SEC NEWS DIGEST Issue 2007-116 June 18, 2007 COMMISSION ANNOUNCEMENTS DAVID BROWN BECOMES FIRST ARCHIVIST OF SECURITIES AND EXCHANGE COMMISSION On June 15, the Commission announced that David Brown has become the first Archivist of the agency. Mr. Brown will play a leadership role in managing the records of the agency and preserving vital historical documents. SEC Chairman Christopher Cox said, "The appointment of the agency's first Archivist demonstrates the Commission's commitment to preserving the history of the agency, and to using those resources for the benefit of today's investors and of future generations. The new archivist will ensure that Commission staff, practitioners, scholars, journalists and indeed every citizen will have access to the thinking and analysis of the many outstanding people who have worked here." SEC Secretary Nancy Morris added, "David's addition to the Office of the Secretary's Reference & Information Services Group will allow us to more effectively organize and preserve the Commission's records, thereby ensuring that the Commission has access to the records it needs to fulfill its mission and enhance government accountability." As SEC Archivist, Mr. Brown's duties include setting policies and procedures for maintenance and retention of records of all types, including paper, microform, electronic, audio, and video materials. A certified archivist, Mr. Brown most recently served as Special Assistant to the Archivist of the United States at the National Archives and Records Administration (NARA). During his 14-year tenure at NARA, he served in various capacities, performing all aspects of archival work in the federal records lifecycle. In 2001, Brown was assigned for six months to the NATO Headquarters in Brussels, Belgium, where he participated in the development of the NATO Archives Programme. Brown twice received NARA's Archivist's Special Achievement Award for Outstanding Accomplishment in Achieving Organizational Goals - in 2003 for his work on the development of appraisal guidelines for science records, and in 2006 for authoring NARA's Transfer Guidance for Digital Photographic Records. Mr. Brown holds an M.A. in American History (Phi Beta Kappa) and a B.A. in History from George Mason University. (Press Rel. 2007-119) ENFORCEMENT PROCEEDINGS IN THE MATTER OF STANISLAV KAMINSKY On June 15, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions. The Order finds that between February 2005 and April 2005, Stanislav Kaminsky, a registered representative associated with a broker-dealer registered with the Commission, executed unauthorized trades in the accounts of at least two of his customers which, combined with margin and/or commission charges, caused each account to lose more than 40% of its value. Based on the above, the Order bars Kaminsky from association with any broker or dealer and orders him to pay $1,510 in disgorgement and $167 in prejudgment interest, but waives payment of all but $400 of the foregoing amounts, and does not impose a civil penalty against him, based upon his sworn representations in his Statement of Financial Condition. Kaminsky consented to the issuance of the Order without admitting or denying any of the Commission's findings. (Rel. 34-55914; File No. 3-12660) STANDARDS SETTING BOARDS PROPOSED RULE AMENDMENT The Commission published a notice of additional solicitation of comments on proposed rules (PCAOB-2007-02) submitted by the Public Company Accounting Oversight Board which were previously published on June 12, 2007. These rules establish requirements that apply when an auditor is engaged to perform an audit of the effectiveness of internal control over financial reporting that is integrated with an audit of the financial statements (Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That Is Integrated with An Audit of Financial Statements), a related independence rule (Rule 3525, Audit Committee Pre-Approval of Non-Audit Services Related to Internal Control Over Financial Reporting), and conforming amendments to its auditing standards. Publication of the notice of additional solicitation of comment is expected in the Federal Register during the week of June 18. The comment period will close on July 12, 2007. (Rel. 34-55912) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NYSE-2007-51) filed by New York Stock Exchange relating to rules 54 ("Dealings on Floor-Persons") and 70 ("Bids and Offers"), has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-55908) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSEArca-2007-22), as amended, submitted by NYSE Arca. under Rule 19b-4 of the Securities Exchange Act of 1934 relating to listing and annual fees for Derivative Securities Products, Closed-End Funds, and Structured Products. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-55917) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Bluebird Exploration Co., 209/3608 DEERCREST DRIVE, NORTH VANCOUVER, A1, V7G 2S8, 604 488 9608 - 322,000 ($64,400.00) Equity, (File 333-143767 - Jun. 15) (BR. 04) S-8 CAPITAL CORP OF THE WEST, 550 W MAIN STREET, MERCED, CA, 95340, 2097252200 - 632,430 ($15,469,237.80) Equity, (File 333-143768 - Jun. 15) (BR. 07A) S-3ASR XILINX INC, 2100 LOGIC DR, SAN JOSE, CA, 95124, 4085597778 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-143769 - Jun. 15) (BR. 10C) S-8 LEUCADIA NATIONAL CORP, 315 PARK AVE S, NEW YORK, NY, 10010, 2124601900 - 2,000,000 ($70,360,000.00) Equity, (File 333-143770 - Jun. 15) (BR. 06A) S-4 LEUCADIA NATIONAL CORP, 315 PARK AVE S, NEW YORK, NY, 10010, 2124601900 - 1 ($500,000,000.00) Debt, (File 333-143771 - Jun. 15) (BR. 06A) S-8 UCBH HOLDINGS INC, 555 MONTGOMERY STREET, 14TH FLOOR, SAN FRANCISCO, CA, 94111, 415-315-2800 - 0 ($55,635,000.00) Equity, (File 333-143774 - Jun. 15) (BR. 07A) S-8 MASTERCARD INC, 2000 PURCHASE STREET, PURCHASE, NY, 10577, 9142492000 - 6,250,000 ($895,000,000.00) Equity, (File 333-143777 - Jun. 15) (BR. 08B) F-3ASR LLOYDS TSB GROUP PLC, 25 GRESHAM STREET, LONDON EC2V 7HN, X0, 00000, 0 ($0.00) Unallocated (Universal) Shelf, (File 333-143778 - Jun. 15) (BR. 07B) SB-2 STOCKGROUP INFORMATION SYSTEMS INC, 500 - 750 W PENDER ST, VANCOUVER, A1, V6C2T7, 6043310995 - 3,533,334 ($3,286,000.62) Equity, (File 333-143780 - Jun. 15) (BR. 08C) F-6 LLOYDS TSB GROUP PLC, 25 GRESHAM STREET, LONDON EC2V 7HN, X0, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-143781 - Jun. 15) (BR. 07B) S-8 American Caresource Holdings, Inc., 5429 LYNDON B. JOHNSON FREEWAY, SUITE 700, DALLAS, TX, 75240, 972-308-6830 - 1,000,000 ($1,930,000.00) Equity, (File 333-143782 - Jun. 15) (BR. 01B) N-2 RMR DIVIDEND CAPTURE FUND, 400 CENTRE STREET, NEWTON, MA, 02458, 617-332-9530 - 0 ($10,000,000.00) Equity, (File 333-143783 - Jun. 15) (BR. ) S-3ASR ASSOCIATED BANC-CORP, 1200 HANSEN ROAD, GREEN BAY, WI, 54304, 920-431-8836 - 0 ($43,717,507.00) Equity, (File 333-143784 - Jun. 15) (BR. 07A) S-8 BARRIER THERAPEUTICS INC, 600 COLLEGE ROAD EAST, SUITE 3200, PRINCETON, NJ, 08540, 6099451200 - 1,145,987 ($7,563,514.20) Equity, (File 333-143785 - Jun. 15) (BR. 01B) S-8 Cyclacel Pharmaceuticals, Inc., 200 CONNELL DRIVE, SUITE 1500, BERKELEY HEIGHTS, NJ, 07922, 908-517-7330 - 0 ($21,532,067.10) Equity, (File 333-143786 - Jun. 15) (BR. 01A) S-8 APPLIED SIGNAL TECHNOLOGY INC, 400 WEST CALIFORNIA AVENUE, SUNNYVALE, CA, 94086, 4087491888 - 0 ($7,794,000.00) Equity, (File 333-143787 - Jun. 15) (BR. 11A) S-8 ARGAN INC, ONE CHURCH STREET SUITE 401, ROCKVILLE, MD, 20850, 301 315-0027 - 14,000 ($88,200.00) Equity, (File 333-143788 - Jun. 15) (BR. 06B) S-3 BEIJING MED PHARM CORP, 1180 MAIN ST, COVENTRY, CT, 06238, 860-538-6630 - 0 ($70,000,000.00) Equity, (File 333-143789 - Jun. 15) (BR. 09B) S-8 LEESPORT FINANCIAL CORP, 1240 BROADCASTING ROAD, WYOMISSING, PA, 19610, 6102080966 - 0 ($14,235,074.88) Equity, (File 333-143790 - Jun. 15) (BR. 07C) N-2 FIRST TRUST ACTIVE DIVIDEND INCOME FUND, C/O FIRST TRUST PORTFOLIOS L.P., 1001 WARRENVILLE ROAD, SUITE 300, LISLE, IL, 60532, 630-241-4141 - 1,000 ($20,000.00) Equity, (File 333-143792 - Jun. 15) (BR. ) SB-2 BigString CORP, 3 HARDING ROAD, SUITE F, RED BANK, NJ, 07701, 732-359-0270 - 19,088,659 ($5,535,711.00) Other, (File 333-143793 - Jun. 15) (BR. 08B) S-8 ENDEAVOUR INTERNATIONAL CORP, 1000 MAIN STREET, SUITE 3300, HOUSTON, TX, 77002, 713-307-8700 - 8,000,000 ($12,480,000.00) Equity, (File 333-143794 - Jun. 15) (BR. 04B) S-8 LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 20,000,000 ($20,000,000.00) Equity, (File 333-143795 - Jun. 15) (BR. 01C) S-8 LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 50,000,000 ($50,000,000.00) Equity, (File 333-143796 - Jun. 15) (BR. 01C) S-8 BLACKBOARD INC, 1899 L ST NW, 5TH FLR, WASHINGTON, DC, 20036, 0 ($50,742,000.00) Equity, (File 333-143797 - Jun. 15) (BR. 03C) S-8 LAFARGE, 61, RUE DES BELLES FEUILLES, BP 40, PARIS CEDEX 16, I0, 75782, 33144341111 - 22,335 ($3,761,884.05) Equity, (File 333-143798 - Jun. 15) (BR. 06A) S-8 BENIHANA INC, 8685 NW 53RD TERRACE, MIAMI, FL, 33166, 3055930770 - 1,023,564 ($15,574,866.72) Equity, (File 333-143799 - Jun. 15) (BR. 05A) N-2 BlackRock Alternative Energy & Resource Trust, 100 BELLEVUE PARKWAY, WILMINGTON, DE, 19809, 800-882-0052 - 50,000 ($1,000,000.00) Equity, (File 333-143800 - Jun. 15) (BR. ) S-8 PROCTER & GAMBLE CO, ONE PROCTER & GAMBLE PLZ, CINCINNATI, OH, 45202, 5139831100 - 4,110,000 ($257,655,900.00) Equity, (File 333-143801 - Jun. 15) (BR. 06B) S-3 SPSS INC, 233 S WACKER DR, CHICAGO, IL, 60606, 3123292400 - 0 ($150,000,000.00) Other, (File 333-143802 - Jun. 15) (BR. 03C) S-8 LAFARGE, 61, RUE DES BELLES FEUILLES, BP 40, PARIS CEDEX 16, I0, 75782, 33144341111 - 46,000 ($7,747,780.00) Equity, (File 333-143803 - Jun. 15) (BR. 06A) F-3 StealthGas Inc., 331 KIFISSIAS AVENUE, ERITHREA 14561, ATHENS, J3, 00000, 30 210 625 2849 - 0 ($308,800,000.00) Other, (File 333-143804 - Jun. 15) (BR. 05C) S-8 NUMEREX CORP /PA/, 1600 PARKWOOD CIRCLE, SUITE 200, ATLANTA, GA, 30339, 770-693-5950 - 0 ($8,302,500.00) Equity, (File 333-143805 - Jun. 15) (BR. 11A) S-8 BANCTRUST FINANCIAL GROUP INC, 100 ST JOSEPH ST, P O BOX 3067, MOBILE, AL, 36602, 2514317800 - 250,000 ($4,950,000.00) Equity, (File 333-143806 - Jun. 15) (BR. 07A) S-8 ANTIGENICS INC /DE/, 630 FIFTH AVENUE SUITE 2100, NEW YORK, NY, 10111, 212-994-8200 - 150,000 ($483,000.00) Equity, (File 333-143807 - Jun. 15) (BR. 01B) S-8 ANTIGENICS INC /DE/, 630 FIFTH AVENUE SUITE 2100, NEW YORK, NY, 10111, 212-994-8200 - 150,000 ($483,000.00) Equity, (File 333-143808 - Jun. 15) (BR. 01B) SB-2 Averion International Corp., 225 TURNPIKE ROAD, SOUTHBOROUGH, MA, 01772, 508-597-6000 - 0 ($3,766,751.39) Equity, (File 333-143809 - Jun. 15) (BR. 01A) F-3D PENGROWTH ENERGY TRUST, 2900, 240 - 4TH AVENUE S.W., CALGARY, A0, T2P2H4, (403) 233-0224 - 5,000,000 ($93,750,000.00) Equity, (File 333-143810 - Jun. 15) (BR. 04B) S-8 SCHAWK INC, 1695 RIVER ROAD, DES PLAINES, IL, 60018, 8478279494 - 2,000,000 ($37,090,000.00) Equity, (File 333-143811 - Jun. 15) (BR. 05C) SB-2 QPC Lasers, 15632 ROXFORD STREET, SYLMAR, CA, 91342, 818-986-0000 - 0 ($4,925,625.94) Equity, (File 333-143812 - Jun. 15) (BR. 10C) S-8 CAREGUIDE INC, 4401 NW 124TH AVE, CORAL SPRINGS, FL, 33065, 9547963714 - 7,000,000 ($2,100,000.00) Equity, (File 333-143813 - Jun. 15) (BR. 01B) S-1 TRAVELCENTERS OF AMERICA LLC, 400 CENTRE STREET, NEWTON, MA, 02458, 617-964-8389 - 0 ($104,650,000.00) Equity, (File 333-143814 - Jun. 15) (BR. 02) S-3ASR ST MARY LAND & EXPLORATION CO, 1776 LINCOLN ST STE 700, DENVER, CO, 80203, 303-861-8140 - 0 ($287,500,000.00) Other, (File 333-143815 - Jun. 15) (BR. 04B) SB-2 Belvedere Resources CORP, 24442-112TH AVENUE, MAPLE RIDGE, A1, V3E 1H5, (604)476-9076 - 2,000,000 ($200,000.00) Equity, (File 333-143816 - Jun. 15) (BR. ) SB-2 SYNTHESIS ENERGY SYSTEMS INC, 6330 WEST LOOP SOUTH SUITE 300, HOUSTON, TX, 77401, 713-579-0600 - 0 ($50,000,000.00) Equity, (File 333-143817 - Jun. 15) (BR. 06B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3COM CORP DE 5.02 06/11/07 8X8 INC /DE/ DE 4.02,9.01 06/15/07 A J&J PHARMA CORP NV 4.01,9.01 05/09/07 AMEND ABINGTON BANCORP, INC./PA PA 8.01,9.01 06/15/07 Abington Community Bancorp, Inc. PA 8.01,9.01 06/15/07 ABIOMED INC DE 5.02 06/11/07 ACACIA RESEARCH CORP DE 4.01,9.01 06/11/07 ACADIA REALTY TRUST MD 8.01 06/13/07 ACG HOLDINGS INC DE 7.01,9.01 06/15/07 ACTUANT CORP WI 1.01,2.03,8.01,9.01 06/12/07 ACUSPHERE INC DE 7.01,8.01,9.01 06/15/07 ADVANCED BATTERY TECHNOLOGIES, INC. DE 4.02 12/08/06 ADVANT E CORP DE 8.01,9.01 06/15/07 Aircastle LTD D0 8.01 06/15/07 AIRTRAN HOLDINGS INC NV 7.01,8.01,9.01 06/13/07 ALICO INC FL 4.01,9.01 06/11/07 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 06/14/07 Alternative Loan Trust 2007-15CB DE 8.01,9.01 05/31/07 Alternative Loan Trust 2007-AL1 DE 9.01 06/15/07 AM MARKETING INC 4.01,9.01 05/09/07 AMEND AMEREN CORP MO 8.01,9.01 06/15/07 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 06/15/07 AMERICAN EAGLE OUTFITTERS INC DE 7.01,9.01 06/12/07 American Electric Technologies Inc FL 4.01,9.01 06/11/07 American Express Issuance Trust DE 8.01,9.01 06/15/07 American Natural Energy Corp OK 7.01,9.01 06/12/07 AMERICAN TONERSERV CORP. DE 9.01 03/31/07 AMEND AMICAS, Inc. DE 1.01,5.02 06/05/07 ARCADIA RESOURCES, INC NV 2.02,9.01 06/14/07 ARCH CAPITAL GROUP LTD. 8.01 06/14/07 Ardea Biosciences, Inc./DE DE 5.02,8.01 06/14/07 Ardmore Holding CORP UT 5.03 06/15/07 ARENA RESOURCES INC NV 8.01,9.01 06/06/07 ARENA RESOURCES INC NV 7.01,9.01 06/15/07 ARGAN INC DE 8.01,9.01 06/14/07 ARQULE INC DE 1.01,8.01,9.01 06/13/07 ASCENDIA BRANDS, INC. DE 7.01,9.01 06/15/07 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 06/14/07 ASIANADA, INC. NV 5.01,5.02,9.01 06/15/07 ASPECT MEDICAL SYSTEMS INC DE 3.02,8.01,9.01 06/14/07 Asset Backed Securities CORP Home Equ DE 8.01,9.01 06/15/07 ASSOCIATED BANC-CORP WI 8.01,9.01 06/15/07 ASSOCIATED BANC-CORP WI 8.01,9.01 06/01/07 AMEND AUDIOVOX CORP DE 1.01,5.02 06/11/07 AVERY DENNISON CORPORATION DE 1.01,2.01,2.03,9.01 06/15/07 AVIS BUDGET GROUP, INC. DE 5.02 06/15/07 AVITAR INC /DE/ DE 1.01,3.02,9.01 06/11/07 AZTEC OIL & GAS, INC. NV 5.02,9.01 06/15/07 Banc of America Funding 2007-D Trust DE 8.01,9.01 05/31/07 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 05/31/07 BCAP LLC Trust 2007-AA3 8.01,9.01 05/31/07 BEA SYSTEMS INC DE 3.01,9.01 06/13/07 Bear Stearns Asset Backed Securities DE 9.01 05/30/07 BELLAVISTA CAPITAL INC MD 4.02 06/12/07 Benda Pharmaceutical, Inc. MN 1.01,2.01,3.02,9.01 05/05/07 AMEND BioFuel Energy Corp. 8.01,9.01 06/14/07 BLACKBOARD INC DE 1.01,8.01,9.01 06/15/07 BlackRock Inc. DE 1.01,9.01 06/11/07 BLOCKBUSTER INC DE 5.02 06/12/07 Bootie Beer CORP FL 5.02,8.01,9.01 06/13/07 BOSTON COMMUNICATIONS GROUP INC MA 5.02 06/06/07 BROADCOM CORP CA 8.01 06/11/07 BROADVIEW INSTITUTE INC MN 2.02,5.02,9.01 06/13/07 BRUNSWICK CORP DE 5.02 06/14/07 BSD MEDICAL CORP DE 7.01,9.01 06/15/07 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 06/14/07 C-BASS 2007-CB5 Trust DE 8.01,9.01 05/31/07 CALPINE CORP DE 2.05,2.06 06/11/07 CARDINAL HEALTH INC OH 9.01 04/26/07 AMEND CAREGUIDE INC DE 1.01,5.02,8.01,9.01 06/11/07 CARRIER ACCESS CORP DE 5.02,9.01 07/14/06 AMEND CARRINGTON LABORATORIES INC /TX/ TX 5.02,7.01,9.01 06/12/07 CDEX INC NV 5.02,9.01 06/11/07 CELSION CORP MD 5.02,9.01 06/13/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 06/15/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 06/15/07 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 06/15/07 CHINA FUND INC MD 7.01,9.01 05/01/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 05/30/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 01/30/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 06/15/07 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01,9.01 06/15/07 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01,9.01 06/15/07 CITIBANK OMNI-S MASTER TRUST 8.01 06/15/07 CITIBANK SOUTH DAKOTA N A DE 8.01 05/25/07 CITIBANK SOUTH DAKOTA N A DE 8.01 05/25/07 AMEND CITIBANK SOUTH DAKOTA N A DE 8.01 05/25/07 AMEND Citigroup Mortgage Loan Trust 2007-AH 2.01,9.01 05/10/07 CKE RESTAURANTS INC DE 1.01,9.01 06/11/07 CLEARONE COMMUNICATIONS INC UT 8.01 06/15/07 CLEVELAND CLIFFS INC OH 8.01 06/14/07 COFFEE HOLDING CO INC NV 2.02,9.01 06/14/07 Coleman Cable, Inc. DE 9.01 04/02/07 AMEND Coley Pharmaceutical Group, Inc. DE 5.02,9.01 06/14/07 COLONY BANKCORP INC GA 5.02 06/15/07 COMARCO INC CA 5.02,9.01 06/15/07 CombiMatrix Corp DE 4.01,9.01 06/11/07 COMPUWARE CORP MI 2.05,9.01 06/08/07 CONOLOG CORP DE 2.02,9.01 06/11/07 CONSECO INC DE 1.01,2.03,9.01 06/12/07 CONTINENTAL FUELS, INC. NV 1.01,9.01 06/12/07 COOPER INDUSTRIES LTD 1.01,2.03,9.01 06/13/07 Cougar Biotechnology, Inc. 5.02,8.01,9.01 06/11/07 Covidien Ltd. D0 2.02,7.01,9.01 06/15/07 CREE INC NC 8.01 06/15/07 CRESCENT REAL ESTATE EQUITIES CO TX 1.01 06/12/07 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 1.01 06/12/07 CRM Holdings, Ltd. 1.01,2.03,9.01 06/12/07 CROSS COUNTRY HEALTHCARE INC DE 1.01,9.01 06/12/07 CTS CORP IN 5.02,9.01 06/14/07 CUBIC CORP /DE/ DE 5.02 06/15/07 CUMULUS MEDIA INC DE 1.01,2.03,9.01 06/11/07 CV THERAPEUTICS INC DE 1.01 06/12/07 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 05/31/07 CWABS Asset-Backed Certificates Trust DE 7.01,9.01 05/31/07 CYBERONICS INC DE 5.02 06/11/07 DAVE & BUSTERS INC MO 2.02,9.01 06/13/07 DEL LABORATORIES INC DE 1.01,8.01,9.01 06/15/07 Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 06/15/07 DigiCurve, Inc. NV 5.02 06/14/07 DIGITAL RECORDERS INC NC 1.01,3.02,3.03,5.03 06/11/07 DIGITAL RIVER INC /DE DE 8.01 06/13/07 DOMINION RESOURCES INC /VA/ VA 8.01,9.01 06/15/07 DOV PHARMACEUTICAL INC DE 3.02 06/11/07 DUSA PHARMACEUTICALS INC NJ 5.02,5.03,9.01 06/14/07 Eastern Environment Solutions Corp. 8.01 06/13/07 ECOTALITY, INC. NV 2.01,9.01 06/11/07 EDGAR ONLINE INC DE 1.01,5.02 06/14/07 EDGEWATER TECHNOLOGY INC/DE/ DE 1.01,9.01 06/12/07 EL PASO CORP/DE DE 1.01,8.01,9.01 06/13/07 EL PASO EXPLORATION & PRODUCTION CO DE 1.01,3.03,9.01 06/11/07 ELCOM INTERNATIONAL INC DE 7.01,9.01 06/13/07 Elite Artz, Inc NV 1.02,9.01 06/15/07 EMCORE CORP NJ 8.01 06/11/07 ENSCO INTERNATIONAL INC DE 2.02,9.01 06/15/07 Epic Bancorp 5.03,9.01 06/11/07 EPIX Pharmaceuticals, Inc. 1.01,9.01 06/13/07 EPLUS INC DE 5.03,9.01 06/12/07 eSavingsStore.com, Inc. NV 5.02 06/14/07 EVANS BOB FARMS INC DE 1.01,9.01 06/11/07 EXXON MOBIL CORP NJ 5.02 06/15/07 FARMERS NATIONAL BANC CORP /OH/ OH 8.01,9.01 06/15/07 Fidelity National Financial, Inc. 7.01,9.01 06/15/07 First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 06/14/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 04/30/07 FIRST MONTAUK FINANCIAL CORP NJ 1.01,8.01,9.01 06/15/07 FIRST NATIONAL BANCSHARES INC /SC/ SC 2.02,9.01 06/15/07 FIVE STAR PRODUCTS INC DE 9.01 04/05/07 AMEND FLUOR CORP DE 5.02,5.03,9.01 06/15/07 FORESIGHT SPECIALISTS INC 4.01,9.01 05/09/07 AMEND FROZEN FOOD EXPRESS INDUSTRIES INC TX 4.01,9.01 06/11/07 GAINSCO INC TX 8.01 06/14/07 GENETHERA INC FL 8.01 06/15/07 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 06/11/07 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 06/14/07 GLOBALNET CORP NV 1.01,2.03,3.02,9.01 06/12/07 GLOBALWISE INVESTMENTS INC NV 5.03,8.01,9.01 06/15/07 GOLDEN GRAIN ENERGY 7.01,8.01,9.01 06/13/07 GRACO INC MN 5.02 06/14/07 GRANT HAYWARD INC NV 4.01,9.01 05/09/07 AMEND GRAYBAR ELECTRIC CO INC NY 5.03,9.01 06/14/07 Great Lakes Dredge & Dock CORP DE 1.01,9.01 06/12/07 GREATER COMMUNITY BANCORP NJ 7.01,8.01,9.01 06/14/07 GreenPoint Mortgage Funding Trust 200 DE 8.01,9.01 05/31/07 GREER J ALLEN INC 4.01,9.01 05/09/07 AMEND HAIN CELESTIAL GROUP INC DE 8.01,9.01 06/15/07 HAMPTON ROADS BANKSHARES INC VA 8.01 06/15/07 HARRINGTON WEST FINANCIAL GROUP INC/C 8.01,9.01 06/14/07 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 06/15/07 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02 06/11/07 HARTFORD LIFE INSURANCE CO CT 9.01 06/15/07 HERITAGE COMMERCE CORP CA 8.01,9.01 06/13/07 HERSHA HOSPITALITY TRUST MD 1.01,9.01 06/11/07 HEXCEL CORP /DE/ DE 5.03,9.01 06/11/07 HIGHRIVER ACQUISITION CORP. DE 5.02,5.03,9.01 06/15/07 HOME EQUITY MORTGAGE TRUST 2007-2 DE 7.01 04/30/07 HORIZON OFFSHORE INC DE 8.01 06/15/07 HSI Asset Loan Obligation Trust 2007- 8.01,9.01 06/15/07 IDERA PHARMACEUTICALS, INC. DE 5.02 06/13/07 Ignis Petroleum Group, Inc. 5.02 06/06/07 IMMERSION CORP DE 5.02,9.01 06/14/07 INTEGRA LIFESCIENCES HOLDINGS CORP DE 7.01 06/15/07 INTELLI CHECK INC DE 5.02,5.03,9.01 06/13/07 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 06/14/07 ION MEDIA NETWORKS INC. DE 7.01,9.01 06/15/07 IOWA TELECOMMUNICATIONS SERVICES INC IA 7.01,9.01 06/15/07 ISCO INTERNATIONAL INC DE 7.01,9.01 06/15/07 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 06/15/07 J.P. Morgan Mortgage Acquisition Trus DE 8.01,9.01 06/15/07 JK Acquisition Corp. 2.03,7.01,9.01 06/14/07 KAISER GROUP HOLDINGS INC DE 8.01 06/14/07 KAL ENERGY INC DE 1.01,5.02 06/08/07 KELLWOOD CO DE 1.01,9.01 06/13/07 KID CASTLE EDUCATIONAL CORP FL 1.01,9.01 06/15/07 KILLBUCK BANCSHARES INC OH 2.02,9.01 06/15/07 KINDER MORGAN INC KS 5.03,9.01 06/14/07 KINETIC CONCEPTS INC /TX/ TX 5.02 06/12/07 KKR Financial Holdings LLC DE 1.01,9.01 06/15/07 Kreido Biofuels, Inc. NV 9.01 06/15/07 AMEND KV PHARMACEUTICAL CO /DE/ DE 7.01,9.01 06/14/07 Language Line Holdings, Inc. 1.01,5.02,9.01 06/13/07 LANTRONIX INC DE 5.02,9.01 06/08/07 LAS VEGAS SANDS CORP NV 8.01 06/13/07 LASALLE HOTEL PROPERTIES MD 5.02,9.01 06/12/07 LCA VISION INC DE 5.03,9.01 06/14/07 LEAP WIRELESS INTERNATIONAL INC DE 1.01,1.02 06/11/07 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 06/01/07 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 06/01/07 LEHMAN ABS CORP CORP BACKED TRUST CER DE 8.01,9.01 06/01/07 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 06/01/07 LEHMAN ABS CORP NEWS AMERICA DEBENTUR DE 8.01,9.01 06/01/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 06/13/07 Lehman XS Trust 2007-9 DE 8.01,9.01 05/31/07 Lehman XS Trust Series 2007-7N DE 8.01,9.01 05/31/07 LEMAITRE VASCULAR INC 1.01,9.01 06/15/07 LEUCADIA NATIONAL CORP NY 2.01,9.01 06/01/07 AMEND Liberty Global, Inc. 7.01 06/15/07 LIFE PARTNERS HOLDINGS INC TX 2.02,9.01 06/14/07 AMEND Lifevantage Corp CO 5.03,9.01 06/12/07 LINN ENERGY, LLC DE 5.02 06/14/07 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 06/13/07 LORAL SPACE & COMMUNICATIONS INC. DE 8.01 06/12/07 MEDICAL SOLUTIONS MANAGEMENT INC. NV 1.01,2.03,9.01 06/11/07 MEDICALCV INC MN 1.01,2.03,3.02,8.01,9.01 06/15/07 MELLON BANK N A MA 8.01,9.01 06/11/07 MENTOR GRAPHICS CORP OR 5.02,9.01 06/14/07 Merrill Auto Trust Securitization 200 DE 9.01 06/11/07 METRETEK TECHNOLOGIES INC DE 5.02,5.03,9.01 06/11/07 Mezey Howarth Racing Stables, Inc. NV 8.01 06/15/07 MIDDLEBY CORP DE 7.01,9.01 06/14/07 MODERN MEDICAL MODALITIES CORP NY 3.02 06/15/07 MOLSON COORS BREWING CO CO 1.01,3.02,8.01,9.01 06/11/07 MTR GAMING GROUP INC DE 8.01,9.01 06/14/07 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 5.03,9.01 06/15/07 NANOGEN INC DE 5.02,9.01 06/13/07 NATIONAL PATENT DEVELOPMENT CORP DE 9.01 04/05/07 AMEND NEOMAGIC CORP DE 5.02 06/11/07 NEWFIELD EXPLORATION CO /DE/ DE 5.04 06/15/07 NEWS CORP 8.01,9.01 06/15/07 NEXTPHASE WIRELESS, INC. NV 4.01 06/07/07 NORTHWEST BANCORP INC PA 8.01,9.01 06/15/07 Nuance Communications, Inc. DE 1.01 06/11/07 NYFIX INC DE 2.02,9.01 06/13/07 OPTICAL CABLE CORP VA 2.02,9.01 06/12/07 OPTIO SOFTWARE INC GA 2.02,7.01,9.01 06/13/07 ORTHOVITA INC 5.02 05/16/07 AMEND OWENS ILLINOIS INC /DE/ DE 1.01 06/11/07 PANTRY INC DE 5.02,9.01 06/12/07 PAYMENT DATA SYSTEMS INC NV 1.01,9.01 06/15/07 PC MALL INC DE 1.01,2.03,9.01 06/11/07 PENN NATIONAL GAMING INC PA 1.01,9.01 06/15/07 Pharmasset Inc 8.01,9.01 06/14/07 Phinder Technologies Inc FL 8.01,9.01 06/13/07 PINNACLE AIRLINES CORP DE 1.01,9.01 06/12/07 PLATINA ENERGY GROUP INC. DE 5.02 06/14/07 PLIANT CORPORORATION DE 1.01,1.02,2.03,2.04,7.01,9.01 06/14/07 POLARIS INDUSTRIES INC/MN MN 1.01,7.01,9.01 06/13/07 POLYMER GROUP INC DE 8.01,9.01 06/15/07 POZEN INC /NC 5.02,9.01 06/13/07 PRA International DE 1.01,8.01,9.01 06/12/07 PROSPECT MEDICAL HOLDINGS INC DE 8.01,9.01 06/11/07 PULASKI FINANCIAL CORP MO 2.02,7.01,9.01 06/15/07 QUALITY DISTRIBUTION INC FL 7.01,9.01 06/14/07 RADIAL ENERGY, INC. 1.01,3.02,9.01 05/24/07 AMEND RBC Bearings INC 8.01,9.01 06/15/07 RECLAMATION CONSULTING & APPLICATIONS CO 1.01,5.02,7.01,9.01 06/11/07 REDDY ICE HOLDINGS INC DE 8.01,9.01 06/15/07 RELIANT ENERGY INC DE 1.01,1.02,9.01 06/12/07 REXAHN PHARMACEUTICALS, INC. DE 5.02,9.01 06/11/07 SALISBURY BANCORP INC CT 8.01,9.01 06/15/07 SAVE THE WORLD AIR INC NV 5.02,9.01 06/15/07 SCIELE PHARMA, INC. DE 1.02,8.01,9.01 06/14/07 SCIELE PHARMA, INC. DE 8.01 06/14/07 SENECA FOODS CORP /NY/ NY 2.02,9.01 06/14/07 SEQUIAM CORP CA 4.01,9.01 06/11/07 SERENA SOFTWARE INC DE 4.02,7.01 06/14/07 SHAW GROUP INC LA 9.01 10/13/06 AMEND SHELBY GROUP INC 4.01,9.01 05/09/07 AMEND SHELLS SEAFOOD RESTAURANTS INC DE 1.01,2.01,9.01 06/08/07 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 06/15/07 SIMPSON MANUFACTURING CO INC /CA/ DE 1.01,9.01 06/12/07 Skinny Nutritional Corp. 5.02 06/11/07 SMITH & WESSON HOLDING CORP NV 2.02,9.01 06/14/07 SNAP ON INC DE 5.02 06/11/07 SourceForge, Inc DE 1.01 06/11/07 Sovereign Exploration Associates Inte UT 8.01 06/11/04 SPARK NETWORKS PLC X0 8.01,9.01 06/15/07 SPARTAN STORES INC MI 7.01,9.01 06/15/07 SPATIALIGHT INC NY 3.01 06/13/07 Spectrum Brands, Inc. WI 8.01 06/15/07 ST MARY LAND & EXPLORATION CO DE 7.01,9.01 06/14/07 Stanadyne Holdings, Inc. DE 1.01 06/12/07 STANFORD MANAGEMENT LTD DE 8.01 06/15/07 Stanley, Inc. DE 9.01 04/01/07 AMEND STAPLES INC DE 5.03,8.01,9.01 06/11/07 STRATOS INTERNATIONAL INC DE 2.02,9.01 06/14/07 Structured Adjustable Rate Mortgage L DE 8.01,9.01 05/31/07 Structured Asset Securities CORP Mort DE 8.01,9.01 05/31/07 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 06/01/07 Sun American Bancorp DE 9.01 03/30/07 AMEND Sun Cal Energy , Inc. NV 3.02 06/14/07 Sun Motor International Inc 5.02 06/11/07 Sunstone Hotel Investors, Inc. MD 7.01,9.01 06/11/07 Surge Global Energy, Inc. 1.01,7.01,9.01 06/13/07 SYNOPSYS INC DE 8.01 06/12/07 SYNTROLEUM CORP DE 5.02 06/11/07 TAYLOR CALVIN B BANKSHARES INC MD 5.03 06/13/07 Terra Nova Financial Group Inc TX 5.03,9.01 06/14/07 TESSCO TECHNOLOGIES INC DE 5.02,7.01 06/11/07 TJX COMPANIES INC /DE/ DE 5.02,9.01 06/11/07 TRC COMPANIES INC /DE/ DE 5.02,9.01 06/11/07 Trycera Financial, Inc. NV 1.01,5.02,9.01 06/11/07 TWEETER HOME ENTERTAINMENT GROUP INC DE 1.01,3.01,9.01 06/12/07 TXCO Resources Inc DE 9.01 04/02/07 AMEND Tyco Electronics Ltd. D0 2.02,7.01,9.01 06/15/07 United States Natural Gas Fund, LP 7.01,9.01 05/31/07 United States Oil Fund, LP DE 7.01,9.01 05/31/07 UNIVERSAL PROPERTY DEVELOPMENT & ACQU NV 2.01,3.02,9.01 06/11/07 UPFC Auto Receivables Trust 2007-A 8.01,9.01 06/14/07 UPFC Auto Receivables Trust 2007-A 1.01,9.01 06/14/07 Uranium Star Corp. NV 7.01,9.01 06/14/07 US CONCRETE INC DE 9.01 04/01/07 VALUECLICK INC/CA DE 5.02,9.01 06/13/07 VENDINGDATA CORP NV 7.01,8.01 06/14/07 VIGNETTE CORP DE 5.02 06/15/07 Village Bank & Trust Financial Corp. 8.01,9.01 06/15/07 VIRAGEN INC DE 5.02,9.01 06/14/07 VIRAGEN INTERNATIONAL INC DE 5.02,9.01 06/14/07 Vivid Learning Systems, Inc. DE 5.01 06/15/07 VUBOTICS INC NV 4.01,9.01 06/15/07 W&T OFFSHORE INC TX 1.01,2.03,3.02,9.01 06/08/07 Wachovia Bank Commercial Mortgage Tru NC 1.01 05/01/07 WaferGen Bio-systems, Inc. NV 3.02,5.02,8.01,9.01 06/12/07 WaMu Asset Acceptance Corp. DE 6.01 06/15/07 WEB.COM, INC. MN 1.01 06/11/07 WELLCARE HEALTH PLANS, INC. DE 8.01,9.01 06/15/07 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 06/15/07 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 06/15/07 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 06/15/07 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 06/15/07 WESTELL TECHNOLOGIES INC DE 5.02,9.01 06/11/07 WESTERN DIGITAL CORP DE 5.02 06/12/07 WESTMORELAND COAL CO DE 1.01,9.01 05/21/07 AMEND WESTSPHERE ASSET CORP INC CO 8.01 06/15/07 WHEELING PITTSBURGH CORP /DE/ DE 3.01,9.01 06/13/07 WHOLESALE AUTO RECEIVABLES LLC DE 8.01,9.01 06/15/07 WINNEBAGO INDUSTRIES INC IA 2.02,9.01 06/15/07 WORKSTREAM INC 5.02,9.01 06/11/07 WORLD FINANCIAL NETWORK CREDIT CARD M DE 1.01,9.01 06/13/07 WYNN RESORTS LTD 8.01,9.01 06/15/07 XECHEM INTERNATIONAL INC DE 5.02 05/17/07 Xenonics Holdings, Inc. NV 4.02,9.01 06/14/07 AMEND YAHOO INC DE 5.02,9.01 06/12/07 YARDVILLE NATIONAL BANCORP NJ 8.01,9.01 06/14/07