SEC NEWS DIGEST Issue 2007-132 July 11, 2007 ENFORCEMENT PROCEEDINGS SEC HALTS ONGOING INVESTMENT SCAM INVOLVING FORGED BANK GUARANTEES The Commission filed an emergency action on May 22, 2007, against two Californians and their company to halt an ongoing fraudulent scheme operated in Orange County, Calif., in which the defendants raised at least $3.7 million from approximately 33 investors. The Honorable Cormac J. Carney, U.S. District Judge for the Central District of California, entered a temporary restraining order freezing the assets of TG Capital, LLC, a Nevada limited liability company, Thanh Viet Jeremy Cao, age 26, of Orange County, Calif. and Las Vegas, Nev., and Lodavina Grosnickle, age 51, of Chula Vista, Calif. The Commission's complaint alleges that from February 2007 to the present, Cao and Grosnickle lured investors to invest in TG Capital by falsely promising rates of return between 28% and 30% on their investment and assuring investors that TG Capital's investments were secured by guarantees from major banks or gold. In fact, no such guarantees existed. The complaint also alleges that Cao forged at least one bank guarantee to support his false claims. The complaint further alleges that Cao and Grosnickle recently transferred $1.78 million of investor funds to a bank in Hong Kong, purportedly to make a personal loan from Cao to an individual. The Commission alleges that defendants falsely represented the overseas transfer was a legitimate TG Capital investment when in fact, Cao personally loaned the money, leaving TG Capital investors with no recourse if the individual borrower defaults. In addition to ordering an asset freeze, the court's order requires defendants to repatriate assets sent overseas, provides for certain expedited discovery, and prohibits them from destroying evidence. The court ordered the temporary restraining order and asset freeze to remain in effect until June 4, 2007. In addition to this emergency relief, the Commission is seeking a permanent injunction enjoining the defendants from committing future violations of the securities laws, and ordering disgorgement of the ill-gotten gains with prejudgment interest, and civil monetary penalties. The Commission's complaint alleges that all defendants violated the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b- 5 thereunder and that Grosnickle also violated Section 15(a) of the Exchange Act. [SEC v. TG Capital, LLC, Thanh Viet "Jeremy" Cao, and Lodavina Grosnickle, Case No. CV 07-579 CJC (ANx) (C.D. Cal.)] (LR- 20189) COURT ENTERS DEFAULT JUDGMENT AGAINST ALEKSEY KAMARDIN FOR SCHEME TO INTRUDE INTO ONLINE ACCOUNTS, MANIPULATE MARKET The Commission announced that on June 20, 2007, the Honorable Susan C. Bucklew, U.S. District Judge for the Middle District of Florida, entered a default judgment against twenty-one year old Aleksey Kamardin. The Commission's complaint, which was filed on Jan. 25, 2007, alleges that between July 13 and Aug. 25, 2006, Kamardin, or with others acting in concert, commandeered the online trading accounts of unwitting investors at various broker-dealers, liquidated existing equity positions and, using the resulting proceeds, purchased thinly traded stocks in order to create the appearance of trading activity and pump up the price of the stocks. The complaint further alleges that in seventeen instances, Kamardin, in his own account, bought shares in the thinly traded issuer just prior to or at the same time that compromised accounts were made to buy shares, creating the false appearance of market activity. Shortly after the intrusions, Kamardin sold all of his shares at the inflated prices. In all but three of these instances, Kamardin realized a profit from his trading, netting a total profit of $82,960. The judgment permanently enjoins Kamardin with violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The judgment also orders Kamardin to pay $82,960.16 in disgorgement together with $5,085.50 of prejudgment interest thereon, and $130,000 in civil penalties. The SEC's Office of Investor Education and Assistance has previously issued an investor alert available on the SEC's website, which provides tips for avoiding becoming a victim of an online intrusion. See http://www.sec.gov/investor/pubs/onlinebrokerage.htm. [SEC v. Aleksey Kamardin, Civil Action No. 8:07-CV-159-T-24-MAP (M.D. Fla.)] (LR-20190) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2007-038) filed by National Association of Securities Dealers to amend the Customer and the Industry Codes of Arbitration Procedure to clarify NASD's jurisdiction concerning members of other self-regulatory organizations has become effective immediately. Publication is expected in the Federal Register during the week of July 16. (Rel. 34-56029) A proposed rule change (SR-Phlx-2007-42) filed by the Philadelphia Stock Exchange to extend the Quarterly Options Series pilot program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 16. (Rel. 34-56030) A proposed rule change (SR-ISE-2007-53) filed by the International Securities Exchange to extend the Quarterly Options Series pilot program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 16. (Rel. 34-56031) A proposed rule change (SR-Amex-2007-66) filed by the American Stock Exchange to extend the Quarterly Options Series pilot program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 16. (Rel. 34-56032) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 BTHC VI Inc, 12890 HILLTOP ROAD, ARGYLE, TX, 76226, 940-241-1991 - 18,508,251 ($139,367,130.03) Equity, (File 333-144433 - Jul. 10) (BR. 09) S-8 GENERAL ENVIRONMENTAL MANAGEMENT, INC, 3191 TEMPLE AVE, SUITE 250, POMONA, CA, 91768, 9094449500 - 5,500,000 ($16,500,000.00) Equity, (File 333-144434 - Jul. 10) (BR. 09B) S-4 MICHAELS STORES INC, 8000 BENT BRANCH DR, ********, IRVING, TX, 75063, (972)409-1300 - 0 ($1,619,449,000.00) Debt, (File 333-144435 - Jul. 10) (BR. 02B) F-1 SEANERGY MARITIME CORP., 10, AMFITHEAS AVENUE, 17564 P. FALIRO, ATHENS, J3, 000000, 30-2109406900 - 0 ($298,875,100.00) Other, (File 333-144436 - Jul. 10) (BR. 09) SB-2 JAVA DETOUR INC., 2121 2ND STREET, SUITE C 105, DAVIS, CA, 95616, 530-756-8020 - 7,475,810 ($7,475,810.00) Equity, (File 333-144437 - Jul. 10) (BR. 02) S-8 SPREADTRUM COMMUNICATIONS INC, 810 E ARQUES AVE, SUNNYVALE, CA, 94085, 4087358126 - 0 ($119,594,282.10) ADRs/ADSs, (File 333-144438 - Jul. 10) (BR. 10C) F-1 Voltaire Ltd., 9 HAMENOFIM STREET BUILDING A, HERZELIYA, L3, 46725, 972 (9) 971-7666 - 0 ($123,857,300.00) Equity, (File 333-144439 - Jul. 10) (BR. 03) S-8 CURAGEN CORP, 322 EAST MAIN STREET, BRANFORD, CT, 06405, 203 481 1104 - 3,000,000 ($6,000,000.00) Equity, (File 333-144440 - Jul. 10) (BR. 01A) S-8 SPARK NETWORKS INC, 8383 WILSHIRE BOULEVARD, SUITE 800, BEVERLY HILLS, CA, 90211, 323-836-3000 - 2,500,000 ($13,950,000.00) Equity, (File 333-144441 - Jul. 10) (BR. 08C) S-8 FORWARD INDUSTRIES INC, 1801 GREEN ROAD, SUITE E, POMPANO BEACH, FL, 33064, 9544199544 - 400,000 ($1,326,270.00) Equity, (File 333-144442 - Jul. 10) (BR. 06C) S-3 CARDICA INC, 900 SAGINAW DRIVE, REDWOOD CITY, CA, 94063, 650-364-9975 - 2,876,684 ($17,202,570.32) Equity, (File 333-144443 - Jul. 10) (BR. 10A) S-8 LOUISIANA BANCORP INC, 1600 VETERANS MEMORIAL BOULEVARD, METARIE, LA, 70005, 504-834-1190 - 0 ($1,300,000.00) Equity, (File 333-144444 - Jul. 10) (BR. 07) S-8 Trina Solar LTD, NO. 2 XIN YUAN YI ROAD ELECTRONICS PARK, NEW DISTRICT, CHANGZHOU, JIANGSU 213031, CHANGZHOU, F4, 213031, 86 519 548 2008 - 0 ($29,763,922.00) ADRs/ADSs, (File 333-144445 - Jul. 10) (BR. 10) SB-2 CERAGENIX PHARMACEUTICALS, INC., 1444 WAZEE STREET, SUITE 210, DENVER, CO, 80202, 7209466440 - 0 ($6,043,917.00) Other, (File 333-144446 - Jul. 10) (BR. 10A) S-1 Global BPO Services Corp, 177 BEACON STREET, UNIT 4, BOSTON, MA, 02116, 781-210-2271 - 0 ($529,375,100.00) Equity, (File 333-144447 - Jul. 10) (BR. 09) S-8 PACIFIC GOLD CORP, 465 SOUTH MEADOWS PARKWAY, SUITE 20, RENO, NV, 89521, 888-257-4193 - 20,000,000 ($4,200,000.00) Equity, (File 333-144448 - Jul. 10) (BR. 04A) S-8 CHECKPOINT SYSTEMS INC, 101 WOLF DR, P O 188, THOROFARE, NJ, 08086, 856-384-2460 - 133,334 ($2,365,346.00) Equity, (File 333-144449 - Jul. 10) (BR. 11C) F-6 E-HOUSE (CHINA) HOLDINGS LTD, 17/F MERCHANDISE HARVEST BUILDING (EAST), NO. 333 NORTH CHENGDU ROAD, SHANGHAI, F4, 200041, (86-21) 5298 0808 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-144450 - Jul. 10) (BR. 08) F-1 E-HOUSE (CHINA) HOLDINGS LTD, 17/F MERCHANDISE HARVEST BUILDING (EAST), NO. 333 NORTH CHENGDU ROAD, SHANGHAI, F4, 200041, (86-21) 5298 0808 - 1 ($150,000,000.00) ADRs/ADSs, (File 333-144451 - Jul. 10) (BR. 08) S-8 AUXILIUM PHARMACEUTICALS INC, 40 VALLEY STREAM PARKWAY, MALVERN, PA, 19355, 484 321 5900 - 2,000,000 ($32,100,000.00) Equity, (File 333-144452 - Jul. 10) (BR. 01A) S-3 STONEMOR PARTNERS LP, 155 RITTENHOUSE CIRCLE, BRISTOL, PA, 19007, 2158262800 - 0 ($226,850,490.00) Limited Partnership Interests, (File 333-144453 - Jul. 10) (BR. 11A) S-1 First Advantage Bancorp, 1430 MADISON STREET, CLARKSVILLE, TN, 37040, 931-522-6176 - 0 ($76,705,000.00) Equity, (File 333-144454 - Jul. 10) (BR. 07) S-4 WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 6126671234 - 67,000,000 ($1,736,615,930.36) Equity, (File 333-144455 - Jul. 10) (BR. 07A) S-3ASR BALDOR ELECTRIC CO, 5711 R S BOREHAM JR ST, P O BOX 2400, FORT SMITH, AR, 72902-2400, 5016464711 - 0 ($0.00) Equity, (File 333-144456 - Jul. 10) (BR. 10A) S-8 FIBERNET TELECOM GROUP INC\, 570 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY, 10022, 2124056200 - 250,000 ($2,110,000.00) Equity, (File 333-144457 - Jul. 10) (BR. 11C) S-8 CHINACAST EDUCATION CORP, 25 FL. QIANG SHENG MANSION, NO. 145 PU JIAN ROAD, PUDONG DISTRICT, SHANGHAI, F4, 211217, (8621) 6864-4666 - 0 ($14,625,000.00) Equity, (File 333-144458 - Jul. 10) (BR. 11A) S-3 CONTANGO OIL & GAS CO, 3700 BUFFALO SPEEDWAY SUITE 960, HOUSTON, TX, 77098, 7139601901 - 789,468 ($29,297,157.48) Equity, (File 333-144459 - Jul. 10) (BR. 04C) F-3ASR HDFC BANK LTD, 'HDFC BANK HOUSE', SENAPATI BAPAT ROAD, LOWER PAREL (WEST), MUMBAI INDIA, INDIA, K7, 400013, 91224957676 - 0 ($0.00) ADRs/ADSs, (File 333-144461 - Jul. 10) (BR. 07C) S-8 NMT MEDICAL INC, 27 WORMWOOD STREET, BOSTON, MA, 02210, 6177370930 - 0 ($7,128,000.00) Equity, (File 333-144462 - Jul. 10) (BR. 10B) S-1 CALGON CARBON CORPORATION, P O BOX 717, 400 CALGON CARBON DR, PITTSBURGH, PA, 15230-0717, 4127876700 - 75,000,000 ($75,000,000.00) Debt Convertible into Equity, (File 333-144463 - Jul. 10) (BR. 06A) SB-2 IMPART MEDIA GROUP INC, 1300 N. NORTHLAKE WAY, SEATTLE, WA, 98103-8919, 2066331852 - 4,480,000 ($2,083,200.00) Equity, (File 333-144464 - Jul. 10) (BR. 08B) S-8 HOKU SCIENTIFIC INC, 1075 OPAKAPAKA STREET, KAPOLEI, HI, 96707, 808-682-7800 - 211,822 ($2,179,648.38) Equity, (File 333-144465 - Jul. 10) (BR. 10B) S-8 VISHAY INTERTECHNOLOGY INC, 63 LINCOLN HWY, MALVERN, PA, 19355, 6106441300 - 3,000,000 ($47,580,000.00) Equity, (File 333-144466 - Jul. 10) (BR. 10C) S-3 MEMORY PHARMACEUTICALS CORP, 100 PHILIPS PARKWAY, MONTVALE, NJ, 07645, 2018027100 - 0 ($80,265,859.00) Other, (File 333-144467 - Jul. 10) (BR. 01A) F-1 AerCap Holdings N.V., EVERT VAN DE BEEKSTRAAT 312, SCHIPHOL AIRPORT, P7, 1118 CX, 31 20 655 9655 - 0 ($740,600,000.00) Equity, (File 333-144468 - Jul. 10) (BR. 06C) N-2 Euro STOXX 50 Premium & Dividend Income Fund Inc., 800 SCUDDERS MILL ROAD, PLAINSBORO, NJ, 08536, 609-282-1212 - 0 ($1,000,000.00) Equity, (File 333-144469 - Jul. 10) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ACURA PHARMACEUTICALS, INC NY 1.01,2.03,8.01,9.01 07/10/07 ADUROMED INDUSTRIES, INC. DE 7.01,9.01 07/10/07 ADVANCED MEDICAL OPTICS INC DE 8.01,9.01 07/05/07 ADVANCED TECHNOLOGY ACQUISITION CORP. DE 8.01,9.01 07/10/07 AEHR TEST SYSTEMS CA 8.01,9.01 07/09/07 ALASKA AIR GROUP INC DE 7.01 07/10/07 ALASKA AIR GROUP INC DE 7.01 07/10/07 AMEND ALCOA INC PA 1.01,2.03,8.01,9.01 07/09/07 ALFACELL CORP DE 8.01 07/06/07 ALPHARMA INC DE 1.01 07/03/07 AMERICAN DENTAL PARTNERS INC DE 8.01,9.01 07/05/07 AMERICAN ELECTRIC POWER CO INC NY 7.01 07/10/07 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 07/09/07 AMERICAN EXPRESS CO NY 8.01,9.01 07/10/07 AMERICAN LEISURE HOLDINGS, INC. NV 1.01,3.02,9.01 06/26/07 AMERICAN RIVER BANKSHARES CA 7.01,9.01 07/10/07 American Telecom Services Inc 8.01,9.01 07/10/07 AMETEK INC/ DE 8.01 07/09/07 AMICAS, Inc. DE 1.01,9.01 07/03/07 AMIS HOLDINGS INC 5.02 07/03/07 ANGEION CORP/MN MN 5.02 07/03/07 Anpath Group, Inc. 1.01,9.01 07/06/07 APPLIED DIGITAL SOLUTIONS INC MO 5.02 07/03/07 APPLIED DNA SCIENCES INC NV 2.03,3.02 06/30/07 ARCHSTONE SMITH TRUST MD 8.01,9.01 07/10/07 ARIBA INC DE 1.01 06/15/07 AMEND ARTISTDIRECT INC DE 7.01,9.01 07/09/07 ASSURANCEAMERICA CORP NV 8.01,9.01 06/29/07 ASTEA INTERNATIONAL INC DE 4.01 07/10/07 AVANT IMMUNOTHERAPEUTICS INC DE 3.01,9.01 07/06/07 BALDOR ELECTRIC CO MO 8.01,9.01 07/10/07 BASSETT FURNITURE INDUSTRIES INC VA 2.02,9.01 07/05/07 BEDMINSTER NATIONAL CORP DE 1.01,2.01,2.03,3.02,9.01 07/03/07 BERRY PLASTICS HOLDING CORP DE 2.01,9.01 07/10/07 BEVERLY NATIONAL CORP MA 8.01,9.01 07/06/07 BILL BARRETT CORP 7.01,9.01 07/09/07 BIOMET INC IN 7.01 07/10/07 BLUE RIDGE PAPER PRODUCTS INC 8.01,9.01 07/10/07 BRADY CORP WI 5.02 07/09/07 Bristow Group Inc DE 7.01,9.01 07/06/07 AMEND Bronco Drilling Company, Inc. DE 7.01,9.01 07/10/07 BSD MEDICAL CORP DE 7.01,9.01 07/09/07 BUCA INC /MN MN 2.02,9.01 07/10/07 BULLION RIVER GOLD CORP 1.01,2.03 07/03/07 BUTLER INTERNATIONAL INC /MD/ MD 1.01,9.01 07/03/07 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 07/10/07 CAPITAL ONE FUNDING, LLC 8.01,9.01 07/06/07 CAPSOURCE FINANCIAL INC CO 1.01,2.03,9.01 07/09/07 CARDIOTECH INTERNATIONAL INC MA 1.01,2.01,9.01 07/03/07 CARTOON ACQUISITION, INC. DE 4.01,9.01 04/03/05 CB RICHARD ELLIS REALTY TRUST 2.01,9.01 04/27/07 AMEND CELL GENESYS INC DE 8.01 07/10/07 CHARMING SHOPPES INC PA 7.01,9.01 07/09/07 Chase Education Loan Trust 2007-A DE 8.01,9.01 07/10/07 CHATTEM INC TN 2.02,9.01 07/10/07 CHEESECAKE FACTORY INC DE 2.02,9.01 07/09/07 CHEVRON CORP DE 2.02 07/10/07 CHINA DIGITAL MEDIA CORP NV 5.02 07/09/07 CHINA DIRECT TRADING CORP FL 3.02,5.03,8.01,9.01 05/31/07 CHINAWE COM INC CA 4.01,9.01 06/29/07 AMEND CHINDEX INTERNATIONAL INC DE 5.03,9.01 07/10/07 CLEARONE COMMUNICATIONS INC UT 8.01 07/09/07 CMS ENERGY CORP MI 1.02 07/03/07 CNB CORP /MI/ MI 8.01 07/10/07 COLUMBIA LABORATORIES INC DE 1.01 07/06/07 COMMONWEALTH EDISON CO IL 8.01,9.01 04/25/07 Community Partners Bancorp NJ 5.02,9.01 07/05/07 COST U LESS INC WA 2.02,9.01 07/06/07 COSTCO WHOLESALE CORP /NEW WA 8.01,9.01 07/09/07 CSG SYSTEMS INTERNATIONAL INC DE 7.01,9.01 07/09/07 CV THERAPEUTICS INC DE 8.01,9.01 07/09/07 Cytta Corp. NV 8.01 07/06/07 DANA CORP VA 9.01 07/05/07 DENDREON CORP DE 8.01 07/02/07 DENNYS CORP DE 2.02,9.01 07/10/07 DESTINATION TELEVISION, INC. DE 1.01,9.01 07/08/07 DGT Corp. NV 4.01,9.01 07/01/07 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 07/09/07 DIGITAL LIFESTYLES GROUP INC DE 1.01 06/27/07 DIGITAL RECORDERS INC NC 7.01,9.01 07/10/07 DIODES INC /DEL/ DE 7.01,9.01 07/10/07 Directed Electronics, Inc. FL 7.01,9.01 07/10/07 DTE ENERGY CO MI 8.01 07/03/07 DUPONT E I DE NEMOURS & CO DE 8.01,9.01 07/10/07 DURA AUTOMOTIVE SYSTEMS INC DE 1.01 07/03/07 EAGLE BROADBAND INC TX 1.01,3.02 07/03/07 ECOTALITY, INC. NV 4.02,9.01 07/03/07 eGENE, INC. 5.01,9.01 07/09/07 EMAK Worldwide, Inc. DE 3.01,7.01,9.01 07/09/07 Emergency Medical Services CORP DE 7.01,9.01 07/10/07 ENCORE ACQUISITION CO DE 9.01 06/29/07 AMEND EQUICAP INC CA 2.01,9.01 07/06/07 EXELIXIS INC DE 5.02 07/09/07 EXELON CORP PA 8.01,9.01 04/25/07 EXELON GENERATION CO LLC 8.01,9.01 04/25/07 Exobox Technologies Corp. NV 8.01 07/10/07 Federal Home Loan Bank of Atlanta X1 2.03 07/05/07 Federal Home Loan Bank of Boston X1 2.03 07/03/07 Federal Home Loan Bank of Chicago X1 2.03 07/06/07 Federal Home Loan Bank of Chicago X1 5.02 07/05/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/03/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/06/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/05/07 Federal Home Loan Bank of New York X1 2.03,9.01 07/03/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/03/07 Federal Home Loan Bank of San Francis X1 2.03 07/05/07 Federal Home Loan Bank of Seattle 2.03 07/09/07 Federal Home Loan Bank of Topeka 2.03 07/06/07 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 06/28/07 FNB United Corp. NC 5.02,9.01 07/09/07 FOREST OIL CORP NY 7.01,8.01,9.01 07/09/07 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01,9.01 07/04/07 FRANKLIN RESOURCES INC DE 5.03,8.01,9.01 07/09/07 FREDERICK COUNTY BANCORP INC MD 2.02,7.01,9.01 07/10/07 FREESTAR TECHNOLOGY CORP NV 8.01,9.01 07/10/07 FTI CONSULTING INC MD 5.02,9.01 07/09/07 GABRIEL TECHNOLOGIES CORP DE 5.02 07/03/07 GateHouse Media, Inc. DE 2.02,9.01 07/10/07 Gemco Minerals, Inc. FL 4.01,9.01 07/06/07 GEMSTAR TV GUIDE INTERNATIONAL INC DE 8.01,9.01 07/09/07 GENAERA CORP DE 1.01,9.01 07/03/07 GEORESOURCES INC CO 4.01,9.01 07/06/07 GILMAN & CIOCIA INC DE 5.02 07/04/07 GLADSTONE CAPITAL CORP MD 5.03,9.01 07/10/07 GLADSTONE COMMERCIAL CORP MD 5.02,5.03,9.01 07/10/07 GLADSTONE INVESTMENT CORPORATION\DE DE 5.03,9.01 07/10/07 GLOBAL PARTNERS LP 1.01,9.01 07/09/07 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/06/07 Great Wolf Resorts, Inc. DE 5.02,9.01 07/09/07 GREATER BAY BANCORP CA 8.01,9.01 07/10/07 GREENBRIER COMPANIES INC DE 2.02,9.01 07/10/07 GS Mortgage Securities Trust 2007-GG1 DE 8.01,9.01 07/10/07 GTJ REIT, Inc. MD 1.01,2.03,5.02,8.01,9.01 06/11/07 GULF ISLAND FABRICATION INC LA 5.02 07/09/07 GYMBOREE CORP DE 7.01 07/10/07 HIGHLANDS BANKSHARES INC /WV/ WV 8.01 07/10/07 HILTON HOTELS CORP DE 5.02 07/03/07 HOLLY CORP DE 7.01,9.01 07/09/07 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 07/09/07 HOME EQUITY LOAN TRUST 2007-FRE1 DE 8.01,9.01 07/10/07 HOMEFED CORP DE 7.01,9.01 07/10/07 Homeland Security Capital CORP DE 1.01,9.01 07/03/07 HORTON D R INC /DE/ DE 1.01,9.01 07/06/07 HORTON D R INC /DE/ DE 2.02,9.01 07/10/07 House of Taylor Jewelry, Inc. NV 4.01,9.01 07/03/07 HUB GROUP INC DE 1.02,9.01 07/09/07 HYTHIAM INC DE 5.02,9.01 07/09/07 IA GLOBAL INC DE 8.01,9.01 06/29/07 IMCLONE SYSTEMS INC DE 5.02,9.01 07/03/07 INCENTRA SOLUTIONS, INC. NV 1.01,2.03,9.01 07/03/07 INNOVO GROUP INC DE 2.02,9.01 07/10/07 INPUT OUTPUT INC DE 5.02,9.01 05/21/07 INTELLIGENTIAS, INC. 8.01 06/07/07 AMEND INTER TEL (DELAWARE), INC DE 8.01,9.01 07/05/07 INTERMUNE INC DE 5.02,9.01 07/03/07 INTERNATIONAL SPEEDWAY CORP FL 2.02,7.01,8.01,9.01 07/10/07 INTERNATIONAL TEXTILE GROUP INC DE 9.01 07/10/07 AMEND INTERNET COMMERCE CORP DE 2.01 07/03/07 INTERPUBLIC GROUP OF COMPANIES, INC. DE 5.02 07/06/07 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 07/10/07 IRIDEX CORP DE 5.02 07/05/07 J P MORGAN CHASE & CO DE 9.01 07/06/07 JK Acquisition Corp. 8.01 07/09/07 JOURNAL COMMUNICATIONS INC 5.02,5.03,9.01 07/10/07 K&F INDUSTRIES INC DE 8.01,9.01 07/09/07 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 07/06/07 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 5.02 07/09/07 LANDRYS RESTAURANTS INC 8.01,9.01 07/09/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 07/06/07 LEVI STRAUSS & CO DE 2.02,7.01,9.01 07/10/07 LEVITT CORP FL 8.01,9.01 07/09/07 AMEND Live Nation, Inc. DE 7.01,8.01,9.01 07/09/07 LKQ CORP DE 8.01,9.01 07/03/07 LSI CORP DE 5.02,9.01 07/06/07 LUDVIK CAPITAL INC DE 1.01,8.01,9.01 02/28/07 AMEND MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 07/09/07 MACROCHEM CORP DE 1.01,9.01 06/29/07 MAGUIRE PROPERTIES INC MD 2.01,7.01,9.01 07/05/07 MANHATTAN PHARMACEUTICALS INC DE 8.01,9.01 07/09/07 MARINE PRODUCTS CORP DE 8.01,9.01 07/10/07 Marvel Entertainment, Inc. DE 5.02,9.01 07/10/07 MARVELL TECHNOLOGY GROUP LTD D0 5.02,9.01 07/06/07 MATRIXX INITIATIVES INC DE 1.01,2.03 07/02/07 MAXIM INTEGRATED PRODUCTS INC DE 3.01,9.01 07/03/07 MEADE INSTRUMENTS CORP DE 2.02,5.02,9.01 07/06/07 MedAire, Inc. NV 8.01,9.01 07/10/07 MEDICAL SOLUTIONS MANAGEMENT INC. NV 4.01,5.02,9.01 07/04/07 MEDIRECT LATINO INC FL 1.01,5.02,9.01 07/06/07 AMEND MERCHANTS & MANUFACTURERS BANCORPORAT WI 1.01,9.01 07/09/07 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 06/29/07 METALICO INC 1.01,9.01 07/10/07 MGT CAPITAL INVESTMENTS INC DE 8.01,9.01 07/06/07 MICRO COMPONENT TECHNOLOGY INC MN 5.02 07/03/07 MIGO SOFTWARE, INC. DE 5.02,7.01,9.01 07/03/07 MILESTONE SCIENTIFIC INC/NJ DE 8.01,9.01 07/09/07 MOBILEPRO CORP DE 1.01,5.02,9.01 07/08/07 MOST HOME CORP NV 3.02 07/09/07 MOTOROLA INC DE 5.02 07/05/07 NANOMETRICS INC DE 5.02 07/03/07 NAVISITE INC DE 3.02 07/03/07 NETSOL TECHNOLOGIES INC NV 3.02 06/29/07 NEWPOWER HOLDINGS INC DE 8.01 06/25/07 Nexxus Lighting, Inc. DE 4.02 07/10/07 Nomura Asset Acceptance Corporation, DE 8.01,9.01 07/06/07 Nomura Asset Acceptance Corporation, DE 9.01 07/10/07 NORTH STATE BANCORP NC 2.02,9.01 07/10/07 NOVADEL PHARMA INC DE 8.01,9.01 07/06/07 NOVEN PHARMACEUTICALS INC DE 1.01,5.02,8.01,9.01 07/09/07 Oakmont Acquisition Corp. DE 8.01,9.01 07/10/07 ONEOK INC /NEW/ OK 7.01,9.01 07/10/07 ONEOK Partners LP DE 7.01,9.01 07/10/07 OPTIUM CORP DE 8.01,9.01 07/10/07 P F CHANGS CHINA BISTRO INC 2.02,9.01 07/05/07 PACIFIC GOLD CORP NV 8.01,9.01 07/10/07 PAETEC Holding Corp. 1.01,2.03,9.01 07/10/07 PANTRY INC DE 2.02,9.01 07/10/07 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,9.01 07/10/07 PAR PHARMACEUTICAL COMPANIES, INC. DE 1.01 07/02/07 Park Place Energy Corp. NV 5.03,8.01,9.01 07/06/07 PECO ENERGY CO PA 8.01,9.01 04/25/07 PEPSI BOTTLING GROUP INC DE 2.02,9.01 07/10/07 PETROLEUM DEVELOPMENT CORP NV 7.01,9.01 07/10/07 Pharma-Bio Serv, Inc. 7.01,9.01 07/05/07 PHYSICAL SPA & FITNESS INC DE 4.01,9.01 07/10/07 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 07/09/07 PIPEX PHARMACEUTICALS, INC. DE 1.01,9.01 07/03/07 Polypore International, Inc. 1.01,1.02,2.03,3.03,8.01,9.01 07/03/07 Polypore, Inc. DE 1.01,1.02,2.03,9.01 07/03/07 POZEN INC /NC 8.01,9.01 07/10/07 PRB Energy, Inc. NV 5.02,9.01 07/05/07 PREFERREDPLUS TRUST SERIES MSD-1 DE 8.01,9.01 07/02/07 PROCTER & GAMBLE CO OH 7.01 07/10/07 QUAKER FABRIC CORP /DE/ DE 2.04,2.05,5.02,8.01,9.01 07/03/07 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 5.02 07/03/07 RAAC Series 2007 SP2 Trust DE 8.01,9.01 07/10/07 Rand Logistics, Inc. DE 8.01,9.01 07/09/07 RAPTOR NETWORKS TECHNOLOGY INC 8.01,9.01 07/09/07 REGAL BELOIT CORP WI 1.01 07/03/07 REIDCO ACQUISITION I INC DE 4.01,9.01 07/09/07 RESEARCH FRONTIERS INC DE 7.01 07/10/07 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,8.01,9.01 07/10/07 RPC INC DE 8.01,9.01 07/10/07 SAGEMARK COMPANIES LTD NY 1.01,5.01,5.02,9.01 07/02/07 SANGAMO BIOSCIENCES INC DE 1.01,7.01,9.01 07/10/07 SEACOR HOLDINGS INC /NEW/ DE 1.01,2.03,9.01 07/03/07 Securitized Asset Backed Receivables 8.01,9.01 07/10/07 SEDONA CORP PA 1.01,3.02 07/05/07 SEMPRA ENERGY CA 1.01,9.01 07/09/07 SEQUA CORP /DE/ DE 1.01,3.03,5.02,7.01,9.01 07/10/07 SIERRA PACIFIC RESOURCES /NV/ NV 5.02,9.01 07/05/07 SIRENZA MICRODEVICES INC DE 5.02 07/10/07 SIRVA INC DE 5.02,9.01 07/03/07 SMITH A O CORP DE 5.02,9.01 07/09/07 SOMERSET INTERNATIONAL GROUP,INC. DE 1.01,2.01,9.01 06/29/07 AMEND Soundview Home Loan Trust 2007-OPT2 DE 9.01 06/18/07 Soundview Home Loan Trust 2007-OPT3 DE 9.01 06/21/07 SOVRAN ACQUISITION LTD PARTNERSHIP MD 3.02 07/09/07 SOVRAN SELF STORAGE INC MD 3.02 07/09/07 SPARTAN MOTORS INC MI 1.01,3.03,5.03,9.01 07/07/07 Spectra Energy Partners, LP DE 5.02,9.01 07/09/07 STILLWATER MINING CO /DE/ DE 8.01,9.01 07/10/07 STONEMOR PARTNERS LP DE 8.01,9.01 09/28/06 SUN BANCORP INC /NJ/ NJ 2.03 07/05/07 SUNBURST ACQUISITIONS V INC CO 4.01 07/09/07 AMEND SURETY CAPITAL CORP /DE/ DE 1.02 07/07/07 SWMX, INC. DE 1.01,9.01 07/10/07 SYNTROLEUM CORP DE 8.01,9.01 07/10/07 TARRAGON CORP NV 8.01,9.01 07/10/07 TATONKA OIL & GAS, INC. CO 5.02,9.01 07/03/07 TBS INTERNATIONAL LTD 7.01 07/10/07 TECUMSEH PRODUCTS CO MI 1.01,7.01,9.01 07/03/07 TEKOIL & GAS CORP DE 1.01,9.01 07/03/07 TERCICA INC DE 1.01,3.02,9.01 07/06/07 TETON ENERGY CORP DE 5.02,9.01 07/03/07 THAXTON GROUP INC SC 8.01,9.01 07/02/07 THERMOENERGY CORP AK 1.01,2.01,3.02,9.01 07/02/07 THOR INDUSTRIES INC DE 8.01,9.01 07/09/07 TIDEWATER INC DE 7.01,9.01 07/10/07 TOUCHSTONE SOFTWARE CORP /CA/ DE 1.01 07/10/07 TVIA INC DE 3.01 07/03/07 TXP CORP NV 5.02,9.01 07/03/07 Under Armour, Inc. MD 5.02,9.01 07/09/07 UNIFI INC NY 2.06,8.01 07/03/07 UNITED COMMUNITY BANKS INC GA 7.01,9.01 07/09/07 UNIVERSAL ENERGY CORP. 7.01,9.01 06/22/07 UNIVERSAL ENERGY CORP. 7.01,9.01 06/25/07 UNIVERSAL ENERGY CORP. 7.01,9.01 06/28/07 UNIVERSAL ENERGY CORP. 7.01,9.01 07/05/07 UNIVERSAL ENERGY CORP. 7.01,9.01 07/09/07 UNIVISION COMMUNICATIONS INC DE 5.02 06/05/07 UPSTREAM BIOSCIENCES INC. NV 7.01,9.01 07/10/07 VEECO INSTRUMENTS INC DE 8.01 07/05/07 VENTURE FINANCIAL GROUP INC WA 1.01,2.03,9.01 07/09/07 VIRAGE LOGIC CORP CA 5.02 07/10/07 VITAL IMAGES INC MN 2.02,9.01 07/10/07 VNUS MEDICAL TECHNOLOGIES INC 5.02,9.01 07/05/07 VSB BANCORP INC NY 2.02,9.01 07/10/07 WaMu Mortgage Pass-Through Certificat DE 9.01 06/25/07 WARREN RESOURCES INC MD 7.01,9.01 07/10/07 Wave Uranium Holding 2.01,3.02,5.01,5.02,5.03,9.01 06/18/07 WIRELESS FACILITIES INC DE 1.01,9.01 07/03/07 XL CAPITAL LTD 5.02,8.01,9.01 07/09/07