SEC NEWS DIGEST Issue 2004-171 September 3, 2004 ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST STEVEN BOCCHINO AND SHARON HAROSH On September 2, the Commission instituted administrative proceedings against Steven Bocchino and Sharon Harosh. The Order Instituting Proceedings alleges that, during the relevant period, Bocchino was employed as a registered representative of Raike Financial Group and that both Bocchino and Harosh participated in penny stock offerings. Harosh was also associated with Goldman Lender Co. Holdings and Blackwell Co., both of which operated as unregistered broker-dealers. According to the Order, on Dec. 8, 2002 and July 15, 2002, respectively, Bocchino and Harosh were permanently enjoined by the United States District Court for the Southern District of New York from violating the broker-dealer registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that Bocchino and Harosh participated in fraudulent offerings through several phony private placements, including offers of stock of Goldman Lender Co. Holdings, Traderz Associates Holding Inc., and Blackwell Co. In May 2002, Harosh was convicted of criminal charges arising out of the same conduct that gave rise to allegations against him in the civil injunctive action. In particular, Harosh was convicted, based on his guilty plea, of securities fraud and conspiracy to commit securities fraud and wire fraud, money laundering and conspiracy to commit money laundering. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Bocchino and Harosh an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate and in the public interest. The Commission directed that the Administrative Law Judge issue an initial decision no later than 210 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission’s Rules of Practice. (Rel. 34-50309; File No. 3-11628) PROCEEDINGS INSTITUTED AGAINST PIRANHA, INC. On September 3, the Commission instituted administrative proceedings against Piranha, Inc., headquartered in Richardson, Tex., seeking to suspend or revoke the registration of its common stock. The Commission order instituting the proceedings alleges that Piranha failed to comply with the reporting provisions of the federal securities laws by failing to file required annual and quarterly reports. An administrative law judge will schedule a hearing to determine whether the allegations are true and whether to suspend or revoke the registration of Piranha’s securities. The Order requires the Administrative Law Judge to issue an initial decision no later than 120 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-50313, File No.3-11629) PROCEEDINGS UNDER SECTION 15(b) INSTITUTED AGAINST MICHAEL NEWMAN On September 3, the Commission instituted administrative proceedings against Michael S. Newman pursuant to Section 15(b) of the Securities Exchange Act of 1934. The Division of Enforcement alleges that on Dec, 12, 2003, Newman was enjoined from future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Exchange Act and Rule 10b-5 thereunder. The complaint in the underlying injunctive action alleged that from in or about October 2002, until the filing of the complaint, Newman through Sukumo Limited, conducted an unlawful scheme to mislead and defraud more than one thousand overseas investors, located primarily in the United Kingdom, in connection with sales of stock in five United States microcap issuers. It is further alleged that Newman directed the activities of Sukumo raising more than $16.3 million from Jan.1, 2003. through Sept. 30, 2003. The complaint also alleged that in selling those securities, Newman and others made numerous misrepresentations to investors, including that the sales commission Sukumo received was only 2%, not the 70% commission Sukumo Limited actually received; the shares investors purchased were free-trading shares not restricted shares; and misrepresentations about the operations and prospects of the companies they were marketing. Finally, the complaint alleged that neither Newman nor Sukumo was registered with the Commission as a broker or dealer at the time they were selling the stock of the microcap issuers. In the instant proceeding, a hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Newman an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate with respect to Newman’s association with any broker or dealer. The Commission directed that an administrative law judge shall issue an initial decision in this matter within 210 days from the date of service of the Order Instituting Proceedings. (Rel. 34-50314; File No. 3-11630) COURT ENTERS FINAL JUDGMENTS AGAINST ACI, INC. AND CLARENCE LONG On Aug. 26, 2004, the Honorable J. Thomas Maten, U.S. District Judge, District of Kansas, entered a Final Judgment Granting Permanent Injunction and Other Relief as to Defendants ACI, Inc. and Clarence E. Long, a securities law recidivist. The Final Judgment orders that ACI and Long are jointly and severally liable to pay disgorgement in the amount of $7,756,750, the sum defendants fraudulently collected from investors, plus prejudgment interest in the amount of $1,253,700. The Commission’s complaint, filed Sept. 25, 2003, alleges that ACI and Long, from October 2000 through September 2001, engaged in the fraudulent offer and sale of interests in high yield trading programs to at least 586 investors located throughout the United States. The Commission alleged that defendants misrepresentations and omissions concerning expected returns, use of investor funds, and the safety of the investment and failed to disclose to investors that Long had previously been civilly enjoined and criminally convicted for securities fraud. The Court entered a default judgment against ACI after it failed to answer the Commission’s complaint. Subsequently, the Court entered an order striking Long’s answer and entering default against him, based on his willful failure to respond to discovery and fulfill other pretrial obligations. In addition to ordering the defendants to disgorge the funds collected from defrauded investors, the Final Judgment orders ACI to pay a civil penalty of $600,000 and Long to pay a civil penalty of $120,000. Moreover, in addition to generally enjoining the defendants from further violations of the antifraud provisions of the federal securities laws, the Final Judgment enjoins Long from engaging in the offer or sale of a security in any unregistered transaction while acting in association with an issuer, underwriter, broker, or dealer. The Commission acknowledges the assistance and cooperation of the U.S. Attorney’s Office for Arizona and the Securities Division of the Arizona Corporation Commission. [SEC v. Clarence E. Long et al., Civil Action No. 6:03-CV-01343-JTM-DWB, USDC/D.Kansas/Wichita Division] (LR-18869) OFFICER AND DIRECTOR BARS AND PERMANENT INJUNCTIONS ENTERED AGAINST TWO CANADIAN CITIZENS The Commission announced that the United States District Court for the Western District of Washington entered permanent injunctions against Robert Papalia and David Lynn Hunter. In its complaint, the Commission alleged that Papalia and Hunter, both residents of Vancouver, British Columbia, issued false and misleading press releases about their company, Nano World and its business relationships and financing commitments from other companies. These false and misleading press releases caused increases in the price and volume of Nano World's stock. The complaint also alleges that Papalia caused Nano World to file a false report with the SEC about the acquisition of another company and that he caused Nano World to fail to file other quarterly and annual reports. David Hunter, without admitting or denying the allegations of the complaint, consented to the order entered on March 12, 2004, which permanently enjoins and restrains him from violating the provisions of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. Hunter was also barred from acting as an officer or director of a public company for five years. Based on Hunter's sworn financial statement the court determined not to impose a civil penalty. Robert Papalia appeared before the court in a bench trial on Aug. 9, 2004, and a permanent injunction was entered against him on Sept. 1, 2004. Papalia is permanently enjoined and restrained from violating Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 12b-20, 13a-11 and 13a-13. He was also ordered to pay a civil money penalty in the amount of $33,000 ($5,500 for each of the six offending press releases). The court also determined that Papalia is substantially unfit to serve as an officer or director of a publicly held company and as such barred him from acting as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 or that is required to file reports pursuant to Section 15(d). [SEC v. Robert Papalia and David L. Hunter, Civil Action No. C03-683P, West. Dist. of Wash.] (LR-18870) RULES AND RELATED MATTERS SEC ADOPTS PROHIBITION ON USE OF BROKERAGE COMMISSIONS TO FINANCE DISTRIBUTIONS On September 2, the Securities and Exchange Commission issued a release adopting amendments to Rule 12b-1 under the Investment Company Act of 1940. The amended rule prohibits funds from paying for the distribution of their shares with brokerage commissions. The amendments are designed to end a practice that poses significant conflicts of interest and may be harmful to funds and fund shareholders. Funds will be required to be in compliance with the rule amendments 90 days after they are published in the Federal Register. (Rel. IC-26591) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed with the Commission by the Boston Stock Exchange relating to fees applicable to Market Makers on the Boston Options Exchange Facility (SR-BSE-2004-38) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 6. (Rel. 34-50302) The American Stock Exchange filed a proposed rule change (SR-Amex-2004- 59) relating to a reduction in options transaction fees. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 6. (Rel. 34-50308) PROPOSED RULE CHANGES The NASD through its subsidiary The Nasdaq Stock Market, Inc., has filed a proposed rule change and Amendment No. 1 thereto (SR-NASD-2004-114) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to fees for depth of book data in exchange-listed securities in the Nasdaq Market Center. Publication of the proposal is expected in the Federal Register during the week of September 6. (Rel. 34-50304) The Commission noticed a proposed rule change (SR-Amex-2004-75) submitted by the American Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 to amend Amex Rule 154 to prohibit specialists from charging commissions in certain instances. Publication of the notice is expected in the Federal Register during the week of September 6. (Rel. 34-50307) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASD-2004-101) submitted under Rule 19b-4 by the NASD to provide a monthly flat fee for the internal distribution of PostData as an alternative to the monthly per-subscriber fees presently available under NASD Rule 7010(s). Publication of the order in the Federal Register is expected during the week of September 6. (Rel. 34-50305) WITHDRAWAL An order has been issued granting the application of GB Holdings, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange, effective at the opening of business on September 3. (Rel. 34-50310) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Axion Power International, Inc., 100 CASTOR AVENUE, VAUGHAN, A6, L4L 5Y9, 905-264-1991 - 7,327,500 ($39,018,938.00) Equity, (File 333-118745 - Sep. 2) (BR. 04) S-3 24/7 REAL MEDIA INC, 1250 BROADWAY, 27TH FLOOR, NEW YORK, NY, 10001, 2122317100 - 0 ($13,973,215.00) Equity, (File 333-118747 - Sep. 2) (BR. 37) S-4 FRANKLIN STREET PROPERTIES CORP /MA/, 401 EDGEWATER PL, STE 200, WAKEFIELD, MA, 01880, 7815571300 - 10,894,994 ($153,077,000.00) Equity, (File 333-118748 - Sep. 2) (BR. 08) S-4 PACIFIC ENERGY PARTNERS LP, 0 ($250,000,000.00) Non-Convertible Debt, (File 333-118749 - Sep. 2) (BR. 04) S-1 BlueLinx Holdings Inc., 4300 WILDWOOD PARKWAY, ATLANTA, GA, 30339, 770-953-7000 - 0 ($150,000,000.00) Equity, (File 333-118750 - Sep. 2) (BR. 06) S-4 TENET HEALTHCARE CORP, 3820 STATE STREET, SANTA BARBARA, CA, 93105, 805-563-7000 - 0 ($1,000,000,000.00) Other, (File 333-118751 - Sep. 2) (BR. 01) SB-2 SUMMIT ENVIRONMENTAL CORP INC, 133 EAST TYLER STREET, -, LONGVIEW, TX, 75601, 800-522-7841 - 0 ($1,361,250.00) Equity, (File 333-118752 - Sep. 2) (BR. 06) S-4 Language Line, Inc., ONE LOWER RAGSDALE DRIVE, BUILDING 2, MONTEREY, CA, 93940, 877-886-3885 - 165,000,000 ($165,000,000.00) Non-Convertible Debt, (File 333-118753 - Sep. 2) (BR. 37) S-4 Language Line Holdings, Inc., ONE LOWER RAGSDALE DRIVE, BUILDING 2, MONTEREY, CA, 93940, 877-886-3885 - 108,993,000 ($108,993,000.00) Non-Convertible Debt, (File 333-118754 - Sep. 2) (BR. 37) S-8 NORDSTROM INC, 1700 SEVENTH AVENUE, SUITE 1300, SEATTLE, WA, 98101-4407, 2066282111 - 0 ($227,501,807.00) Equity, (File 333-118756 - Sep. 2) (BR. 02) S-8 CHEESECAKE FACTORY INCORPORATED, 26950 AGOURA RD, CALABASAS HILLS, CA, 91301, 8188809323 - 9,027,878 ($368,517,980.00) Equity, (File 333-118757 - Sep. 2) (BR. 05) S-3 LIBERTY MEDIA CORP /DE/, 12300 LIBERTY BLVD., ENGLEWOOD, CO, 80112, 7208755400 - 0 ($207,979.64) Equity, (File 333-118758 - Sep. 2) (BR. 37) S-2 SYNTHETIC BLOOD INTERNATIONAL INC, 3189 AIRWAY AVENUE, BUILDING C, COSTA MESA, CA, 92626, 714-427-6363 - 0 ($8,447,393.00) Equity, (File 333-118759 - Sep. 2) (BR. 01) F-6 CPFL Energy INC, RUA RAMOS BATISTA, 444, 13 ANDAR, SAO PAULO, D5, 04552-020, (55-11)3457-0645 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-118760 - Sep. 2) (BR. 02) S-8 LEGG MASON INC, 100 LIGHT ST, BALTIMORE, MD, 21202-1476, 4105390000 - 3,000,000 ($241,530,000.00) Equity, (File 333-118761 - Sep. 2) (BR. 07) S-8 NORTH AMERICAN LIABILITY GROUP INC, 11891 U.S. HIGHWAY ONE, SUITE 100, NORTH PALM BEACH, FL, 33408, 561-767-7761 - 30,000,000 ($9,900,000.00) Equity, (File 333-118762 - Sep. 2) (BR. 04) S-4 SERVICE CORPORATION INTERNATIONAL, 1929 ALLEN PKWY, P O BOX 130548, HOUSTON, TX, 77019, 7135225141 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-118763 - Sep. 2) (BR. 37) S-8 MICROSOFT CORP, ONE MICROSOFT WAY #BLDG 8, NORTH OFFICE 2211, REDMOND, WA, 98052, 4258828080 - 45,000,000 ($1,220,400,000.00) Equity, (File 333-118764 - Sep. 2) (BR. 03) S-3 SECURITISATION ADVISORY SERVICES PTY LTD, LEVEL 8, 48 MARTIN PLACE, SYDNEY NEW S. WALES 2000 AUSTRALIA, SYDNEY, C3, 00000, 0 ($1,000,000.00) Debt Convertible into Equity, (File 333-118765 - Sep. 2) (BR. 05) S-3 HEALTHAXIS INC, 2500 DEKALB PIKE, NORRISTOWN, PA, 19401, 6102792500 - 0 ($11,170,296.00) Equity, (File 333-118766 - Sep. 2) (BR. 03) S-8 BAUSCH & LOMB INC, BAUSCH & LOMB INCORPORATED, ONE BAUSCH & LOMB PLACE, ROCHESTER, NY, 14604-2701, 5853386000 - 6,000,000 ($393,060,000.00) Equity, (File 333-118767 - Sep. 2) (BR. 36) S-8 DANKA BUSINESS SYSTEMS PLC, 11101 ROOSEVELT BOULEVARD, ST PETERSBURG, FL, 33716, 7276222100 - 0 ($7,680,000.00) Equity, (File 333-118768 - Sep. 2) (BR. 02) S-8 BRIGHTPOINT INC, 501 AIRTECH PARKWAY, PLAINFIELD, IN, 46168, 317-707-2520 - 0 ($20,265,000.00) Equity, (File 333-118769 - Sep. 2) (BR. 36) S-3 GLOBAL EPOINT INC, ATTN: JOHN PAN, 339 S. CHERYL LANE, CITY OF INDUSTRY, CA, 91789, 909-869-1688 - 0 ($6,187,136.00) Equity, (File 333-118770 - Sep. 2) (BR. 06) S-8 ACCESS NATIONAL CORP, 14006 LEE JACKSON MEMORIAL HWY, CHANTILY, VA, 20151, 7038712100 - 0 ($3,491,250.00) Equity, (File 333-118771 - Sep. 2) (BR. 07) S-8 LUMINEX CORP, 12212 TECHNOLOGY BLVD, 512-219-8020, AUSTIN, TX, 78727, 0 ($4,680,000.00) Equity, (File 333-118772 - Sep. 2) (BR. 01) S-8 NEUROCRINE BIOSCIENCES INC, 10555 SCIENCE CENTER DRIVE, SAN DIEGO, CA, 92121, 8586587600 - 0 ($66,773,006.00) Equity, (File 333-118773 - Sep. 2) (BR. 01) S-4 HARRAHS ENTERTAINMENT INC, ONE HARRAHS COURT, LAS VEGAS, NV, 89119, 7024076000 - 0 ($750,000,000.00) Non-Convertible Debt, (File 333-118774 - Sep. 2) (BR. 05) S-8 VIEWSONIC CORP, 381 BREA CANYON ROAD, WALNUT, CA, 91789, 9098697976 - 0 ($46,544,951.00) Equity, (File 333-118775 - Sep. 2) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 110 MEDIA GROUP, INC. DE 2.01,9.01 08/30/04 1ST NET TECHNOLOGIES INC CO 8.01,9.01 08/30/04 3D SYSTEMS CORP DE 7.01 09/02/04 5 G WIRELESS COMMUNICATIONS INC NV 4.01,9.01 08/02/04 AMEND ABERCROMBIE & FITCH CO /DE/ DE 7.01 09/02/04 ACADIA REALTY TRUST MD 8.01 09/02/04 ACCLAIM ENTERTAINMENT INC DE 1.03 09/01/04 ACCUPOLL HOLDING CORP NV 5.02 08/27/04 ACUITY BRANDS INC DE 5.02,9.01 09/02/04 ADC TELECOMMUNICATIONS INC MN 2.01,9.01 08/27/04 ADVANCE FINANCIAL BANCORP DE 1.01,9.01 09/01/04 AEGIS ASSET BACKED SEC CORP MORT PAS DE 8.01,9.01 08/25/04 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01,9.01 08/25/04 AERO MARINE ENGINE INC NV 1.01,9.01 08/23/04 AFC ENTERPRISES INC MN 1.02 08/27/04 AKI INC DE 8.01,9.01 09/02/04 ALLEGHENY TECHNOLOGIES INC DE 5.02,9.01 09/02/04 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 1.01,7.01,9.01 08/31/04 ALLIANCE CAPITAL MANAGEMENT L P DE 1.01,7.01,9.01 08/31/04 ALLIN CORP DE 1.01 08/27/04 ALLOY INC DE 2.02 09/01/04 AMEND ALLSTATE CORP DE 8.01,9.01 08/31/04 ALTERNATIVE LOAN TRUST 2004-17CB 9.01 08/25/04 Alternative Loan Trust 2004-18CB 9.01 08/25/04 ALTERNATIVE LOAN TRUST 2004-20T1 9.01 08/25/04 AMEDISYS INC DE 8.01,9.01 08/31/04 AMERADA HESS CORP DE 1.01 08/31/04 AMERICAN ACCESS TECHNOLOGIES INC FL 8.01,9.01 08/26/04 AMERICAN CAPITAL STRATEGIES LTD 1.01,2.03,9.01 08/27/04 AMERICAN EXPRESS CREDIT CORP DE 2.03 08/30/04 ANTHEM INC IN 1.01,2.03,8.01,9.01 08/30/04 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01,9.01 09/01/04 APPLE REIT SIX INC 1.01 08/27/04 APPLIED IMAGING CORP DE 5.01,9.01 08/31/04 ARTESIAN RESOURCES CORP DE 8.01 08/31/04 Asset Backed Funding Corp. ABFC Asset DE 8.01,9.01 08/25/04 ASSET BACKED SEC CORP ASSET BACK PASS DE 8.01,9.01 08/25/04 ASSET BACKED SECURITIES CORP DE 8.01,9.01 09/02/04 ASTORIA FINANCIAL CORP DE 8.01,9.01 08/30/04 AT&T WIRELESS SERVICES INC DE 8.01,9.01 09/02/04 AVALON HOLDINGS CORP OH 5.02 08/31/04 AVATAR SYSTEMS INC TX 2.02,8.01,9.01 08/30/04 AXM PHARMA INC NV 4.01,9.01 09/02/04 AMEND BAIRNCO CORP /DE/ DE 8.01 09/02/04 BALDWIN & LYONS INC IN 8.01,9.01 09/01/04 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 09/01/04 BEACON POWER CORP DE 4.01 08/30/04 BEAR STEARNS ALT A TRUST 2003-2 DE 8.01,9.01 08/25/04 BEAR STEARNS ALT A MORT PASS THR CERT DE 8.01,9.01 08/25/04 BEAR STEARNS ALT A TR MORTGAGE PASS T NY 8.01,9.01 08/25/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 08/25/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 08/25/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 08/25/04 BEAR STEARNS ALT-A TRUST MTG PASS-THR NY 8.01,9.01 08/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 08/31/04 BEAR STEARNS TRUST MORTGAGE PASS-THRO DE 8.01,9.01 08/25/04 BEBE STORES INC CA 2.02,9.01 08/28/04 BLACKBOARD INC DE 1.01 08/30/04 BLUE MARTINI SOFTWARE INC 8.01 09/01/04 BOLT TECHNOLOGY CORP CT 2.02,9.01 09/02/04 BOSTON BIOMEDICA INC MA 3.01 08/27/04 BROWN SHOE CO INC NY 7.01 09/02/04 BUCKEYE PARTNERS L P DE 5.02,7.01,9.01 09/01/04 CALAVO GROWERS INC CA 2.02,9.01 08/30/04 CALPROP CORP CA 5.02 08/26/04 CANTEL MEDICAL CORP DE 5.02,9.01 08/30/04 CAPITAL CORP OF THE WEST CA 5.02 09/02/04 CARE CONCEPTS I INC /FL/ DE 2.01,9.01 07/30/04 AMEND CAREER EDUCATION CORP DE 7.01,9.01 09/02/04 CARPENTER TECHNOLOGY CORP DE 7.01,9.01 09/02/04 CASEYS GENERAL STORES INC IA 2.02,9.01 09/01/04 CASEYS GENERAL STORES INC IA 2.02,9.01 09/02/04 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 09/02/04 CATALYST INTERNATIONAL INC DE 8.01,9.01 09/02/04 CATUITY INC DE 5.03 09/02/04 CAVALIER HOMES INC DE 1.01,9.01 09/01/04 CBL & ASSOCIATES PROPERTIES INC DE 2.01,9.01 03/12/04 CBRL GROUP INC TN 7.01,9.01 09/02/04 CC V HOLDINGS LLC DE 5.02,9.01 08/25/04 CCH II LLC 5.02,9.01 08/25/04 CCO HOLDINGS LLC 5.02,9.01 08/25/04 CEC INDUSTRIES CORP NV 8.01,9.01 08/31/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE 9.01 08/25/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 08/25/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 08/25/04 CHARTER COMMUNICATIONS HOLDINGS LLC DE 5.02,9.01 08/25/04 CHARTER COMMUNICATIONS INC /MO/ DE 5.02,7.01 08/25/04 CHASE CORP MA 1.01,9.01 08/31/04 CHEC LOAN TRUST 2004-1 DE 8.01,9.01 08/25/04 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 09/02/04 CHINA NETTV HOLDINGS INC NV 1.02 08/20/04 CHURCHILL DOWNS INC KY 1.01,7.01,9.01 09/01/04 CHURCHILL DOWNS INC KY 9.01 09/02/04 AMEND CIBER INC DE 1.01,9.01 08/27/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 9.01 08/25/04 CLAIRES STORES INC DE 2.02,9.01 09/02/04 CLARUS CORP DE 3.01,9.01 09/01/04 CLECO CORP LA 8.01 09/01/04 CLECO CORP LA 9.01 09/01/04 AMEND CNL Hotels & Resorts, Inc. MD 8.01 08/27/04 COCA COLA ENTERPRISES INC DE 8.01,9.01 08/31/04 COMMAND SECURITY CORP NY 8.01 09/01/04 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 09/02/04 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01 09/02/04 COMMUNITY BANCORP /VT VT 8.01 09/02/04 COMPUTER ACCESS TECHNOLOGY CORP DE 1.01,9.01 09/01/04 COMPUTER ACCESS TECHNOLOGY CORP DE 1.01,9.01 08/28/04 CONNS INC DE 5.02 08/26/04 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 09/01/04 CONTINENTAL AIRLINES INC /DE/ DE 7.01,8.01,9.01 09/02/04 CORIO INC DE 4.01 08/30/04 COTELLIGENT INC DE 5.02 08/30/04 COUNTY BANK CORP MI 7.01,9.01 09/01/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 09/02/04 CRITICAL HOME CARE INC NV 1.01,8.01,9.01 08/20/04 CROSSROADS SYSTEMS INC DE 2.02,9.01 09/02/04 CROWN MEDICAL SYSTEMS INC 5.02,8.01,9.01 09/01/04 CROWN MEDICAL SYSTEMS INC 8.01 09/02/04 CSFB MORTGAGE BACKED PASS THROUGH CER DE 8.01,9.01 08/25/04 CSFB MORTGAGE BACKED PASS THRU CERT S DE 8.01,9.01 08/25/04 CSK AUTO CORP DE 2.02,7.01,9.01 09/02/04 CSX TRANSPORTATION INC VA 1.01,1.02,2.01,9.01 08/27/04 CWMBS 2004-J6 DE 9.01 08/25/04 CYMER INC NV 3.03,5.03,9.01 09/02/04 CYTOGEN CORP DE 3.03,9.01 09/01/04 DEL MONTE FOODS CO DE 2.02,7.01,9.01 09/02/04 DELTA MILLS INC DE 2.05,2.06 08/31/04 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 2.02,2.05,2.06,9.01 08/31/04 DELTIC TIMBER CORP DE 5.02 09/01/04 DENDO GLOBAL CORP NV 8.01 09/02/04 DEUTSCHE MORT SEC INC MORTGAGE LOAN T 8.01,9.01 08/25/04 DEUTSCHE MORTGAGE SEC INC MORT LOAN T 8.01,9.01 08/25/04 Deutsche Mortgage Securities Inc Mort 8.01,9.01 08/25/04 DEVELOPERS DIVERSIFIED REALTY CORP OH 9.01 09/02/04 DILLARDS INC DE 7.01,9.01 09/02/04 DISCOVER CARD MASTER TRUST I DE 8.01 08/31/04 DOLLAR GENERAL CORP TN 7.01,9.01 09/02/04 DOT HILL SYSTEMS CORP NY 1.01 08/24/04 EDGAR ONLINE INC DE 3.01 08/27/04 ELECTRIC CITY CORP DE 1.01,3.03,9.01 08/31/04 ELMERS RESTAURANTS INC OR 8.01,9.01 09/02/04 ENCORE WIRE CORP /DE/ DE 1.01,2.03,9.01 08/27/04 ENGINEERED SUPPORT SYSTEMS INC MO 2.02,9.01 08/31/04 ENHANCE BIOTECH INC DE 2.01,9.01 09/01/04 ENTERGY CORP /DE/ DE 7.01,8.01,9.01 09/02/04 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,2.03,9.01 09/02/04 ESTERLINE TECHNOLOGIES CORP DE 2.02,8.01,9.01 09/02/04 EXPRESSJET HOLDINGS INC DE 8.01,9.01 09/01/04 EXTENDICARE HEALTH SERVICES INC DE 8.01,9.01 09/01/04 FALCONSTOR SOFTWARE INC DE 1.01 09/01/04 FAMILY DOLLAR STORES INC DE 2.02 09/02/04 FINISAR CORP DE 2.02,9.01 09/02/04 FINISH LINE INC /DE/ DE 2.02,9.01 09/02/04 First Franklin Mortgage Loan Trust 20 8.01,9.01 08/25/04 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE 2.01,8.01,9.01 09/01/04 FIRST UNION COMMERCIAL MORTGAGE SECUR NC 8.01 08/18/04 FISHER COMMUNICATIONS INC WA 2.02,7.01,8.01,9.01 09/01/04 GAP INC DE 1.01,1.02,2.03,7.01,9.01 08/30/04 GAP INC DE 7.01,9.01 09/02/04 GARDNER DENVER INC DE 2.01,2.03,7.01,9.01 09/02/04 GATEWAY ENERGY CORP/NE DE 5.02,9.01 08/27/04 GERBER SCIENTIFIC INC CT 2.02 09/02/04 GLIMCHER REALTY TRUST MD 1.01,9.01 08/30/04 GLOBAL MACRO TRUST DE 4.01,9.01 08/25/04 AMEND GLOBALSANTAFE CORP 7.01 09/02/04 GMACM Mortgage Pass-Through Certifica DE 8.01,9.01 08/25/04 GMACM Mortgage Pass-Through Certifica DE 8.01,9.01 08/25/04 GRANT VENTURES INC NV 2.01,3.02,9.01 07/30/04 AMEND GREENWICH CAPITAL ACC INC PROVIDENT F DE 8.01,9.01 08/25/04 GS Mortgage GSR Loan Trust 2004-8F DE 8.01,9.01 08/25/04 GS MORTGAGE SEC CORP MORTGA MORT PAS DE 8.01,9.01 08/25/04 GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 08/25/04 HALLIBURTON CO DE 7.01,8.01 09/01/04 HARRAHS ENTERTAINMENT INC DE 2.01,9.01 09/02/04 AMEND HARTCOURT COMPANIES INC UT 8.01 09/02/04 HARVEST NATURAL RESOURCES INC DE 1.01,5.02 08/30/04 HEALTH NET INC DE 5.02 08/30/04 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 09/02/04 HELMERICH & PAYNE INC DE 1.01,9.01 09/01/04 HMG COURTLAND PROPERTIES INC DE 2.01,7.01 08/20/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 08/25/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 08/25/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 08/25/04 HOOKER FURNITURE CORP VA 5.02,9.01 09/01/04 HUTTIG BUILDING PRODUCTS INC DE 1.01,2.01,9.01 08/30/04 HYBRIDON INC DE 1.01,3.02,5.02 08/27/04 IMPAC CMB TRUST SERIES 2004-2 DE 8.01,9.01 08/25/04 IMPAC CMB Trust SERIES 2004-6 DE 8.01,9.01 08/25/04 INDYMAC MBS INC 9.01 08/31/04 INDYMAC MBS INC 9.01 08/31/04 INDYMAC MBS INC 9.01 08/30/04 INDYMAC MBS INC 9.01 08/30/04 INTEGRATED DEVICE TECHNOLOGY INC DE 7.01,9.01 09/02/04 INTEL CORP DE 7.01 09/02/04 INVACARE CORP OH 7.01 09/02/04 INVITROGEN CORP DE 9.01 02/06/04 AMEND INYX INC NV 3.02,7.01,9.01 08/27/04 AMEND IRWIN WHOLE LOAN HOME EQUITY TRUST 20 DE 8.01,9.01 08/25/04 ITRON INC /WA/ WA 9.01 09/02/04 AMEND J.P. Morgan Mortgage Trust 2004-A2 DE 8.01,9.01 08/25/04 J.P. Morgan Mortgage Trust 2004-A3 DE 8.01,9.01 08/25/04 JO-ANN STORES INC OH 7.01 09/02/04 JOSTENS INC MN 8.01,9.01 09/02/04 JP MORGAN MORTGAGE TRUST 2004-A1 MORT DE 8.01,9.01 08/25/04 KINGS ROAD ENTERTAINMENT INC DE 8.01 08/27/04 AMEND KLEVER MARKETING INC DE 7.01 08/27/04 KOHLS CORPORATION WI 7.01 09/02/04 LASALLE RE HOLDINGS LTD 7.01,9.01 08/20/04 LAUREL CAPITAL GROUP INC PA 2.02,9.01 08/31/04 LECROY CORP DE 1.01,9.01 09/01/04 LIBERTY MEDIA CORP /DE/ DE 8.01,9.01 09/02/04 LIBERTY PROPERTY TRUST MD 1.01,5.03,9.01 09/02/04 LIMELIGHT MEDIA GROUP INC NV 7.01 08/25/04 LNB BANCORP INC OH 7.01,9.01 09/02/04 LOCKHEED MARTIN CORP MD 1.01,5.03,8.01,9.01 09/01/04 LONE STAR STEAKHOUSE & SALOON INC DE 5.02 09/01/04 LUCENT TECHNOLOGIES INC DE 8.01 09/01/04 LUMINEX CORP DE 5.02 09/02/04 MAGUIRE PROPERTIES INC MD 5.02 09/01/04 MAINE & MARITIMES CORP 5.02 09/02/04 MANDALAY RESORT GROUP NV 2.02,9.01 09/02/04 MARCONI CORP PLC X0 8.01 09/02/04 MAX & ERMAS RESTAURANTS INC DE 2.02,5.02,9.01 08/31/04 MEDIA SERVICE GROUP INC NV 2.01 09/01/04 MEDIANET GROUP TECHNOLOGIES INC NV 8.01 09/01/04 MEDICALCV INC MN 1.01,5.02,9.01 08/30/04 MERISEL INC /DE/ DE 8.01,9.01 09/01/04 METHODE ELECTRONICS INC DE 2.02,9.01 09/02/04 METRO-GOLDWYN-MAYER INC DE 8.01,9.01 09/01/04 METRON TECHNOLOGY N V 1.02 08/30/04 MICRON ENVIRO SYSTEMS INC NV 5.01 09/02/04 MILLBURN WORLD RESOURCE TRUST DE 4.01,9.01 08/25/04 AMEND MOHEGAN TRIBAL GAMING AUTHORITY 5.02 08/29/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 08/19/04 MORTGAGE LOAN TRUST SERIES 2004-3 8.01,9.01 08/25/04 Mortgage Pass-Through Certificates, S 9.01 08/25/04 MSW ENERGY HOLDINGS II LLC 8.01 08/31/04 MSW ENERGY HOLDINGS LLC DE 8.01 08/31/04 MUELLER INDUSTRIES INC DE 8.01,9.01 08/31/04 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 5.02 08/27/04 NAVISITE INC DE 8.01,9.01 09/02/04 NCRIC GROUP INC DC 7.01 08/27/04 NEIMAN MARCUS GROUP INC DE 7.01 09/02/04 NESTOR PARTNERS NJ 3.02 09/02/04 NESTOR PARTNERS NJ 4.01,9.01 08/25/04 AMEND NET PERCEPTIONS INC DE 3.01,9.01 09/01/04 NEW BRUNSWICK SCIENTIFIC CO INC NJ 8.01 09/02/04 NEW HORIZONS WORLDWIDE INC DE 8.01 09/02/04 NEW RIVER PHARMACEUTICALS INC VA 7.01,9.01 08/31/04 NEWAVE INC UT 9.01 12/24/03 AMEND NEWPORT INTERNATIONAL GROUP INC DE 1.01,3.02 08/27/04 NICOR INC IL 2.03 09/02/04 NOFIRE TECHNOLOGIES INC DE 3.02 08/30/04 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 08/24/04 NORDSTROM INC WA 7.01 09/02/04 NORFOLK SOUTHERN CORP VA 1.01,1.02,2.01,9.01 08/27/04 NORTEL NETWORKS CORP 2.02,8.01,9.01 09/02/04 NORTEL NETWORKS CORP 1.01 08/31/04 NORTEL NETWORKS LTD 2.02,8.01,9.01 09/02/04 NORTEL NETWORKS LTD 1.01 08/31/04 NORTHERN BORDER PARTNERS LP DE 8.01 09/01/04 NORTHERN BORDER PIPELINE CO TX 8.01 09/01/04 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 2.03 09/02/04 NORTHRIM BANCORP INC AK 8.01,9.01 09/01/04 NORTHWEST NATURAL GAS CO OR 5.02 08/31/04 NOVA BIOGENETICS INC DE 4.01,9.01 08/13/04 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 09/01/04 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 09/02/04 NOXSO CORP VA 8.01 08/31/04 OCEANEERING INTERNATIONAL INC DE 7.01 09/01/04 OFFSHORE LOGISTICS INC DE 7.01,9.01 09/01/04 OMI CORP/M I 8.01,9.01 09/01/04 OPEN SOLUTIONS INC DE 5.02 09/01/04 PACIFIC BIOMETRICS INC DE 1.02 08/31/04 PACKAGING CORP OF AMERICA 8.01,9.01 09/01/04 PAREXEL INTERNATIONAL CORP MA 1.01,9.01 09/01/04 Park Place Securities, Inc. DE 8.01,9.01 08/30/04 PARKER DRILLING CO /DE/ DE 7.01 09/02/04 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,5.02,9.01 08/31/04 PAYLESS SHOESOURCE INC /DE/ DE 5.02,7.01,8.01 09/02/04 PAYMENT DATA SYSTEMS INC NV 2.03 08/24/04 PEGASUS COMMUNICATIONS CORP / DE 2.01,9.01 09/02/04 PENN NATIONAL GAMING INC PA 8.01 08/27/04 PEPSICO INC NC 7.01,9.01 09/01/04 PINNACLE ENTERTAINMENT INC DE 1.01,2.01,2.03,2.06,9.01 08/27/04 PLUM CREEK TIMBER CO INC DE 1.01,9.01 08/31/04 AMEND PLY GEM INDUSTRIES INC DE 1.01,9.01 08/27/04 POLARIS INDUSTRIES INC/MN MN 2.02,2.05,7.01,9.01 09/02/04 PORTAL SOFTWARE INC DE 5.02,9.01 08/27/04 POWELL INDUSTRIES INC NV 2.02,9.01 07/31/04 POWER TECHNOLOGY INC/CN NV 1.01,9.01 08/27/04 PRECISION AUTO CARE INC VA 8.01,9.01 09/02/04 PRIME MORTGAGE TRUST 2003-1 NY 8.01,9.01 08/25/04 PRO PHARMACEUTICALS INC NV 8.01 08/31/04 PROVIDIAN FINANCIAL CORP DE 1.01,9.01 09/01/04 PROXIM CORP DE 3.01 08/30/04 PXRE GROUP LTD 1.01,9.01 09/01/04 QUANEX CORP DE 5.05,9.01 09/02/04 RADIOLOGIX INC DE 5.02,9.01 09/01/04 RAILAMERICA INC /DE DE 2.01,8.01 08/31/04 RED HAT INC DE 1.01,5.02,7.01,9.01 08/30/04 REMEC INC CA 5.02,9.01 09/01/04 RENAISSANCE MEDIA GROUP LLC DE 5.02,9.01 08/25/04 RENAISSANCERE HOLDINGS LTD 1.01,8.01,9.01 08/31/04 RESIDENTIAL ASSET GMACM MORTGAGE LOAN DE 8.01,9.01 08/25/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 08/25/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 08/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS G DE 8.01,9.01 08/25/04 RESOURCES CONNECTION INC DE 3.01 09/01/04 REX STORES CORP DE 2.02,9.01 09/02/04 RIVERSTONE NETWORKS INC DE 2.02,9.01 09/01/04 RIVIERA HOLDINGS CORP NV 8.01 09/02/04 ROFIN SINAR TECHNOLOGIES INC DE 8.01 09/02/04 SAFETY INSURANCE GROUP INC DE 5.02,9.01 08/30/04 SAKS INC TN 7.01,9.01 09/02/04 SCIENTIFIC INDUSTRIES INC DE 1.01 09/01/04 SEACOAST BANKING CORP OF FLORIDA FL 8.01 09/01/04 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 09/02/04 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 09/02/04 SHERWIN WILLIAMS CO OH 8.01,9.01 09/01/04 SHOE CARNIVAL INC IN 1.01,2.05,2.06,9.01 08/25/04 SIGMATRON INTERNATIONAL INC DE 8.01,9.01 09/02/04 SIMMONS BEDDING CO DE 1.01,9.01 08/27/04 SMITHTOWN BANCORP INC NY 8.01 09/01/04 SOTHEBYS HOLDINGS INC MI 2.03 09/02/04 SOURCE INTERLINK COMPANIES INC MO 1.01,2.03,9.01 08/30/04 SOUTHERN UNION CO DE 8.01,9.01 09/01/04 SOUTHWEST COMMUNITY BANCORP CA 8.01 08/31/04 SOUTHWESTERN ENERGY CO AR 7.01 09/02/04 SPARTECH CORP DE 2.02 07/31/04 STAR SCIENTIFIC INC DE 8.01,9.01 08/31/04 STATER BROS HOLDINGS INC DE 7.01,9.01 09/02/04 STRUCT ASS MORT INV INC BS ALTA MORT DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 08/25/04 STRUCTURED ASSET MORT PRIME MORT TR P DE 8.01,9.01 08/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01 08/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 9.01 08/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 08/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 08/25/04 Structured Asset Securities Corp Mort DE 8.01 08/25/04 Structured Asset Securities Corp Mort DE 9.01 08/25/04 Structured Asset Securities Corportio DE 9.01 08/25/04 SUPERCLICK INC WA 8.01,9.01 09/02/04 SYNERGY BRANDS INC DE 5.02 09/02/04 SYNTROLEUM CORP DE 1.01,2.03 08/27/04 TARGET CORP MN 8.01,9.01 09/02/04 TAYLOR ANN STORES CORP DE 7.01 09/02/04 TC PIPELINES LP DE 8.01 09/01/04 TEKELEC CA 8.01,9.01 08/19/04 TELECOMMUNICATION SYSTEMS INC /FA/ 3.02,9.01 08/30/04 TENET HEALTHCARE CORP NV 8.01 09/01/04 TENET HEALTHCARE CORP NV 8.01 09/02/04 THOMAS & BETTS CORP TN 1.01,9.01 09/01/04 TITANIUM METALS CORP DE 5.02,5.03,9.01 09/02/04 TOOTSIE ROLL INDUSTRIES INC VA 1.01,2.01,2.03,9.01 08/27/04 TRAFFIX INC DE 1.01,8.01 08/30/04 TRAMMELL CROW CO DE 1.01,7.01,9.01 09/01/04 TRANS MAX TECHNOLOGIES INC NV 1.01,9.01 08/23/04 TRENWICK AMERICA CORP DE 7.01,9.01 08/20/04 TRENWICK GROUP LTD 7.01,9.01 08/20/04 TRI STATE 1ST BANK INC OH 8.01,9.01 08/31/04 TRIMERIS INC DE 5.02 09/01/04 UCAP INC CO 4.01,9.01 09/01/04 US GLOBAL NANOSPACE INC DE 8.01 09/02/04 US WIRELESS ONLINE INC NV 5.02 09/01/04 VCG HOLDING CORP 2.01,9.01 08/18/04 VERAMARK TECHNOLOGIES INC DE 5.02 08/31/04 VERITAS DGC INC DE 2.02,9.01 09/01/04 VERITAS SOFTWARE CORP /DE/ DE 1.01,9.01 08/30/04 VERSATA INC DE 2.02,9.01 09/02/04 VIASYS HEALTHCARE INC DE 2.05 09/01/04 VITAL LIVING INC AZ 5.02 08/27/04 VON HOFFMANN HOLDINGS INC 8.01,9.01 09/02/04 WaMu Mortgage Pass-Through Certificat DE 9.01 08/25/04 WARRANTECH CORP DE 2.02,9.01 09/02/04 WASHINGTON MUTUAL MSC MORTGAGE PASS-T DE 8.01,9.01 09/02/04 AMEND WEIDA COMMUNICATIONS, INC. NJ 1.01,2.01,2.03,9.01 08/27/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 08/31/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 09/01/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 07/29/04 WORKSTREAM INC 8.01,9.01 08/31/04 WORLD MONITOR TRUST SERIES A DE 1.02,9.01 08/30/04 WORLD TRANSPORT AUTHORITY INC 8.01 09/01/04 AMEND WORLDWIDE RESTAURANT CONCEPTS INC DE 2.02,9.01 09/02/04 WYNN RESORTS LTD 1.01,3.02,9.01 08/28/04 XCEL ENERGY INC MN 8.01,9.01 09/01/04 XPONENTIAL INC DE 2.02,9.01 09/02/04 ZAPATA CORP NV 5.01 08/31/04 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 09/02/04 ZEOLITE MINING CORP 1.01,9.01 09/01/04