SEC NEWS DIGEST Issue 2002-27 February 8, 2002 ENFORCEMENT PROCEEDINGS COMMISSION DECLARES INITIAL DECISION FINAL IN PART AS TO DEL MAR FINANCIAL SERVICES, INC. AND KEVIN DILLS The Commission gave notice that a portion of an administrative law judge's initial decision against Del Mar Financial Services, Inc., a registered broker-dealer, and Kevin C. Dills, Del Mar's sole owner and president, is final. The initial decision found that Del Mar and Dills willfully violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b- 5. The initial decision also found that Dills aided, abetted, and was a cause of Del Mar's violations of Exchange Act Sections 15(c)(3) and 17(a)(1) and Exchange Act Rules 10b-10, 15c3-1, and 17a-3. The law judge ordered Del Mar and Dills to cease and desist, assessed civil money penalties against them, revoked Del Mar's registration, barred Dills from association with any broker or dealer, and ordered both respondents to pay disgorgement, plus prejudgment interest. The Division of Enforcement has appealed with respect to the amount of disgorgement imposed on Del Mar and Dills, as well as the initial decision's dismissal of charges against three other respondents, Private Brokers Corporation, Robert Roberts, and Matthew Jennings. The proceeding will continue with respect to these issues. The Commission declared the remaining sanctions imposed against Del Mar and Dills final. (Rel. 33-8063; 34-45414; File No. 3-9959) SEC OBTAINS EMERGENCY RELIEF TO STOP FRAUDULENT INVESTMENT SCHEME On February 6, the Commission filed an emergency enforcement action in the United States District Court for the District of Utah, Central Division and obtained a temporary restraining order prohibiting defendants Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd., and Billpay Systems LLC from engaging in the fraudulent offer and sale of securities. The Commission's complaint alleges that, beginning in 2001, Gary Moody and his brother Steven Moody, lured investors to send their money to Virtual Private Marketplace, Ltd. and Billpay Systems LLC by promising them astronomical investment returns in a short time to be paid out in coupons that could be used at various retail stores. Defendants have raised over $500,000 by falsely claiming that the Moodys were experienced businessmen, had raised a billion dollars, and that Gary Moody was soon to receive four doctorate degrees from Harvard University. In fact, Gary Moody is a convicted felon and Steven Moody filed for personal bankruptcy in 2000. In addition, there is no evidence that the investors' funds have been placed in income generating investments. Instead, investors' funds have been placed in bank accounts controlled by the Moodys and investors are currently being paid their alleged returns with checks that have bounced, while others have received just a fraction of their original investment. In addition to temporary restraining orders prohibiting further violations of the antifraud provisions of the federal securities laws, the Court ordered an asset freeze, expedited discovery, an accounting, and other interim relief. The Commission also seeks the following permanent relief: (i) permanent injunctions against future violations of Sections 5(a), (c), and 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and; (ii) disgorgement and prejudgment interest; and (iii) the imposition of civil money penalties. In February 1999, the Commission obtained a default judgment against Gary Moody arising out of a prime bank fraud and he was permanently enjoined from violating the antifraud provisions of the federal securities laws (SEC v. DeSimone, DeCabia and Moody, Civil Action No. 97- CIV-9359, SDNY, LBS). In connection with the same fraud, Gary Moody pled guilty in 1997 to a scheme to defraud in the first degree in New York State and was sentenced to six months in jail and five years probation. The Commission wishes to thank the Utah Department of Commerce, Division of Securities, for its assistance in this matter. [SEC v. Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd., and Billpay Systems LLC, Civil Action No. 2:02CV-0110B, D. Utah] (LR-17355) INVESTMENT COMPANY ACT RELEASES CONSECO FUND GROUP, ET AL. An order has been issued on an application filed by Conseco Fund Group, et al. granting an exemption from Section 15(a) of the Act and Rule 18f- 2 under the Act. The order permits applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25410 - February 6) CITYFED FINANCIAL CORP. An order has been issued on an application filed by CityFed Financial Corp. (CityFed) under Sections 6(c) and 6(e) of the Investment Company Act exempting CityFed from all provisions of the Act, except Sections 9, 17(a) (modified as discussed in the application), 17(d) (modified as discussed in the application), 17(e), 17(f), 36 through 45, and 47 through 51 of the Act, and the rules thereunder, until the earlier of February 6, 2003, or such time as CityFed would no longer be required to register as an investment company under the Act. (Rel. IC-25411 - February 6) INVESTMENT ADVISERS ACT RELEASES LONGVIEW MANAGEMENT GROUP LLC An order has been issued on an application filed by Longview Management Group LLC under Section 202(a)(11)(F) of the Investment Advisers Act. The order declares Longview Management Group LLC to be a person not within the intent of Section 202(a)(11) of the Act, which defines the term "investment adviser." (Rel. IA-2013 - February 7) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Commission issued a notice of filing of a proposed rule change (SR- CHX-2001-26) by the Chicago Stock Exchange pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. The proposed rule change relates to automatic and manual execution procedures on the CHX. Publication of the notice in the Federal Register is expected during the week of February 11. (Rel. 34-45410) The American Stock Exchange filed a proposed rule change (SR-Amex-2001- 68) to adopt sanctioning guidelines for the Exchange's order handling rules. Publication of the proposal is expected in the Federal Register during the week of February 11. (Rel. 34-45412) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2001-60) to adopt sanctioning guidelines for the Exchange's order handling rules. Publication of the proposal is expected in the Federal Register during the week of February 11. (Rel. 34-45415) APPROVAL OF PROPOSED RULE CHANGE The Commission approved, on an accelerated basis, a proposed rule change and Amendment No. 1 thereto submitted by the National Association of Securities Dealers (SR-NASD-2001-88) to increase fees charged to non- members for Computer to Computer Interface. (Rel. 34-45411) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Pacific Exchange filed a proposed rule change (SR-PCX-2001-23) to adopt new sanctioning guidelines for enforcing compliance with the Exchange's options order handling rules. Publication of the proposal is expected in the Federal Register during the week of February 11. (Rel. 34-45416) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 VERINT SYSTEMS INC, 234 CROSSWAYS PARK DRIVE, WOODBURY, NY, 11797, 5166777300 - 0 ($75,000,000.00) Equity, (File 333-82300 - Feb. 7) (BR. ) S-8 WOODWARD GOVERNOR CO, 5001 N SECOND ST, P O BOX 7001, ROCKFORD, IL, 61125-7001, 8158777441 - 1,300,000 ($71,305,000.00) Equity, (File 333-82302 - Feb. 7) (BR. 36) S-8 PENN VIRGINIA CORP, 6106878900 - 300,000 ($8,511,000.00) Equity, (File 333-82304 - Feb. 7) (BR. 04) S-8 AXIA GROUP INC/UT, 268 W 400 S STE 300, SALT LAKE CITY, UT, 84101, 8015758073 - 1,000,000 ($250,000.00) Equity, (File 333-82314 - Feb. 7) (BR. 08) S-3 WEBB INTERACTIVE SERVICES INC, 1899 WYNKOOP SUITE 600, DENVER, CO, 80202, 3032969200 - 3,689,680 ($2,767,260.00) Equity, (File 333-82316 - Feb. 7) (BR. 03) S-8 NOVO NORDISK A S, NOVO ALLE DK 2880, BAGSVAERD DENMARK, G7, 00000, 4544448888 - 110,000 ($1,306,800.00) Equity, (File 333-82318 - Feb. 7) (BR. 01) S-8 SYMPHONY TELECOM CORP, 41 GEORGE STREET SOUTH, BRAMPTON ONTARIO CANADA, L6Y 2E1, A6, 00000, 85228442988 - 6,000,000 ($300,000.00) Equity, (File 333-82324 - Feb. 7) (BR. 03) S-8 STIFEL FINANCIAL CORP, ONE FINANCIAL PLAZA, 501 N BROADWAY, ST. LOUIS, MO, 63102-2102, 314-342-2000 - 2,000,000 ($22,100,000.00) Equity, (File 333-82328 - Feb. 7) (BR. 07) S-8 SUREQUEST SYSTEMS INC, 7608 VALLEY GREEN DR STE 101, LAS VEGAS, NV, 89129, 0 ($150,000.00) Equity, (File 333-82330 - Feb. 7) (BR. 09) S-3 RESIDENTIAL FUNDING MORTGAGE SECURITIES I INC, 8400 NORMANDALE LAKE BLVD, SUITE 250, MINNEAPOLIS, MN, 55437, 9528327000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-82332 - Feb. 7) (BR. 05) S-3 XOMA LTD /DE/, 2910 SEVENTH ST, BERKELEY, CA, 94710, 5106441170 - 3,000,000 ($31,275,000.00) Equity, (File 333-82334 - Feb. 7) (BR. 01) S-8 GADZOOX NETWORKS INC, 5850 HELLYER AVENUE, SAN JOSE, CA, 95138-1004, 4083606005 - 0 ($2,506,879.29) Equity, (File 333-82338 - Feb. 7) (BR. 05) S-8 VIASAT INC, 6155 EL CAMINO REAL, CARLSBAD, CA, 92009, 760-476-2200 - 203,000 ($2,535,470.00) Equity, (File 333-82340 - Feb. 7) (BR. 37) S-8 CACI INTERNATIONAL INC /DE/, 1100 N GLEBE ST, ARLINGTON, VA, 22201, 7038417800 - 1,100,000 ($41,772,500.00) Equity, (File 333-82342 - Feb. 7) (BR. 03) S-3 APHTON CORP, PO BOX 1049, STE 51-507, WOODLAND, CA, 95776, 5306616077 - 1,200,000 ($14,556,000.00) Equity, (File 333-82344 - Feb. 7) (BR. 01) S-3 CACI INTERNATIONAL INC /DE/, 1100 N GLEBE ST, ARLINGTON, VA, 22201, 7038417800 - 0 ($177,416,250.00) Equity, (File 333-82346 - Feb. 7) (BR. 03) S-8 REGENT COMMUNICATIONS INC, 100 EAST RIVERCENTER BOULEVARD, 9TH FLOOR, COVINGTON, KY, 41011, 6062920030 - 0 ($734,017.64) Equity, (File 333-82348 - Feb. 7) (BR. 37) S-3 REGENT COMMUNICATIONS INC, 100 EAST RIVERCENTER BOULEVARD, 9TH FLOOR, COVINGTON, KY, 41011, 6062920030 - 174,917 ($949,799.31) Equity, (File 333-82350 - Feb. 7) (BR. 37) S-3 XCEL ENERGY INC, 800 NICOLLET MALL, MINNEAPOLIS, MN, 55402, 6123305500 - 0 ($1,000,000,000.00) Other, (File 333-82352 - Feb. 7) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------- AMERICAN EXPRESS MASTER TRUST DE X X 01/18/02 AMERICAN EXPRESS RECEIVABLES FINANCIN DE X X 01/25/02 AMERICAN FINANCIAL HOLDINGS INC DE X X 01/18/02 AMERISTEEL CORP FL X X 12/28/01 BANK OF NEW YORK CO INC NY X 01/28/02 BORDEN CHEMICAL INC NJ X 01/25/02 CABOT OIL & GAS CORP DE X X 01/22/02 CABOT OIL & GAS CORP DE X X 01/22/02 CAPITAL ONE AUTO FINANCE TRUST 2001-A DE X 08/23/01 CHASE MANHATTAN BANK USA DE X X 01/15/02 CHASE MANHATTAN BANK USA DE X X 01/15/02 CHASE MANHATTAN BANK USA DE X X 01/15/02 CHASE MANHATTAN HOME EQUITY LOAN TRUS NY X X 01/15/02 CHASE MANHATTAN HOME EQUITY LOAN TRUS NY X X 01/15/02 CHASE MANHATTAN HOME EQUITY LOAN TRUS NY X X 01/15/02 CHASE MANHATTAN MARINE OWNER TRUST 19 NY X X 01/15/02 CHASE MANHATTAN RV OWNER TRUST 1997-A DE X X 01/15/02 CHECKFREE CORP \GA\ DE X X 01/28/02 CITIZENS HOLDING CO /MS/ MS X X 01/22/02 CITIZENS HOLDING CO /MS/ MS X X 01/22/02 CNH CAPITAL RECEIVABLES INC DE X X 01/15/02 CNH RECEIVABLES INC DE X X 01/15/02 COLONIAL BANCGROUP INC DE X X 01/25/02 COLONIAL BANCGROUP INC DE X X 01/25/02 COLORADO MEDTECH INC CO X X 01/28/02 CROSS MEDIA MARKETING CORP DE X X 01/11/02 CROSS MEDIA MARKETING CORP DE X X 01/11/02 CROWN AMERICAN REALTY TRUST MD X 01/28/02 CROWN AMERICAN REALTY TRUST MD X 01/28/02 CROWN AMERICAN REALTY TRUST MD X 01/28/02 DHB CAPITAL GROUP INC /DE/ DE X X 01/14/02 DRUGSTORE COM INC DE X 01/28/02 DRUGSTORE COM INC DE X 01/28/02 EAGLES NEST MINING CO ID X 01/15/02 AMEND ELECTRIC FUEL CORP DE X X 01/15/02 EMULEX CORP /DE/ DE X X 01/24/02 ENTRADA NETWORKS INC DE X X 01/25/02 ENTROPIN INC CO X 01/28/02 FIRST UNION LEH BRO BANK OF AMER COM NY X X 01/18/02 FRANKLIN RECEIVABLES LLC DE X X 12/31/01 FRANKLIN RECEIVABLES LLC DE X X 12/31/01 GENUS INC CA X X 01/25/02 GENUS INC CA X X 01/25/02 GENVEC INC DE X X 01/24/02 HALLIBURTON CO DE X X 01/23/02 HALLIBURTON CO DE X X 01/23/02 HAMILTON BANCORP INC DE X X 01/11/02 HAWAIIAN ELECTRIC INDUSTRIES INC HI X 01/25/02 HEALTHSOUTH CORP DE X X 01/29/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 01/14/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 01/14/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 01/14/02 HOMESIDE GLOBAL MBS MANAGER INC DE X 01/28/02 HOMESIDE GLOBAL MBS MANAGER INC DE X 01/28/02 HOMESIDE GLOBAL MBS MANAGER INC DE X 01/28/02 HOMESIDE MORTGAGE SECURITIES INC /DE/ DE X 01/28/02 HOMESIDE MORTGAGE SECURITIES INC /DE/ DE X 01/28/02 HOUSEHOLD AUTO RECEIVABLES CORP NV X 01/17/02 HOUSEHOLD AUTO RECEIVABLES CORP NV X 01/17/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE X 01/17/02 HYSEQ INC NV X 01/18/02 IMAGE SENSING SYSTEMS INC MN X 01/07/02 INNOVATIVE CLINICAL SOLUTIONS LTD DE X 01/25/02 INTERPLAY ENTERTAINMENT CORP DE X 01/24/02 IRT PROPERTY CO GA X X 01/23/02 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA X X 01/22/02 KRAFT FOODS INC VA X X 01/30/02 LABORATORY CORP OF AMERICA HOLDINGS DE X 01/28/02 LONG BEACH SECURITIES CORP DE X X 01/18/02 MCKESSON CORP DE X X 01/24/02 MEDI HUT CO INC DE X X 01/24/02 MMCA AUTO OWNER TRUST 1999-2 DE X X 01/15/02 MMCA AUTO OWNER TRUST 2000-1 DE X X 01/15/02 MMCA AUTO OWNER TRUST 2000-2 DE X X 01/15/02 MMCA AUTO OWNER TRUST 2001 2 DE X X 01/15/02 MMCA AUTO OWNER TRUST 2001-1 DE X X 01/15/02 MMCA AUTO OWNER TRUST 2001-3 DE X X 01/15/02 MMCA AUTO OWNER TRUST 2001-4 DE X X 01/15/02 NATIONAL AUTO CREDIT INC /DE DE X X 01/14/02 NOVOSTE CORP /FL/ FL X 01/28/02 NOVOSTE CORP /FL/ FL X 01/28/02 ORGANOGENESIS INC DE X 01/25/02 OXBORO MEDICAL INC MN X 01/22/02 PC MALL INC DE X X 12/31/01 PC MALL INC DE X X 12/31/01 PENNEY J C CO INC DE X X 01/27/02 PENNEY J C CO INC DE X X 01/27/02 PENNEY J C CO INC DE X X 01/27/02 PHILIP MORRIS COMPANIES INC VA X X 01/30/02 PINNACLE WEST CAPITAL CORP AZ X X X 12/14/01 QUALCOMM INC/DE DE X 11/28/01 AMEND REGIONS FINANCIAL CORP DE X X 01/29/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RSA SECURITY INC/DE/ DE X X 01/25/02 RSA SECURITY INC/DE/ DE X X 01/25/02 SECOND BANCORP INC OH X 01/25/02 SECOND BANCORP INC OH X 01/25/02 SEMTECH CORP DE X X 01/25/02 STRUCTURED ASSET SECURITIES CORP DE X 01/01/02 STRUCTURED PRODUCTS CORP DE X X 01/25/02 STRUCTURED PRODUCTS CORP DE X X 01/25/02 SUNGARD DATA SYSTEMS INC DE X 11/15/01 AMEND TELECOMUNICACIONES DE PUERTO RICO INC PR X 01/25/02 TEPPCO PARTNERS LP DE X X X 01/22/02 THERMA WAVE INC DE X X 01/16/02 TIPPINGPOINT TECHNOLOGIES INC DE X 01/24/02 UCAR INTERNATIONAL INC DE X X 01/28/02 UCAR INTERNATIONAL INC DE X X 01/28/02 VALLEY FINANCIAL CORP /VA/ VA X 01/25/02 VALLEY FINANCIAL CORP /VA/ VA X 01/25/02 WELLS FARGO ASSET SECURITIES CORP DE X X 12/24/01 WELLS FARGO ASSET SECURITIES CORP DE X X 12/24/01 WICKLIFFE INTERNATIONAL CORP X X 01/28/02 WICKLIFFE INTERNATIONAL CORP X X 01/28/02 ACT MANUFACTURING INC MA X X 01/25/02 ACXIOM CORP DE X X 01/29/02 AIRTRAN HOLDINGS INC NV X X X 01/29/02 ALLIANT ENERGY CORP WI X X 01/29/02 ALLOY INC DE X X 01/25/02 ALLOY INC DE X X 01/29/02 ALTERRA HEALTHCARE CORP DE X X 01/18/02 AMERICAN AMMUNITION INC /CA CA X X 01/29/02 AMERICAN CLASSIC VOYAGES CO DE X X 01/22/02 AMERICAN CLASSIC VOYAGES CO DE X X 01/22/02 AMERICAN FINANCIAL HOLDINGS INC DE X X 01/18/02 AMERICAN FINANCIAL HOLDINGS INC DE X X 01/18/02 AMERICAN FINANCIAL HOLDINGS INC DE X X 01/18/02 AMERICAN FINANCIAL HOLDINGS INC DE X X 01/18/02 ANGELCITI MULTIMEDIA INC NV X X 12/01/01 ANGELCITI MULTIMEDIA INC NV X X 12/01/01 AREMISSOFT CORP /DE/ DE X X 01/23/02 AUTONATION INC /FL DE X X 01/29/02 AUTONATION INC /FL DE X X 01/29/02 AZTAR CORP DE X 12/12/01 BANCORPSOUTH INC MS X X 01/30/02 BANNER CORP WA X X 01/28/02 BIONOVA HOLDING CORP DE X 11/16/01 AMEND BLACK & DECKER CORP MD X X 01/29/02 BLACK & DECKER CORP MD X X 01/29/02 BRANDAID MARKETING CORP DE X 03/31/02 BRANDAID MARKETING CORP DE X 03/31/02 CADMUS COMMUNICATIONS CORP/NEW VA X X 01/25/02 CADMUS COMMUNICATIONS CORP/NEW VA X X 01/25/02 CAPITAL BANK CORP NC X X 02/18/02 CAROLINA BANK HOLDINGS INC NC X 01/29/02 CAROLINA BANK HOLDINGS INC NC X 01/29/02 CAROLINA BANK HOLDINGS INC NC X 01/29/02 CELSION CORP MD X 01/31/02 CELSION CORP MD X 01/25/02 CENTRAL COAST BANCORP CA X 12/31/01 CENTRAL COAST BANCORP CA X 12/31/01 CEPHALON INC DE X X 12/28/01 AMEND CHART INDUSTRIES INC DE X X 01/28/02 CHART INDUSTRIES INC DE X X 01/28/02 CHARTER MUNICIPAL MORTGAGE ACCEPTANCE DE X X 01/29/02 CHASE CREDIT CARD MASTER TRUST NY X X 01/15/02 CHASE MANHATTAN BANK /NY/ NY X X 01/15/02 CHASE MANHATTAN BANK USA DE X X 01/15/02 CHASE MANHATTAN BANK USA DE X X 01/15/02 CHASE MANHATTAN HOME EQUITY LOAN TRUS NY X X 01/15/02 CHASE MANHATTAN MARINE OWNER TRUST 19 NY X X 01/15/02 CHASE MANHATTAN RV OWNER TRUST 1997-A DE X X 01/15/02 CHASE MORTGAGE FINANCE CORP DE X X 01/29/02 CHASE MORTGAGE FINANCE CORP DE X X 01/29/02 CHECKFREE CORP \GA\ DE X X 01/28/02 CHESAPEAKE CORP /VA/ VA X 12/30/01 CHESAPEAKE CORP /VA/ VA X 12/30/01 CHESAPEAKE CORP /VA/ VA X 12/30/01 CHESAPEAKE CORP /VA/ VA X 12/30/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 12/31/01 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 12/31/01 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 12/31/01 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 12/31/01 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 12/31/01 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 12/31/01 COL CHINA ONLINE INTERNATIONAL INC DE X X 09/24/01 AMEND COMMUNITY BANK SHARES OF INDIANA INC IN X 01/29/02 COMPUTER ASSOCIATES INTERNATIONAL INC DE X X 01/29/01 CONCURRENT COMPUTER CORP/DE DE X 01/24/02 CONCURRENT COMPUTER CORP/DE DE X 01/24/02 CONSOLIDATED NATURAL GAS CO/VA DE X X 01/24/02 COVEST BANCSHARES INC DE X X 12/31/01 COVEST BANCSHARES INC DE X X 01/29/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 01/29/02 CVB FINANCIAL CORP CA X X 01/17/02 CVB FINANCIAL CORP CA X X 01/17/02 CVB FINANCIAL CORP CA X X 01/17/02 CWMBS INC DE X X 01/29/02 CWMBS INC DE X X 06/01/01 CWMBS INC DE X 01/29/02 CWMBS INC DE X X 01/29/02 CWMBS INC DE X 01/28/02 CYBERADS INC X X 01/22/02 CYBERADS INC X X 01/22/02 DATAMARINE INTERNATIONAL INC MA X 01/25/02 DAW TECHNOLOGIES INC /UT UT X X 01/25/02 DEVON ENERGY CORP/DE DE X X 01/24/02 DEVON ENERGY CORP/DE DE X X 01/24/02 DIAL CORP /NEW/ DE X 01/24/02 DIAL CORP /NEW/ DE X 01/24/02 DIGIMARC CORP DE X 12/21/01 DOMINION RESOURCES INC /VA/ VA X X 01/24/02 DOUBLECLICK INC DE X X 01/18/02 DOUBLECLICK INC DE X X 01/18/02 DREYERS GRAND ICE CREAM INC DE X X 01/29/02 DTOMI INC NV X X X X 01/14/02 DTOMI INC NV X X X X 01/14/02 DURA AUTOMOTIVE SYSTEMS INC DE X 01/29/02 DURA AUTOMOTIVE SYSTEMS INC DE X 01/29/02 DYNAMIC HEALTH PRODUCTS INC FL X X 01/28/02 AMEND DYNAMIC HEALTH PRODUCTS INC FL X X 01/28/02 AMEND E SYNERGIES INC CA X X 11/15/01 AMEND EAST TEXAS FINANCIAL SERVICES INC DE X X 01/29/02 ELCOR CORP DE X X 01/30/02 ELEKTRYON NV X X 01/29/02 ELEKTRYON NV X X 01/29/02 ENNIS BUSINESS FORMS INC TX X 01/23/02 ENNIS BUSINESS FORMS INC TX X 01/23/02 EOG RESOURCES INC DE X 01/29/01 EQUITEX INC DE X X 01/22/02 ETOYS INC DE X X 01/22/02 EVANS BANCORP INC NY X X 01/29/02 EVANS BANCORP INC NY X X 01/29/02 FANSTEEL INC DE X X X 01/15/02 FANSTEEL INC DE X X X 01/15/02 FINDWHAT COM INC NV X X 01/24/02 FIRST COMMUNITY BANCSHARES INC /NV/ NV X 12/31/01 FIRST DEARBORN INCOME PROPERTIES LP DE X 01/16/02 FIRST HORIZON ASSET SECURITIES INC DE X X 01/24/02 FIRST HORIZON ASSET SECURITIES INC DE X X 01/24/02 FIRST HORIZON ASSET SECURITIES INC DE X X 01/24/02 FIRST HORIZON ASSET SECURITIES INC DE X X 01/24/02 FLEETBOSTON FINANCIAL CORP RI X X 01/29/02 FLEETBOSTON FINANCIAL CORP RI X X 01/29/02 FNB BANCSHARES INC /SC/ SC X X 01/29/02 FURNITURE BRANDS INTERNATIONAL INC DE X X 01/29/02 GE CAPITAL COMMERCIAL MORT CORP PAS T DE X X 01/11/02 GENERAL MILLS INC DE X X 10/31/01 AMEND GUILFORD MILLS INC DE X 01/29/02 HAIN CELESTIAL GROUP INC DE X X 01/28/02 HAIN CELESTIAL GROUP INC DE X X 01/28/02 HANGER ORTHOPEDIC GROUP INC DE X X 01/28/02 HANOVER COMPRESSOR CO / DE X 01/28/02 HANOVER COMPRESSOR CO / DE X 01/28/02 HANOVER COMPRESSOR CO / DE X 01/28/02 HARD ROCK HOTEL INC NV X X 01/18/02 HEALTHSOUTH CORP DE X X 01/29/02 HFC REVOLVING CORP DE X 01/22/02 HFC REVOLVING CORP DE X 01/22/02 HFC REVOLVING CORP DE X 01/22/02 HFC REVOLVING CORP DE X 01/22/02 HOMEGOLD FINANCIAL INC SC X X 01/29/02 HOUSEHOLD FINANCE CORP HOUSEHOLD AFF DE X 01/15/02 HOUSEHOLD FINANCE CORP HOUSEHOLD AFF DE X 01/15/02 HOUSEHOLD HOME EQUITY LOAN TRUST 1999 DE X 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INC DE X 01/29/02 INTAC INTERNATIONAL INC NV X X 01/28/02 INTAC INTERNATIONAL INC NV X X 01/28/02 INTEGRAMED AMERICA INC DE X X 01/29/02 INTERCHANGE FINANCIAL SERVICES CORP / NJ X X 01/16/02 INTERNATIONAL BANCSHARES CORP TX X X 01/28/02 INTERNATIONAL BUSINESS MACHINES CORP NY X X 01/29/02 INTERNATIONAL BUSINESS MACHINES CORP NY X X 01/29/02 JDS UNIPHASE CORP /CA/ DE X X 03/30/02 JDS UNIPHASE CORP /CA/ DE X X 03/30/02 JENNY CRAIG INC/DE DE X X 01/27/02 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 01/25/02 LAIDLAW GLOBAL CORP DE X X 12/04/01 LEVEL 3 COMMUNICATIONS INC DE X 01/29/02 LEVEL 3 COMMUNICATIONS INC DE X 01/29/02 M&I AUTO LOAN TRUST 2001-1 DE X X 01/22/02 M&I AUTO LOAN TRUST 2001-1 DE X X 01/22/02 MARGATE INDUSTRIES INC DE X 01/22/02 MAXIMUS INC VA X 02/01/02 MBC HOLDING CO MN X X X 01/24/02 MBC HOLDING CO MN X X X 01/24/02 MCMORAN EXPLORATION CO /DE/ DE X 01/28/02 MEAD CORP OH X X 01/28/02 MEDICIS PHARMACEUTICAL CORP DE X 11/15/01 AMEND MEDICIS PHARMACEUTICAL CORP DE X 11/15/01 AMEND MEGO FINANCIAL CORP NY X 01/17/02 MERCK & CO INC NJ X X 01/29/02 MEREDITH CORP IA X 01/29/02 MEREDITH CORP IA X 01/29/02 MERRILL LYNCH & CO INC DE X X 01/29/02 MERRILL LYNCH & CO INC DE X X 01/29/02 METRICOM INC / DE DE X X 01/22/02 MID AMERICA BANCORP/KY/ KY X X 01/28/02 MILINX BUSINESS GROUP INC DE X 01/25/02 MILINX BUSINESS GROUP INC DE X 01/25/02 MILLIPORE CORP /MA MA X X 01/28/02 MONTEREY BAY BANCORP INC DE X X 01/29/02 MONTEREY BAY BANCORP INC DE X X 01/29/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/20/01 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/20/01 MYKROLIS CORP DE X X 01/28/02 MYKROLIS CORP DE X X 01/28/02 NATIONAL COMMERCE FINANCIAL CORP TN X X 01/29/02 NATIONAL COMMERCE FINANCIAL CORP TN X X 01/29/02 NEOWARE SYSTEMS INC DE X X 12/04/01 NET2000 COMMUNICATIONS INC DE X X 01/29/02 NET2000 COMMUNICATIONS INC DE X X 01/29/02 NEXTCARD INC DE X 01/29/02 NEXTCARD INC DE X 01/29/02 NORTH FORK BANCORPORATION INC DE X X 01/29/02 NORTHWESTERN CORP DE X X 01/29/02 NORTHWESTERN CORP DE X X 01/29/02 NORTHWESTERN CORP DE X X 01/29/02 NUWAY ENERGY INC DE X X 01/22/02 ONYX SOFTWARE CORP/WA WA X X 01/28/02 ONYX SOFTWARE CORP/WA WA X X 10/24/01 ONYX SOFTWARE CORP/WA WA X X 10/24/01 ONYX SOFTWARE CORP/WA WA X X 01/28/02 ONYX SOFTWARE CORP/WA WA X X 01/29/02 ORGANOGENESIS INC DE X 01/28/02 OSHKOSH TRUCK CORP WI X X 01/29/02 OSI PHARMACEUTICALS INC DE X X 01/29/02 OSI PHARMACEUTICALS INC DE X X 01/29/02 OXBORO MEDICAL INC MN X 01/22/02 PARADYNE NETWORKS INC DE X X 01/29/02 PARKWAY PROPERTIES INC MD X X 09/30/01 PATH 1 NETWORK TECHNOLOGIES INC X 01/17/02 PATH 1 NETWORK TECHNOLOGIES INC X 01/17/02 PEOPLES ENERGY CORP IL X 01/29/02 PEOPLES ENERGY CORP IL X X 01/29/02 PEOPLESOFT INC DE X X 01/25/02 PICCADILLY CAFETERIAS INC LA X X 01/29/02 PICCADILLY CAFETERIAS INC LA X X 01/29/02 PICCADILLY CAFETERIAS INC LA X X 01/29/02 PICCADILLY CAFETERIAS INC LA X X 01/29/02 PICCADILLY CAFETERIAS INC LA X X 01/29/02 PIXELWORKS INC OR X X X X 01/14/02 PIXELWORKS INC OR X X X X 01/14/02 POWDER RIVER BASIN GAS CORP CO X 11/27/01 AMEND QUALMARK CORP CO X X 01/17/02 QUALMARK CORP CO X X 01/17/02 REGAL BELOIT CORP WI X X 01/29/02 REGENT GROUP INC /DE DE X 07/27/01 AMEND REGIONS FINANCIAL CORP DE X X 01/29/02 REGIONS FINANCIAL CORP DE X X 01/29/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 01/29/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/18/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/18/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 01/25/02 RIGHT START INC /CA CA X X 01/05/02 AMEND SALIX PHARMACEUTICALS LTD X 01/29/02 SENSE TECHNOLOGIES INC X 01/29/02 SENSE TECHNOLOGIES INC X 01/29/02 SHAW GROUP 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INC DE X X X 01/29/02 USA NETWORKS INC DE X X X 01/29/02 USA NETWORKS INC DE X X 01/29/02 VERITAS SOFTWARE CORP /DE/ DE X X 01/29/02 VERITAS SOFTWARE CORP /DE/ DE X X 01/29/02 VIRGINIA ELECTRIC & POWER CO VA X X 01/24/02 VIRGINIA FINANCIAL CORP VA X X 01/30/02 VISION TWENTY ONE INC FL X 12/31/01 VISUAL DATA CORP FL X X 01/25/02 VISUAL DATA CORP FL X X 01/25/02 VSI HOLDINGS INC GA X X 01/29/02 WEBB INTERACTIVE SERVICES INC CO X X 01/17/02 AMEND WEBB INTERACTIVE SERVICES INC CO X X 01/17/02 AMEND WELLS REAL ESTATE INVESTMENT TRUST IN MD X 12/21/01 AMEND WERNER ENTERPRISES INC NE X X 01/22/02 WERNER ENTERPRISES INC NE X X 01/22/02 WESTVACO CORP DE X X 01/28/02 WESTVACO CORP DE X X 01/28/02 WEYERHAEUSER CO WA X X 01/28/02 WEYERHAEUSER CO WA X X 01/28/02 WYNDHAM INTERNATIONAL INC DE X X 01/24/02 WYNDHAM INTERNATIONAL INC DE X X 01/24/02 YAHOO INC DE X X 01/28/02 YAHOO INC DE X X 01/28/02 YELLOW CORP DE X 01/29/02 YELLOW CORP DE X 01/29/02 ZANY BRAINY INC PA X X 01/28/02