SEC NEWS DIGEST Issue 2002-32 February 15, 2002 COMMISSION ANNOUNCEMENTS ORDER OF SUSPENSION OF TRADING ENTERED AGAINST EAGLE BUILDING TECHNOLOGIES, INC. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of Eagle Building Technologies, Inc. (Eagle Building) of Boca Raton, Florida, at 9:30 a.m. EST on February 15, 2002, and terminating at 11:59 p.m. EST on March 1, 2002. The Commission temporarily suspended trading in the securities of Eagle Building because of questions that have been raised about the accuracy and adequacy of publicly disseminated information concerning, among other things, (1) the company's foreign operations and (2) post- September 11 security measures marketed by Eagle Building, including an airport baggage security system, mail sterilization technology, and money laundering detection software. (Rel. 34-45449) ENFORCEMENT PROCEEDINGS SEC CHARGES A GEORGIA INVESTMENT ADVISER AND ITS CONTROLLING SHAREHOLDER WITH FRAUD The Commission announced today that it has filed a complaint in the United States District Court for the Northern District of Georgia against John Raymond Linney Clain and his investment adviser firm, Saint James Asset Management, Inc., both of Alpharetta, Georgia. The complaint alleges that between 1998 and 2000, Clain and Saint James misappropriated approximately $920,000 from sixteen clients. The complaint also names Clain Family Corporation, a Georgia company, as a relief defendant. The complaint alleges that Clain and Saint James obtained over $960,000 from sixteen clients between January 1998 and October 2000 by misrepresenting that the clients' money would be used to purchase various securities. Without the clients' knowledge or permission, Clain used the money primarily to fund the operations for an Augusta, Georgia company in which Clain had an interest, Alternate Energy Resources, Inc. The complaint also alleges that Clain used misappropriated funds to purchase two cars and a diamond ring, and to pay the mortgage on his house. Clain Family Corporation, which is controlled by Clain, now owns one of the cars. It also alleges that the defendants' misconduct included providing clients with materially false and misleading periodic account statements that represented falsely that they had bought specific securities for the clients, when in fact they had. The SEC's complaint charges Clain and Saint James with violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The complaint also charges Clain and Saint James with violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The SEC seeks permanent injunctions against Clain and Saint James as well as an order compelling disgorgement of ill-gotten gains, along with prejudgment interest and civil penalties. The complaint seeks return of ill-gotten gains from Clain Family Corporation, the relief defendant. [SEC v. Saint James Asset Management, Inc. and John Raymond Linney Clain, Defendants and Clain Family Corporation, Relief Defendant, Civil Action File No. 1:02-CV-426, N.D. Ga.] (LR-17363) CORRECTION An incorrect Accounting and Auditing Enforcement release number (AAE Rel.) was reported in yesterday's Digest for an administrative proceeding In the Matter of William H. Warner and Robert J. Quigley. The correct AAE Rel. number is 1505. INVESTMENT COMPANY ACT RELEASES IDS LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until March 11, 2002, to request a hearing on an application by IDS Life Insurance Company (IDS Life), IDS Life Variable Account 10 (Account 10) and IDS Life Accounts F, G, H, IZ, JZ, KZ, LZ, MZ, N, PZ, QZ, RZ, SZ and TZ (the Old Accounts) (collectively, the Applicants). Applicants seek an order of the Commission pursuant to Section 11(a) of the Investment Company Act of 1940 approving the terms of a proposed offer of exchange of new American Express Retirement Advisor Advantage Variable Annuity contracts issued by IDS Life and made available through Account 10 for certain outstanding annuity contracts issued by IDS Life and made available through the Old Accounts. (Rel. IC-25420 - February 12) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2001-24) and Amendment Nos. 1,2,3, and 4 thereto, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to the manual handling of certain AUTOM orders by specialists. Publication of the proposal is expected in the Federal Register during the week of February 18. (Rel. 34-45436) The Government Securities Clearing Corporation filed a proposed rule change (SR-GSCC-2002-01) under Section 19(b)(1) of the Securities Exchange Act of 1934 that would allow GSCC to establish a cross- margining program with BrokerTec Clearing Company, L.L.C. Publication of the proposal is expected in the Federal Register during the week of February 18. (Rel. 34-45438) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Philadelphia Stock Exchange (SR-Phlx- 2001-109) clarifying the applicability of Phlx Rule 606 to tethered communication devices has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 18. (Rel. 34-45440) A proposed rule change filed by the Philadelphia Stock Exchange to amend Phlx Rule 229 to allow specialists to establish a proprietary Specialized Quote Feed to the PACE system (SR-Phlx 2001-103) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 18. (Rel. 34-45443) A proposed rule change (SR-NASD-2002-17) filed by the National Association of Securities Dealers, through its subsidiary The Nasdaq Stock Market, Inc., to expand its program for sharing market data revenue with NASD members, reduce charges for automated give-up trade reports, and delete a fee schedule for the Nasdaq ReSource Service, has become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 18. (Rel. 34-45444) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ENTRAVISION COMMUNICATIONS CORP, 2425 OLYMPIC BLVD, STE 6000 WEST, SANTA MONICA, CA, 90404, 3104473870 - 1,200,000 ($13,710,000.00) Equity, (File 333-82718 - Feb. 14) (BR. 37) S-8 THAON COMMUNICATIONS INC, 1543 WEST OLYMPIC BLVD SIXTH FL, LOS ANGELES, CA, 90015, 2132527050 - 10,000,000 ($160,000.00) Other, (File 333-82720 - Feb. 14) (BR. 09) S-8 EXELIXIS INC, 6508252200 - 0 ($50,219,461.44) Equity, (File 333-82722- Feb. 14) (BR. 01) S-8 EXELIXIS INC, 6508252200 - 0 ($2,806,250.00) Equity, (File 333-82724- Feb. 14) (BR. 01) S-3 ISTA PHARMACEUTICALS INC, 15279 ALTON PARKWAY 100, IRVINE, CA, 92618, 9497886000 - 0 ($1,716,699.95) Equity, (File 333-82726 - Feb. 14) (BR. 01) S-3 MOORE CORPORATION LTD, 40 KING STREET WEST, SUITE 3501, TORONTO ONTARIO CANA, A6, 4163642600 - 18,234,525 ($192,191,893.49) Equity, (File 333-82728 - Feb. 14) (BR. 05) S-3 FASTCOMM COMMUNICATIONS CORP, 45472 HOLIDAY DR, SUITE 3, STERLING, VA, 20166, 7033187750 - 14,429,883 ($2,164,482.00) Equity, (File 333-82732 - Feb. 14) (BR. 37) S-8 INVESTCO INC, 3998 FAU BLVD, SUITE 210, BOCA RATON, FL, 33431, 5613670600 - 500,000 ($2,400,000.00) Equity, (File 333-82734 - Feb. 14) (BR. 08) S-8 NUCLEAR SOLUTIONS INC, 1530 EAST COMMERCIAL ST., SUITE 109, MERIDIAN, ID, 83642, 2088467868 - 86,250 ($116,437.50) Equity, (File 333-82736- Feb. 14) (BR. 09) S-8 ANDREA ELECTRONICS CORP, 45 MELVILLE PARK ROAD, MELVILLE, NY, 11747, 5167191800 - 1,375,000 ($4,215,743.00) Equity, (File 333-82738 - Feb. 14) (BR. 37) S-8 ANDREA ELECTRONICS CORP, 45 MELVILLE PARK ROAD, MELVILLE, NY, 11747, 5167191800 - 1,375,000 ($4,215,743.00) Equity, (File 333-82740 - Feb. 14) (BR. 37) SB-2 SAFE TRANSPORTATION SYSTEMS INC, 1008 ROYAL ABERDEEN WAY, ORLANDO, FL, 32820, 4076500333 - 29,089,289 ($2,908,929.00) Equity, (File 333-82744 - Feb. 14) (BR. 09) SB-2 SURGILIGHT INC, 12001 SCIENCE DRIVE, SUITE 140, ORLANDO, FL, 32826, 4074824555 - 2,530,000 ($759,000.00) Other, (File 333-82746 - Feb. 14) (BR. 09) S-3 EGL INC, 15340 VICKERY DR, HOUSTON, TX, 77032, 2816183100 - 0 ($100,000,000.00) Debt Convertible into Equity, (File 333-82750 - Feb. 14) (BR. 05) S-8 PAREXEL INTERNATIONAL CORP, 195 WEST ST, WALTHAM, MA, 02151, 7814879900 - 0 ($13,465,000.00) Equity, (File 333-82752 - Feb. 14) (BR. 01) S-8 SYNQUEST INC, 3500 PARKWAY LANE, SUITE 555, NORCROSS, GA, 30092, 0 ($660,000.00) Equity, (File 333-82754 - Feb. 14) (BR. 03) S-8 NVR INC, 7601 LEWISVILLE RD, STE 300, MCLEAN, VA, 22102, 7037612000 - 0 ($122,137,500.00) Equity, (File 333-82756 - Feb. 14) (BR. 06) S-8 BOMBAY COMPANY INC, 550 BAILEY AVE STE 700, FORT WORTH, TX, 76107, 8173478200 - 781,032 ($1,796,373.59) Equity, (File 333-82758 - Feb. 14) (BR. 02) S-8 NATHANS FAMOUS INC, 1400 OLD COUNTRY RD, WESTBURY, NY, 11590, 5163388500 - 350,000 ($1,267,000.00) Equity, (File 333-82760 - Feb. 14) (BR. 05) S-3 NETWORK ENGINES INC, 25 DAN ROAD, CANTON, MA, 02021, 7813321000 - 0 ($164,942.00) Equity, (File 333-82762 - Feb. 14) (BR. 05) S-8 ENTRUST FINANCIAL SERVICES INC, 6795 EAST TENNESSEE AVE., #105, DENVER, CO, 80224, 3033226999 - 150,000 ($150,000.00) Equity, (File 333-82764- Feb. 14) (BR. 07) S-8 LUNA TECHNOLOGIES INTERNATIONAL INC, 61-B FAWCETT RD, COQUITLAM B C CANADA, A1, 6045265890 - 0 ($680,000.00) Equity, (File 333-82766 - Feb. 14) (BR. 02) S-3 LEVEL 8 SYSTEMS INC, 8000 REGENCY PARKWAY, CARY, NC, 27511, 2122441234 - 5,678,511 ($9,255,973.00) Equity, (File 333-82768 - Feb. 14) (BR. 03) S-3 GIBRALTAR STEEL CORP, 3556 LAKE SHORE ROAD, P O BOX 2028, BUFFALO, NY, 14219-0228, 7168266500 - 3,450,000 ($61,755,000.00) Equity, (File 333-82770 - Feb. 14) (BR. 06) S-8 ARCH CAPITAL GROUP LTD, 20 HORSENECK LANE, GREENWICH, CT, 06830, 2038624300 - 2,455,575 ($62,887,275.75) Equity, (File 333-82772 - Feb. 14) (BR. 01) S-3 AML COMMUNICATIONS INC, 1000 AVENIDA ACASO, CAMARILLO, CA, 93012, 8053881345 - 0 ($1,164,016.00) Equity, (File 333-82774 - Feb. 14) (BR. 37) S-1 UNITEDGLOBALCOM INC, 4643 SOUTH ULSTER STREET SUITE 1300, DENVER, CO, 80237, 3037704001 - 0 ($44,887,819.00) Equity, (File 333-82776 - Feb. 14) (BR. 07) S-1 INTERFERON SCIENCES INC, 783 JERSEY AVE, NEW BRUNSWICK, NJ, 08901, 9082493250 - 5,000,000 ($1,500,000.00) Equity, (File 333-82778 - Feb. 14) (BR. 01) S-1 INTERFERON SCIENCES INC, 783 JERSEY AVE, NEW BRUNSWICK, NJ, 08901, 9082493250 - 2,000,000 ($600,000.00) Equity, (File 333-82780 - Feb. 14) (BR. 01) S-8 COSTCO WHOLESALE CORP /NEW, 999 LAKE DRIVE, ISSAQUAH, WA, 98027-, 4253138100 - 50,000,000 ($2,101,822,168.00) Equity, (File 333-82782 - Feb. 14) (BR. 02) S-8 QUEST SOFTWARE INC, 8001 IRVINE CENTER DRIVE, IRVINE, CA, 92618, 9497548000 - 0 ($73,634,136.00) Equity, (File 333-82784 - Feb. 14) (BR. 03) S-8 VENTURELIST COM INC, 583 SAN MATEO AVE, SAN BRUNO, CA, 94066, 6505882678 - 200,000 ($2,000.00) Equity, (File 333-82786 - Feb. 14) (BR. 09) S-3 CEPHALON INC, 145 BRANDYWINE PKWY, WEST CHESTER, PA, 19380, 6103440200 - 600,000,000 ($600,000,000.00) Debt Convertible into Equity, (File 333-82788 - Feb. 14) (BR. 01) S-8 MAPINFO CORP, ONE GLOBAL VIEW, TROY, NY, 12180, 5182856000 - 300,000 ($2,724,000.00) Equity, (File 333-82790 - Feb. 14) (BR. 03) S-4 TURN WORKS ACQUISITION III INC, 1330 LAKE ROBBINS DR, SUITE 205, WOODLANDS, TX, 77380, 2813632013 - 0 ($273,548,775.00) Equity, (File 333-82792 - Feb. 14) (BR. ) S-8 ARMITEC INC, 1295 WEST GARMON RD NW, ATLANTA, GA, 30327, 4043528000 - 2,725,000 ($204,375.00) Debt Convertible into Equity, (File 333-82794- Feb. 14) (BR. 07) S-3 FBR ASSET INVESTMENT CORP/VA, POTOMAC TOWER, 1001 NINETEENTH ST NORTH, ARLINGTON, VA, 22209, 7033129500 - 440,000 ($11,743,600.00) Equity, (File 333-82796 - Feb. 14) (BR. 08) S-3 ROWAN COMPANIES INC, 2800 POST OAK BLVD., SUITE 5450, HOUSTON, TX, 77056-6127, 7136217800 - 91,006 ($1,510,699.60) Equity, (File 333-82798 - Feb. 14) (BR. 04) S-4 GOODRICH CORP, 4 COLISEUM CENTRE, 2730 WEST TYVOLA ROAD, CHARLOTTE, NC, 28217, 7044237000 - 0 ($290,682,000.00) Non-Convertible Debt, (File 333-82800 - Feb. 14) (BR. 05) S-3 ROWAN COMPANIES INC, 2800 POST OAK BLVD., SUITE 5450, HOUSTON, TX, 77056-6127, 7136217800 - 300,000 ($4,980,000.00) Equity, (File 333-82802 - Feb. 14) (BR. 04) S-3 ROWAN COMPANIES INC, 2800 POST OAK BLVD., SUITE 5450, HOUSTON, TX, 77056-6127, 7136217800 - 109,890 ($1,824,174.00) Equity, (File 333-82804 - Feb. 14) (BR. 04) S-3 PARKER HANNIFIN CORP, 6035 PARKLAND BOULEVARD, CLEVELAND, OH, 44124-4141, 2168963000 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-82806- Feb. 14) (BR. 06) S-8 MAPINFO CORP, ONE GLOBAL VIEW, TROY, NY, 12180, 5182856000 - 500,000 ($4,540,000.00) Equity, (File 333-82808 - Feb. 14) (BR. 03) S-3 NAPRO BIOTHERAPEUTICS INC, 6304 SPINE RD, UNIT A, BOULDER, CO, 80301, 3035303891 - 1,500,000 ($13,679,999.99) Equity, (File 333-82810 - Feb. 14) (BR. 01) S-4 CERBCO INC, 3421 PENNSY DR, LANDOVER, MD, 20785, 3017731784 - 0 ($6,747,450.00) Equity, (File 333-82814 - Feb. 14) (BR. 06) S-3 SUN LIFE ASSURANCE CO OF CANADA US, SC 1335 ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA, 02481, 7814461182 - 0 ($100,000,000.00) Other, (File 333-82816 - Feb. 14) (BR. 20) S-8 OMNICELL INC /CA/, 1101 EAST MEADOW DR, PALO ALTO, CA, 94303, 6502516100 - 0 ($10,919,787.00) Equity, (File 333-82818 - Feb. 14) (BR. 03) S-8 SCIOS INC, 820 W MAUDE AVE, SUNNYVALE, CA, 94086, 4086168200 - 0 ($60,450,000.00) Equity, (File 333-82820 - Feb. 14) (BR. 01) S-3 SUN LIFE ASSURANCE CO OF CANADA US, SC 1335 ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA, 02481, 7814461182 - 0 ($100,000,000.00) Other, (File 333-82824 - Feb. 14) (BR. 20) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------- -------- 8X8 INC /DE/ DE X X 02/14/02 ADAIR INTERNATIONAL OIL & GAS INC TX X 02/05/02 AMEND ADVANCED AERODYNAMICS & STRUCTURES IN DE X X 01/30/02 ADVANCED MARKETING SERVICES INC DE X X 02/08/02 ADVANCED OXYGEN TECHNOLOGIES INC DE X 11/02/01 ALLEN TELECOM INC DE X X 02/13/02 ALLIED HOLDINGS INC GA X X 02/12/02 AMBIENT CORP /NY DE X 02/14/02 AMERADA HESS CORP DE X X 02/14/02 AMEREN CORP MO X X 02/13/02 AMERICAN MEDIA OPERATIONS INC DE X X 02/14/02 AMERICREDIT FINANCIAL SERVICES INC DE X X 02/12/02 AMERIGON INC CA X X 02/12/02 APO HEALTH INC /NV/ NV X 06/13/01 AMEND ARCHSTONE SMITH OPERATING TRUST MD X X 02/12/02 ASSET BACKED SECURITIES CORP DE X X 01/24/02 ASTROCOM CORP MN X 02/14/02 BECTON DICKINSON & CO NJ X X 02/14/02 BRANDAID MARKETING CORP DE X X 03/31/02 BRIGHTPOINT INC DE X X 01/30/02 CANARGO ENERGY CORP DE X X 02/12/02 CAPITAL ONE AUTO FINANCE TRUST 2001-A DE X 02/12/02 CAPITAL ONE AUTO FINANCE TRUST 2001-B DE X 02/12/02 CAPITAL ONE AUTO FINANCE TRUST 2001-B DE X 01/09/02 CCC GLOBALCOM CORP NV X X 11/30/01 AMEND CDSI HOLDINGS INC DE X 01/31/02 CENDANT CORP DE X X 02/14/02 CHARLES RIVER LABORATORIES INC X 02/12/02 CHARLES RIVER LABORATORIES INTERNATIO X 02/12/02 CHESAPEAKE CORP /VA/ VA X 02/14/02 CLARENT CORP/DE DE X X 01/08/02 CLUSONE ACQUISITION CORP DE X X X 02/11/02 COACHMEN INDUSTRIES INC IN X X 02/13/02 COMPUTER NETWORK TECHNOLOGY CORP MN X X 02/14/02 CONNECTICUT WATER SERVICE INC / CT CT X X 02/13/02 CONSECO FINANCE CORP DE X 02/13/02 CWABS INC ASSET BACKED CERTIFICATESS DE X X 01/30/02 CWABS INC ASSET BACKED CERTIFICATESS DE X X 01/30/02 CYBER MERCHANTS EXCHANGE INC CA X X 02/14/02 AMEND CYGNUS INC /DE/ DE X X 02/14/02 CYMER INC NV X X 02/11/02 D ANGELO BRANDS INC NV X 02/08/02 D ANGELO BRANDS INC NV X 11/14/01 AMEND DATA SYSTEMS & SOFTWARE INC DE X 12/13/01 AMEND DELTAGEN INC DE X X 01/31/02 DELTEK SYSTEMS INC VA X X 02/13/02 DICUT INC X X X X 12/12/01 AMEND DIOMED HOLDINGS INC NV X X 02/14/02 DOCUMENTUM INC DE X X 12/03/01 AMEND EAGLE BUILDING TECHNOLOGIES INC NV X 02/14/02 EASTMAN CHEMICAL CO DE X X 02/11/02 ECHELON CORP DE X X 01/31/02 EDGEWATER TECHNOLOGY INC/DE/ DE X 02/13/02 EMCOR GROUP INC DE X X 02/11/02 ENRON CORP/OR/ OR X X 02/08/02 EQUITY INNS INC TN X X 02/14/02 EQUITY ONE ABS INC DE X X 02/14/02 EXCO RESOURCES INC TX X 12/18/01 AMEND EXDS INC DE X X X 02/01/02 FINDWHAT COM INC NV X X 02/12/02 FIRST UNION REAL ESTATE EQUITY & MORT OH X X 02/14/02 FLAG TELECOM HOLDINGS LTD X X 02/14/02 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 01/31/02 FOREST OIL CORP NY X X 02/13/02 FOREST OIL CORP NY X X 02/13/02 FRAWLEY CORP DE X 02/13/02 GIBRALTAR STEEL CORP DE X X 01/24/02 GIGA INFORMATION GROUP INC DE X 02/14/02 GLASSTECH INC DE X X X 01/30/02 GLYKO BIOMEDICAL LTD X X 02/06/02 GMAC COMMERCIAL MORTGAGE SECURITIES I DE X X 02/05/02 GUNDLE SLT ENVIRONMENTAL INC DE X X 02/04/02 HARDINGE INC NY X X 02/07/02 HARDINGE INC NY X X 02/12/02 HEILIG MEYERS CO VA X 12/31/01 HEWLETT PACKARD CO DE X X X 02/13/02 HEWLETT PACKARD CO DE X X 02/14/02 HF FINANCIAL CORP DE X 02/14/02 HNC SOFTWARE INC/DE DE X X 02/14/02 HOENIG GROUP INC DE X X 02/01/02 HOMESTORE COM INC DE X 02/13/02 HURRY INC GA X X 02/11/02 HYPERCOM CORP DE X X 02/14/02 IMMTECH INTERNATIONAL INC DE X X 02/14/02 IMMUNE RESPONSE CORP DE X X 02/14/02 IMPERIAL CREDIT INDUSTRIES INC CA X 02/08/02 INFINITE GROUP INC DE X 02/13/02 INGRAM MICRO INC DE X X 02/14/02 INLAND REAL ESTATE GROWTH FUND II LP DE X X 01/31/02 INTERFOODS OF AMERICA INC NV X X 02/14/02 INTUIT INC DE X 02/13/02 ION NETWORKS INC DE X X 02/14/02 JACOBS ENGINEERING GROUP INC /DE/ DE X X 02/12/02 KMG CHEMICALS INC TX X X 02/14/02 LANDS END INC DE X 02/14/02 LCA VISION INC DE X X 02/13/02 LEAR CORP /DE/ DE X X 02/13/02 LIMITED INC DE X 02/05/02 MAII HOLDINGS INC TX X X 02/13/02 MAVERICK TUBE CORPORATION DE X X 02/12/02 MAZEL STORES INC OH X X 02/11/02 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE X 01/31/02 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE X X 01/31/02 MBNA CORP MD X 01/31/02 MCDONALDS CORP DE X X 02/12/02 MCLEODUSA INC DE X X X 01/31/02 MEDISYS TECHNOLOGIES INC UT X 01/31/02 MIKRON INSTRUMENT CO INC NJ X X 02/11/02 MILLIPORE CORP /MA MA X X 02/14/02 MONSANTO CO /NEW/ DE X 02/14/02 MSU DEVICES INC DE X X 02/14/02 NAPRO BIOTHERAPEUTICS INC DE X 02/14/02 NATIONAL GOLF PROPERTIES INC MD X X 02/14/02 NATIONWIDE LIFE INSURANCE CO OH X X 02/14/02 NCT GROUP INC DE X 02/12/02 NORTH EUROPEAN OIL ROYALTY TRUST DE X X 01/31/02 NYFIX INC NY X X X 02/01/02 OPTION ONE MORTGAGE LOAN TR 2002-1 AS DE X X 02/04/02 OUTBACK STEAKHOUSE INC DE X 02/14/02 PACIFIC SUNWEAR OF CALIFORNIA INC CA X 02/01/02 PAM TRANSPORTATION SERVICES INC DE X X 02/08/02 PBSJ CORP /FL/ FL X 02/14/02 PEOPLES BANCORP INC OH X 01/31/02 PNC MORT ACCEPT CORP COMMERC MORT PAS MO X X 02/11/02 POLYONE CORP X X 02/07/02 PREMCOR REFINING GROUP INC DE X 02/12/02 PREMCOR USA INC DE X 02/12/02 PRIMIX DE X X 02/08/02 PROGRESS FINANCIAL CORP DE X 02/12/02 PROGRESS FINANCIAL CORP DE X 02/13/02 PROXIM INC /DE/ DE X X 02/13/02 PUBLIC STORAGE INC /CA CA X X 02/13/02 REGENCY AFFILIATES INC DE X 02/14/02 REPUBLIC FIRST BANCORP INC PA X 02/13/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 01/30/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/29/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/14/02 RESIDENTIAL ASSET SECURITIES CORP DE X 01/30/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 01/30/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 01/30/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X 01/29/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 01/30/02 RESPONSE ONCOLOGY INC TN X X 02/13/02 REUNION INDUSTRIES INC DE X 02/14/02 RIGEL PHARMACEUTICALS INC DE X X 02/14/02 RUBICON MEDICAL INC DE X 02/01/02 SABINE RIVER HOLDING CORP DE X 02/12/02 SCOTTISH ANNUITY & LIFE HOLDINGS LTD E9 X X 02/13/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 02/13/02 SECURITY ASSOCIATES INTERNATIONAL INC DE X 01/18/02 SHELBOURNE PROPERTIES I INC DE X X 02/13/02 SHELBOURNE PROPERTIES II INC DE X X 02/13/02 SHELBOURNE PROPERTIES III INC DE X X 02/13/02 SPARTAN MOTORS INC MI X X 02/14/02 ST JUDE MEDICAL INC MN X 02/13/02 STAGE II APPAREL CORP NY X 01/22/02 STONE ENERGY CORP DE X X 02/14/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 12/25/01 STRUCTURED ASSET SECURITIES CORP MORT DE X 01/30/02 STRUCTURED PRODUCTS CORP DE X 02/01/02 SUN MICROSYSTEMS INC DE X X 02/11/02 SVI SOLUTIONS INC NV X 02/14/02 SWEETHEART HOLDINGS INC \DE\ DE X X 02/14/02 TECHDYNE INC FL X X 09/21/01 AMEND TIVO INC DE X X 02/13/02 U S AGGREGATES INC DE X X 02/06/02 UNI MARTS INC DE X 02/06/02 AMEND UNIVERSAL SECURITY INSTRUMENTS INC MD X 02/13/02 US UNWIRED INC LA X X 02/11/02 VANGUARD AIRLINES INC \DE\ DE X 02/13/02 VANSTAR FILMS INC NV X 02/14/02 VERIZON MARYLAND INC MD X X 02/14/02 VIROPHARMA INC DE X X 02/14/02 WEBQUEST INTERNATIONAL INC NV X 06/19/01 WIRELESS WEBCONNECT INC DE X X X 02/01/02 YAHOO INC DE X X X 02/08/02