SEC NEWS DIGEST Issue 2002-79 April 24, 2002 ENFORCEMENT PROCEEDINGS EX-WEGARD BROKER MALIK TAWIL BARRED FROM THE SECURITIES INDUSTRY Malik Tawil, formerly a stockbroker at a "boiler room" brokerage firm, has been barred from association with any broker-dealer. The sanction was based on his felony conviction and was ordered in an administrative proceeding before an administrative law judge. Tawil was convicted of conspiracy to commit securities fraud. The wrongdoing that led to his conviction occurred during his employment at L.C. Wegard & Co., Inc., where he and others had induced unsuspecting investors to purchase speculative high-risk securities through the use of fraudulent and deceptive sales practices. (Rel. 34-45802; File No. 3-10702) DISTRICT COURT ENTERS DEFAULT JUDGMENT AGAINST KEITH GREENBERG IN COMMISSION'S LITIGATION ALLEGING CONCEALMENT OF PREVIOUS FELONY CONVICTION AND VIOLATION OF BROKER-DEALER REGISTRATION REQUIREMENTS On April 4, the U.S. District Court for the Southern District of Florida entered a Final Judgment of Permanent Injunction by Default in SEC v. Keith Greenberg and Coyote Consulting and Financial Services, LLP, 00- 9109-CIV-HURLEY/LYNCH (S.D. Fla.), against defendants Keith Greenberg and Coyote Consulting and Financial Services LLP (Coyote). Greenberg was a co-founder of US Diagnostic, Inc. (USDL), a company that operates outpatient diagnostic imaging centers and has its headquarters in West Palm Beach, Florida. In June 1993, Greenberg consented to a judgment enjoining him from violating the antifraud provisions of the federal securities laws, and, in September 1994, Greenberg pleaded guilty to two felony counts in a related federal criminal proceeding. The Commission's complaint alleged that Greenberg prepared or directed the preparation of numerous statements by USDL to the press and to shareholders which identified him as an officer of USDL and purported to discuss his background, but which fraudulently failed to disclose his criminal conviction and previous injunction. The Commission's complaint further alleged that, although Greenberg operated as an officer of USDL, was represented as such in statements disseminated to the press and investors, and held himself out as such, Greenberg was not identified as an officer in USDL's filings with the Commission, and his conviction and injunction were not disclosed in those filings. Although Greenberg was aware of the fraudulent omissions in those filings, he did nothing to correct or prohibit them. The complaint also alleged that Coyote, through the activities of Greenberg, acted as a broker without registering with the Commission. Coyote is a Florida limited liability company owned by a Greenberg family trust and Greenberg's wife and controlled by Greenberg. The Final Judgment by Default permanently enjoins Greenberg from violating Section 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 (Exchange Act), and Exchange Act Rule 10b-5, and from aiding and abetting violations of Section 13(a) of the Exchange Act and Exchange Act Rules 12b-20, 13a-1, and 13a-13. It also permanently enjoins Coyote from violating Section 15(a) of the Exchange Act. The Final Judgment by Default also bars Greenberg, pursuant to Section 21(d)(2) of the Exchange Act, from acting as an officer or director of any public company. The District Court also held Greenberg and Coyote liable for civil penalties and jointly and severally liable for disgorgement, the amounts of which will be determined by the District Court after an evidentiary hearing. The Commission previously instituted, and simultaneously settled, related cease-and-desist proceedings against USDL and its former Chairman and CEO. [SEC v. Keith Greenberg and Coyote Consulting and Financial Services, LLP, 00-9109-CIV-HURLEY/LYNCH, S.D. Fla.] (LR-17483) SEC FILES CIVIL ACTION AGAINST SEVEN FORMER MCA FINANCIAL CORPORATION EXECUTIVES IN ALLEGED FINANCIAL AND OFFERING FRAUD SCHEME WHICH CAUSED INVESTORS TO LOSE AT LEAST $68 MILLION The Commission announced that it filed a complaint on April 23 in the United States District Court for the Eastern District of Michigan against seven former executives of MCA Financial Corporation (MCA). The defendants are Patrick Quinlan, MCA's former CEO and Chairman of the Board of Directors, Lee Wells, MCA's former President and Chief Operating Officer and member of the Board of Directors, Keith Pietila, MCA's former Chief Financial Officer and Chief Operating Officer, Alexander Ajemian, MCA's former Controller and Treasurer, John O'Leary, MCA's former Senior Vice President of Corporate Finance, Cheryl Swain, MCA's former Vice President of Marketing Syndication and Kevin Lasky, MCA's former Vice President of Portfolio Management. MCA was a mortgage banking company headquartered in Southfield and Troy, Michigan. The complaint alleges that MCA sold two different types of securities and engaged in a fraudulent scheme with regard to both. First, the complaint alleges that MCA sold $71 million of securitized interests in pools of mortgage loans from 1994 through 1999 while knowingly misrepresenting the risk, rate of return and historical performance of the interests in the offering materials. The complaint alleges that, as a result, investors lost at least $49 million. Second, the complaint alleges that MCA engaged in the fraudulent sale of $19 million in debentures between 1994 and 1999 by including financial statements that materially inflated its assets, income and equity in registration statements and annual and quarterly reports filed with the Commission. The complaint further alleges that MCA materially inflated its assets, income and equity by improperly: (1) recognizing gains on sale of real estate to related parties; (2) valuing certain mortgages held for resale; (3) failing to disclose related party mortgages held for resale; (4) failing to write down uncollectible related party receivables; and (5) failing to disclose MCA's potential liability in connection with the fraudulent sale of the securitized interests in pools of mortgage loans. The complaint alleges that as a result, investors in the debentures lost all $19 million invested. The complaint alleges that all seven defendants violated, or aided and abetted violations of, the antifraud provisions of the federal securities laws as a result of their conduct in connection with MCA's fraudulent sale of securities. In addition, the complaint alleges that Quinlan, Wells, Pietila, Ajemian and O'Leary violated, or aided and abetted violations of, the periodic reporting and corporate record- keeping provisions of the federal securities laws. The complaint seeks, among other things, injunctive relief and civil penalties against all seven defendants. In addition, the complaint seeks to bar Quinlan, Wells, Pietila and Ajemian from acting as an officer and director of a public company in the future. Criminal proceedings already have been instituted with respect to several of the defendants in the Commission's complaint. Ajemian and Pietila have pled guilty to counts of mail fraud and making false statements to the Commission. Swain has pled guilty to one count of mail fraud. In addition, the Michigan Attorney General's Office has filed state felony securities fraud charges against Quinlan, Wells, Pietila and Ajemian. The Commission wishes to thank the Office of the United States Attorney for the Eastern District of Michigan for its assistance and cooperation in this matter. [SEC v. Patrick Quinlan, Lee Wells, Keith Pietila, Alexander Ajemian, John O'Leary, Cheryl Swain and Kevin Lasky, Civil Action No. 02-60082, USDC, E.D. Mich., Judge Battani] (LR-17484; AAE Rel. 1546) CHAIRMAN OF MULTIVALORES GRUPO FINANCIERO, S.A. DE C.V. IS BARRED FROM THE SECURITIES INDUSTRY On March 11, 2002, the U.S. District Court for the Southern District of New York entered a final judgment against Hugo Salvador Villa Manzo (Villa) based upon charges of insider trading. Villa is the Chairman and part-owner of MultiValores Grupo Financiero, S.A. de C.V., a Mexican public company that indirectly owns Multinvestments, Inc. (Multinvestments), a U.S. broker-dealer. In 1999, Villa was the Chairman of Multinvestments. In its Complaint filed on March 6, 2002, the Commission alleged that Villa was tipped by Jose Luis Ballesteros, a director of Nalco who has since died. The Complaint specifically alleged that Jose Luis Ballesteros violated his fiduciary duties to Nalco by providing Villa with material, nonpublic information about the proposed acquisition by Suez Lyonnaise des Eaux, a French company. In response to this tip, Villa instructed one of his senior colleagues at Multinvestments to buy Nalco stock for Multinvestments' proprietary account. Pursuant to Villa's instructions, Multinvestments, through its proprietary account, purchased 50,000 Nalco shares for $2,015,625. In purchasing Nalco shares, Multinvestments used margin privileges and also used the maximum amount available in its proprietary account without violating the firm's net capital requirements. As a result of these transactions, unlawful profits totaling $558,750 were realized. Without admitting or denying the Commission's allegations, Villa consented to the entry of the final judgment, which permanently enjoins him from violating the antifraud provisions contained within Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 promulgated thereunder. The Court also ordered Villa and Multinvestments to pay $1,503,471.83, representing disgorgement of $558,750, prejudgment interest of $106,596.83, and a civil penalty of $838,125. Today, based on the entry of the Court's injunction, the Commission instituted settled administrative proceedings against Villa. Without admitting or denying the Commission's findings, Villa consented to the entry of the Commission's Order, which bars him from associating with any broker, dealer, or investment adviser. [SEC v. Hugo Salvador Villa Manzo and Multinvestments, Inc., Civil Action No. 02CV 1766 (S.D.N.Y.)] (LR-17485); In the Matter of Hugo Salvador Villa Manzo, Rels. 34-45806; IA-2031; File No. 3-10763) INVESTMENT COMPANY ACT RELEASES NORTHBROOK LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by Northbrook Life Insurance Company, et al. pursuant to Section 11(a) of the Investment Company Act to amend an existing order pursuant to Section 11(a) of the Investment Company Act approving the terms of an offer by Applicants that expands the class of contract owners eligible to select a Longevity Reward Rider that (a) upon death of a contract's owner gives the surviving spouse the option of continuing the contract with a value equal to the death benefit then payable, (b) reduces or waives certain charges, and (c) imposes a new withdrawal charge on purchase payments made before or after the rider's issue date. (Rel. IC-25531 - April 23) WELLS FARGO FUNDS TRUST; WELLS FARGO FUNDS MANAGEMENT, LLC A notice has been issued giving interested persons until May 16, 2002, to request a hearing on an application filed by Wells Fargo Funds Trust; Wells Fargo Funds Management, LLC, for an order exempting applicants from Section 17(a) of the Investment Company Act. The order would permit certain series of a registered open-end management investment company to acquire all of the assets, subject to the liabilities, of certain other series of the investment company. Because of certain affiliations, applicants may not rely on Rule 17a-8 under the Act. (Rel. IC-25532 - April 23) PRICE COMMUNICATIONS CORPORATION, ET AL. A notice has been issued giving interested persons until May 21, 2002, to request a hearing on an application filed by Price Communications Corporation (Price) and Price Communications Wireless, Inc. (PCW) for an order under Section 3(b)(2) of the Investment Company Act declaring that PCW is primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities or, alternatively, under Section 6(c) of the Act exempting Price and PCW from all provisions of the Act for a period no longer than four years. (Rel. IC-25533 - April 23) HOLDING COMPANY ACT RELEASES CONECTIV, INC., ET AL. An order has been issued authorizing Conectiv, Inc. (Conectiv), a registered holding company, and Conectiv's nonutility and utility subsidiaries to: (1) issue long-term and short-term debt; (2) guarantee the obligations of direct and indirect subsidiaries; (3) enter into hedging and anticipatory hedging transactions; (4) modify certain previously approved financing parameters; and (5) refund up to $150 million of long-term debt scheduled to mature in the authorization period. (Rel. 35-27523) TRUST INDENTURE ACT RELEASES USG CORPORATION The Commission has issued an order on an application by USG Corporation under Section 310(b)(1)(ii) of the Trust Indenture Act. That order states that the trusteeship of National City Bank of Indiana under 13 indentures of USG is not so likely to involve a material conflict of interest as to make it necessary in the public interest or for the protection of investors to disqualify National City from acting as trustee under any of the indentures. (TI-2399) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2002-11), as amended, filed by the American Stock Exchange relating to its options trading fees has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45783) A proposed rule change and Amendment Nos. 1 and 2 thereto filed by the National Association of Securities Dealers (SR-NASD-2002-22) relating to the expansion from three to five the levels of aggregated price and size information displayed in Nasdaq's future Order Display and Collector Facility have become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45790) A proposed rule change filed by the National Association of Securities Dealers, through its wholly owned subsidiary, NASD Regulation, Inc., relating to revisions to the Limited Principal - Financial and Operations (Series 27) Examination Program (SR-NASD-2002-48) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45801) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2002- 12) and Amendment No. 1 thereto under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to retroactive application of its options trading fees proposed under SR-Amex-2002-11. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45784) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2001-11) under Section 19(b) of the Securities Exchange Act. The proposed rule change relates to intraday margin deposits. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45787) A proposed rule change has been filed by the Boston Stock Exchange (SR- BSE-2001-08) relating to competing specialists and the execution of directed agency orders. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45791) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2002-01) under Section 19(b)(1) of the Exchange Act to make a technical correction to NSCC Rule 4 concerning the timing of clearing fund deposits. The Commission has approved the proposed rule change on an accelerated basis. Publication of the proposal is expected in the Federal Resister during the week of April 22. (Rel. 34-45788) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-Amex-00-60) and Amendment Nos. 1 and 2 thereto by the American Stock Exchange relating to the use of handheld terminals by the Exchange's floor brokers and registered options traders and to the Exchange's audit trail rules. (Rel. 34-45794) The Commission approved proposed rule changes submitted by the National Association of Securities Dealers (SR-NASD-2002-24) and the New York Stock Exchange (SR-NYSE-2002-10) relating to anti-money laundering compliance programs. Publication of the order in the Federal Register is expected during the week of April 22. (Rel. 34-45798) WITHDRAWALS GRANTED An order has been issued granting the application of BellSouth Corporation to withdraw its Common Stock, $1.00 par value from listing and registration on the Chicago Stock Exchange, effective at the opening of business on April 24, 2002. (Rel. 34-45804) An order has been issued granting the application of Electrochemical Industries, Ltd. to withdraw its Common Stock, par value NIS 1 per share, from listing and registration on the American Stock Exchange, effective at the opening of business on April 24, 2002. (Rel. 34-45805) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ARCHSTONE SMITH TRUST, 3,500,000 ($96,705,000.00) Equity, (File 333-86744 - Apr. 23) (BR. 08) S-1 KIRKLANDS INC, 805 NORTH PKWY, JACKSON, TN, 38305, 9016882444 - 0 ($143,750,000.00) Equity, (File 333-86746 - Apr. 23) (BR. 02) S-8 WILMINGTON TRUST CORP, RODNEY SQUARE NORTH, 1100 NORTH MARKET ST, WILMINGTON, DE, 19890-0001, 3026518378 - 2,000,000 ($136,820,000.00) Equity, (File 333-86748 - Apr. 23) (BR. 07) S-3 ASSET BACKED SECURITIES CORP, 11 MADISON AVE, PARK AVE PLAZA, NEW YORK, NY, 10010, 2123251811 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-86750 - Apr. 23) (BR. 05) S-1 BENTLEY SYSTEMS INC, 690 PENNSYLVANIA DR, EXTON, PA, 19341, 0 ($172,500,000.00) Equity, (File 333-86752 - Apr. 23) (BR. ) S-8 NAVISTAR INTERNATIONAL CORP, 4201 WINFIELD ROAD, WARRENVILLE, IL, 60555, 630-753-5000 - 0 ($10,622,500.00) Equity, (File 333-86754 - Apr. 23) (BR. 05) S-8 NAVISTAR INTERNATIONAL CORP, 4201 WINFIELD ROAD, WARRENVILLE, IL, 60555, 630-753-5000 - 0 ($106,225,000.00) Equity, (File 333-86756 - Apr. 23) (BR. 05) S-3 CAMINUS CORP, 747 THIRD AVE, NEW YORK, NY, 10017, 2128883600 - 0 ($14,305,598.00) Equity, (File 333-86758 - Apr. 23) (BR. 08) S-8 D ANGELO BRANDS INC, 14 BREWSTER COURT, BRAMPTON, ONTARIO CANADA, L6T 5B7, O0, 00000, 9058503940 - 5,680,000 ($1,306,400.00) Equity, (File 333-86760 - Apr. 23) (BR. 09) S-3 MEDICINES CO/ MA, ONE CAMBRIDGE CTR, CAMBRIDGE, MA, 02142, 6172259099 - 0 ($44,720,000.00) Equity, (File 333-86762 - Apr. 23) (BR. 01) S-8 ISEMPLOYMENT COM INC, 213 380 PELISSIER ST, WINDSOR ONTARIO, A1, 85750, 5192588318 - 1,000,000 ($2,000,000.00) Equity, (File 333-86768 - Apr. 23) (BR. 09) S-3 HEICO CORP, 3000 TAFT ST, HOLLYWOOD, FL, 33021, 3059876101 - 289,946 ($4,157,826.00) Equity, (File 333-86770 - Apr. 23) (BR. 05) S-8 BEA SYSTEMS INC, 2315 NORTH FIRST STREET, -, SAN JOSE, CA, 95131, 4085708000 - 0 ($290,760,000.00) Equity, (File 333-86772 - Apr. 23) (BR. 03) S-8 CANAAN ENERGY CORP, 119 NORTH ROBINSON, SUITE 600, OKLAHOMA CITY, OK, 73102, 4052323222 - 0 ($4,620,098.75) Equity, (File 333-86774 - Apr. 23) (BR. 04) S-4 AMERICAN MEDIA OPERATIONS INC, 600 SOUTHEAST COAST AVE, LANTANA, FL, 33462, 5615401000 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-86776 - Apr. 23) (BR. 05) S-3 AVI BIOPHARMA INC, ONE SW COLUMBIA, STE 1105, PORTLAND, OR, 97258, 5032270554 - 0 ($27,507,107.00) Equity, (File 333-86778 - Apr. 23) (BR. 01) S-8 REYNOLDS & REYNOLDS CO, 115 S LUDLOW ST, DAYTON, OH, 45402, 9374852000 - 0 ($872,400.00) Equity, (File 333-86780 - Apr. 23) (BR. 03) S-8 DSET CORP, 1011 US HIGHWAY 22, BRIDGEWATER, NJ, 08807, 9085267500 - 1,463,684 ($8,156,637.39) Equity, (File 333-86782 - Apr. 23) (BR. 03) S-3 EVERGREEN RESOURCES INC, 1401 17TH ST SUITE 1200, DENVER, CO, 80202, 3032988100 - 0 ($300,000,000.00) Other, (File 333-86784 - Apr. 23) (BR. 04) S-3 RESIDENTIAL ASSET MORTGAGE PRODUCTS INC, 8400 NORMANDALE LAKE BLVD, SUITE 600, MINNEAPOLIS, MN, 55437, 6128327000 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-86786 - Apr. 23) (BR. 05) S-4 EVERGREEN RESOURCES INC, 1401 17TH ST SUITE 1200, DENVER, CO, 80202, 3032988100 - 0 ($50,000,000.00) Equity, (File 333-86788 - Apr. 23) (BR. 04) S-3 DEERE JOHN CAPITAL CORP, FIRST INTERSTATE BANK BUILDING, 1 EAST FIRST STREET, SUITE 600, RENO, NV, 89501, (702) 786-5527 - 0 ($4,000,000,000.00) Other, (File 333-86790 - Apr. 23) (BR. 07) S-8 FRONTLINE COMMUNICATIONS CORP, ONE BLUE HILL PLAZA, STE 1548, PEARL RIVER, NY, 10965, 9146238553 - 423,300 ($93,126.00) Equity, (File 333-86792 - Apr. 23) (BR. 03) S-8 HUDSON UNITED BANCORP, 1000 MACARTHUR BLVD, MAHWAH, NJ, 07430, 2012362600 - 1,250,000 ($39,331,250.00) Equity, (File 333-86794 - Apr. 23) (BR. 07) S-8 PMA CAPITAL CORP, 1735 MARKET STREET SUITE 2800, PHILADELPHIA, PA, 19103-7590, 2156655046 - 2,100,000 ($47,733,000.00) Equity, (File 333-86796 - Apr. 23) (BR. 01) S-3 BLUE RHINO CORP, 104 CAMBRIDGE PLAZA DRIVE, WINSTON SALEM, NC, 27104, 3366596900 - 0 ($12,937,500.00) Equity, (File 333-86798 - Apr. 23) (BR. 02) S-3 JAKKS PACIFIC INC, 22761 PACIFIC COAST HWY, #B202, MALIBU, CA, 90265, 3104567799 - 4,025,000 ($80,298,750.00) Equity, (File 333-86800 - Apr. 23) (BR. 05) S-3 SMTC CORP, 635 HOOD ROAD, MARKHAM, ONTARIO CANADA, L3R 4N6, 9054791810 - 547,114 ($1,110,642.00) Equity, (File 333-86802 - Apr. 23) (BR. 36) S-3 TC PIPELINES LP, 110 TURNPIKE ROAD SUITE 203, WESTBOROUGH, MA, 01581, 5088717046 - 0 ($200,000,000.00) Other, (File 333-86804 - Apr. 23) (BR. 02) S-3 PULTE HOMES INC/MI/, 33 BLOOMFIELD HILLS PKWY STE 200, BLOOMFIELD HILLS, MI, 48304, 2486472750 - 0 ($1,000,000,000.00) Other, (File 333-86806 - Apr. 23) (BR. 06) S-3 UNITED DOMINION REALTY TRUST INC, 400 EAST CARY STREET, RICHMOND, VA, 23219-3802, 8047802691 - 0 ($192,492,303.00) Equity, (File 333-86808 - Apr. 23) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A B WATLEY GROUP INC DE X 11/02/01 AMEND ABRAXAS PETROLEUM CORP NV X 04/23/02 ADVANTA BUSINESS RECIEVABLES CORP X 04/22/02 AIR PRODUCTS & CHEMICALS INC /DE/ DE X X 03/31/02 AIR PRODUCTS & CHEMICALS INC /DE/ DE X 04/23/02 AIRGAS INC DE X X 04/23/02 ALLEN TELECOM INC DE X X 04/22/02 AMB PROPERTY CORP MD X X 04/17/02 AMB PROPERTY LP DE X X 04/17/02 AMERICAN MEDICAL ALERT CORP NY X X 04/22/02 AMERICAN RESIDENTIAL INVESTMENT TRUST MD X X 04/23/02 AMEND AMERICAN SKIING CO /ME DE X X 04/19/02 AMERICAN TECHNOLOGY CORP /DE/ DE X X 04/18/02 ANGELICA CORP /NEW/ MO X 04/15/02 AMEND ANWORTH MORTGAGE ASSET CORP MD X X 04/23/02 ASBURY AUTOMOTIVE GROUP INC DE X X 04/23/02 ATCHISON CASTING CORP KS X 04/23/02 AVNET INC NY X X 04/15/02 BANC CORP DE X X 04/22/02 BANC ONE HELOC 1999-1 OH X X 04/22/02 BANC ONE HELOC TRUST 1998-1 OH X X 04/22/02 BANCORPSOUTH INC MS X X 04/18/02 BANK OF AMERICA CORP /DE/ DE X X 04/17/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 04/22/02 BAY VIEW SECURITIZATION CORP DE X 04/15/02 BAYCORP HOLDINGS LTD DE X 04/13/02 BEAR STEARNS COMMERCIAL MORTGAGE SEC NY X X 04/15/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 04/15/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 04/15/02 BEAR STEARNS MORT SEC INC COM MORT PA NY X X 04/15/02 BLUE RHINO CORP DE X X 04/19/02 BRIGHAM EXPLORATION CO DE X X 04/19/02 BURNHAM PACIFIC PROPERTIES INC MD X X 04/08/02 C H ROBINSON WORLDWIDE INC DE X X 04/23/02 CAPITAL DEVELOPMENT GROUP INC OR X 04/22/02 CAPITAL ONE AUTO FINANCE TRUST 2002-A DE X X 04/23/02 CAPITAL ONE FINANCIAL CORP VA X X 04/23/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 04/22/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 04/22/02 CASTELLE \CA\ DE X X 04/22/02 CATERPILLAR INC DE X 04/23/02 CENTEX CORP NV X X 04/23/02 CENTEX HOME EQUITY LOAN TRUST 2002-A X X 04/25/02 CHARTER COMMUNICATIONS INC /MO/ DE X X X 04/22/02 AMEND CHESAPEAKE CORP /VA/ VA X 04/23/02 CHESAPEAKE ENERGY CORP OK X 04/22/02 CITIZENS HOLDING CO /MS/ MS X X 04/23/02 CLEARONE COMMUNICATIONS INC UT X 04/23/02 COLORADO INTERSTATE GAS CO DE X X 04/08/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 04/17/02 COMMERCIAL MORTGAGE PASS-THROUGH CERT MO X X 04/12/02 COMPUCREDIT CORP GA X X 04/19/02 COMPUSONICS VIDEO CORP CO X 04/23/02 CONTANGO OIL & GAS CO NV X 03/08/02 AMEND COOPER INDUSTRIES INC OH X X X 04/23/02 COUNTRYWIDE HOME LOAN TRUST HOME LOAN NY X X 04/10/02 COVEST BANCSHARES INC DE X X 03/31/02 CROWN ENERGY CORP UT X 02/28/02 CROWN MEDIA HOLDINGS INC DE X X 04/22/02 CSFB MORT SEC CORP COMM MORT PAS THR DE X X 04/17/02 CWABS INC DE X X 04/15/02 CWABS INC DE X X 04/15/02 DELTA AIR LINES INC /DE/ DE X X 04/23/02 DIGITAL COMMERCE INTERNATIONAL INC DE X X 04/19/02 DISCOVER CARD MASTER TRUST I DE X X 04/23/02 DISCOVER CARD MASTER TRUST I DE X X 04/23/02 DISTINCTIVE DEVICES INC NY X X 04/16/02 DUPONT E I DE NEMOURS & CO DE X 04/23/02 DUQUESNE LIGHT CO PA X X 04/23/02 EDGE TECHNOLOGY GROUP INC DE X X 04/08/02 ELECTRO SCIENTIFIC INDUSTRIES INC OR X X 04/22/02 ELINE ENTERTAINMENT GROUP INC NV X 04/22/02 ELOQUENT INC DE X 06/22/01 AMEND EOP OPERATING LTD PARTNERSHIP DE X 04/19/02 EQUITY OFFICE PROPERTIES TRUST MD X 04/19/02 ESPERION THERAPEUTICS INC/MI DE X X X 04/18/02 FACTORY CARD OUTLET CORP DE X X 04/08/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/15/02 FINDWHAT COM INC NV X X 04/23/02 FIRST CENTURY BANKSHARES INC WV X X 04/23/02 FIRST SIERRA RECEIVABLES III INC DE X X 04/01/02 FIRST UNION COM MOR SEC INC COM MOR P NY X X 04/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 04/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 04/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 04/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 04/17/02 FIRST UNION COMMERCIAL MORTGAGE PASS 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