS EDUCATIONAL SYSTEMS INC DE X X 07/23/02 AMEND LUNA MEDICAL TECHNOLOGIES INC NV X 05/15/02 LUXTEC CORP /MA/ MA X 08/06/02 MACK CALI REALTY CORP MD X X 08/07/02 MACK CALI REALTY CORP MD X X 08/07/02 MAJESTIC INVESTOR HOLDINGS LLC DE X 08/08/02 MANCHESTER TECHNOLOGIES INC NY X 08/07/02 MANITOWOC CO INC WI X 08/08/02 MARKEL CORP VA X 08/07/02 MEDIA ARTS GROUP INC DE X X 08/06/02 MEDIS TECHNOLOGIES LTD DE X 08/08/02 MEDTRONIC INC MN X X 08/08/02 MERRILL LYNCH MORT INV INC MORT PAS T DE X X 07/25/02 MICROSTRATEGY INC DE X 08/06/02 MORGAN STANLEY ABS CAPITAL I INC DE X X 07/24/02 MORGAN STANLEY ABS CAPITAL I INC DE X X 07/31/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/07/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/06/02 NEW PLAN EXCEL REALTY TRUST INC MD X 08/08/02 NEW PLAN EXCEL REALTY TRUST INC MD X 08/08/02 NEW SKY COMMUNICATIONS INC NY X X X 08/06/02 NOBEL LEARNING COMMUNITIES INC DE X X 08/04/02 NORFOLK SOUTHERN CORP VA X 08/08/02 NORFOLK SOUTHERN CORP VA X 08/08/02 AMEND NORTHWESTERN CORP DE X X 08/08/02 NUCOR CORP DE X 08/08/02 NVE CORP /NEW/ MN X X 08/08/02 ONSPAN NETWORKING INC NV X X 08/05/02 OPTION ONE MORTGAGE ACCEPT CORP ASSET DE X X 07/25/02 OPTION ONE MORTGAGE LOAN TR 2002-1 AS DE X X 07/25/02 OPTION ONE MORTGAGE LOAN TR ASSET BAC DE X X 07/25/02 OPTIONS TALENT GROUP DE X X 08/01/02 OSHKOSH TRUCK CORP WI X X 08/08/02 OVERSEAS PARTNERS LTD X X 08/08/02 PALATIN TECHNOLOGIES INC DE X X 08/02/02 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 08/01/02 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 08/01/02 PENN TRAFFIC CO DE X X 08/08/02 PEOPLES BANCORP INC OH X 09/30/02 PEOPLES ENERGY CORP IL X X 08/08/02 PHOTOGEN TECHNOLOGIES INC NV X X 08/07/02 PILGRIMS PRIDE CORP DE X 06/29/02 PLAINS RESOURCES INC DE X 08/08/02 PLANVISTA CORP DE X X 08/08/02 PRINCIPAL FINANCIAL GROUP INC DE X X 08/08/02 PRUDENTIAL FINANCIAL INC NJ X 08/08/02 QWEST COMMUNICATIONS INTERNATIONAL IN DE X X 08/08/02 READERS DIGEST ASSOCIATION INC DE X 08/07/02 RECKSON ASSOCIATES REALTY CORP MD X X 08/08/02 RECKSON ASSOCIATES REALTY CORP MD X X 08/08/02 RENAISSANCE HOME EQUITY LOAN ASSET-BK DE X X 06/25/02 RENAISSANCE HOME EQUITY LOAN ASSET-BK DE X X 07/25/02 RENAISSANCE LEARNING INC WI X X 08/07/02 RETAIL HIGHWAY COM INC NV X X 07/22/02 SERVICE CORPORATION INTERNATIONAL TX X X 08/07/02 SHAW GROUP INC LA X X 08/08/02 SIMTROL INC DE X 08/05/02 SITHE INDEPENDENCE FUNDING CORP DE X 08/08/02 SMITH INTERNATIONAL INC DE X X 08/08/02 SOURCECORP INC DE X X 08/07/02 SOUTHERN UNION CO DE X 08/07/02 SPARTA SURGICAL CORP DE X 08/05/02 ST MARY LAND & EXPLORATION CO DE X X 06/30/02 STAGE STORES INC NV X X 08/08/02 STAR TELECOMMUNICATIONS INC DE X X 08/08/02 STRUCTURED ASSET MORT INV MORT PASS T NY X X 07/25/02 STRUCTURED ASSET SEC CORP MORT PAS TH DE X X 07/25/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/02 STRUCTURED ASSET SEC CORP PASS THROUG DE X X 07/25/02 STRUCTURED ASSET SECURITIES CORP MOR DE X X 07/25/02 STRUCTURED ASSET SECURITIES CORP MORT DE X X 07/25/02 STRUCTURED PRODUCTS CORP DE X 07/26/02 STRUCTURES ASSET MORTGAGE INV INC MOR NY X X 07/25/02 SUN HYDRAULICS CORP FL X X 08/07/02 SUNBANK RESORTS INTERNATIONAL NV X 08/08/02 SUNTERRA CORP MD X X 07/29/02 SUREBEAM CORP DE X 08/05/02 SYNOVUS FINANCIAL CORP GA X X 08/07/02 TAIWAN FUND INC DE X 07/01/02 TARGET CORP MN X 08/08/02 TARGETED GENETICS CORP /WA/ WA X X 08/07/02 TARRAGON REALTY INVESTORS INC NV X 08/05/02 TELLABS INC DE X 08/08/02 TIER TECHNOLOGIES INC CA X X 07/25/02 TRIMERIS INC DE X X 08/02/02 TURBOCHEF TECHNOLOGIES INC DE X X 03/27/02 UBICS INC DE X 08/02/02 UGOMEDIA INTERACTIVE CORP NV X X 07/16/02 UNION PACIFIC CORP UT X 08/08/02 UNUMPROVIDENT CORP DE X 08/06/02 AMEND US AIRWAYS GROUP INC DE X X 08/08/02 UST INC DE X X 08/07/02 V F CORP PA X 08/06/02 V I TECHNOLOGIES INC DE X X 08/06/02 VIDEO NETWORK COMMUNICATIONS INC DE X X 07/19/02 AMEND WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/02 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/02 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/02 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/02 WAMU MORTGAGE PASS THRU CERTS SERIES DE X X 08/01/02 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE X X 08/01/02 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 08/01/02 WASHINGTON MUTUAL MOR SEC CORP MOR PS DE X X 08/01/02 WASHINGTON MUTUAL MORT SEC CORP MORT DE X 07/25/02 WASHINGTON MUTUAL MORT SEC CORP MORT DE X X 08/01/02 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X X 08/01/02 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X 07/26/02 WASHINGTON MUTUAL MORT SEC WAMU MOR P DE X X 08/01/02 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 08/01/02 WASHINGTON MUTUAL MSC MORTGAGE PASS-T DE X X 08/01/02 WATERFORD GAMING FINANCE CORP DE X 08/08/02 WATERFORD GAMING LLC DE X 08/08/02 WATLEY A B GROUP INC DE X X 08/08/02 AMEND WELLS FARGO ASSET SEC CORP MORT BK SE DE X X 07/25/02 WELLS FARGO ASSET SECURITIES CORP MOR DE X X 07/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 07/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 07/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 07/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE NY X X 07/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 07/25/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 07/25/02 WFS RECEIVABLES CORP 3 CA X X 05/17/02 WILSHIRE OIL CO OF TEXAS DE X X X 07/19/02 AMEND WISCONSIN ENERGY CORP WI X X 08/06/02 WYETH DE X X 08/08/02 XL CAPITAL LTD X X 08/07/02 ZAMBA CORP DE X X 08/06/02 ZEVEX INTERNATIONAL INC NV X 08/08/02