SEC NEWS DIGEST Issue 2004-133 July 13, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - TUESDAY, JULY 20, 2004 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, July 20, will be: Formal orders of investigations; Institution and settlement of an injunctive action; Institution of an administrative proceeding of an enforcement nature; and Regulatory matter regarding a financial institution. CLOSED MEETING - THURSDAY, JULY 22, 2004 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, July 22, will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of an administrative proceeding of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS ORDER DIRECTING DISGORGEMENT FUND DISTRIBUTION IN THE MATTER OF NEVIS CAPITAL MANAGEMENT, LLC, DAVID WILMERDING, III, AND JON BAKER On July 12, the Commission ordered that distributions be paid to investors pursuant to a plan for the distribution of monies placed in a Fair Fund, pursuant to Section 308(a) of the Sarbanes Oxley Act of 2002 (Plan), previously approved in the Matter of Nevis Capital Management, LLC, (Nevis Capital), David R. Wilmerding, III (Wilmerding), and Jon C. Baker (Baker). On Feb. 9, 2004, the Commission found that Respondents Nevis Capital, Wilmerding, and Baker violated Sections 206(1), 206(2), and 206(4) of the Investment Company Act of 1940, and Rule 206(4)- (1)(a)(5) thereunder. The Commission censured Nevis Capital, Wilmerding, and Baker for their conduct, and ordered each to cease and desist from committing or causing any violations or future violations of Sections 206(1), 206(2), and 206(4) of the Investment Company Act, and Rule 206(4)-(1)(a)(5) thereunder. In addition, the Commission ordered each Respondent to pay disgorgement and prejudgment interest in the amount of $10,000, ordered Nevis Capital to pay civil penalties in the amount of $1,690,000, and ordered Wilmerding and Baker to pay civil penalties in the amount of $140,000 each. On April 26, 2004, the Commission issued an order approving publication of notice of the proposed Plan, and notice was published. The Commission subsequently approved the Plan on June 4, 2004. The Plan provides that the total distribution fund of $2,000,000, paid by Nevis Capital, Wilmerding, and Baker, be distributed pro rata to clients of Nevis Capital as of Dec. 1, 1998, who were otherwise eligible but were not given the opportunity to participate in IPO investments. (Rel. IA-2262; File No. 3-11201) HARRIS BALLOW AND TWELVE OTHERS CHARGED IN MANIPULATION SCHEME On July 9, the Commission filed a civil injunctive action in the Southern District of Texas against Harris D. "Butch" Ballow and twelve other individuals for manipulating the public markets for the stocks of EpicEdge, Inc. and EVTC, Inc. The other defendants include three associates of Ballow (Hector J. Garcia, Marvin M. "Mike" Barnwell, and Frank H. Moss) two former officers of EVTC (George J. Cannan, Sr. and David A. Keener), two former officers of EpicEdge (Charles H. Leaver and Carl R. Rose), three registered representatives at securities firms where Ballow and his associates traded the stocks (Mark K. Menzel, Earl Shawn Casias, and George J. Cannan, Jr.) and two other securities industry professionals (Lawrence A. Clasby, an investment adviser, and Stacey J. Blake, a former registered representative). According to the complaint, Ballow, acting largely through off-shore corporations, engaged in heavy trading designed to create artificial volume in the stocks and interfere with the true supply and demand for the stocks. Both stocks rose sharply throughout most of 2000, then simultaneously collapsed in September 2000 when Ballow was no longer able to support the prices. The collapse not only hurt investors, but also the broker-dealers who made large margin loans to Ballow's off- shore companies and to Cannan, Sr. The defendants are charged with violations of the antifraud provisions of the securities laws, including Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, Rule 10b-5, and Regulation M, and other provisions. [SEC v. Carl R. Rose, et al., Civil Action No. H-04-CV-2799 (S.D. Tex.)] (LR-18780) CASE DISMISSED AGAINST STAND-BY SYSTEMS, INC. AND ITS CEO The Commission announced that on July 2 Judge Barefoot Sanders, U.S. District Judge for the Northern District of Texas, entered an order dismissing the Commission's civil injunctive action against defendants Stand-By Systems, Inc. (Stand-By) and Kenneth J. Palmer (Palmer). In a joint motion to dismiss the litigation, the parties advised the Court that the Commission had determined that in light of developments since the filing of its lawsuit, it should not continue to advance its claims against the defendants. The parties also advised the Court that in making its decision to seek the dismissal of the case, the Commission relied upon the representations of the defendants concerning their willingness, prior to any future offering of securities: (1) to adopt accounting procedures and policies recommended by a CPA to be retained by Standby, not unacceptable to the Commission staff; and (2) to submit all offering materials for review by securities counsel, not unacceptable to the Commission staff. Additional information can be found in Litigation Release No. 17463 (April 8, 2002). [SEC v. Stand-By- Systems, Inc., et al., Civil Action Number 3:02-0642-H, USDC NDTX, Dallas Division] (LR-18781) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NSX-2004-10) and Amendment Nos. 1 and 2 thereto submitted by the National Stock Exchange relating to corporate governance. Publication of the proposal is expected in the Federal Register during the week of July 12. (Rel. 34-49998) PROPOSED RULE CHANGE The International Securities Exchange filed a proposed rule change (SR- ISE-2004-13) to Adopt an Anti-Money Laundering Rule. Publication of the proposal is expected in the Federal Register during the week of July 12. (Rel. 34-50000) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 FINLAY FINE JEWELRY CORP, 529 FIFTH AVE, 5TH FLOOR, NEW YORK, NY, 10017, 2128082942 - 0 ($200,000,000.00) Other, (File 333-117288 - Jul. 12) (BR. 02) S-8 HUMATECH INC, 1959 SOUTH VAL VISTA DRIVE, SUITE 130, MESA, AZ, 85204, (480) 813-8484 - 6,000,000 ($1,020,000.00) Equity, (File 333-117289 - Jul. 12) (BR. 04) S-3 MAGUIRE PROPERTIES INC, 333 S. GRAND AVE., STE 400, LOS ANGELES, CA, 90071, 2136134500 - 10,999,398 ($271,575,136.62) Equity, (File 333-117290 - Jul. 12) (BR. 08) S-8 NATIONSRX INC, 8 MACBETH COURT, SUITE 1, RANCHO MIRAGE, CA, 92270, 7603288988 - 2,496,000 ($374,400.00) Equity, (File 333-117304 - Jul. 12) (BR. 01) S-8 RUSH ENTERPRISES INC \TX\, 555 IH 35 SOUTH, NEW BRAUNFELS, TX, 78130, 8306265200 - 0 ($30,769,000.00) Equity, (File 333-117305 - Jul. 12) (BR. 02) S-8 SULPHCO INC, 850 SPICE ISLANDS DRIVE, SPARKS, NV, 89431, 775-829-1310 - 1,100,000 ($585,200.00) Equity, (File 333-117306 - Jul. 12) (BR. 06) S-8 TARANTELLA INC, 425 ENCINAL STREET, PO BOX 1900, SANTA CRUZ, CA, 95061, 4084277172 - 3,050,000 ($5,486,950.00) Equity, (File 333-117307 - Jul. 12) (BR. 03) S-8 EASTGROUP PROPERTIES INC, P O BOX 22728, JACKSON, MS, 39202, 6013543555 - 1,900,000 ($64,343,500.00) Equity, (File 333-117308 - Jul. 12) (BR. 08) SB-2 IMAGING3 INC, 303 N GLENOAKS BLVD, BURBANK, CA, 91505, 8182600930 - 70,000,000 ($1,750,000.00) Equity, (File 333-117309 - Jul. 12) (BR. 36) S-3 MDC HOLDINGS INC, 3600 S YOSEMITE ST STE 900, DENVER, CO, 80237, 3037731100 - 0 ($26,514,247.68) Equity, (File 333-117310 - Jul. 12) (BR. 06) S-8 UTEK CORP, 202 SOUTH WHEELER STREET, PLANT CITY, FL, 33563, 8137544330 - 0 ($3,845,000.00) Equity, (File 333-117311 - Jul. 12) (BR. 16) S-1 Valley Bancorp, 3500 WEST SAHARA, LAS VEGAS, X1, 89102, 702-221-8600 - 0 ($17,250,000.00) Equity, (File 333-117312 - Jul. 12) (BR. ) S-8 ISLAND PACIFIC INC, 3252 HOLIDAY COURT, STE 208, LA JOLLA, CA, 92037, 8585503345 - 1,381,886 ($718,570.32) Equity, (File 333-117313 - Jul. 12) (BR. 03) N-2 MUNIYIELD NEW JERSEY INSURED FUND INC, 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08536, 6092822800 - 800 ($20,000,000.00) Equity, (File 333-117314 - Jul. 12) (BR. 17) S-3 ROCKFORD CORP, 546 SOUTH ROCKFORD DRIVE, TEMPE, AZ, 85281, 4809673565 - 16,236,408 ($16,236,408.00) Equity, (File 333-117315 - Jul. 12) (BR. 37) S-8 METRO ONE TELECOMMUNICATIONS INC, 11200 MURRAY SCHOLLS PLACE, BEVERTON, OR, 97007, 5036439500 - 0 ($5,498,089.00) Equity, (File 333-117316 - Jul. 12) (BR. 37) S-8 ACTIVCARD CORP, 6623 DUMBARTON CIRCLE, FREMONT, CA, 94555, 5105710100 - 0 ($5,354,712.00) Equity, (File 333-117317 - Jul. 12) (BR. 03) S-3 RENAISSANCERE HOLDINGS LTD, RENAISSANCE HOUSE, 8-12 EAST BROADWAY, PEMBROKE BERMUDA, D0, HM 19, 4412954513 - 0 ($250,000,000.00) Other, (File 333-117318 - Jul. 12) (BR. 01) S-3 MDC HOLDINGS INC, 3600 S YOSEMITE ST STE 900, DENVER, CO, 80237, 3037731100 - 0 ($450,000,000.00) Other, (File 333-117319 - Jul. 12) (BR. 06) SB-2 AUTO DATA NETWORK, 1 ROCKEFELLER PLAZA - SUITE 1600, NEW YORK, NY, 10020, 2125214497 - 498,189 ($1,340,129.00) Equity, (File 333-117320 - Jul. 12) (BR. 08) S-1 ENOVA SYSTEMS INC, 19850 SOUTH MAGELLAN DR, SUITE 305, TORRANCE, CA, 90502, 3105272800 - 16,250,001 ($2,437,500.00) Other, (File 333-117321 - Jul. 12) (BR. 36) S-4 COUNTRYWIDE FINANCIAL CORP, 4500 PARK GRANADA BLVD, CALABASAS, CA, 91302, 8182253000 - 0 ($1,102,275,000.00) Debt Convertible into Equity, (File 333-117322 - Jul. 12) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ABERDENE MINES LTD X 07/07/04 ADVANCED MAGNETICS INC DE X 07/12/04 ALIGN TECHNOLOGY INC DE X X 07/12/04 ALLEGHENY TECHNOLOGIES INC DE X 06/01/04 AMEND AMERICAN ACCESS TECHNOLOGIES INC FL X X 07/08/04 AMERICAN BUILDING CONTROL INC DE X 07/09/04 AMERICAN MEDICAL ALERT CORP NY X 07/12/04 APPLETON PAPERS INC/WI X X 07/12/04 ATA HOLDINGS CORP IN X X 07/12/04 ATLANTIC SYNERGY INC NV X X X X 07/02/04 AMEND AUSTRALIAN OIL & GAS CORP DE X 07/09/04 AVIATION GENERAL INC DE X 07/12/04 BA MASTER CREDIT CARD TRUST / X 06/15/04 BALLY TOTAL FITNESS HOLDING CORP DE X X 07/12/04 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 07/12/04 BANC OF AMERICA FUNDING CORP MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 06/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 06/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 06/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 06/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 06/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 06/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 06/25/04 BELDEN & BLAKE CORP /OH/ OH X X 06/25/04 BF ENTERPRISES INC DE X 07/12/04 BLYTH INC DE X 06/12/04 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA X X 06/15/04 BRAVO FOODS INTERNATIONAL CORP DE X X 07/12/04 BROOKE CORP KS X X 07/12/04 CAMDEN PROPERTY TRUST TX X X 07/12/04 CAPITAL ONE MASTER TRUST NY X 07/09/04 CAPITAL ONE MULTI ASSET EXECUTION TRU DE X X 07/08/04 CATERPILLAR INC DE X 07/09/04 CHINA MOBILITY SOLUTIONS, INC. (forme FL X 06/30/04 CHINA NORTH EAST PETROLEUM HOLDINGS L NV X X X 04/30/04 AMEND CIRCUIT CITY STORES INC VA X X 05/12/04 AMEND CITIZENS COMMUNICATIONS CO DE X 07/11/04 CLEVELAND CLIFFS INC OH X 07/09/04 COMPUTER ASSOCIATES INTERNATIONAL INC DE X 07/08/04 COMPUTER TASK GROUP INC NY X 07/12/04 CREDIT & ASSET REP VEHICLE CORP ALLST DE X X 07/01/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/12/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/12/04 CWABS INC ASSET-BACKED CERTIFICATES DE X 04/25/04 CWABS INC ASSET-BACKED CERTIFICATES DE X 05/25/04 CWABS INC ASSET-BACKED CERTIFICATES DE X 06/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 06/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 06/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 06/25/04 CWABS INC ASSET-BACKED CERTIFICATES S DE X 06/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 06/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 06/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 X 06/25/04 CWALT INC MORTGAGE PASS THR CERTS SER X 06/25/04 CWALT INC MORTGAGE PASS THR CERTS SER X 06/25/04 CWALT INC MORTGAGE PASS THR CERTS SER DE X 06/25/04 CWALT INC MORTGAGE PASS-THROUGH CERTI X 06/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 06/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 06/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 06/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 06/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 06/25/04 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 06/25/04 CWMBS INC MORTGAGE PASS THROUGH TRUST DE X 06/25/04 CYBERGUARD CORP FL X X 07/11/04 CYBERGUARD CORP FL X 07/12/04 CYTYC CORP DE X X 07/09/04 DANKA BUSINESS SYSTEMS PLC X X 06/07/04 DICON FIBEROPTICS INC CA X X 07/02/04 DIGITAL IMPACT INC /DE/ DE X X X 07/12/04 DIRECT WIRELESS COMMUNICATIONS INC TX X 07/08/04 DOLLAR GENERAL CORP TN X X 07/09/04 DPAC TECHNOLOGIES CORP CA X 06/14/04 AMEND DUSA PHARMACEUTICALS INC NJ X X 07/12/04 ENDEAVOUR INTERNATIONAL CORP NV X X 06/07/04 EQUIFIN INC DE X X 07/07/04 EQUITY MARKETING INC DE X X 07/08/04 EVANS BOB FARMS INC DE X X 07/07/04 FEDERAL TRUST CORP FL X X 07/09/04 FIRST HORIZON ABS NOTES SERIES 2004-H TN X 05/25/04 FIRST HORIZON ABS NOTES SERIES 2004-H TN X 06/25/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 06/25/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 06/25/04 FIRST HORIZON ASSET SECURITIES INC MO NY X 06/25/04 FIRST HORIZON ASSET SECURITIES INC MO DE X 06/25/04 FIRST HORIZON ASSET SECURITIES MORTGA DE X 06/25/04 FIRST MONTAUK FINANCIAL CORP NJ X X 07/12/04 FIRST SENTINEL BANCORP INC DE X X 07/12/04 FIRST SOUTH BANCORP INC SC X X 07/02/04 FIRSTCITY FINANCIAL CORP DE X X 07/09/04 FRESH CHOICE INC DE X X 07/12/04 GLOBAL EPOINT INC NV X X 04/26/04 AMEND GLYCOGENESYS INC NV X X 07/12/04 GOLD BANC CORP INC KS X 07/12/04 GOLF ROUNDS COM INC DE X 09/19/03 AMEND GRIFFIN LAND & NURSERIES INC DE X X 07/12/04 GS MORTGAGE SECURITIES CORP DE X X 07/08/04 GS Mortgage Securities Corp. GSAA HOM DE X X 06/28/04 GTC TELECOM CORP NV X 07/01/04 GULFMARK OFFSHORE INC DE X X 07/12/04 HANCOCK HOLDING CO MS X 07/09/04 HANOVER DIRECT INC DE X X 07/08/04 HARKEN ENERGY CORP DE X 07/09/04 HARRODSBURG FIRST FINANCIAL BANCORP I DE X 07/09/04 HEALTH ENHANCEMENT PRODUCTS INC NV X 07/09/04 HEARME DE X X 05/31/04 HOLLINGER INTERNATIONAL INC DE X X 07/08/04 HORIZON HEALTH CORP /DE/ DE X X 07/12/04 HUFFY CORP OH X X 07/12/04 Impac CMP Trust Series 2004-5 DE X X X 05/28/04 INTUITIVE SURGICAL INC DE X 07/08/04 JACKSONVILLE BANCORP INC IL X X 07/12/04 JDA SOFTWARE GROUP INC DE X X 07/06/04 JOHNSTOWN CONSOLIDATED INCOME PARTNER CA X X 06/25/04 KCS ENERGY INC DE X X 07/08/04 KFX INC DE X 07/08/04 KINTERA INC X X 07/12/04 KINTERA INC X X 07/12/04 LANDSTAR SYSTEM INC DE X X 07/08/04 LAS VEGAS SANDS INC NV X 07/12/04 LIBERTY MEDIA INTERNATIONAL INC DE X X 07/01/04 M&T BANK CORP NY X X 07/12/04 MACQUARIE SECURITISATION LTD DE X X 07/07/04 MARKWEST ENERGY PARTNERS L P X 07/08/04 MARKWEST HYDROCARBON INC DE X 07/08/04 MARVEL ENTERPRISES INC DE X X 07/12/04 MATRIX BANCORP INC CO X 07/12/04 MEADE INSTRUMENTS CORP DE X X 07/08/04 MERRILL LYNCH MORT INV INC ASST BACK DE X X 06/25/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE X X 06/24/04 MILLENIUM HOLDING GROUP INC /AZ/ NV X X 07/12/04 MONMOUTH CAPITAL CORP NJ X 07/12/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 07/08/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 06/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 06/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 06/25/04 NATIONAL BEEF PACKING CO LLC DE X X 07/12/04 NCR CORP MD X 07/12/04 NORTHERN BORDER PARTNERS LP DE X X X 07/12/04 NORTHWESTERN CORP DE X X 07/08/04 NOVELLUS SYSTEMS INC CA X X 07/12/04 NOVELLUS SYSTEMS INC CA X X 06/28/04 NRG ENERGY INC DE X X 07/09/04 NS GROUP INC KY X X 07/12/04 NVCN INC DE X X 07/08/04 OAKLEY INC WA X 06/30/04 OCTEL CORP DE X X 07/09/04 P COM INC DE X X X 07/12/04 PANAMSAT CORP /NEW/ DE X X 06/12/04 PIONEER DRILLING CO TX X 07/09/04 PIONEER NATURAL RESOURCES CO DE X X 07/12/04 PLAINS RESOURCES INC DE X X 07/12/04 PLYMOUTH RUBBER CO INC MA X 05/28/04 PMA CAPITAL CORP PA X 07/09/04 PROVIDENT FINANCIAL SERVICES INC DE X X 07/09/04 QEP CO INC DE X X 07/12/04 RAAC Series 2004-SP1 Trust DE X X 07/12/04 RADIOLOGIX INC DE X X 03/10/04 RC2 CORP DE X X 06/04/04 SAVE THE WORLD AIR INC NV X X 07/01/04 SCHAWK INC DE X 07/12/04 SCIENCE APPLICATIONS INTERNATIONAL CO DE X X 07/12/04 SELECT COMFORT CORP MN X 07/12/04 SIGMATRON INTERNATIONAL INC DE X X 07/12/04 SOLUTIA INC DE X 07/12/04 SONEX RESEARCH INC MD X 07/12/04 SONICBLUE INC DE X X 05/31/04 SPORTS CLUB CO INC DE X X 07/12/04 STAGE STORES INC NV X X 07/09/04 SUNTRUST BANKS INC GA X X 07/12/04 TCC EQUIPMENT INCOME FUND CA X 06/30/04 TEXTAINER EQUIPMENT INCOME FUND II L CA X 06/30/04 TEXTAINER EQUIPMENT INCOME FUND III L CA X 06/30/04 TEXTAINER EQUIPMENT INCOME FUND IV L CA X 06/30/04 TEXTAINER EQUIPMENT INCOME FUND V LP CA X 06/30/04 TEXTAINER EQUIPMENT INCOME FUND VI LP CA X 06/30/04 TITAN PHARMACEUTICALS INC DE X X 07/12/04 TOWER PROPERTIES CO MO X X 06/28/04 TREASURE MOUNTAIN HOLDINGS INC NV X X 07/08/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 CA X X 07/12/04 TRIMERIS INC DE X X 07/11/04 TRUE RELIGION APPAREL INC NV X X 07/12/04 TWEETER HOME ENTERTAINMENT GROUP INC DE X X 07/08/04 UMPQUA HOLDINGS CORP OR X X 07/12/04 UNOVA INC DE X X 07/09/04 WaMu Mortgage Pass-Through Certificat DE X 06/25/04 WaMu Mortgage Pass-Through Certificat DE X 06/25/04 WEGENER CORP DE X X 07/09/04 WESTSPHERE ASSET CORP INC CO X 07/12/04 WIRELESS AGE COMMUNICATIONS INC NV X 06/30/04 WISCONSIN ENERGY CORP WI X X 07/09/04 WORLD AM COMMUNICATIONS INC FL X 07/08/04 WORLD AM COMMUNICATIONS INC FL X X 07/08/04 AMEND XTEN NETWORKS, INC NV X X X X 04/30/04 AMEND XYNERGY CORP NV X X X 06/03/04 AMEND ZOMAX INC /MN/ MN X X 07/12/04