SEC NEWS DIGEST Issue 2004-55 March 22, 2004 ENFORCEMENT PROCEEDINGS SEC OBTAINS PERMANENT INJUNCTION AND OTHER RELIEF AGAINST DONALD ELLIS, OWNER OF D&E ACQUISITIONS, INC. The Commission announced that on March 15 the Honorable C. Ashley Royal of the United States District Court for the Middle District of Georgia, entered an order of permanent injunction and other relief against Donald N. Ellis (Ellis) of Union Point, Georgia for engaging in an unlawful offering of securities, for which no exemption from registration existed, through his solely owned company D&E Acquisitions, Inc. (D&E) based in Greene County Georgia. Judge Royal's order permanently enjoined Ellis from further violating the registration provisions set forth in Sections 5(a) and 5(c) of the Securities Act of 1933. Ellis consented to the entry of the order without admitting or denying the allegations of the Commission's first amended complaint. Ellis was ordered to pay disgorgement, prejudgment interest and a civil penalty in amounts to be resolved upon motion of the Commission at a later date. The Commission sued Ellis and D&E along with John Benjamin Stewart, Jr. (Stewart), Stewart Finance Company (Stewart Finance) and Stewart National Finance Company (Stewart National). The amended complaint alleged that Stewart and his companies, Stewart Finance and Stewart National, previously engaged in a series of unregistered offers and sales of securities, without an exemption from registration, in violation of the federal securities laws, and further alleged that Stewart, for his own benefit, caused D&E to be formed through Ellis, a straw man, for the purpose of allowing securities previously issued by Stewart Finance and Stewart National to be rolled over and issued through D&E. The offering through D&E, which unlawfully raised approximately $6 million, constituted an unregistered offering of securities, which was integrated with the earlier unregistered, non- exempt offerings. [SEC v. John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc., Civil Action No. 3:03-CV-42 (CAR) M.D. GA] (LR- 18630) STANDARDS SETTING BOARDS PROPOSED RULES RELATING TO INVESTIGATIONS AND ADJUDICATIONS The Commission published for comment proposed rules (PCAOB-2003-07) submitted by the Public Company Accounting Oversight Board governing investigations and adjudications. Publication of the proposed rules is expected in the Federal Register during the week of March 22. The comment period will end 21 days after the proposed rules are published in the Federal Register. (Rel. 34-49454) HOLDING COMPANY ACT RELEASES THE CONNECTICUT LIGHT AND POWER COMPANY An order has been issued authorizing The Connecticut Light and Power Company (CL&P), a public-utility company subsidiary of Northeast Utilities, a registered holding company, to waive a provision of its charter. (Rel. 35-27817) CENTERPOINT ENERGY, INC., ET AL. A supplemental order has been issued permitting CenterPoint Energy Resources Corp. (GasCo), an indirect gas public utility subsidiary of CenterPoint Energy, Inc., a registered holding company, to issue an additional $50 million principal amount of incremental external debt through June 30, 2005 (Authorization Period), increasing to $2.607 billion principal amount of incremental external debt that GasCo is authorized to issue during the Authorization Period. (Rel. 35-27818) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change filed by the American Stock Exchange (SR-AMEX-2003-78) that will amend Amex Rule 970 (Comparison of Option Transactions Excluded From Clearance) to reflect new procedures for resolving uncompared transactions in its Intra-Day Comparison System for Options. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49438) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by The Depository Trust Company to allow DTC to terminate the Global Corporate Action Hub as a DTC service (SR- DTC-2004-02) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49446) PROPOSED RULE CHANGE The American Stock Exchange filed a proposed rule change (SR-Amex-2004- 04) and Amendment Nos. 1 and 2 thereto relating to automatic execution for exchange traded funds and Nasdaq securities traded on an unlisted basis. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49449) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until April 12, 2004, to comment on the application of GE Global Insurance Holding Corporation to withdraw its 7% Notes (due 2026) from listing and registration on the New York Stock Exchange. (Rel. 34-49450) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 BV PHARMACEUTICAL INC, 6,937,100 ($1,387,420.00) Other, (File 333-113726 - Mar. 19) (BR. 09) S-1 CRITICAL THERAPEUTICS INC, 675 MASSACHUSETTS AVE, 14TH FLOOR, CAMBRIDGE, MA, 02139, 6173549311 - 0 ($103,500,000.00) Equity, (File 333-113727 - Mar. 19) (BR. 01) F-3 CELESTICA INC, 12 CONCORD PL, 7TH FL, ONTARIO CANADA, A6, M3C 1V7, 416442211 - 0 ($19,085,161.00) Equity, (File 333-113728 - Mar. 19) (BR. 36) S-1 FIRST NLC FINANCIAL SERVICES INC, 700 W HILLSBORO BLVD BLDG 1, DEERFIELD BEACH, FL, 33441, 8009503314 - 0 ($57,500,000.00) Equity, (File 333-113729 - Mar. 19) (BR. 07) S-3 FLEETWOOD ENTERPRISES INC/DE/, 3125 MYERS ST, P O BOX 7638, RIVERSIDE, CA, 92503, 9093513798 - 0 ($100,000,000.00) Debt Convertible into Equity, (File 333-113730 - Mar. 19) (BR. 05) S-1 HOME FEDERAL BANCORP INC, 11,902,500 ($119,025,000.00) Equity, (File 333-113731 - Mar. 19) (BR. 07) F-9 ENCANA CORP, 1800 855 2ND STREET SW, PO BOX 2850, CALGARY, A0, T2P 2S5, (403) 645-2000 - 2,000,000,000 ($2,000,000,000.00) Non-Convertible Debt, (File 333-113732 - Mar. 19) (BR. 04) S-8 AEGON NV, AEGONPLEIN 50, PO BOX 202 2501 CE, THE HAGUE, P7, 011-31-70-344-7308 - 0 ($491,638.00) Equity, (File 333-113733 - Mar. 19) (BR. 01) SB-2 MARC PHARMACEUTICALS INC, 350 BEDFORD ST, STAMFORD, CT, 06901, 203-975-1100 - 0 ($55,000,000.00) Equity, (File 333-113734 - Mar. 19) (BR. 09) S-8 FSI INTERNATIONAL INC, 3455 LYMAN BLVD., CHASKA, MN, 55318, 9524485440 - 0 ($3,616,500.00) Equity, (File 333-113735 - Mar. 19) (BR. 36) S-8 VALUEVISION MEDIA INC, 6740 SHADY OAK RD, MINNEAPOLIS, MN, 55344-3433, 6129475200 - 0 ($32,480,259.00) Equity, (File 333-113736 - Mar. 19) (BR. 02) S-3 BUCA INC /MN, 1300 NICOLLET MALL, SUITE 3043, MINNEAPOLIS, MN, 55403, 6122882382 - 3,300,000 ($6.50) Equity, (File 333-113737 - Mar. 19) (BR. 05) S-8 BUCA INC /MN, 1300 NICOLLET MALL, SUITE 3043, MINNEAPOLIS, MN, 55403, 6122882382 - 400,000 ($2,600,000.00) Equity, (File 333-113738 - Mar. 19) (BR. 05) S-3 XCEL ENERGY INC, 800 NICOLLET MALL, MINNEAPOLIS, MN, 55402, 6123305500 - 0 ($57,500,000.00) Debt Convertible into Equity, (File 333-113739 - Mar. 19) (BR. 02) S-8 OREGON STEEL MILLS INC, 1000 SW BROADWAY, STE 2200, PORTLAND, OR, 97205, 5032405788 - 40,000 ($264,000.00) Equity, (File 333-113740 - Mar. 19) (BR. 06) S-3 PRIMEDIA INC, 745 FIFTH AVE, NEW YORK, NY, 10151, 2127450100 - 0 ($1,000,000,000.00) Other, (File 333-113741 - Mar. 19) (BR. 05) S-4 PRIMEDIA INC, 745 FIFTH AVE, NEW YORK, NY, 10151, 2127450100 - 0 ($300,000,000.00) Other, (File 333-113742 - Mar. 19) (BR. 05) S-8 HERITAGE PROPERTY INVESTMENT TRUST INC, 535 BOYLSTON STREET, BOSTON, MA, 02116, 6172472200 - 0 ($65,583,000.00) Equity, (File 333-113743 - Mar. 19) (BR. 08) S-1 OASIS SEMICONDUCTOR INC, 201 JONES RD, WALTHAM, MA, 02451, 7813708989 - 0 ($69,000,000.00) Equity, (File 333-113744 - Mar. 19) (BR. 36) S-8 ASTORIA FINANCIAL CORP, ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NY, 11042-1085, 5163273000 - 338,323 ($12,653,281.00) Equity, (File 333-113745 - Mar. 19) (BR. 07) S-8 CORN PRODUCTS INTERNATIONAL INC, 5 WESTBROOK CORPORATE CENTER, WESTCHESTER, IL, 60154, 7085512600 - 0 ($38,935,000.00) Equity, (File 333-113746 - Mar. 19) (BR. 04) S-8 TOTAL SA, 2 PLACE DE LA COUPOLE, LA DEFENSE 92078, PARIS FRANCE, I0, 00000, 2129693300 - 0 ($66,900,000.00) Equity, (File 333-113747 - Mar. 19) (BR. 04) S-8 TCF FINANCIAL CORP, 200 LAKE STREET EAST, MAIL CODE EX-03-A, WAYZATA, MN, 55391-1693, 612 661 6500 - 0 ($50,000,000.00) Equity, (File 333-113748 - Mar. 19) (BR. 07) S-3 SCANA CORP, 1426 MAIN ST, MAIL CODE - 051, COLUMBIA, SC, 29201, 8032179000 - 5,000,000 ($176,800,000.00) Equity, (File 333-113749 - Mar. 19) (BR. 02) S-4 SUBURBAN PROPANE PARTNERS LP, P O BOX 206, 240 ROUTE 10 WEST, WIPPANY, NJ, 07981, 9738875300 - 175,000,000 ($175,000,000.00) Equity, (File 333-113750 - Mar. 19) (BR. 02) S-1 COMPETITIVE TECHNOLOGIES INC, 1960 BRONSON ROAD, BUILDING 1, FAIRFIELD, CT, 06824, 2032556044 - 0 ($4,967,498.00) Equity, (File 333-113751 - Mar. 19) (BR. 04) S-8 SPARTECH CORP, 120 S CENTRAL AVE, STE 1700, CLAYTON, MO, 63105, 3147214242 - 3,000,000 ($70,500,000.00) Equity, (File 333-113752 - Mar. 19) (BR. 06) S-8 XCYTE THERAPIES INC, 1124 COLUMBIA STREET SUITE 130, SEATTLE, WA, 98104, 2062626200 - 2,650,024 ($16,085,004.12) Equity, (File 333-113753 - Mar. 19) (BR. 01) S-3 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($1,750,000,000.00) Other, (File 333-113755 - Mar. 19) (BR. 01) S-3 RYLAND GROUP INC, 24025 PARK SORRENTO, SUITE 400, CALABASAS, CA, 91302, 8182237500 - 0 ($250,000,000.00) Other, (File 333-113756 - Mar. 19) (BR. 06) S-3 SOUTHERN UNION CO, ONE PEI CENTER, WILKES-BARRE, PA, 18711, (570) 820-2400 - 0 ($957,830,000.00) Other, (File 333-113757 - Mar. 19) (BR. 02) S-8 HOVNANIAN ENTERPRISES INC, 10 HWY 35, PO BOX 500, RED BANK, NJ, 07701, 7327477800 - 0 ($691,200,000.00) Equity, (File 333-113758 - Mar. 19) (BR. 06) S-1 VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA, 30326, 7706123500 - 13,603,416 ($23,193,824.28) Equity, (File 333-113759 - Mar. 19) (BR. 03) S-1 DIGIRAD CORP, 9350 TRADE PLACE, SAN DIEGO, CA, 92126, 8585301238 - 0 ($86,250,000.00) Equity, (File 333-113760 - Mar. 19) (BR. 36) S-8 SEACHANGE INTERNATIONAL INC, 124 ACTON ST, 2ND FLOOR, MAYNARD, MA, 01754, 9788970100 - 400,000 ($5,684,000.00) Equity, (File 333-113761 - Mar. 19) (BR. 37) S-8 TNS INC, 11480 COMMERCE PARK DR., SUITE 600, RESTON, VA, 20191-1406, 7034538300 - 0 ($36,929,220.47) Equity, (File 333-113762 - Mar. 19) (BR. 08) S-3 BONE CARE INTERNATIONAL INC, 1600 ASPEN COMMONS, MIDDLETON, WI, 53562, 608/662-7800 - 0 ($91,287,000.00) Equity, (File 333-113763 - Mar. 19) (BR. 01) S-1 LIFE TIME FITNESS INC, 6442 CITY WEST PARKWAY, STE 300, EDEN PRAIRIE, MN, 55344, 0 ($200,000,000.00) Equity, (File 333-113764 - Mar. 19) (BR. ) S-8 EQUINIX INC, 301 VELOCITY WAY, 5TH FLOOR, FOSTER CITY, CA, 94404, 650-513-7000 - 0 ($38,513,256.98) Equity, (File 333-113765 - Mar. 19) (BR. 37) S-3 DELTA PETROLEUM CORP/CO, 475 17TH STREET SUITE 1400, DENVER, CO, 80202, 3032939133 - 4,000,000 ($35,480,000.00) Equity, (File 333-113766 - Mar. 19) (BR. 04) S-4 INTERNATIONAL BANCSHARES CORP, 12OO SAN BERNARDO AVE, PO BOX 1359, LAREDO, TX, 78040-1359, 9567227611 - 0 ($87,633,960.00) Equity, (File 333-113767 - Mar. 19) (BR. 07) S-3 AMERICAN EXPRESS CO, 200 VESEY STREET, 50TH FLOOR, NEW YORK, NY, 10285, 2126402000 - 2,000,000,000 ($1.00) Debt Convertible into Equity, (File 333-113768 - Mar. 19) (BR. 07) S-8 LOCKHEED MARTIN CORP, 6801 ROCKLEDGE DR, BETHESDA, MD, 20817, 3018976000 - 0 ($52,416,000.00) Equity, (File 333-113769 - Mar. 19) (BR. 05) S-8 LOCKHEED MARTIN CORP, 6801 ROCKLEDGE DR, BETHESDA, MD, 20817, 3018976000 - 0 ($39,312,000.00) Equity, (File 333-113770 - Mar. 19) (BR. 05) S-8 LOCKHEED MARTIN CORP, 6801 ROCKLEDGE DR, BETHESDA, MD, 20817, 3018976000 - 33,500,000 ($1,389,089,029.20) Equity, (File 333-113771 - Mar. 19) (BR. 05) S-8 LOCKHEED MARTIN CORP, 6801 ROCKLEDGE DR, BETHESDA, MD, 20817, 3018976000 - 50,000 ($2,184,000.00) Equity, (File 333-113772 - Mar. 19) (BR. 05) S-8 LOCKHEED MARTIN CORP, 6801 ROCKLEDGE DR, BETHESDA, MD, 20817, 3018976000 - 0 ($39,312,000.00) Equity, (File 333-113773 - Mar. 19) (BR. 05) S-3 BRUKER BIOSCIENCES CORP, 40 MANNING RD, BILLERICA, MA, 01821, 0 ($89,527,500.00) Equity, (File 333-113774 - Mar. 19) (BR. 36) S-1 CONSOL ENERGY INC, C/O CONSOL INC, 1800 WASHINGTON RD, PITTSBURGH, PA, 15241, 0 ($419,396,574.30) Equity, (File 333-113775 - Mar. 19) (BR. 04) S-8 VERITY INC \DE\, 894 ROSS AVE, SUNNYVALE, CA, 94089, 4085411500 - 522,800 ($4,189,673.19) Equity, (File 333-113776 - Mar. 19) (BR. 03) S-11 HOMEBANC CORP, 0 ($575,000,000.00) Equity, (File 333-113777 - Mar. 19) (BR. ) S-8 KINGDOM VENTURES INC, 1045 STEPHANIE WAY, MINDEN, NV, 89423, 775-267-2242 - 900,000 ($270,000.00) Equity, (File 333-113778 - Mar. 19) (BR. 02) SB-2 1ST COLONIAL BANCORP INC, 1040 HADDON AVE, COLLINGSWOOD, NJ, 08108, 8568581110 - 0 ($8,747,254.36) Equity, (File 333-113779 - Mar. 19) (BR. 07) S-8 QUOVADX INC, 3034882019 - 0 ($6,406,920.00) Equity, (File 333-113781 - Mar. 19) (BR. 03) S-1 MILLER INDUSTRIES INC /TN/, 8503 HILLTOP DR, STE 100, OOLTEWAH, TN, 37363, 4232384171 - 1,317,707 ($9,935,511.00) Equity, (File 333-113782 - Mar. 19) (BR. 05) SB-2 MONADNOCK COMMUNITY BANCORP INC, JAFFREY ROAD, PETERBOROUGH, NH, 03458, 6039249654 - 557,930 ($4,463,440.00) Equity, (File 333-113783 - Mar. 19) (BR. ) S-8 ASTORIA FINANCIAL CORP, ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NY, 11042-1085, 5163273000 - 3,250,000 ($121,550,000.00) Equity, (File 333-113785 - Mar. 19) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ----------------------------------------------------------------------------------------------- 21ST CENTURY TECHNOLOGIES INC NV X 03/18/04 ABERDENE MINES LTD X X 03/18/04 ACOLA CORP DE X X X X 03/12/04 ADVEN INC WA X X X 03/19/04 AMEND AIRNET COMMUNICATIONS CORP DE X X 03/19/04 AIRTRAN HOLDINGS INC NV X X 03/19/04 AMERICAN CONSOLIDATED MANAGEMENT GROU UT X 03/12/04 AMERICAN NATIONAL BANKSHARES INC VA X 03/19/04 AMERICAN RIVER HOLDINGS CA X X 03/18/04 AMERIGON INC CA X X 03/17/04 AMERIRESOURCE TECHNOLOGIES INC DE X X 03/19/04 APARTMENT INVESTMENT & MANAGEMENT CO MD X X 03/17/04 APHTON CORP DE X 03/15/04 APPLIED IMAGING CORP DE X X 03/19/04 AQUANTIVE INC WA X 03/19/04 ARGENT SECURITIES INC ASSET BACK PASS X X 03/18/04 ARGENT SECURITIES INC ASSET BACK PASS X X 03/04/04 ATMOSPHERIC GLOW TECHNOLOGIES INC DE X X X X 03/05/04 AUTO DATA NETWORK DE X X 03/11/04 AVICI SYSTEMS INC DE X 03/19/04 BALLISTIC RECOVERY SYSTEMS INC MN X X 03/18/04 BANK UNITED CORP LITIGATION CONTINGEN DE X X 03/18/04 BAY VIEW CAPITAL CORP DE X X 03/12/04 BB&T CORP NC X 03/19/04 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 03/15/04 BEAR STEARNS ASSET BACKED WHOLE AUTO DE X X 03/15/04 BECKMAN COULTER INC DE X X 03/19/04 BOOKS A MILLION INC DE X X X 03/16/04 BRITESMILE INC UT X X X 03/15/04 BROADWAY FINANCIAL CORP \DE\ DE X 03/18/04 BROADWAY FINANCIAL CORP \DE\ DE X 03/18/04 BROOKSTONE INC DE X X 03/17/04 CALIFORNIA AMPLIFIER INC DE X 03/18/04 CALLAWAY GOLF CO /CA DE X X 03/15/04 CAPITALSOURCE INC DE X 03/17/04 CAPRIUS INC DE X X 03/15/04 CARC INC SC X 03/18/04 AMEND CASCADE FINANCIAL CORP DE X 03/15/04 AMEND CATALINA MARKETING CORP/DE DE X X 03/18/04 CENTRAL FEDERAL CORP DE X X 03/18/04 CFS BANCORP INC DE X X 03/18/04 CHAMPPS ENTERTAINMENT INC DE X 03/18/04 CHASE CREDIT CARD MASTER TRUST NY X X 03/15/04 CHASE CREDIT CARD MASTER TRUST NY X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN BANK USA DE X X 03/15/04 CHASE MANHATTAN MARINE OWNER TRUST 19 NY X X 03/15/04 CHASE MANHATTAN RV OWNER TRUST 1997-A DE X X 03/15/04 CHASE MORTGAGE FINANCE CORP DE X X 03/17/04 CHEESECAKE FACTORY INCORPORATED DE X 03/19/04 CINCINNATI BELL INC OH X X 03/19/04 CLARCOR INC DE X X 03/18/04 CLEAN ENERGY COMBUSTION SYSTEMS INC DE X 03/05/04 CLECO CORP LA X X 03/18/04 COMMSCOPE INC DE X X 03/18/04 CONNECTIV CORP DE X X 03/19/04 CONSUMER PORTFOLIO SERVICES INC CA X X 02/23/04 CONTANGO OIL & GAS CO DE X X 03/17/04 CORAUTUS GENETICS INC DE X X 03/19/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 02/24/04 CROSS TIMBERS ROYALTY TRUST TX X 03/19/04 CYBERTEL COMMUNICATIONS CORP NV X 03/05/04 DEPOMED INC CA X X 03/18/04 DEUTSCHE MORT SEC INC MORTGAGE LOAN T X X 02/27/04 AMEND DOLLAR TREE STORES INC VA X 03/18/04 DRACO HOLDING CORP/NV NV X 03/16/04 DRUGMAX INC NV X X 03/18/04 DSTAGE COM INC DE X X 03/15/04 DURAVEST INC FL X 03/09/04 ECHEX WORLDWIDE CORP NV X X X X X X 03/19/04 EDWARDS A G INC DE X 03/19/04 EMPYREAN COMMUNICATIONS INC NV X 02/19/04 AMEND ENERGY PARTNERS LTD DE X 03/16/04 ENTEGRIS INC MN X X 03/18/04 EVANS & SUTHERLAND COMPUTER CORP UT X X 03/18/04 EVEREST REINSURANCE HOLDINGS INC DE X 03/18/04 EVOLVING SYSTEMS INC DE X 03/12/04 FINLAY ENTERPRISES INC /DE DE X X 03/18/04 FINLAY FINE JEWELRY CORP DE X X 03/18/04 FIRST HORIZON ASSET SECURITIES INC DE X 03/19/04 FIRST HORIZON ASSET SECURITIES INC DE X 03/19/04 FIRST HORIZON ASSET SECURITIES INC DE X 03/19/04 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 03/15/04 FIRST YEARS INC MA X 03/16/04 FMC CORP DE X 03/18/04 FRANKLIN AUTO TRUST 2003-2 DE X X 02/29/04 FREEPCSQUOTE COM NV X X 03/18/04 GALYANS TRADING CO INC IN X 03/18/04 GE GLOBAL INSURANCE HOLDING CORP DE X X 03/16/04 GLOBAL ENTERTAINMENT CORP NV X X 03/19/04 GLOBE BANCORP INC LA X 03/19/04 GREATER COMMUNITY BANCORP NJ X X 03/19/04 GULFMARK OFFSHORE INC DE X 03/19/04 HALLIBURTON CO DE X 03/18/04 HALLIBURTON CO DE X 03/18/04 HALLIBURTON CO DE X 03/19/04 HANCOCK HOLDING CO MS X 03/17/04 HAWAIIAN HOLDINGS INC DE X X 02/18/04 HERCULES INC DE X 03/19/04 HMI INDUSTRIES INC DE X 03/12/04 HUGOTON ROYALTY TRUST TX X 03/19/04 HYUNDAI ABS FUNDING CORP DE X X 03/09/04 IMC GLOBAL INC DE X X 03/19/04 INFOUSA INC DE X 03/19/04 INKINE PHARMACEUTICAL CO INC NY X X 03/19/04 INTERACTIVE MOTORSPORTS & ENTERTAINME IN X 03/18/04 INTERACTIVE MOTORSPORTS & ENTERTAINME IN X 03/19/04 INTERACTIVE MOTORSPORTS & ENTERTAINME IN X 03/19/04 INTERNATIONAL PAPER CO /NEW/ NY X 03/15/04 INTERSIL CORP/DE DE X 03/19/04 INTROGEN THERAPEUTICS INC X X 03/19/04 INTRUSION INC DE X X 03/18/04 IONICS INC MA X 03/19/04 IT GROUP INC DE X X 02/09/04 KERR MCGEE CORP /DE DE X X 03/19/04 LASERSIGHT INC /DE DE X 03/15/04 LATTICE SEMICONDUCTOR CORP DE X X 03/18/04 LEFT RIGHT MARKETING TECHNOLOGY INC DE X X 03/08/04 LEHMAN ABS CORP GOLDMAN SACHS CAP 1 S DE X 03/19/04 LORAL ORION INC DE X 03/18/04 LORAL SPACE & COMMUNICATIONS LTD D0 X 03/18/04 LTC PROPERTIES INC MD X X 03/19/04 MARCUS CORP WI X X 03/18/04 MC SHIPPING INC X 03/17/04 MCDERMOTT INTERNATIONAL INC R1 X X 03/19/04 MERCANTILE BANKSHARES CORP MD X X 03/18/04 MESA OFFSHORE TRUST TX X X X 03/19/04 MESA ROYALTY TRUST/TX TX X X X 03/19/04 MEXICAN RESTAURANTS INC TX X 01/08/04 AMEND MILLER DIVERSIFIED CORP NV X X 03/17/04 MINORPLANET SYSTEMS USA INC DE X X 03/15/04 MIRACOR DIAGNOSTICS INC UT X 03/17/04 MPM TECHNOLOGIES INC WA X X 03/19/04 MS STRUCTURED ASSET CORP DE X 03/15/04 MS STRUCTURED SATURNS SERIES 2002-14 DE X 03/15/04 MS STRUCTURED SATURNS SERIES 2003-2 DE X 03/15/04 AMEND NAPRO BIOTHERAPEUTICS INC DE X X 03/19/04 NATIONAL CITY CORP DE X X 03/19/04 NEOPHARM INC DE X X 03/15/04 NETWORK INSTALLATION CORP NV X 06/13/03 AMEND NEWELL RUBBERMAID INC DE X X 03/15/04 NEWELL RUBBERMAID INC DE X X 03/15/04 NIKE INC OR X X 03/19/04 NORTHERN BORDER PARTNERS LP DE X X 03/19/04 NORTHERN EMPIRE BANCSHARES CA X X 03/19/04 NOXSO CORP VA X X 03/15/04 NTL INC DE X 03/19/04 OHARA RESOURCES LTD NV X 03/18/04 P F CHANGS CHINA BISTRO INC X X 03/15/04 PALMSOURCE INC DE X X X 03/18/04 AMEND PARALLEL PETROLEUM CORP /DE/ DE X X 03/19/04 PAVILION BANCORP INC X X 03/19/04 PEABODY ENERGY CORP DE X X 03/19/04 PHOENIX COMPANIES INC/DE DE X X 03/15/04 PHOSPHATE RESOURCE PARTNERS LIMITED P DE X X 03/19/04 PIPELINE DATA INC X 12/31/03 PNC FINANCIAL SERVICES GROUP INC PA X X 03/19/04 POLYDEX PHARMACEUTICALS LTD/BAHAMAS X X 03/04/04 POPULAR INC PR X X 03/19/04 PRAXIS PHARMACEUTICALS INC/CN UT X 03/15/04 PROVIDENT BANCORP INC/NY/ DE X X 01/14/04 AMEND PROVIDIAN FINANCIAL CORP DE X X 03/15/04 PROVIDIAN MASTER TRUST X X 03/15/04 QUAKER CITY BANCORP INC DE X X 03/19/04 RAPTOR NETWORKS TECHNOLOGY INC X 03/15/04 REDDING BANCORP CA X 03/18/04 REDENVELOPE INC DE X X 03/18/04 REPTRON ELECTRONICS INC FL X X 03/19/04 REPUBLIC BANCORP INC /KY/ KY X X 03/18/04 RESIDENTIAL FUNDING 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X 03/18/04 TALRAM CORP DE X X 03/18/04 TEDA TRAVEL INC FL X X 03/12/04 TELKONET INC X X X 03/19/04 TRANSBOTICS CORP DE X 03/04/04 AMEND TRAVELERS PROPERTY CASUALTY CORP CT X X 03/19/04 UBIQUITEL INC DE X 03/19/04 UNION BANKSHARES INC VT X X X 12/31/03 UNITED MEDICORP INC DE X X 03/18/04 UNITED NATURAL FOODS INC DE X X 03/18/04 UNITED STATES STEEL CORP DE X X 03/19/04 USA BROADBAND INC DE X 03/05/04 VALMONT INDUSTRIES INC DE X 03/18/04 VESTIN GROUP INC NV X X 03/17/04 VICURON PHARMACEUTICALS INC DE X 03/17/04 VISTEON CORP DE X X 03/03/04 WACHOVIA COMM MORT SEC INC PASS THR C NC X 03/17/04 WASTE MANAGEMENT INC DE X X 03/19/04 WELLS FARGO ASSET SECURITIES CORP DE X X 03/19/04 WELLS REAL ESTATE INVESTMENT TRUST II MD X 02/10/04 AMEND WESTCOAST HOSPITALITY CORP WA X X 02/24/04 WIRELESS FACILITIES INC DE X X 01/05/04 AMEND WORLDPORT COMMUNICATIONS INC DE X X 03/19/04 WORLDQUEST NETWORKS INC DE X X X 03/16/04 AMEND XOMA LTD /DE/ DE X X 12/18/03 AMEND XOMA LTD /DE/ DE X X 01/06/04 AMEND