SEC NEWS DIGEST Issue 2004-43 March 4, 2004 ENFORCEMENT PROCEEDINGS PUBLIC ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST AND SIMULTANEOUSLY SETTLED WITH GREG BALK AND DAX ROSS On March 3, the Commission entered an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Greg Balk and Dax Ross. The Order finds that Balk pled guilty to one count of conspiracy to commit securities fraud of a two-count indictment, which alleges, among other things, that Balk conspired to pay undisclosed kickbacks of approximately $3.2 million to an undercover agent of the Federal Bureau of Investigation who was posing as a corrupt securities trader employed by the United States-based representative of a fictitious foreign mutual fund and others in return for their inducing the Fund to purchase approximately $8 million of overpriced SeaEscape Entertainment, Inc. stock. The Order also finds that Ross pled guilty to a criminal indictment charging that he participated in a conspiracy to commit mail and securities fraud. The indictment alleges that Ross, a registered representative, while associated with a registered broker-dealer, participated in a fraudulent scheme to artificially inflate the market price of Equity Technologies and Resources, Inc.'s stock by recommending and selling shares of the stock to his customers in exchange for bribes. Balk was sentenced to 18 months imprisonment and 36 months of supervised release and Ross was sentenced to 15 months imprisonment and 36 months of supervised release. The Order bars Balk and Ross from participating in any offering of a penny stock and Ross is also barred from association with any broker or dealer. Balk and Ross both consented to the issuance of the Order without admitting or denying any of the findings contained therein. (Rel. 34- 49359; File No. 3-11418) ADMINISTRATIVE PROCEEDINGS AGAINST MICHAEL PUORRO, WALTER DOROW, JAMES PARRISH, GEOFFREY GAZDA, MELVIN LEVINE, MICHAEL REITER, BRUCE BERTMAN, JERRY POOLE AND LARRY KERSCHENBAUM On March 3, the Commission entered an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole and Larry Kerschenbaum. The Order alleges that each of the Respondents have been criminally convicted of violating the federal securities laws. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondents an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision no later than 210 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-49360; File No. 3- 11419) PUBLIC ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST RHINO ECOSYSTEMS, INC. On March3, the Commission entered an Order Instituting Public Administrative Proceedings Pursuant to Section 12(j) of the Securities Exchange Act of 1934 against Rhino Ecosystems, Inc., to determine whether the Commission should suspend or revoke the registration of all securities of Rhino registered under Section 12 of the Securities Exchange Act of 1934. The Order alleges that Rhino, a Florida corporation with a principal executive office in Woodbridge, Ontario, Canada, has failed to file its Form 10-KSB annual report for the years ended July 31, 2002, and July 31, 2003, and its Forms 10-QSB for the quarters ended Oct. 31, 2002, Jan. 31, 2003, April 30, 2003, and Oct. 31, 2003. The Order further alleges that, as a result of the foregoing, Rhino has failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Rhino an opportunity to dispute these allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of Rhino's securities. The Order requires the Administrative Law Judge to issue an initial decision no later than 120 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-49361; File No. 3- 11420) INVESTMENT COMPANY ACT RELEASES AYCO SERIES TRUST An order has been issued on an application filed by Ayco Series Trust pursuant to Section 8(f) of the Investment Company Act of 1940 declaring that it has ceased to be an investment company. (Rel. IC-26376 - March 3) ACCESS VARIABLE INSURANCE TRUST, ET AL. A notice has been issued giving interested persons until March 25 to request a hearing on an application filed by Access Variable Insurance Trust (the "Trust") and Access Fund Management, LLC ("AFM") seeking an order pursuant to Section 6(c) of the Investment Company Act, as amended, exempting certain life insurance companies and their separate accounts that currently invest or may hereafter invest in the Trust and, to the extent necessary, any investment adviser, principal underwriter and depositor of such an account from the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the Act, and Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder, to the extent necessary to permit shares of the Trust and shares of any other investment company or portfolio that is designed to fund insurance products and for which AFM or any of its affiliates may serve in the future as investment adviser, manager, principal underwriter, sponsor, or administrator ("Future Trusts") (the Trust, together with Future Trusts, are the "Trusts") to be sold to and held by: (i) separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies; (ii) qualified pension and retirement plans outside of the separate account context; (iii) separate accounts that are not registered as investment companies under the Act pursuant to exemptions from registration under Section 3(c) of the Act; (iv) AFM or its affiliates; and (v) any other person permitted to hold shares of the Trusts pursuant to Treasury Regulation 1.817- 5. (Rel. IC-26377 - March 3) HOLDING COMPANY ACT RELEASES JERSEY CENTRAL POWER & LIGHT COMPANY A notice has been issued giving interested persons until March 26 to request a hearing on a proposal by Jersey Central Power & Light Company (JCP&L), a direct, wholly-owned public utility subsidiary of FirstEnergy Corp., a registered holding company, to seek an exemption from the "at cost" requirements of the Public Utility Holding Company Act in regard to a service agreement that JCP&L proposes to enter into with a wholly-owned subsidiary in connection with the subsidiary's proposed issuance of transition bonds. The proceeds from the transition bonds will allow JCP&L to recover certain costs associated with electric restructuring in New Jersey. (Rel. 35-27806) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2004-02) under Section 19(b)(1) of the Securities Exchange Act, which was effective upon filing, to adopt a trade ticket adjustment fee ranging from $50 to $300 for each erroneous trade ticket that creates a false margin deficit. Publication of the proposal is expected in the Federal Register during the week of March 9. (Rel. 34-49355) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 WESTCON GROUP INC, 520 WHITE PLAINS RD, TARRYTOWN, NY, 10591, 0 ($115,000,000.00) Equity, (File 333-113235 - Mar. 3) (BR. 03) N-2 MCG CAPITAL CORP, 1100 WILSON BLVD, SUITE 800, ARLINGTON, VA, 22209, 7032477500 - 18,000,000 ($369,360,000.00) Equity, (File 333-113236 - Mar. 3) (BR. 22) S-3 DECKERS OUTDOOR CORP, 495A SOUTH FAIRVIEW AVENUE, GOLETA, CA, 93117, 8059677611 - 4,025,000 ($95,714,500.00) Equity, (File 333-113237 - Mar. 3) (BR. 06) S-3 FIRST COMMERCE COMMUNITY BANKSHARES INC, 9464 HIGHWAY 5, DOUGLASVILLE, GA, 30135, 7704893222 - 418,500 ($4,185,000.00) Equity, (File 333-113238 - Mar. 3) (BR. 07) S-4 SAKS INC, 750 LAKESHORE PARKWAY, BIRMINGHAM, AL, 35211, 2059404000 - 0 ($208,105,000.00) Non-Convertible Debt, (File 333-113239 - Mar. 3) (BR. 02) F-6 FAR EAST PHARMACEUTICAL TECHNOLOGY CO LTD, CENTURY YARD, HUTCHINS DRIVE, P.O. BOX 2681 CT, GEORGE TOWN GRAND CAYMAN, E9, 00000, 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-113240 - Mar. 3) (BR. ) SB-2 ATLANTIC SECURITY INC, GLYME HOUSE, ST. JOHN'S STREET, BICESTER, OXFORDSHIRE, X0, OX2 6SL, 011-44-1869-242378 - 5,514,500 ($1,378,625.00) Equity, (File 333-113241 - Mar. 3) (BR. 09) S-1 INTEGRITY CERTIFICATE CO, 0 ($1,000,000.00) Face Amount Certificates, (File 333-113242 - Mar. 3) (BR. 16) S-1 INHIBITEX INC, 1165 SANCTURAY PARKWAY, SUITE 400, ALPHAETTA, GA, 30004, 678-746-1100 - 0 ($86,250,000.00) Equity, (File 333-113243 - Mar. 3) (BR. 01) S-8 ASYST CORP, 6170 S 380 W 225, MURRAY, UT, 84107, 4,300,000 ($6,665,000.00) Equity, (File 333-113244 - Mar. 3) (BR. 05) S-8 CINEMA RIDE INC, 12001 VENTURA PL, STE340, STUDIO CITY, CA, 91604, 8187611002 - 1,600,000 ($864,000.00) Equity, (File 333-113245 - Mar. 3) (BR. 05) S-8 WINNEBAGO INDUSTRIES INC, P O BOX 152, FOREST CITY, IA, 50436, 5155826808 - 2,000,000 ($130,140,000.00) Equity, (File 333-113246 - Mar. 3) (BR. 05) S-8 ALPHATRADE COM, 1111 WEST GEORGIA ST, VANCOUVER BC CANADA, A1, V6E 4M3, 6046817503 - 2,300,000 ($1,426,000.00) Equity, (File 333-113247 - Mar. 3) (BR. 08) S-8 ALABAMA NATIONAL BANCORPORATION, 1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, 35209, 2055833600 - 0 ($598,589.00) Equity, (File 333-113248 - Mar. 3) (BR. 07) S-8 ALABAMA NATIONAL BANCORPORATION, 1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, 35209, 2055833600 - 0 ($249,070.00) Equity, (File 333-113249 - Mar. 3) (BR. 07) S-1 MOUNTAIN BANK HOLDING CO, 501 ROOSEVELT AVE EAST, PO BOX 98, ENUMCLAW, WA, 98022, 2068250100 - 0 ($900,000.00) Equity, (File 333-113251 - Mar. 3) (BR. 07) S-3 CLEVELAND CLIFFS INC, 1100 SUPERIOR AVE 18TH FLR, CLEVELAND, OH, 44114, 2166945700 - 172,500 ($196,822,500.00) Unallocated (Universal) Shelf, (File 333-113252 - Mar. 3) (BR. 04) S-8 KNW NETWORKS INC, 24843 DEL PRADO, SUITE 318, DANA POINT, CA, 92629, 9492489561 - 100,000 ($50,000.00) Debt Convertible into Equity, (File 333-113253 - Mar. 3) (BR. 03) N-2 MEXICO EQUITY & INCOME FUND INC, U.S. BANCORP FUND SERVICES, LLC, 615 EAST MICHIGAN STREET, LC-2, MILWAUKEE, WI, 53202, 4147655307 - 30,000,000 ($1.00) Other, (File 333-113254 - Mar. 3) (BR. 18) S-3 COMPUTER ACCESS TECHNOLOGY CORP, 3385 SCOTT BOULEVARD, SANTA CLARA, CA, 95054-3115, 4087276600 - 3,450,000 ($16,491,000.00) Equity, (File 333-113255 - Mar. 3) (BR. 36) S-1 CASCADE MICROTECH INC, 2430 NW 206TH AVENUE, BEAVERTON, OR, 97005, 5036011000 - 0 ($85,000,000.00) Equity, (File 333-113256 - Mar. 3) (BR. 36) S-1 ALIBRIS INC, 0 ($25,000,000.00) Equity, (File 333-113257 - Mar. 3) (BR. ) S-8 DONNELLEY R R & SONS CO, 77 W WACKER DR, CHICAGO, IL, 60601, 3123268000 - 7,000,000 ($212,170,000.00) Equity, (File 333-113258 - Mar. 3) (BR. 05) S-8 CIBER INC, 5251 DTC PKYWAY, STE 1400, ENGLEWOOD, CO, 80111-2742, 3032200100 - 0 ($2,736,000.00) Equity, (File 333-113259 - Mar. 3) (BR. 03) S-8 DONNELLEY R R & SONS CO, 77 W WACKER DR, CHICAGO, IL, 60601, 3123268000 - 22,000,000 ($666,820,000.00) Equity, (File 333-113260 - Mar. 3) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT 1 800 FLOWERS COM INC DE X X 02/19/04 3M CO DE X X 03/03/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 03/01/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 03/01/04 ABN AMRO MORT SEC MULTI CLASS MORT PS DE X X 03/01/04 ABN AMRO MORTGAGE CORP SERIES 2001-1 DE X X 03/01/04 ABN AMRO MORTGAGE CORP SERIES 2001-4 DE X X 03/01/04 ABN AMRO MORTGAGE CORP SERIES 2002-9 DE X X 03/01/04 ABN AMRO MORTGAGE MULTI-CLASS MOR PAS DE X X 03/01/04 ABRAMS INDUSTRIES INC GA X X 12/19/03 AMEND ADVANSTAR COMMUNICATIONS INC NY X X 03/03/04 AEROFLEX INC DE X 09/03/03 AMEND AEROPOSTALE INC X X 03/03/04 AIR-Q WI-FI CORP DE X X 03/02/04 ALASKA AIR GROUP INC DE X 03/02/04 AMERICAN FINANCIAL REALTY TRUST X X 02/17/04 AMERICAN INDEPENDENCE CORP DE X 12/31/03 AMERICAN MORTGAGE ACCEPTANCE CO MA X X 03/03/04 ARIAD PHARMACEUTICALS INC DE X X 03/03/04 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE X X 03/03/04 ASHCROFT HOMES CORP CO X X 02/23/04 ATRIX LABORATORIES INC DE X 03/03/04 ATWOOD OCEANICS INC TX X X 03/03/04 AUTOZONE INC NV X X 03/03/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 02/20/04 BANKNORTH GROUP INC/ME ME X X 03/03/04 BEASLEY BROADCAST GROUP INC DE X X 03/03/04 BELL MICROPRODUCTS INC CA X X 03/02/04 BRANTLEY CAPITAL CORP MD X X 02/27/04 BROOKE CORP KS X X 03/01/04 BUCS FINANCIAL CORP MD X X 03/03/04 BULLION RIVER GOLD CORP NV X X X 03/02/04 CABLEVISION SYSTEMS CORP /NY DE X X 03/02/04 CACI INTERNATIONAL INC /DE/ DE X 03/02/04 CALGON CARBON CORPORATION DE X 03/02/04 CAPITAL ONE FUNDING LLC X X 02/26/04 CAPITAL SENIOR LIVING CORP DE X X 03/02/04 CARACO PHARMACEUTICAL LABORATORIES LT MI X X 03/01/04 CAREDECISION CORP NV X 03/03/04 CAREY W P & CO LLC DE X X 03/02/04 CASEYS GENERAL STORES INC IA X X 03/03/04 CENTERPOINT ENERGY INC X X 03/03/04 CENTREX INC X X 03/02/04 CHAMPION ENTERPRISES INC MI X X 03/02/04 CHICOS FAS INC FL X X 03/03/04 CIB MARINE BANCSHARES INC WI X 03/03/04 CIBER INC DE X X 02/12/04 CIBER INC DE X X 03/01/04 CIT HOME EQUITY LOAN TRUST 2002-1 DE X X 10/31/03 CIT HOME EQUITY LOAN TRUST 2002-1 DE X X 01/31/04 CIT HOME EQUITY TRUST 2002-2 DE X X 01/31/04 CITY HOLDING CO WV X X 03/02/04 CLINICAL DATA INC DE X 03/03/04 COLE NATIONAL CORP /DE/ DE X X 03/02/04 COMMAND SECURITY CORP NY X 02/13/04 COMMERCE BANCORP INC /NJ/ NJ X 03/02/04 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 02/16/04 CORK ACQUISITION CORP DE X X 09/29/03 CORNERSTONE BANCORP INC CT X 09/22/03 CORTS TRUST FOR INTL BUSINESS MACHINE DE X 02/23/04 CORTS TRUST FOR WEYERHAEUSER DEBENTUR DE X 02/23/04 COSTCO WHOLESALE CORP /NEW WA X 03/03/04 CRANE CO /DE/ DE X X 03/03/04 CREDIT & ASSET REP VEHICLE CORP ALLST DE X 03/01/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 03/03/04 CROWN ANDERSEN INC DE X X 03/03/04 DEERE & CO DE X 03/03/04 DIGITAL RECORDERS INC NC X 03/03/04 DIOMED HOLDINGS INC NV X X 03/03/04 DIVINE INC DE X X 12/05/03 DUCOMMUN INC /DE/ DE X 03/01/04 DUKE CAPITAL LLC DE X X 03/01/04 EASTERN VIRGINIA BANKSHARES INC VA X X 03/02/04 EFUNDS CORP DE X X X 03/03/04 ELSINORE CORP NV X X 03/02/04 EMPYREAN COMMUNICATIONS INC NV X 02/19/04 ENSCO INTERNATIONAL INC DE X 03/03/04 EVANS BOB FARMS INC DE X X 03/02/04 EXPRESSJET HOLDINGS INC DE X 03/03/04 FAMOUS DAVES OF AMERICA INC MN X X 03/03/04 FEATHERLITE INC MN X X 03/03/04 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 03/02/04 FIRST HORIZON PHARMACEUTICAL CORP DE X X 03/02/04 FIRST UNION COMM MORT TRUST COMM MOR NY X X 02/15/04 FIRST UNION COMM MORT TRUST COMM MOR NY X X 02/17/04 FIRST UNION REAL ESTATE EQUITY & MORT OH X X 02/25/04 FIRST YEARS INC MA X X 03/01/04 FIRST YEARS INC MA X X 03/01/04 FIRSTBANK NW CORP WA X 03/03/04 FISHER SCIENTIFIC INTERNATIONAL INC DE X X 03/03/04 FLAG TELECOM GROUP LTD X X 03/03/04 FLANDERS CORP NC X 03/03/04 FOOTSTAR INC DE X X 03/02/04 FORMFACTOR INC DE X 03/02/04 FRANKFORT TOWER INDUSTRIES INC DE X X 02/20/04 FRANKLIN RESOURCES INC DE X 03/02/04 FRIEDMANS INC DE X X X 01/07/04 FULLER H B CO MN X X 02/25/04 GALYANS TRADING CO INC IN X 03/02/04 GENERAL DATACOMM INDUSTRIES INC DE X X 03/01/04 GENESCO INC TN X X 03/03/04 GEORGIA PACIFIC CORP GA X X 03/02/04 GIANT GROUP LTD DE X 03/02/04 GTC BIOTHERAPEUTICS INC MA X 03/03/04 GTX INC /DE/ DE X X 03/03/04 HARVARD BIOSCIENCE INC DE X X 03/02/04 HAWAIIAN HOLDINGS INC DE X X 03/01/04 HEALTHGATE DATA CORP DE X 03/02/04 HEARTLAND FINANCIAL USA INC DE X 03/02/04 HOLMES GROUP INC MA X X 03/02/04 HOT TOPIC INC /CA/ CA X 03/03/04 HYCOR BIOMEDICAL INC /DE/ DE X X 03/03/04 IMPAC CMB TRUST SERIES 2004-2 DE X X 02/24/04 INDEPENDENCE COMMUNITY BANK CORP DE X X 03/03/04 INDEPENDENT BANK CORP MI X 03/03/04 INDYMAC MBS INC X X 03/03/04 INFOSPACE INC DE X X 02/17/04 INNOVEX INC MN X X 03/03/04 INTEGRA LIFESCIENCES HOLDINGS CORP DE X 12/31/03 INTERLINK ELECTRONICS INC DE X 03/03/04 INTERSTATE HOTELS & RESORTS INC DE X 02/04/04 INTERTAN INC DE X 02/27/04 ISOLAGEN INC DE X 03/03/04 ITT EDUCATIONAL SERVICES INC DE X 03/03/04 KNOLOGY INC DE X X 03/03/04 KRAMONT REALTY TRUST MD X X 03/03/04 LA JOLLA PHARMACEUTICAL CO DE X X 03/03/04 LAND O LAKES INC X 03/03/04 LASALLE HOTEL PROPERTIES MD X X 02/10/04 AMEND LAWSON PRODUCTS INC/NEW/DE/ DE X X 03/03/04 LEHMAN ABS CORP VERIZON NY DEBENTURE DE X X 02/25/04 LEHMAN BROTHERS HOLDINGS INC DE X 02/27/04 LEHMAN BROTHERS HOLDINGS INC DE X 03/03/04 LEHMAN BROTHERS INC// DE X 02/27/04 LIGAND PHARMACEUTICALS INC DE X X 12/31/03 LIQUIDMETAL TECHNOLOGIES INC X 03/03/04 LOCKHEED MARTIN CORP MD X 03/03/04 LODGENET ENTERTAINMENT CORP DE X 03/03/04 LONG BEACH SECURITIES CORP DE X X 03/02/04 LONGS DRUG STORES CORP MD X 03/03/04 MADDEN STEVEN LTD DE X X 02/26/04 MAN SANG HOLDINGS INC NV X 02/24/04 MANUFACTURED HOME COMMUNITIES INC MD X X 03/03/04 MANUFACTURED HOME COMMUNITIES INC MD X 03/03/04 MARCONI CORP PLC X0 X 03/03/04 MASTR ASSET SECURITIZATION TRUST 2003 DE X X 01/25/03 MASTR ASSET SECURITIZATION TRUST 2003 DE X X 02/25/03 MAXWORLDWIDE INC DE X X 03/02/04 MEDSOLUTIONS INC TX X X 02/25/04 MEDTOX SCIENTIFIC INC DE X 03/02/04 MEREDITH ENTERPRISES INC DE X 03/02/04 MGI PHARMA INC MN X X 03/02/04 MICHAELS STORES INC DE X 03/03/04 MICREL INC CA X X 03/03/04 MILACRON INC DE X 03/02/04 AMEND MILLENNIA TEA MASTERS INC X X 02/27/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE X X 01/25/03 MORTGAGE ASSET SEC TRANS INC MASTR AS DE X X 02/25/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 01/27/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 02/27/03 MORTGAGE ASSET SEC TRANS MORT PASS TH DE X X 01/25/03 MORTGAGE ASSET SEC TRANS MORT PASS TH DE X X 02/25/03 MORTGAGE PASS THROUGH CERTIFICATES SE DE X X 02/24/04 MORTGAGE PASS- THROUGH CERTIFICATES S DE X X 03/01/04 MSC MORTGAGE PASS THROUGH CERTIFICATE DE X X 03/01/04 MULTI-CLASS MORTGAGE PASS-THROUGH CER DE X X 03/01/04 MYLAN LABORATORIES INC PA X X 03/03/04 NATIONAL EQUIPMENT SERVICES INC DE X X 11/12/03 AMEND NATIONAL QUALITY CARE INC DE X X 02/20/04 NCO GROUP INC PA X X 03/01/04 NCRIC GROUP INC DC X X X X 02/26/04 NEIMAN MARCUS GROUP INC DE X 03/03/04 NEIMAN MARCUS GROUP INC DE X 03/03/04 NETSMART TECHNOLOGIES INC DE X 12/31/03 NMT MEDICAL INC DE X 03/03/04 NORTHEAST UTILITIES SYSTEM MA X X 03/03/04 NS GROUP INC KY X X 03/03/04 NTS PROPERTIES VI MD X 03/03/04 NUVELO INC NV X X 03/02/04 OCEANIC EXPLORATION CO DE X X 03/02/04 OFFICE DEPOT INC DE X X 03/03/04 OHANA ENTERPRISES DE X 03/01/04 OMNICOM GROUP INC NY X X X 03/02/04 ONECAP NV X X 02/25/04 ORIENT EXPRESS HOTELS LTD X X 03/03/04 ORIENTAL AUTOMOTIVE PARTS DEVELOPMENT DE X X 03/01/04 PARK PHARMACY CORP CO X 02/23/04 PASS THROUGH CERTIFICATES SERIES 200 DE X X 03/01/04 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 03/01/04 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 03/01/04 PENNSYLVANIA REAL ESTATE INVESTMENT T PA X 02/25/04 PEOPLES EDUCATIONAL HOLDINGS MN X 03/03/04 PINNACLE ENTERTAINMENT INC DE X X 03/01/04 PIPELINE DATA INC X 12/31/03 PIPELINE DATA INC X X 12/31/03 PLAINS RESOURCES INC DE X X 03/03/04 PNC MORTGAGE SEC CORP MORT PASS THR C DE X X 03/01/04 POWERCERV CORP FL X X 03/03/04 PRINCETON REVIEW INC DE X X 03/01/04 PROTECTIVE LIFE INSURANCE CO TN X 02/23/04 PSS WORLD MEDICAL INC FL X 03/03/04 PSYCHIATRIC SOLUTIONS INC DE X X 03/01/04 QUADRAMED CORP DE X X 02/24/04 QUESTCOR PHARMACEUTICALS INC CA X X 03/03/04 R F INDUSTRIES LTD NV X 01/31/04 RANGE RESOURCES CORP DE X X 03/02/04 RCG COMPANIES INC DE X 02/27/04 AMEND READERS DIGEST ASSOCIATION INC DE X X X 03/03/04 REDDY ICE HOLDINGS INC DE X X X 02/20/04 REHABCARE GROUP INC DE X X 03/02/04 RESIDENTIAL ACCREDIT LOANS INC DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/25/04 RESIDENTIAL ASSET SECURITIES CORP DE X X 02/25/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 02/25/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 02/25/04 ROME BANCORP INC DE X 02/25/04 ROME BANCORP INC DE X 02/25/04 AMEND ROYALE ENERGY INC CA X 03/01/04 SAGA COMMUNICATIONS INC DE X 03/03/04 SAKS INC TN X X 03/03/04 SALISBURY BANCORP INC CT X X X 02/27/04 SALISBURY BANCORP INC CT X X X 02/27/04 SAMSONITE CORP/FL DE X 03/03/04 SCHEIN HENRY INC DE X X 12/27/03 SCIENTIFIC INDUSTRIES INC DE X 02/27/04 SCO GROUP INC DE X X X 03/03/04 SCO GROUP INC DE X X 03/03/04 SEAGATE TECHNOLOGY E9 X X 03/02/04 SHIRE PHARMACEUTICALS GROUP PLC X X 03/03/04 SILICON IMAGE INC DE X 02/20/04 SOURCE INTERLINK COMPANIES INC MO X X 03/03/04 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