SEC NEWS DIGEST Issue 2002-71 April 12, 2002 ENFORCEMENT PROCEEDINGS CEASE-AND-DESIST ORDER ENTERED AGAINST MARK LANCASTER On April 11, the Commission issued a cease-and-desist order against Mark W. Lancaster (Lancaster). The Commission found that Lancaster violated the antifraud provisions of the federal securities laws by drafting and disseminating a fraudulent press release regarding the development and testing of a device capable of eliminating anthrax bacteria from the air. In the Order, the Commission found that on October 25, 2001, Lancaster drafted and caused to be issued a press release concerning International Cavitation Technologies (ICT), a publicly held Colorado corporation located in Bixby, Oklahoma. The Commission further found that Lancaster, an independent contractor for ICT with limited experience in public relations, issued the release without authorization. According to the Order, the press release falsely stated, among other things, that "there are clear indications that [ICT's] Airborne Removal System.will be able to remove, destroy and eliminate airborne bacteria, including the anthrax spore" and that "[i]n-field studies have been concluded and the company is now moving to final laboratory testing." The Commission found that these statements were false because ICT has never developed an "Airborne Removal System" or tested the ability of its existing technology to remove or destroy airborne bacteria. Finally, the Commission found that Lancaster knew or was reckless in not knowing that these statements were false and misleading. Lancaster was ordered to cease and desist from committing or causing any violation and any future violations of Section 10(b) of the Securities Exchange Act and Rule 10b-5 thereunder. Lancaster consented to the entry of the Order without admitting or denying its findings. (Rel. 34-45735; File No. 3-10754) CEASE AND DESIST ORDER AND BAR IMPOSED ON WAYNE MILLER On April 11, the Commission instituted and settled an administrative and cease-and-desist proceeding against Wayne Miller, a former registered representative with U.S. Pacific Financial Services, Inc., a now defunct broker-dealer in Alhambra, California. The Order finds that from March through November 1999, Miller, age 45, of Los Angeles, defrauded two unsophisticated customers by excessively trading in unsuitable options, resulting in losses of over $275,000 for the customers and generating $118,000 in commissions for Miller. Miller also misrepresented and omitted to disclose material information to the clients regarding the suitability of his option trading. Based on the above findings and the respondent's settlement offer, the Commission imposed a cease-and-desist order on Miller. Miller is also barred from association with a broker, dealer or investment company. The Commission ordered Miller to pay $118,000 in disgorgement, plus prejudgment interest, but waived payment of disgorgement and prejudgment interest and did not impose a civil penalty based on Miller's sworn representations in his Statement of Financial Condition and other documents. Miller consented to the entry of the Order, without admitting or denying the Commission's findings. (Rels. 33-8085; 34- 45738; IC-25520; File No. 3-10755) COMMISSION SUES LASER EYE SURGERY COMPANY, TWO SECURITIES LAW RECIDIVISTS, AND OTHERS IN MULTI-MILLION DOLLAR STOCK MANIPULATION On April 11, the Commission charged a laser eye company, two securities law recidivists, a shell company broker and Internet poster in connection with a multi-million dollar stock manipulation involving Surgilight, Inc., a publicly traded company headquartered in Orlando, Florida. See Securities and Exchange Commission v. Surgilight, Inc., Jui-Teng Lin, Yuchin Lin and Aaron Tsai, Civil Action No. 6:02-CV-431- 0RL-18KRS (G. Kendall Sharp, J.; Karla R. Spaulding, M.J.) (M.D. Fla. Filed April 11, 2002) [LR-17469]; Matter of Delores Easthom, Sec. Act Rel. No. (instituted April 11, 2002). In addition, one individual, Dr. Jui-Teng Lin, was also indicted by the United States Attorney's Office for the Eastern District of New York on related criminal charges. The Commission's complaint, which was filed in the United States District Court for the Middle District of Florida, alleges that Dr. Lin and his wife, Yuchin Lin, reaped over $1,700,000 in ill-gotten gains from manipulating the common stock of Surgilight. According to the complaint, the Lins artificially inflated the market price of Surgilight stock tenfold (from approximately $2.50 to over $25 per share) through a series of false and misleading Surgilight press releases concerning the company's purported ability to cure age-induced vision deterioration known as "Presbyopia." The Lins are alleged to have simultaneously dumped a substantial amount of Surgilight stock on an unsuspecting public through two nominee accounts and moved the proceeds through a series of offshore accounts to a domestic bank account held in Surgilight's name that they controlled. The Lins settled a prior civil action brought by the Commission involving another laser eye surgery company in September 1998 [see SEC v. Jui-Teng Lin and Yuchin Lin, Litigation Release No. 15870 (Sept. 3, 1998)]. The Commission further alleges that the Lins were assisted by Aaron Tsai of Henderson, Kentucky. According to the complaint, Tsai sold the Lins the publicly traded shell that became Surgilight, supplied the stock that was dumped out of the nominee accounts and, after Surgilight became a publicly-held entity, remained with the company as a consultant. At the height of the manipulation, Tsai sold over $1,000,000 worth of Surgilight stock for his own account. The Commission charges Dr. Lin with violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (Securities Act) and Sections 10(b), 13(d), and 16(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13d-1, 13d-2, 16a-2, and 16a-3 thereunder. Ms. Lin and Surgilight are charged with violations of Sections 5(a), 5(c), and 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Tsai is charged with violations of Sections 5(a) and 5(c) of the Securities Act and aiding and abetting Dr. Lin and Ms. Lin's violations of Section 10(b) of the Exchange Act and Rules 10b- 5 thereunder. The Commission seeks permanent injunctions, disgorgement of ill-gotten gains with prejudgment interest, and civil penalties from all defendants and an officer and director bar against Dr. Lin. The Commission also instituted and settled related administrative proceedings against Delores Easthom pursuant to Section 8A of the Securities Act. Without admitting or denying the Commission's substantive findings, Easthom consented to the issuance of an order (1) finding that she committed or caused violations of Section 17(b) of the Securities Act by posting paid touts on Raging Bull and other Internet bulletin boards without disclosing her compensation arrangement with Surgilight and (2) ordering that she cease and desist from committing or causing any violation and any future violations of Section 17(b). [SEC v. Surgilight, Inc., Jui-Teng Lin, Yuchin Lin and Aaron Tsai, Civil Action No. 6:02-CV-431-0RL-18KRS (G. Kendall Sharp, J.; Karla R. Spaulding, M.J.) (M.D. Fla.] (LR-17469); (Administrative Proceedings in the Matter of Delores Easthom - Rel. 33-8086; File No. 3-10756) DISGORGEMENT AND CIVIL PENALTY CLAIMS AGAINST TAMARACK FUNDING CORPORATION AND RELATED CORPORATE RELIEF DEFENDANTS DISMISSED BY SEC The Commission announced that on March 14, 2002, it voluntarily dismissed its claims for disgorgement and civil penalties against Tamarack Funding Corporation, a Texas corporation (TFC of Texas) and Tamarack Funding Corporation, a Florida corporation (TFC of Florida) (collectively, TFC), and its disgorgement claims against relief defendants Tamarack Lenders Trust and Tamarack Capital Management Corp. (collectively, the Tamarack Entities). The SEC had previously obtained a Judgment of Permanent Injunction and Other Relief (Judgment) against the Tamarack Entities and their president, Garry P. Isaacs (Isaacs), by their consent, without admitting or denying the allegations of the Complaint, in connection with the fraudulent offering unregistered securities issued by TFC. The Judgment enjoined TFC and Isaacs from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and provided for setting disgorgement against the Tamarack Entities and Isaacs and, for civil money penalties against TFC and Isaacs. The SEC voluntarily dismissed its claims for disgorgement against the Tamarack Entities, and its claims for civil penalties against TFC, because those entities are defunct and no longer operating, are currently in bankruptcy and do not have any assets. A Final Judgment Setting Amount of Disgorgement, Prejudgment Interest, and Imposing Civil Penalties against Garry P. Isaacs was entered by the United States District Court for the Southern District of Florida on October 23, 2001. [SEC v. Tamarack Funding Corp. and Garry P. Isaacs, Civil Action No. 00- 6730 (S.D. Florida] (LR-17470) FINAL JUDGMENT SETTING DISGORGEMENT, PREJUDGMENT INTEREST AND CIVIL PENALTIES AGAINST GARRY ISAACS The Commission announced that on October 23, 2001, the United States District Court for the Southern District of Florida entered a Final Judgment Setting Amount of Disgorgement, Prejudgment Interest, and Imposing Civil Penalties (Final Judgment) against Garry P. Isaacs (Isaacs). The Final Judgment was entered pursuant to a judgment of permanent injunction previously entered by the Court, on September 20, 2000, by consent, without admitting or denying the allegations of the Complaint, against Isaacs and Tamarack Funding Corporation, a Texas corporation (TFC of Texas), Tamarack Funding Corporation, a Florida corporation (TFC of Florida) (collectively, TFC), in connection with the fraudulent sale of unregistered securities issued by TFC. In addition to permanently enjoining Isaacs and TFC from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, the September 20, 2000 judgment provided for setting disgorgement and civil penalties against TFC and Isaacs. On May 31, 2000, the Commission filed a complaint (Complaint) with the United States District Court for the Southern District of Florida alleging that Isaacs and TFC fraudulently raised approximately $4.7 million from at least 125 investors nationwide by offering and selling unregistered securities in the form of interest-bearing "promissory notes." Specifically, the complaint alleged that from July 1995 to February 2000, TFC and Isaacs knowingly or recklessly made material false and misleading representations in the offer and sale of "promissory notes" to the investing public. According to the complaint, investors in the offering were told that their funds would be used to purchase retail automobile installment loan contracts (vehicle loans) and that their investment would be 100% collateralized. Contrary to these representations, the complaint alleged that investments were not fully collateralized, as only $1.4 million was actually used by TFC to purchase vehicle loans. According to the SEC, the remaining investor funds were used to pay TFC's operating costs and unrelated expenses. The Complaint further alleged that TFC used some of the monies received from new investors to repay interest to existing investors and was thereby engaged in a Ponzi scheme. On October 23, 2001, pursuant to the Commission's motion, the Court ordered Isaacs to disgorge $112,000, with prejudgment interest in the amount of 12,477.44, and imposed a penalty in the amount of $110,000. [SEC v. Tamarack Funding Corp. and Garry P. Isaacs, Civil Action No. 00- 6730, S.D. Florida] (LR-17471) INVESTMENT COMPANY ACT RELEASES PUTNAM AMERICAN GOVERNMENT INCOME FUND, ET AL. An order has been issued on an application filed by Putnam American Government Income Fund, et al. under (1) Section 6(c) of the Investment Company Act exempting applicants from Sections 18(f) and 21(b) of the Act; (2) Section 12(d)(1)(J) of the Act exempting applicants from Section 12(d)(1) of the Act; (3) Sections 6(c) and 17(b) of the Act exempting applicants from Sections 17(a)(1) and 17(a)(3) of the Act; and (4) Section 17(d) of the Act and Rule 17d-1 under the Act. The order permits certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC-25519 - April 10) HOLDING COMPANY ACT RELEASES PEPCO HOLDINGS INC., ET. AL A notice has been issued giving interested persons until May 6, 2002, to request a hearing on a proposal by Pepco Holdings, Inc. (PHI), a company not currently subject to the Act, PHI's parent company, Potomac Electric Power Company (Pepco), a public utility company; Pepco's direct and indirect nonutility subsidiaries, all located at 701 Ninth Street, 10th Floor Suite 1300, Pennsylvania Avenue NW, Washington, DC 20068; Conectiv, a Delaware corporation and a registered public utility holding company, Conectiv's wholly owned public utility subsidiaries Delmarva Power & Light Company (Delmarva) and Atlantic City Electric Company (ACE); Conectiv Energy Holding Company (CEH), a registered holding company subsidiary of Conectiv; CEH's wholly owned electric public utility subsidiaries, Conectiv Delmarva Generation, Inc. (CDG) and Conectiv Pennsylvania Generation, Inc. (CPGI); ACE REIT, Inc. (ACE REIT), a registered holding company subsidiary of CEH; ACE REIT's wholly owned electric public utility subsidiary Conectiv Atlantic Generation, LLC (CAG) and Conectiv's direct and indirect nonutility subsidiaries all located at 800 King Street, Wilmington, Delaware 19801, have filed an application-declaration requesting authorization for certain financing transactions related to PHI being placed as a holding company over Pepco and its subsidiaries and Conectiv and its subsidiaries (Transaction). After the Transaction, PHI will register under Section 5 of the Act. (Rel. 35-27516) AMERICAN ELECTRIC POWER COMPANY, INC. An order has been issued authorizing American Electric Power Company, Inc., a registered holding company, to issue and sell, directly or through new and/or existing financing subsidiaries, up to an aggregate of $3.0 billion in securities through June 30, 2004. (Rel. 35-27517) SELF-REGULATORY ORGANIZATIONS DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective at the opening of business on April 12, 2002. (Rel. 34-45732) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Class B Common Stock, no par value, and First Mortgage Bonds 8 3/4% Series (due August 1, 2006) of National Steel Corporation, effective at the opening of business on April 12, 2002. (Rel. 34-45733) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration 12 _% Senior Notes (due September 1, 2002) of Florsheim Group, Inc., effective at the opening of business on April 12, 2002. (Rel. 34-45734) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Class A Common Stock, $.01 par value, of the Asia Global Crossing, Ltd., effective at the opening of business on April 12, 2002. (Rel. 34-45740) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until May 1, 2002 to comment on the application of FBR Asset Investment Corporation to withdraw its Common Stock, par value $.01 per share, from listing and registration on the American Stock Exchange. (Rel. 34-45739) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 DIGITAL RIVER INC /DE, 9625 W 76TH STREET SUITE 150, EDEN PRAIRIE,MN, 55344, 9522531234 - 0 ($2,394,736.00) Equity, (File 333-85996 - Apr. 11) (BR. 03) S-3 ALCAN INC, 1188 SHERBROOKE ST WEST, MONTREAL QUEBEC CANA, A8, 00000, 5148488000 - 0 ($1,000,000,000.00) Equity, (File 333-85998 - Apr. 11) (BR. 04) SB-2 TECHNOLOGY CONNECTIONS INC, 13777 BALLANTYNE CORPORATE PLACE, SUITE 250, CHARLOTTE, NC, 28277, 5,485,860 ($2,742,930.00) Equity, (File 333-86000 - Apr. 11) (BR. ) S-8 HEALTHTRAC INC, 120 N LASALLE DR, SUITE 1000, CHICAGO, IL, 60602, 3129209999 - 250,000 ($32,500.00) Equity, (File 333-86002 - Apr. 11) (BR. 37) S-8 DANIELSON HOLDING CORP, 767 THIRD AVE 5TH FL, NEW YORK, NY, 10017, 2128880347 - 1,713,500 ($8,002,045.00) Equity, (File 333-86004 - Apr. 11) (BR. 01) S-8 WATSCO INC, 2665 S BAYSHORE DR, STE 901, COCONUT GROVE, FL, 33133, 3058580828 - 6,000,000 ($86,915,746.57) Equity, (File 333-86006 - Apr. 11) (BR. 06) S-4 APCOA STANDARD PARKING INC /DE/, 900 N. MICHIGAN AVENUE, CHICAGO, IL, 60611-1542, 2185220700 - 0 ($72,269,000.00) Non-Convertible Debt, (File 333-86008 - Apr. 11) (BR. 05) S-3 PAUL SON GAMING CORP, 1700 S INDUSTRIAL ROAD, LAS VEGAS, NV, 89102, 7023842425 - 0 ($405,001.35) Equity, (File 333-86010 - Apr. 11) (BR. 05) S-8 AMERISOURCEBERGEN CORP, 1300 MORRIS DRIVE, SUITE 100, CHESTERBROOK, PA, 19087-5594, 6107277000 - 0 ($66,910,000.00) Equity, (File 333-86012 - Apr. 11) (BR. 01) S-1 MOVIE GALLERY INC, 900 WEST MAIN STREET, DOTHAN, AL, 36301, 3346772108 - 0 ($156,638,625.00) Equity, (File 333-86016 - Apr. 11) (BR. 05) S-4 LEUCADIA NATIONAL CORP, 315 PARK AVE S, NEW YORK, NY, 10010, 2124601900 - 57,295,407 ($2,042,867,736.58) Equity, (File 333-86018 - Apr. 11) (BR. 01) S-8 INTERNET ADVISORY CORP, 2455 EAST SUNRISE BLVD, SUITE 401, FT LAUDERDALE, FL, 33304, 8885220958 - 0 ($142,200.00) Equity, (File 333-86020 - Apr. 11) (BR. 08) S-8 CATALINA LIGHTING INC, 18191 NW 68TH AVE, MIAMI, FL, 33015, 3055584777 - 0 ($4,911,530.00) Equity, (File 333-86022 - Apr. 11) (BR. 36) F-8 BRASCAN CORP/, BCE PLACE 181 BAY ST, STE 4400 PO BOX 762, TORONTO ONTARIO, A6, 4163639491 - 0 ($95,215,131.20) Other, (File 333-86024 - Apr. 11) (BR. 04) S-4 ARISTOTLE CORP, 27 ELM STREET, NEW HAVEN, CT, 06510, 2038674090 - 17,399,482 ($21,639,692.00) Equity, (File 333-86026 - Apr. 11) (BR. 36) S-3 LSI LOGIC CORP, 1551 MCCARTHY BLVD, MS D 106, MILPITAS, CA, 95035, 4084338000 - 651,488 ($10,098,064.00) Equity, (File 333-86028 - Apr. 11) (BR. 36) S-8 BIOMASSE INTERNATIONAL INC, 721 SE 17TH ST, FORT LAUDERDALE, FL, 33316, 7545240558 - 325,000 ($74,750.00) Equity, (File 333-86030 - Apr. 11) (BR. 09) S-3 HEALTH MANAGEMENT ASSOCIATES INC, 5811 PELICAN BAY BLVD, SUITE 500, NAPLES, FL, 33963, 9415983131 - 0 ($279,279,000.00) Debt Convertible into Equity, (File 333-86034 - Apr. 11) (BR. 01) S-4 SUNOCO LOGISTICS PARTNERS OPERATIONS LP, 1801 MARKET ST., PHILADELPHIA, PA, 19103, 2159773000 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-86036 - Apr. 11) (BR. ) SB-2 AMANDA CO INC, 1601 ALTON PARKWAY, IRVINE, CA, 92606, 9492613131 - 193,158,333 ($3,863,167.00) Debt Convertible into Equity, (File 333-86038 - Apr. 11) (BR. 03) S-8 ITLA CAPITAL CORP, 888 PROSPECT STREET, SUITE 110, LA JOLLA, CA, 92037, 8585510511 - 311,500 ($8,865,290.00) Other, (File 333-86040 - Apr. 11) (BR. 07) S-3 CHELSEA PROPERTY GROUP INC, 103 EISENHOWER PKWY, ROSELAND, NJ, 07068, 2012286111 - 15,607 ($873,836.00) Equity, (File 333-86042 - Apr. 11) (BR. 08) S-3 KEMPER INVESTORS LIFE INSURANCE CO, 1600 MCCONNOR PARKWAY, SCHAUMBURG, IL, 60196-6801, 847-874-4000 - 0 ($20,000,000.00) Other, (File 333-86044 - Apr. 11) (BR. 20) S-8 ASPECT MEDICAL SYSTEMS INC, 141 NEEDHAM STREET, NEWTON, MA, 02464-1505, (617) 559-7857 - 0 ($17,668,385.00) Equity, (File 333-86048 - Apr. 11) (BR. 36) S-3 AMERICAN ELECTRIC POWER CO INC, 1 RIVERSIDE PLZ, COLUMBUS, OH, 43215, 6142231000 - 3,000,000,000 ($3,000,000,000.00) Other, (File 333-86050 - Apr. 11) (BR. 02) S-3 TRANSACTION SYSTEMS ARCHITECTS INC, 224 SOUTH 108TH AVE, OMAHA, NE, 68154, 4023907600 - 100,000 ($1,112,000.00) Equity, (File 333-86052 - Apr. 11) (BR. 03) S-3 ENERGEN CORP, 605 21ST STREET NORTH, BIRMINGHAM, AL, 35203-2707, 205-326-2742 - 3,043,479 ($83,391,324.60) Equity, (File 333-86056 - Apr. 11) (BR. 02) S-3 CENTERSPAN COMMUNICATIONS CORP, 7175 NW EVERGREEN PARKWAY, #400, HILLSBORO, OR, 97124-5839, 5036153200 - 0 ($16,907,916.82) Equity, (File 333-86058 - Apr. 11) (BR. 03) S-8 BEAR STEARNS COMPANIES INC, 383 MADISON AVENUE, NEW YORK, NY, 10179, 2122722000 - 19,000,000 ($1,222,650,000.00) Equity, (File 333-86060 - Apr. 11) (BR. 07) S-4 B&G FOODS INC, FOUR GATEHALL DR, SUITE 110, PARSIPPANY, NJ, 07054, 9732282500 - 1 ($220,000,000.00) Non-Convertible Debt, (File 333-86062 - Apr. 11) (BR. 02) SB-2 USA TECHNOLOGIES INC, 200 PLANT AVENUE, WAYNE, PA, 19087, 6109890340 - 8,813,925 ($3,525,570.00) Equity, (File 333-86064 - Apr. 11) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AAMES CAPITAL CORP AAMES MORTGAGE TRU CA X X 03/28/02 ACME COMMUNICATIONS INC DE X 04/09/02 ADATOM COM INC DE X 12/31/01 ADPADS INC CO X 12/31/01 AMEND AGL RESOURCES INC GA X X 04/10/02 AGL RESOURCES INC GA X X 04/10/02 AIRPLANES LTD DE X 03/27/02 ALLIED WASTE INDUSTRIES INC DE X 04/10/02 ALLIED WASTE INDUSTRIES INC DE X 04/10/02 AMB PROPERTY CORP MD X 04/08/02 AMERICA FIRST MORTGAGE INVESTMENTS IN MD X X 04/11/02 AMREP CORP OK X 04/04/02 ANDRX CORP /DE/ DE X X 04/11/02 APACHE CORP DE X X 04/08/02 APPLEBEES INTERNATIONAL INC DE X 04/10/02 APPLEBEES INTERNATIONAL INC DE X 04/11/02 APPLIED DIGITAL SOLUTIONS INC MO X X 03/27/02 ARCHON CORP NV X X 03/21/02 ARISTOTLE CORP DE X X 04/11/02 AVAX TECHNOLOGIES INC DE X 04/11/02 BANCORP CONNECTICUT INC DE X X 04/11/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 01/24/02 BANKENGINE TECHNOLOGIES INC FL X X 03/19/02 BANKNORTH GROUP INC/ME ME X X 04/10/02 BB&T CORP NC X 03/31/02 BE AEROSPACE INC DE X X X 04/10/02 BEAR STEARNS ASSET BACKED SECURITIES DE X X 03/28/02 BECTON DICKINSON & CO NJ X 04/11/02 BLUEPOINT LINUX SOFTWARE CORP IN X 03/28/02 AMEND BNCCORP INC DE X X 04/05/02 CHADMOORE WIRELESS GROUP INC CO X X 04/10/02 CHASE FUNDING INC NY X X 12/31/01 CHEMICAL FINANCIAL CORP MI X 04/11/02 CIT HOME EQUITY LOAN TRUST 2002-1 DE X X 04/11/02 CITIZENS & NORTHERN CORP PA X X 03/31/02 CITIZENS FIRST BANCORP INC DE X 03/28/02 CLAYTON WILLIAMS ENERGY INC /DE DE X X 04/05/02 CONSTELLATION BRANDS INC DE X 04/10/02 CONTINENTAL RESOURCES INC OK X X 03/28/02 CORRECTIONS CORP OF AMERICA MD X X X 03/26/02 CROSS MEDIA MARKETING CORP DE X 04/10/02 CRYOLIFE INC FL X X 04/08/02 CSB BANCORP INC /OH OH X X 04/11/02 CURAGEN CORP DE X X 04/09/02 CWABS INC DE X X 04/11/02 CWABS INC DE X X 04/11/02 CWMBS INC DE X X 03/28/02 DALECO RESOURCES CORP DE X 04/10/02 DIGENE CORP DE X X 04/11/02 DIGITAL ANGEL CORP DE X X X X X 03/27/02 DIGITAL ANGEL CORP DE X X X X X 03/27/02 DIGITAL POWER CORP CA X 04/04/02 DISCOVER CARD MASTER TRUST I DE X 03/31/02 DOCUMENTUM INC DE X X 03/14/02 AMEND DORAL FINANCIAL CORP PR X X 04/10/02 ENEXI HOLDINGS INC DE X 04/11/02 ENTERCOM COMMUNICATIONS CORP PA X 04/11/02 ENTERGY CORP /DE/ DE X X 04/11/02 ENZON INC DE X 04/10/02 FBR ASSET INVESTMENT CORP/VA VA X X 04/10/02 FIRST HORIZON ASSET SECURITIES INC DE X X 03/28/02 FIRST LITCHFIELD FINANCIAL CORP DE X 04/10/02 FIVE STAR QUALITY CARE INC X X 04/01/02 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 03/27/02 GENAERA CORP DE X 04/10/02 GENERAL ELECTRIC CO NY X 04/11/02 GENESEE & WYOMING INC DE X X 04/05/02 GREAT AMERICAN BANCORP INC DE X X 04/09/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 04/08/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 04/09/02 HARMONY TRADING CORP NY X X X 03/27/02 HEAFNER TIRE GROUP INC DE X X 03/27/02 HEILIG MEYERS CO VA X 02/28/02 HERBALIFE INTERNATIONAL INC NV X X 04/10/02 HIBERNIA CORP LA X 03/31/02 HOCKEY CO DE X X 04/03/02 ICO INC TX X X 04/10/02 INTERNATURAL PHARMACEUTICALS INC NV X X X 03/26/02 INTERNET GOLF ASSOCIATION INC CO X X 04/08/02 INVACARE CORP OH X 04/11/02 INVERNESS MEDICAL INNOVATIONS INC DE X X 04/11/02 JORE CORP MT X 04/11/02 JUPITER ENTERPRISES INC NV X X 04/08/02 LA-Z-BOY INC MI X 04/08/02 LCA VISION INC DE X X 04/09/02 LIFEPOINT HOSPITALS INC DE X X 04/11/02 LYNX THERAPEUTICS INC DE X X 03/05/02 AMEND MACATAWA BANK CORP MI X X 04/01/02 MADISON RIVER CAPITAL LLC DE X X 04/10/02 MALLON RESOURCES CORP CO X 04/02/02 MANATRON INC MI X X X 04/11/02 MATRIX SERVICE CO DE X X 04/11/02 MBNA CORP MD X 04/11/02 MELLON BANK N A MA X 04/09/02 MERRILL LYNCH & CO INC DE X 04/11/02 MILINX BUSINESS GROUP INC DE X 04/10/02 MORGAN STANLEY DEAN WITTER CAP I INC DE X X 03/27/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 03/27/02 NETAIR COM NV X 04/10/02 NETWORK COMMERCE INC WA X X 04/04/02 NOMADIC COLLABORATION INTERNATIONAL I NV X 04/08/02 NORTEL NETWORKS CORP X X 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