SEC NEWS DIGEST Issue 2007-114 June 14, 2007 ENFORCEMENT PROCEEDINGS SEC CHARGES SECURITIES ATTORNEYS IN PENNY STOCK SCAM The Commission today filed suit against the principals of a micro-cap technology company as well as two securities lawyers for their role in an illegal "pump and dump" scheme. The Commission alleges that Arizona attorney David B. Stocker and Texas attorney Phillip W. Offill, Jr. assisted Michigan-based AVL Global, Inc., in a scheme to dump millions of shares of AVL Global stock into the marketplace without any public disclosure of the company's failing operations. In the same action, the Commission also charged Peter W. Fisher and his son, N. Tyler Fisher, the principals behind AVL Global, for their roles in the scheme. According to the Commission's complaint, the defendants devised a scheme to deliver millions of AVL Global shares to Peter Fisher as well as various family members, business associates and stock promoters. The Commission alleges that, in late 2005, Peter Fisher and Tyler Fisher then caused AVL Global to issue a series of misleading press releases that touted the company's business prospects when, in reality, AVL Global had essentially abandoned its business and ceased operations. Peter Fisher, who controlled the vast majority of the company's stock, dumped his shares and netted approximately $160,000. The Commission further alleges that, in order to avoid registering the stock sales with the Commission and disclosing to the public AVL Global's true financial position, Stocker and Offill arranged a series of sham transactions. According to the complaint, the defendants caused AVL Global to issue approximately 15 million shares of stock to bogus investment companies controlled by Offill or Stocker. Stocker falsely claimed that these companies had purchased the stock for "investment purposes" and thus the sales were exempt from registration; however, within days of the supposed investments, the Stocker and Offill entities transferred all the stock to Peter Fisher and his associates, who could then commence dumping the stock into the market. The Commission's complaint alleges that the defendants violated the registration provisions of the federal securities laws, and that Peter and Tyler Fisher violated the antifraud provisions as well. In its complaint, the Commission seeks some or all of the following relief against each of the defendants: injunctive relief, disgorgement of ill-gotten gains plus prejudgment interest, civil monetary penalties, and a bar from participating in penny stock offerings and from serving as an officer or director of a publicly-traded company. Without admitting or denying the allegations, Tyler Fisher agreed to settle the charges against him. Tyler Fisher agreed to pay a $25,000 civil penalty and consented to an order barring him from serving as an officer or director of a publicly-traded company or participating in penny stock offerings for five years. [SEC v. Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Collective Thought Holdings, Inc., Case No. 2:07-CV-12552 (E.D. Mich.)] (LR- 20154; Press Rel. 2007-115) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSEArca-2007-50), as modified by Amendment No. 1 thereto, filed by NYSE Arca relating to the establishment of Primary Sweep Orders has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 18. (Rel. 34- 55896) A proposed rule change (SR-ISE-2007-30) filed by the International Securities Exchange relating to registration of representatives and options principals and related fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-55899) A proposed rule change (SR-BSE-2007-24) filed by the Boston Stock Exchange to allow NMS Cross Order type to be sent to the Boston Equities Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 18. (Rel. 34-55903) PROPOSED RULE CHANGE The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2007-16) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to rules pertaining to training requirements and Floor Procedure Advices. Publication of the proposal is expected in the Federal Register during the week of June 18. (Rel. 34-55898) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 AFFILIATED COMPUTER SERVICES INC, 2828 N HASKELL AVE, PO BOX 219002, DALLAS, TX, 75204, 2148416111 - 0 ($866,175,000.00) Equity, (File 333-143687 - Jun. 13) (BR. 03B) S-3ASR COOPER INDUSTRIES LTD, 600 TRAVIS, SUITE 5800, HOUSTON, TX, 77002-1001, 7132098400 - 0 ($0.00) Debt, (File 333-143688 - Jun. 13) (BR. 10A) S-8 China Holdings, Inc., 101 CONVENTION CENTER DRIVE, SUITE 700, LAS VEGAS, NV, 89107, 604-608-6788 - 9,000,000 ($432,000.00) Equity, (File 333-143689 - Jun. 13) (BR. 01A) S-8 SHEARSON FINANCIAL NETWORK INC, 20 CORPORATE PARK, SUITE 285, IRVINE, CA, 92606, 949-260-1801 - 40,000,000 ($430,000.00) Equity, (File 333-143690 - Jun. 13) (BR. 07A) S-8 Remote Dynamics Inc, 200 CHISHOLM PLACE, SUITE 120, PLANO, TX, 75075, 972-395-5579 - 50,000,000 ($130,000.00) Equity, (File 333-143691 - Jun. 13) (BR. 11C) S-8 ROLLINS INC, 2170 PIEDMONT RD NE, ATLANTA, GA, 30324, 4048882000 - 4,260,000 ($97,532,700.00) Equity, (File 333-143692 - Jun. 13) (BR. 08C) S-8 ROLLINS INC, 2170 PIEDMONT RD NE, ATLANTA, GA, 30324, 4048882000 - 1,000,000 ($22,895,000.00) Equity, (File 333-143693 - Jun. 13) (BR. 08C) SB-2 Blue Mountain Resources Inc., 812D 16 AVENUE, S.W., CALGARY, A0, T2R 0S9, 403-802-2800 - 2,900,000 ($29,000.00) Equity, (File 333-143694 - Jun. 13) (BR. 04) SB-2 Bip Oil Inc, P.O. BOX 1752, SMITHFIELD, NC, 27577, 919-271-3470 - 1,510,000 ($151,000.00) Equity, (File 333-143695 - Jun. 13) (BR. 02) S-1 Bradford Bancorp Inc /MD, 6910 YORK ROAD, BALTIMORE, MD, 21212, 410 377 9600 - 0 ($118,328,163.00) Equity, (File 333-143696 - Jun. 13) (BR. 07) S-8 PAYLESS SHOESOURCE INC /DE/, 3231 SOUTH EAST SIXTH STREET, TOPEKA, KS, 66607-2207, 7852335171 - 0 ($60,030,000.00) Equity, (File 333-143698 - Jun. 13) (BR. 02B) S-8 PAYLESS SHOESOURCE INC /DE/, 3231 SOUTH EAST SIXTH STREET, TOPEKA, KS, 66607-2207, 7852335171 - 0 ($333,500,000.00) Equity, (File 333-143699 - Jun. 13) (BR. 02B) S-8 Asia Electrical Power International Group, Inc., 6130 ELTON AVENUE, LAS VEGAS, NV, 89107, 702-216-0470 - 5,000,000 ($13,775,000.00) Equity, (File 333-143700 - Jun. 13) (BR. 10A) S-8 NATIONAL FUEL GAS CO, 6363 MAIN STREET, WILLIAMSVILLE, NY, 14221-5887, 716-857-7000 - 1,000,000 ($43,910,000.00) Equity, (File 333-143701 - Jun. 13) (BR. 02B) S-8 Blackhawk Fund, 1802 N. CARSON ST, SUITE 212-3018, CARSON CITY, NV, 89701, 7758870670 - 250,000,000 ($2,500,000.00) Equity, (File 333-143702 - Jun. 13) (BR. 11A) S-8 FNB United Corp., 150 SOUTH FAYETTEVILLE STREET, P O BOX 1328, ASHEBORO, NC, 27203, 3366268300 - 725,000 ($11,346,250.00) Equity, (File 333-143703 - Jun. 13) (BR. 07B) F-6 SPREADTRUM COMMUNICATIONS INC, 810 E ARQUES AVE, SUNNYVALE, CA, 94085, 4087358126 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-143705 - Jun. 13) (BR. 10C) SB-2 MISSION COMMUNITY BANCORP, 581 HIGUERA STREET, SAN LUIS OBISPO, CA, 93401, 8057825000 - 0 ($10,750,000.00) Equity, (File 333-143707 - Jun. 13) (BR. 07A) SB-2 Convergence Ethanol, Inc., 5701 LINDERO CANYON RD., #2-100, WESTLAKE VILLAGE, CA, 91362, (818) 735-4750 - 5,300,000 ($2,491,000.00) Equity, (File 333-143708 - Jun. 13) (BR. 04A) SB-2 Ethos Environmental, Inc., 7015 ALAMITOS AVENUE, SAN DIEGO, CA, 92154, 619-575-6800 - 8,724,788 ($24,952,893.68) Equity, (File 333-143709 - Jun. 13) (BR. 04C) SB-2 NETWORK 1 SECURITY SOLUTIONS INC, 1601 TRAPELO RD, RESERVOIR PLACE, WALTHAM, MA, 02451, 7815223400 - 5,360,000 ($9,165,600.00) Equity, (File 333-143710 - Jun. 13) (BR. 03C) F-3ASR ICICI BANK LTD, ICICI BANK TOWERS, BANDRA-KURLA COMPLEX, MUMBAI, K7, 400 051, 91-22-2653-8900 - 0 ($0.00) ADRs/ADSs, (File 333-143711 - Jun. 13) (BR. 07C) N-2 Advent/Claymore Global Convertible Securities & Income Fund, 2455 CORPORATE WEST DRIVE, LISLE, IL, 60532, 630-505-3700 - 40 ($1,000,000.00) Equity, (File 333-143712 - Jun. 13) (BR. 17) N-2 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND, 1001 WARRENVILLE ROAD, SUITE 300, LISLE, IL, 60532, 630-241-4141 - 40 ($1,000,000.00) Equity, (File 333-143713 - Jun. 13) (BR. 18) F-6 ICICI BANK LTD, ICICI BANK TOWERS, BANDRA-KURLA COMPLEX, MUMBAI, K7, 400 051, 91-22-2653-8900 - 800,000,000 ($40,000,000.00) ADRs/ADSs, (File 333-143714 - Jun. 13) (BR. 07C) S-3ASR BLACKBOARD INC, 1899 L ST NW, 5TH FLR, WASHINGTON, DC, 20036, 0 ($165,000,000.00) Debt Convertible into Equity, (File 333-143715 - Jun. 13) (BR. 03C) S-8 INGERSOLL RAND CO LTD, 155 CHESTNUT RIDGE ROAD, MONTVALE, NJ, 07645, 2015730123 - 14,000,000 ($719,460,000.00) Equity, (File 333-143716 - Jun. 13) (BR. 10B) S-4 HARLAND CLARKE HOLDINGS CORP, 10931 LAUREATE DRIVE, SAN ANTONIO, TX, 78249, (210) 697-8888 - 0 ($615,000,000.00) Non-Convertible Debt, (File 333-143717 - Jun. 13) (BR. 05) S-8 NeurogesX Inc, 981 INDUSTRIAL ROAD SUITE F, SAN CARLOS, CA, 94070, 650-508-2116 - 2,504,053 ($16,713,057.45) Equity, (File 333-143718 - Jun. 13) (BR. 01A) S-1 SS&C Technologies Holdings Inc, 80 LAMBERTON RD, WINDSOR, CT, 06095, 860-298-4500 - 0 ($200,000,000.00) Equity, (File 333-143719 - Jun. 13) (BR. ) S-8 LASERCARD CORP, 1875 NORTH SHORELINE BOULEVARD, MOUNTAIN VIEW, CA, 94043, (650) 969-4428 - 0 ($8,893,074.00) Equity, (File 333-143720 - Jun. 13) (BR. 03C) S-8 SL GREEN REALTY CORP, 420 LEXINGTON AVENUE, ATTN: STEVEN KAHN, NEW YORK, NY, 10170, 2125942700 - 0 ($681,900,000.00) Equity, (File 333-143721 - Jun. 13) (BR. 08C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- A.C. Moore Arts & Crafts, Inc. PA 5.02,7.01,9.01 06/07/07 ACCENTIA BIOPHARMACEUTICALS INC 7.01,9.01 06/08/07 Adams Respiratory Therapeutics, Inc. DE 5.02,9.01 06/07/07 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 2.03,5.02 06/08/07 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 06/13/07 AEROSONIC CORP /DE/ DE 2.02,9.01 06/11/07 AFFYMAX INC 5.02,9.01 06/07/07 Airbee Wireless, Inc. DE 5.02 06/07/07 Allegiant Travel CO NV 7.01,9.01 06/13/07 AMC ENTERTAINMENT INC DE 1.01,5.02,7.01,9.01 06/11/07 AMERCO /NV/ NV 2.02,9.01 06/07/07 AMERICAN COMMERCIAL LINES INC. DE 1.01,8.01,9.01 06/11/07 AMERICAN ROCK SALT CO LLC 1.01,2.01,2.02,5.01,7.01,8.01, 06/12/07 9.01 American Telecom Services Inc 8.01,9.01 06/13/07 AMERISAFE INC TX 1.02 06/08/07 AMSURG CORP TN 7.01,9.01 06/12/07 ANESIVA, INC. DE 5.02 06/11/07 ANGELES PARTNERS XII CA 8.01 06/12/07 AQUA SOCIETY, INC. NV 5.02,9.01 06/07/07 ASPECT MEDICAL SYSTEMS INC DE 8.01,9.01 06/13/07 ASSET ACCEPTANCE CAPITAL CORP 1.02 06/12/07 ATS CORP DE 5.02,9.01 06/11/07 AUBURN NATIONAL BANCORPORATION INC DE 5.02 06/12/07 AURELIO RESOURCE CORP NV 3.02,9.01 06/08/07 AMEND BAY NATIONAL CORP 8.01,9.01 06/13/07 Bear Stearns Second Lien Trust 2007-1 9.01 04/30/07 BEVERLY HILLS BANCORP INC DE 8.01 06/13/07 BIOLIFE SOLUTIONS INC DE 1.01,3.02 06/11/07 BIOVEST INTERNATIONAL INC DE 7.01,8.01,9.01 06/08/07 BLACKBOARD INC DE 8.01,9.01 06/13/07 BLACKBOARD INC DE 8.01,9.01 06/13/07 BOOKS A MILLION INC DE 1.01 06/11/07 BORLAND SOFTWARE CORP DE 5.02,9.01 06/11/07 BOWLIN TRAVEL CENTERS INC NV 2.02,9.01 06/13/07 Bristow Group Inc DE 1.01 05/31/07 BSD MEDICAL CORP DE 7.01,9.01 05/18/07 CA, INC. DE 8.01,9.01 06/13/07 CABOT CORP DE 8.01 06/12/07 CAMCO FINANCIAL CORP DE 5.02,9.01 06/07/07 CANTEL MEDICAL CORP DE 2.02,9.01 06/11/07 CAPITAL AUTO RECEIVABLES LLC DE 8.01,9.01 06/07/07 CAPITAL CORP OF THE WEST CA 1.01,9.01 06/11/07 CAPSTONE TURBINE CORP DE 2.02,9.01 06/13/07 CARDICA INC DE 1.01,3.02,9.01 06/07/07 CARRIAGE SERVICES INC DE 1.01 06/13/07 CASEYS GENERAL STORES INC IA 2.02,7.01,8.01,9.01 06/13/07 CATERPILLAR INC DE 8.01 06/13/07 CATERPILLAR INC DE 8.01,9.01 06/13/07 Celanese CORP DE 7.01,8.01,9.01 06/12/07 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,2.03,9.01 06/11/07 CENTURY ALUMINUM CO DE 1.01,9.01 06/07/07 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 06/12/07 Chelsea Therapeutics International, L DE 1.01,9.01 06/08/07 CHESAPEAKE ENERGY CORP OK 8.01,9.01 06/12/07 CHESAPEAKE ENERGY CORP OK 5.03,9.01 06/08/07 China Public Security Technology, Inc 1.01,9.01 06/13/07 CHINA RUITAI INTERNATIONAL HOLDINGS C DE 3.02,9.01 06/11/07 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 06/13/07 CHOLESTECH CORPORATION CA 5.02 04/23/07 CITRIX SYSTEMS INC DE 7.01,9.01 06/13/07 CLARIENT, INC DE 8.01,9.01 06/13/07 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 06/13/07 COCA COLA CO DE 2.01,8.01,9.01 06/13/07 COLDWATER CREEK INC DE 5.02,8.01,9.01 06/09/07 COLDWATER CREEK INC DE 5.02 02/03/07 AMEND COMMUNITY HEALTH SYSTEMS INC DE 8.01,9.01 06/13/07 COMMUNITY HEALTH SYSTEMS INC DE 7.01 06/13/07 COMPUTER SCIENCES CORP NV 2.02 03/30/07 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 8.01 06/12/07 CONSOLIDATED MEDICAL MANAGEMENT INC MT 3.02 06/07/07 Converted Organics Inc. DE 5.02,8.01 06/12/07 CORTS TRUST FOR INTL BUSINESS MACHINE DE 8.01,9.01 05/29/07 CorTS(R) Trust III For Verizon Global DE 8.01,9.01 06/01/07 COSTAR GROUP INC 5.02,9.01 06/07/07 CREDO PETROLEUM CORP CO 2.02,9.01 06/11/07 CRM Holdings, Ltd. 7.01,8.01 06/13/07 Crystal River Capital, Inc. MD 8.01,9.01 06/13/07 CSK AUTO CORP DE 5.02,8.01,9.01 06/08/07 CURAGEN CORP DE 8.01 06/12/07 CWHEQ Revolving Home Equity Loan Trus 7.01,9.01 05/31/07 CWHEQ Revolving Home Equity Loan Trus 7.01,9.01 05/31/07 CYTOGENIX INC NV 1.01,9.01 06/13/07 DEEP WELL OIL & GAS INC NV 1.01,3.02,9.01 05/25/07 DELTA AIR LINES INC /DE/ DE 7.01,8.01,9.01 06/13/07 DIGITAL RECORDERS INC NC 7.01,9.01 06/13/07 DITECH NETWORKS INC DE 8.01,9.01 06/13/07 DIVERSA CORP DE 1.01,9.01 06/12/07 EARTH BIOFUELS INC DE 4.02,9.01 05/18/07 ECC Capital CORP 1.01,1.02,9.01 06/06/07 ELEC COMMUNICATIONS CORP NY 1.01,5.02,8.01,9.01 06/08/07 EMVELCO CORP. DE 8.01 06/12/07 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 06/13/07 Energy Quest Inc. NV 5.02 06/08/07 ENERGY XXI (BERMUDA) LTD D0 2.01,9.01 06/08/07 EnerSys DE 2.02,9.01 06/13/07 ENTEGRIS INC MN 1.01,1.02,2.03,8.01 06/08/07 ENTERTAINMENT DISTRIBUTION CO INC DE 8.01 06/11/07 EXELON CORP PA 7.01,9.01 06/13/07 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 7.01,9.01 06/13/07 FASHION HOUSE HOLDINGS INC 5.02 05/31/07 FEDERAL AGRICULTURAL MORTGAGE CORP 1.01,5.02 06/13/07 FINISAR CORP DE 2.02,8.01,9.01 06/12/07 AMEND Finmetal Mining Ltd. 1.01,9.01 06/11/07 First Federal of Northern Michigan Ba 8.01,9.01 06/12/07 First Franklin Mortgage Loan Trust, S 8.01,9.01 05/29/07 FOCUS ENHANCEMENTS INC DE 5.05,7.01,9.01 06/11/07 FOREST OIL CORP NY 7.01,9.01 06/13/07 FOX PETROLEUM INC. NV 5.02 06/08/07 FPL GROUP INC FL 8.01,9.01 06/12/07 GENESIS BIOVENTURES INC NY 4.01,9.01 05/21/07 GENESIS ENERGY LP DE 7.01 06/13/07 GENWORTH FINANCIAL INC DE 8.01,9.01 06/12/07 Globalstar, Inc. DE 5.02,7.01,9.01 06/09/07 Goal Capital Funding Trust 2007-1 DE 8.01,9.01 06/07/07 GOLDEN NUGGET INC NV 8.01,9.01 06/13/07 GRILL CONCEPTS INC DE 8.01,9.01 06/13/07 GSI GROUP INC DE 1.01 06/08/07 GSR Mortgage Loan Trust 2007-AR2 DE 8.01,9.01 05/24/07 AMEND HEARUSA INC DE 5.02 06/11/07 HEMCURE INC NV 1.01,2.01,3.02,4.01,5.01,5.02, 06/07/07 5.06,8.01,9.01 HERBORIUM NJ 4.01,9.01 05/31/07 HOKU SCIENTIFIC INC DE 1.01 06/13/07 HUB INTERNATIONAL LTD A6 8.01,9.01 06/13/07 IAS COMMUNICATIONS INC OR 5.03,9.01 05/30/07 IMMTECH PHARMACEUTICALS, INC. DE 1.01 06/08/07 IMMUNICON CORP 5.02,9.01 06/12/07 INDYMAC ABS INC DE 9.01 06/13/07 IndyMac IMSC Mortgage Loan Trust 2007 8.01,9.01 05/29/07 InfoSearch Media, Inc. DE 5.02,9.01 06/10/07 INGRAM MICRO INC DE 7.01,9.01 06/13/07 INSPIRE PHARMACEUTICALS INC DE 9.01 06/13/07 INTEGRATED SILICON SOLUTION INC DE 5.02 06/12/07 INTELLIGROUP INC NJ 5.02,9.01 06/08/07 ISCO INTERNATIONAL INC DE 7.01,8.01,9.01 06/08/07 ISOLAGEN INC DE 1.01,5.02,9.01 06/08/07 IXYS CORP /DE/ DE 5.02 06/07/07 JAVELIN PHARMACEUTICALS, INC DE 7.01,9.01 06/13/07 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 2.03,8.01,9.01 06/12/07 KELLOGG CO DE 1.01,2.03 06/13/07 KENEXA CORP 4.01,9.01 06/07/07 Kesselring Holding Corporation. 5.02,5.03,9.01 06/08/07 KINGS ROAD ENTERTAINMENT INC DE 1.02,4.02,5.02 05/04/07 KLONDIKE STAR MINERAL CORP DE 5.02 06/08/07 KNOBIAS, INC. DE 1.01,1.02,2.03,3.02,3.03,5.01, 06/06/07 5.02,5.03,9.01 LAS VEGAS GAMING INC NV 5.02 06/11/07 LASER MASTER INTERNATIONAL INC NY 8.01 05/14/07 Lattice INC DE 9.01 09/19/06 AMEND LAYNE CHRISTENSEN CO DE 5.02,9.01 06/07/07 Lease Equity Appreciation Fund II, L. DE 8.01 06/07/07 LEFT BEHIND GAMES, INC. WA 5.02 06/08/07 LIFETIME BRANDS, INC DE 5.02,5.05,9.01 06/07/07 LUNA INNOVATIONS INC 5.02 06/10/07 Macy's, Inc. DE 5.02,9.01 06/13/07 Marquee Holdings Inc. DE 1.01,2.04,5.02,7.01,9.01 06/11/07 MATHSTAR INC MN 1.01,9.01 06/12/07 MATRITECH INC/DE/ DE 1.01,8.01,9.01 06/08/07 MAXCO INC MI 8.01,9.01 06/08/07 MDU COMMUNICATIONS INTERNATIONAL INC DE 8.01 06/12/07 MERRILL LYNCH MORTGAGE INVESTORS INC DE 9.01 06/13/07 METAL MANAGEMENT INC DE 9.01 06/07/07 AMEND METROCORP BANCSHARES INC 5.02 06/12/07 MH 1, Inc. NV 1.01,2.02,5.03,5.06,9.01 06/12/07 MICROMED CARDIOVASCULAR INC DE 5.02 06/08/07 MIDWAY GAMES INC DE 5.03,9.01 06/13/07 Millennium India Acquisition CO Inc. DE 8.01,9.01 06/13/07 MISSION COMMUNITY BANCORP CA 5.02,9.01 06/13/07 MISSION COMMUNITY BANCORP CA 5.02,9.01 06/12/07 MOBILITY ELECTRONICS INC DE 1.01,5.02,9.01 06/11/07 MOMENTA PHARMACEUTICALS INC DE 1.01 06/13/07 Monarch Financial Holdings, Inc. VA 8.01 04/02/07 MONTPELIER RE HOLDINGS LTD D0 1.01,9.01 06/08/07 MURPHY OIL CORP /DE DE 2.03,8.01,9.01 06/07/07 NATHANS FAMOUS INC DE 1.01,2.01,9.01 06/07/07 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01 06/04/07 NAVIGANT CONSULTING INC DE 8.01,9.01 06/13/07 NAVISITE INC DE 1.01,1.02,2.03,9.01 06/08/07 Neenah Paper Inc DE 2.05,8.01,9.01 06/13/07 NEOMAGIC CORP DE 5.02 06/07/07 NESTOR INC DE 8.01,9.01 06/12/07 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 06/12/07 NeurogesX Inc CA 2.02,9.01 06/13/07 NEWS CORP 8.01,9.01 06/13/07 NOBILITY HOMES INC FL 4.01,9.01 06/05/07 AMEND NORD RESOURCES CORP DE 5.02,8.01,9.01 06/11/07 NRG ENERGY, INC. DE 1.01,2.03,9.01 06/08/07 NYSE Euronext DE 5.02 06/13/07 OCIS CORP NV 8.01 06/12/07 Odimo INC DE 8.01 06/08/07 OLD DOMINION ELECTRIC COOPERATIVE VA 5.02 06/12/07 OMNI ENERGY SERVICES CORP LA 8.01,9.01 06/07/07 ORBIT INTERNATIONAL CORP DE 3.01 06/07/07 ORMAT TECHNOLOGIES, INC. DE 1.01,8.01,9.01 06/13/07 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 06/12/07 Outback Energy CORP NV 5.02 06/12/07 OVERLAND STORAGE INC CA 3.01,5.02,8.01 06/09/07 PAPA JOHNS INTERNATIONAL INC DE 8.01 06/08/07 PAREXEL INTERNATIONAL CORP MA 1.01 06/07/07 PATHMARK STORES INC DE 2.02,9.01 06/13/07 PAYLESS SHOESOURCE INC /DE/ DE 8.01,9.01 06/13/07 PEPSIAMERICAS INC/IL/ DE 1.01,9.01 06/07/07 PHARMACOPEIA DRUG DISCOVERY INC DE 8.01,9.01 06/13/07 PHH CORP MD 2.02,5.02,9.01 06/07/07 PLANETLINK COMMUNICATIONS INC GA 1.01,9.01 06/13/07 PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 06/12/07 POGO PRODUCING CO DE 2.01,9.01 06/08/07 POINT ACQUISITION CORP NV 5.03,9.01 06/13/07 POKERTEK INC 8.01,9.01 06/13/07 POMEROY IT SOLUTIONS INC DE 8.01,9.01 06/11/07 PORTLAND GENERAL ELECTRIC CO /OR/ OR 7.01,8.01,9.01 06/12/07 POWER ONE INC DE 5.02,9.01 06/12/07 PREMIERWEST BANCORP OR 8.01,9.01 06/13/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/08/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/08/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/08/07 PROGRESS ENERGY INC NC 1.01,5.02 06/07/07 PROGRESS ENERGY INC NC 7.01 06/13/07 PROGRESSIVE CORP/OH/ OH 7.01,9.01 06/13/07 QC Holdings, Inc. KS 5.02,8.01 06/07/07 QUALITY SYSTEMS INC CA 2.02,9.01 06/07/07 QUIKSILVER INC DE 5.02 06/07/07 RC2 CORP DE 7.01,9.01 06/13/07 REAL ESTATE ASSOCIATES LTD VI CA 8.01 06/07/07 REGI U S INC OR 5.03,9.01 05/30/07 RENTRAK CORP OR 2.02,9.01 06/12/07 RENTRAK CORP OR 5.02 06/12/07 RIGHTNOW TECHNOLOGIES INC MT 5.02,9.01 06/07/07 RITE AID CORP DE 5.02 06/13/07 ROYALE ENERGY INC CA 8.01,9.01 06/11/07 RTW INC /MN/ MN 5.02,7.01,9.01 06/08/07 RURAL/METRO CORP /DE/ DE 5.02,9.01 06/07/07 SABA SOFTWARE INC DE 2.02,9.01 06/12/07 SALESFORCE COM INC DE 5.02 06/07/07 SANMINA-SCI CORP DE 1.01,1.02,2.03,8.01,9.01 06/13/07 SCBT FINANCIAL CORP SC 4.01,9.01 06/07/07 SCBT FINANCIAL CORP SC 4.01,9.01 06/07/07 SCIELE PHARMA, INC. DE 1.01,9.01 06/12/07 SCORES HOLDING CO INC UT 5.02 06/05/07 Securitized Asset Backed Receivables 8.01,9.01 06/13/07 SELECT COMFORT CORP 7.01,9.01 06/13/07 Select Notes Trust LT 2004-1 DE 8.01,9.01 06/01/07 SHELTER PROPERTIES II LTD PARTNERSHIP SC 8.01 06/12/07 SHUFFLE MASTER INC MN 8.01,9.01 06/06/07 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 06/13/07 SIMTROL INC DE 7.01,9.01 06/13/07 SMART BALANCE, INC. DE 5.02 06/11/07 SOLPOWER CORP NV 5.02 06/11/07 SONICWALL INC CA 1.01,9.01 06/12/07 SOURCE INTERLINK COMPANIES INC DE 2.02,7.01,9.01 06/11/07 SOUTH FINANCIAL GROUP INC SC 7.01 06/13/07 SPAN AMERICA MEDICAL SYSTEMS INC SC 3.03,5.02 06/07/07 STANDARD PARKING CORP DE 7.01 06/12/07 STRATASYS INC DE 4.01,9.01 06/08/07 STRUCTURED PROD CORP CORTS TR II FOR DE 8.01,9.01 06/01/07 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 06/01/07 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 06/01/07 STRUCTURED PRODUCTS CORP TIERS CORP B DE 8.01,9.01 06/01/07 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 06/01/07 Structured Products Corp. CorTS Trust DE 8.01,9.01 06/01/07 SUN RIVER ENERGY, INC CO 8.01,9.01 06/13/07 SYBASE INC DE 5.02,5.03 06/11/07 SYNERGY BRANDS INC DE 7.01,9.01 06/12/07 TAPESTRY PHARMACEUTICALS, INC DE 7.01,9.01 06/12/07 TDS TELEMEDICINE INC NY 8.01,9.01 06/06/07 TEGAL CORP /DE/ DE 5.02 06/11/07 Telanetix,Inc DE 5.02,5.05,9.01 06/11/07 Tennessee Valley Authority 5.02,9.01 06/08/07 TESCO CORP 7.01 06/12/07 TESORO CORP /NEW/ DE 1.01,5.02,9.01 06/08/07 Tix CORP DE 9.01 03/14/07 AMEND TLC VISION CORP A6 8.01,9.01 06/12/07 TomoTherapy Inc 2.02,9.01 06/13/07 TOWERSTREAM CORP DE 8.01,9.01 06/12/07 TREX CO INC DE 1.01,3.02,9.01 06/12/07 Triangle Petroleum Corp NV 2.02,9.01 06/13/07 TRUEYOU.COM DE 5.02 06/11/07 TTM TECHNOLOGIES INC WA 7.01,9.01 06/12/07 TURBODYNE TECHNOLOGIES, INC NV 7.01,9.01 06/13/07 Turquoise Card Backed Securities plc X0 8.01,9.01 06/13/07 TWEEN BRANDS, INC. DE 5.02 06/12/07 Tyco Electronics Ltd. 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DE 9.01 06/13/07 WASHINGTON REAL ESTATE INVESTMENT TRU MD 7.01,9.01 06/12/07 Wavelit, Inc. NV 5.03,7.01,9.01 06/08/07 WELLPOINT INC IN 7.01 06/13/07 WESTERN SIZZLIN CORP DE 7.01,9.01 06/12/07 WILD OATS MARKETS INC DE 8.01,9.01 06/07/07 WILLOW FINANCIAL BANCORP, INC. PA 1.01,5.02,9.01 06/08/07 XELR8 HOLDINGS, INC. NV 8.01,9.01 06/11/07 YTB International, Inc. NY 8.01,9.01 06/13/07