SEC NEWS DIGEST Issue 2002-135 July 15, 2002 ENFORCEMENT PROCEEDINGS IN THE MATTER OF STEVEN VEEN, CPA On July 10, the Commission instituted an Order suspending Steven C. Veen from appearing or practicing before the Commission as an accountant for five years under Rule 102(e). This Order follows a June 27, 2002 judgment entered by the U.S. District Court for the Central District of California permanently enjoining Veen from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1, and 13b2-2 thereunder. For further information see Lit. Rel. 17557, June 11, 2002. (Rel. 34-46177; AAE Rel. 1591; File No. 3-10827) JUDGE ENTERS FINAL JUDGMENTS AGAINST ALL REMAINING DEFENDANTS AND RELIEF DEFENDANTS IN $20 MILLION PRIME BANK SCHEME The Commission announced today that on June 28, 2002, Judge Nancy Gertner of the United States District Court for the District of Massachusetts entered final judgments against all remaining defendants and relief defendants in SEC v. Koontz, et al., the Commission's civil enforcement action against various individuals and entities involved in a $20 million fictitious prime bank offering fraud. Specifically, Judge Gertner granted the Commission's motions for summary judgment against Defendant Terry V. Koontz, the architect of the fraud, and his company Zone Productions, Inc. (Zone) and against Relief Defendants Marilyn Koontz, Dorothy Gerodemos, Helen Smith, and Anastasia Brooks. Judge Gertner also granted the Commission's motion for entry of final judgments by default against Defendant Kurt Fox and Relief Defendants Emanon II, Inc., Stewart A. Koral, and Nancy Chamich. The judgment against Terry Koontz permanently enjoins him from committing violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder and orders him to pay disgorgement, jointly and severally with Zone, of $20,000,000 plus prejudgment interest of $6,850,585.53, for a total of $26,850,585.53. The judgment against Fox permanently enjoins him from committing violations of the same provisions as well as Section 15(a) of the Exchange Act and orders him to pay disgorgement and prejudgment interest totaling $108,442.81. The judgments against the Relief Defendants, who all received ill-gotten gains from Terry Koontz, order them to pay disgorgement and prejudgment interest as follows: Marilyn Koontz -- $1,226,116; Gerodemos -- $4,229,873; Smith -- $724,865; Brooks -- $1,178,553; Emanon II -- $2,550,805.61; Koral -- $976,018.78; and Chamich -- $1,364,216.49. On September 17, 1998, the Commission filed an emergency action against Terry Koontz and others in the U.S. District Court for the District of Massachusetts alleging that Koontz orchestrated a scheme in which he and others induced more than 80 individuals in 16 states to invest over $20 million in a fictitious "international bank debenture trading" program called Private Pool, LLC. In addition to the Commission's action, the U.S. Attorney's Office for the Middle District of Florida (Tampa) brought criminal charges against Terry Koontz (charging him with conspiracy, securities fraud, and wire fraud) and four other individuals involved in this scheme. Terry Koontz was sentenced to 15 years, eight months in prison. [SEC v. Terry V. Koontz, et al., Civil Action No. 98cv11904NG, D. Mass.] (LR-17608) JUDGMENT ENTERED AGAINST RICHARD TAYLOR IN CONNECTION WITH CD OFFERING FRAUD The Commission announced that that on July 2, 2002, Judge Barbara M.G. Lynn, United States District Court for the Northern District of Texas, enjoined Richard T. Taylor (Spring, Texas) from future violations of the antifraud and registration provisions of the federal securities laws. Additionally, the Court ordered Taylor to disgorge $3,298,295.95, together with prejudgment interest. Civil money penalties will be determined by the Court at a later date. Taylor operated a fraudulent scheme in which he and others induced mostly elderly individuals to invest more than $7 million in purported 30-month FDIC-insured certificates of deposit that would pay above- market returns. Taylor did not inform investors that substantial investor funds would never be invested in CDs and that the CDs actually purchased would pay funds substantially less than the 7% to 9% promised and could be redeemed early. Taylor also used investor funds to operate another business and for personal expenses, neither fact was disclosed. For further information, see Litigation Release Nos. 17288 (December 21, 2001). [SEC v. Richard T. Taylor, et al., Civil Action No. 3:01-CV- 02683-M, USDC (N.D. Tex./Dallas Division) (Judge Lynn)] (LR-17610) COMPLAINT FILED AGAINST INTELLIQUIS INTERNATIONAL, INC., MARK TIPPETS, DAVID JONES AND KEVIN ORTON The Commission filed a complaint in the United States District Court for the District of Utah, on July 12, 2002, seeking permanent injunctions against Intelliquis International Inc., Mark W. Tippets, David A. Jones and Kevin E. Orton. The complaint also seeks disgorgement, civil money penalties, and officer-director bars against Tippets and Jones and a civil money penalty of $110,000 against Orton. The complaint alleges that from May 1999 until May 2001, Intelliquis filed two annual reports, quarterly reports and a registration statement in which it overstated revenues, income and accounts receivable by recording certain consignment transactions, which constituted a significant portion of Intelliquis' retail business, as sales. It is alleged that the inaccurate financial statements were prepared by Jones, Intelliquis' CFO, and were audited by Orton. It is further alleged that Tippets, Intelliquis' Vice President for Marketing and Sales and a director of the company, knew that Intelliquis was improperly recognizing revenues based upon a consignment of product rather than actual sales because he entered into the consignment agreements on behalf of Intelliquis. [SEC v. Intelliquis International, Inc., Mark W. Tippets, David A. Jones and Kevin E. Orton., Docket No. 2:02 CV-0674 TC (U.S.D.C., D.Ut)] (LR-17611; AAE Rel. 1592) INVESTMENT COMPANY ACT RELEASES THE TRAVELERS INSURANCE COMPANY, ET AL. An order has been issued approving an application filed by The Travelers Insurance Company (Travelers Insurance), The Travelers Life and Annuity Company (Travelers L & A), The Travelers Fund U for Variable Annuities (Fund U), The Travelers Separate Account TM for Variable Annuities (Account TM), The Travelers Separate Account TM II for Variable Annuities (Account TM II), Travelers Separate Account QP for Variable Annuities (Account QP), The Travelers Separate Account Five for Variable Annuities (Account Five), The Travelers Separate Account Six for Variable Annuities (Account Six), and The Travelers Fund UL III for Variable Life Insurance (Fund UL III). (collectively, Applicants). Travelers Insurance and Travelers L & A have been authorized under Section 26(b) of the Investment Company Act to substitute shares of securities of various portfolios held by one or more of Fund U, Account TM, Account TM II, Account QP, Account Five, Account Six, and Fund UL III. Applicants have also been granted an exemption from Section 17(a) of the Act in order to engage in certain in-kind transactions in connection with the substitutions. (Rel. IC-25658 - July 12) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-40) under Section 19(b)(2) of the Securities Exchange Act of 1934 under which it proposes to adopt new rules and amend existing rules relating to security futures products. Publication of the proposal is expected in the Federal Register during the week of July 15. (Rel. 34-46186) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until August 2, 2002, to comment on the application for withdrawal from listing and registration (A.O. Smith Corporation, Class A Common Stock, $5.00 par value) on the American Stock Exchange. (Rel. 34-46194) A notice has been issued giving interested persons until August 2, 2002, to comment on the application for withdrawal from listing and registration (World Fuel Services Corporation, Common Stock, $.01 par value) on the Pacific Exchange. (Rel. 34-46195) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 AGROCAN CORP, SUITE 706 DOMINION CENTRE, 43 QUEENS ROAD EAST, HONG KONG, K3, 00000, 85225193933 - 280,000 ($280,000.00) Equity, (File 333-92266 - Jul. 12) (BR. 04) SB-2 EQUINOX GROUP INC, 67 WALL ST., SUITE 2211, NEW YORK, NY, 10005, 2127098318 - 3,043,604 ($319,350.00) Equity, (File 333-92268 - Jul. 12) (BR. 09) S-8 COWLITZ BANCORPORATION, 927 COMMERCE AVE, LONGVIEW, WA, 98632, 2064239800 - 100,000 ($722,000.00) Equity, (File 333-92272 - Jul. 12) (BR. 07) S-8 COWLITZ BANCORPORATION, 927 COMMERCE AVE, LONGVIEW, WA, 98632, 2064239800 - 37,000 ($236,370.00) Equity, (File 333-92274 - Jul. 12) (BR. 07) S-8 INTERMUNE INC, 3280 BAYSHORE, BLVD, BRISBANE, CA, 94005, 415 466 2200 - 0 ($42,896,735.12) Equity, (File 333-92276 - Jul. 12) (BR. 01) N-2 NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND 2, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92280 - Jul. 12) (BR. 18) N-2 NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92282 - Jul. 12) (BR. 18) N-2 NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92284 - Jul. 12) (BR. 18) N-2 NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92286 - Jul. 12) (BR. 18) N-2 NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92288 - Jul. 12) (BR. 18) N-2 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92290 - Jul. 12) (BR. 18) N-2 NUVEEN MICHIGAN DIVIDEND ADVANTAGE MUNICIPAL FUND 2, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92292 - Jul. 12) (BR. 18) S-8 AQUILA INC, 20 WEST NINTH STREET, --, KANSAS CITY, MO, 64105-1711, 8164216600 - 0 ($81,140,341.00) Equity, (File 333-92294 - Jul. 12) (BR. 02) S-8 PALWEB CORP, 1607 W COMMERCE ST, DALLAS, TX, 75208, 2146988330 - 2,000,000 ($5,649,600.00) Equity, (File 333-92296 - Jul. 12) (BR. 36) N-2 NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92300 - Jul. 12) (BR. 18) N-2 NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 3, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92302 - Jul. 12) (BR. 18) SB-2 BRANSON JEWELRY IUSA INC, 11,387,500 ($2,277,500.00) Equity, (File 333-92304 - Jul. 12) (BR. 08) N-2 NUVEEN COLORADO DIVIDEND ADVANTAGE MUNICIPAL FUND, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 3129178146 - 1,000 ($15,000.00) Equity, (File 333-92306 - Jul. 12) (BR. 18) SB-2 1ST COLONIAL BANCORP INC, 1040 HADDON AVE, COLLINGSWOOD, NJ, 08108, 8568581110 - 0 ($11,844,566.00) Equity, (File 333-92310 - Jul. 12) (BR. 09) S-8 MANHATTAN SCIENTIFICS INC, 641 FIFTH AVENUE, SUITE 36F, NEW YORK, NY, 10022, 2127520505 - 990,000 ($108,900.00) Equity, (File 333-92314 - Jul. 12) (BR. 09) S-3 METRO-GOLDWYN-MAYER INC, 2500 BROADWAY ST, SANTA MONICA, CA, 90404, 3104493000 - 177,814 ($1,947,064.00) Equity, (File 333-92316 - Jul. 12) (BR. 05) S-8 EMMIS COMMUNICATIONS CORP, ONE EMMIS PLAZA, 40 MONUMENT CIRCLE SUITE 700, INDIANAPOLIS, IN, 46204, 3172660100 - 3,000,000 ($57,390,000.00) Equity, (File 333-92318 - Jul. 12) (BR. 37) S-8 MAGMA DESIGN AUTOMATION INC, 2 RESULTS WAY, CUPERTINO, CA, 95014, 4088642000 - 0 ($31,888,613.00) Equity, (File 333-92324 - Jul. 12) (BR. 03) S-8 MOTIENT CORP, 10802 PARKRIDGE BLVD, RESTON, VA, 20191-5416, 7037586000 - 2,993,024 ($13,916,836.00) Other, (File 333-92326 - Jul. 12) (BR. 37) S-8 NEUROCRINE BIOSCIENCES INC, 10555 SCIENCE CENTER DRIVE, SAN DIEGO, CA, 92121, 8586587600 - 900,000 ($24,426,000.00) Equity, (File 333-92328 - Jul. 12) (BR. 01) S-8 CYBERTEL COMMUNICATIONS CORP, 4275 EXECUTIVE SQUARE, SUITE 510, LA JOLLA, CA, 92037, 8006455557 - 10,000,000 ($700,000.00) Equity, (File 333-92330 - Jul. 12) (BR. 37) S-8 WATERS CORP /DE/, 34 MAPLE ST, MILFORD, MA, 01757, 5084782000 - 0 ($127,822,500.00) Equity, (File 333-92332 - Jul. 12) (BR. 36) S-8 TEAM FINANCIAL INC /KS, 8 WEST PEORIA, SUITE 200, PAOLA, KS, 66071, 9132949667 - 0 ($12,119,078.00) Equity, (File 333-92334 - Jul. 12) (BR. 07) SB-2 SKY WAY AIRCRAFT INC, 3,453,199 ($60,430,982.50) Equity, (File 333-92336 - Jul. 12) (BR. ) S-1 LIFE SCIENCES RESEARCH INC, PMB #251, 211 EAST LOMBARD STREET, BALTIMORE, MD, 21202-6102, 7,200,673 ($15,121,413.00) Equity, (File 333-92338 - Jul. 12) (BR. 09) S-8 UTSTARCOM INC, 1275 HARBOR BAY PARKWAY, STE 100, ALAMEDA, CA, 94502, 5108648800 - 0 ($778,778.28) Equity, (File 333-92340 - Jul. 12) (BR. 37) S-8 GREATER ATLANTIC FINANCIAL CORP, BOX 10700 PARKRIDGE BLVD, RESTON, VA, 20191, 7033911300 - 100,000 ($660,000.00) Equity, (File 333-92342 - Jul. 12) (BR. 07) S-8 XYBERNAUT CORP, 12701 FAIR LAKES CIRCLE, STE 550, FAIRFAX, VA, 22033, 7036316925 - 3,000,000 ($1,875,000.00) Equity, (File 333-92344 - Jul. 12) (BR. 03) S-8 VIEW SYSTEMS INC, 825 W KENYON AV, SUITE 15, ENGLEWOOD, CO, 80110, 3032957200 - 0 ($245,775.00) Equity, (File 333-92346 - Jul. 12) (BR. 08) S-3 XYBERNAUT CORP, 12701 FAIR LAKES CIRCLE, STE 550, FAIRFAX, VA, 22033, 7036316925 - 10,823,374 ($9,639,819.10) Equity, (File 333-92348 - Jul. 12) (BR. 03) S-3 INNOVATIVE MEDICAL SERVICES, 1725 GILLESPIE WAY, STE H, EL CAJON, CA, 92020, 6195968600 - 241,000 ($207,260.00) Equity, (File 333-92352 - Jul. 12) (BR. 36) S-8 LANDAMERICA FINANCIAL GROUP INC, 101 GATEWAY CTR PKWAY, GATEWAY ONE, RICHMOND, VA, 23235, 8042678000 - 0 ($1,000,000.00) Other, (File 333-92354 - Jul. 12) (BR. 01) S-8 PENFORD CORP, 777 108TH N E STE 2390, BELLEVUE, WA, 98004-5193, 4254626000 - 0 ($8,587,500.00) Equity, (File 333-92356 - Jul. 12) (BR. 04) S-4 KANSAS CITY SOUTHERN, 427 WEST 12TH STREET, KANSAS CITY, MO, 64105, 8169831303 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-92360 - Jul. 12) (BR. 05) SB-2 NESS ENERGY INTERNATIONAL INC /NV/, 4201 EAST INTERSTATE 20, WILLOW PARK, TX, 76087, 2544423968 - 50,000,000 ($2,950,000.00) Equity, (File 333-92362 - Jul. 12) (BR. 04) S-8 VIEW SYSTEMS INC, 825 W KENYON AV, SUITE 15, ENGLEWOOD, CO, 80110, 3032957200 - 0 ($182,700.00) Equity, (File 333-92364 - Jul. 12) (BR. 08) S-8 LANDAMERICA FINANCIAL GROUP INC, 101 GATEWAY CTR PKWAY, GATEWAY ONE, RICHMOND, VA, 23235, 8042678000 - 0 ($9,000,000.00) Other, (File 333-92366 - Jul. 12) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 24/7 MEDIA INC DE X X 07/02/02 AMEND A CONSULTING TEAM INC NY X 06/28/02 ABN AMRO MORTGAGE CORP SERIES 2002-5 IL X X 06/27/02 ABN AMRO MORTGAGE CORP SERIES 2002-5 IL X 06/27/02 ABRAMS INDUSTRIES INC GA X X 06/28/02 ACADIA REALTY TRUST MD X X 07/10/02 ACTIVEWORLDS COM INC X X X 07/10/02 AFFILIATED MANAGERS GROUP INC DE X X 04/24/02 AK STEEL HOLDING CORP DE X X 07/12/02 AMEREN CORP MO X X X 07/12/02 AMERICAN LAWYER MEDIA HOLDINGS INC DE X X 05/01/02 AMEND AMERICAN LAWYER MEDIA INC DE X X 05/01/02 AMEND AMERICAN MEDIA OPERATIONS INC DE X 07/12/02 APOLLO HOLDINGS INC DE X 07/11/02 ARCH WIRELESS INC DE X X 07/12/02 ARIZONA PUBLIC SERVICE CO AZ X X 07/11/02 BEAR STEARNS ASSET BACKED SEC INC ASS DE X 06/28/02 BGF INDUSTRIES INC DE X X 07/12/02 CARBON ENERGY CORP CO X 07/08/02 CASINO JOURNAL PUBLISHING GROUP INC NV X X 06/24/02 CBRL GROUP INC TN X 07/11/02 CELERIS CORP MN X X 07/03/02 CENDANT MORTGAGE CAPITAL CDMC MORT PA DE X 06/27/02 CENTERPOINT CORP DE X X 07/11/02 CENTRAL GARDEN & PET COMPANY DE X X 07/12/02 CENTRAL VALLEY COMMUNITY BANCORP CA X X 07/11/02 CENTURY PACIFIC FINANCIAL CORP AZ X X X 05/25/02 CHASE FUNDING INC NY X X 07/10/02 CHASE MORTGAGE FINANCE CORP DE X X 06/27/02 CHINA GLOBAL DEVELOPMENT INC DE X X X 02/07/02 CHORDIANT SOFTWARE INC DE X 07/11/02 CMGI INC DE X X 07/11/02 COMMERCIAL BANCSHARES INC \OH\ OH X 06/24/02 COMPUTONE CORP DE X X 07/01/02 AMEND CONNETICS CORP DE X X 12/21/01 AMEND CREDIT SUISSE FIRST BOSTON MOR SEC CO DE X 06/27/02 CURECOM COM INC X X 03/31/02 CWABS INC ASSET BACKED CERTIFICATES S DE X X 06/28/02 CWABS INC ASSET BACKED CERTIFICATES S DE X X 06/26/02 DALEEN TECHNOLOGIES INC DE X 07/12/02 DECISIONLINK INC DE X X 07/12/02 DHB INDUSTRIES INC DE X 06/30/02 DIASYS CORP DE X 06/28/02 DYNAMICS RESEARCH CORP MA X 06/28/02 AMEND EASTON INC/ DE DE X X X 04/29/02 AMEND EBAY INC DE X 07/10/02 EBAY INC DE X 07/10/02 EL PASO CORP/DE DE X X 07/10/02 AMEND ENERGY CORP OF AMERICA WV X 06/12/02 ENERGY EXPLORATION TECHNOLOGIES / A0 X X 06/28/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 07/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 07/15/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 07/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 07/25/02 FIRST ALLIANCE CORP /DE/ DE X X 07/15/02 FIRST AMERICAN CORP CA X X 07/12/02 FISCHER IMAGING CORP DE X 07/10/02 FNB BANKING CO GA X X 07/01/02 FRANKLIN RECEIVABLES LLC DE X X 07/08/02 GADZOOX NETWORKS INC DE X X 07/09/02 GAIGE FINANCIAL GROUP INC FL X X X 05/01/02 AMEND GENERAL ELECTRIC CO NY X 07/12/02 GENERAL MAGIC INC DE X X 07/11/02 GS MORTGAGE SECURITIES CORP DE X X 06/27/02 GS MORTGAGE SECURITIES CORP MORT PAS DE X 06/28/02 GULF WEST BANKS INC FL X X 07/11/02 HEARME DE X X 07/09/02 HEILIG MEYERS CO VA X 05/31/02 HERITAGE PROPANE PARTNERS L P DE X X 07/12/02 I INCUBATOR COM INC FL X X X X X X X 06/10/02 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 06/28/02 INDIAN RIVER BANKING COMPANY FL X X 07/12/02 INTERDIGITAL COMMUNICATIONS CORP PA X 07/08/02 J C PENNEY CO INC DE X 07/11/02 JONES APPAREL GROUP INC PA X 07/10/02 JUNIPER NETWORKS INC DE X X 07/01/02 KENILWORTH SYSTEMS CORP NY X 07/12/02 KEY3MEDIA GROUP INC DE X X 06/26/02 KNOLOGY BROADBAND INC DE X X 06/20/02 AMEND KNOLOGY INC DE X X 06/20/02 AMEND KSW INC NY X X 06/12/02 LBO CAPITAL CORP CO X 07/12/02 LIFELINE SYSTEMS INC MA X 06/30/02 LIPID SCIENCES INC/ AZ X X 07/10/02 LOWRANCE ELECTRONICS INC DE X 07/10/02 MARTIN INDUSTRIES INC /DE/ DE X 07/12/02 MASTERCARD INC DE X X 06/28/02 MCAFEE COM CORP DE X X 07/10/02 MDSI MOBILE DATA SOLUTIONS INC /CAN/ A1 X X 06/28/02 MDSI MOBILE DATA SOLUTIONS INC /CAN/ A1 X 06/28/02 MEEMIC HOLDINGS INC MI X X 07/09/02 MICROPAC INDUSTRIES INC DE X X 07/12/02 MINNESOTA CORN PROCESSORS LLC CO X X 07/11/02 AMEND MIRAVANT MEDICAL TECHNOLOGIES DE X 07/11/02 MOORE MEDICAL CORP DE X X 07/12/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/10/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/11/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/10/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/12/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/27/02 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 06/27/02 MRO SOFTWARE INC MA X X 06/14/02 MSDW STRUCTURED ASSET CORP DE X 07/09/02 MUNICIPAL MORTGAGE & EQUITY LLC DE X 03/31/02 NATURES SUNSHINE PRODUCTS INC UT X X 07/08/02 NEOTHERAPEUTICS INC DE X X 07/08/02 NETWOLVES CORP NY X X 07/09/02 NEW VISUAL CORP UT X X 07/12/02 NEXTCARD INC DE X X 07/12/02 NIKU CORP DE X 07/12/02 NORTH BAY BANCORP/CA CA X X 07/10/02 NOVASTAR MORTGAGE FUNDING CORP SERIES DE X X 06/27/02 NUCO2 INC /FL FL X X 07/11/02 OFFSHORE LOGISTICS INC DE X 07/10/02 OLD SECOND BANCORP INC DE X X 07/12/02 ONLINE POWER SUPPLY INC NV X 07/12/02 ONVIA COM INC DE X X 07/11/02 PAM TRANSPORTATION SERVICES INC DE X 07/09/02 PANACO INC DE X 07/12/02 PAYPAL INC DE X 07/08/02 PEOPLES BANCORP INC OH X 07/12/02 PINNACLE WEST CAPITAL CORP AZ X X 07/11/02 PNM RESOURCES NM X 06/30/02 POLAROID CORP DE X X 06/02/02 PRIME HOSPITALITY CORP DE X 06/28/02 PROSPERITY BANCSHARES INC TX X X 07/12/02 PROTEO INC NV X X 07/02/02 QUALMARK CORP CO X X 07/09/02 R B RUBBER PRODUCTS INC OR X X 07/12/02 AMEND R&G FINANCIAL CORP PR X X 07/11/02 RAPTOR INVESTMENTS INC DE X X 07/02/02 RELEVANT LINKS INC CO X X X 04/29/02 AMEND RESIDENTIAL ACCREDIT LOANS INC DE X X 06/28/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 06/28/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/26/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/27/02 RETRACTABLE TECHNOLOGIES INC TX X X 07/11/02 ROSS SYSTEMS INC/CA DE X X 07/12/02 SAFE TECHNOLOGIES INTERNATIONAL INC DE X X 07/12/02 SAILTECH INTERNATIONAL INC NV X 07/12/02 SECURITY BIOMETRICS INC NV X X 06/28/02 SERVICE CORPORATION INTERNATIONAL TX X X 07/11/02 SHAW GROUP INC LA X 05/03/02 AMEND SHERWIN WILLIAMS CO OH X X 07/11/02 SILGAN HOLDINGS INC DE X 06/28/02 SOVRAN SELF STORAGE INC MD X X 07/03/02 STRUCTURED ASSET 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