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SEC NEWS DIGEST
Issue 2007-225 November 23, 2007
INVESTMENT COMPANY ACT RELEASES
ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT OF 1940
Orders �have �been issued under Section 8(f) of the Investment Company
Act �of �1940 declaring that each of the following has ceased to be an
investment company:
Dover Regional Financial Shares [File No. 811-4744]
[Order: Rel No. IC-28048]
Eaton Vance Global Enhanced Equity Income Fund [File No. 811-21711]
[Order: Rel No. IC-28049]
Eaton Vance Tax-Managed Buy-Write Research Fund [File No. 811-21821]
[Order: Rel No. IC-28050]
Advisory Hedged Opportunity Fund [File No. 811-21288]
[Order: Rel No. IC-28051]
BlackRock Europe Fund, Inc. [File No. 811-6042]
[Order: Rel No. IC-28052]
Merrill Lynch Strategy Series, Inc. [File No. 811-9617]
[Order: Rel No. IC-28053]
Merrill Lynch Inflation Protected Fund [File No. 811-21473]
[Order: Rel No. IC-28054]
Master Inflation Protected Trust [File No. 811-21518]
[Order: Rel No. IC-28055]
Colonial New York Insured Municipal Fund [File No. 811-9539]
[Order: Rel No. IC-28056]
SouthEast Tax Exempt Income Trust [File No. 811-2960]
[Order: Rel No. IC-28057]
Hutton Investment Trust [File No. 811-3647]
[Order: Rel No. IC-28058]
ThomasLloyd Funds [File No. 811-9156]
[Order: Rel No. IC-28059]
Van Kampen World Portfolio Series Trust [File No. 811-6220]
[Order: Rel No. IC-28060]
Alpha Hedge Fund, Inc. [File No. 811-21577]
[Order: Rel No. IC-28061]
SELF-REGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A �proposed rule change filed by the Fixed Income Clearing Corporation
(FICC) ���to ��enhance ��FICC's ��Government ��Securities ��Division's
correspondent ��clearing ��service ��for ��netting �members submitting
transaction �data �on behalf of non-member firms (SR-FICC-2007-09) has
become �effective �pursuant �to �Section 19(b)(3)(A) of the Securities
Exchange �Act of 1934. Publication is expected in the Federal Register
during the week of November 26. (Rel. 34-56820)
APPROVAL OF PROPOSED RULE CHANGES
The �Commission �approved �a �proposed �rule �change, �as �modified by
Amendment �No. �1 �thereto, by the Chicago Board Options Exchange (SR-
CBOE-2007-52) �relating �to �$1 strikes for VXD and VXN options and $1
strikes �for �RVX, �VIX, VXD and VXN LEAPs. Publication is expected in
the �Federal �Register during the week of November 26. (Rel. 34-56813)
The �Commission �approved �a �proposed �rule �change, �as �modified by
Amendment �No. �1 �thereto, �submitted �by �the �Chicago Board Options
Exchange �under Rule 19b-4 of the Securities Exchange Act of 1934 (SR-
CBOE-2007-82) �to �allow �the �exchange to list up to seven expiration
months �for broad-based security index options upon which the Exchange
calculates �a �constant �three-month �volatility index. Publication is
expected in the Federal Register during the week of November 26. (Rel.
34-56821)
ACCELERATED APPROVAL OF PROPOSED RULE CHANGES
The �Commission �noticed �and granted accelerated approval to proposed
rule �changes �by �the �American �Stock �Exchange �(SR-Amex-2007-117),
Chicago �Board �Options Exchange, Incorporated (SR-CBOE-2007-121), and
International ���Securities �Exchange, �LLC �(SR-ISE-2007-92), �and �a
proposed �rule change as modified by Amendments No. 1 and 2 thereto by
Boston �Stock �Exchange, Inc. (SR-BSE-2007-44), a proposed rule change
as �modified �by �Amendment �No. �1 �thereto �by �NYSE Arca, Inc. (SR-
NYSEArca-2007-109), �and proposed rule change as modified by Amendment
No. �1 thereto by Philadelphia Stock Exchange, Inc. (SR-Phlx-2007-86),
all �relating �to �the �elimination �of the Class Gate. Publication is
expected in the Federal Register during the week of November 26. (Rel.
34-56808)
The �Commission, �under �Section �19(b)(2) �of the Securities Exchange
Act �of �1934, �granted accelerated approval of a proposed rule change
(SR-CBOE-2007-124), �as �modified �by �Amendment �No. 1 thereto, filed
by �the �Chicago �Board �Options Exchange to trade shares of 93 funds
of ��ProShares ��Trust ��pursuant ��to ��unlisted �trading privileges.
Publication �is �expected �in �the Federal Register during the week of
November 26. (Rel. 34-56817)
A �proposed �rule �change �(SR-NYSEArca-2007-102) �filed �by NYSE Arca
through its wholly owned subsidiary NYSE Arca Equities, Inc., to trade
units of the United States 12 Month Oil Fund, LP and the United States
12 �Month Natural Gas Fund, LP pursuant to unlisted trading privileges
has been approved on an accelerated basis pursuant to Section 19(b)(2)
of the Securities Exchange Act of 1934. Publication is expected in the
Federal Register during the week of November 26. (Rel. 34-56832)
PROPOSED RULE CHANGES
A �proposed rule change (SR-Amex-2007-116), and Amendment Nos. 1 and 2
thereto, �to harmonize the annual listing fees for all Exchange Traded
Funds �has �been �filed �by �the American Stock Exchange under Section
19(b)(2) �of �the �Securities �Exchange �Act �of �1934. Publication is
expected in the Federal Register during the week of November 26. (Rel.
34-56809)
The New York Stock Exchange has filed a proposed rule change (SR-NYSE-
2007-99) �pursuant �to Section 19(b)(1) of the Securities Exchange Act
of 1934 to allow issuers voluntarily delisting index-linked securities
to �submit �to the exchange a letter from an authorized officer of the
issuer �rather than a board resolution. Publication is expected in the
Federal Register during the week of November 26. (Rel. 34-56812)
The �Commission �published �notice of a proposed rule change (SR-CBOE-
2007-87), �and �Amendment �No. �1 �thereto, filed by the Chicago Board
Options �Exchange �to amend the quoting requirements applicable to the
Hybrid Opening System. Publication is expected in the Federal Register
during the week of November 26. (Rel. No. 34-56814)
The �Chicago �Board �Options Exchange filed a proposed rule change, as
modified by Amendment No. 1 thereto (SR-CBOE-2007-65), under Rule 19b-
4 �of the Securities Exchange Act of 1934, regarding nullification and
modification �of �transactions �executed �on �the CBOE Stock Exchange.
Publication �is �expected �in �the Federal Register during the week of
November �26. (Rel. �34-56818)
NYSE Arca filed a proposed rule change (SR-NYSEArca-2007-115), �under
Rule �19b-4 �of �the �Securities �Exchange �Act �of �1934, relating to
Rule �6.87 �- �Obvious �Error. �Publication is expected in the Federal
Register during the week of November 26. (Rel. 34-56819)
The Philadelphia Stock Exchange, Inc. filed a proposed rule change and
Amendment �No. �1 thereto (SR-Phlx-2007-75) under Rule 19b-4 under the
Securities �Exchange �Act of 1934 relating to Market Data Distribution
Network �Fees. �Publication is expected in the Federal Register during
the week of November 26. (Rel. 34-56827)
SECURITIES ACT REGISTRATIONS
The �following �registration �statements �have been filed with the SEC
under �the Securities Act of 1933. The reported information appears as
follows: �Form, �Name, �Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities ��being �offered; �Name �of �the �managing �underwriter �or
depositor �(if �applicable); �File �number �and �date �filed; Assigned
Branch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the
Commission's ����Public �Reference �Branch �at �100 �F �Street, �N.E.,
Washington, �D.C. �20549-1090 �or at the following e-mail box address:
publicinfo@sec.gov. �In most cases, this information is also available
on the Commission's website: www.sec.gov.
S-8 COMPETITIVE TECHNOLOGIES INC, 777 COMMERCE DRIVE, SUITE 100, FAIRFIELD,
CT, 06825, (203) 368-6044 - 62,500 ($140,000.00) Equity,
(File 333-147553 - Nov. 21) (BR. 03A)
N-2 Calvert Street Capital CORP, 111 SOUTH CALVERT STREET, SUITE 1800,
BALTIMORE, MD, 21202, (443) 573-3700 - 0 ($74,750,000.00) Equity,
(File 333-147554 - Nov. 21) (BR. 16)
S-8 OMNIRELIANT HOLDINGS, INC., 4902 EISENHOWER BLVD, SUITE 185, TAMPA, FL,
33634, 813 885 5998 - 2,000,000 ($4,400,000.00) Equity,
(File 333-147555 - Nov. 21) (BR. 06C)
S-1 Accelerated Global Technology Corp., 3726 SMALLWOOD COURT, PLEASANTON,
CA, 94566, 925-200-5338 - 34,500,000 ($345,000,000.00) Equity,
(File 333-147556 - Nov. 21) (BR. 05)
SB-2 uWink, Inc., 16106 HART STREET, VAN NUYS, CA, 91406, 8189096030 -
1,899,406 ($4,178,693.00) Equity, (File 333-147557 - Nov. 21) (BR. 05C)
S-8 VERMONT PURE HOLDINGS LTD/DE, 44 KRUPP DRIVE, PO BOX 536, WILLISTON,
VT, 05495, 8028601126 - 150,000 ($246,000.00) Equity,
(File 333-147559 - Nov. 21) (BR. 02B)
SB-2 Friendly Auto Dealers, Inc., 4132 SOUTH RAINBOW BOULEVARD, SUITE 514,
LAS VEGAS, NV, 89103, 925-234-1783 - 1,000,000 ($100,000.00) Equity,
(File 333-147560 - Nov. 21) (BR. )
S-8 DSP GROUP INC /DE/, 2580 NORTH FIRST STREET, SUITE 460, SAN JOSE, CA,
95131, 408-986-4300 - 0 ($3,710,650.00) Equity, (File 333-147561 -
Nov. 21) (BR. 10A)
S-1 MACROCHEM CORP, 40 WASHINGTON STREET, SUITE 220, WELLESLEY HILLS, MA,
02481, 781-489-7310 -
19,875,710 ($12,521,698.00) Asset-Backed Securities, (File 333-147562 -
Nov. 21) (BR. 01B)
S-8 IXI Mobile, Inc., 275 SHORELINE DRIVE, SUITE 505, REDWOOD CITY, CA,
94065, 650-551-0600 - 2,038,516 ($8,154,064.00) Equity,
(File 333-147563 - Nov. 21) (BR. 11C)
SB-2 Celsia Technologies, Inc., ESPIRITO SANTO PLAZA,
1395 BRICKELL AVE. SUITE 800, MIAMI, FL, 33131, 3055296290 -
20,115,754 ($1,508,682.00) Equity, (File 333-147564 - Nov. 21) (BR. 10A)
S-8 SCM MICROSYSTEMS INC, 510-360-2300 - 1,500,000 ($5,070,000.00) Equity,
(File 333-147566 - Nov. 21) (BR. 03A)
SB-2 MANAS PETROLEUM CORP, BAHNHOFSTR. 9, PO BOX 155, BAAR, V8, 6341,
41 44 718 10 32 - 22,683,989 ($95,839,853.53) Equity,
(File 333-147567 - Nov. 21) (BR. 02C)
SB-2 LUCAS ENERGY, INC., 3000 RICHMOND AVENUE, SUITE 400, HOUSTON, TX,
77098, 650-343-4535 - 0 ($8,791,504.00) Equity, (File 333-147568 -
Nov. 21) (BR. 04B)
S-3 InfoLogix Inc, 101 E COUNTY LINE ROAD, SUITE 210, HATBORO, PA, 19040,
215-604-0691 - 0 ($25,160,000.00) Equity, (File 333-147569 - Nov. 21)
(BR. 03C)
S-8 InfoLogix Inc, 101 E COUNTY LINE ROAD, SUITE 210, HATBORO, PA, 19040,
215-604-0691 - 0 ($9,617,380.00) Equity, (File 333-147570 - Nov. 21)
(BR. 03C)
S-3 CALIPER LIFE SCIENCES INC, 68 ELM STREET, ., HOPKINTON, MA, 01748,
508-435-9500 - 0 ($116,474,500.00) Other, (File 333-147571 - Nov. 21)
(BR. 10A)
S-8 LIVEPERSON INC, 2126094200 - 623,825 ($3,337,464.00) Equity,
(File 333-147572 - Nov. 21) (BR. 02B)
S-3 SYNTAX-BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230,
6023898888 - 10,034,671 ($30,605,746.55) Equity, (File 333-147573 -
Nov. 21) (BR. 11C)
S-3 ZVUE CORP, 539 BRYANT STREET, SUITE 403, SAN FRANCISCO, CA, 94107,
415-495-6470 - 25,935,158 ($59,391,511.82) Equity, (File 333-147574 -
Nov. 21) (BR. 10B)
N-2 GABELLI GLOBAL UTILITY & INCOME TRUST, ONE CORPORATE CENTER, RYE, NY,
10580, 8149219105 - 0 ($100,000,000.00) Equity, (File 333-147575 -
Nov. 21) (BR. 22)
SB-2 AXCESS INTERNATIONAL INC/TX, 3208 COMMANDER DR, DALLAS, TX, 75006,
9724076080 - 0 ($20,315,514.00) Equity, (File 333-147576 - Nov. 21)
(BR. 03B)
S-8 BRAZAURO RESOURCES CORP, 16360 PARK TEN PLACE, STE 217, HOUSTON, TX,
77084, 2815793400 - 3,000,000 ($2,010,000.00) Equity,
(File 333-147577 - Nov. 21) (BR. 04A)
S-8 NORTHWEST BIOTHERAPEUTICS INC, 7600 WISCONSIN AVE., SUITE 750,
BETHESDA, MD, 20814, 4256083008 - 0 ($12,057,910.00) Equity,
(File 333-147579 - Nov. 21) (BR. 01B)
S-8 ASTORIA FINANCIAL CORP, ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NY,
11042-1085, 5163273000 - 100,000 ($2,405,000.00) Equity,
(File 333-147580 - Nov. 21) (BR. 07A)
S-8 INVERNESS MEDICAL INNOVATIONS INC, 51 SAWYER ROAD, SUITE 200, WALTHAM,
MA, 02453, 7816473900 - 0 ($3,104,286.10) Equity, (File 333-147585 -
Nov. 21) (BR. 01A)
S-1 International Brands Management Group Ltd, 25 EAST 22ND STREET,
NEW YORK, NY, 10010, 646-723-8808 - 0 ($422,500,100.00) Equity,
(File 333-147586 - Nov. 21) (BR. )
S-8 TEGAL CORP /DE/, 2201 SOUTH MCDOWELL BLVD, PETALUMA, CA, 94954,
7077635600 - 0 ($1.00) Equity, (File 333-147587 - Nov. 21) (BR. 10C)
S-8 GREENSHIFT CORP, ONE PENN PLAZA, SUITE 1612, NEW YORK, NY, 10119,
(212) 994-5374 - 7,500,000 ($285,000.00) Equity, (File 333-147588 -
Nov. 21) (BR. 08C)
S-3 EPICEPT CORP, 777 OLD SAW MILL RIVER RD., TARRYTOWN, NY, 10591,
914-606-3500 - 0 ($1,882,818.00) Equity, (File 333-147589 - Nov. 21)
(BR. 01A)
S-4 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N,
LANSING, MI, 48933, 5174876555 - 242,834 ($4,595,634.00) Equity,
(File 333-147590 - Nov. 21) (BR. 07C)
S-3 VIEWPOINT CORP, 498 SEVENTH AVENUE, SUITE 1810, NEW YORK, NY, 10018,
212-201-0800 - 20,742,856 ($17,109,714.00) Equity, (File 333-147591 -
Nov. 21) (BR. 03C)
SB-2 China Public Security Technology, Inc., 646 FIRST AVENUE NORTH,
ST. PETERSBURG, FL, 33701, (866) 821-9004 -
5,400,000 ($53,865,000.00) Equity, (File 333-147592 - Nov. 21) (BR. 03B)
S-3 STERLING CONSTRUCTION CO INC, 2751 CENTERVILLE RD., SUITE 3131,
WILMINGTON, DE, 19803, 3024789170 - 1,840,000 ($44,840,800.00) Equity,
(File 333-147593 - Nov. 21) (BR. 06A)
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following
events:
1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an
Off-Balance Sheet Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation
under an Off-Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrant's Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit
Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a
Provision of the Code of Ethics
6.01. ABS Informational and Computational Material.
6.02. Change of Servicer or Trustee.
6.03. Change in Credit Enhancement or Other External Support.
6.04. Failure to Make a Required Distribution.
6.05. Securities Act Updating Disclosure.
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits
8-K ��reports �may �be �obtained �in �person �or �by �writing �to �the
Commission's ����Public �Reference �Branch �at �100 �F �Street, �N.E.,
Washington, �D.C. �20549-1090 �or at the following e-mail box address:
publicinfo@sec.gov. �In most cases, this information is also available
on the Commission's website: www.sec.gov.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
--------------------------------------------------------------------------------------------------------
1st Pacific Bancorp CA 3.02 11/15/07
2020 ChinaCap Acquirco, Inc. 8.01,9.01 11/15/07
A.C. Moore Arts & Crafts, Inc. PA 5.02,5.03,9.01 11/16/07
A.C. Moore Arts & Crafts, Inc. PA 3.01,7.01,9.01 11/15/07
ADCARE HEALTH SYSTEMS INC 8.01 11/16/07
ADVANCED MEDICAL OPTICS INC DE 5.02 11/19/07
ADVANT E CORP DE 2.02,9.01 11/14/07
AEROCENTURY CORP DE 5.02 11/20/07
AEROSONIC CORP /DE/ DE 5.02,9.01 11/19/07
AFFILIATED COMPUTER SERVICES INC DE 1.01,5.02,9.01 11/21/07
AFFILIATED COMPUTER SERVICES INC DE 8.01,9.01 11/21/07
AJS BANCORP INC DE 5.03,9.01 11/21/07
ALBANY INTERNATIONAL CORP /DE/ DE 5.02,8.01 11/16/07
ALKERMES INC PA 2.01,8.01,9.01 11/20/07
ALLIED WORLD ASSURANCE CO HOLDINGS LT 7.01,9.01 11/21/07
ALLIN CORP DE 5.02,9.01 11/15/07
ALLIN CORP DE 5.03,9.01 11/15/07
ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 5.02 11/15/07
ALLTEL CORP DE 1.01,1.02,2.03,3.01,3.03,5.01, 11/20/07
5.02,5.03,9.01
AMERICAN INDEPENDENCE CORP DE 7.01,9.01 11/19/07
American Lorain CORP DE 5.02,9.01 11/21/07
AMERICAN NATIONAL BANKSHARES INC VA 8.01,9.01 11/21/07
AMERICAN STATES WATER CO CA 8.01 11/16/07
AMERICAN SURGICAL HOLDINGS INC DE 4.02 11/17/07
AMERICAN WOODMARK CORP VA 5.02,9.01 11/15/07
AMPAL-AMERICAN ISRAEL CORP NY 1.01,9.01 11/21/07
ANIKA THERAPEUTICS INC MA 1.01,1.02,9.01 11/16/07
ANTHRACITE CAPITAL INC MD 5.02,9.01 11/19/07
ARROW RESOURCES DEVELOPMENT INC DE 8.01,9.01 11/20/07
ASHLAND INC. KY 7.01,9.01 11/21/07
ASTRO MED INC /NEW/ RI 2.02,9.01 11/20/07
ATMOSPHERIC GLOW TECHNOLOGIES INC DE 5.02 11/15/07
Avalon Oil & Gas, Inc. CO 7.01,9.01 11/13/07
AVANIR PHARMACEUTICALS CA 4.02 11/19/07
AXESSTEL INC NV 1.01,1.02,5.02,9.01 11/20/07
BALLISTIC RECOVERY SYSTEMS INC MN 1.01,2.01,2.03,8.01,9.01 11/16/07
BANCFIRST CORP /OK/ OK 5.02 11/21/07
Baseline Oil & Gas Corp. NV 8.01,9.01 11/15/07
Baseline Oil & Gas Corp. NV 8.01,9.01 10/01/07 AMEND
BEA SYSTEMS INC DE 8.01 11/21/07
BEAR STEARNS COMPANIES INC DE 5.02,9.01 11/15/07
Behringer Harvard Opportunity REIT I, MD 1.01,2.03,9.01 11/15/07
BENIHANA INC DE 5.03,9.01 11/19/07
BEST CARE INC NV 5.02 11/21/07
BIOANALYTICAL SYSTEMS INC IN 8.01,9.01 11/15/07 AMEND
Biodel Inc 1.01,5.02,9.01 11/20/07
BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 2.02,8.01,9.01 11/15/07
BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,2.03,2.04,3.01,3.02,5.02, 11/15/07
9.01
BLUE COAT SYSTEMS INC DE 3.02,5.03,9.01 11/19/07
BMB MUNAI INC 1.01,9.01 11/19/07
BNCCORP INC DE 5.02,7.01,9.01 11/16/07
BOEING CAPITAL CORP DE 1.01,2.03 11/16/07
BOEING CO DE 1.01,2.03 11/16/07
BOLT TECHNOLOGY CORP CT 1.01,5.02,5.03,8.01,9.01 11/20/07
BORDERS GROUP INC MI 2.02,9.01 11/03/07
BRADY CORP WI 2.02,5.02,9.01 11/16/07
BRIGHTPOINT INC IN 8.01 11/21/07
BRITTON & KOONTZ CAPITAL CORP MS 5.03,9.01 11/19/07
BROADWAY FINANCIAL CORP \DE\ DE 8.01 11/18/07
BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02,9.01 11/16/07
BRYN MAWR BANK CORP PA 5.03 11/20/07
BUCKLE INC NE 2.02,9.01 11/21/07
BUILDING MATERIALS HOLDING CORP DE 1.01,9.01 11/13/07
Bunge LTD 1.01,2.03,9.01 11/19/07
CANYON RESOURCES CORP DE 8.01,9.01 11/19/07
CapitalSouth Bancorp DE 9.01 09/14/07 AMEND
CAPSTEAD MORTGAGE CORP MD 8.01,9.01 11/15/07
CAREER EDUCATION CORP DE 5.03 11/16/07
CARVER BANCORP INC DE 2.02,9.01 11/20/07
CASCADE MICROTECH INC 5.03,9.01 11/16/07
CBIZ, Inc. DE 1.01,9.01 11/16/07
CELLULAR TECHNICAL SERVICES CO INC DE 4.02 11/15/07
CENTENE CORP 1.01 11/16/07
CERUS CORP DE 1.01,5.02,9.01 11/16/07
CF Industries Holdings, Inc. DE 5.02,8.01,9.01 11/19/07
CFS BANCORP INC IN 8.01 11/21/07
CHARMING SHOPPES INC PA 2.02,9.01 11/21/07
CHART INDUSTRIES INC DE 7.01,9.01 11/21/07
CHARYS HOLDING CO INC 2.04,8.01,9.01 11/05/07
CHDT CORP FL 7.01,9.01 11/19/07
CHEMUNG FINANCIAL CORP NY 5.03,8.01,9.01 11/21/07
CHICAGO BRIDGE & IRON CO N V 1.01,2.01,7.01,9.01 11/16/07
CHILDRENS PLACE RETAIL STORES INC 2.02,8.01,9.01 11/21/07
CHILDRENS PLACE RETAIL STORES INC 5.02 09/24/07 AMEND
China Huaren Organic Products, Inc. DE 1.01 11/16/07
China Precision Steel, Inc. CO 8.01,9.01 11/21/07
CHINA SHEN ZHOU MINING & RESOURCES, I NV 7.01,9.01 11/20/07
CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 10/30/07
CIT GROUP INC DE 8.01 11/20/07
CITIGROUP INC DE 9.01 11/21/07
CITIZENS COMMUNICATIONS CO DE 5.02 11/21/07
CITY HOLDING CO WV 8.01 11/21/07
CLEARONE COMMUNICATIONS INC UT 8.01 11/20/07
COAST DISTRIBUTION SYSTEM INC DE 5.02,7.01,9.01 11/15/07
COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 11/21/07
COINMACH SERVICE CORP DE 2.01,2.04,3.01,3.03,5.01,5.02, 11/20/07
8.01,9.01
COLORADO GOLDFIELDS INC. NV 8.01,9.01 11/20/07
COLORADO INTERSTATE GAS CO DE 1.02,2.01,9.01 11/16/07
CONCEPTUS INC DE 1.01,8.01,9.01 11/19/07
CONTINAN COMMUNICATIONS, INC. NV 1.01,9.01 11/15/07
COOPER COMPANIES INC DE 8.01,9.01 11/21/07
Cornerstone Core Properties REIT, Inc MD 1.01,2.01,9.01 11/15/07
COST PLUS INC/CA/ CA 5.03,9.01 11/15/07
CRANE CO /DE/ DE 5.02,9.01 11/21/07
CTC Media, Inc. 5.02,9.01 11/21/07
CVR ENERGY INC DE 5.02 11/15/07
CYCLE COUNTRY ACCESSORIES CORP NV 1.01,2.01,9.01 11/14/07
CYCLE COUNTRY ACCESSORIES CORP NV 8.01,9.01 11/20/07
DaimlerChrysler Auto Trust 2007-A 9.01 11/21/07
DANAHER CORP /DE/ DE 2.01,9.01 11/21/07
DECODE GENETICS INC DE 7.01 11/16/07
DEER VALLEY CORP 1.01,3.02 11/19/07
DEERE & CO DE 2.02,7.01,8.01,9.01 11/21/07
DEERE JOHN CAPITAL CORP DE 2.02,7.01,8.01,9.01 11/21/07
DELPHI CORP DE 1.01,9.01 11/20/07
DILLARDS INC DE 7.01,9.01 11/19/07
DILLARDS INC DE 2.02,9.01 11/19/07
DILLARDS INC DE 7.01,9.01 11/21/07
DILLARDS INC DE 7.01,9.01 11/16/07
DILLARDS INC DE 5.02,5.03,9.01 11/17/07
DISTRIBUTED ENERGY SYSTEMS CORP DE 1.01,3.01,5.02,9.01 11/16/07
DJO INC DE 3.01,3.03,5.01,5.02,9.01 11/20/07
DOLLAR FINANCIAL CORP DE 5.02,5.03,8.01,9.01 11/15/07
Driftwood Ventures, Inc. NV 1.01,2.03,9.01 11/21/07
DUN & BRADSTREET CORP/NW DE 8.01 11/07/07
DYCOM INDUSTRIES INC FL 2.02,9.01 11/19/07
E ENERGY ADAMS LLC 1.02 11/20/07
EARTH BIOFUELS INC DE 2.03 11/14/07
EARTH BIOFUELS INC DE 8.01 11/19/07
EAU TECHNOLOGIES, INC. DE 1.01,2.01,9.01 11/15/07
EBIX INC DE 8.01 11/15/07
EL PASO CORP/DE DE 1.01,2.03,8.01,9.01 11/16/07
EL PASO NATURAL GAS CO DE 1.01,2.03,9.01 11/16/07
ELDORADO ARTESIAN SPRINGS INC CO 1.01,7.01,9.01 11/16/07
Elixir Gaming Technologies, Inc. NV 1.01,7.01,9.01 07/12/06 AMEND
ENERNOC INC 9.01 09/12/07 AMEND
ENSIGN GROUP, INC 1.01,9.01 11/19/07
EPIQ SYSTEMS INC MO 1.01,9.01 11/20/07
EQUITY ONE, INC. 2.02,7.01 11/21/07
ESB FINANCIAL CORP PA 5.02,9.01 11/20/07
EUGENE SCIENCE DE 2.02,9.01 11/20/07
EXACT SCIENCES CORP DE 1.01,2.05,9.01 11/20/07
F5 NETWORKS INC WA 9.01 09/12/07 AMEND
Federal Home Loan Bank of Boston X1 2.03 11/16/07
Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/20/07
Federal Home Loan Bank of Seattle 7.01,9.01 11/21/07
FEDERAL NATIONAL MORTGAGE ASSOCIATION 3.02,9.01 11/16/07
FELLOWS ENERGY LTD NV 4.02 11/21/07
FERRELLGAS PARTNERS L P DE 7.01 11/21/07
FIDELITY BANCORP INC PA 5.03,9.01 11/20/07
FIDELITY D & D BANCORP INC PA 5.03,9.01 11/20/07
FIRST CITIZENS BANC CORP /OH OH 5.02,9.01 11/19/07
FIRST KEYSTONE FINANCIAL INC 2.02,9.01 11/21/07
FIRST PLACE FINANCIAL CORP /DE/ DE 5.03,9.01 11/20/07
FIRST REPUBLIC PREFERRED CAPITAL CORP 8.01 11/19/07
FLUSHING FINANCIAL CORP DE 5.02,9.01 11/20/07
FLUSHING FINANCIAL CORP DE 8.01,9.01 11/20/07
FOOT LOCKER INC NY 2.02,9.01 11/20/07
FORTUNE BRANDS INC DE 5.02 11/21/07
FRISCHS RESTAURANTS INC OH 5.02 11/16/07
FTD Group, Inc. 5.02 11/20/07
GAP INC DE 2.02,9.01 11/21/07
GENELABS TECHNOLOGIES INC /CA CA 1.02,5.03,9.01 11/16/07
GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 11/19/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 2.01,9.01 11/15/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 2.01,9.01 11/15/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 2.01,9.01 11/15/07
GEODYNE INSTITUTIONAL PENSION ENERGY OK 2.01,9.01 11/15/07
GEODYNE INSTITUTIONAL PENSION ENERGY TX 2.01,9.01 11/15/07
GLOBAL BUSINESS SERVICES INC DE 1.01 11/20/07
GLOBAL ENERGY INC NV 5.02 11/20/07
GLOBAL PAYMENT TECHNOLOGIES INC DE 8.01,9.01 11/19/07
GLOBALNET CORP NV 1.01,2.03,3.02,9.01 11/07/07
GLOBALSANTAFE CORP 8.01,9.01 11/20/07
GMAC LLC DE 8.01,9.01 11/21/07
Goal Capital Funding Trust 2007-1 DE 1.01,9.01 11/19/07
GOLDEN TELECOM INC DE 1.01,9.01 11/20/07
GOLDLEAF FINANCIAL SOLUTIONS INC. TN 5.02,9.01 11/21/07
GOVERNMENT TRUST 1 D IL 8.01 11/15/07
GOVERNMENT TRUST 2 F IL 8.01 11/15/07
Great Lakes Dredge & Dock CORP DE 8.01 11/21/07
Harbin Electric, Inc 2.02,9.01 11/14/07
HARLEYSVILLE NATIONAL CORP PA 1.01,7.01,9.01 11/19/07
HAWTHORN BANCSHARES, INC. MO 2.02,8.01,9.01 11/06/07
HEALTH CHEM CORP DE 8.01 11/12/07
HEALTH NET INC DE 8.01 11/19/07
HELIX BIOMEDIX INC DE 5.02 11/15/07
HERITAGE OAKS BANCORP CA 8.01,9.01 11/16/07
HOLLY CORP DE 7.01,9.01 11/20/07
HOLLY ENERGY PARTNERS LP DE 7.01,9.01 11/20/07
HOME BANCSHARES INC 1.01,9.01 11/20/07
HOME FEDERAL BANCORP INC 5.02,9.01 11/15/07
HOME SOLUTIONS OF AMERICA INC DE 8.01,9.01 11/21/07
Horizon Lines, Inc. 7.01,8.01,9.01 11/19/07
HUSKER AG LLC NE 2.03 11/15/07
IDEARC INC. DE 5.04,9.01 11/21/07
IGI INC DE 2.02,8.01,9.01 11/16/07
IKON OFFICE SOLUTIONS INC OH 1.01,8.01,9.01 11/21/07
IMMUCOR INC GA 5.02,9.01 11/15/07
IMMUNOSYN CORP 7.01,9.01 11/16/07
INDEPENDENCE HOLDING CO DE 7.01,9.01 09/19/07
Inland American Real Estate Trust, In MD 8.01 11/21/07 AMEND
INNOVEX INC MN 3.01,5.02,9.01 11/16/07
INSIGHT ENTERPRISES INC DE 5.02 11/16/07
INTEGRAL TECHNOLOGIES INC NV 7.01,9.01 11/20/07
INTELLI CHECK INC DE 1.01,9.01 11/20/07
InterDigital, Inc. PA 8.01 11/19/07
INTERNATIONAL BARRIER TECHNOLOGY INC/ 7.01,9.01 11/15/07
INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,1.02,2.03,3.02,8.01,9.01 11/15/07
Intrepid Global Imaging 3D, INC. DE 5.02 11/21/07
INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 11/21/07
IRIDEX CORP DE 5.03,9.01 11/16/07
IRIDEX CORP DE 9.01 01/16/07 AMEND
J P MORGAN CHASE & CO DE 9.01 11/19/07
JMG Exploration, Inc. NV 4.02,9.01 11/19/07
JOHN D. OIL & GAS CO 1.01,2.03,9.01 11/20/07
KANA SOFTWARE INC DE 8.01,9.01 11/21/07
KBS Real Estate Investment Trust, Inc MD 1.01,2.01,2.03,8.01,9.01 10/15/07
KENTUCKY BANCSHARES INC /KY/ KY 5.03,9.01 11/20/07
KEWAUNEE SCIENTIFIC CORP /DE/ DE 2.02,9.01 11/20/07
KINDER MORGAN ENERGY PARTNERS L P DE 8.01,9.01 11/20/07
KNBT BANCORP INC PA 5.02,9.01 11/15/07
Knightel, Inc 8.01 10/31/07
Knightel, Inc 8.01 11/05/07
KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 11/20/07
LandBank Group Inc DE 5.03,9.01 11/16/07
LEHMAN BROTHERS HOLDINGS INC DE 9.01 11/16/07
LEHMAN BROTHERS HOLDINGS INC DE 9.01 11/16/07
Liberty Global, Inc. 2.03,9.01 11/21/07
Liberty Global, Inc. 8.01 11/21/07
Lightstone Value Plus Real Estate Inv MD 2.01,2.03,9.01 11/15/07
LINCOLN GOLD CORP NV 4.01,9.01 11/15/07
LINDSAY CORP DE 5.02 11/16/07
LITHIUM TECHNOLOGY CORP DE 4.02 11/19/07
LL&E ROYALTY TRUST TX 2.02,9.01 11/21/07
LOJACK CORP MA 8.01,9.01 11/21/07
LOOKSMART LTD DE 1.01,3.03,9.01 11/21/07
MARINE PETROLEUM TRUST TX 7.01,9.01 11/19/07
MARKWEST ENERGY PARTNERS L P 1.01,1.02,2.05,9.01 11/16/07
MARKWEST HYDROCARBON INC DE 1.01,1.02,2.05 11/16/07
MAXIM INTEGRATED PRODUCTS INC DE 5.03,9.01 11/15/07
MCG CAPITAL CORP DE 5.02,9.01 11/15/07
MDC HOLDINGS INC DE 5.02 11/19/07
MEADE INSTRUMENTS CORP DE 1.01,9.01 11/16/07
MEADOW VALLEY CORP NV 8.01,9.01 11/20/07
MEDCO HEALTH SOLUTIONS INC DE 5.02,9.01 11/20/07
MEDIA GENERAL INC VA 5.02 11/19/07
Mercantile Bancorp, Inc. DE 2.02,8.01,9.01 11/20/07
Merrill Lynch Mortgage Trust 2007-C1 DE 8.01 08/16/07 AMEND
MET PRO CORP PA 2.02,7.01,9.01 11/19/07
MGM MIRAGE DE 1.01,8.01,9.01 11/15/07
MIDDLEFIELD BANC CORP OH 5.02 11/19/07
MISCOR GROUP, LTD. 5.03,9.01 11/19/07
MONTEREY GOURMET FOODS DE 2.03,9.01 11/15/07
MONTPELIER RE HOLDINGS LTD D0 5.02,9.01 11/20/07
MOOG INC NY 8.01,9.01 11/20/07
MORGANS FOODS INC OH 7.01 11/21/07
MORTGAGEBROKERS.COM HOLDINGS, INC. DE 8.01,9.01 11/20/07
MOTHERS WORK INC DE 2.02,9.01 11/20/07
MOVIE GALLERY INC DE 1.01,9.01 11/19/07
NASTECH PHARMACEUTICAL CO INC DE 2.05,9.01 11/16/07
NATIONAL BANCSHARES CORP /OH/ OH 5.02,9.01 11/20/07
NATIONAL CITY CORP DE 5.02,9.01 11/19/07
NATIONAL COAL CORP FL 2.02,9.01 11/19/07
NATIONAL LAMPOON INC CA 3.01,9.01 11/15/07
NCR CORP MD 5.02,9.01 11/20/07
NEOMEDIA TECHNOLOGIES INC DE 2.01,9.01 11/15/07
NEOPROBE CORP DE 1.01,9.01 11/15/07
NEUROLOGIX INC/DE DE 1.01,3.02,3.03,5.03,9.01 11/19/07
NORTHERN TECHNOLOGIES INTERNATIONAL C DE 5.02,8.01 11/16/07
NYMAGIC INC NY 8.01,9.01 11/20/07
NYSE Euronext DE 8.01,9.01 11/21/07
Odyssey Oil & Gas, Inc. FL 1.01,2.01,9.01 11/20/07
ORCHID CELLMARK INC 5.02,9.01 11/19/07
ORTHOFIX INTERNATIONAL N V 5.02,9.01 11/19/07
OTTER TAIL CORP MN 8.01 11/16/07
PACIFIC CONTINENTAL CORP OR 8.01 11/14/07
PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,5.03,9.01 11/20/07
PARK ELECTROCHEMICAL CORP NY 5.03,9.01 11/15/07
PATTERSON COMPANIES, INC. MN 2.02,9.01 11/21/07
PENNICHUCK CORP NH 5.02 11/16/07
People's United Financial, Inc. DE 7.01,9.01 11/20/07
PETRO RESOURCES CORP DE 8.01,9.01 11/21/07
PHHMC Series 2007-6 Trust DE 9.01 11/08/07
PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.03,9.01 11/16/07
POWER ONE INC DE 7.01,9.01 11/15/07
PRESSTEK INC /DE/ DE 3.01,9.01 11/16/07
PRINCETON ACQUISITIONS INC CO 5.02,8.01 11/21/07
PRINCIPAL LIFE INSURANCE CO IA 9.01 11/16/07
PRINCIPAL LIFE INSURANCE CO IA 9.01 11/16/07
PRINCIPAL LIFE INSURANCE CO IA 9.01 11/16/07
Prospect Acquisition Corp DE 8.01,9.01 11/15/07
PROSPERO MINERALS CORP. NV 8.01 11/21/07
PUBLIC MEDIA WORKS INC 1.01,3.02,9.01 11/16/07
Puramed Bioscience Inc. MN 5.03 11/19/07
QUALITY SYSTEMS INC CA 8.01 11/19/07
Quest Energy Partners, L.P. DE 1.01,2.01,2.03,3.02,5.03,9.01 11/15/07
QUEST RESOURCE CORP NV 1.01,2.03,9.01 11/15/07
RAINMAKER SYSTEMS INC CA 5.02,9.01 11/19/07
RAPHAEL INDUSTRIES LTD. NV 4.01,9.01 11/16/07
REAL ESTATE ASSOCIATES LTD VI CA 8.01 11/15/07
REDHOOK ALE BREWERY INC WA 5.02,8.01,9.01 11/19/07
REGENT COMMUNICATIONS INC DE 1.01,2.03,9.01 11/15/07
Reis, Inc. MD 3.01,9.01 11/20/07
RES CARE INC /KY/ KY 7.01,9.01 11/20/07
RESIDENTIAL CAPITAL, LLC DE 8.01,9.01 11/21/07
RETRACTABLE TECHNOLOGIES INC TX 5.02,8.01 11/19/07
Revett Minerals Inc. A6 5.02,9.01 11/20/07
REX ENERGY CORP DE 5.02 11/20/07
REXAHN PHARMACEUTICALS, INC. DE 1.01,3.02,9.01 11/19/07
RIVER HAWK AVIATION INC DE 1.01,2.01,5.02,9.01 09/30/07 AMEND
Rock-Tenn CO GA 1.01 11/16/07
ROSS STORES INC DE 5.02,9.01 11/20/07
ROTECH HEALTHCARE INC DE 3.01,9.01 11/21/07
Rubicon Technology, Inc. DE 8.01 11/21/07
S Y BANCORP INC KY 8.01,9.01 11/20/07
SAFETY INSURANCE GROUP INC DE 8.01 11/19/07
SALIX PHARMACEUTICALS LTD 8.01,9.01 11/21/07
SAVE THE WORLD AIR INC NV 5.02 11/19/07
SCHULMAN A INC DE 1.01,5.02,9.01 11/15/07
SECURE ALLIANCE HOLDINGS CORP DE 7.01 11/21/07
Security With Advanced Technology, In CO 5.02 11/16/07
SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 11/21/07
SENETEK PLC /ENG/ 7.01,9.01 11/21/07
SEVERN BANCORP INC MD 5.03,9.01 11/21/07
Shopper's Wallet, Inc. NV 1.01,5.01,5.02,9.01 11/07/07 AMEND
SHUMATE INDUSTRIES INC DE 8.01 11/19/07
Solera National Bancorp, Inc. DE 5.02,8.01,9.01 11/15/07
Solo Cup CO DE 1.01,9.01 11/16/07
SONIC FOUNDRY INC MD 2.02,9.01 11/20/07
SONIC SOLUTIONS/CA/ CA 3.01,9.01 11/15/07
SOUTHERN NATURAL GAS CO DE 2.01,9.01 11/19/07
SOUTHERN STAR ENERGY INC. NV 1.01,9.01 09/18/07
SPACEHAB INC \WA\ WA 8.01,9.01 11/20/07
SPAN AMERICA MEDICAL SYSTEMS INC SC 1.02,2.02,9.01 11/15/07
SPARTECH CORP DE 5.02,9.01 11/20/07
SPSS INC DE 7.01,9.01 11/21/07
SPX CORP DE 8.01,9.01 11/21/07
STAGE STORES INC NV 2.02,9.01 11/20/07
STAR ENERGY CORP NV 5.02 11/20/07
STERLING CONSTRUCTION CO INC DE 9.01 10/31/07 AMEND
STONEMOR PARTNERS LP DE 8.01,9.01 11/21/07
STRATS SM TRUST FOR AT&T CORP SEC S 8.01,9.01 11/15/07
STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 11/15/07
STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 11/15/07
STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 11/15/07
STRATS SM TRUST FOR HISTORIC TW INC S DE 8.01,9.01 11/15/07
STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 11/15/07
STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 11/15/07
STRATS TRUST FOR SPRINT CAP CORP SEC DE 8.01,9.01 11/15/07
STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 11/15/07
STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 11/15/07
STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 11/15/07
SUBJEX CORP MN 5.02 11/20/07
SUSQUEHANNA BANCSHARES INC PA 2.01,5.02,8.01,9.01 11/16/07
SYCAMORE NETWORKS INC DE 8.01 11/19/07
SYNTHETECH INC OR 5.02,9.01 11/20/07
SYNTROLEUM CORP DE 1.01,9.01 11/18/07
TELEGEN CORP /CO/ CA 1.01,5.02,9.01 11/16/07
TEMECULA VALLEY BANCORP INC CA 1.01,9.01 11/19/07
TENNESSEE GAS PIPELINE CO DE 1.01,2.03,9.01 11/16/07
TESORO CORP /NEW/ DE 1.01,3.03,9.01 11/20/07
TIDELANDS BANCSHARES INC 5.02,8.01,9.01 11/19/07
TLC VISION CORP A6 8.01,9.01 11/20/07
TOLLGRADE COMMUNICATIONS INC \PA\ PA 5.02,7.01,9.01 11/16/07
TOUSA INC DE 1.01,9.01 11/15/07
TRANS WORLD ENTERTAINMENT CORP NY 2.02,7.01,9.01 11/21/07
TRANSOCEAN INC E9 8.01,9.01 11/20/07
TRI-S SECURITY CORP GA 5.02,9.01 11/15/07
TRIAD GUARANTY INC DE 8.01,9.01 11/21/07
TRIMEDIA ENTERTAINMENT GROUP INC DE 2.01,3.02,5.01,5.02,5.03,9.01 11/16/07
TX Holdings, Inc. GA 7.01,9.01 11/21/07
TXCO Resources Inc DE 1.01,3.02,3.03,5.03,8.01,9.01 11/21/07
UC Hub Group Inc NV 1.01,9.01 11/16/07
United Financial Bancorp Inc 1.01,9.01 11/15/07
United Financial Bancorp, Inc. MD 1.01,9.01 11/15/07
UNITED NATURAL FOODS INC DE 2.02,9.01 11/20/07
UNIVERSAL CITY DEVELOPMENT PARTNERS L 5.02 11/16/07
Universal City Florida Holding Co. I FL 5.02 11/16/07
UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 11/21/07
URS CORP /NEW/ DE 1.01,1.02,2.01,2.03,5.02,9.01 11/21/07
UTIX GROUP INC DE 1.01,3.02 11/15/07
VALEANT PHARMACEUTICALS INTERNATIONAL DE 5.02 11/19/07
VERTICALNET INC PA 1.01,9.01 11/20/07
Virtual Radiologic CORP 1.02,2.04,8.01,9.01 11/20/07
Vocus, Inc. DE 8.01 11/20/07
Vulcan Materials CO VA 1.01,2.03,5.02,8.01,9.01 11/16/07
WACHOVIA CORP NEW NC 8.01,9.01 11/21/07
WATSON PHARMACEUTICALS INC NV 1.01,5.02,9.01 11/16/07
WESTAMERICA BANCORPORATION CA 8.01 11/20/07
WILLOW FINANCIAL BANCORP, INC. PA 3.01,8.01,9.01 11/14/07
WIRELESS AGE COMMUNICATIONS INC NV 8.01,9.01 11/21/07
WOODWARD GOVERNOR CO DE 5.02,5.03,9.01 11/16/07
WORKSTREAM INC 3.01,9.01 11/21/07
WREN, INC. NV 1.01 11/21/07
WRIGHT MEDICAL GROUP INC DE 1.01,9.01 11/16/07
WSB Financial Group, Inc. WA 2.02,2.06,9.01 11/20/07
WSB Financial Group, Inc. WA 3.01,9.01 11/20/07
WYNN RESORTS LTD 8.01 11/21/07
XATA CORP /MN/ MN 2.02 11/21/07
XETA TECHNOLOGIES INC OK 8.01,9.01 11/20/07
Zealous Trading Group, Inc. NV 1.01,3.02,9.01 10/01/07 AMEND
ZEBRA TECHNOLOGIES CORP/DE DE 5.02,9.01 11/16/07
ZILOG INC CA 5.03,9.01 11/16/07
ZIMMER HOLDINGS INC DE 8.01,9.01 11/21/07
ZOOM TECHNOLOGIES INC DE 3.01,9.01 11/16/07
http://www.sec.gov/news/digest/2007/dig112307.htm
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