SEC NEWS DIGEST Issue 2002-145 July 29, 2002 COMMISSION ANNOUNCEMENTS SEC PROPOSES EXEMPTION FOR STANDARDIZED OPTIONS The Commission has proposed exemptions for most standardized options from provisions of the Securities Act of 1933 and from the registration requirements of the Securities Exchange Act of 1934. The proposals would ensure comparable regulatory treatment of standardized options and security futures products. Comments on the proposed exemption should be submitted within thirty days of the date of their publication in the Federal Register. (Rels. 33-8114; 34-46264; File No. S7-29-02) ENFORCEMENT PROCEEDINGS STOP ORDER AGAINST FONECASH REGISTRATION STATEMENT On July 26, the Commission issued an Order Making Findings and Issuing a Stop Order pursuant to Section 8(d) of the Securities Act of 1933, in the Matter of a Registration Statement of FoneCash, Inc. The Order suspends the effectiveness of the registration statement FoneCash filed on December 26, 2001, and subsequent preeffective and posteffective amendments. The Order finds that the registration statement and amendments misrepresent or omit to state material facts required to be stated therein. Among other things, the Order finds that the registration statement and amendments state that FoneCash has exclusive rights to a patent that expires in 2004, but do not disclose that the patent lapsed in 1993. The Order further finds that the registration statement and amendments contain financial statements that were audited by an accountant who was not independent and that the amendments fail to disclose a massive increase in the number of outstanding shares. (Rel.33- 8079; File No. 3-10750) ACTION FILED AND SETTLED AGAINST TRADAMAX GROUP, INC. On July 26, the Commission instituted and simultaneously settled an action against Tradamax Group Inc.(Tradamax). Without admitting or denying the Commission's allegations, Tradamax consented to the entry of an order revoking the registration of its common stock. The Commission found that Tradamax is a publicly held corporation whose securities were registered with the Commission pursuant to Section 12(g) of the Securities Exchange Act of 1934 in 1999. It further found that on August 20, 2001, Tradamax filed a quarterly report for the period ended June 30, 2001 on Form 10-QSB. That Form 10-QSB, which contained financial statements that reported that Tradamax had assets of $22.8 million, was false and misleading because the financial statements materially overstated the value of Tradamax's corporate assets. Tradamax's quarterly report was also materially false and misleading because it failed to disclose that Pattinson Hayton was a Tradamax control person. Tradamax also failed to file a transition report and quarterly reports for any fiscal period subsequent to its fiscal quarter ended June 30, 2001. As a result of the above, Tradamax failed to comply with Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 13a-1, 13a-10 and 13a-13 thereunder. The Commission presently has a civil action pending in the U.S. District Court for the Central District of California (SEC v. Tradamax Group, Inc., et al., No. SA CV 01-589-GLT, C.D.Cal.) seeking injunctions against Tradamax and others for, among other things, violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. (Rel. 34-46271; File No. 3-10846) DECISION FINAL AS TO ALFRED PEEPER AND EDWARD PRICE On July 29, the Commission declared an administrative law judge's initial decision with respect to Alfred Peeper and Edward H. Price to be final. The law judge found that Peeper willfully violated Sections 5(a) an 5(c) of the Securities Act of 1933 by offering to sell and selling shares of Golden Eagle International, Inc. in unregistered transactions when registration was required. The law judge ordered Peeper to cease and desist from any violations or future violations of the registration provisions. Price had been charged with failure to supervise one of the other respondents in this proceeding. The law judge dismissed the proceedings as to him. (Rels. 33-8116; 34-46275; File No. 3-9602) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2002-95) and Amendment No. 1 thereto filed by the National Association of Securities Dealers through its subsidiary, The Nasdaq Stock Market, Inc., to extend the Manning pilot on the OTCBB have become immediately effective pursuant to Rule 19b-4 under the Securities Exchange Act of 1934. (Rel. 34-46248) A proposed rule change (SR-CHX-2002-21) filed by the Chicago Stock Exchange relating to amending the Exchange's membership dues and fees schedule to include a new tape credit for lead market makers in cabinet securities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 29. (Rel. 34- 46255) A proposed rule change and Amendent Nos. l and 2 thereto filed by the National Association of Securities Dealers (SR-NASD-2002-67) relating to the elimination of references to the term "agency quote" from the rules of the Nasdaq National Market Execution System and the Nasdaq Order Display Facility have become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 29. (Rel. 34- 46260) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2002-37) under Section 19(b) of the Securities Exchange Act of 1934 relating to Exchange Fees. Publication of the notice in the Federal Register is expected during the week of July 29. (Rel. 34-46266) A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2002-78) and Amendment No. 1 thereto, clarifying that failure to provide information to Nasdaq or making misrepresentations to Nasdaq may result in delisting from Nasdaq, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 29. (Rel. 34-46270) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval for a proposed rule change filed by the American Stock Exchange (SR-AMEX-2001-35), under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to the listing of seven series of the iShares Trust based on specified U.S. Treasury or Corporate Bond Indices. Publication of the notice and order ranting accelerated approval is expected in the Federal Register during the week of July 29. (Rel. 34-46252) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2002- 50) and Amendment No. 1 thereto under Section 19(b) of the Securities Exchange Act of 1934 relating to Trading of Trust Issued Receipts and "Other Securities." Publication of the notice in the Federal Register is expected during the week of July 29. (Rel. 34-46251) The Options Clearing Corporation filed a proposed rule change (File No. SR-OCC-2002-02) under Section 19(b) of the Securities Exchange Act in order to provide clearing services to options exchanges that are not stockholders. Publication of the proposal is expected in the Federal Register during the week of July 29. (Rel. 34-46257) The Commission published notice of a proposed rule change (SROCC-2002- 09) filed by The Options Clearing Corporation under Section 19(b)(1) of the Exchange Act. The proposed rule change relates to fixing settlement prices in the event of market disruptions. Publication of the proposal is expected in the Federal Register during the week of July 29. (Rel. 34-46265) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change submitted under Rule 19b-4 by the American Stock Exchange to establish anti-money laundering compliance programs. (Rel. 34-46258) DELISTING An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities, effective July 29, 2002. (Rel. 34-46267) WITHDRAWAL An order has been issued granting the application of Med Diversified, Inc. to withdraw its Common Stock, $.001 par value, from listing and registration on the American Stock Exchange effective at the opening of business on July 29, 2002. (Rel. 34-46268) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 CAPITAL ONE FINANCIAL CORP, 2980 FAIRVIEW PARK DRIVE, SUITE 1300, FALLS CHURCH, VA, 22042, 7032051000 - 0 ($263,812,500.00) Equity, (File 333-97125 - Jul. 26) (BR. 07) S-8 CAPITAL ONE FINANCIAL CORP, 2980 FAIRVIEW PARK DRIVE, SUITE 1300, FALLS CHURCH, VA, 22042, 7032051000 - 0 ($105,525,000.00) Equity, (File 333-97127 - Jul. 26) (BR. 07) S-4 RUSSELL CORP, 755 LEE STREET, P.O. BOX 272, ALEXANDER CITY, AL, 35011, 2565004000 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-97129 - Jul. 26) (BR. 02) S-8 NATIONAL MERCANTILE BANCORP, 1840 CENTURY PARK EAST, LOS ANGELES, CA, 90067, 3102772265 - 0 ($523,000.00) Equity, (File 333-97131 - Jul. 26) (BR. 07) S-8 JACKSON RIVERS CO, 4045 BAHIA ISLE CIRCLE, WELLINGTON, FL, 33467, 5619677300 - 2,500,000 ($25,000.00) Other, (File 333-97135 - Jul. 26) (BR. 07) S-8 KNOWLEDGE TRANSFER SYSTEMS INC, 110 BROADWAY, OAKLAND, CA, 94607, (510) 251-6230 - 2,500,000 ($50,000.00) Equity, (File 333-97137 - Jul. 26) (BR. 08) S-8 GENOME THERAPEUTICS CORP, 1OO BEAVER ST, WALTHAM, MA, 02453, 7813982300 - 0 ($480,000.00) Equity, (File 333-97139 - Jul. 26) (BR. 01) S-3 BANK OF AMERICA CORP /DE/, NATIONSBANK CORPORATE CENTER, 100 N TRYON ST, CHARLOTTE, NC, 28255, 8882793457 - 0 ($6,000,000,000.00) Non-Convertible Debt, (File 333-97157 - Jul. 26) (BR. 07) S-3 INTEREP NATIONAL RADIO SALES INC, 100 PARK AVENUE, NEW YORK, NY, 10017, 2129160700 - 1,718,580 ($6,324,374.00) Equity, (File 333-97159 - Jul. 26) (BR. 37) S-8 MIDWEST BANC HOLDINGS INC, 501 W NORTH AVE, MELROSE PARK, IL, 60160, 7088651053 - 600,000 ($10,578,000.00) Equity, (File 333-97161 - Jul. 26) (BR. 07) S-8 CHARLES RIVER ASSOCIATES INC, 200 CLARENDON STREET, T-33, BOSTON, MA, 02116, 6174253000 - 0 ($49,427,541.00) Equity, (File 333-97163 - Jul. 26) (BR. 08) S-3 VIISAGE TECHNOLOGY INC, 30 PORTER ROAD, LITTLETON, MA, 01460, 6179522200 - 0 ($673,333.00) Equity, (File 333-97165 - Jul. 26) (BR. 03) S-3 VIISAGE TECHNOLOGY INC, 30 PORTER ROAD, LITTLETON, MA, 01460, 6179522200 - 0 ($569,640.00) Equity, (File 333-97167 - Jul. 26) (BR. 03) S-8 RESERVE BANCORP INC, 2000 MT TROY RD, PITTSBURGH, PA, 15212, 4123226107 - 19,842 ($250,009.00) Equity, (File 333-97169 - Jul. 26) (BR. 09) S-3 CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 7035069460 - 0 ($3,951,600.00) Equity, (File 333-97171 - Jul. 26) (BR. 01) S-8 DISCOVERY PARTNERS INTERNATIONAL INC, 9640 TOWNE CENTRE DRIVE, SAN DIEGO, CA, 92121, 1,686,767 ($6,106,096.54) Equity, (File 333-97173 - Jul. 26) (BR. 01) S-8 OLYMPIC STEEL INC, 5080 RICHMOND RD, BEDFORD HEIGHTS, OH, 44146, 2162923800 - 1,000,000 ($4,340,000.00) Equity, (File 333-97175 - Jul. 26) (BR. 06) S-8 HYPERCOM CORP, 2851 W KATHLEEN RD, PHOENIX, AZ, 85023, 6025045000 - 81,250 ($405,437.50) Equity, (File 333-97179 - Jul. 26) (BR. 03) S-8 HYPERCOM CORP, 2851 W KATHLEEN RD, PHOENIX, AZ, 85023, 6025045000 - 2,000,000 ($9,980,000.00) Equity, (File 333-97181 - Jul. 26) (BR. 03) S-8 NAVIGATORS GROUP INC, ONE PENN PLAZA, 55TH FL, NEW YORK, NY, 10119, 2122442333 - 0 ($24,540,000.00) Equity, (File 333-97183 - Jul. 26) (BR. 01) S-8 CAE INC, ROYAL BANK PLAZA, SUITE 3060, TORONTO ONTARIO, A6, 00000, 4168650070 - 1,114,750 ($7,587,858.00) Equity, (File 333-97185 - Jul. 26) (BR. 36) SB-2 STERLING GROUP VENTURES INC, 12880 RAILWAY AVE, #35, RICHMOND BRITISH COLUMBIA, A1, 00000, 604-275-6519 - 2,000,000 ($100,000.00) Equity, (File 333-97187 - Jul. 26) (BR. ) S-8 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 600,000 ($11,760,000.00) Equity, (File 333-97189 - Jul. 26) (BR. 07) S-8 PRAXAIR INC, 39 OLD RIDGEBURY RD, DANBURY, CT, 06810-5113, 2038372000 - 50,000 ($2,440,500.00) Equity, (File 333-97191 - Jul. 26) (BR. 02) SB-2 AUTO WHOLESALE SPECIALISTS INC, 1008 ROYAL ABERDEEN WAY, ORLANDO, FL, 32820, 4076500333 - 200,000 ($100,000.00) Equity, (File 333-97193 - Jul. 26) (BR. 02) S-8 SMITHWAY MOTOR XPRESS CORP, 2031 QUAIL AVENUE, FORT DODGE, IA, 50501, 5155767418 - 400,000 ($920,000.00) Equity, (File 333-97195 - Jul. 26) (BR. 05) S-3 BANK OF AMERICA CORP /DE/, NATIONSBANK CORPORATE CENTER, 100 N TRYON ST, CHARLOTTE, NC, 28255, 8882793457 - 0 ($20,000,000,000.00) Unallocated (Universal) Shelf, (File 333-97197 - Jul. 26) (BR. 07) S-3 NEW YORK TIMES CO, 229 W 43RD ST, NEW YORK, NY, 10036, 2125561234 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-97199 - Jul. 26) (BR. 05) SB-2 PATRIARCH INC, SUITE 1000-355 BURRARD STREET, VANCOUVER BC, CANADA, A1, 00000, 2155166999 - 3,663,818 ($109,914.54) Equity, (File 333-97201 - Jul. 26) (BR. 08) F-3D THOMSON CORP /CAN/, STE 2706 TORONTO DOMINION BANK TOWER, TORONTO DOMINION CENTRE, TORONTO ONTARIO CANADA, A6, M5K 1A1, 0 ($126,850,000.00) Equity, (File 333-97203 - Jul. 26) (BR. 05) S-3 METRON TECHNOLOGY N V, 1350 OLD BAYSHORE HWY, #360, BURLINGAME, CA, 94010, 6503731133 - 0 ($15,000,000.00) Equity, (File 333-97205 - Jul. 26) (BR. 36) S-3 MEDICIS PHARMACEUTICAL CORP, 8125 NORTH HAYDEN ROAD, SCOTTSDALE, AZ, 85258, 2125992000 - 0 ($400,000,000.00) Debt Convertible into Equity, 6,884,681 ($0.00) Equity, (File 333-97207 - Jul. 26) (BR. 01) S-8 WILSON GREATBATCH TECHNOLOGIES INC, 10000 WEHRLE DR, CLARENCE, NY, 14031, 7167596901 - 100,000 ($2,218,000.00) Equity, (File 333-97209 - Jul. 26) (BR. 36) S-8 IDEC PHARMACEUTICALS CORP / DE, 11011 TORREYANA ROAD, SAN DIEGO, CA, 92121, 6195508500 - 0 ($190,925,000.00) Equity, (File 333-97211 - Jul. 26) (BR. 01) S-8 CARING PRODUCTS INTERNATIONAL INC, 200 FIRST AVE WEST, STE 200, SEATTLE, WA, 98119, 2062826040 - 0 ($8,650,000.00) Equity, (File 333-97213 - Jul. 26) (BR. 02) S-4 WHETSTONE ETHANOL LLC, 0 ($12,530,331.00) Equity, (File 333-97215 - Jul. 26) (BR. ) SB-2 AMNIS SYSTEMS INC, 3450 HILLVIEW AVENUE, PALO ALTO, CA, 94304, 6508550200 - 60,000,000 ($8,700,000.00) Equity, (File 333-97217 - Jul. 26) (BR. 37) S-8 POWER TECHNOLOGY INC/CN, 1000 W BONANZA RD, 604-925-0716, LAS VEGAS, NV, 89106, 7023823385 - 0 ($760,000.00) Equity, (File 333-97219 - Jul. 26) (BR. 09) S-2 SAFLINK CORP, 11911 NE 1ST STREET, SUITE B-304, BELLEVUE, WA, 98005, 4252781100 - 0 ($31,425,010.00) Equity, (File 333-97221 - Jul. 26) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT 99 CENTS ONLY STORE CA X 07/23/02 ABN AMRO MORTGAGE CORP DE X X 07/24/02 ABN AMRO MORTGAGE CORP SERIES 1999-7 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-8 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-1 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-2 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-3 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-4 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-2 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-3 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-5 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-6 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-7 DE X 07/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-5 IL X 07/01/02 ADATOM COM INC DE X X X X 07/26/02 ADVANTA BUSINESS RECIEVABLES CORP X X 07/18/02 AES CORPORATION DE X 07/25/02 ALTRIMEGA HEALTH CORP NV X X 07/25/02 AMERICAN DIVERSIFIED GROUP INC NV X X 07/25/02 AMERICAN MEDIA OPERATIONS INC DE X 07/12/02 AMEND AMGEN INC DE X X 07/24/02 APPLEBEES INTERNATIONAL INC DE X 07/26/02 AUTEO MEDIA INC NV X X 07/15/02 AUTOBYTEL INC DE X X 07/25/02 B2B INTERNET HOLDRSSM TRUST NY X X 06/30/02 BAYCORP HOLDINGS LTD DE X 07/25/02 AMEND BICO INC/PA PA X 07/26/02 BIOTECH HOLDRS TRUST X X 06/30/02 BROADBAND HOLDRS TRUST X X 06/30/02 CAP ROCK ENERGY CORP X 07/26/02 CAPTARIS INC WA X X 07/25/02 CD WAREHOUSE INC DE X 07/26/02 CENTEX HOME EQUITY LOAN TRUST 2002-A X X 07/25/02 CENTURYTEL INC LA X 06/30/02 CHEMFIRST INC MS X X 07/23/02 CITICORP MORTGAGE SECURITIES INC DE X X 07/26/02 CITIGROUP INC DE X 07/18/02 COCA COLA BOTTLING CO CONSOLIDATED /D DE X 07/24/02 COEUR D ALENE MINES CORP ID X 07/22/02 AMEND CONCEPTUS INC DE X 07/25/02 CONECTIV DE X X 07/24/02 COVAD COMMUNICATIONS GROUP INC DE X X 07/26/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/26/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/26/02 CREDIT SUISSE FST BOS MOR SEC CSFB MO DE X X 07/25/02 CT COMMUNICATIONS INC /NC NC X X 07/19/02 CV THERAPEUTICS INC DE X X 07/25/02 CWABS INC DE X X 07/15/02 CWABS INC DE X X 07/15/02 CWABS INC DE X X 07/15/02 DEPARTMENT 56 INC DE X 07/25/02 DIGEX INC/DE DE X X 07/24/02 DOBLIQUE INC NV X X 07/23/02 DRUMMOND FINANCIAL CORP DE X 09/24/99 DTVN HOLDINGS INC DE X X 07/17/02 E LOAN INC DE X X 07/25/02 E TRADE GROUP INC DE X 07/26/02 EBAY INC DE X 07/23/02 EQUITY ONE ABS INC DE X 07/25/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 07/25/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 07/25/02 EUROPE 2001 HOLDRS TRUST NY X X 06/30/02 EXABYTE CORP /DE/ DE X X 07/15/02 EXPRESS SCRIPTS INC DE X X X 06/30/02 EZ EM INC DE X X 07/25/02 FANSTEEL INC DE X 06/30/02 FIRST AMERICAN CORP CA X X 07/25/02 FIRST FEDERAL FINANCIAL BANCORP INC DE X X 07/26/02 FIRST HORIZON ASSET SECURITIES INC DE X X 07/24/02 FIRST HORIZON ASSET SECURITIES INC DE X X 07/24/02 FIRST NIAGARA FINANCIAL GROUP INC DE X X 07/25/02 FIRST STATE BANCORPORATION NM X X 07/25/02 FLEETWOOD ENTERPRISES INC/DE/ DE X 07/26/02 FTI CONSULTING INC MD X X 07/24/02 FURNITURE BRANDS INTERNATIONAL INC DE X X 07/26/02 GATX CORP NY X 07/23/02 GENERAL ELECTRIC CO NY X 07/26/02 GLOBAL PAYMENT TECHNOLOGIES INC DE X 07/26/02 GLOBAL WATER TECHNOLOGIES INC DE X 07/25/02 GROUP 1 AUTOMOTIVE INC DE X X 07/25/02 GSL HOLDINGS INC UT X X X 12/21/01 AMEND GUITAR CENTER INC DE X X 07/25/02 HARLEYSVILLE NATIONAL CORP PA X 06/30/02 HERITAGE OAKS BANCORP CA X X 07/19/02 HISPANIC EXPRESS INC DE X 07/26/02 HONDA AUTO LEASE TRUST 1999A DE X X 06/30/02 HONDA AUTO RECEIVABLES 2000-1 OWNER T DE X X 06/30/02 HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 06/30/02 HONDA AUTO RECEIVABLES 2001-2 OWNER T DE X X 06/30/02 HONDA AUTO RECEIVABLES 2001-3 OWNER T CA X X 06/30/02 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X X 06/30/02 HONDA AUTO RECEIVABLES 2002-2 OWNER T CA X X 06/30/02 HOUSEHOLD AUTOMOBILE REVOLVING TRUST NV X 07/17/02 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 07/17/02 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 07/17/02 HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2 DE X 07/17/02 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE X 07/15/02 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE X 07/15/02 HUMBOLDT BANCORP CA X X 07/24/02 I STAT CORPORATION /DE/ DE X X 07/26/02 ICT TECHNOLOGIES INC X X X 05/13/02 IGO CORP X X X 07/18/02 INNOVO GROUP INC TN X X 07/22/02 INTEGRA INC DE X X X 07/26/02 INTERACTIVE TELESIS INC DE X 07/26/02 INTERNET ARCHITECTURE HOLDRSSM TRUST NY X X 06/30/02 INTERNET CAPITAL GROUP INC DE X 07/26/02 INTERNET HOLDRS TRUST NY X X 06/30/02 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY X X 06/30/02 ISLAND CRITICAL CARE CORP DE X 07/11/02 JOHNSON CONTROLS INC WI X X 07/24/02 JONES MEDIA NETWORKS LTD CO X X 06/01/02 JOY GLOBAL INC DE X X 07/22/02 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 07/24/02 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 07/24/02 KEY PRODUCTION CO INC DE X X 07/26/02 KONTRON MOBILE COMPUTING INC MN X 07/23/02 LABORATORY CORP OF AMERICA HOLDINGS DE X X 07/25/02 LOEHMANNS HOLDINGS INC MD X X 07/25/02 LUCAS EDUCATIONAL SYSTEMS INC DE X X 07/23/02 MARKET 2000 PLUS HOLDRS SM TRUST NY X X 06/30/02 METROPOLITAN FINANCIAL CORP /OH/ OH X X 07/08/02 MICROHELIX INC OR X X 07/25/02 MILLENNIA TEA MASTERS INC X X 07/23/02 MOBILE PET SYSTEMS INC DE X X 07/26/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X 07/01/02 MOTHERS WORK INC DE X X 07/24/02 MSDW STRUCTURED ASSET CORP TR UN REPA DE X 07/01/02 MSDW STRUCTURED SATURNS SERIES 2001-6 DE X 07/01/02 MSDW STRUCTURED SATURNS SERIES 2001-7 DE X 07/01/02 MSDW STRUCTURED SATURNS SERIES 2001-8 DE X 07/01/02 NETCARE HEALTH GROUP INC DE X X 07/26/02 NEXTEL PARTNERS INC DE X X 07/24/02 NOVEON INC DE X 07/25/02 OHIO ART CO OH X X 07/19/02 OIL SERVICE HOLDRS TRUST NY X X 06/30/02 OMNISKY CORP X X 07/22/02 PAWNMART INC DE X 05/24/02 AMEND PAYPAL INC DE X 07/08/02 PEOPLES ENERGY CORP IL X X 07/26/02 PEOPLES ENERGY CORP IL X X 07/26/02 PEREGRINE SYSTEMS INC DE X X 07/25/02 PHARMACEUTICAL HOLDRS TRUST X X 06/30/02 PIERRE FOODS INC NC X X 07/26/02 PMI GROUP INC DE X 07/24/02 POTOMAC ELECTRIC POWER CO VA X X 07/24/02 PRAECIS PHARMACEUTICALS INC DE X X 07/26/02 PRESTIGE GROUP NET INC NV X X X X 07/16/02 AMEND QUALITY PRODUCTS INC OH X 07/23/02 QUOVADX INC DE X X 07/24/02 RADIANT SYSTEMS INC GA X X 07/25/02 RAMTRON INTERNATIONAL CORP DE X 07/26/02 READERS DIGEST ASSOCIATION INC DE X X 07/23/02 REGIONAL BANK HOLDERS SM TRUST NY X X 06/30/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 07/25/02 RESIDENTIAL ASSET MORTGAGE 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