SEC NEWS DIGEST Issue 2004-11 January 16, 2004 COMMISSION ANNOUNCEMENTS SEC ANNOUNCES SELECTION OF ANDREW BAILEY, JR. AS DEPUTY CHIEF ACCOUNTANT Chairman William H. Donaldson today announced the selection of Andrew D. Bailey, Jr. to serve as Deputy Chief Accountant for the Commission. In this capacity, Bailey will share with Scott A. Taub, current Deputy Chief Accountant, responsibilities for the day-to-day operations of the Office of the Chief Accountant, including resolution of accounting and auditing issues, rulemaking projects, and oversight of private sector standard-setting efforts and regulation of auditors. Bailey will work closely with the Public Company Accounting Oversight Board on all auditing-related matters. SEC Chief Accountant Donald T. Nicolaisen said, "I am delighted that Andy has agreed to join the Commission. Having a person of his experience, intellect and academic credentials contributes significantly to the Commission's efforts to improve the quality and independence of the auditing profession. I'm confident that his experience, combined with his enthusiasm for positive change, will greatly benefit the Commission and the investing public." Bailey was most recently a Chaired Professor of Accounting at the University of Illinois at Urbana-Champaign. Bailey was Chairman of the Departments of Accounting at the Universities of Minnesota, Arizona and Illinois and has served on the faculties of several foreign universities. Bailey is past President of the American Accounting Association (AAA) and the Auditing Section of the AAA. His research interests include auditing and information systems topics. The results of his research have appeared in prominent academic journals. Bailey served as the Academic Accounting Fellow in the Office of the Chief Accountant from August 2000 to July 2001. As the Academic Fellow, he participated in a wide variety of accounting, auditing and rulemaking activities, including drafting portions of the Commission's releases on auditor independence. Bailey, 61, received his Ph.D. from the Ohio State University in 1971. He is a C.P.A., C.I.A. and C.F.E. He will assume his new duties at the SEC on Tuesday, Jan. 20. (Press Rel. 2004-7) RULES AND RELATED MATTERS INVESTMENT COMPANY GOVERNANCE The Commission proposed amendments to Rules 0-1, 10f-3, 12b-1, 15a-4, 17a-7, 17a-8, 17d-1, 17e-1, 17g-1, 18f-3, and 23c-3, to require investment companies that rely on certain exemptive rules to adopt certain governance practices. The Commission also proposed an amendment to Rule 31a-2, the investment company recordkeeping rule, to require that investment companies retain copies of written materials that the directors consider when approving investment advisory contracts. Comments on the proposed amendments are due by March 10, 2004. For further information, please contact Catherine E. Marshall, Attorney, Division of Investment Management, at (202) 942-0719. (Rel. IC-26323; File No. S7-03-04) ENFORCEMENT PROCEEDINGS COMMISSION IMPOSES PENNY STOCK BAR AGAINST MARK RICHARD SENDO On January 16, the Commission issued an Order Instituting Administrative Proceedings Pursuant To Section 15(b) Of The Securities Exchange Act Of 1934, Making Findings, And Imposing Remedial Sanctions (Order) against Mark Richard Sendo of Ann Arbor, Michigan. The Order finds that on January 5, the U.S. District Court for the Eastern District of Michigan entered a Final Judgment As To Defendant Mark Richard Sendo (Final Judgment) permanently enjoining Sendo from violating Section 17(b) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder (SEC v. Mark Richard Sendo, et al., Civil Action No. 01-73698, E.D. MI (Jan. 5, 2004)). Sendo consented to the entry of the Final Judgment without admitting or denying the allegations in the Commission's complaint. The Order also finds that Sendo, a founder and former CEO of Internet Money.com, Inc. (Internet Money.com), made false and misleading statements to potential investors in the offer and sale of Internet Money.com common stock, which was a penny stock. First, Sendo made false and misleading statements about the people associated with Internet Money.com. Secondly, Sendo misled investors through the description of his background in business plans. Sendo is described as "an economist and entrepreneur who worked as a stockbroker with Merrill Lynch and Shearson Lehman Brothers for eight years." The business plan failed to disclose Sendo's extensive history of discipline for his actions in the securities industry, which includes his conviction on charges of federal wire fraud brought in the U.S. District Court for the Eastern District of Michigan in 1994 and a permanent injunction against future violations of the antifraud provisions of the federal securities laws entered by the U.S. District Court for the Southern District of New York in October 1992. Based on the above, the Order bars Sendo from participating in any offering of a penny stock pursuant to Section 15(b) of the Exchange Act. Sendo consented to the entry of the Order without admitting or denying the Commission's findings. (Rel. 34-48089; File No. 3-11375) SEC OBTAINS DEFAULT JUDGMENTS AGAINST THREE DEFENDANTS CHARGED IN FRAUDULENT INVESTMENT SCHEME The Commission announced today that it obtained default judgments against Dan Wayne Adams of Sandwich, Massachusetts on Dec. 3, 2003, and against Jack Calvin of Ozark, Missouri, and Dr. Charles Timson of Greenlawn, New York on Sept. 9, 2003, permanently enjoining all three defendants from future violations of the federal securities laws. The Court also ordered the defendants to pay disgorgement, prejudgment interest and penalties totaling more than $6 million. On March 31, 2003, the Commission charged in a complaint that Calvin, Timson and Adams, among others, had raised approximately $2.8 million using misrepresentations typical of "Prime Bank" investment frauds. The defendants failed to appear and respond to the Commission's allegations against them resulting in entry of the default judgments. In addition to finding the defendants liable for securities fraud, the Court ordered Calvin to pay a total of $6,114,283.41, Adams to pay a total of $155,8961.13 and Timson to pay a total of $125,969.25. [SEC v. Jack Calvin, et al., Civil Action No. 03-10586-MEL, USDC, District of Massachusetts] (LR-18544) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CYBERTEL COMMUNICATIONS CORP, 2820 LA MIRADA DRIVE, #H, VISTA, CA, 92083, 8006455557 - 0 ($1,485,000.00) Equity, (File 333-111902 - Jan. 14) (BR. 37) S-3 HYBRIDON INC, 345 VASSAR STREET, CAMBRIDGE, MA, 02139, 6176795500 - 0 ($20,800,000.00) Equity, (File 333-111903 - Jan. 14) (BR. 01) S-1 ULTRA CLEAN HOLDINGS INC, 0 ($86,250,000.00) Equity, (File 333-111904 - Jan. 14) (BR. 36) S-3D FARMERS NATIONAL BANC CORP /OH/, 20 S BROAD STREET, P O BOX 555, CANFIELD, OH, 44406, 3305333341 - 750,000 ($11,925,000.00) Equity, (File 333-111905 - Jan. 14) (BR. 07) F-6 NORWOOD ABBEY LTD, LEVEL 7 470, COLLINS STREET, MILBOURNE, C3, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-111910 - Jan. 14) (BR. ) S-8 GOLDEN SPIRIT MINERALS LTD, 1288 ALBERNI ST STE 806, VANCOUVER BRITISH COLUMBIACANADAV6E4N5, BELLINGHAM, A2, 00000, 6046640484 - 11,150,000 ($446,000.00) Equity, (File 333-111911 - Jan. 14) (BR. 03) S-8 SILVERADO GOLD MINES LTD, 1111 WEST GEORGIA ST, SUITE 505, VANCOUVER BC CANADA, A1, V6E 4M3, 6046891535 - 7,500,000 ($985,500.00) Equity, (File 333-111913 - Jan. 14) (BR. 04) S-8 SCHEIN HENRY INC, 135 DURYEA RD, MELVILLE, NY, 11747, 6318425500X6867 - 0 ($125,960,000.00) Equity, (File 333-111914 - Jan. 14) (BR. 02) S-8 MERCURY INTERACTIVE CORPORATION, 4088225200 - 8,000,000 ($362,913,250.00) Equity, (File 333-111915 - Jan. 14) (BR. 03) S-2 ORLEANS HOMEBUILDERS INC, ONE GREENWOOD SQUARE, 3333 STREET ROAD SUITE 101, BENSALEM, PA, 19020, 2152457500 - 0 ($55,660,000.00) Equity, (File 333-111916 - Jan. 14) (BR. 06) SB-2 AMERICASBANK CORP, 500 YORK RD, TOWSON, MD, 21204, 4108255580 - 2,875,000 ($7,187,500.00) Equity, (File 333-111918 - Jan. 14) (BR. 07) S-3 CHARTERMAC, 625 MADISON AVENUE, NEW YORK, NY, 10022, 2124215333 - 16,071,785 ($34,618,624.00) Unallocated (Universal) Shelf, (File 333-111919 - Jan. 14) (BR. 08) S-8 ELINEAR INC, 8800 JAMEEL ROAD, SUITE 170, HOUSTON, TX, 77040, 713-690-0855 - 2,000,000 ($4,090,000.00) Equity, (File 333-111920 - Jan. 14) (BR. 03) SB-2 VITAL LIVING INC, 5080 NORTH 40TH STREET, SUITE 105, PHOENIX, AZ, 85018, 602-952-9909 - 0 ($50,853,687.57) Equity, (File 333-111921 - Jan. 14) (BR. 01) S-8 CYBERTEL COMMUNICATIONS CORP, 2820 LA MIRADA DRIVE, #H, VISTA, CA, 92083, 8006455557 - 0 ($1,485,000.00) Equity, (File 333-111902 - Jan. 14) (BR. 37) S-3 HYBRIDON INC, 345 VASSAR STREET, CAMBRIDGE, MA, 02139, 6176795500 - 0 ($20,800,000.00) Equity, (File 333-111903 - Jan. 14) (BR. 01) S-1 ULTRA CLEAN HOLDINGS INC, 0 ($86,250,000.00) Equity, (File 333-111904 - Jan. 14) (BR. 36) S-3D FARMERS NATIONAL BANC CORP /OH/, 20 S BROAD STREET, P O BOX 555, CANFIELD, OH, 44406, 3305333341 - 750,000 ($11,925,000.00) Equity, (File 333-111905 - Jan. 14) (BR. 07) F-6 NORWOOD ABBEY LTD, LEVEL 7 470, COLLINS STREET, MILBOURNE, C3, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-111910 - Jan. 14) (BR. ) S-8 GOLDEN SPIRIT MINERALS LTD, 1288 ALBERNI ST STE 806, VANCOUVER BRITISH COLUMBIACANADAV6E4N5, BELLINGHAM, A2, 00000, 6046640484 - 11,150,000 ($446,000.00) Equity, (File 333-111911 - Jan. 14) (BR. 03) S-8 SILVERADO GOLD MINES LTD, 1111 WEST GEORGIA ST, SUITE 505, VANCOUVER BC CANADA, A1, V6E 4M3, 6046891535 - 7,500,000 ($985,500.00) Equity, (File 333-111913 - Jan. 14) (BR. 04) S-8 SCHEIN HENRY INC, 135 DURYEA RD, MELVILLE, NY, 11747, 6318425500X6867 - 0 ($125,960,000.00) Equity, (File 333-111914 - Jan. 14) (BR. 02) S-8 MERCURY INTERACTIVE CORPORATION, 4088225200 - 8,000,000 ($362,913,250.00) Equity, (File 333-111915 - Jan. 14) (BR. 03) S-2 ORLEANS HOMEBUILDERS INC, ONE GREENWOOD SQUARE, 3333 STREET ROAD SUITE 101, BENSALEM, PA, 19020, 2152457500 - 0 ($55,660,000.00) Equity, (File 333-111916 - Jan. 14) (BR. 06) SB-2 AMERICASBANK CORP, 500 YORK RD, TOWSON, MD, 21204, 4108255580 - 2,875,000 ($7,187,500.00) Equity, (File 333-111918 - Jan. 14) (BR. 07) S-3 CHARTERMAC, 625 MADISON AVENUE, NEW YORK, NY, 10022, 2124215333 - 16,071,785 ($34,618,624.00) Unallocated (Universal) Shelf, (File 333-111919 - Jan. 14) (BR. 08) S-8 ELINEAR INC, 8800 JAMEEL ROAD, SUITE 170, HOUSTON, TX, 77040, 713-690-0855 - 2,000,000 ($4,090,000.00) Equity, (File 333-111920 - Jan. 14) (BR. 03) SB-2 VITAL LIVING INC, 5080 NORTH 40TH STREET, SUITE 105, PHOENIX, AZ, 85018, 602-952-9909 - 0 ($50,853,687.57) Equity, (File 333-111921 - Jan. 14) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ AASTROM BIOSCIENCES INC MI X X 01/14/04 ABC BANCORP GA X X 01/13/04 ACE CASH EXPRESS INC/TX TX X X 12/30/03 ACETO CORP NY X X 12/31/03 ACTION PERFORMANCE COMPANIES INC AZ X X 01/13/04 ADOLOR CORP X X 01/13/04 ADVANCED MARKETING SERVICES INC DE X 01/14/04 ADVANCED MARKETING SERVICES INC DE X 01/14/04 AEI INCOME & GROWTH FUND XXI LTD PART MN X X 12/30/03 AEI NET LEASE INCOME & GROWTH FUND XI MN X X 12/30/03 AETHER SYSTEMS INC DE X X 01/13/04 ALARIS MEDICAL SYSTEMS INC DE X 12/31/03 ALBERTO CULVER CO DE X X 01/14/04 AMB PROPERTY CORP MD X X X 01/13/04 AMEREN CORP MO X X 01/14/04 AMEREN CORP MO X X 01/14/04 AMEND ANDERSEN GROUP INC DE X X 01/14/04 ANTS SOFTWARE INC DE X 01/14/04 AP HENDERSON GROUP NV X X X 12/31/03 APOGEE ENTERPRISES INC MN X 01/05/04 APPLE COMPUTER INC CA X X 01/14/04 ARLINGTON HOSPITALITY INC DE X X 01/14/04 ASHFORD HOSPITALITY TRUST INC MD X X 11/24/03 AMEND AURORA FOODS INC /DE/ DE X X X 01/13/04 BAKER HUGHES INC DE X X 01/14/04 BANK JOS A CLOTHIERS INC /DE/ DE X X 01/03/04 BANK OF THE OZARKS INC AR X X X 01/13/04 BARRY R G CORP /OH/ OH X X 01/12/04 BEAR STEARNS ALT A MORT PASS THR CERT DE X 01/14/04 BEAR STEARNS ASSET BACKED CERTS SER 2 DE X 12/30/03 BEAR STEARNS ASST ASSET BACKED CERTS DE X 12/30/03 BION ENVIRONMENTAL TECHNOLOGIES INC CO X X 01/12/04 BIW LTD CT X X 10/31/03 AMEND BLACK HILLS CORP /SD/ SD X X 01/13/04 BLACK HILLS CORP /SD/ SD X X 01/14/04 BLUE VALLEY BAN CORP KS X X X 01/14/04 BNP RESIDENTIAL PROPERTIES INC MD X X 01/13/04 BOND SECURITIZATION ASSET-BACKED CERT DE X X 12/25/03 BULL RUN CORP GA X X X 01/14/04 CAPITAL AUTOMOTIVE REIT MD X X 01/14/04 CAPITAL BANCORP INC TN X X X X 01/14/04 CAPITAL SENIOR LIVING CORP DE X X 01/13/04 CENTEX CORP NV X X 01/14/04 CEPHEID CA X 01/13/04 CHASE MORTGAGE FINANCE CORP DE X X 01/13/04 CHASE MORTGAGE FINANCE CORP DE X X 01/13/04 CHASE MORTGAGE FINANCE CORP DE X X 01/13/04 CHEC FUNDING LLC DE X 01/14/04 CHEC FUNDING LLC DE X 01/14/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 01/12/04 CHENIERE ENERGY INC DE X X 01/13/04 CHESAPEAKE ENERGY CORP OK X 01/13/04 CHINA ENERGY VENTURES CORP NV X X 10/27/03 AMEND CHIQUITA BRANDS INTERNATIONAL INC NJ X X 01/12/04 CITY NATIONAL CORP DE X X 01/14/04 CLEVELAND CLIFFS INC OH X X 01/13/04 COLLEGIATE FUNDING SERVICES EDUCATION DE X X 12/31/03 COMDIAL CORP DE X X 01/07/04 AMEND COMMERCE BANCSHARES INC /MO/ MO X 01/14/04 COMMUNITY BANCSHARES INC /DE/ DE X X 01/06/04 COMMUNITY TRUST BANCORP INC /KY/ KY X 01/14/04 CORDIA CORP NV X 01/07/04 CORDIA CORP NV X X 01/07/04 CREATIVE COMPUTER APPLICATIONS INC CA X X 01/14/04 CREDIT ACCEPTANCE CORPORATION MI X X 01/13/04 CRESCENT REAL ESTATE EQUITIES LTD PAR DE X X 12/31/03 DANAHER CORP /DE/ DE X 01/14/04 DECKERS OUTDOOR CORP DE X X 01/14/04 DELTA AIR LINES INC /DE/ DE X X 01/14/04 DIGITAL POWER CORP CA X X 01/12/04 DIVERSA CORP DE X 01/13/04 DOMINION RESOURCES INC /VA/ VA X X 01/12/04 DRUGSTORE COM INC DE X X 01/14/04 DVI RECEIVABLES CORP VIII DE X X 01/14/03 E MED FUTURE INC NV X X 12/30/03 EL PASO CORP/DE DE X X 01/14/04 ELIZABETH ARDEN INC FL X X 01/14/03 EMERITUS CORP\WA\ WA X X 12/31/03 EMERITUS CORP\WA\ WA X X 12/31/03 EPIX MEDICAL INC X X 01/13/04 EXCALIBUR INDUSTRIES INC DE X 12/31/03 F10 OIL & GAS PROPERTIES INC NV X X X X 01/07/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 01/14/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 01/14/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 01/14/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 01/14/04 FINLAY ENTERPRISES INC /DE DE X X 01/12/04 FINLAY FINE JEWELRY CORP DE X X 01/12/04 FIRST SECURITYFED FINANCIAL INC DE X X 01/12/04 FOREST OIL CORP NY X X 10/31/03 AMEND FRANKLIN AUTO TRUST 2003-2 DE X 01/14/04 FRANKLIN ELECTRIC CO INC IN X 01/13/04 FTI CONSULTING INC MD X 11/03/03 AMEND FULLER H B CO MN X X 01/13/04 GENCORP INC OH X X 01/12/04 GENENTECH INC DE X X 01/14/04 GENERAL GROWTH PROPERTIES INC DE X 10/14/03 AMEND GENESCO INC TN X 01/14/04 GENESIS TECHNOLOGY GROUP INC FL X 12/31/03 GINSENG FOREST INC X 12/30/03 GLOBAL ENERGY INC NV X X 01/13/04 GLOBAL PAYMENT TECHNOLOGIES INC DE X X 01/13/04 GRAFTECH INTERNATIONAL LTD DE X 01/14/04 GREATE BAY HOTEL & CASINO INC NJ X X 01/13/04 HAMPTON ROADS BANKSHARES INC VA X 01/14/04 HARBOR FLORIDA BANCSHARES INC DE X 01/14/04 HARTFORD FINANCIAL SERVICES GROUP INC DE X X 01/14/04 HARVEST NATURAL RESOURCES INC DE X X 01/08/04 HAWAIIAN ELECTRIC INDUSTRIES INC HI X 01/13/04 HEI INC MN X X 01/14/04 HI/FN INC DE X X 12/31/03 AMEND IHOP CORP DE X 01/12/04 INDIGINET INC/FL FL X X 12/30/03 INLAND WESTERN RETAIL REAL ESTATE TRU MD X X 01/06/04 INSITE VISION INC DE X X 12/30/03 INTEGRAMED AMERICA INC DE X X 01/14/04 INTEL CORP DE X 01/14/04 INTER PARFUMS INC DE X 01/14/04 INTERNET SECURITY SYSTEMS INC/GA DE X 01/13/04 JACKSONVILLE BANCORP INC IL X X 01/14/04 JEFFERSON PILOT CORP NC X 01/14/04 KNBT BANCORP INC PA X 10/31/03 AMEND KNOLOGY INC DE X X 12/31/03 KOSS CORP DE X X X 01/12/04 LABONE INC/ MO X 01/14/04 LAIDLAW INTERNATIONAL INC DE X X 01/13/04 LBI MEDIA HOLDINGS INC X 01/12/04 LECROY CORP DE X X 12/31/03 LESCO INC/OH OH X X X 12/30/03 LINEAR TECHNOLOGY CORP /CA/ DE X X 01/13/04 LORAL SPACE & COMMUNICATIONS LTD D0 X 01/10/04 M I HOMES INC OH X X 01/14/04 MADISON BANCSHARES INC FL X 01/13/04 MAGELLAN HEALTH SERVICES INC DE X X 01/13/04 MARCONI CORP PLC X0 X 01/14/04 MARSHALL & ILSLEY CORP/WI/ WI X X 01/14/04 MB FINANCIAL INC /MD MD X X 01/12/04 MDI TECHNOLOGIES INC DE X X 01/14/04 MEDIA & ENTERTAINMENT COM INC NV X X 01/12/04 MEDIANEWS GROUP INC DE X X X 01/14/04 MEDWAVE INC DE X X 01/09/04 MERRILL LYNCH & CO INC DE X 01/14/04 MERRILL LYNCH MORT INV INC ASST BACK DE X X 12/29/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X 01/13/04 METALDYNE CORP DE X X 12/31/03 MICHAEL ANTHONY JEWELERS INC DE X X 01/13/04 MIDWEST EXPRESS HOLDINGS INC WI X X 01/13/04 MOOG INC NY X X 01/14/04 MORGAN STANLEY DE X 01/14/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 01/13/04 MOTORCAR PARTS AMERICA INC NY X X 01/13/04 MPW INDUSTRIAL SERVICES GROUP INC OH X 01/14/04 NAPOLI ENTERPRISES INC CO X 01/12/04 NASSDA CORP DE X X 01/14/04 NATHANIEL ENERGY CORP NV X X 01/12/04 NATIONAL ENERGY GROUP INC DE X X 12/29/03 NETWORK COMMERCE INC WA X X 01/14/04 NETWORK EQUIPMENT TECHNOLOGIES INC DE X 12/26/03 NEW CENTURY FINANCIAL CORP DE X X 12/29/03 NEXSTAR BROADCASTING GROUP INC DE X X X 01/14/04 NITCHES INC CA X X 01/14/04 NUVELO INC NV X X 01/14/04 OCEAN RESOURCES INC DE X 01/13/04 ON SITE SOURCING INC DE X X 12/30/03 ONYX ACCEPTANCE CORP DE X X 01/13/04 PACIFIC FINANCIAL CORP WA X X 01/13/04 PARK CITY GROUP INC DE X 01/13/04 PARTNERS TRUST FINANCIAL GROUP INC X 01/14/04 PERFORMANCE TECHNOLOGIES INC \DE\ DE X 01/14/03 PHOENIX FOOTWEAR GROUP INC DE X 10/31/03 AMEND PHOTOGEN TECHNOLOGIES INC NV X 01/07/04 PLANAR SYSTEMS INC OR X X 01/14/04 PLANGRAPHICS INC CO X 01/14/04 PNM RESOURCES INC NM X 01/14/04 POLYDEX PHARMACEUTICALS LTD/BAHAMAS X X 01/13/04 PRIME GROUP REALTY TRUST MD X 01/14/03 PRIMUS TELECOMMUNICATIONS GROUP INC DE X X X 01/13/04 PROTECTION ONE INC DE X X 01/02/04 PS BUSINESS PARKS INC/CA CA X X 12/30/03 PURE WORLD INC DE X 01/14/04 QLOGIC CORP DE X 01/14/04 QUESTCOR PHARMACEUTICALS INC CA X 01/14/04 QUINTEK TECHNOLOGIES INC CA X X 01/02/04 RAYMOND JAMES FINANCIAL INC FL X X 01/14/04 RENAISSANCE MORT ACCEPT CORP HOME EQU DE X X 12/27/03 RENAISSANCE MORT ACCEPT CORP HOME EQU DE X X 12/27/03 RENAISSANCE MORT ACCEPT CORP HOME EQU DE X X 12/27/03 RES CARE INC /KY/ KY X 01/14/04 RESIDENTIAL ACCREDIT LOANS INC DE X X 01/14/03 RESIDENTIAL ASSET MORT PRO INC GMACM DE X X 12/15/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 01/14/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 01/14/04 RICA FOODS INC NV X X 01/13/04 RICHARDSON ELECTRONICS LTD/DE DE X 01/13/04 ROCKWELL COLLINS INC DE X X 01/13/03 RUSHMORE FINANCIAL GROUP INC TX X X 01/13/04 SALIX PHARMACEUTICALS LTD X X 01/14/04 SALOMON BROTHERS MORT SEC VII INC MOR DE X X 12/25/03 SALON MEDIA GROUP INC DE X X 12/30/03 SAN RAFAEL BANCORP CA X X 01/14/04 SANGUINE CORP NV X X 12/11/03 AMEND SAUCONY INC MA X 01/14/04 SELECT COMFORT CORP MN X X X 01/14/04 SEPRACOR INC /DE/ DE X X 01/12/04 SERVICE 1ST BANCORP CA X X 01/14/04 SERVICEMASTER CO DE X 01/14/03 SFBC INTERNATIONAL INC DE X 09/06/03 AMEND SHAW GROUP INC LA X X 01/14/04 SIERRA PACIFIC RESOURCES /NV/ NV X X 01/12/04 SL GREEN REALTY CORP MD X X 01/13/04 SOMANETICS CORP MI X 01/13/04 SONORAN ENERGY INC WA X X 12/19/03 SORRENTO NETWORKS CORP NJ X X 01/13/04 SOUTHERN CONNECTICUT BANCORP INC CT X X 01/13/04 STANDARD MICROSYSTEMS CORP DE X 01/14/04 STRUCTURED ASSET SEC CORP MORT PASSTH DE X X 12/30/03 SUNOCO INC PA X X X 01/14/04 SYNOVIS LIFE TECHNOLOGIES INC MN X X 01/14/04 TECHTEAM GLOBAL INC DE X X 12/31/03 THACKERAY CORP DE X 01/12/04 THAXTON GROUP INC SC X X 12/19/03 TIPPINGPOINT TECHNOLOGIES INC DE X X 01/05/04 TODD SHIPYARDS CORP WA X X 01/14/04 TRANSDIGM INC DE X X 01/13/04 TRIZETTO GROUP INC DE X 01/14/04 TROPICAL SPORTSWEAR INTERNATIONAL COR FL X 09/27/03 TTR TECHNOLOGIES INC DE X 01/14/04 UGOMEDIA INTERACTIVE CORP NV X X 01/06/04 UNIT CORP DE X X 01/13/04 UNITED STATES EXPLORATION INC CO X X 01/14/04 UNOCAL CORP DE X 01/13/04 URANIUM RESOURCES INC /DE/ DE X X 01/14/04 VANS INC DE X X 01/14/04 VENTURES NATIONAL INC UT X X 01/13/04 VICON INDUSTRIES INC /NY/ NY X X 09/30/03 VIDEO DISPLAY CORP GA X X 01/14/04 WADDELL & REED FINANCIAL INC DE X 01/14/04 WELLCHOICE INC DE X 01/14/04 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 08/28/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 12/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 12/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 12/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 12/25/03 WELLS REAL ESTATE INVESTMENT TRUST IN DE X 12/18/03 AMEND WIRELESS FRONTIER INTERNET INC DE X X X X 01/13/04 WORKSTREAM INC X X 01/14/04 WORLD HEALTH ALTERNATIVES INC FL X X 12/24/03 AMEND XCEL ENERGY INC MN X X 01/13/04 XL CAPITAL LTD X X 01/13/04 XM SATELLITE RADIO HOLDINGS INC DE X X 01/13/04 XTO ENERGY INC DE X X 01/14/04 YAHOO INC DE X X 01/14/04 YP NET INC NV X X 01/14/04 Z TEL TECHNOLOGIES INC DE X 01/08/04 ZOLTEK COMPANIES INC DE X X 09/30/03 ABAZIAS INC DE X X 01/12/04 ABERDENE MINES LTD X X 01/15/04 ADELPHIA COMMUNICATIONS CORP DE X X 01/15/04 AERO MARINE ENGINE INC NV X 01/13/04 AFFYMETRIX INC DE X X 01/14/04 AGL RESOURCES INC GA X 01/14/04 AIRGATE PCS INC /DE/ DE X X 01/14/04 AKSYS LTD DE X X 01/14/04 ALCIDE CORP DE X X 01/14/04 ALLIANCE GAMING CORP NV X 01/15/04 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 01/15/04 AMERICAN EXPRESS MASTER TRUST DE X X 01/15/04 AMERICAN VANTAGE COMPANIES NV X X 12/31/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 01/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 01/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 01/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 01/15/04 AMERIQUEST MORTGAGE SEC INC ASSET BAC DE X X 11/20/03 AMERIQUEST MORTGAGE SEC INC ASSET BAC DE X X 11/20/03 AMERON INTERNATIONAL CORP DE X 01/12/04 APA OPTICS INC /MN/ MN X X 01/15/04 APPLIED DNA SCIENCES INC NV X 01/15/04 ARK RESTAURANTS CORP NY X X 01/09/04 AROTECH CORP DE X X 01/15/04 ASSET BACKED PASS THROUGH CERTIFICATE DE X 01/15/03 AMEND ATC HEALTHCARE INC /DE/ DE X X 01/13/04 ATRIUM COMPANIES INC DE X X 12/31/03 ATX COMMUNICATIONS INC DE X X 01/15/04 AVADO BRANDS INC GA X X 01/15/04 AMEND BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/15/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/14/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 01/15/04 BANCWEST CORP/HI DE X X 01/14/04 BANK OF AMERICA CORP /DE/ DE X X X X 01/15/04 BANK OF SOUTH CAROLINA CORP SC X 01/15/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 01/12/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 01/15/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X 01/15/04 BASSETT FURNITURE INDUSTRIES INC VA X 01/09/04 BESTNET COMMUNICATIONS CORP NV X X 01/13/04 BLYTH INC DE X 01/15/04 BNCCORP INC DE X 12/31/03 BOEING CAPITAL CORP DE X 01/15/04 BROOKE CORP KS X X 01/15/04 BROOKSTONE INC DE X X 01/07/04 BROWN & BROWN INC FL X 12/31/03 BROWN FORMAN CORP DE X X 01/15/04 BRUNSWICK CORP DE X X 01/15/04 CAPITOL BANCORP LTD MI X X 01/14/03 CARMAX AUTO OWNER TRUST 2003-1 DE X X 01/15/04 CARMAX AUTO OWNER TRUST 2003-2 DE X X 01/15/04 CARMIKE CINEMAS INC DE X X 01/14/04 CASCADE BANCORP OR X X 01/14/04 CBRL GROUP INC TN X X 01/15/04 CC MASTER CREDIT CARD TRUST II MD X 01/15/04 CCF HOLDING CO GA X X 01/13/04 CEDRIC KUSHNER PROMOTIONS INC DE X 01/15/03 AMEND CELERITEK INC/CA CA X X 01/15/04 CENTENNIAL COMMUNICATIONS CORP /DE DE X X 01/15/04 CENTEX CORP NV X X 07/22/03 AMEND CERBCO INC DE X 01/15/04 CHARLES RIVER ASSOCIATES INC MA X 01/15/04 CINCINNATI FINANCIAL CORP DE X 01/15/04 CINTECH SOLUTIONS INC OH X X 12/12/03 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 12/31/03 CITIBANK OMNI-S MASTER TRUST NY X X 01/15/04 CITIBANK SOUTH DAKOTA N A DE X 12/26/03 CITIBANK SOUTH DAKOTA N A DE X 12/26/03 CITIBANK SOUTH DAKOTA N A DE X 12/26/03 CITIGROUP INC DE X 01/15/04 CITIGROUP MORT LOAN TRUST INC ASSET B X X 11/05/03 CITIZENS BANKING CORP MI X 01/15/04 CITIZENS FIRST BANCORP INC DE X X 01/09/04 CITYXPRESS COM CORP FL X X X 01/14/04 CLARCOR INC DE X X 01/14/04 CLEVELAND CLIFFS INC OH X 01/15/04 CN BANCORP INC MD X X X 01/15/04 COCA COLA CO DE X X 01/14/04 COEUR D ALENE MINES CORP ID X X 01/07/04 COLE INC UT X X X X X X X 12/31/03 COLLEGIATE FUNDING SERVICES EDUCATION DE X X 12/31/03 COLONIAL BANCGROUP INC DE X X 01/15/04 COMERICA INC /NEW/ DE X X 01/15/04 COMMERCE BANCORP INC /NJ/ NJ X X 01/15/04 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 01/01/04 COMMUNITY FIRST BANKSHARES INC DE X X 01/15/04 COMPUCREDIT CORP GA X X 01/15/04 CONCORDE CAREER COLLEGES INC DE X X 01/15/04 CONSUMER DIRECT OF AMERICA NV X X 01/15/04 CONSUMER DIRECT OF AMERICA NV X X 01/15/04 COURIER CORP MA X X 01/15/04 CREE INC NC X 01/15/04 CRESCENT REAL ESTATE EQUITIES CO TX X X 01/09/04 CSFB MORTGAGE SEC CORP HM EQ PASS THR DE X X 12/25/03 CSK AUTO CORP DE X X 01/14/04 CTI GROUP HOLDINGS INC DE X X 12/31/03 CWMBS INC DE X X 10/30/03 DATA SYSTEMS & SOFTWARE INC DE X 01/14/04 DIGITAL ANGEL CORP DE X X X 01/15/04 DIGITAL BROADBAND NETWORKS INC CO X X 01/14/04 DISCOVER CARD MASTER TRUST I DE X 01/15/04 DIVERSIFIED CORPORATE RESOURCES INC TX X X 01/15/04 DORAL FINANCIAL CORP PR X 01/14/04 DUSA PHARMACEUTICALS INC NJ X X 01/15/04 EAGLE BANCORP/MT X 01/15/04 EDUCATION CAPITAL I LLC DE X X 01/02/04 EDUCATION CAPITAL I LLC DE X X 01/06/04 EDUCATION FUNDING CAPITAL TRUST I X X 01/02/04 EMPIRE RESORTS INC DE X 01/14/04 ENSCO INTERNATIONAL INC DE X 01/15/04 EON LABS INC DE X X 01/09/04 EQUITY ONE ABS INC DE X X 01/13/04 EQUITY ONE ABS INC DE X X 01/13/04 EVERLAST WORLDWIDE INC DE X X 01/12/04 EXACT SCIENCES CORP DE X X 01/14/04 EXAR CORP DE X X 01/15/04 EXPRESS SCRIPTS INC DE X 01/15/04 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X 01/15/04 FEDERAL REALTY INVESTMENT TRUST MD X X 01/13/04 FGI GROUP INC DE X X 01/15/04 FIFTH THIRD BANCORP OH X X X 01/15/04 FIRST ESSEX BANCORP INC DE X X 01/14/04 FIRST SOUTH BANCORP INC /VA/ VA X X 01/15/04 FIRSTBANK CORP MI X X 01/15/04 FIRSTMERIT CORP /OH/ OH X X 01/15/04 FLEET CREDIT CARD MASTER TRUST II NY X 01/15/03 FLEETBOSTON FINANCIAL CORP RI X X X 01/15/04 FLIR SYSTEMS INC OR X X 01/06/04 FNANB CREDIT CARD MASTER NOTE TRUST X 01/15/04 FNANB CREDIT CARD MASTER TRUST X 01/15/04 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 12/31/03 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 12/31/03 FRANKLIN WIRELESS CORP CA X 08/26/03 AMEND G III APPAREL GROUP LTD /DE/ DE X X 01/12/04 G REIT INC VA X 01/01/04 GALAXY ENERGY CORP CO X X 01/15/04 GLOBAL LIFE SCIENCES INC X X 01/14/04 GRAFTECH INTERNATIONAL LTD DE X 01/14/04 GRAVITY SPIN HOLDINGS INC NV X X 01/09/04 GREAT PLAINS ETHANOL LLC SD X 01/15/04 GREER BANCSHARES INC SC X 01/15/04 AMEND HAWK CORP DE X X 01/07/04 HEARME DE X X 12/31/03 HEILIG MEYERS CO VA X 11/30/03 HERITAGE BANCSHARES INC /TX DE X X 01/15/04 HIBERNIA CORP LA X X X 12/31/03 HOSPITALITY PROPERTIES TRUST MD X 12/31/03 HOST AMERICA CORP DE X 12/31/03 HOUSEHOLD AFFINITY FUNDING CORP III DE X 01/15/04 HUDSON RIVER BANCORP INC DE X 01/15/04 ICAD INC DE X X 12/31/03 INCARA PHARMACEUTICALS CORP DE X X 01/09/04 INFOSPACE INC DE X X 01/12/04 INSITUFORM EAST INC DE X 01/15/04 INTERNATIONAL BUSINESS MACHINES CORP NY X X 01/15/04 INTERNATIONAL DISPLAYWORKS INC OR X X 01/09/04 INTERSTATE GENERAL CO L P DE X X 01/15/04 INTEVAC INC CA X 01/15/04 INVVISION CAPITAL INC NV X X 12/30/03 JLG INDUSTRIES INC PA X X 01/15/04 JP MORGAN CHASE COM SEC CORP PASS THR DE X 01/01/04 JUNIPER NETWORKS INC DE X X 01/15/04 KB HOME DE X X 01/13/04 KERYX BIOPHARMACEUTICALS INC DE X X X 01/08/04 KOGER EQUITY INC FL X X 01/15/04 KV PHARMACEUTICAL CO /DE/ DE X 01/14/04 LAKELAND BANCORP INC NJ X X 01/15/04 LAKELAND BANCORP INC NJ X 01/15/04 LAKELAND FINANCIAL CORP IN X 12/31/03 LANCER CORP /TX/ TX X X 01/13/04 LCNB CORP OH X X 01/15/04 LEGAL CLUB OF AMERICA CORP CO X 12/31/03 LEHAM ABS CORP VERIZON NEW YORK DEBEN DE X 01/15/04 LIFECORE BIOMEDICAL INC MN X X 01/13/04 LIQUIDMETAL TECHNOLOGIES INC X 01/10/04 LONG BEACH ACCEPTANCE CORP X X 01/15/04 LONG BEACH ACCEPTANCE CORP X X 01/15/04 LONG BEACH ACCEPTANCE CORP X X 01/15/04 LONG BEACH ACCEPTANCE CORP X X 01/15/04 LSB BANCSHARES INC /NC/ NC X X 01/15/04 MACK CALI REALTY CORP MD X X 01/15/04 MAIN STREET BANKS INC /NEW/ GA X X 01/15/04 MAJESTIC STAR CASINO LLC IN X X 12/31/03 MASTR MORTGAGE PASS THROUGH CERTS SER DE X X 12/29/03 MAXWELL TECHNOLOGIES INC DE X X 12/31/03 MEADE INSTRUMENTS CORP DE X 12/18/03 MEDICAL DISCOVERIES INC UT X 01/15/04 MERCURY COMPUTER SYSTEMS INC MA X X 01/15/04 MERRILL LYNCH & CO INC DE X 01/14/04 METRIS RECEIVABLES INC DE X X 12/31/03 METRIS RECEIVABLES INC DE X X 12/31/03 MICRON ENVIRO SYSTEMS INC NV X 01/14/04 MILLER HERMAN INC MI X 01/15/04 MINDEN BANCORP INC X X 01/14/04 MINERA ANDES INC /WA X X 01/13/04 MISSION BROADCASTING INC DE X X 01/14/04 MISSION RESOURCES CORP DE X X 01/15/04 MKS INSTRUMENTS INC MA X 01/12/04 MKS INSTRUMENTS INC MA X X 01/14/04 MOLEX INC DE X X 12/31/03 MOOG INC NY X X 01/15/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 01/13/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 01/15/03 MS STRUCTURED ASSET CORP DE X 01/08/04 NATIONAL CITY CORP DE X X 01/15/04 NATIONAL PROCESSING INC OH X X 01/15/04 NAVISTAR INTERNATIONAL CORP DE X 01/15/04 NCR CORP MD X 01/14/04 NESTOR INC DE X X 01/13/04 NETSCOUT SYSTEMS INC DE X 01/15/04 NETSOLVE INC DE X X 01/14/04 NEW MEDIUM ENTERPRISES INC NV X X X 01/15/04 NEW YORK FILM WORKS INC NY X 12/31/03 NIAGARA CORP DE X X 01/14/04 NOBLE CORP X X 01/15/04 NORTH FORK BANCORPORATION INC DE X 01/15/04 NUMEREX CORP /PA/ PA X 01/13/04 OBIE MEDIA CORP OR X X 01/15/04 ODYSSEY HEALTHCARE INC DE X X 01/15/04 OHIO VALLEY BANC CORP OH X X 12/31/03 OPEN TEXT CORP K6 X 01/13/04 OXIGENE INC DE X X 01/13/04 PANTRY INC DE X X X 01/15/04 PARAMCO FINANCIAL GROUP INC NV X 01/14/04 PARAMCO FINANCIAL GROUP INC NV X X 12/31/03 PATIENT INFOSYSTEMS INC DE X X 12/31/03 PETER KIEWIT SONS INC /DE/ DE X X 01/14/04 PLAINS ALL AMERICAN PIPELINE LP DE X 09/30/03 PNM RESOURCES INC NM X 01/15/04 PNM RESOURCES INC NM X 12/31/03 POLYONE CORP X X 01/15/04 PPG INDUSTRIES INC PA X X 01/15/04 PPG INDUSTRIES INC PA X 01/15/04 PRECISION CASTPARTS CORP OR X 01/13/04 PRICESMART INC DE X X 01/14/04 PRIME RECEIVABLES CORP DE X 01/15/04 PROSOFTTRAINING COM NV X X 01/14/04 PROTOSOURCE CORP CA X X 02/13/03 AMEND PROVIDIAN FINANCIAL CORP DE X 12/31/03 PS BUSINESS PARKS INC/CA CA X X 01/15/04 PYR ENERGY CORP DE X X 01/14/04 QWEST COMMUNICATIONS INTERNATIONAL IN DE X 01/14/04 RADIAN GROUP INC DE X 01/14/04 RADIOSHACK CORP DE X 01/14/04 RAMBUS INC DE X X 01/15/04 RAYONIER INC NC X X 12/31/03 RCN CORP /DE/ DE X X 01/15/04 RESIDENTIAL ASSET SECURITIES CORP DE X X 01/15/04 REVCARE INC NV X 01/15/04 RICA FOODS INC NV X X 01/15/04 ROCKWELL AUTOMATION INC DE X X 01/15/04 ROUSE COMPANY MD X 01/15/04 ROWAN COMPANIES INC DE X X 01/15/04 SALES ONLINE DIRECT INC DE X 01/15/04 SANDY SPRING BANCORP INC MD X X X 01/15/04 SCANVEC AMIABLE LTD X 01/12/04 SEMELE GROUP INC DE X X 01/14/04 SENIOR SUBORDINATE PASS THROUGH CERT TN X 12/25/03 SEQUOIA RESIDENTIAL FUNDING INC X 01/13/04 SHIRE PHARMACEUTICALS GROUP PLC X X 01/14/04 SHORE BANCSHARES INC MD X 01/15/04 SI INTERNATIONAL INC X 01/15/04 SIERRA PACIFIC RESOURCES /NV/ NV X X 01/14/04 SIGHT RESOURCE CORP DE X X 01/13/04 SIMMONS FIRST NATIONAL CORP AR X 01/15/04 SIMULATIONS PLUS INC X X 01/14/04 SIRIUS SATELLITE RADIO INC DE X X 01/14/04 SLM CORP DE X 01/15/04 SOUTHERN COMMUNITY FINANCIAL CORP NC X X 01/14/04 STAGE STORES INC NV X X 01/15/04 STANLEY WORKS CT X X 01/15/04 STATION CASINOS INC NV X X 01/15/04 STRIDE RITE CORP MA X 11/28/03 STRUCTURED ASSET MORT INV INC MORT BA DE X X 12/31/03 STRUCTURED ASSET SECURITIES CORP SERI DE X 12/26/03 STRUCTURED ASSET SECURITIES CORP SERI DE X 11/25/03 AMEND STUDIO BROMONT INC NV X X 10/06/03 SUFFOLK BANCORP NY X 01/15/04 SUN LIFE ASSURANCE CO OF CANADA US DE X X 12/31/03 SUN MICROSYSTEMS INC DE X X 01/15/04 SUNSHINE PCS CORP DE X X 12/31/03 SUPERTEX INC CA X X 12/31/03 SUREWEST COMMUNICATIONS CA X 01/14/04 SYMYX TECHNOLOGIES INC DE X X 01/15/04 SYPRIS SOLUTIONS INC DE X X 01/15/04 T REIT INC VA X 01/01/04 TAMBORIL CIGAR CO DE X X X X 12/31/03 TANOX INC DE X 01/14/04 TCF FINANCIAL CORP DE X X 01/15/04 TERADYNE INC MA X X 01/14/04 TEXLAND DRILLING PROGRAM 1981 TX X X 01/14/04 TOREADOR RESOURCES CORP DE X X 01/14/04 TRANS ENERGY INC NV X X 12/31/03 TRANSBOTICS CORP DE X 01/15/04 TRANSMETA CORP DE X X 01/15/04 UNION BANKSHARES INC VT X 01/14/04 UNION PLANTERS CORP TN X X 12/31/03 UNITED SECURITY BANCSHARES CA X X 01/15/04 UNIVEST CORP OF PENNSYLVANIA PA X X 01/14/04 USA VIDEO INTERACTIVE CORP WY X X 01/14/04 VALLEY NATIONAL BANCORP NJ X X 01/14/04 VIDEO CITY INC DE X 01/14/04 VION PHARMACEUTICALS INC DE X X 01/15/04 VISTACARE INC DE X X X 01/15/04 WACHOVIA CORP NEW NC X X X 01/15/04 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 08/28/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 10/28/03 WELLS FARGO ASSET SEC MOR BACKED SER DE X X 09/25/03 WEST BANCORPORATION INC IA X X 01/15/04 WHY USA FINANCIAL GROUP INC NV X X 01/15/04 WIRELESS AGE COMMUNICATIONS INC NV X X 12/31/03 YAMAHA MOTOR RECEIVABLES CORP DE X 01/15/04 ZEVEX INTERNATIONAL INC NV X 12/31/03 ZIMMER HOLDINGS INC DE X X 01/15/04 GRAFTECH INTERNATIONAL LTD DE X 01/14/04 AMEND