SEC NEWS DIGEST Issue 2007-105 June 1, 2007 ENFORCEMENT PROCEEDINGS IN THE MATTER OF WANNIGAN CAPITAL CORP. On May 31, 2007, the Securities and Exchange Commission issued an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Wannigan Capital Corp. against Wannigan Capital Corp. The Order finds that Wannigan Capital is delinquent in its required periodic filings with the Commission. Based on the above, the Order revokes the registration of each class of Wannigan Capital's securities registered pursuant to Section 12 of the Exchange Act. Wannigan Capital consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-55839; File No. 3-12517) IN THE MATTER OF DIGITAL CONCEPTS INTERNATIONAL, INC. On May 31, 2007, the Commission issued an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Digital Concepts International, Inc. against Digital Concepts International, Inc. The Order finds that Digital Concepts is delinquent in its required periodic filings with the Commission. Based on the above, the Order revokes the registration of each class of Digital Concepts' securities registered pursuant to Section 12 of the Exchange Act. Digital Concepts consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-55840; File No. 3-12517) NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN THE MATTER OF MILLENNIUM PARTNERS, ET AL. AND IN THE MATTER OF STEVEN MARKOVITZ On May 31, 2007, the Commission gave notice that, pursuant to Rule 1103 of the Commission's Rules on Fair Fund and Disgorgement Plans, Joseph Grundfest, independent distribution consultant, has submitted to the Division of Enforcement, which has filed with the Commission, his proposed Distribution Plan for the distribution of monies placed into a Fair Fund pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002 in In the Matter of Millennium Partners, et al., and in In the Matter of Steven B. Markovitz. The Distribution Plan provides for distribution to eligible harmed entities of their proportionate share of the approximately $180 million in disgorgement and civil penalties paid by the respondents in the subject proceedings to compensate harmed entities for injury they have suffered as a result of market timing of mutual funds by the respondents in the Millennium Partners proceeding and late trading of mutual funds by Markovitz. Any interested persons may print a copy of the proposed Distribution Plan from the Commission's public website, http://www.sec.gov. Interested persons may also obtain a written copy of the proposed Distribution Plan by submitting a written request to Timothy Wei, United States Securities and Exchange Commission, Northeast Regional Office, 3 World Financial Center - Suite 400, New York, NY 10281-1022. All persons desiring to comment on the Distribution Plan may submit their views, in writing, by no later than July 2, 2007, to the Office of the Secretary, U.S. Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549-1090, or by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml), or by sending an e-mail to rule-comments@sec.gov. Comments submitted by email or via the Commission's website should include "Administrative Proceeding File Number 3-12116" on the subject line. Comments received will be publicly available. Persons should submit only information that they wish to make publicly available. For more information see Rels. 33-8639; 34-52863; IA-2453; IC-27172; Rels. 33-8298; 34-48588; IA-2180; IC-26201; Rels. 33-8748; 34-54586; IA-2561; IC-27513; and Press Rel. 2005-170. (Rel. 34-55841; File No. 3-12116; File No. 3- 11292) IN THE MATTER OF QWEST COMMUNICATIONS INTERNATIONAL INC.; COURT ENTERS FINAL JUDGMENT AGAINST FORMER QWEST CHIEF FINANCIAL OFFICER ROBIN R. SZELIGA IN SETTLED SEC FINANCIAL FRAUD ACTION On June 1, the Commission announced that the United States District Court for the District of Colorado (USDC of Colorado) entered a Final Judgment on May 30, 2007, in a settled action against Robin R. Szeliga, a resident of Littleton, Colo., and a former chief financial officer of Qwest Communications International Inc. Szeliga, without admitting or denying the Commission's allegations, consented to the entry of the judgment that enjoins her from violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1, and 13b2- 2 thereunder, and aiding and abetting violations of Sections 13(a) and 13(b)(2) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11, and 13a- 13 thereunder; directs her to pay $226,135 of disgorgement, plus $100,917 of prejudgment interest, and a $250,000 civil penalty; and prohibits her from acting as an officer or director of a public company. Szeliga's misconduct occurred when she was Qwest's senior vice president of financial planning and analysis and then chief financial officer. According to the SEC's complaint filed in the USDC of Colorado in March 2005, from at least April 1, 1999, through March 31, 2002, Szeliga and others at Qwest engaged in a massive financial fraud that hid from the investing public the true source of the company's revenue and earnings growth. The complaint alleged that to meet aggressive targets for Qwest's revenue and earnings growth, Qwest fraudulently and repeatedly relied on immediate revenue recognition from one-time sales of assets known as IRUs and certain equipment, while falsely claiming to the investing public that the revenue was recurring. The complaint also alleged that Szeliga and others fraudulently and materially misrepresented Qwest's performance and growth to the investing public, failed properly to account for IRU sales transactions in Qwest's financial statements, and caused the company to report falsely approximately $3 billion in revenue. The complaint also alleged that Szeliga and others failed to make required accounting disclosures about IRUs to the investing public. In addition, the complaint alleged that, to meet revenue targets, Szeliga and others caused the manipulation of revenue associated with Qwest Dex, formerly a wholly-owned subsidiary of Qwest. Additionally, the complaint alleged that Szeliga fraudulently lowered liabilities related to employee vacations to increase artificially Qwest's earnings to meet revenue and growth targets. The complaint further alleged that Szeliga sold Qwest stock knowing that Qwest had issued materially false information to the investing public in violation of the insider trading prohibition of the securities laws. In addition, the Commission today instituted an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions to which Szeliga consented that suspends Szeliga from appearing or practicing before the Commission as an accountant. The litigation against the remaining five defendants named in the Commission's complaint is continuing. (In the Matter of Robin R. Szeliga, CPA; Rel. 34-55842; File No. 3-12646) [SEC v. Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, James J. Kozlowski and Frank T. Noyes, Civ. No. 05-MSK-480, CBS, USDC D. Colorado] (LR-20138; AAER-2614) IN THE MATTER OF LUIS CORNIDE On June 1, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions against Luis M. Cornide. Cornide consented to the issuance of the Order without admitting or denying any of the findings in the Order, except as to the Commission's jurisdiction over him, the subject matter of the proceedings, and the findings contained in Section III.2 of the Order, which were admitted. The Order found that Cornide acted as an unregistered broker-dealer in connection with the offer and sale of Pension Fund of America L.C. (PFA) securities, for which he received transaction-based compensation. During the relevant time period, he was president of PFA and held a fifty-percent ownership interest. On March 28, 2005, the Commission filed a complaint against PFA and others in the United States District Court for the Southern District of Florida in SEC v. Pension Fund of America, et al., Civil Action No. 05-20863-CIV-MOORE. The Commission's complaint in the civil action alleged that PFA sold securities in the form of retirement trust plans, raising approximately $127 million from more than 3,400 investors. The complaint further alleged that PFA, through its offering and marketing materials, made false representations and omissions of material fact to investors relating to, among other things, PFA's failure to disclose it used as much as 90% of investor funds to pay exorbitant commissions to sales agents, administrative fees and other costs, PFA's failure to disclose all pertinent mutual fund fees, and PFA's misrepresentations regarding its relationships with major financial institutions and broker-dealers, falsely holding the institutions out as trustees or custodians for investors' funds. The complaint charged Cornide and others with violations of the broker-dealer registration and antifraud provisions of the federal securities laws in connection with the offer and sale of PFA securities. On May 21, 2007, the Court entered a Final Judgment by consent against Cornide that permanently enjoined him from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. Based on the above, the Order bars Cornide from association with any broker or dealer. (Rel. 34-55844; File No. 3-12647) IN THE MATTER OF ROBERT DE LA RIVA On June 1, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions against Robert De la Riva. De la Riva consented to the issuance of the Order without admitting or denying any of the findings in the Order, except as to the Commission's jurisdiction over him, the subject matter of the proceedings, and the findings contained in Section III.2 of the Order, which were admitted. The Order found that De la Riva acted as an unregistered broker-dealer in connection with the offer and sale of Pension Fund of America L.C. (PFA) securities, for which he received transaction-based compensation. During the relevant time period, he was senior vice president of PFA and held a fifty-percent ownership interest. On March 28, 2005, the Commission filed a complaint against PFA and others in the United States District Court for the Southern District of Florida in SEC v. Pension Fund of America, et al., Civil Action No. 05-20863-CIV-MOORE. The Commission's complaint in the civil action alleged that PFA sold securities in the form of retirement trust plans, raising approximately $127 million from more than 3,400 investors. The complaint further alleged that PFA, through its offering and marketing materials, made false representations and omissions of material fact to investors relating to, among other things, PFA's failure to disclose it used as much as 90% of investor funds to pay exorbitant commissions to sales agents, administrative fees and other costs, PFA's failure to disclose all pertinent mutual fund fees, and PFA's misrepresentations regarding its relationships with major financial institutions and broker-dealers, falsely holding the institutions out as trustees or custodians for investors' funds. The complaint charged De la Riva and others with violations of the broker-dealer registration and antifraud provisions of the federal securities laws in connection with the offer and sale of PFA securities. On May 21, 2007, the Court entered a Final Judgment by consent against De la Riva that permanently enjoined him from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. Based on the above, the Order bars De la Riva from association with any broker or dealer. (Rel. 34-55845; File No. 3-12648) INVESTMENT COMPANY ACT RELEASES STEPHENS INC. ET AL. A notice has been issued giving interested persons until June 25, 2007, to request a hearing on an application filed by Stephens Inc., et al. for an order to exempt certain investment funds formed for the benefit of eligible current and former employees of Stephens Inc. and it affiliates from certain provisions of the Investment Company Act. Each fund will be an "employees' securities company" as defined in Section 2(a)(13) of the Act. (Rel. IC-27843 - May 29, 2007) HEALTHSHARES™, INC. AND XSHARES ADVISORS LLC A notice has been issued giving interested persons until June 20 to request a hearing on an application filed by HealthShares™, Inc. and XShares Advisors LLC for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, and under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and (2) of the Act. The order would permit certain registered management investment companies and unit investment trusts (UITs) registered under the Act to acquire shares of certain registered open-end management investment companies and UITs, including those that operate as exchange-traded funds, that are outside the same group of investment companies as the acquiring investment companies. (Rel. IC- 27844- May 29, 2007) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Depository Trust Company filed a proposed rule change (SR-DTC-2006-20), which became effective upon filing pursuant to Section 19(b)(3)(A) of the Exchange Act, that revises fees for certain services provided by DTC. Publication of the proposal is expected in the Federal Register during the week of June 4. (Rel. 34-55829) A proposed rule change and Amendment No. 1 thereto (SR-ISE-2007-28) filed by the International Securities Exchange relating to the expiration of an ISE Stock Exchange fee waiver and the granting of a fee waiver for certain other transactions has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-55833) A proposed rule change (SR-ISE-2007-31) filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-55836) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NASDAQ-2207-022) as modified by Amendment No. 1 thereto submitted by the NASDAQ Stock Market pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to change its conflicts of interest rule. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-55822) The Commission published notice of and granted accelerated approval to a proposed rule change (SR-CBOE-2007-47) filed by the Chicago Board Options Exchange relating to permanent approval of the Exchange's Preferred Market Maker Program. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-55826) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Phlx-2006-61) and Amendments No. 2 and No. 4 thereto submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the Philadelphia Stock Exchange relating to order and decorum regulations. Publication of the order approving the proposed rule changes is expected in the Federal Register during the week of June 4. (Rel. 34-55812) The Commission approved an amended proposed rule change filed by the Municipal Securities Rulemaking Board (SR-MSRB-2006-09) under Section 19(b)(2) of the Securities Exchange Act of 1934 relating to MSRB Rule G-21, on advertising, and MSRB Rule G-27, on supervision. (Rel. 34-55830) The Commission approved a proposed rule change and Amendment No.1 therteo submitted by the American Stock Exchange (SR-Amex-2006-99) relating to reverse mergers and shareholder approval for change of control situations. Publication is expected in the Federal Register during the week of June 4. (Rel. 34-55837) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 APPLIED DIGITAL SOLUTIONS INC, 1690 SOUTH CONGRESS AVENUE, SUITE 200, DELRAY BEACH, FL, 33445, 561-805-8000 - 833,333 ($1,112,500.00) Equity, (File 333-143385 - May. 31) (BR. 11B) S-8 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 0 ($5,205,000.00) Equity, (File 333-143387 - May. 31) (BR. 10B) SB-2 NEW CENTURY COMPANIES INC, 11111 SANTA MONICA BLVD, SUITE 210, BEVERLY HILLS, CA, 90210, 3109143007 - 4,235,000 ($2,964,500.00) Equity, (File 333-143388 - May. 31) (BR. 10B) S-8 CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 0 ($1,350,000,000.00) Other, (File 333-143389 - May. 31) (BR. 03C) S-3 CAPSTEAD MORTGAGE CORP, 8401 NORTH CENTRAL EXPRESSWAY, STE 800, DALLAS, TX, 75225, 2148742323 - 0 ($500,000,000.00) Equity, (File 333-143390 - May. 31) (BR. 08A) S-8 TIB FINANCIAL CORP., 599 9TH STREET NORTH, SUITE 101, NAPLES, FL, 34102-5624, 239-263-3344 - 82,750 ($1,085,680.00) Equity, (File 333-143391 - May. 31) (BR. 07C) S-8 MARKEL CORP, 4521 HIGHWOODS PARKWAY, GLEN ALLEN, VA, 23060-3382, 8047470136 - 100,000 ($48,979,000.00) Equity, (File 333-143392 - May. 31) (BR. 01B) S-8 MARKEL CORP, 4521 HIGHWOODS PARKWAY, GLEN ALLEN, VA, 23060-3382, 8047470136 - 100,000 ($48,979,000.00) Equity, (File 333-143393 - May. 31) (BR. 01B) S-3 BMW AUTO LEASING LLC, 300 CHESTNUT RIDGE RD, WOODCLIFF LAKE, NJ, 07675, 2013074000 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-143394 - May. 31) (BR. 05D) F-1 MF Global Ltd., 717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY, 10022, (441) 295-5950 - 1,000,000,000 ($1,000,000,000.00) Equity, (File 333-143395 - May. 31) (BR. 06) S-3 CRUSADE MANAGEMENT LTD, LEVEL 11, 55 MARKET STREET, SIDNEY NSW 2217 AUSTRALIA, 0 ($1,000,000.00) Asset-Backed Securities, (File 333-143396 - May. 31) (BR. 05D) S-8 CULLEN FROST BANKERS INC, 100 W HOUSTON ST, P O BOX 1600, SAN ANTONIO, TX, 78205, 2102204841 - 500,000 ($26,595,000.00) Equity, (File 333-143397 - May. 31) (BR. 07B) S-8 FEDERATED DEPARTMENT STORES INC /DE/, 7 WEST SEVENTH STREET, CINCINNATI, OH, 45202, 5135797000 - 250,000 ($9,632,500.00) Equity, (File 333-143398 - May. 31) (BR. 02A) F-3 Pointer Telocation Ltd, 1 KORAZIN STREET, GIVATAYIM, L3, 53583, 97235723111 - 1,207,500 ($10,958,062.00) Equity, (File 333-143399 - May. 31) (BR. 11B) S-8 WESTERN RESERVE BANCORP INC, 4015 MEDINA ROAD, SUITE 100, MEDINA, OH, 44256, 3307643131 - 125,000 ($3,765,625.00) Equity, (File 333-143400 - May. 31) (BR. 07B) S-8 FRANKLIN RESOURCES INC, ONE FRANKLIN PARKWAY, BUILDING 920, SAN MATEO, CA, 94403, 650-312-2000 - 4,000,000 ($540,120,000.00) Equity, (File 333-143402 - May. 31) (BR. 06A) S-8 CAPITAL SENIOR LIVING CORP, 14160 DALLAS PARKWAY, SUITE 300, DALLAS, TX, 75254, 9727705600 - 0 ($27,976,000.00) Equity, (File 333-143403 - May. 31) (BR. 11C) S-8 IDACORP INC, 1221 WEST IDAHO STREET, BOISE, ID, 83702-5627, 2083882200 - 100,000 ($3,216,000.00) Equity, (File 333-143404 - May. 31) (BR. 02B) S-8 CATALYST PAPER CORP, 16TH FLOOR, 250 HOWE STREET, VANCOUVER BC CANADA, A1, V6C 3R8, 604-654-4139 - 2,000,000 ($6,400,000.00) Equity, (File 333-143405 - May. 31) (BR. 03A) SB-2 COATES INTERNATIONAL LTD \DE\, HIGHWAY 34 & RIDGEWOOD RD, WALL TOWNSHIP, NJ, 07719, 9084497717 - 19,230,000 ($23,652,900.00) Equity, (File 333-143406 - May. 31) (BR. 05A) S-8 ALLIED CAPITAL CORP, 1919 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20006, 2023311112 - 0 ($157,900,000.00) Equity, (File 333-143409 - May. 31) (BR. 16) S-8 LOOKSMART LTD, 625 SECOND STREET, SAN FRANCISCO, CA, 94107, 4153487000 - 0 ($1,789,000.00) Equity, (File 333-143410 - May. 31) (BR. 03A) S-8 CASS INFORMATION SYSTEMS INC, 13001 HOLLENBERG DR., BRIDGETON, MO, 63044, 3145055500 - 0 ($26,192,000.00) Equity, (File 333-143411 - May. 31) (BR. 08A) S-8 FACEPRINT GLOBAL SOLUTIONS INC, 1111 W HERNDON, STE 115, FRESNO, CA, 96815, 5594361000 - 0 ($90,000.00) Equity, (File 333-143412 - May. 31) (BR. 03B) S-1 EAGLE BROADBAND INC, 101 COURAGEOUS DRIVE, LEAGUE CITY, TX, 77573, 2815386000 - 9,000,000 ($1,665,000.00) Equity, (File 333-143414 - May. 31) (BR. 11C) S-11 REITPlus, Inc., 8 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX, 77046, (713) 860-4909 - 0 ($550,000,000.00) Equity, (File 333-143415 - May. 31) (BR. 08) SB-2 FLEXIBLE SOLUTIONS INTERNATIONAL INC, 2614 QUEENSWOOD DR, VICTORIA B C V8N 1X5, A1, 2504779969 - 1,426,180 ($4,563,776.00) Equity, (File 333-143416 - May. 31) (BR. 06C) S-8 CRM Holdings, Ltd., PO BOX HM 2062, HAMILTON, D0, HM HX, 441-295-2185 - 0 ($1,554,000.00) Equity, (File 333-143417 - May. 31) (BR. 08A) S-8 INTEVAC INC, 356O BASSETT ST, SANTA CLARA, CA, 95054, 4089869888 - 0 ($17,703,000.00) Equity, (File 333-143418 - May. 31) (BR. 10B) S-4 LAMAR ADVERTISING CO/NEW, C/O LAMAR ADVERTISING COMPANY, 5551 CORPORATE BOULEVARD, BATON ROUGE, LA, 70808, 2259261000 - 0 ($401,781,250.00) Equity, (File 333-143419 - May. 31) (BR. 11C) S-8 IMMUNOMEDICS INC, 300 AMERICAN RD, MORRIS PLAINS, NJ, 07950, 9736058200 - 0 ($59,760,000.00) Equity, (File 333-143420 - May. 31) (BR. 01A) S-1 ACORN FACTOR, INC., 200 RTE 17, MAHWAH, NJ, 07430, 2015292026 - 2,446,319 ($10,763,803.00) Equity, (File 333-143421 - May. 31) (BR. 03C) S-3 Castle Brands Inc, 570 LEXINGTON AVE, NEW YORK, NY, 10022, 0 ($30,785,794.65) Equity, (File 333-143422 - May. 31) (BR. 02) S-3 DGSE COMPANIES INC, 2817 FOREST LANE, STE 202, DALLAS, TX, 75234, 9724843662 - 2,954,268 ($4,058,484.00) Equity, (File 333-143423 - May. 31) (BR. 02B) S-3ASR PRIVATEBANCORP, INC, 70 WEST MADISON, SUITE 200, CHICAGO, IL, 60602, 3126837100 - 0 ($115,000,000.00) Debt Convertible into Equity, 3,219,724 ($0.00) Equity, (File 333-143424 - May. 31) (BR. 07C) S-3 VIASAT INC, 6155 EL CAMINO REAL, CARLSBAD, CA, 92009, 760-476-2200 - 170,763 ($5,431,971.03) Equity, (File 333-143425 - May. 31) (BR. 11C) S-8 INTERNATIONAL TEXTILE GROUP INC, 804 GREEN VALLEY ROAD, SUITE 300, GREENSBORO, NC, 27408, 336-379-6220 - 34,000 ($343,400.00) Equity, (File 333-143426 - May. 31) (BR. 05C) S-8 INTERNATIONAL TEXTILE GROUP INC, 804 GREEN VALLEY ROAD, SUITE 300, GREENSBORO, NC, 27408, 336-379-6220 - 616,000 ($6,221,600.00) Equity, (File 333-143427 - May. 31) (BR. 05C) S-4 Nuance Communications, Inc., 1 WAYSIDE ROAD, BURLINGTON, MA, 01803, 781-565-5000 - 0 ($1.00) Equity, (File 333-143428 - May. 31) (BR. 03C) S-4 STERLING FINANCIAL CORP /WA/, 111 N WALL ST, SPOKANE, WA, 99201, 509-354-8165 - 0 ($200,981,961.00) Equity, (File 333-143429 - May. 31) (BR. 07A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3COM CORP DE 2.03 05/31/07 3D SYSTEMS CORP DE 2.02,7.01,9.01 05/30/07 ABIOMED INC DE 5.02,7.01,9.01 05/30/07 ABLE ENERGY INC DE 2.01,3.02,5.01,5.02,5.03,9.01 05/24/07 ABRAXAS PETROLEUM CORP NV 1.01,2.01,2.03,3.02,7.01,9.01 05/25/07 ADA-ES INC CO 4.01,9.01 05/31/07 AMEND ADVANCE TECHNOLOGIES INC NV 1.01,9.01 05/24/07 ADVANCED MICRO DEVICES INC DE 5.02,9.01 05/24/07 Advanced Mineral Technologies, Inc 5.03,8.01 05/30/07 AFS SenSub Corp. 8.01,9.01 05/31/07 ALEXION PHARMACEUTICALS INC DE 5.02 05/29/07 ALLIED SYSTEMS HOLDINGS INC GA 1.01,2.03 05/15/07 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 8.01 05/28/07 AMEREX GROUP, INC. OK 4.02 03/31/07 AMERICAN INTERNATIONAL INDUSTRIES INC NV 4.01,9.01 05/31/07 AMEND AMERICAN SOIL TECHNOLOGIES INC NV 3.02 05/31/07 AMERICAN WOODMARK CORP VA 5.02,9.01 05/30/07 ANSOFT CORP PA 8.01 05/31/07 APOLLO INVESTMENT CORP MD 2.02,9.01 05/29/07 Apple REIT Seven, Inc. VA 5.02 05/31/07 APPLERA CORP DE 1.01,1.02,9.01 05/25/07 APRIA HEALTHCARE GROUP INC DE 7.01 05/31/07 AQUACELL TECHNOLOGIES INC DE 1.02,2.01,9.01 05/24/07 AQUATIC CELLULOSE INTERNATIONAL CORP 5.01,9.01 12/20/03 Arcade Acquisition Corp. 8.01,9.01 05/25/07 ARCADIA RESOURCES, INC NV 5.02,8.01,9.01 05/24/07 ARGONAUT GROUP INC DE 1.01,9.01 05/25/07 ARKADOS GROUP, INC. DE 2.01,3.02,9.01 03/03/07 AROTECH CORP DE 3.02,8.01 05/30/07 ARROW INTERNATIONAL INC PA 5.02,7.01,8.01,9.01 05/31/07 Asset Backed Securities CORP Home Equ DE 8.01,9.01 05/31/07 ATC HEALTHCARE INC /DE/ DE 5.02 05/31/07 ATLANTIC TELE NETWORK INC /DE DE 5.02,9.01 05/24/07 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 5.02 05/29/07 Avantogen Oncology, Inc. NV 1.02,9.01 05/24/07 AVAX TECHNOLOGIES INC DE 8.01,9.01 05/24/07 BALCHEM CORP MD 2.01,9.01 03/19/07 AMEND Banc of America Funding 2007-4 Trust DE 9.01 05/31/07 Banc of America Funding 2007-D Trust DE 9.01 05/31/07 Bank of the Carolinas CORP NC 5.02,8.01,9.01 05/24/07 BCAP LLC Trust 2007-AA3 8.01,9.01 05/31/07 BCB BANCORP INC 5.02 05/30/07 Bear Stearns ARM Trust 2007-4 DE 9.01 05/31/07 BERMAN CENTER, INC. DE 1.01,2.03,3.02,9.01 05/24/07 BJ SERVICES CO DE 5.02 05/24/07 BJs RESTAURANTS INC CA 8.01,9.01 05/30/07 BJS WHOLESALE CLUB INC DE 5.02,9.01 05/24/07 BLACKROCK BROAD INVESTMENT GRADE 2009 MD 9.01 05/30/07 BLACKROCK CALIFORNIA INSURED MUNICIPA MD 9.01 05/30/07 BLACKROCK CALIFORNIA INSURED MUNICIPA DE 9.01 05/30/07 BLACKROCK CALIFORNIA INVESTMENT QUALI MD 9.01 05/30/07 BLACKROCK CALIFORNIA MUNICIPAL BOND T DE 9.01 05/30/07 BLACKROCK CALIFORNIA MUNICIPAL INCOME DE 9.01 05/30/07 BLACKROCK CALIFORNIA MUNICIPAL INCOME DE 9.01 05/30/07 BlackRock Enhanced Dividend Achievers DE 9.01 05/30/07 BLACKROCK FLORIDA INSURED MUNICIPAL 2 MA 9.01 05/30/07 BLACKROCK FLORIDA INSURED MUNICIPAL I DE 9.01 05/30/07 BLACKROCK FLORIDA INVESTMENT QUALITY MA 9.01 05/30/07 BLACKROCK FLORIDA MUNICIPAL BOND TRUS DE 9.01 05/30/07 BLACKROCK FLORIDA MUNICIPAL INCOME TR DE 9.01 05/30/07 BlackRock Global Energy & Resources T DE 9.01 05/30/07 BlackRock Global Equity Income Trust DE 9.01 05/30/07 BlackRock Global Opportunities Equity DE 9.01 05/30/07 BlackRock Health Sciences Trust DE 9.01 05/30/07 BLACKROCK HIGH INCOME SHARES MA 9.01 05/30/07 BLACKROCK HIGH YIELD TRUST DE 9.01 05/30/07 BLACKROCK INCOME OPPORTUNITY TRUST IN MD 9.01 05/30/07 BLACKROCK INCOME TRUST INC MD 9.01 05/30/07 BLACKROCK INSURED MUNICIPAL 2008 TERM MD 9.01 05/30/07 BLACKROCK INSURED MUNICIPAL INCOME TR DE 9.01 05/30/07 BLACKROCK INSURED MUNICIPAL TERM TRUS MD 9.01 05/30/07 BlackRock International Growth & Inco DE 9.01 05/30/07 BLACKROCK INVESTMENT QUALITY MUNICIPA MD 9.01 05/30/07 BLACKROCK MUNICIPAL 2018 TERM TRUST DE 9.01 05/30/07 BLACKROCK MUNICIPAL BOND TRUST DE 9.01 05/30/07 BLACKROCK MUNICIPAL INCOME TRUST DE 9.01 05/30/07 BLACKROCK MUNICIPAL INCOME TRUST II DE 9.01 05/30/07 BLACKROCK NEW JERSEY INVESTMENT QUALI MD 9.01 05/30/07 BLACKROCK NEW JERSEY MUNICIPAL BOND T DE 9.01 05/30/07 BLACKROCK NEW JERSEY MUNICIPAL INCOME DE 9.01 05/30/07 BLACKROCK NEW YORK INSURED MUNICIPAL MD 9.01 05/30/07 BLACKROCK NEW YORK INSURED MUNICIPAL DE 9.01 05/30/07 BLACKROCK NEW YORK INVESTMENT QUALITY MD 9.01 05/30/07 BLACKROCK NEW YORK MUNICIPAL 2018 TER DE 9.01 05/30/07 BLACKROCK NEW YORK MUNICIPAL BOND TRU DE 9.01 05/30/07 BLACKROCK NEW YORK MUNICIPAL INCOME T DE 9.01 05/30/07 BLACKROCK NEW YORK MUNICIPAL INCOME T DE 9.01 05/30/07 BLACKROCK PENNSYLVANIA STRATEGIC MUNI DE 9.01 05/30/07 BlackRock Preferred & Equity Advantag DE 9.01 05/30/07 BlackRock Real Asset Equity Trust 9.01 05/30/07 BLACKROCK STRATEGIC MUNICIPAL TRUST DE 9.01 05/30/07 BlackRock World Investment Trust DE 9.01 05/30/07 BLACKSANDS PETROLEUM, INC. NV 2.01 05/24/07 BLYTH INC DE 2.02 05/31/07 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 5.02,9.01 05/24/07 BPZ ENERGY INC CO 5.02,7.01,9.01 05/24/07 BreitBurn Energy Partners L.P. DE 1.01,2.01,3.02,7.01,9.01 05/24/07 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 04/26/07 AMEND BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 05/31/07 BROCADE COMMUNICATIONS SYSTEMS INC DE 8.01,9.01 05/31/07 BROOKS AUTOMATION INC DE 8.01,9.01 05/31/07 BRYN MAWR BANK CORP PA 1.01 04/25/07 BUFFALO WILD WINGS INC MN 5.02,5.03,9.01 05/24/07 Builders FirstSource, Inc. DE 5.02,9.01 05/24/07 Bunge LTD 5.02,9.01 05/24/07 C-BASS 2007-CB5 Trust DE 9.01 05/31/07 CACI INTERNATIONAL INC /DE/ DE 1.01,7.01,8.01 05/31/07 CALIFORNIA WATER SERVICE GROUP DE 1.01,1.02,2.03,8.01,9.01 05/30/07 CALIPER LIFE SCIENCES INC DE 7.01,9.01 05/31/07 CAPITAL ONE FUNDING, LLC 8.01,9.01 05/23/07 CARVER BANCORP INC DE 2.02,9.01 05/31/07 CASUAL MALE RETAIL GROUP INC DE 1.01,5.02,9.01 05/25/07 CDW CORP IL 1.01,8.01,9.01 05/29/07 CERIDIAN CORP /DE/ DE 1.01,5.02,9.01 05/26/07 CF Industries Holdings, Inc. DE 5.02 05/24/07 CF Industries Holdings, Inc. DE 5.02 05/24/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/30/07 CHEETAH OIL & GAS LTD. NV 1.01,9.01 05/23/07 CHINA FIRE & SECURITY GROUP, INC. 5.03,9.01 05/31/07 CHINA IVY SCHOOL, INC. NV 1.01,9.01 05/29/07 CHITTENDEN CORP /VT/ VT 8.01,9.01 05/31/07 CHRISTOPHER & BANKS CORP DE 5.02,9.01 05/24/07 CIENA CORP DE 2.02,9.01 05/31/07 Citi Trends Inc 2.02,7.01,9.01 05/24/07 CITIGROUP INC DE 9.01 05/31/07 Citigroup Mortgage Loan Trust 2007-AH 9.01 05/10/07 Citigroup Mortgage Loan Trust Inc., S 9.01 05/11/07 CITIZENS FIRST BANCORP INC DE 5.02,8.01,9.01 05/24/07 CKE RESTAURANTS INC DE 8.01,9.01 05/31/07 CLEARWIRE CORP DE 2.01,9.01 05/29/07 CLEVELAND CLIFFS INC OH 8.01,9.01 05/30/07 COCA COLA CO DE 1.01,8.01,9.01 05/24/07 COGNEX CORP MA 5.02 05/30/07 COHU INC DE 1.01,9.01 05/29/07 COLLINS & AIKMAN CORP DE 8.01 05/25/07 COMMONWEALTH BIOTECHNOLOGIES INC VA 9.01 05/30/07 COMPX INTERNATIONAL INC DE 7.01,9.01 05/30/07 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,9.01 05/25/07 CONNS INC DE 2.02,9.01 05/31/07 CORDIA CORP NV 7.01 05/31/07 COSTCO WHOLESALE CORP /NEW WA 2.02,9.01 05/31/07 COVANTA HOLDING CORP DE 5.03,9.01 05/30/07 CRESCENT REAL ESTATE EQUITIES CO TX 2.01,9.01 05/24/07 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 2.01,9.01 05/24/07 CRITICAL THERAPEUTICS INC DE 8.01 05/31/07 CRM Holdings, Ltd. 1.01,9.01 05/24/07 CSG SYSTEMS INTERNATIONAL INC DE 5.02,9.01 05/25/07 CT COMMUNICATIONS INC /NC NC 1.01,3.03,9.01 05/25/07 CWABS Asset-Backed Certificates Trust DE 9.01 05/31/07 CWALT INC DE 9.01 05/31/07 CWALT INC DE 9.01 05/31/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 05/31/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 05/31/07 CWMBS INC DE 9.01 05/30/07 DATAJUNGLE SOFTWARE INC NV 1.01,1.02 05/24/07 DELCATH SYSTEMS INC DE 5.02,7.01,9.01 05/24/07 DELL INC DE 2.02,8.01,9.01 05/31/07 DELPHI CORP DE 7.01,9.01 05/31/07 DELTA & PINE LAND CO DE 8.01,9.01 05/31/07 Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 05/31/07 DGSE COMPANIES INC NV 1.01,2.01,2.03,5.02,5.03,7.01, 05/31/07 8.01,9.01 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 05/31/07 AMEND DigitalFX International Inc FL 1.01,9.01 05/23/07 DOV PHARMACEUTICAL INC DE 8.01,9.01 05/24/07 DRESS BARN INC CT 7.01,9.01 05/30/07 DRESS BARN INC CT 5.03,9.01 05/31/07 Duke Energy Carolinas, LLC NC 8.01,9.01 05/31/07 DURA AUTOMOTIVE SYSTEMS INC DE 7.01,9.01 05/31/07 DUSA PHARMACEUTICALS INC NJ 8.01 05/30/07 DXP ENTERPRISES INC TX 1.01,8.01,9.01 05/30/07 DYNEGY INC. DE 1.01,7.01,9.01 05/28/07 DYNTEK INC DE 5.02 05/25/07 EAGLE BROADBAND INC TX 1.01,8.01 05/29/07 Eagle Hospitality Properties Trust, I MD 1.02 05/25/07 EDISON INTERNATIONAL CA 7.01,9.01 05/30/07 EDWARDS A G INC DE 8.01,9.01 05/31/07 ELECTRONIC ARTS INC DE 5.02,8.01 05/24/07 EMERGING VISION INC NY 1.01,7.01,9.01 05/23/07 ENCYSIVE PHARMACEUTICALS INC DE 8.01 05/30/07 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/31/07 Energy Quest Inc. NV 5.03,8.01 05/31/07 ENERGY XXI (BERMUDA) LTD D0 7.01,9.01 05/31/07 ENTERPRISE PRODUCTS PARTNERS L P DE 7.01,9.01 05/31/07 ENTERTAINMENT DISTRIBUTION CO INC DE 1.01,9.01 05/30/07 ENVIRONMENTAL POWER CORP DE 3.02,8.01,9.01 05/25/07 EUROBANCSHARES INC 8.01,9.01 05/31/07 EVERGREEN SOLAR INC DE 8.01 05/30/07 EVERLAST WORLDWIDE INC DE 5.02,9.01 05/29/07 EXELON CORP PA 7.01,9.01 05/31/07 FACEPRINT GLOBAL SOLUTIONS INC WY 5.02,9.01 05/31/07 Federal Home Loan Bank of Atlanta X1 2.03 05/29/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/25/07 Federal Home Loan Bank of Dallas 2.03 05/29/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/29/07 Federal Home Loan Bank of New York X1 2.03,9.01 05/25/07 Federal Home Loan Bank of New York X1 8.01 05/31/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/25/07 Federal Home Loan Bank of San Francis X1 2.03 05/29/07 Federal Home Loan Bank of Seattle 2.03 05/30/07 FEDERAL TRUST CORP FL 8.01 05/29/07 FENTURA FINANCIAL INC MI 5.02,9.01 05/24/07 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 05/24/07 FINLAY FINE JEWELRY CORP DE 2.02,9.01 05/24/07 FIRST FINANCIAL HOLDINGS INC /DE/ DE 1.01,9.01 05/24/07 FIRST KEYSTONE FINANCIAL INC 4.01,9.01 05/30/07 AMEND FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,2.03,9.01 05/25/07 Florida East Coast Industries, Inc. 8.01,9.01 05/31/07 FOOT LOCKER INC NY 8.01,9.01 05/31/07 FOSTER L B CO PA 1.01,9.01 05/31/07 FOX PETROLEUM INC. NV 1.01,9.01 05/29/07 FREDS INC TN 2.02,9.01 05/31/07 G III APPAREL GROUP LTD /DE/ DE 1.01,9.01 05/24/07 GE Dealer Floorplan Master Note Trust DE 1.01,9.01 05/31/07 GENERAL METALS CORP DE 3.02 04/30/07 GENESCO INC TN 2.02,7.01,9.01 05/31/07 GENWORTH FINANCIAL INC DE 8.01 05/31/07 GEORESOURCES INC CO 2.01,7.01 05/31/07 GIGABEAM CORP DE 1.01 05/23/07 GLADSTONE INVESTMENT CORPORATION\DE DE 8.01,9.01 05/31/07 GOLDEN TELECOM INC DE 2.01,3.02,9.01 05/28/07 GOLDFIELD CORP DE 8.01,9.01 05/31/07 GOODRICH CORP NY 1.01,2.03,9.01 05/24/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 8.01,9.01 05/30/07 GreenPoint Mortgage Funding Trust 200 DE 8.01,9.01 05/31/07 GULF RESOURCES, INC. DE 2.02,7.01,9.01 05/29/07 GYMBOREE CORP DE 7.01 05/30/07 Hammonds Industries, Inc. NV 4.01,9.01 05/31/07 AMEND HC Innovations, Inc. DE 1.01,3.02,9.01 05/30/07 HD Partners Acquisition CORP CA 8.01,9.01 05/30/07 HEALTH NET INC DE 1.01,2.03,9.01 05/29/07 HEALTHTRONICS, INC. GA 1.01,9.01 05/25/07 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 5.02,8.01,9.01 05/29/07 HEINZ H J CO PA 2.02,8.01,9.01 05/31/07 HI TECH PHARMACAL CO INC NY 8.01 05/29/07 HIGHBURY FINANCIAL INC DE 5.02,9.01 05/24/07 HILLENBRAND INDUSTRIES INC IN 5.02 05/31/07 HINES REAL ESTATE INVESTMENT TRUST IN 1.01,5.02,8.01 05/24/07 Home System 1.01,3.02,9.01 05/23/07 AMEND HSBC Home Equity Loan Trust (USA) 200 DE 8.01 05/24/07 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 05/30/07 HUNTINGTON BANCSHARES INC/MD MD 5.03,8.01,9.01 05/30/07 HYTHIAM INC DE 7.01 05/31/07 I-LEVEL MEDIA GROUP INC NV 5.02 05/31/07 IMMTECH PHARMACEUTICALS, INC. DE 5.02 05/24/07 IMMUCOR INC GA 5.02,8.01,9.01 05/24/07 IMMUNICON CORP 8.01,9.01 05/31/07 INCENTRA SOLUTIONS, INC. NV 5.02,9.01 05/29/07 INDEPENDENT BANK CORP /MI/ MI 5.02 05/25/07 INDEPENDENT BANK CORP /MI/ MI 8.01 05/31/07 INGERSOLL RAND CO LTD 7.01,9.01 05/31/07 INGLES MARKETS INC NC 8.01 05/25/07 INNOVA PURE WATER INC /FL/ FL 8.01,9.01 05/31/07 INTERPOOL INC DE 8.01,9.01 05/31/07 INTERVOICE INC TX 8.01,9.01 05/31/07 ITERIS, INC. DE 2.02,9.01 05/30/07 IVI COMMUNICATIONS INC NV 2.01,9.01 12/31/06 J CREW GROUP INC DE 2.02,9.01 05/31/07 J P MORGAN CHASE & CO DE 7.01,9.01 05/31/07 J P MORGAN CHASE & CO DE 9.01 05/29/07 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 05/31/07 J2 GLOBAL COMMUNICATIONS INC DE 7.01 05/31/07 JACKSON HEWITT TAX SERVICE INC DE 2.02,7.01,9.01 05/31/07 JO-ANN STORES INC OH 2.02,9.01 05/30/07 JOY GLOBAL INC DE 2.02,9.01 05/30/07 KADANT INC DE 5.02 05/24/07 KELLOGG CO DE 5.02 05/25/07 KRAFT FOODS INC VA 1.01,2.03,9.01 05/24/07 KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 05/30/07 LAMAR ADVERTISING CO/NEW DE 8.01,9.01 05/31/07 LAYNE CHRISTENSEN CO DE 2.02,9.01 05/31/07 LEAR CORP DE 8.01,9.01 05/30/07 LEESPORT FINANCIAL CORP PA 5.02 05/30/07 LEGGETT & PLATT INC MO 5.02,9.01 05/31/07 Lehman XS Trust 2007-9 DE 8.01,9.01 05/31/07 Lehman XS Trust Series 2007-7N DE 8.01,9.01 05/31/07 Lehman XS Trust Series 2007-7N DE 8.01,9.01 05/31/07 Lev Pharmaceuticals Inc DE 8.01,9.01 05/31/07 LEVEL 3 COMMUNICATIONS INC DE 5.03,8.01,9.01 05/24/07 LEVEL 3 COMMUNICATIONS INC DE 1.01,9.01 05/29/07 LIFE USA INC CO 5.02 05/31/07 LIFEPOINT HOSPITALS, INC. 1.01,2.03,9.01 05/29/07 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 05/30/07 LONGS DRUG STORES CORP MD 7.01,9.01 05/31/07 LXS 2007-8H DE 8.01,9.01 05/31/07 LYONDELL CHEMICAL CO DE 1.01,9.01 05/30/07 MANCHESTER INC 1.01,8.01,9.01 05/24/07 MANHATTAN PHARMACEUTICALS INC DE 5.02,9.01 05/24/07 MARKETING WORLDWIDE CORP DE 1.01,2.01,3.02,9.01 05/24/07 MASTERCARD INC DE 7.01,9.01 05/31/07 MATRIX SERVICE CO DE 3.02 05/29/07 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 05/31/07 MERRILL LYNCH & CO INC DE 8.01,9.01 05/31/07 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 05/31/07 MICHAELS STORES INC DE 2.02,9.01 05/31/07 MILACRON INC DE 5.02,9.01 05/29/07 MILLENNIUM CELL INC DE 1.01,9.01 05/30/07 MILLER PETROLEUM INC TN 1.01,3.02 05/22/07 MITY ENTERPRISES INC UT 2.02,9.01 05/31/07 ML MACADAMIA ORCHARDS L P DE 1.01,9.01 05/24/07 MOLINA HEALTHCARE INC DE 1.01,2.03,9.01 05/25/07 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 05/31/07 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 05/31/07 MortgageIT Securities Corp. Mortgage DE 9.01 05/31/07 MOTIVE INC DE 5.02,9.01 05/29/07 MOVADO GROUP INC NY 2.02,9.01 05/31/07 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 05/25/07 MTI TECHNOLOGY CORP DE 3.01,9.01 05/30/07 MTM Technologies, Inc. NY 1.01,2.02,3.02,5.03,9.01 05/24/07 MULTIMEDIA GAMES INC TX 8.01,9.01 05/29/07 MxEnergy Holdings Inc 2.02,4.02,8.01,9.01 05/30/07 NANOMETRICS INC DE 5.02,8.01 05/24/07 NASDAQ STOCK MARKET INC DE 1.01,8.01,9.01 05/25/07 NATIONAL BEVERAGE CORP DE 8.01,9.01 05/31/07 NAVARRE CORP /MN/ MN 1.01,8.01,9.01 05/31/07 NAVIGANT CONSULTING INC DE 1.01,9.01 05/31/07 NEKTAR THERAPEUTICS DE 7.01 05/31/07 NELNET INC NE 5.02,8.01,9.01 05/24/07 NEUROCRINE BIOSCIENCES INC CA 5.02,9.01 05/31/07 NEW FRONTIER MEDIA INC CO 1.02,5.02,9.01 05/24/07 NewPage Holding CORP DE 5.02 05/29/07 NEWS CORP 8.01,9.01 05/31/07 NII HOLDINGS INC DE 8.01,9.01 05/31/07 NN INC DE 1.01,9.01 05/25/07 Nomura Home Equity Loan, Inc., Home E DE 2.01,9.01 04/30/07 NORDSTROM INC WA 8.01 05/30/07 NORTHWEST AIRLINES CORP DE 1.01,1.02,3.02,3.03,5.02,5.03, 05/31/07 8.01,9.01 NOVASTAR FINANCIAL INC MD 1.01 05/25/07 OFFICE DEPOT INC DE 1.01,2.03 05/25/07 OMNIVISION TECHNOLOGIES INC DE 2.02,9.01 05/31/07 OptimumBank Holdings, Inc. FL 8.01,9.01 05/31/07 ORION ETHANOL, INC KS 1.01,9.01 05/30/07 PARKWAY PROPERTIES INC MD 1.01,9.01 05/31/07 PATRON SYSTEMS INC DE 1.01 05/24/07 PAXTON ENERGY INC 8.01,9.01 05/30/07 PC TEL INC DE 5.02,9.01 05/29/07 PERFORMANCE TECHNOLOGIES INC \DE\ DE 5.02 05/31/07 PETROLEUM DEVELOPMENT CORP NV 4.01,9.01 05/24/07 PHARMION CORP 8.01,9.01 05/31/07 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,1.02,2.03,9.01 05/25/07 PLACER SIERRA BANCSHARES CA 1.01,5.02 05/24/07 POINT THERAPEUTICS INC DE 8.01,9.01 05/31/07 Popular ABS Mortgage Pass-Through Tru DE 8.01,9.01 05/30/07 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.02 05/25/07 POWELL INDUSTRIES INC NV 2.02,9.01 05/30/07 PREMIERWEST BANCORP OR 8.01,9.01 05/31/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/25/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/25/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/25/07 PROCTER & GAMBLE CO OH 7.01 05/31/07 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 05/31/07 PROVIDENT FINANCIAL HOLDINGS INC DE 5.02,9.01 05/30/07 PRUDENTIAL BACHE WATSON & TAYLOR LTD TX 2.01 05/24/07 PRUDENTIAL FINANCIAL INC NJ 8.01 05/31/07 PS BUSINESS PARKS INC/CA CA 7.01,9.01 05/31/07 QPC Lasers NV 2.03,3.02,3.03,9.01 05/29/07 QUANEX CORP DE 2.02 05/31/07 QUEST DIAGNOSTICS INC DE 1.01,2.03,8.01,9.01 05/25/07 RADIAL ENERGY, INC. 1.01,3.02,9.01 05/24/07 RADIOSHACK CORP DE 5.02 05/30/07 RAFAELLA APPAREL GROUP,INC. DE 8.01,9.01 05/31/07 RALI Series 2007-QO4 Trust DE 8.01,9.01 05/31/07 RED ROBIN GOURMET BURGERS INC DE 1.01 05/24/07 RELIV INTERNATIONAL INC DE 5.02,9.01 05/24/07 RENTECH INC /CO/ CO 1.01,9.01 05/25/07 RESIDENTIAL CAPITAL, LLC DE 7.01,9.01 05/31/07 RESTORATION HARDWARE INC CA 2.02,9.01 05/31/07 ROCKWELL MEDICAL TECHNOLOGIES INC MI 5.02,9.01 05/24/07 ROYAL GOLD INC DE 8.01,9.01 05/29/07 RR Donnelley & Sons Co DE 5.03,9.01 05/29/07 SAPIENT CORP DE 5.02 05/24/07 SEARS HOLDINGS CORP DE 2.02,9.01 05/31/07 SHOE PAVILION INC DE 1.01,9.01 05/29/07 SIMMONS FIRST NATIONAL CORP AR 7.01 05/31/07 SINOBIOMED INC DE 3.02,8.01,9.01 05/24/07 SK REALTY VENTURES INC 1.01,9.01 05/17/07 SMART & FINAL INC/DE DE 8.01,9.01 05/31/07 SMART ONLINE INC 5.02,5.03,9.01 05/31/07 Solo Cup CO DE 7.01,9.01 05/31/07 SOLOMON TECHNOLOGIES INC DE 3.02,4.01,9.01 05/24/07 Soltera Mining Corp. NV 5.03,9.01 05/30/07 SOLUTIA INC DE 7.01,9.01 05/31/07 SONA MOBILE HOLDINGS CORP DE 5.02,9.01 05/31/07 Spansion Inc. DE 1.01,1.02 05/31/07 Spansion Inc. DE 8.01 05/31/07 SPARE BACKUP, INC. DE 1.01 05/25/07 SPARTAN STORES INC MI 7.01 05/31/07 SPIRIT FINANCE CORP 8.01,9.01 05/31/07 Star Maritime Acquisition Corp. DE 8.01,9.01 05/31/07 STARTECH ENVIRONMENTAL CORP CO 1.01,9.01 05/23/07 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,3.03,9.01 05/24/07 STEEL TECHNOLOGIES INC KY 8.01,9.01 05/30/07 Storm Cat Energy CORP 1.01,2.03,9.01 05/24/07 Structured Adjustable Rate Mortgage L DE 8.01,9.01 05/31/07 Structured Asset Securities CORP Mort DE 8.01,9.01 05/31/07 Sub-Urban Brands, Inc. NV 1.01,2.03,3.02,9.01 05/25/07 SUPERIOR ESSEX INC DE 7.01,9.01 05/31/07 SUPERVALU INC DE 5.02,8.01,9.01 05/24/07 TANGER FACTORY OUTLET CENTERS INC NC 8.01,9.01 05/31/07 TD AMERITRADE HOLDING CORP DE 1.01 05/24/07 TETRAGENEX PHARMACEUTICALS, INC. DE 1.01,3.02,8.01,9.01 05/29/07 TETRIDYN SOLUTIONS INC NV 4.02,9.01 05/23/07 TETROS INC DE 4.01,9.01 05/29/07 THINK PARTNERSHIP INC NV 8.01,9.01 05/31/07 TIFFANY & CO DE 2.02,9.01 05/31/07 TNS INC 7.01,9.01 05/31/07 TORVEC INC NY 8.01 05/31/07 TOWER AUTOMOTIVE INC DE 7.01,9.01 05/31/07 TRANSMERIDIAN EXPLORATION INC DE 7.01,9.01 05/30/07 TREATY OAK BANCORP INC TX 5.02,9.01 05/31/07 TYCO INTERNATIONAL LTD /BER/ D0 1.02 05/31/07 TYCO INTERNATIONAL LTD /BER/ D0 5.02,9.01 05/31/07 UNITED AMERICA INDEMNITY, LTD E9 5.02,8.01,9.01 05/25/07 UNIVERSAL CITY DEVELOPMENT PARTNERS L 1.01 05/25/07 Universal City Florida Holding Co. I FL 1.01 05/25/07 UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 8.01 05/31/07 USA SUPERIOR ENERGY HOLDINGS, INC. NV 2.03 05/10/07 USA TECHNOLOGIES INC PA 1.01 05/24/07 Valentec Systems, Inc DE 1.01 05/31/07 VALUECLICK INC/CA DE 5.02,9.01 05/30/07 Verigy Ltd. U0 5.02,9.01 05/29/07 VERIZON COMMUNICATIONS INC DE 8.01 05/31/07 Viacom Inc. DE 8.01,9.01 05/30/07 VIASAT INC CA 8.01,9.01 05/24/07 VICORP RESTAURANTS INC CO 2.02,9.01 05/31/07 VIEWPOINT CORP DE 1.01,3.01,9.01 05/24/07 VNUS MEDICAL TECHNOLOGIES INC 5.02,9.01 05/29/07 Vocus, Inc. DE 8.01 05/25/07 WACCAMAW BANKSHARES INC NC 8.01,9.01 05/30/07 WACHOVIA CORP NEW NC 8.01,9.01 05/30/07 WACHOVIA CORP NEW NC 8.01,9.01 05/25/07 WASTE SERVICES, INC. A6 2.01,9.01 03/31/07 AMEND WELLPOINT INC IN 5.02 05/30/07 WELLS FARGO & CO/MN DE 9.01 05/31/07 WESTPAC SECURITISATION MANAGEMENT PTY 8.01,9.01 05/30/07 WIND RIVER SYSTEMS INC DE 2.02,9.01 05/31/07 Winthrop Realty Trust OH 8.01,9.01 05/29/07 WOLVERINE TUBE INC DE 8.01 05/30/07 WOLVERINE TUBE INC DE 3.03,5.02,5.03,9.01 05/24/07 WORLD HEART CORP A6 3.03,5.03,9.01 05/30/07 WORTHINGTON INDUSTRIES INC OH 4.01,9.01 03/07/07 WORTHINGTON INDUSTRIES INC OH 4.01,9.01 03/07/07 XFONE INC NV 1.01,9.01 05/31/07 XL Generation International Inc. NV 8.01 05/14/07 ZION OIL & GAS INC DE 1.01 05/25/07 ZOLTEK COMPANIES INC DE 7.01,9.01 05/22/07 Zoro Mining Corp. NV 5.02 05/21/07 AMEND