SEC NEWS DIGEST Issue 2002-77 April 22, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - TUESDAY, APRIL 23, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Tuesday, April 23, 2002, will be: Litigation matter; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. CLOSED MEETING - WEDNESDAY, APRIL 24, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Wednesday, April 24, 2002, will be: Formal orders of private investigation; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. STOP ORDER PROCEEDINGS INSTITUTED REGARDING INVESTMENT TECHNOLOGY REGISTRATION STATEMENTS On April 22, the Commission instituted stop order proceedings to determine whether material misstatements and omissions were made in registration statements for offerings of the common stock of Investment Technology, Inc., of Las Vegas, Nevada. According to the Order, the Commission's Division of Enforcement alleges that the statements, filed in January and March 2002 on Form S-8, make material misrepresentations and omissions regarding the ability of Investment Technology to use Form S-8, the identity and background of the directors, officers and control persons of Investment Technology, the compensation paid to the officers and directors of Investment Technology, the equity ownership of the directors, officers and control persons of Investment Technology, legal proceedings involving Investment Technology and/or its directors, officers and control persons, the business operations of Investment Technology, and Investment Technology's current and historical financial information. An administrative hearing, to determine whether a stop order should be issued to suspend the effectiveness of the Investment Technology registration statements, is set for 10:00 a.m., May 6, 2002, at the Commission's Fort Worth District Office, 801 Cherry Street, Suite 1900, Fort Worth, Texas. (Rel. 34-45792) EXECUTIVE DIRECTOR JAMES MCCONNELL TO TESTIFY On Tuesday, April 23, Executive Director James M. McConnell will testify before the Senate Subcommittee on Oversight of Government Management, Restructuring and the District of Columbia concerning critical resource and staffing issues facing the SEC. The hearing will be held at 10:00 a.m. in Room 342 of the Dirksen Senate Office Building. ENFORCEMENT PROCEEDINGS CANADY ORDERED TO PAY DISGORGEMENT AND REASONABLE INTEREST On April 19, the Commission entered an order pursuant to Section 21B(e) of the Securities Exchange Act of 1934 against Laurie Jones Canady, requiring her to disgorge $23,070 in ill-gotten gains and $34,644 in prejudgment and post-judgment interest in connection with her fraudulent activities while employed as a registered representative at a Davenport, Iowa branch office of Merrill Lynch, Inc. The Commission previously entered an order barring Canady from association with a broker or dealer based on her violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) of the Exchange Act and Rule 10b-5 thereunder. Canady was also ordered to cease and desist from future violations. The sanctions arose from Canady's misrepresentations and excessive and unauthorized trading in mutual funds and unit investment trusts executed in her customers' accounts. The Commission's order directed that Canady disgorge her ill-gotten gains, plus prejudgment interest. Canady, however, could reduce the amount of disgorgement by an amount representing commissions paid to her for unsolicited trades in the relevant accounts. The Commission accepted Canady's Offer of Settlement in which she has agreed to pay the entire disgorgement amount except for $554, representing commissions from unsolicited trades, $27,598 in prejudgment interest and $7,046 in post-judgment interest. Canady will pay $25,000 within 14 days and the remaining balance within six months. (Rel. 34- 45785; File No. 3-8531 D) SEC SETTLES FRAUD CHARGES AGAINST ALEXANDER POMPER FOR SPOOFING The Commission announced today that the Honorable Jacob Mishler of the United States District Court for the Eastern District of New York has entered a Final Judgment against Alexander Pomper. The Commission's complaint alleges that during 1999, Pomper engaged in a manipulative trading scheme known as "spoofing." The complaint alleges that Pomper placed numerous phantom limit orders that affected the National Best Bid and Offer prices for certain thinly-traded securities. This allowed him to receive otherwise unobtainable execution prices for orders on the other side of the market. The complaint alleges that Pomper was unjustly enriched by $8,100 as a result of this manipulative trading. In the settlement, Pomper consented, without admitting or denying the allegations in the complaint, to the entry of a final judgment permanently enjoining him from violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Pomper also agreed to pay $9,800 in disgorgement and prejudgment interest and to pay a $15,000 civil penalty. [SEC v. Alexander Mark Pomper, Civil Case Number CV-01-7391, EDNY] (LR-17479) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the International Securities Exchange (SR-ISE-2002-09) to lower the ceiling from $750,000 to $650,000 for each of the ten payment-for-order-flow funds that it maintains. The proposed rule change become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34- 45772) A proposed rule change filed by the American Stock Exchange (SR-AMEX- 2002-32) relating to suspension of transaction charges for certain Exchange-Traded Funds and Trust Issued Receipts has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45773) A proposed rule change (SR-CBOE-2002-15) filed by the Chicago Board Options Exchange relating to CBOE Rule 8.51 has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45774) A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2002-26) and Amendment No. 1 thereto, relating to the adjustment of open orders in Nasdaq's SuperMontage System, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45777) A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2002-47), through its wholly owned subsidiary, NASD Regulation, Inc., relating to revisions to the Limited Principal - Introducing Broker/Dealer Financial and Operations (Series 28) Examination Program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45778) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2001-97) and Amendment No. 1 thereto submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the National Association of Securities Dealers relating to the elimination of interval delays in Nasdaq's SuperMontage System. Publication is expected in the Federal Register during the week of April 22. (Rel. 34-45779) The Commission approved a proposed rule change (SR-DTC-2001-04) filed by The Depository Trust Company pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 that allows DTC to implement the Global Corporate Action Hub, a new service for transmitting corporate actions information and consolidating related messages between investment managers and their custodians. Publication of the approval order is expected in the Federal Register during the week of April 22. (Rel. 34- 45780) PROPOSED RULE CHANGE A proposed rule change has been filed by the New York Stock Exchange (SR- NYSE-2001-30) under Section 19(b)(1) of the Exchange Act. The proposed rule change would amend NYSE Rule 227 regarding depository eligibility. Publication of the proposal is expected in the Federal Register during the week of April 22. (Rel. 34-45789) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective April 22, 2002. (Rel. 34- 45786) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 DIAMOND ENTERTAINMENT CORP, 800 TUCKER LN, WALNUT, CA, 91789, 5629213999 - 67,500,000 ($1,350,000.00) Equity, (File 333-86570 - Apr. 19) (BR. 05) SB-2 ATLAS MINING CO, 1221 W YELLOWSTONE AVE, OSBURN, ID, 83849, 2085561181 - 6,000,000 ($1,500,000.00) Equity, (File 333-86576 - Apr. 19) (BR. 09) S-3 PROVINCE HEALTHCARE CO, 105 WESTPARK DR, STE 400, BRENTWOOD, TN, 37027, 6153701377 - 0 ($300,000,000.00) Equity, (File 333-86578 - Apr. 19) (BR. 01) S-3 SALEM COMMUNICATIONS CORP /DE/, 4880 SANTA ROSA RD, SUITE 300, CAMARILLO, CA, 93012, 8059870400X1017 - 0 ($120,000,000.00) Equity, 0 ($120,000,000.00) Non-Convertible Debt, (File 333-86580 - Apr. 19) (BR. 37) S-1 NATURAL RESOURCE PARTNERS LP, 601 JEFFERSON STREET, SUITE 3600, HOUSTON, TX, 77002, 7137517514 - 0 ($106,805,370.00) Equity, (File 333-86582 - Apr. 19) (BR. 04) S-3 ORGANOGENESIS INC, 150 DAN RD, CANTON, MA, 02021, 6175750775 - 0 ($11,520,613.00) Equity, (File 333-86584 - Apr. 19) (BR. 01) S-8 OCCUPATIONAL HEALTH & REHABILITATION INC, 175 DERBY STREET, SUITE 36, HINGHAM, MA, 02043-5048, 7817415175 - 141,000 ($423,000.00) Equity, (File 333-86588 - Apr. 19) (BR. 01) S-8 RIGGS NATIONAL CORP, 808 17TH STREET NW, 9TH FLOOR, WASHINGTON, DC, 20006, 3018876000 - 9,143,879 ($141,775,843.90) Equity, (File 333-86590 - Apr. 19) (BR. 07) S-8 HOUSEHOLD DIRECT COM INC, 900 MAIN STREET SOUTH, SOUTHBURY, CT, 06488, 2032671400 - 26,000,000 ($260,000.00) Other, (File 333-86592 - Apr. 19) (BR. 09) S-3 CARREKER CORP, 4055 VALLEY VIEW LANE, STE 1000, DALLAS, TX, 75244, 9724581981 - 0 ($12,155,388.00) Equity, (File 333-86594 - Apr. 19) (BR. 03) S-8 BRANDS SHOPPING NETWORK INC, 5815 N. BLACK CANYON HIGHWAY, SUITE 100, PHOENIX, AZ, 85015, 6025898150 - 1,100,000 ($1,430,000.00) Equity, (File 333-86598 - Apr. 19) (BR. 09) S-8 EMCOR GROUP INC, 101 MERRITT SEVEN CORPORATE PK, 7TH FLOOR, NORWALK, CT, 06851, 2038497800 - 90,000 ($3,705,300.00) Equity, (File 333-86600 - Apr. 19) (BR. 06) S-8 RAPTOR INVESTMENTS INC, ONE HARMON PLAZA, SECAUCUS, NJ, 07094, 2014220910 - 10,000,000 ($1,600,000.00) Other, (File 333-86602 - Apr. 19) (BR. 04) S-8 PREMIER CONCEPTS INC /CO/, 3033 S. PARKER RD., SUITE 120, THE SKY DECK, AURORA, CO, 80014, 3033381800 - 0 ($1,087,500.00) Equity, (File 333-86604 - Apr. 19) (BR. 02) S-3 STILWELL FINANCIAL INC, 920 MAIN STREET 21ST FLOOR, KANSAS CITY, MO, 64105, 8162182400 - 0 ($142,731,000.00) Other, (File 333-86606 - Apr. 19) (BR. 07) S-8 RELIANT RESOURCES INC, RELIANT ENERGY INC, 1111 LOUISIANA STREET, HOUSTON, TX, 77002, 7132073000 - 0 ($37,525,000.00) Equity, (File 333-86608 - Apr. 19) (BR. 02) S-8 RELIANT RESOURCES INC, RELIANT ENERGY INC, 1111 LOUISIANA STREET, HOUSTON, TX, 77002, 7132073000 - 0 ($90,060,000.00) Equity, (File 333-86610 - Apr. 19) (BR. 02) S-8 RELIANT RESOURCES INC, RELIANT ENERGY INC, 1111 LOUISIANA STREET, HOUSTON, TX, 77002, 7132073000 - 0 ($262,675,000.00) Equity, (File 333-86612 - Apr. 19) (BR. 02) S-8 CAMBRIDGE ENERGY CORP, 215 R RIVERSIDE DR, COCOA, FL, 32922, 4076366165 - 1,500,000 ($300,000.00) Equity, (File 333-86614 - Apr. 19) (BR. 04) S-8 COVER ALL TECHNOLOGIES INC, 18 01 POLLITT DR, FAIR LAWN, NJ, 07410, 2017944800 - 3,000,000 ($1,013,020.00) Equity, (File 333-86616 - Apr. 19) (BR. 03) S-8 AMPHENOL CORP /DE/, 358 HALL AVE, WALLINGFORD, CT, 06492, 2032658900 - 3,085,000 ($129,455,148.28) Equity, (File 333-86618 - Apr. 19) (BR. 36) S-8 ENCORE WIRE CORP /DE/, 1410 MILLWOOD RD, P O BOX 1149, MCKINNEY, TX, 75069, 2145629473 - 0 ($5,992,295.00) Equity, (File 333-86620 - Apr. 19) (BR. 06) S-2 IMAGING DIAGNOSTIC SYSTEMS INC /FL/, 6531 NW 18TH COURT, PLANTATION, FL, 33313-4520, 3057460500 - 7,000,000 ($3,255,000.00) Equity, (File 333-86622 - Apr. 19) (BR. 36) S-3 OSI PHARMACEUTICALS INC, 106 CHARLES LINDBERGH BLVD, UNIONDALE, NY, 11553, 5162220023 - 0 ($200,000,000.00) Debt Convertible into Equity, (File 333-86624 - Apr. 19) (BR. 01) S-3 RADIAN GROUP INC, 1601 MARKET STREET, 12TH FLOOR, PHILADELPHIA, PA, 19103, 2155646600 - 220,000,000 ($220,000,000.00) Debt Convertible into Equity, (File 333-86626 - Apr. 19) (BR. 01) S-8 PACIFIC CONTINENTAL CORP, 111 WEST 7TH ST, EUGENE, OR, 97401, 5416868685 - 0 ($7,867,048.00) Equity, (File 333-86632 - Apr. 19) (BR. 09) S-8 SINGLE SOURCE FINANCIAL SERVICES CORP, 10780 SANTA MONICA BLVD, SUITE 240, LOS ANGELES, CA, 90025, 3,000,000 ($660,000.00) Equity, (File 333-86634 - Apr. 19) (BR. 07) S-8 LENAWEE BANCORP INC, 135 EAST MAUMEE STREET, ADRIAN, MI, 49221, 50,000 ($1,677,500.00) Equity, (File 333-86636 - Apr. 19) (BR. 07) S-3 SECURE COMPUTING CORP, ONE ALMADEN BLVD, STE 400, SAN JOSE, CA, 95113, 6126282700 - 300,354 ($4,535,345.40) Equity, (File 333-86638 - Apr. 19) (BR. 03) S-8 TXU CORP /TX/, ENERGY PLAZA, 1601 BRYAN ST, DALLAS, TX, 75201, 2148125210 - 100,000 ($5,409,500.00) Equity, (File 333-86640 - Apr. 19) (BR. 02) S-3 BISYS GROUP INC, 150 CLOVE ROAD, LITTLE FALLS, NJ, 07424, 2018128600 - 0 ($1,032,000.00) Equity, (File 333-86642 - Apr. 19) (BR. 08) S-8 SUPERGEN INC, 4140 DUBLIN BLVD, SUITE 200, DUBLIN, CA, 94568, 9255600100 - 0 ($2,825,000.00) Equity, (File 333-86644 - Apr. 19) (BR. 01) S-8 NUMERICAL TECHNOLOGIES INC, 70 W PLUMERIA AVE, SAN JOSE, CA, 95134, 4089191910 - 0 ($27,013,280.00) Equity, (File 333-86646 - Apr. 19) (BR. 03) S-3 TEPPCO PARTNERS LP, 2929 ALLEN PKWY, P O BOX 2521, HOUSTON, TX, 77252-2521, 7137593636 - 0 ($1,000,000,000.00) Other, (File 333-86650 - Apr. 19) (BR. 04) S-8 GART SPORTS CO, 1050 WEST HAMPDEN AVENUE, ENGLEWOOD, CO, 80110, 3032005050 - 750,000 ($20,191,351.00) Equity, (File 333-86652 - Apr. 19) (BR. 02) S-3 HEALTH CARE PROPERTY INVESTORS INC, 4675 MACARTHUR COURT 9TH FL, SUITE 900, NEWPORT BEACH, CA, 92660, 9492210600 - 0 ($975,000,000.00) Other, (File 333-86654 - Apr. 19) (BR. 08) S-3 TRIMBLE NAVIGATION LTD /CA/, 645 N MARY AVE, SUNNYVALE, CA, 94088, 4084818000 - 467,427 ($7,946,259.00) Equity, (File 333-86656 - Apr. 19) (BR. 36) S-3 HYPERTENSION DIAGNOSTICS INC /MN, 2915 WATERS ROAD SUITE 108, EAGAN, MN, 55121-1562, 6126879999 - 0 ($4,550,700.00) Equity, (File 333-86658 - Apr. 19) (BR. 36) S-3 AMERICAN MEDICAL SECURITY GROUP INC, 3100 AMS BLVD, GREEN BAY, WI, 54313, 9206611111 - 0 ($72,248,750.00) Equity, (File 333-86660 - Apr. 19) (BR. 01) SB-2 TELENETICS CORP, 25111 ARCTIC OCEAN, LAKE FOREST, CA, 92630, 9494554000 - 25,107,345 ($4,895,932.35) Equity, (File 333-86662 - Apr. 19) (BR. 37) S-8 FIRST FINANCIAL BANCORP /OH/, 300 HIGH ST, HAMILTON, OH, 45011, 5138674700 - 0 ($27,847,500.00) Equity, (File 333-86664 - Apr. 19) (BR. 07) S-3 DELPHI FINANCIAL GROUP INC/DE, 2001 MARKET ST, 2 COMMERCE SQ STE 1500, PHILADELPHIA, PA, 19103, 8003517500 - 0 ($200,750,007.00) Other, (File 333-86666 - Apr. 19) (BR. 01) S-8 BARD C R INC /NJ/, 730 CENTRAL AVE, MURRAY HILL, NJ, 07974, 9082778000 - 2,000,000 ($113,920,000.00) Equity, (File 333-86668 - Apr. 19) (BR. 36) S-8 CBCOM INC, 16830 VENTURA BLVD, SUITE 211, ENCINO, CA, 91836, 8184610800 - 3,000,000 ($1,530,000.00) Equity, (File 333-86670 - Apr. 19) (BR. 08) S-3 SONIC AUTOMOTIVE INC, 5401 EAST INDEPENDENCE BLVD, PO BOX 18747, CHARLOTTE, NC, 28212, 7045323354 - 0 ($300,000,000.00) Unallocated (Universal) Shelf, (File 333-86672 - Apr. 19) (BR. 02) S-3 CENDANT CORP, 9 WEST 57TH STREET, NEW YORK, NY, 10019, 2124131800 - 9,920,000 ($186,000,000.00) Equity, (File 333-86674 - Apr. 19) (BR. 08) SB-2 AMERIVEST PROPERTIES INC, 1800 GLENARM PLACE, SUITE 500, DENVER,, CO, 80202, 3032971800 - 0 ($20,872,500.00) Equity, (File 333-86676 - Apr. 19) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ADVANTA CORP DE X X 04/19/02 AFC ENTERPRISES INC MN X X 04/19/02 AFC ENTERPRISES INC MN X X 04/19/02 ALLIED HOLDINGS INC GA X X 04/02/02 AMEND AMERICAN COMMERCIAL LINES LLC DE X X 04/15/02 ANGELICA CORP /NEW/ MO X X 04/15/02 ANWORTH MORTGAGE ASSET CORP MD X X 04/19/02 APPLEBEES INTERNATIONAL INC DE X 04/18/02 ARAMARK CORP/DE DE X X 04/17/02 ASTORIA FINANCIAL CORP DE X X 04/18/02 AZURIX CORP DE X X 04/01/02 AMEND BANKENGINE TECHNOLOGIES INC FL X X 04/05/02 BIGMAR INC DE X X 04/05/02 BLUE STAR COFFEE INC NV X 02/20/02 BLYTH INC DE X X 04/04/02 BOISE CASCADE CORP DE X 04/19/02 BRANDMAKERS INC UT X 04/05/02 CALIFORNIA AMPLIFIER INC DE X X 04/03/02 CAMBRIDGE ADVANTAGED PROPERTIES II LI DE X 04/01/02 CAPITAL AUTO RECEIVABLES INC DE X X 04/19/02 CAPITAL ONE AUTO FINANCE TRUST 2002-A DE X X 04/18/02 CARRAMERICA REALTY CORP MD X X 04/19/02 CATERPILLAR INC DE X 04/19/02 CHINA FUND INC MD X 04/18/02 CHINA FUND INC MD X 03/01/02 CHITTENDEN CORP /VT/ VT X 04/17/02 CLARITI TELECOMMUNICATIONS INTERNATIO DE X X 04/18/02 COCA COLA ENTERPRISES INC DE X X 04/15/02 COMPAQ COMPUTER CORP DE X X 04/18/02 CONNECTIV CORP DE X 04/15/01 CREDIT STORE INC DE X 04/19/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 04/19/02 CSB BANCORP INC /OH OH X X 03/31/02 CWABS INC DE X X 04/18/02 CYBERNET INTERNET SERVICES INTERNATIO DE X X 04/16/02 DANIELSON HOLDING CORP DE X X 04/18/02 DELCATH SYSTEMS INC DE X X 04/12/02 DEUTSCHE RECREATIONAL ASSET FUNDING C NV X X 03/31/02 DIAL CORP /NEW/ DE X X 04/18/02 DIMON INC VA X 04/19/02 DISTRIBUTION FINANCIAL SERVICES MARIN NY X X 03/31/02 DISTRIBUTION FINANCIAL SERVICES RV MA NV X X 03/31/02 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 03/31/02 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 03/31/02 E LOAN INC DE X X 04/17/02 EGAMES INC PA X X 04/19/02 ELCOR CORP DE X X 04/19/02 ENTERPRISES SOLUTIONS INC NV X 04/16/02 EXELON CORP PA X 04/19/02 FASTNET CORP PA X X 04/04/02 FAUQUIER BANKSHARES INC VA X X 04/19/02 FEDERAL AGRICULTURAL MORTGAGE CORP X X 03/31/02 FIREARMS TRAINING SYSTEMS INC DE X X 04/12/02 FIRST CONSUMERS MASTER TRUST IL X 03/31/02 FIRST HARTFORD CORP ME X 01/31/02 FIRST MERCHANTS CORP IN X 04/12/02 FOODARAMA SUPERMARKETS INC NJ X 04/19/02 FORD MOTOR CO DE X X 04/19/02 FORD MOTOR CREDIT CO DE X X 04/19/02 FRIEDE GOLDMAN HALTER INC MS X X 04/19/02 GATEWAY INTERNATIONAL HOLDINGS INC NV X X 04/17/02 GE LIFE & ANNUITY ASSURANCE CO X X 04/19/02 GENERAL DATACOMM INDUSTRIES INC DE X X 03/31/02 GEORGIA PACIFIC CORP GA X X 04/18/02 GIGA INFORMATION GROUP INC DE X 04/18/02 GLYCOGENESYS INC NV X X 04/12/02 GREEN MOUNTAIN COFFEE INC DE X 04/05/02 GRUBB & ELLIS CO DE X X 04/15/02 HEARTLAND FINANCIAL USA INC DE X 03/31/02 HUTTIG BUILDING PRODUCTS INC DE X X 04/19/02 IASIS HEALTHCARE CORP DE X X 04/18/02 INCOME OPPORTUNITY REALTY INVESTORS I CA X X 04/05/02 INDIANTOWN COGENERATION FUNDING CORP DE X 04/19/02 INFODATA SYSTEMS INC VA X X 04/19/02 INSIGNIA FINANCIAL GROUP INC /DE/ DE X 04/19/02 AMEND INTEGRA INC DE X X 04/19/02 INTERNATIONAL PAPER CO /NEW/ NY X X 04/19/02 IRWIN FINANCIAL CORPORATION IN X X 04/19/02 J P MORGAN CHASE & CO DE X X 04/17/02 KERR MCGEE CORP /DE DE X X 04/17/02 LAKES GAMING INC MN X X 04/19/02 LASER VISION CENTERS INC DE X X 04/18/02 LIFEPOINT INC DE X 03/31/02 LISKA BIOMETRY INC FL X 04/19/02 LYNX THERAPEUTICS INC DE X X 04/16/02 MAF BANCORP INC DE X X 04/19/02 AMEND MEDIA COMMUNICATIONS GROUP INC DE X 02/04/02 AMEND MEDSTRONG INTERNATIONAL CORP X 03/21/02 MERCANTILE BANKSHARES CORP MD X X 04/19/02 MERRILL LYNCH & CO INC DE X 04/18/02 MERRILL LYNCH DEPOSITOR INC DE X X 04/15/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 04/01/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/15/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/15/02 MERRILL LYNCH DEPOSITOR INC PUBLIC ST DE X X 03/01/02 MICROS TO MAINFRAMES INC NY X 04/19/02 MONROE BANCORP IN X X 04/19/02 MORGAN STANLEY ABS CAPITAL I INC DE X X 04/16/02 MPSI SYSTEMS INC DE X 04/19/02 NATIONAL CITY CORP DE X X X 04/18/02 NET2PHONE INC DE X X 04/15/02 NEW YORK COMMUNITY BANCORP INC DE X X 04/17/02 NORTH BANCSHARES INC DE X 04/19/02 NORTH VALLEY BANCORP CA X X 04/19/02 NORTHERN TRUST CORP DE X X 04/16/02 NU SKIN ENTERPRISES INC DE X 04/19/02 OBSIDIAN ENTERPRISES INC DE X 06/21/01 AMEND OBSIDIAN ENTERPRISES INC DE X X 07/31/01 AMEND ONLINE POWER SUPPLY INC NV X 04/19/02 PACIFIC GAS & ELECTRIC CO CA X 04/19/02 PARTSBASE INC DE X 04/18/02 PG&E CORP CA X 04/19/02 PINNACLE FINANCIAL PARTNERS INC TN X X 04/08/02 AMEND PITNEY BOWES INC /DE/ DE X 03/31/02 PLAINS ALL AMERICAN PIPELINE LP DE X 04/19/02 PMC CAPITAL INC FL X X 04/12/02 PMC COMMERCIAL TRUST /TX TX X X 04/12/02 PNC MORT ACCEPT CORP COMMERC MORT PAS MO X X 04/10/02 PNM RESOURCES NM X 04/19/02 POLYONE CORP X X 04/18/02 PREFERREDPLUS TRUST SERIES BLC-2 DE X X 03/15/02 PREMIER DEVELOPMENT & INVESTMENT INC NV X 04/18/02 PRIME RECEIVABLES CORP DE X 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