SEC NEWS DIGEST Issue 2004-172 September 7, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – TUESDAY, SEPTEMBER 14, 2004 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, September 14, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; an Adjudicatory matter; and Opinions. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. SEC STAFF ISSUES INTERPRETATIVE LETTER AUTHORIZING USE OF DISCLOSUREUSA Staff of the Securities and Exchange Commission’s Division of Market Regulation today issued an Interpretative Letter accessible at http://www.sec.gov/info/municipal/texasmac090704.pdf authorizing the use of DisclosureUSA by issuers of municipal securities and others who make continuing disclosure filings pursuant to Rule 15c2-12. DisclosureUSA, a web site accessible at www.DisclosureUSA.org, is the product of a cooperative effort of eighteen industry organizations known as the “Muni Council” and the Municipal Advisory Council of Texas (Texas MAC) to address deficiencies in the current filing system. Martha Mahan Haines, Chief of the Commission’s Office of Municipal Securities, who issued the letter, said “I expect DisclosureUSA to dramatically increase the availability of financial and other information from issuers and conduit borrowers of municipal securities to investors. Members of the Muni Council and Texas MAC should be commended for their dedication and commitment to improve secondary market disclosure. I encourage issuers and other filers to make use of this easy, user-friendly filing method.” DisclosureUSA, which is described in detail in a letter from Texas MAC to Ms. Haines requesting staff interpretative guidance, is an Internet based electronic filing system whereby issuers and other filers may upload documents for immediate transmission, together with CUSIP numbers and other indexing information, to each Nationally Recognized Municipal Securities Information Repository (NRMSIR) and any appropriate State Information Depositary (SID). Every NRMSIR and SID has cooperated by establishing an FTP site to receive filings from DisclosureUSA and sending electronic return receipts. Members of the general public will be able to ascertain what filings have been made by issuers and other filers through an index maintained by DisclosureUSA. It will also provide a “tickler system” for use by filers who wish to receive e-mail reminders of future filing deadlines. There is no charge for use of DisclosureUSA. The following groups are members of the Muni Council: American Bankers Association; American Bar Association – Section of State and Local Government Law; American Institute for Certified Public Accountants; CFA Institute (formerly the Association for Investment Management and Research); Council of Infrastructure Financing Authorities; Government Finance Officers Association; Healthcare Financial Management Association; Investment Counsel Association of America; Investment Company Institute; National Association of Bond Lawyers; National Association of Independent Public Finance Advisors; National Association of State Auditors, Comptrollers and Treasurers; National Association of State Treasurers; National Council of Health Facilities Finance Authorities; National Council of State Housing Agencies; National Federation of Municipal Analysts; Regional Municipal Operations Association; and The Bond Market Association. Representatives from the Securities and Exchange Commission’s Office of Municipal Securities participated in Muni Council meetings. (Press Rel. 2004-125) ENFORCEMENT PROCEEDINGS IN THE MATTER OF FRANKLIN MARONE On September 3, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Franklin Marone formerly a resident of Fairfield, Connecticut and Windham, New York. In the Order, the Division of Enforcement alleges that the U.S. District Court for the Southern District of New York has issued a permanent injunction against Marone by partial final judgment on consent, enjoining Marone from future violations of Section 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, as well as ordering disgorgement of ill-gotten gains and a civil penalty, in amounts to be determined at a later date. [SEC v. Franklin Marone, et al., 04 Civ. 01227, SDNY, NRB] (Lit. Release No. 18601). The Commission’s complaint alleges, among other things, that between January 1999 and January 2004, Marone induced at least 36 individuals to invest at least $3.2 million in Patrollers Capital Fund, a fictitious equity fund that Marone purported to manage. The complaint further alleges that Marone misappropriated virtually all of the investors’ funds for his personal use and that of the relief defendant Marita Marone, falsely stated to investors that their funds were invested, disseminated false account statements indicating that investors funds were fully invested and earning returns, and otherwise engaged in a variety of conduct which operated as a fraud and deceit on investors. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Marone an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions against Marone are appropriate and in the public interest pursuant to Section 15(b) of the Exchange Act. The Commission directed that an administrative law judge issue an initial decision in this matter within 210 days from the date of service of the Order Instituting Proceedings. (Rel. 34-50315; File No. 3-11631) SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST FORMER STERLING FOSTER REGISTERED REPRESENTATIVES On September 3, the Commission issued an Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against David Abish, Christopher Betts, Mark Charvat, James Corcoran, Paul Feeny, Robert Pratt, Mario Rodriguez, Scott Siegel, Andrew Tursi, and David Weeks (collectively, the Respondents), all of whom are former registered representatives of Sterling Foster & Company, Inc. (Sterling Foster). During February and March 2000, the U.S. Attorney’s Office for the Southern District of New York charged each of the Respondents with defrauding investors through the use of fraudulent sales practices while at Sterling Foster. The Division of Enforcement alleges that between June 2000 and May 2002, each of the Respondents was either found guilty or entered guilty pleas in those criminal matters. A hearing before an administrative law judge will be scheduled to determine whether the allegations in the order are true, to provide the Respondents an opportunity to dispute these allegations, and to determine what remedial action, if any, is appropriate in the public interest. The Order directed the Administrative Law Judge to issue an initial decision within 210 days from the date of service of the Order. (Rel. 34-50316; File No. 3-11632) IN THE MATTER OF FREDERICK TROPEANO On September 7, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Frederick Tropeano (Tropeano), a resident of Brooklyn, New York. In the Order, the Division of Enforcement (Division) alleges that the United States District Court for the Southern District of New York has issued a permanent injunction against Tropeano, and found him liable for using fraudulent misrepresentations and omissions of material fact to induce investors to invest in a purported private placement of the stock of Golf Emporium Corporation (Golf), a now dissolved New York corporation of which Tropeano was President and CEO. The Complaint alleged that Tropeano’s misrepresentations included, but were not limited to, claims that (a) Golf was about to commence an Initial Public Offering (IPO) that would cause the price of Golf stock to increase to many times the $2 per share private placement price; (b) Golf had meetings with the Commission’s staff about the Golf IPO and about listing Golf stock on the NYSE or NASDAQ; and (c) Golf had registered the IPO with the Commission. Through his fraudulent conduct, Tropeano raised approximately $3,427,160 from 225 investors in Golf’s purported private placement. The Division alleges that on Sept. 12, 2000, a Final Judgment By Default was entered against Tropeano, permanently enjoining him from future violation of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b- 5 promulgated under the Exchange Act, in the civil action entitled SEC v. Golf Emporium Corporation and Frederick Tropeano, Civil Action No. 99 Civ. 10259 (JSR), in the United States District Court for the Southern District of New York. In addition, the Division alleges that on Feb. 11, 2000, Tropeano pleaded guilty to one felony count of conspiracy to commit securities fraud and one felony count of wire fraud before the United States District Court for the Southern District of New York, in United States v. Frederick Tropeano, et al., 99 Cr. 01024 (S.D.N.Y.)(SAS). On May 24, 2000, a criminal judgment was entered against Tropeano, sentencing him to a prison term of 38 months followed by three years of supervised release. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Tropeano an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions against Tropeano are appropriate and in the public interest pursuant to Section 15(b) of the Exchange Act. The Commission directed that an administrative law judge issue an initial decision in this matter within 210 days from the date of service of the Order Instituting Proceedings. (Rel. 34-50320; File No. 3-11633) IN THE MATTER OF HAROLD GALLISON, JR., TERRENCE HUGHES AND DAVID ROSENTHAL On September 7, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (the Order) against Harold B. Gallison, Jr. (Gallison), Terrence J. Hughes (Hughes) and David Rosenthal (Rosenthal) (collectively, Respondents) based on the entry of consent judgments of permanent injunction against them. The Division of Enforcement alleges that, on Nov. 26, 2002, the U.S. District Court for the District of Utah entered final consent judgments against Gallison, Hughes and Rosenthal that, among other things, permanently enjoin each of the Respondents from violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Each of the Respondents consented to the entry of the respective final consent judgment without admitting or denying the allegations in the underlying complaint, except as to jurisdiction. As stated in the Order, the complaint alleged that from approximately August 1992 through about April 1999, Gallison was a registered principal and the President of La Jolla Capital Financial Corp. (La Jolla Capital), a broker-dealer formerly registered with the Commission. From approximately August 1992 through about March 1994, Hughes was a registered representative, and for part of that period a branch manager, associated with Burnett Grey & Co., Inc. (Burnett Grey), a registered broker-dealer that ceased operations around March 1994. From approximately February 1993 through February 1997, Rosenthal was a registered representative associated with InterSecurities, Inc., a broker-dealer registered with the Commission. During separate time periods, each of the Respondents engaged in a fraudulent scheme to manipulate the market for the securities of Golf Ventures, Inc. (GVI), a public company located in Salt Lake City, Utah that filed for bankruptcy in July 1999 and subsequently ceased all operations. Gallison executed the scheme by arranging for La Jolla Capital to tout and sell GVI stock to its retail customers during 1994 in exchange for a GVI representative making undisclosed bribe payments to La Jolla Capital; Hughes, from approximately October 1993 through February 1994, arranged for Burnett Grey to tout and sell GVI stock to its retail customers in exchange for undisclosed bribe payments made to Burnett Grey by a GVI representative; and Rosenthal, from approximately October 1995 through October 1996, accepted undisclosed bribes from a GVI representative in exchange for recommending and selling GVI securities to his customers. By their conduct alleged in the Complaint, Gallison and Rosenthal participated in an offering of GVI stock, which was a penny stock for a significant portion of the time period relating to their alleged conduct. During the time period at issue regarding Hughes’ alleged conduct, GVI was not a penny stock. A hearing will be scheduled before an Administrative Law Judge to determine whether the Division’s allegations in the Order are true, to provide Respondents an opportunity to dispute the allegations, and to determine what sanctions, if any, are appropriate and in the public interest. The Commission directed that an administrative law judge issue an initial decision in this matter within 210 days from the date of service of the Order. (Rel. 34-50321; File No. 3-11634) PHILADELPHIA STOCK EXCHANGE ACTION SET ASIDE The Commission has set aside action of the Philadelphia Stock Exchange, Inc. (PHLX) against Lek Securities Corp. (LSC) and its chief executive officer, Samuel F. Lek. The PHLX had found that, during the summer of 2000, LSC and Lek improperly sent agency orders for broker-dealer customers to the Exchange's Automated Options Market (AUTOM) system, in violation of PHLX Rule 1080(b). LSC and Lek were censured and fined $1,000. At all relevant times, PHLX Rule 1080(b) provided generally that only "agency orders" could be entered into AUTOM. The PHLX had interpreted the term "agency orders" to include orders for public customers, but not orders for broker-dealers. LSC and Lek argued that this interpretation was erroneous, and that the term "agency orders" plainly encompassed orders executed by a member acting as an agent for broker-dealer customers. The Commission considered the language and history of PHLX Rule 1080(b), and found it was unclear that AUTOM was limited to public customer orders. The Commission determined that the term "agency orders" was too ambiguous a term to warrant the PHLX's findings that LSC and Lek violated PHLX Rule 1080(b). Accordingly, the findings of violations and sanctions imposed by the PHLX were set aside. (Rel. 34- 50324; File No. 3-11383) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 APPLIED DIGITAL SOLUTIONS INC, 400 ROYAL PALM WAY, SUITE 410, PALM BEACH, FL, 33480, 5613664800 - 0 ($8,062,333.29) Equity, (File 333-118776 - Sep. 3) (BR. 37) S-8 AERO MARINE ENGINE INC, ONE WORLD TRADE CENTER, 121 S.W. SALMON STREET, PORTLAND, OR, 97204, 503-471-1348 - 1,400,000 ($5.32) Equity, (File 333-118777 - Sep. 3) (BR. 09) S-8 AEROTELESIS INC, 1554 S SEPULVEDA BLVD, SUITE 118, LOS ANGELES, CA, 90025, (310) 235-1727 - 50,000 ($247,500.00) Equity, (File 333-118778 - Sep. 3) (BR. 08) S-8 EMPYREAN COMMUNICATIONS INC, 2537 SOUTH GESSNER SUITE 114, HOUSTON, TX, 77063, 7132607236 - 12,000,000 ($120,000.00) Equity, (File 333-118779 - Sep. 3) (BR. 05) S-8 CHINA NORTH EAST PETROLEUM HOLDINGS LTD, ROOM 2202 22/F 168 SAI YEUNG ST, MONGKOK KOWLOON, K3, 00000, 3034943000 - 90,000 ($99,900.00) Equity, (File 333-118780 - Sep. 3) (BR. 05) S-3 PAINCARE HOLDINGS INC, 22 SHELTER ROCK LANE, DANBURY, CT, 06810, 2037988988 - 13,800,000 ($35,880,000.00) Equity, (File 333-118781 - Sep. 3) (BR. 01) S-4 ITRON INC /WA/, 2818 N SULLIVAN RD, SPOKANE, WA, 99216, 5099249900 - 125,000,000 ($125,000,000.00) Non-Convertible Debt, (File 333-118782 - Sep. 3) (BR. 37) F-1 Hutchison Telecommunications International LTD, 18/F, TWO HARBOURFRONT, 22 TAK FUNG ST., HUNGHOM, KOWLOON, HONG KONG, F4, ----, 852-2128-3222 - 0 ($100,000,000.00) ADRs/ADSs, (File 333-118783 - Sep. 3) (BR. 37) S-8 PHARMOS CORP, 99 WOOD AVENUE SOUTH, SUITE 301, ISELIN, NJ, 08830, 7324529556 - 2,500,000 ($7,762,500.00) Equity, (File 333-118784 - Sep. 3) (BR. 01) S-8 R&G FINANCIAL CORP, 280 JESUS T. PINERO AVE, HATO REY, SAN JUAN, PR, 00918, 0 ($34,505,000.00) Equity, (File 333-118785 - Sep. 3) (BR. 07) S-4 ENNIS, INC., 2441 PRESIDENTIAL PARKWAY, MIDLOTHIAN, TX, 76065, 9727759801 - 0 ($133.33) Equity, (File 333-118786 - Sep. 3) (BR. 05) S-8 FAMILY ROOM ENTERTAINMENT CORP, 8530 WILSHIRE BLVD., SUITE 420, BEVERLY HILLS, CA, 90211, 3238502800 - 25,000,000 ($1,625,000.00) Equity, (File 333-118788 - Sep. 3) (BR. 05) S-8 NATURE VISION, INC., 213 NW 4TH STREET, BRAINERD, MN, 56401, (218) 825-0733 - 274,412 ($1,372,060.00) Equity, (File 333-118789 - Sep. 3) (BR. 36) S-8 ADMINISTAFF INC \DE\, 19001 CRESCENT SPRINGS DR, KINGWOOD, TX, 77339, 7133588986 - 100,000 ($1,020,500.00) Equity, (File 333-118790 - Sep. 3) (BR. 37) S-8 FINANCIALCONTENT INC, 4153566800 - 50,000 ($65,000.00) Equity, (File 333-118791 - Sep. 3) (BR. 37) SB-2 POWER2SHIP INC, 903 CLINT MOORE RD., BOCA RATON, FL, 33487, 5619987557 - 33,630,799 ($11,456,211.00) Equity, (File 333-118792 - Sep. 3) (BR. 05) S-1 DRESSER INC, 15455 DALLAS PARKWAY, STE 1100, ADDISON, TX, 75001, 972-361-9800 - 0 ($575,000,000.00) Equity, (File 333-118800 - Sep. 3) (BR. 36) SB-2 SmartMetric, Inc., (212) 859-5007 - 15,560,257 ($23,340,385.00) Equity, (File 333-118801 - Sep. 3) (BR. 09) S-8 SEMTECH CORP, 200 FLYNN ROAD, CAMARILLO, CA, 93012-8790, 8054982111 - 550,000 ($10,153,000.00) Equity, (File 333-118802 - Sep. 3) (BR. 36) S-4 CORNELL COMPANIES INC, 1700 WEST LOOP SOUTH, STE 1500, HOUSTON, TX, 77027, 7136230790 - 0 ($112,000,000.00) Non-Convertible Debt, (File 333-118803 - Sep. 3) (BR. 06) S-8 SEMTECH CORP, 200 FLYNN ROAD, CAMARILLO, CA, 93012-8790, 8054982111 - 4,902,200 ($90,494,612.00) Equity, (File 333-118804 - Sep. 3) (BR. 36) S-3 CV THERAPEUTICS INC, 3172 PORTER DR, PALO ALTO, CA, 94304, 6503848500 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-118805 - Sep. 3) (BR. 01) S-8 ALABAMA NATIONAL BANCORPORATION, 1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, 35209, 2055833600 - 25,000 ($1,499,500.00) Equity, (File 333-118806 - Sep. 3) (BR. 07) S-3 MILESTONE SCIENTIFIC INC/NJ, 220 S ORANGE AVE, LIVINGSTON CORPORATE PARK, LIVINGSTON, NJ, 07039, 2013793171 - 737,322 ($1,901,437.00) Equity, (File 333-118807 - Sep. 3) (BR. 36) SB-2 EUROPA TRADE AGENCY LTD., 3715 WEST 14TH AVENUE, VANCOUVER, A1, V6R 2W8, 604-801-6110 - 1,010,000 ($90,900.00) Equity, (File 333-118808 - Sep. 3) (BR. 09) S-3 WESTAR ENERGY INC /KS, 818 KANSAS AVE, TOPEKA, KS, 66612, 7855756300 - 0 ($100,796,482.96) Equity, (File 333-118809 - Sep. 3) (BR. 02) S-3 UNITED TECHNOLOGIES CORP /DE/, UNITED TECHNOLOGIES BLDG, ONE FINANCIAL PLZ, HARTFORD, CT, 06101, 8607287000 - 0 ($900,000,000.00) Unallocated (Universal) Shelf, (File 333-118810 - Sep. 3) (BR. 05) S-8 ACTUANT CORP, ATTN: TIMOTHY J. TESKE, 6100 N BAKER RD., MILWAUKEE, WI, 53209, 414-352-4160 - 100,000 ($3,764,000.00) Equity, (File 333-118811 - Sep. 3) (BR. 06) S-8 SUN BANCORP INC /NJ/, 226 LANDIS AVENUE, VINELAND, NJ, 08360, 8566917700 - 450,000 ($9,999,000.00) Equity, (File 333-118812 - Sep. 3) (BR. 07) S-4 RADNOR HOLDINGS CORP, THREE RADNOR CORPORATE CENTER STE 300, 100 MATSONFORD RD, RADNOR, PA, 19087, 6103419600 - 0 ($70,000,000.00) Non-Convertible Debt, (File 333-118813 - Sep. 3) (BR. 06) S-8 ON SEMICONDUCTOR CORP, 5005 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022446600 - 0 ($83,440,000.00) Equity, (File 333-118814 - Sep. 3) (BR. 36) S-1 Kearny Financial Corp., 614 KEARNY AVENUE, KEARNY, NJ, 07032, 800 273-3406 - 18,845,625 ($188,456,250.00) Equity, (File 333-118815 - Sep. 3) (BR. ) S-8 CHENIERE ENERGY INC, 717 TEXAS AVENUE, SUITE 3100, HOUSTON, TX, 77002, 7136591361 - 0 ($2,961,400.00) Equity, (File 333-118816 - Sep. 3) (BR. 04) S-4 CONSOLIDATED CONTAINER CO LLC, 3101 TOWERCREEK PARKWAY, SUITE 300, ATLANTA, GA, 30339, 6787424600 - 0 ($3,250,000.00) Non-Convertible Debt, (File 333-118817 - Sep. 3) (BR. 06) S-8 AMAZON COM INC, 1200 12TH AVENUE S SUITE 1200, SEATTLE, WA, 98144, 2062661000 - 0 ($1,808,630.03) Equity, (File 333-118818 - Sep. 3) (BR. 02) S-8 COST PLUS INC/CA/, 200 FOURTH STREET OAKLAND, SEE ADDRESS LISTED ABOVE, OAKLAND, CA, 94607, 4158937300 - 0 ($68,952,000.00) Equity, (File 333-118819 - Sep. 3) (BR. 02) S-8 INDIGINET INC/FL, 5000 BIRCH STREET, SUITE 3000, NEWPORT BEACH, CA, 92614, (949) 476-3711 - 150,000,000 ($1,500,000.00) Equity, (File 333-118820 - Sep. 3) (BR. 09) S-3 NUVELO INC, 675 ALMANOR AVE, SUNNYVALE, CA, 94085, 4085248100 - 0 ($100,000,000.00) Other, (File 333-118821 - Sep. 3) (BR. 01) S-8 E LOAN INC, 6230 STONERIDGE MALL ROAD, PLEASANTON, CA, 94588, 925 241 2400 - 2,242,735 ($4,777,025.55) Equity, (File 333-118822 - Sep. 3) (BR. 07) S-3 FINDWHAT COM INC, 5220 SUMMERLIN COMMONS BLVD, N/A, FORT MYERS, FL, 33907, (239) 561-7229 - 2,874,099 ($41,760,658.00) Equity, (File 333-118823 - Sep. 3) (BR. 08) S-1 HEALTHESSENTIALS SOLUTIONS INC, 9721 ORMSBY STATION RD, LOUISVILLE, KY, 40223, 5024297778 - 0 ($57,500,000.00) Equity, (File 333-118824 - Sep. 3) (BR. ) S-4 STONE CONTAINER CORP, 150 N MICHIGAN AVE, CHICAGO, IL, 60601, 3123466600 - 0 ($200,000,000.00) Other, (File 333-118825 - Sep. 3) (BR. 04) S-3 MAGUIRE PROPERTIES INC, 333 S. GRAND AVE., STE 400, LOS ANGELES, CA, 90071, 2136134500 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-118826 - Sep. 3) (BR. 08) S-1 LAS VEGAS SANDS CORP, 3355 LAS VEGAS BOULEVARD, SOUTH, ROOM 1A, LAS VEGAS, NV, 89109, (702) 414-1000 - 0 ($350,000,000.00) Equity, (File 333-118827 - Sep. 3) (BR. ) S-4 MYLAN LABORATORIES INC, 1500 CORPORATE DRIVE, SUITE 400, CANONSBURG, PA, 15317, 724-514-1800 - 241,439,472 ($3,039,722,952.48) Equity, (File 333-118828 - Sep. 3) (BR. 01) S-4 Cellu Tissue Holdings, Inc., 3442 FRANCIS ROAD, SUITE 220, ALPHARETTA, GA, 30004, (678)393-2651 - 0 ($160,200,000.00) Other, (File 333-118829 - Sep. 3) (BR. ) S-1 Veri-Tek International, Corp., 50120 PONTIAC TRAIL, WIXOM, MI, 48393, 248-560-1000 - 0 ($11,730,000.00) Equity, (File 333-118830 - Sep. 3) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3COM CORP DE 8.01,9.01 09/03/04 AAMES FINANCIAL CORP/DE DE 2.02,9.01 09/02/04 ABFC ASSET-BACKED CERTIFICATES SERIES DE 8.01,9.01 08/25/04 ABFC ASSET-BACKED CERTIFICATES SERIES DE 8.01,9.01 08/25/04 ABGENIX INC DE 1.01 09/01/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 08/25/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 08/25/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 08/25/04 ACE Securities Corp Series 2004-IN1 DE 8.01,9.01 08/25/04 ACE Securities Corp Series 2004-RM1 DE 8.01,9.01 08/25/04 ACT TELECONFERENCING INC CO 1.01,3.01,9.01 08/31/04 AEGIS ASSET BACKED SEC TR MORT PASS T DE 8.01,9.01 08/25/04 AFFILIATED MANAGERS GROUP INC DE 1.01,2.03,7.01,8.01,9.01 08/17/04 ALBERTO CULVER CO DE 2.03,9.01 08/31/04 ALLIANCE FINANCIAL CORP /NY/ NY 5.02,5.03 09/01/04 ALLIANCE RESOURCE PARTNERS LP DE 8.01,9.01 09/02/04 ALLMERICA FINANCIAL CORP DE 7.01 09/02/04 ALTERA CORP DE 7.01,9.01 09/02/04 ALTERNATIVE LOAN TRUST MORT PASS THRO DE 8.01,9.01 08/25/04 AMERICA WEST HOLDINGS CORP DE 2.02 09/02/04 AMERICAN AIRLINES INC DE 8.01 09/03/04 AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 09/01/04 AMERICAN HOME MORT SECURITIES HOME MO DE 8.01,9.01 08/25/04 AMERICAN HOME MORTGAGE INVESTMENT COR MD 1.01,2.03,9.01 08/30/04 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 08/25/04 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 09/03/04 AMKOR TECHNOLOGY INC DE 2.01,9.01 08/19/04 AMR CORP DE 8.01 09/03/04 ANADARKO PETROLEUM CORP DE 1.01,9.01 09/01/04 ANGELCITI ENTERTAINMENT INC /FL/ NV 2.01 08/28/04 APPLEBEES INTERNATIONAL INC DE 7.01 09/03/04 APPLIED EXTRUSION TECHNOLOGIES INC /D DE 8.01 08/30/04 ARGENT SECURITIES INC 8.01,9.01 09/03/04 ASHWORTH INC DE 1.01,9.01 08/30/04 Asset Back Pass-Through Certificates, DE 8.01,9.01 08/25/04 ASSET BACKED SEC CORP FIELDSTONE MORT DE 8.01,9.01 08/25/04 Asset-Backed Funding Corp. ABFC Asset DE 8.01,9.01 08/25/04 ATLAS AIR INC DE 5.02 08/30/04 ATLAS AIR WORLDWIDE HOLDINGS INC DE 5.02 08/30/04 AUGUST TECHNOLOGY CORP MN 9.01 07/27/04 AMEND AZONIC CORP NV 1.01,3.02,5.01,9.01 09/03/04 BAKER HUGHES INC DE 1.01,7.01,9.01 09/03/04 BANC OF AMERICA ALTERNATIVE LOAN TRU NY 8.01,9.01 08/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE 8.01,9.01 08/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE 8.01,9.01 08/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY 8.01,9.01 08/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY 8.01,9.01 08/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 08/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 08/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 08/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY 8.01,9.01 08/25/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC ALTERNATIVE DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PS NY 8.01,9.01 08/25/04 BANC OF AMERICA MORT SEC INC MORT PS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORT SECS INC MORT PA DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAG SEC INC PASS DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE PASS-THROUGH DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SEC INC ALTE DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SEC INC MORT DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SEC INC MRT DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 08/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SECURITIES P DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SECURITIES P DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SECURITIES S DE 8.01,9.01 08/25/04 BANC OF AMERICA MORTGAGE SECURITIES S DE 8.01,9.01 08/25/04 BANC OF AMERICA MTG SEC INC MORT PASS DE 8.01,9.01 08/25/04 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 08/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 08/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 08/25/04 BAYVIEW FINANCIAL SEC CO LLC MORT PAS DE 8.01,9.01 08/25/04 BEARD CO /OK OK 3.02 08/31/04 BEST BUY CO INC MN 2.02,9.01 09/02/04 BJs RESTAURANTS INC CA 5.02,9.01 09/02/04 BLACK HILLS CORP /SD/ SD 1.01,5.02,9.01 08/30/04 BMB MUNAI INC DE 5.03,9.01 09/01/04 BOYKIN LODGING CO OH 2.01,9.01 09/01/04 BRANDYWINE OPERATING PARTNERSHIP LP / DE 9.01 08/18/04 BRANDYWINE REALTY TRUST MD 8.01,9.01 09/03/04 BRANDYWINE REALTY TRUST MD 9.01 08/18/04 BRIGGS & STRATTON CORP WI 4.01,9.01 08/04/04 AMEND BRISTOL MYERS SQUIBB CO DE 8.01 09/03/04 BUCKEYE PARTNERS L P DE 5.02 09/01/04 AMEND C-Bass Mtg Ln As Bk Cert Ser 2004-CB4 DE 8.01,9.01 08/25/04 CABOT CORP DE 2.06,9.01 09/02/04 CALLIDUS SOFTWARE INC 7.01,9.01 08/31/04 CALLIDUS SOFTWARE INC 1.01,9.01 08/31/04 CAN AM AUTO SALES INC NV 5.02 08/31/04 AMEND CANADIAN DERIVATIVES CLEARING CORP A6 9.01 08/31/04 CANARGO ENERGY CORP DE 7.01,9.01 09/03/04 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,1.02,5.02,9.01 08/30/04 CAPITAL LEASE FUNDING INC MD 2.01,9.01 08/19/04 CASCADE CORP OR 5.02 09/03/04 CASCADE NATURAL GAS CORP WA 5.04 09/02/04 CBRL GROUP INC TN 7.01,9.01 09/03/04 CELLEGY PHARMACEUTICALS INC CA 3.03,8.01,9.01 09/03/04 CENTRAL GARDEN & PET COMPANY DE 8.01,9.01 08/31/04 CENVEO, INC CO 5.02 09/03/04 CERTIFIED SERVICES INC NV 2.01,5.01 08/02/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 8.01,9.01 08/30/04 CHENIERE ENERGY INC DE 1.01,7.01,9.01 09/03/04 CHINA DIGITAL WIRELESS INC 9.01 06/23/04 AMEND CITIGROUP MORTGAGE LOAN TRUST INC 9.01 09/02/04 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 09/02/04 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 09/02/04 COCA COLA CO DE 8.01 09/03/04 COCA COLA ENTERPRISES INC DE 8.01 09/02/04 COEUR D ALENE MINES CORP ID 5.03,9.01 08/30/04 COFFEE PACIFICA INC NV 5.02 08/30/04 COLLINS INDUSTRIES INC MO 1.01 08/31/04 COMMUNITY BANCORP INC DE 8.01,9.01 09/03/04 COMPUTER ACCESS TECHNOLOGY CORP DE 7.01,9.01 09/02/04 CONSPIRACY ENTERTAINMENT HOLDINGS INC UT 1.01,2.03,3.02,9.01 08/31/04 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 09/03/04 CONTINENTAL GLOBAL GROUP INC DE 8.01,9.01 09/02/04 CROWN MEDICAL SYSTEMS INC 8.01 09/03/04 CROWN PACIFIC PARTNERS L P DE 2.01,9.01 09/01/04 CT COMMUNICATIONS INC /NC NC 8.01,9.01 09/03/04 AMEND CURON MEDICAL INC DE 8.01 09/01/04 CVF TECHNOLOGIES CORP NV 8.01,9.01 09/01/04 CYTOGEN CORP DE 5.02,9.01 09/03/04 DAIMLERCHRYSLER WHOLESALE RECEIVABLES DE 8.01,9.01 08/31/04 DAKTRONICS INC /SD/ SD 8.01 09/01/04 DEERE & CO DE 7.01 09/03/04 DELPHAX TECHNOLOGIES INC MN 4.01,9.01 08/31/04 DELTA MUTUAL INC 3.02,9.01 09/01/04 DENBURY RESOURCES INC DE 1.01,9.01 09/01/04 DICKIE WALKER MARINE INC 3.02,5.02,9.01 09/03/04 DIGITAL LEARNING NV 2.01,9.01 09/01/04 DIGITAL LIGHTWAVE INC DE 8.01,9.01 09/03/04 DIONICS INC DE 3.02,5.03,9.01 08/30/04 DIVERSIFIED FINANCIAL RESOURCES CORP DE 3.02,9.01 09/02/04 DOLLAR FINANCIAL GROUP INC NY 2.02,9.01 08/30/04 DONNELLEY R H INC DE 1.01,2.01,8.01,9.01 09/01/04 DOT HILL SYSTEMS CORP NY 5.02,9.01 09/03/04 DOW CHEMICAL CO /DE/ DE 1.01,9.01 09/01/04 DUN & BRADSTREET CORP/NW DE 1.01,2.03,9.01 09/01/04 DUSKA THERAPEUTICS, INC. NV 2.01,3.02,4.01,5.01,5.03,8.01 08/30/04 DYCOM INDUSTRIES INC FL 2.02,9.01 08/31/04 E TRADE FINANCIAL CORP DE 1.01,9.01 09/03/04 ECHOSTAR COMMUNICATIONS CORP NV 8.01,9.01 09/01/04 ELECTRONICS FOR IMAGING INC DE 2.02,9.01 09/03/04 ENCORE MEDICAL CORP DE 1.01,9.01 08/30/04 ENERGY WEST INC MT 1.01,9.01 09/01/04 ENRON CORP/OR/ OR 1.01,9.01 09/01/04 ENRON CORP/OR/ OR 8.01,9.01 09/01/04 ESSEX CORPORATION VA 2.01,9.01 09/03/04 AMEND EXPRESSJET HOLDINGS INC DE 7.01 09/03/04 FACTORY CARD OUTLET CORP DE 8.01,9.01 09/03/04 FACTSET RESEARCH SYSTEMS INC DE 1.01,2.01,8.01,9.01 09/01/04 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 08/25/04 FINDWHAT COM INC NV 7.01,8.01,9.01 08/11/04 FIRST COMMUNITY CORP /SC/ SC 8.01,9.01 08/31/04 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE 2.01,8.01,9.01 09/02/04 First Franklin Mortgage Loan Trust 20 8.01,9.01 08/25/04 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 09/02/04 GB HOLDINGS INC DE 3.01,9.01 09/03/04 GLOBAL LIFE SCIENCES INC 8.01,9.01 09/01/04 GMAC Mortgage Pass-Through Certificat DE 8.01,9.01 08/25/04 GRAFTECH INTERNATIONAL LTD DE 4.01,9.01 09/02/04 GUILFORD PHARMACEUTICALS INC DE 1.01,5.02,5.03,9.01 09/01/04 HARVARD BIOSCIENCE INC DE 5.02,9.01 08/30/04 HELEN OF TROY LTD 8.01,9.01 08/31/04 HEMAGEN DIAGNOSTICS INC DE 8.01 09/02/04 HIRSCH INTERNATIONAL CORP NY 1.01 08/30/04 Home Equity Loan Asset-Backed Notes, DE 8.01,9.01 08/25/04 HOME EQUITY LOAN TRUST SERIES 2004-HS DE 8.01,9.01 08/25/04 HORIZON FINANCIAL SERVICES CORP DE 5.02 09/03/04 HRPT PROPERTIES TRUST MD 8.01 08/31/04 HUSKER AG LLC NE 9.01 08/30/04 I MANY INC DE 3.01 09/01/04 I2 TECHNOLOGIES INC DE 5.02,9.01 08/31/04 IDACORP INC ID 8.01 08/31/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 08/25/04 AMEND INDUSTRIAL MINERALS INC DE 5.02,5.03,8.01,9.01 08/25/04 INFORTE CORP DE 1.01,9.01 08/31/04 INSITUFORM TECHNOLOGIES INC DE 1.01,5.02,9.01 08/30/04 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 09/03/04 INTELIDATA TECHNOLOGIES CORP DE 3.01,9.01 08/30/04 Intermix Media, Inc. DE 1.01,9.01 08/31/04 INTERMUNE INC DE 5.02 09/02/04 J.P. MORGAN MORTGAGE TRUST 2004-A4 DE 8.01,9.01 08/25/04 JONES SODA CO WA 1.01,9.01 08/24/04 KIMCO REALTY CORP MD 8.01,9.01 09/03/04 KING PHARMACEUTICALS INC TN 8.01 08/30/04 LABONE INC/ MO 5.02 09/03/04 LB-UBS Commercial Mortgage Trust 2004 1.01,9.01 08/24/04 LECROY CORP DE 7.01,9.01 09/02/04 LEHMAN ABS CORP GEN ELEC CAP SERVICES DE 8.01,9.01 08/21/04 LIBERTY MEDIA INTERNATIONAL INC DE 7.01 08/31/04 AMEND LINDSAY MANUFACTURING CO DE 5.02 08/30/04 LONGS DRUG STORES CORP MD 7.01 09/03/04 LOUDEYE CORP DE 5.02 09/02/04 LSI LOGIC CORP DE 5.03,9.01 08/12/04 MAINSOURCE FINANCIAL GROUP IN 7.01 09/02/04 MAJESCO HOLDINGS INC DE 8.01,9.01 09/03/04 MAKEMUSIC INC MN 4.01,9.01 08/30/04 MARCUS CORP WI 2.01,2.05,9.01 09/03/04 MASTEC INC FL 4.01,9.01 08/30/04 MASTR ADJUSTABLE RATE MORTGAGES TRUST DE 8.01,9.01 08/25/04 MASTR ADJUSTABLE RATE MORTGAGES TRUST DE 8.01,9.01 08/25/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 08/25/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 08/25/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 08/25/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 08/25/04 MASTR Alternative Loan Trust 2004-4 DE 8.01,9.01 08/25/04 MASTR Alternative Loan Trust 2004-5 DE 8.01,9.01 08/25/04 MASTR Alternative Loan Trust 2004-6 DE 8.01,9.01 08/25/04 MASTR Alternative Loan Trust 2004-7 DE 8.01,9.01 08/25/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 08/25/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 08/25/04 MASTR ASSET SECURITIZATION TRUST 2003 DE 8.01,9.01 08/25/04 MASTR ASSET SECURITIZATION TRUST 2004 DE 8.01,9.01 08/25/04 MASTR ASSET SECURITIZATION TRUST 2004 DE 8.01,9.01 08/25/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 08/25/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 08/25/04 MAY DEPARTMENT STORES CO DE 3.03,9.01 09/03/04 MED DIVERSIFIED INC NV 5.02,7.01,9.01 09/03/04 MEDICAL TECHNOLOGY SYSTEMS INC /DE/ DE 5.02,9.01 09/03/04 MEDIS TECHNOLOGIES LTD DE 5.02 08/30/04 MERITAGE MORTGAGE LOAN TRUST 2004-2 DE 2.01,9.01 09/02/04 MERRILL LYNCH & CO INC DE 8.01,9.01 09/03/04 MERRILL LYNCH INVESTORS TRUST SERIES DE 8.01,9.01 08/25/04 MERRILL LYNCH MORT INV FIELDSTONE MO DE 8.01,9.01 08/25/04 MERRILL LYNCH MORT INV INC ASSET BACK DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/04 MERRILL LYNCH MRT INV INC MRT LN AST DE 8.01,9.01 08/25/04 METAL MANAGEMENT INC DE 5.02,9.01 09/03/04 MGI PHARMA INC MN 1.01 08/31/04 MICROFINANCIAL INC MA 8.01,9.01 09/02/04 MICROMUSE INC DE 5.02 08/31/04 MIDLAND COGENERATION VENTURE LIMITED MI 5.02 09/01/04 MIDWAY GAMES INC DE 1.01,9.01 08/30/04 MILLSTREAM ACQUISITION CORP DE 8.01 08/31/04 MOBILEPRO CORP DE 2.01,3.01,9.01 08/31/04 MOBILEPRO CORP DE 9.01 07/06/04 AMEND MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 08/25/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 08/25/04 MORGAN STANLEY DEAN WITTER MORT PAS T DE 8.01,9.01 08/25/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 08/25/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 08/25/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MASTR AD DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MASTR AL DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MORT PAS DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INC MORT PS DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS INCMASTR ASS DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS MASTR ALTERN DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANS MORT PASS TH DE 8.01,9.01 08/25/04 MORTGAGE ASSET SEC TRANSACTION INC MA DE 8.01,9.01 08/25/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 09/02/04 MORTGAGE ASSET SECZT TRANS INC MORT P DE 8.01,9.01 08/25/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01,9.01 08/25/04 NAVISTAR FINANCIAL DEALER NOTE MASTER 8.01 07/31/04 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01 07/31/04 NET2PHONE INC DE 5.02,9.01 09/01/04 NETWORK USA INC NV 2.01,9.01 04/30/04 AMEND NEWALLIANCE BANCSHARES INC 8.01 09/03/04 NEWPORT INTERNATIONAL GROUP INC DE 1.01,3.02 08/27/04 AMEND NIGHTHAWK SYSTEMS INC NV 1.01 08/10/04 NITROMED INC DE 5.02 09/01/04 NORTECH SYSTEMS INC MN 4.01,9.01 08/31/04 OCTEL CORP DE 8.01 08/31/04 OLYMPIC CASCADE FINANCIAL CORP DE 3.01 08/30/04 OMNICORDER TECHNOLOGIES INC DE 9.01 12/19/03 AMEND OPTICARE HEALTH SYSTEMS INC DE 2.02,9.01 09/02/04 OPTIO SOFTWARE INC GA 2.02,7.01,9.01 09/02/04 OPTION ONE MORTGAGE ACCEPTANCE LOAN T DE 8.01,9.01 08/25/04 OPTION ONE MORTGAGE LOAN TRUST 2004-1 DE 8.01,9.01 08/25/04 ORIENTAL FINANCIAL GROUP INC PR 5.03,9.01 08/31/04 OSPREY GOLD CORP NV 8.01 08/26/04 AMEND OUTBACK STEAKHOUSE INC DE 1.01,9.01 08/30/04 PACIFIC GAS & ELECTRIC CO CA 8.01 09/02/04 PANERA BREAD CO DE 1.01,9.01 08/31/04 PEAK ENTERTAINMENT HOLDINGS INC NV 4.01,9.01 08/20/04 AMEND PEGASUS COMMUNICATIONS CORP / DE 3.01,9.01 09/03/04 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 08/25/04 PEOPLES HOLDING CO MS 7.01,9.01 09/03/04 PEPSICO INC NC 1.01,5.02,9.01 09/01/04 PFIZER INC DE 9.01 09/03/04 PG&E CORP CA 8.01 09/03/04 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01,8.01 09/02/04 PHOENIX GROUP CORP DE 8.01 08/31/04 PLEXUS CORP WI 5.02,9.01 09/01/04 POPULAR INC PR 2.01,9.01 09/03/04 PRAECIS PHARMACEUTICALS INC DE 1.01 08/30/04 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.01,9.01 08/06/04 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.01,9.01 08/31/04 PRICE LEGACY CORP MD 8.01,9.01 09/02/04 PRICESMART INC DE 1.01,5.05 08/30/04 PRIME MORTGAGE TRUST MORTGAGE PASS-TH DE 8.01,9.01 08/25/04 PRIME MORTGAGE TRUST, MORTGAGE PASS-T DE 8.01,9.01 08/25/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 09/01/04 QRS CORP DE 1.01,1.02,3.03,9.01 09/02/04 QUEST SOFTWARE INC CA 8.01,9.01 08/31/04 QUINCY GOLD CORP. NV 9.01 08/01/04 RCG COMPANIES INC DE 8.01 09/03/04 REDWOOD TRUST INC MD 5.02 09/01/04 REGAL BELOIT CORP WI 2.01,9.01 08/30/04 REINHOLD INDUSTRIES INC/DE/ DE 5.03 08/31/04 REMOTE KNOWLEDGE INC DE 3.02,5.01,9.01 09/01/04 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 08/25/04 RENAISSANCE MORT ACC CORP RENAISSANCE DE 8.01,9.01 08/25/04 RES CARE INC /KY/ KY 8.01,9.01 09/01/04 REYNOLDS AMERICAN INC 1.01,9.01 08/31/04 ROLLINS INC DE 7.01 08/23/04 ROXIO INC DE 8.01,9.01 09/03/04 RURAL METRO CORP /DE/ DE 2.02,9.01 09/02/04 RURAL METRO CORP /DE/ DE 5.02,9.01 09/02/04 SABRE HOLDINGS CORP DE 7.01 09/02/04 SAPIENT CORP DE 8.01 08/31/04 SCHOOL SPECIALTY INC WI 8.01,9.01 09/02/04 SCHWAB CHARLES CORP DE 1.01,2.05,2.06,9.01 08/30/04 SECURED DIVERSIFIED INVESTMENT LTD NV 5.02 09/01/04 Securitized Asset Backed Receivables 8.01,9.01 08/25/04 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 08/25/04 SENETEK PLC /ENG/ 8.01,9.01 09/03/04 SEPRACOR INC /DE/ DE 3.02 08/30/04 Sequoia HELOC Trust 2004-1 MD 8.01,9.01 08/20/04 Sequoia Mortgage Trust 2004-6 8.01,9.01 08/20/04 Sequoia Mortgage Trust 2004-7 8.01,9.01 08/20/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 08/20/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 08/20/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 08/20/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 08/20/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 08/20/04 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 08/20/04 SERVICE 1ST BANCORP CA 8.01,9.01 09/03/04 SHELTER PROPERTIES V LIMITED PARTNERS CA 2.01,9.01 06/23/04 SHELTER PROPERTIES VI LIMITED PARTNER CA 2.01,9.01 06/23/04 SHUFFLE MASTER INC MN 2.02,9.01 09/02/04 SI TECHNOLOGIES INC DE 4.01 09/02/04 SIMEX TECHNOLOGIES INC DE 1.01,2.01,3.02,5.01,5.02,5.03 08/19/04 SIMPLETECH INC CA 7.01,9.01 09/03/04 SIMULATIONS PLUS INC 4.01,9.01 09/03/04 SITESTAR CORP NV 1.01 08/31/04 SKECHERS USA INC DE 8.01 09/01/04 SKYLYNX COMMUNICATIONS INC DE 5.02,9.01 09/02/04 SOUTHERN SECURITY LIFE INSURANCE CO UT 8.01 09/01/04 SOUTHERN SECURITY LIFE INSURANCE CO UT 8.01 08/25/04 AMEND ST JUDE MEDICAL INC MN 8.01 09/02/04 STANDEX INTERNATIONAL CORP/DE/ DE 5.02 08/31/04 STONE ENERGY CORP DE 7.01,9.01 09/03/04 STRATEGIC HOTEL CAPITAL INC 5.02,9.01 08/30/04 STRATOS INTERNATIONAL INC DE 2.02,9.01 09/02/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 08/25/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 08/25/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 08/25/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 08/25/04 STRUCTURED ASSET INVESTMENT LOAN TRUS DE 8.01,9.01 08/25/04 STRUCTURED ASSET INVESTMENT LOAN TRUS DE 8.01,9.01 08/25/04 STRUCTURED ASSET INVESTMENT LOAN TRUS DE 8.01,9.01 08/25/04 Structured Asset Investment Loan Trus DE 8.01,9.01 08/25/04 Structured Asset Investment Loan Trus DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV II INC MORT DE 8.01,9.01 08/04/04 STRUCTURED ASSET MORT INV II INC PRIM DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV INC MORT BA DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV INC THORNBU NY 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV MORT PASS T NY 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV MORT PASS T DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INVEST INC MORT DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INVESTMENT THOR DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORTGAGE INV INC MOR NY 8.01,9.01 08/25/04 Structured Asset Mortgage Investments DE 8.01,9.01 08/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01,9.01 08/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01,9.01 08/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01,9.01 08/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01,9.01 08/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE 8.01 08/25/04 Structured Asset Securities Corp Mort DE 8.01,9.01 08/25/04 STURCTURED ASSET SECURITIES CORP MORT DE 8.01,9.01 08/25/04 SUPERGEN INC DE 1.01,3.02,9.01 08/31/04 SUPPORTSOFT INC DE 2.01,8.01,9.01 09/02/04 SYNOVIS LIFE TECHNOLOGIES INC MN 1.01,5.02,9.01 08/30/04 SYS CA 5.02 08/30/04 TALBOTS INC DE 1.01,9.01 08/31/04 TAPESTRY PHARMACEUTICALS, INC DE 4.01,9.01 09/03/04 TEL INSTRUMENT ELECTRONICS CORP NJ 7.01 08/31/04 TEN STIX INC NV 3.02,5.01,8.01 08/26/04 TERAYON COMMUNICATION SYSTEMS DE 1.01 08/30/04 THIRD WAVE TECHNOLOGIES INC /WI DE 5.02 09/03/04 THORNBURG MORTGAGE SECURITIES TRUST DE 8.01,9.01 08/25/04 THORNBURG MORTGAGE SECURITIES TRUST 2 DE 8.01,9.01 08/25/04 THORNBURG MORTGAGE SECURITIES TRUST 2 DE 8.01,9.01 08/25/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 08/25/04 TIDEL TECHNOLOGIES INC DE 1.01,8.01,9.01 08/31/04 TITAN PHARMACEUTICALS INC DE 4.01,9.01 08/31/04 TRANS MAX TECHNOLOGIES INC NV 8.01 05/25/04 AMEND TRANSAKT CORP 1.01,3.01 09/02/04 TRANSNET CORP DE 9.01 06/30/04 TRANSTECHNOLOGY CORP DE 7.01,9.01 09/02/04 Trinity Partners Acquistion CO Inc. DE 8.01 09/02/04 U S ENERGY SYSTEMS INC DE 8.01 09/01/04 UNITED FINANCIAL MORTGAGE CORP IL 7.01,9.01 08/31/04 UNITED STATIONERS INC DE 9.01 09/01/04 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 3.01,9.01 09/01/04 UNIVERSAL AMERICAN FINANCIAL CORP NY 7.01 09/02/04 V I TECHNOLOGIES INC DE 3.01,9.01 08/30/04 VAIL BANKS INC CO 5.02,9.01 09/03/04 VALENCE TECHNOLOGY INC DE 3.02 09/03/04 VARSITY GROUP INC 5.02 08/31/04 VERISIGN INC/CA DE 8.01 08/02/04 VERITY INC \DE\ DE 1.01 08/30/04 WARWICK VALLEY TELEPHONE CO NY 8.01 09/03/04 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 09/02/04 Wella Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 WELLPOINT HEALTH NETWORKS INC /DE/ DE 1.01 09/01/04 WELLS FARGO ASSEST SEC C ORP MORT BAC DE 8.01,9.01 08/25/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 08/25/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 08/25/04 WELLS FARGO ASSET SEC CORP MORT PS TH DE 8.01,9.01 08/25/04 WELLS FARGO ASSET SEC MORTGAGE BACKED DE 8.01,9.01 08/25/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 09/03/04 WELLS FARGO ASSET SECURITIES CORP BAC DE 8.01,9.01 08/25/04 WELLS FARGO ASSET SECURITIES CORP MOR DE 8.01,9.01 08/25/04 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 08/25/04 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 08/25/04 Wells Fargo Asset Securities Series 2 DE 8.01,9.01 08/25/04 WELLS FARGO HOME EQUITY TRUST MORT PA DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 08/25/04 WESBANCO INC WV 2.01,9.01 08/31/04 WHITING PETROLEUM CORP DE 1.01,9.01 09/01/04 WICHITA DEVELOPMENT CORP NV 4.01,9.01 09/02/04 WILD OATS MARKETS INC DE 2.05 08/30/04 WILLIAMS COMPANIES INC DE 7.01,9.01 09/03/04 WORLDQUEST NETWORKS INC DE 1.02,9.01 09/02/04 ZONAGEN INC DE 8.01,9.01 09/02/04