SEC NEWS DIGEST Issue 2002-85 May 2, 2002 ENFORCEMENT PROCEEDINGS SEC SANCTIONS FORMER AND CURRENT ACCOUNTING PERSONNEL AT A SUBSIDIARY OF AN ATLANTA-BASED COMPANY On May 1, the Commission instituted public administrative proceedings against Michael A. Kolberg and Dale E. Huizenga. During 1999, Kolberg served as the plant account for a supplier of a broad line of purified animal and human blood proteins to biopharmaceutical companies (Subsidiary). The Subsidiary is located in Kankakee, Illinois and was acquired in December 1998 by an Atlanta-based supplier of specialty human antibodies and other blood-related products and services (Company). Huizenga served as the manager of finance and human resources for the Subsidiary. Kolberg consented to the issuance of an Order directing him to cease and desist from (1) committing violations of the books and records rule of the federal securities laws, Rule 13b2-1 of the Securities Exchange Act of 1934 (Exchange Act), and (2) causing violations of the reporting, books and records, and internal controls provisions of Exchange Act, Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) and Rules 12b-20, 13a-13 and 13b2-1 thereunder, without admitting or denying the findings contained in the Order. Huizenga consented to the issuance of an Order directing him to cease and desist from causing violations of the internal controls provision of the federal securities laws, Section 13(b)(2)(B) of the Exchange Act, without admitting or denying the findings contained in the Order. The Order finds that, during 1999, Kolberg provided the Company with sales data for the Subsidiary that included improper revenue from bill- and-hold sales. The data was included in the quarterly financial statements that the Company filed with Commission, causing the Company to materially overstate its net income in the Forms 10-Q for the second and third quarters of 1999. The Order also finds that, in 1999, Kolberg and Huizenga failed to alert management personnel at the Company that the Subsidiary had a bill-and-hold arrangement that violated the Company's policies. (Rel. 34-45853; AAE Rel. 1552; File No. 3-10774) SEC CHARGES SEROLOGICALS CORPORATION WITH NON-FRAUD SECURITIES LAW VIOLATIONS On May 1, the Commission instituted public administrative proceedings against Serologicals Corporation, an Atlanta-based company that provides specialty human antibodies and other blood-related products and services. Serologicals consented to the issuance of an Order directing it to cease and desist from committing or causing violations of the reporting, books and records, and internal controls provisions of the federal securities laws, Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 and Rules 12b-20, 13a-13, and 13b2-1 thereunder, without admitting or denying the findings contained in the Order. The Order finds that, during 1999, Serologicals improperly (1) recognized revenue from bill-and-hold sales; (2) understated its costs of goods sold; (3) recognized revenue from a third quarter sale even though title to the goods had not yet passed to the customer; and (4) understated depreciation and other expenses. As the result of such improper accounting, Serologicals made inaccurate filings with the Commission in its 1999 Forms 10-Q for the first, second and third quarters of 1999, materially overstating its net income in each of these filings. The Order also finds that during the first, second and third quarters of 1999, Serologicals failed to maintain internal controls sufficient to ensure that its financial statements were prepared in conformity with generally accepted accounting principles. (Rel. 34-45852; AAE Rel. 1551; File No. 3-10773) COMMISSION IMPOSES PENNY STOCK BAR AGAINST CHRISTINA SKOUSEN On May 1, the Commission entered an Order imposing a penny stock bar against Christina Skousen, a resident of California. The Order imposes a penny stock bar against Skousen based on the entry of an injunction by the U.S. District Court (SEC v. Christina Skousen, individually and doing business as CSK Securities Research, C02-0894-VRW, N.D. Cal., March 6, 2002). The Commission's Order is based on the entry of an Order on March 6, 2002 by the U.S. District Court (Northern District of California, San Francisco Division), enjoining Skousen from violating Section 17(b) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. Skousen consented to the entry of the Order without admitting or denying the allegations in the Commission's complaint. See Litigation Release No. 17379 (February 25, 2002). According to the Commission's Order, the injunction was based on the Commission's allegations that Skousen, among other things, through analyst reports, made baseless financial and stock price projections regarding eight publicly held companies, four of which were penny stock companies, while participating in offerings of the penny stocks. The Commission barred Skousen from participating in any offering of a penny stock pursuant to Section 15(b) of the Exchange Act. Skousen consented to the entry of the Order without admitting or denying the Commission's findings. (Rel. 34-45856; File No. 3-10775) DISGORGEMENT FUND SET UP IN TRIANGLE INDUSTRIES INSIDER TRADING CASE On May 1, the Commission announced that a disgorgement fund has been established to distribute monies to investors harmed by illegal trading in Triangle Industries stock. On August 4, 1997, the SEC filed a civil action against seven foreign nationals and two foreign entities alleging insider trading in the securities of Triangle Industries, Inc. shortly before a November 21, 1988 tender offer by Pechiney Corporation. For more information about the SEC's action, you can read Litigation Release No. 15429 (August 4, 1997). The SEC reached settlements with several of the defendants, collecting approximately $6.5 million. Investors who sold the common stock of Triangle Industries, Inc. during the trading period August 18, 1998 through November 21, 1988 may be eligible for a disbursement from the fund. Susan E. Brune of Brune & Richard LLP has been appointed the Receiver of the fund. Individuals or entities that believe they might have a claim should contact Ms. Brune at the following address: Susan E. Brune Brune & Richard LLP 26 Broadway, 20th Floor New York, New York 10004 Telephone: (212) 668-1900 Fax: (212) 668-0315 Email: triangle@bruneandrichard.com [SEC v. Samir Traboulsi, et al., Civil Action No. 97 Civ. No. 5759 (USDC, SDNY] (LR-17498) SEC CHARGES EDWARD FRUCHTENBAUM, FORMER COO AND PRESIDENT OF AMERICAN GREETINGS CORP., WITH SECURITIES FRAUD On May 1, the Commission filed a complaint alleging that Edward Fruchtenbaum, the former COO and President of American Greetings, engaged in fraud in the sale of 30,000 shares of American Greetings stock. The Commission's complaint alleges that by November 1998 Fruchtenbaum knew American Greetings was projecting a large earnings shortfall for its upcoming fiscal year. The Commission also charges that in November and December 1998, Fruchtenbaum knew the Company's senior managers were moving toward implementing a new inventory system in the next fiscal year, and that implementing the new system would reduce revenue significantly. The Commission alleges that before Fruchtenbaum traded on December 21, 1998, he met with the Company's CEO and General Counsel, who both told him he should not trade at that time. Despite the disapproval of the General Counsel and the CEO, however, Fruchtenbaum went through with his plans. On December 21, 1998, Fruchtenbaum exercised all his then exercisable options to purchase 30,000 shares of American Greetings common stock at prices ranging from $19.25 to $29.50 per share. He then immediately sold the resulting shares for prices ranging from $40.00 to $41.63 per share. Of the shares Fruchtenbaum traded on December 21, 1998, 4,500 were Class A shares which he sold in the open market, and 35,500 were Class B shares which he sold back to the Company itself. The Commission alleges that Fruchtenbaum did not inform the CEO or General Counsel that he was proceeding with the trades despite their disapproval; he did not inform the American Greetings employees who processed the trades that the CEO and General Counsel had disapproved of his trades; and he did not publicly disclose his material, nonpublic information about the Company's financial condition before he sold his Class A shares to the public. According to the Commission's complaint, American Greetings announced on February 24, 1999 that it was implementing the new inventory system and that it projected a $100 million revenue shortfall for its upcoming fiscal year. The day of the announcement, the price of American Greetings stock fell 32% from $35.06 to $23.875. By trading before the public announcement, Fruchtenbaum earned approximately $490,625 more than he would have earned had he waited until after the announcement. The Commission's complaint charges that Fruchtenbaum violated Sections 17(a)(1), 17(a)(2) and 17(a)(3) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint seeks the entry of a permanent injunction against Fruchtenbaum, the entry of an order barring Fruchtenbaum from serving as an officer or director of any reporting company, as well as disgorgement of his ill-gotten gains, plus prejudgment interest, and a civil penalty. [SEC v. Edward Fruchtenbaum, Civil Action No. 1:02 CV 827, NDOH] (LR-17499) INVESTMENT COMPANY ACT RELEASES PORTFOLIO PARTNERS, INC., ET AL. A notice has been issued giving interested persons until May 23, 2002, to request a hearing on an application filed by Portfolio Partners, Inc., et al. for an order under Section 6(c) of the Investment Company Act requesting an exemption from Section 15(a) of the Act and Rule 18f-2 under the Act. The order would permit applicants to enter into and materially amend sub-advisory agreements without shareholder approval and would grant relief from certain disclosure requirements. (Rel. IC- 25558 - April 30) LINCOLN BENEFIT LIFE COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to Lincoln Benefit Life Company, Lincoln Benefit Life Variable Annuity Account, and Lincoln Benefit Life Variable Life Account (collectively, Applicants) permitting certain unit investment trusts registered by the Applicants to substitute shares of the T. Rowe Price MidCap Growth Fund of the T. Rowe Price Equity Series, Inc. for shares of the Strong Discovery Fund II of the Strong Variable Insurance Funds, Inc. (Rel. IC-25562 - April 30) SAGE LIFE ASSURANCE OF AMERICA, INC, ET AL. An order has been issued on an application filed by Sage Life Assurance of America, Inc., The Sage Variable Annuity Account A, and Sage Distributors, Inc. under Section 6(c) of the Investment Company Act granting exemptions from Sections 2(a)(32) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit the recapture of Investment Credits applied to purchase payments made under certain deferred variable annuity contracts and certificates issued by Sage Life. (Rel. IC-25563 - May 1) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted by the Municipal Securities Rulemaking Board (SR-MSRB-2002-02) relating to transactions with sophisticated municipal market professionals (SMMP). The approval order is expected in the Federal Register the week of May 6. (Rel. 34-45849) WITHDRAWALS GRANTED An order has been issued granting the application for withdrawal from listing and registration (Aon Corporation, Common Stock, $1.00 par value) on the Chicago Stock Exchange, effective May 1, 2002. (Rel. 34-45859) An order has been issued granting the application of Kinam Gold Inc. to withdraw its $3.75 Series B Convertible Preferred Stock, par value, $1.00 per share, from listing and registration on the American Stock Exchange, effective May 2, 2002. (Rel. 34-45860) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 CENDANT CORP, 9 WEST 57TH STREET, NEW YORK, NY, 10019, 2124131800 - 0 ($133,320,492.00) Equity, (File 333-87292 - May. 1) (BR. 08) S-8 WHITEMARK HOMES INC, 650 SOUTH CENTRAL AVENUE, SUITE 1000, OVIEDO, FL, 32765, 407-366-9668 - 500,000 ($1,690,000.00) Equity, (File 333-87294 - May. 1) (BR. 04) S-8 INTERNATIONAL DISPLAYWORKS INC, 599 MENO DRIVE, STE, ROCKLIN, CA, 95765, 5033759300 - 882,800 ($379,604.00) Equity, (File 333-87296 - May. 1) (BR. 05) S-8 INTERNATIONAL DISPLAYWORKS INC, 599 MENO DRIVE, STE, ROCKLIN, CA, 95765, 5033759300 - 293,682 ($203,997.00) Equity, (File 333-87298 - May. 1) (BR. 05) S-3 CONMED CORP, 310 BROAD ST, UTICA, NY, 13501, 3157978375 - 0 ($87,233,250.00) Equity, (File 333-87300 - May. 1) (BR. 36) S-4 UCAR INTERNATIONAL INC, 1521 CONCORD PIKE, SUITE 301, WILMINGTON, DE, 19803, 3027788227 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-87302 - May. 1) (BR. 36) S-4 TRANSWORLD HEALTHCARE INC, 555 MADISON AVENUE, NEW YORK, NY, 10022, 2127500064 - 17,910,797 ($19,986,197.00) Equity, (File 333-87304 - May. 1) (BR. 01) S-3 LAKELAND BANCORP INC, 250 OAK RIDGE RD, OAK RIDGE, NJ, 07438, 9736972000 - 400,000 ($7,140,000.00) Equity, (File 333-87306 - May. 1) (BR. 07) S-8 GALLAGHER ARTHUR J & CO, TWO PIERCE PL, ITASCA, IL, 60143, 7087733800 - 0 ($115,500,000.00) Equity, (File 333-87320 - May. 1) (BR. 01) S-8 MARVELL TECHNOLOGY GROUP LTD, RICHMOND HOUSE 3RD FLOOR, P O BOX HM 1022, HAMILTON HM DX BERMU, D0, 4412994985 - 0 ($248,539,147.00) Equity, (File 333-87322 - May. 1) (BR. 36) S-8 ELINE ENTERTAINMENT GROUP INC, 14919 LEBANON RD, OLD HICKORY, TN, 37138, 6046842933 - 1,710,000 ($85,500.00) Equity, (File 333-87324 - May. 1) (BR. 09) S-8 DIANON SYSTEMS INC, 200 WATSON BLVD, STRATFORD, CT, 06615, 2033814000 - 125,000 ($7,882,500.00) Other, (File 333-87326 - May. 1) (BR. 01) SB-2 CREATIVE HOST SERVICES INC, 6335 FERRIS SQUARE, STES G-H, SAN DIEGO, CA, 92126, 6195877300 - 2,205,360 ($3,764,172.00) Equity, (File 333-87328 - May. 1) (BR. 05) S-8 ELINE ENTERTAINMENT GROUP INC, 14919 LEBANON RD, OLD HICKORY, TN, 37138, 6046842933 - 1,710,000 ($85,500.00) Equity, (File 333-87330 - May. 1) (BR. 09) S-8 ORTHOLOGIC CORP, 1275 WEST WASHINGTON STREET, TEMPE, AZ, 85281, 6024375520 - 2,150,000 ($9,495,976.93) Equity, (File 333-87334 - May. 1) (BR. 36) S-8 FINANCIAL INSTITUTIONS INC, 220 LIBERTY STREET, WARSAW, NY, 14569, 7167861100 - 200,000 ($6,742,000.00) Equity, (File 333-87338 - May. 1) (BR. 07) S-8 BIO TECHNOLOGY GENERAL CORP, 70 WOOD AVE S, ISELIN, NJ, 08830, 9086328800 - 0 ($47,600,000.00) Equity, (File 333-87344 - May. 1) (BR. 01) S-3 SOCKET COMMUNICATIONS INC, 37400 CENTRAL COURT, NEWARK, CA, 94560, 5107442700 - 0 ($710,147.68) Equity, (File 333-87348 - May. 1) (BR. 03) S-3 SIPEX CORP, 22 LINNELL CIRCLE, BILLERICA, MA, 01821, 9786678700 - 0 ($28,230,000.00) Equity, (File 333-87350 - May. 1) (BR. 36) SB-2 MONMOUTH COMMUNITY BANCORP, 627 SECOND AVE, LONG BRANCH, NJ, 07740, 7325711300 - 2,196,830 ($15,970,178.00) Equity, (File 333-87352 - May. 1) (BR. 09) S-8 TECHE HOLDING CO, 211 WILLOW ST, FRANKLIN, LO, 70538, 3188283212 - 250,000 ($6,051,041.00) Equity, (File 333-87354 - May. 1) (BR. 07) S-8 MEDICAL STAFFING NETWORK HOLDINGS INC, 2,539,975 ($58,749,621.75) Equity, (File 333-87358 - May. 1) (BR. 08) S-2 SVT INC, 59 JOHN ST, 3RD FL, NEW YORK, NY, 10038, 2126716904 - 40,138,707 ($187,279,455.00) Equity, (File 333-87362 - May. 1) (BR. 06) S-8 MENTOR GRAPHICS CORP, 8005 SW BOECKMAN RD, WILSONVILLE, OR, 97070-7777, 5036857000 - 0 ($17,505,465.60) Equity, (File 333-87364 - May. 1) (BR. 03) S-8 SOCKET COMMUNICATIONS INC, 37400 CENTRAL COURT, NEWARK, CA, 94560, 5107442700 - 944,180 ($1,340,735.60) Equity, (File 333-87368 - May. 1) (BR. 03) S-3 COASTAL BANCORP INC, 5718 WESTHEIMER, SUITE 600, HOUSTON, TX, 77057, 7134355000 - 0 ($50,000,000.00) Equity, (File 333-87370 - May. 1) (BR. 07) S-8 BAKER HUGHES INC, 3900 ESSEX LANE, HOUSTON, TX, 77027, 7134398600 - 0 ($352,925,000.00) Equity, (File 333-87372 - May. 1) (BR. 04) S-8 SPSS INC, 233 S WACKER DR, CHICAGO, IL, 60606, 3123292400 - 0 ($8,645,000.00) Equity, (File 333-87374 - May. 1) (BR. 03) S-3 COMPUTER NETWORK TECHNOLOGY CORP, 6000 NATHAN LANE NORTH, MINNEAPOLIS, MN, 55442, 7632686000 - 0 ($93,600,000.00) Debt Convertible into Equity, (File 333-87376 - May. 1) (BR. 03) S-3 FOREST CITY ENTERPRISES INC, 1100 TERMINAL TOWER, 50 PUBLIC SQ, CLEVELAND, OH, 44113, 216-621-6060 - 0 ($750,000,000.00) Unallocated (Universal) Shelf, (File 333-87378 - May. 1) (BR. 08) S-8 MCMORAN EXPLORATION CO /DE/, 1615 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045824000 - 1,250,000 ($11,921,500.00) Equity, (File 333-87380 - May. 1) (BR. 04) S-8 ALTERA CORP, 101 INNOVATION DR, SAN JOSE, CA, 95134, 4085448000 - 0 ($210,000,050.00) Equity, (File 333-87382 - May. 1) (BR. 36) S-8 CORPORATE OFFICE PROPERTIES TRUST, 8815 CENTRE PARK DR, SUITE 400, COLUMBIA, MD, 21045, 6105381800 - 0 ($10,000,000.00) Equity, (File 333-87384 - May. 1) (BR. 08) S-8 CHINA XIN NETWORK MEDIA CORP, 270 NW 3RD CT, BOCA RATON, FL, 33432, 5613681427 - 200,000 ($26,000.00) Other, (File 333-87386 - May. 1) (BR. 09) S-8 INKTOMI CORP, 4100 E 3RD AVE, FOSTER CITY, CA, 94404, 6506532800 - 0 ($1,928,000.00) Equity, (File 333-87388 - May. 1) (BR. 03) S-8 WATER CHEF INC, 7707 EAST ACOMA DRIVE SUITE 109, SCOTTSDALE, AZ, 85260, 6029914534 - 4,332,133 ($346,570.00) Equity, (File 333-87390 - May. 1) (BR. 06) S-8 JAG MEDIA HOLDINGS INC, 6865 SW 18TH STREET SUITE B13, BACA RATON, FL, 33433, 7322921800 - 6,000,000 ($4,200,000.00) Equity, (File 333-87392 - May. 1) (BR. 08) S-3 LYNX THERAPEUTICS INC, 3832 BAY CENTER PL, HAYWARD, CA, 94545, 5106709300 - 0 ($34,518,780.00) Equity, (File 333-87394 - May. 1) (BR. 01) S-8 ASCENTIAL SOFTWARE CORP, 50 WASHINGTON STREET, WESTBOROUGH, MA, 01581, 6509266300 - 488,265 ($1,244,965.36) Equity, (File 333-87396 - May. 1) (BR. 03) S-3 MERITAGE CORP, 6613 N SCOTTSDALE RD, STE 200, SCOTTSDALE, AZ, 85250, 6029988700 - 0 ($300,000,000.00) Other, (File 333-87398 - May. 1) (BR. 06) S-3 KV PHARMACEUTICAL CO /DE/, 2503 S HANLEY RD, ST LOUIS, MO, 63144, 3146456600 - 750,000 ($20,175,000.00) Equity, (File 333-87402 - May. 1) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABRAXAS PETROLEUM CORP NV X 05/01/02 ACCREDO HEALTH INC DE X X 04/29/02 ACT TELECONFERENCING INC CO X X 05/01/02 ACUITY BRANDS INC X X 04/30/02 ACUITY BRANDS INC X X 04/29/02 AMEND ADC TELECOMMUNICATIONS INC MN X X 04/18/02 AERO SYSTEMS ENGINEERING INC MN X X 05/01/02 AETNA INC /PA/ PA X 05/01/02 ALLFIRST FINANCIAL INC DE X 04/24/02 ALLTEL CORP DE X X 04/30/02 ALPHA HOSPITALITY CORP DE X 05/01/02 AMERICAN JEWELRY CORP DE X X 04/05/02 AMERICREDIT CORP TX X 04/25/02 ARTIFICIAL LIFE INC DE X X 05/01/02 ASTURIAS INDUSTRIES INC FL X 12/15/99 AMEND AXIA GROUP INC/UT NV X X 02/15/02 AMEND BAXTER CAPITAL CO FL X 12/15/99 AMEND BIGMAR INC DE X X 04/24/02 BIOSOURCE INTERNATIONAL INC DE X X 04/23/02 BJ SERVICES CO DE X X 04/18/02 BLACK DIAMOND INDUSTRIES INC FL X 12/15/99 AMEND BLUE MARTINI SOFTWARE INC X X 04/16/02 BNCCORP INC DE X X 04/16/02 BOSTON BEER CO INC MA X 05/01/02 BOSTON RESTAURANT ASSOCIATES INC DE X 04/30/02 CALIBER LEARNING NETWORK INC MD X X 04/26/02 CENDANT CORP DE X X 05/01/02 CHUGACH ELECTRIC ASSOCIATION INC AK X 04/30/02 CLASSIC CABLE INC X X 05/01/02 CLASSIC COMMUNICATIONS INC DE X X 05/01/02 CMS ENERGY CORP MI X 05/01/02 COLORADO COMMUNITY BRAODCASTING INC CO X X 04/26/02 COMMUNITY FINANCIAL GROUP INC TN X 04/30/02 CONCEPTS DIRECT INC DE X 03/31/02 CORECOMM LTD /DE/ DE X X 04/30/02 CORONADO EXPLORATIONS LTD DE X X X X 01/17/02 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 05/01/02 CSC HOLDINGS INC DE X X 04/29/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 04/25/02 CYBER EQUESTRIAN INC NV X X 04/22/02 CYBERNET INTERNET SERVICES INTERNATIO DE X 04/16/02 AMEND D&E COMMUNICATIONS INC PA X X X 05/01/02 DATALOGIC INTERNATIONAL INC DE X 04/15/02 DELCATH SYSTEMS INC DE X 04/25/02 DIGITAL ANGEL CORP DE X X X 04/18/02 AMEND DONNELLEY R R & SONS CO DE X X X 05/01/02 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 05/01/02 ENTERGY CORP /DE/ DE X 05/01/02 EOTT ENERGY PARTNERS LP DE X X 04/24/02 FACTORY 2 U STORES INC DE X 04/24/02 FORD MOTOR CO DE X X 05/01/02 FORD MOTOR CREDIT CO DE X X 05/01/02 GARUDA CAPITAL CORP NV X 05/01/02 GENERAL MOTORS CORP DE X 04/29/02 GENERAL MOTORS CORP DE X 05/01/02 GREAT LAKES AVIATION LTD IA X X 04/30/02 GULFMARK OFFSHORE INC DE X 04/30/02 HERSHEY FOODS CORP DE X 04/30/02 HOLIDAY RV SUPERSTORES INC DE X X 04/29/02 HORIZON OFFSHORE INC DE X X 04/30/02 HORMEL FOODS CORP /DE/ DE X 04/24/02 HYBRIDON INC DE X X 04/25/02 HYPERTENSION DIAGNOSTICS INC /MN MN X X 04/30/02 IMH ASSETS CORP DE X 04/25/02 IMPAC SECURED ASSETS CORP CA X 04/25/02 INDIANA UNITED BANCORP IN X 05/01/02 INTEGRATED SPATIAL INFORMATION SOLUTI CO X X 04/24/02 J CREW GROUP INC NY X X 05/01/02 JAG MEDIA HOLDINGS INC NV X 04/08/02 JONES APPAREL GROUP INC PA X X X 05/01/02 JUST LIKE HOME INC FL X 04/30/02 KENNAMETAL INC PA X X 05/01/02 KITTY HAWK INC DE X X 05/01/02 KOALA CORP /CO/ CO X X 04/30/02 LANDMARK BANCORP INC DE X 04/30/02 LCA VISION INC DE X X 04/26/02 LEGENDS OF THE FAITH INC NV X X 04/15/02 LENNOX INTERNATIONAL INC DE X 04/30/02 LIFESMART NUTRITION TECHNOLOGIES INC UT X X X 02/15/02 AMEND M WAVE INC DE X X 04/30/02 MARKEL CORP VA X X 05/01/02 MATLACK SYSTEMS INC DE X X 05/01/02 MCLEODUSA INC DE X X 04/16/02 MEADOW VALLEY CORP NV X 04/16/02 MEDTRONIC INC MN X X 04/25/02 MEREDITH CORP IA X X 05/01/02 MERRILL LYNCH & CO INC DE X X 05/01/02 MICROHELIX INC OR X X 04/29/02 MICROSTRATEGY INC DE X 04/26/02 MIDWAY GAMES INC DE X X 04/30/02 MILLS CORP DE X X 04/30/02 MISSISSIPPI CHEMICAL CORP /MS/ MS X X 04/25/02 MULTILINK TECHNOLOGY CORP CA X X 04/30/02 N-VIRO INTERNATIONAL CORP DE X 04/25/02 NATCO GROUP INC DE X X 04/29/02 NEOTHERAPEUTICS INC DE X X 05/01/02 NEXIA HOLDINGS INC NV X X 02/15/02 AMEND NORFOLK SOUTHERN CORP VA X X 04/30/02 NORFOLK SOUTHERN CORP VA X X 04/30/02 NORTHWESTERN CORP DE X X 05/01/02 NVIDIA CORP/CA DE X 04/29/02 OAO TECHNOLOGY SOLUTIONS INC DE X 04/17/02 ORASURE TECHNOLOGIES INC DE X X 04/30/02 OSTEOTECH INC DE X 04/30/01 OXFORD HEALTH PLANS INC DE X X 05/01/02 PACIFIC CENTURY FINANCIAL CORP DE X 04/26/02 PENINSULA GAMING CO LLC X X 05/01/02 AMEND PEOPLES COMMUNITY BANCORP INC /DE/ DE X X 04/26/02 PETROQUEST ENERGY INC DE X X 05/01/02 POLYONE CORP X X 04/30/02 POMEROY COMPUTER RESOURCES INC DE X X 04/16/02 PPT VISION INC MN X X 04/30/02 PROTEIN POLYMER TECHNOLOGIES INC DE X X 04/30/02 PROVIDENTIAL HOLDINGS INC NV X X 05/01/02 QUALITY DISTRIBUTION INC FL X X 04/30/02 QWEST COMMUNICATIONS INTERNATIONAL IN DE X X 04/30/02 RALCORP HOLDINGS INC /MO MO X X 04/30/02 REGIONS FINANCIAL CORP DE X X 05/01/02 RETRACTABLE TECHNOLOGIES INC TX X 04/30/02 RIGHT START INC /CA CA X 03/26/02 ROHN INDUSTRIES INC DE X X 04/30/02 RURBAN FINANCIAL CORP OH X X 05/01/02 RYANS FAMILY STEAKHOUSES INC SC X 05/01/02 S1 CORP /DE/ DE X X 04/30/02 SALISBURY BANCORP INC CT X 04/27/02 SALOMON BROTHERS MORTGAGE SECURITIES DE X X 04/30/02 SALOMON BROTHERS MORTGAGE SECURITIES DE X 04/30/02 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