SEC NEWS DIGEST Issue 2002-30 February 13, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, FEBRUARY 21, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, February 21, 2002, at 10:00 a.m., will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Formal orders of investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ROBERT HERDMAN TO TESTIFY Chief Accountant Robert K. Herdman will testify before the House Subcommittee on Commerce, Trade and Consumer Protection on Thursday, February 14, concerning Current Financial Accounting Standards and Investor Protection. The hearing will begin at 9:30 a.m. in Room 2212 of the Rayburn House Office Building. SEC TO PROPOSE NEW CORPORATE DISCLOSURE RULES The Commission today announced that it intends to propose changes in corporate disclosure rules as the first in a series of steps designed to improve the financial reporting and disclosure system. "The steps we announce today represent only a beginning in the realization of an important regulatory agenda," SEC Chairman Harvey Pitt said. "These steps will provide significant improvements quickly while other proposals are considered. We will be working on our own and together with Congress, the President's Working Group, companies, investor groups and other interested participants. We anticipate further reform proposals covering financial reporting and disclosure requirements, accounting standard setting, regulation of the auditing process and profession and corporate governance." Specifically, the Commission intends to propose rules that will: * Provide accelerated reporting by companies of transactions by company insiders in company securities, including transactions with the company; * Accelerate filing by companies of their quarterly and annual reports; * Expand the list of significant events requiring current disclosure on existing Form 8-K. Such events could include changes in rating agency decisions, obligations that are not currently disclosed and lock-out periods affecting employee stock-ownership plans. * Add a requirement that public companies post their Exchange Act reports on their web sites at the same time they are filed with the SEC; and * Require disclosure of critical accounting policies in Management's Discussion and Analysis of Financial Condition and Results of Operations, contained in annual reports. "Our financial disclosure system is the best in the world," Pitt said. "Investors can be confident in the system as we continue to work to improve it." (Press Rel. 2002-22) INVESTMENT COMPANY ACT RELEASES JOHN HANCOCK EQUITY TRUST AND JOHN HANCOCK ADVISERS, INC. A notice has been issued giving interested persons until March 7, 2002, to request a hearing on an application filed by John Hancock Equity Trust and John Hancock Advisers, Inc. for an order that would grant relief from Sections 10(f), 17(a), and 17(e) of the Investment Company Act and from Rule 17e-1 under the Act. The order would permit certain registered open-end management investment companies advised by two or more investment advisers to engage in principal and brokerage transactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in certain underwritings. The transactions would be between the broker-dealer and a portion of the investment company's portfolio not advised by the adviser affiliated with that broker-dealer. The order also would permit these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter. (Rel. IC-25414 - February 11) HARBOR FUND AND HARBOR CAPITAL ADVISORS, INC. An order has been issued on an application filed by Harbor Fund and Harbor Capital Advisors, Inc. under Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act permitting the applicants to enter into and materially amend subadvisory agreements without shareholder approval. The order amends a prior order. (Rel. IC-25415 - February 12) FRANK RUSSELL INVESTMENT COMPANY, ET AL. A notice has been issued giving interested persons until March 11, 2002, to request a hearing on an application filed by Frank Russell Investment Company, et al. for an order granting exemptions from Sections 12(d)(1)(A) and (B) of the Investment Company Act and Section 17(a) of the Act, and permitting certain joint transactions under Section 17(d) of the Act and Rule 17d-1 under the Act. The order would permit (a) certain registered open-end investment companies to use uninvested cash and cash collateral to purchase, in kind or for cash, shares of one or more affiliated money market funds, and the money market funds to sell shares to, and redeem shares from, the investment companies, and (b) the investment companies and the money market funds to continue to engage in transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. (Rel. IC-25416 - February 12) WELLS FARGO FUNDS TRUST, ET AL. An order has been issued on an application filed by Wells Fargo Funds Trust, et al. exempting applicants from Section 15(f)(1)(A) of the Investment Company Act. The order permits a registered investment company not to reconstitute its board of trustees following an acquisition of substantially all of the assets of another registered investment company. (Rel. IC-25417 - February 12) WELLS FARGO FUNDS MANAGEMENT LLC AND WELLS FARGO FUNDS TRUST An order has been issued on an application filed by Wells Fargo Funds Management LLC and Wells Fargo Funds Trust granting an exemption from Section 12(d)(3) of the Investment Company Act. The order permits a registered open-end management investment company to acquire securities of an entity involved in securities-related activities in connection with a merger with another non-affiliated registered open-end management investment company and to continue to hold the securities for up to two years to effect their orderly liquidation following the merger. (Rel. IC-25418 - February 12) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASD-2002-19) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., relating to the listing and trading of Enhanced Return Notes linked to the Nasdaq 100-Index. Publication of the order is expected in the Federal Register during the week of February 18. (Rel. 34-45429) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2002-16) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to clarify the income-based listing standards on Nasdaq has become immediately effective pursuant to Rule 19b-4 under the Securities Exchange Act of 1934. (Rel. 34-45431) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2001-55) submitted by the New York Stock Exchange to amend NYSE Rule 51 relating to suspension of trading. Publication of the order in the Federal Register is expected during the week of February 18. (Rel. 34-45433) DELISTING GRANTED An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain underlying securities as option classes, effective at the opening of business on February 12, 2002. (Rel. 34-45432) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until March 2, 2002, to comment on the application for withdrawal from listing and registration of Global Technovations, Inc., Common Stock, par value $.001 per share, on the American Stock Exchange. (Rel. 34-45434) A notice has been issued giving interested persons until March 2, 2002, to comment on the application for withdrawal from listing and registration of Landauer, Inc., Common Stock, par value $.10 per share, on the American Stock Exchange. (Rel. 34-45435) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 MAGNUM HUNTER RESOURCES INC, 600 E LAS COLINAS BLVD, STE 1200, IVRVING, TX, 75039, 9724010752 - 0 ($108,426,855.00) Equity, (File 333-82552 - Feb. 12) (BR. 04) S-8 MICROSEMI CORP, 2381 MORSE AVENUE, IRVINE, CA, 92614, 7149798220 - 0 ($51,135,000.00) Equity, (File 333-82556 - Feb. 12) (BR. 36) S-3 SALIX PHARMACEUTICALS LTD, 8540 COLONNADE CENTER DR, SUITE 501, RALEIGH, NC, 27615, 9198621000 - 4,600,000 ($78,660,000.00) Equity, (File 333-82558 - Feb. 12) (BR. 01) S-4 BALTIMORE GAS & ELECTRIC CO, 39 WEST LEXINGTON STREET, BALTIMORE, MD, 21201, 4107833624 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-82560 - Feb. 12) (BR. 02) S-3 BROOKS AUTOMATION INC, 15 ELIZABETH DR, CHELMSFORD, MA, 01824, 9782622400 - 0 ($48,466,650.00) Equity, (File 333-82562 - Feb. 12) (BR. 36) SB-2 SURGILIGHT INC, 12001 SCIENCE DRIVE, SUITE 140, ORLANDO, FL, 32826, 4074824555 - 5,900,000 ($1,652,000.00) Other, (File 333-82570 - Feb. 12) (BR. 09) S-8 MONTEREY PASTA CO, 1528 MOFFETT ST, STE 500, SALINAS, CA, 93905, 4087536262 - 0 ($1,207,520.00) Equity, (File 333-82572 - Feb. 12) (BR. 04) S-4 AVID SPORTSWEAR & GOLF CORP, 22 SOUTH LINKS AVE, STE 204, SARASOTA, FL, 34236, 3055393355 - 2,983,666 ($179,019.96) Equity, (File 333-82574 - Feb. 12) (BR. 09) S-1 JETBLUE AIRWAYS CORP, 80-02 KEW GARDENS ROAD, 4TH FLOOR, KEW GARDENS, NY, 11415, 7182867900 - 0 ($125,000,000.00) Equity, (File 333-82576 - Feb. 12) (BR. ) S-8 STRATABASE COM, 34314 MARSHALL ROAD STE 203, ABBOTSFORD BRITISH COLUMBIA, V2S 1L2, 6045045811 - 1,750,000 ($185,500.00) Equity, (File 333-82578 - Feb. 12) (BR. 03) SB-2 FLAGSTICK VENTURES INC, 2394 41ST STREET S W, NAPLES, FL, 34116, 9413527883 - 2,000,000 ($100,000.00) Equity, (File 333-82580 - Feb. 12) (BR. ) S-8 MTS SYSTEMS CORP, 14000 TECHNOLOGY DR, EDEN PRAIRIE, MN, 55344-2290, 6129374000 - 750,000 ($6,810,000.00) Equity, (File 333-82582 - Feb. 12) (BR. 36) S-8 GOLDEN PHOENIX MINERALS INC /MN/, 3595 AIRWAY DR, STE 406, RENO, NV, 89511, 7758534919 - 4,000,000 ($560,000.00) Equity, (File 333-82584 - Feb. 12) (BR. 04) S-8 FPL GROUP INC, 700 UNIVERSE BLVD, JUNO BEACH, FL, 33408, 5616944000 - 50,000 ($2,578,000.00) Equity, (File 333-82588 - Feb. 12) (BR. 02) S-4 CORVIS CORP, 7015 ALBERT EINSTEIN DR, COLUMBIA, MD, 21046-9400, 4432594000 - 0 ($3,928.54) Equity, (File 333-82590 - Feb. 12) (BR. 37) S-8 METRO ONE TELECOMMUNICATIONS INC, 11200 MURRAY SCHOLLS PLACE, BEVERTON, OR, 97007, 5036439500 - 0 ($17,356,500.00) Equity, (File 333-82592 - Feb. 12) (BR. 37) SB-2 ASIA FIBER HOLDINGS LTD, 52 F BANK OF CHINA TOWER, NO 1 GARDEN RD CENTRAL HONG KONG, CORSICANA, TX, 75151, 9038723091 - 9,875,000 ($4,115,000.00) Equity, (File 333-82594 - Feb. 12) (BR. 06) S-3 DISCOVERY LABORATORIES INC /DE/, 350 MAIN STREET SUITE 307, DOYLESTOWN, PA, 18901, 2152404699 - 854,320 ($2,609,948.00) Equity, (File 333-82596 - Feb. 12) (BR. 01) S-8 MILLENNIUM PHARMACEUTICALS INC, 75 SIDNEY STREET, CAMBRIDGE, MA, 02139, 6176797000 - 0 ($134,836,420.00) Equity, (File 333-82598 - Feb. 12) (BR. 01) S-3 INVISION TECHNOLOGIES INC, 7151 GATEWAY BLVD, NEWARK, CA, 94560, 5107392400 - 0 ($128,133,000.00) Equity, (File 333-82600 - Feb. 12) (BR. 36) S-8 CAPITAL BANK CORP, 4400 FALLS OF NEUSE ROAD, RALEIGH, NC, 27609, 9198783100 - 458,517 ($3,648,383.00) Equity, (File 333-82602 - Feb. 12) (BR. 07) S-8 NOVA COMMUNICATIONS LTD, 3830 DEL AMO BOULEVARD, SUITE 101, TORRANCE, CA, 90503, 3106420200 - 100,000 ($9,000.00) Equity, (File 333-82604 - Feb. 12) (BR. 01) S-8 NOVA COMMUNICATIONS LTD, 3830 DEL AMO BOULEVARD, SUITE 101, TORRANCE, CA, 90503, 3106420200 - 40,000 ($3,600.00) Equity, (File 333-82606 - Feb. 12) (BR. 01) S-8 NOVA COMMUNICATIONS LTD, 3830 DEL AMO BOULEVARD, SUITE 101, TORRANCE, CA, 90503, 3106420200 - 55,000 ($4,950.00) Equity, (File 333-82608 - Feb. 12) (BR. 01) S-8 NOVA COMMUNICATIONS LTD, 3830 DEL AMO BOULEVARD, SUITE 101, TORRANCE, CA, 90503, 3106420200 - 200,000 ($18,000.00) Equity, (File 333-82610 - Feb. 12) (BR. 01) S-3 ARCH CAPITAL GROUP LTD, 20 HORSENECK LANE, GREENWICH, CT, 06830, 2038624300 - 0 ($500,000,000.00) Equity, (File 333-82612 - Feb. 12) (BR. 01) S-8 ELOCITY NETWORKS CORP, C/O THOMAS CLAY PRESIDENT, 200 SOUTH WASHINGTON BLVD STE 8, SARASOTA, FL, 34236, 8015758073 - 2,000,000 ($120,000.00) Equity, (File 333-82614 - Feb. 12) (BR. 01) S-8 COVISTA COMMUNICATIONS INC, 150 CLOVE RD, LITTLE FALLS, NJ, 07424, 9738121100 - 900,000 ($5,742,000.00) Equity, (File 333-82616 - Feb. 12) (BR. 37) S-8 COVISTA COMMUNICATIONS INC, 150 CLOVE RD, LITTLE FALLS, NJ, 07424, 9738121100 - 459,000 ($3,033,990.00) Equity, (File 333-82620 - Feb. 12) (BR. 37) S-3 DIAL THRU INTERNATIONAL CORP, 700 S. FLOWER, SUITE 2950, LOS ANGELES, CA, 90017, 2136277599 - 2,789,068 ($1,115,627.18) Equity, (File 333-82622 - Feb. 12) (BR. 07) S-8 DITECH COMMUNICATIONS CORP, 825 E MIDDLEFIELD RD, MOUNTAIN VIEW, CA, 94043, 6506231300 - 0 ($4,737,081.00) Equity, (File 333-82624 - Feb. 12) (BR. 37) S-3 FIBERCORE INC, 253 WORCESTER RD, PO BOX 180, CHARLTON, MA, 01507, 5082483900 - 8,381,757 ($17,182,602.00) Equity, (File 333-82626 - Feb. 12) (BR. 06) S-4 WEATHERFORD INTERNATIONAL INC /NEW/, 515 POST OAK BLVD, SUITE 600, HOUSTON, TX, 77027-3415, 7132978400 - 0 ($350,000,000.00) Non-Convertible Debt, (File 333-82628 - Feb. 12) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------- -------- ACCLAIM ENTERTAINMENT INC DE X X 02/06/02 ALLSTATE CORP DE X X 02/06/02 AMERICAN COIN MERCHANDISING INC DE X X 02/11/02 AMERICAN PHYSICIANS CAPITAL INC MI X 02/06/02 AMSURG CORP TN X X 02/07/02 ANC RENTAL CORP DE X X 02/11/02 APHTON CORP DE X X 02/08/02 ASHTON TECHNOLOGY GROUP INC DE X X 01/30/02 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 02/11/02 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 02/11/02 AZURIX CORP DE X 02/05/02 AMEND BANK OF AMERICA CORP /DE/ DE X X 02/08/02 BRESLER & REINER INC DE X 11/26/01 AMEND BROCADE COMMUNICATIONS SYSTEMS INC DE X X 02/05/02 C COR NET CORP PA X 12/28/01 AMEND CANARGO ENERGY CORP DE X 02/08/02 CAPITAL BANCORP INC TN X X 02/11/02 CETALON CORP NV X X 01/19/02 CINEMASTAR LUXURY THEATERS INC CA X X 12/19/01 CLASSIC BANCSHARES INC DE X X 01/30/02 COAST FEDERAL LITIGATION CONTINGENT P DE X X 02/07/02 COMPUTER NETWORK TECHNOLOGY CORP MN X 02/11/02 CONTINENTAL AIRLINES INC /DE/ DE X X 02/11/02 COX TECHNOLOGIES INC AZ X X 02/11/02 CREATIVE BEAUTY SUPPLY INC NJ X 01/30/02 CVEO CORP MA X X 01/31/02 CYBER CARE INC FL X X 02/07/02 DAKOTA GROWERS PASTA CO ND X X 02/01/02 DIASENSE INC/PA PA X 02/08/02 DIGITAL RIVER INC /DE DE X X 01/24/02 DOUBLECLICK INC DE X X 01/28/02 DRIVERSSHIELD COM CORP NY X X 02/06/02 DUPONT E I DE NEMOURS & CO DE X 02/11/02 E-MEDSOFT COM NV X 08/21/01 AMEND EARTHSHELL CORP DE X X 02/08/02 EAST TEXAS FINANCIAL SERVICES INC DE X X 02/11/02 EOTT ENERGY PARTNERS LP DE X X 02/05/02 EQCC RECEIVABLES CORP DE X X 01/25/02 EQCC RECEIVABLES CORP DE X X 01/25/02 EQUITY ONE ABS INC DE X X 02/08/02 EQUIVEST FINANCE INC DE X X X 02/11/02 ESG RE LTD X 02/08/02 EZFOODSTOP COM X 01/26/02 FIRST CONNECTICUT CAPITAL CORP/NEW/ CT X X 02/01/02 FUELNATION INC FL X X 02/07/02 FUNDTECH LTD X X 02/11/02 GLAS-AIRE INDUSTRIES GROUP LTD NV X X 02/05/02 GREENPOINT CREDIT MAN HOUSING CONT TR CA X X 12/31/01 GREENPOINT CREDIT MANUFACTURED HOUSIN X X 12/31/01 HEALTHCARE REALTY TRUST INC MD X X 02/11/02 AMEND HOLIDAY GULF HOMES INC MN X 02/05/02 HOME PROPERTIES OF NEW YORK INC MD X X 02/08/02 IASIS HEALTHCARE CORP DE X X 02/08/02 IMAGISTICS INTERNATIONAL INC DE X 02/11/02 INDIGINET INC/FL FL X X 03/31/02 INFERTEK INC WA X 02/11/02 INTRAC INC NV X 02/01/02 JNS MARKETING INC CO X X X 02/06/02 KINGTHOMASON GROUP INC NV X 12/07/01 AMEND KOGER EQUITY INC FL X X 01/31/02 LEAP WIRELESS INTERNATIONAL INC DE X 02/11/02 LINCOLN NATIONAL CORP IN X 12/31/01 MAJESTIC STAR CASINO LLC IN X X 12/06/01 AMEND MDU COMMUNICATIONS INTERNATIONAL INC DE X X 02/01/02 MENTOR CAPITAL CONSULTANTS INC DE X 12/20/01 MERRILL LYNCH & CO INC DE X X 02/11/02 METRIS RECEIVABLES INC DE X 01/31/02 METRIS RECEIVABLES INC DE X 01/31/02 MIDAMERICAN ENERGY FINANCING I IA X X 02/11/02 MIDAMERICAN ENERGY FINANCING I IA X X 02/11/02 MUNICIPAL MORTGAGE & EQUITY LLC DE X X 02/08/02 NATIONAL GOLF PROPERTIES INC MD X X 02/08/02 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY X 01/29/02 NEXTCARD INC DE X X 02/07/02 NTELOS INC VA X 02/11/02 NU SKIN ENTERPRISES INC DE X X 12/31/02 OPTICARE HEALTH SYSTEMS INC DE X X X 01/25/02 PEPSICO INC NC X X 09/11/02 PROVIDIAN FINANCIAL CORP DE X 02/07/01 REGAL BELOIT CORP WI X X 02/01/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 01/29/02 RESTORATION HARDWARE INC CA X X 02/05/02 RFS HOTEL INVESTORS INC TN X 02/08/02 RIVIERA HOLDINGS CORP NV X X 02/12/02 SALOMON BROS MORT SEC VII SAL HOME EQ DE X X 01/25/02 SBS TECHNOLOGIES INC NM X 02/11/02 SCP POOL CORP DE X 12/31/01 SELIGMAN NEW TECHNOLOGIES FUND II INC MD X X 12/31/01 SELIGMAN NEW TECHNOLOGIES FUND INC X X 12/31/01 SILICON IMAGE INC DE X 01/24/02 SMLX TECHNOLOGIES INC CO X X 02/07/02 SOUTHWEST SECURITIES GROUP INC DE X 02/08/02 SPARTA SURGICAL CORP DE X 02/11/02 STANDARD AUTOMOTIVE CORP DE X X 02/11/02 STARBASE CORP DE X X 01/29/02 SUN POWER CORP X X X 10/12/01 AMEND SUNTERRA CORP MD X X X 01/25/02 TEL ONE INC X 02/08/02 TRISM INC /DE/ DE X X 02/05/02 TRUSTCO BANK CORP N Y NY X 02/11/02 UCAR INTERNATIONAL INC DE X X 02/08/02 URBAN IMPROVEMENT FUND LTD 1973 II CA X 02/08/02 URBAN IMPROVEMENT FUND LTD 1973 II CA X 02/08/02 URBAN IMPROVEMENT FUND LTD 1974 CA X 02/08/02 USURF AMERICA INC NV X 02/06/02 WEBSTER FINANCIAL CORP DE X X 02/06/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 11/29/01 WESTCORP /CA/ CA X 02/08/02 WESTCORP /CA/ CA X X 02/11/02 WFS FINANCIAL INC CA X 02/08/02 WFS FINANCIAL INC CA X X 02/11/02 WILLIAMS CONTROLS INC DE X 02/08/02 WILLIS LEASE FINANCE CORP DE X X 02/05/02 YORK RESEARCH CORP DE X 02/08/02 ABN AMRO MORTGAGE CORP SERIES 2001-8 DE X X 12/21/01 AMEND ABNN AMRO MORTGAGE CORP SERIES 2002-1 DE X X 01/30/02 ACTV INC /DE/ DE X 02/12/02 ADAIR INTERNATIONAL OIL & GAS INC TX X 02/05/02 AMEND AEROVOX INC DE X X 08/15/01 AFTERMARKET TECHNOLOGY CORP DE X X 02/11/02 ALLOY STEEL INTERNATIONAL INC X 02/12/02 AMEND ALPHA HOSPITALITY CORP DE X X 02/12/02 ALTERNATIVE RESOURCES CORP DE X X 01/31/02 AMERALIA INC UT X X 02/06/02 AMERICAN MORTGAGE ACCEPTANCE CO MA X X 02/08/02 AMERICAS SENIOR FINANCIAL SERVICES IN FL X 02/12/02 AMYLIN PHARMACEUTICALS INC DE X X 01/29/02 ANKER COAL GROUP INC DE X X 02/11/02 ANTHEM INC IN X X 02/12/02 AQUACELL TECHNOLOGIES INC DE X X 02/05/02 ARCHSTONE SMITH OPERATING TRUST MD X 10/31/01 ASPEN TECHNOLOGY INC /DE/ DE X X X 02/06/02 AUG CORP DE X X 01/07/02 BALANCED CARE CORP DE X X 02/06/02 BANC CORP DE X X 02/12/02 BAY VIEW CAPITAL CORP DE X X 02/12/02 BEYOND COM CORP DE X X 02/09/02 BRENEX OIL CORP UT X 10/23/01 AMEND BROADWING INC OH X X 02/11/02 C-BASS MORTGAGE LOAN AS-BCK NT SAL MO DE X X 12/25/01 CAPITAL ONE MASTER TRUST VA X X 02/11/02 CARRIER1 INTERNATIONAL S A N4 X X 02/12/02 CENTRAL PARKING CORP TN X 02/05/02 CHASE MORTGAGE FINANCE CORP DE X X 01/29/02 CHASE MORTGAGE FINANCE CORP DE X X 01/29/02 CHASE MORTGAGE FINANCE CORP DE X X 01/30/02 CHESAPEAKE CORP /VA/ VA X 02/12/02 COLLABORATIVE FINANCIAL NETWORK GROUP DE X X 10/29/01 AMEND COMPUTER NETWORK TECHNOLOGY CORP MN X X 02/11/02 COMPUTER TASK GROUP INC NY X 02/11/02 CONCENTRA OPERATING CORP NV X X 02/11/02 CORNERSTONE REALTY INCOME TRUST INC VA X X 02/07/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 01/31/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 01/31/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 01/31/02 CYTYC CORP DE X X 11/30/01 AMEND DUKE CAPITAL CORP DE X X 01/17/02 ENRON CORP/OR/ OR X 02/12/02 ENSTAR GROUP INC GA X X X 11/29/01 AMEND ENVIRO ENERGY CORP DE X 02/12/02 EOP OPERATING LTD PARTNERSHIP DE X X 02/12/02 EQUITY OFFICE PROPERTIES TRUST MD X X 02/12/02 EXPRESS SCRIPTS INC DE X 12/31/01 FBR ASSET INVESTMENT CORP/VA VA X X 02/12/02 FEDERAL REALTY INVESTMENT TRUST MD X X 12/31/01 FINDERS KEEPERS INC NV X X 02/06/02 FIRST FORTIS LIFE INSURANCE CO NY X 11/30/01 AMEND FIRST UNION COMMERCIAL MORTGAGE SECUR NC X X 02/08/02 FLORSHEIM GROUP INC DE X X 02/08/02 FOURTH SHIFT CORP MN X X 02/11/02 GENESIS ENERGY LP DE X 12/21/01 GEOWORKS /CA/ DE X 01/29/02 GIANT INDUSTRIES INC DE X 02/12/02 GRAPHON CORP/DE DE X 03/31/02 GS MORTGAGE SECURITIES CORP DE X 02/11/02 GS MORTGAGE SECURITIES CORP DE X 02/11/02 GUMTECH INTERNATIONAL INC \UT\ UT X 12/05/01 AMEND HEALTHBRIDGE INC TX X X 01/25/02 HERCULES INC DE X X 02/12/02 HERCULES INC DE X X 02/12/02 I T TECHNOLOGY INC DE X X 02/04/02 IDMEDICAL COM INC CO X X 02/05/02 IDMEDICAL COM INC CO X X 02/05/02 IMMERSION CORP DE X X 02/11/02 INSTEEL INDUSTRIES INC NC X X 02/08/02 INTERLIANT INC DE X X 01/31/02 IVILLAGE INC DE X X 02/12/02 JAMESON INNS INC GA X X 02/12/02 KOGER EQUITY INC FL X X 02/08/02 LCC INTERNATIONAL INC DE X X 02/11/02 LEE ENTERPRISES INC DE X 02/11/02 LEE ENTERPRISES INC DE X 02/11/02 LEXON TECHNOLOGIES INC DE X 02/08/02 LINCOLN ELECTRIC HOLDINGS INC OH X 02/08/02 LOG ON AMERICA INC DE X X 02/05/02 MALLON RESOURCES CORP CO X X 02/12/02 MARINE SHUTTLE OPERATIONS INC NV X 12/13/01 MATTHEWS INTERNATIONAL CORP PA X 02/12/02 AMEND MELLON BANK N A MA X 02/11/02 MERRILL LYNCH DEP INC PUBLIC 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