SEC NEWS DIGEST Issue 2007-77 April 23, 2007 COMMISSION ANNOUNCEMENTS SEC ANNOUNCES $125 MILLION FAIR FUND DISTRIBUTION TO INVESTORS INJURED BY PILGRIM BAXTER MARKET TIMING FRAUD The Securities and Exchange Commission today announced a $125 million Fair Fund distribution to more than 254,000 investors who were harmed by fraudulent market timing in the PBHG Funds between June 1998 and December 2001. Today's distribution is the first in a series of three disbursements from the Fair Fund that will distribute a total of approximately $267 million to more than 384,000 affected PBHG Funds' account holders. The Fair Fund resulted from Commission enforcement actions charging unlawful market timing in the PBHG Funds by Pilgrim Baxter & Associates, Ltd. (PBA), Gary L. Pilgrim, and Harold J. Baxter. "Of the Commission's many responsibilities under the federal securities laws, one of the most important and indeed most gratifying is providing tangible relief to injured investors," said Linda Chatman Thomsen, Director of the Division of Enforcement. "Today's distribution is a significant milestone in remedying harm that investors in the PBHG Funds suffered." The Fair Fund provision of the Sarbanes-Oxley Act of 2002 enabled the SEC to increase the amount of money returned to harmed investors by allowing financial penalties paid by wrongdoers to be included in the distributions. Prior to the enactment of Sarbanes-Oxley, only disgorgement could be returned to affected investors. To date, the SEC has distributed more than $1 billion in Fair Fund monies. In 2004, the Commission brought and settled public administrative and cease-and-desist proceedings against PBA, which consented to a Commission Order charging antifraud violations without admitting or denying the Commission's findings. The Commission ordered PBA to pay $40 million in disgorgement and $50 million in penalties. The Commission later settled administrative and cease-and-desist proceedings against PBA's two former principals, Pilgrim and Baxter, who also consented to Commission Orders charging antifraud violations without admitting or denying the Commission's findings. The Commission ordered them to each pay $60 million in disgorgement and $20 million in penalties for distribution through the Fair Fund. The Commission anticipates that the second and third distributions from the Fair Fund to PBHG Funds' accountholders will occur before Sept. 30, 2007. Investors can obtain additional information about the distribution process, including a copy of the Distribution Plan, by visiting http://www.pbafairfundsettlements.com or by calling the Administrator of the Distribution Plan at (800) 920-5408. For further information contact: Daniel M. Hawke, Regional Director Elaine C. Greenberg, Associate Regional Director Amy J. Greer, Regional Trial Counsel Catherine E. Pappas, Senior Trial Counsel Philadelphia Regional Office (215) 597-3100 Distribution Plan: http://www.sec.gov/litigation/admin/2006/34-54812-dp.pdf Order Approving the Distribution Plan: http://www.sec.gov/litigation/admin/2006/34-54812.pdf Orders Instituting Proceedings against PBA, Pilgrim and Baxter: http://www.sec.gov/litigation/admin/33-8506.htm http://www.sec.gov/litigation/admin/33-8505.htm http://www.sec.gov/litigation/admin/ia-2251.htm Additional Documents and Background: http://www.sec.gov/divisions/enforce/claims/pilgrimbaxter.htm (Press Rel. 2007-68) THE PRESIDENT'S IDENTITY THEFT TASK FORCE RELEASES COMPREHENSIVE STRATEGIC PLAN TO COMBAT IDENTITY THEFT Attorney General Alberto R. Gonzales and Federal Trade Commission Chairman Deborah Platt Majoras today announced the completion of the President's Identity Theft Task Force strategic plan to combat identity theft. The strategic plan is the result of an unprecedented federal effort to formulate a comprehensive and fully coordinated plan to attack this widespread and destructive crime. The plan focuses on ways to improve the effectiveness of criminal prosecutions of identity theft; enhance data protection for sensitive consumer information maintained by the public sector, private sector, and consumers; provide more comprehensive and effective guidance for consumers and the business community; and improve recovery and assistance for consumers. "Identity theft is a crime that goes far beyond the loss of money or property," said Attorney General Gonzales. "It is a personal invasion, done in secret, that can rob innocent men and women of their good names. The strategic plan we are releasing today is part of a comprehensive effort to fight this crime, protect consumers, and help victims put their lives back together." "Identity theft is a blight on America's privacy and security landscape," said FTC Chairman Majoras. "Identity thieves steal consumers' time, money, and security, just as sure as they steal their identifying information, and they cost businesses enormous sums. The Strategic Plan submitted to the President provides a blueprint for increased federal prevention and protection." Although much has been done to combat identity theft, the specific recommendations outlined in the Strategic Plan - from broad policy changes to small steps - are necessary to wage a more effective fight against identity theft and reduce its incidence and damage. Highlights of the recommendations include the following: o reduce the unnecessary use of Social Security numbers by federal agencies, the most valuable commodity for an identity thief; o establish national standards that require private sector entities to safeguard the personal data they compile and maintain and to provide notice to consumers when a breach occurs that poses a significant risk of identity theft; o implement a broad, sustained awareness campaign by federal agencies to educate consumers, the private sector and the public sector on methods to deter, detect and defend against identity theft; and o create a National Identity Theft Law Enforcement Center to allow law enforcement agencies to coordinate their efforts and information more efficiently, and investigate and prosecute identity thieves more effectively. The Task Force's recommendations also include several legislative proposals designed to fill the gaps in current laws criminalizing the acts of many identity thieves, and ensure that victims can recover the value of the time lost attempting to repair damage inflicted by identity theft. These proposals include the following actions: o amending the identity theft and aggravated identity theft statutes to ensure that identity thieves who misappropriate information belonging to corporations and organizations can be prosecuted; o adding new crimes to the list of offenses which, if committed by identity thieves in connection with the identity theft itself, will subject those criminals to a two-year mandatory sentence available under the "aggravated identity theft" statute; o broadening the statute that criminalizes the theft of electronic data by eliminating the current requirement that the information must have been stolen through interstate communications; o amending existing statutes to assure the ability of federal prosecutors to charge those who use malicious spyware and keyloggers; and o amending the cyber-extortion statute to cover additional, alternate types of cyber-extortion The plan was released at an authentication workshop which resulted from an earlier recommendation of the Task Force. In addition to the release of the Task Force's Strategic Plan, a Web site was launched today, http://www.idtheft.gov, which contains the full Strategic Plan, and will eventually serve as clearinghouse for educational resources for consumers, businesses, and law enforcement on ways to prevent and detect identity theft, and help victims recover. The Identity Theft Task Force, co-chaired by the Attorney General and the FTC Chairman, was established by Executive Order of the President on May 10, 2006, and is now comprised of 17 federal agencies and departments, including the Securities and Exchange Commission. The Task Force will continue its work over the coming months, and play a central role in the implementation of the Strategic Plan. (Press Rel. 2007-69) ENFORCEMENT PROCEEDINGS DELINQUENT FILERS STOCK REGISTRATION REVOKED The registration of the stock of FinancialWeb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd. has been revoked. None had filed any annual or quarterly reports with the Securities and Exchange Commission for three or more years. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-55654; File No. 3-12608) SEC SETTLES FRAUD ACTION WITH RICHARD SCRUSHY The Commission announced today that the United States District Court for the Northern District of Alabama has entered a Final Judgment against defendant Richard M. Scrushy that permanently bars Scrushy from serving as an officer or director of a public company, permanently enjoins Scrushy from committing future violations of the antifraud and other provisions of the federal securities laws, and requires Scrushy to pay $81 million in disgorgement and civil penalties. The Commission's complaint in this action charges Scrushy with directing a $2.6 billion financial fraud at the HealthSouth Corporation during the years 1996 through 2002. Scrushy was one of HealthSouth's founders, and was chairman of its Board of Directors and its chief executive officer during the relevant period of the fraud. The Complaint alleges that, at Scrushy's direction, HealthSouth's overstated its revenue by more than $2.6 billion from the second quarter of 1996 through the third quarter of 2002. This overstatement led directly to quarterly and annual overstatements of net income and retained earnings. The Commission's complaint charges that, by the end of 2002, HealthSouth was claiming to have over $1.5 billion in accumulated retained earnings, when in fact the Company had operated at a significant loss over its entire corporate history. The HealthSouth fraud resulted in one of the largest accounting restatements in American corporate history. The Final Judgment orders Scrushy to pay $81,000,000, comprised of $3,500,000 in civil penalties and $77,500,000 in disgorgement, with the disgorgement amount subject to an offset for any amounts paid in judgments or settlements in certain derivative, corporate, and class action lawsuits seeking recovery of the same money as the Commission. The Final Judgment provides that, upon a motion to the Court, the civil penalties paid by Scrushy may be distributed pursuant to the Fair Fund provisions of Section 308(a) of the Sarbanes-Oxley Act of 2002, in this case by asking the Court to add these sums to the Fair Fund already established as a result of the Company's settlement. The Final Judgment permanently prohibits Scrushy from acting as an officer or director of a public company, and Scrushy has consented to refrain from seeking modification or removal of this prohibition for at least five years from the entry of the Final Judgment. The Final Judgment permanently restrains and enjoins Scrushy from violating or aiding and abetting violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B) of the Securities Exchange Act of 1934, and Rules 10b-5, 12b-20, 13a-1, 13a-13, and 13b2-1 promulgated thereunder. Scrushy consented to the entry of the Final Judgment without admitting or denying any of the allegations in the Commission's complaint. In his Consent to this settlement, which is incorporated into the Final Judgment, Scrushy has agreed to refrain from seeking indemnification or reimbursement from any third-party for any part of the $81 million required by the Final Judgment, whether that sum is paid directly to the Commission or paid to satisfy judgments or settlements in the lawsuits for which Scrushy claims an offset against the $77.5 million disgorgement amount. The Commission has previously settled related actions with respect to HealthSouth [Release No. LR-19280] (June 23, 2005); Emery Harris [Release No. LR 18700] (May 10, 2004); Kenneth Livesay [Release No. LR-18843] (Aug. 23, 2004); Michael Martin and Malcolm McVay [Release No. LR-18904] (Sept. 28, 2004); Kay Morgan [Release No. LR-18941] Oct. 23, 2004; Angela Ayers and Virginia Valentine [Release No. LR 19123] (March 7, 2005); Kathy Edwards [Release No. LR-19322] (Aug. 2, 2005); William Owens [Release No. LR-19743] (June 28, 2006); and Weston Smith [Release No. LR-19766] (July 20, 2006). [SEC v. Richard M. Scrushy, Civil Action No. 03-J 0615 S (N.D. Ala.) (Judge Inge P. Johnson)] (LR- 20084; AAE Rel. 2599) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change, as modified by Amendment No. 1 thereto, filed by the American Stock Exchange (SR- Amex-2007-09) relating to the listing and trading of options the Vanguard Emerging Markets ETF. Publication is expected in the Federal Register during the week of April 23. (Rel. 34-55648) PROPOSED RULE CHANGE A proposed rule change (SR-NYSE-2007-10) has been filed by the New York Stock Exchange regarding co-designation of principal executive officers pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 23. (Rel. 34-55650) JOINT INDUSTRY PLAN RELEASES ORDER GRANTING PERMENENT APPROVAL The Commission permanently approved the Reporting Plan for Nasdaq- listed securities traded on exchanges on an Unlisted Trading Privilege basis, submitted under Rule 608 of the Securities Exchange Act of 1934 by the American Stock Exchange, the Boston Stock Exchange, the Chicago Stock Exchange, the Chicago Board Options Exchange, the International Securities Exchange, the National Association of Securities Dealers, the National Stock Exchange, the Nasdaq Stock Market, NYSE Arca, and the Philadelphia Stock Exchange, (S7-24-89). Publication is expected in the Federal Register during the week of April 23. (Rel. 34-55647) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 Pricester.Com, Inc., 3900 HOLLYWOOD BLVD, SUITE 203, HOLLYWOOD, FL, 33021, 954-272-1200 - 1,500,000 ($555,000.00) Equity, (File 333-142240 - Apr. 20) (BR. 08B) SB-2 TOPSPIN MEDICAL INC, 1013 CENTER ROAD, WILMINGTON, DE, 19805, 3026365400 - 0 ($17,225,000.00) Equity, (File 333-142242 - Apr. 20) (BR. 10) S-3ASR Google Inc., 1600 AMPHITHEATRE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650 623 4000 - 14,027,515 ($6,649,042,110.00) Equity, (File 333-142243 - Apr. 20) (BR. 03A) S-8 CHARYS HOLDING CO INC, 1117 PERIMETER CENTER WEST, SUITE N415, ATLANTA, GA, 30338, 6784432300 - 5,000,000 ($7,250,000.00) Equity, (File 333-142244 - Apr. 20) (BR. 06C) S-3ASR NAVTEQ CORP, 222 MERCHANDISE MART PLAZA, THE MERCHANDISE MART STE. 900, CHICAGO, IL, 60654, 312-894-7000 - 0 ($2,108,158.10) Equity, (File 333-142246 - Apr. 20) (BR. 03A) S-8 KADANT INC, ONE TECHNOLOGY PARK DRIVE, WESTFORD, MA, 01886, (978) 776-2000 - 900,000 ($24,165,000.00) Equity, (File 333-142247 - Apr. 20) (BR. 10B) S-8 TFS Financial CORP, 7007 BROADWAY AVENUE, CLEVELAND, OH, 44105, (216) 441-6000 - 5,000,000 ($50,000,000.00) Equity, (File 333-142248 - Apr. 20) (BR. 07) SB-2 COLOMBIA GOLDFIELDS LTD, 816 FEACE PORTAL DR., PNB 55, BLAINE, WA, 98230, 416-203-3856 - 9,170,000 ($11,095,700.00) Equity, (File 333-142249 - Apr. 20) (BR. 08A) N-2 Highland Credit Strategies Fund, TWO GALLERIA TOWER, 13455 NOEL ROAD, SUITE 800, DALLAS, TX, 75240, 877-665-1287 - 2,000 ($43,000.00) Unallocated (Universal) Shelf, (File 333-142250 - Apr. 20) (BR. 16) S-3 ENTERGY GULF STATES INC, 350 PINE ST, BEAUMONT, TX, 77701, 409-838-6631 - 1,000,000 ($1,000,000.00) Non-Convertible Debt, (File 333-142252 - Apr. 20) (BR. 02C) S-8 TORONTO DOMINION BANK, TD TOWER 12TH FLOOR 55 KING STREET WEST, PO BOX 1 TORONTO, PROVINCE ONTARIO, A6, 4169828222 - 4,700,000 ($288,180,500.00) Equity, (File 333-142253 - Apr. 20) (BR. 07C) S-8 ASML HOLDING NV, DE RUN 6501, DR VELDHOVEN, P7, 5504, 31402683000 - 0 ($1,938,474.20) Equity, (File 333-142254 - Apr. 20) (BR. 10A) S-1 2020 ChinaCap Acquirco, Inc., C/O SURFMAX CORPORATION, 221 BOSTON POST ROAD, SUITE 410, MARLBOROUGH, MA, 01752, 508-624-4948 - 0 ($140,050,100.00) Other, (File 333-142255 - Apr. 20) (BR. 09) SB-1 Ketner Global Investments Inc, 1100 NORTH UNIVERSITY AVENUE, SUITE 135, LITTLE ROCK, AR, 72207, 1-800-280-8192 - 300,000 ($600,000.00) Equity, (File 333-142257 - Apr. 20) (BR. 06B) F-3 PARAMOUNT ENERGY TRUST, 500 630 4TH AVENUE SW, CALGARY, ALBERTA CANADA, A0, 00000, 4032694400 - 4,000,000 ($38,440,000.00) Equity, (File 333-142258 - Apr. 20) (BR. 04C) S-1 iShares GSCI Commodity Indexed Trust, 45 FREMONT STREET, SAN FRANCISCO, CA, 94105, 415-597-2000 - 12,869,235 ($537,033,176.55) Equity, (File 333-142259 - Apr. 20) (BR. 08B) S-8 OPNEXT INC, 1 CHRISTOPHER WAY, EATONTOWN, NJ, 07724, 7325443400 - 0 ($73,517.20) Equity, (File 333-142260 - Apr. 20) (BR. 10) S-8 OPNEXT INC, 1 CHRISTOPHER WAY, EATONTOWN, NJ, 07724, 7325443400 - 0 ($135,445,660.00) Equity, (File 333-142261 - Apr. 20) (BR. 10) S-8 INTERNATIONAL ASSETS HOLDING CORP, 220 CENTRAL PARKWAY, SUITE 2060, ALTAMONTE SPRINGS, FL, 32701, 407-741-5334 - 1,500,000 ($35,820,000.00) Equity, (File 333-142262 - Apr. 20) (BR. 06A) SB-2 Tian'an Pharmaceutical Co., Ltd., 2/F NO. 18 BUILDING, HUOJU ROAD, EAST, DEVELOPMENT ZONE, XI'AN, F4, 00000, 0086-29-85381586 - 0 ($666,950.00) Equity, (File 333-142263 - Apr. 20) (BR. 02) S-8 FIRST FEDERAL BANKSHARES INC, 329 PIERCE ST, SIOUX CITY, IA, 51101, 7122770200 - 300,000 ($6,398,584.00) Equity, (File 333-142264 - Apr. 20) (BR. 07B) S-8 ICF International, Inc., 9300 LEE HIGHWAY, FAIRFAX, VA, 22031, (703) 934-3000 - 0 ($9,049,080.00) Equity, (File 333-142265 - Apr. 20) (BR. 08A) SB-2 Charmed Homes Inc., 60 MT KIDD POINT SE, CALGARY, A0, T2Z 3C5, (403)831-2202 - 2,000,000 ($200,000.00) Equity, (File 333-142266 - Apr. 20) (BR. 06) S-3 PERFICIENT INC, 1120 SOUTH CAPITAL OF TEXAS HWY,, SUITE 220, BLDG. 3, AUSTIN, TX, 78746, 5125316000 - 306,247 ($6,853,807.86) Equity, (File 333-142267 - Apr. 20) (BR. 03B) S-8 MOSAIC CO, 15407 MCGINTY RD, MINNETONKA, MN, 55391, 9527426395 - 15,000,000 ($458,850,000.00) Equity, (File 333-142268 - Apr. 20) (BR. 05C) S-8 NATURAL HEALTH TRENDS CORP, 2050 DIPLOMAT DRIVE, --, DALLAS, TX, 75234, 972-241-4080 - 0 ($3,146,500.00) Equity, (File 333-142269 - Apr. 20) (BR. 02A) S-3 BOOKHAM, INC., 2584 JUNCTION AVENUE, SAN JOSE, CA, 95134, (408) 919-1500 - 0 ($39,720,329.60) Equity, (File 333-142270 - Apr. 20) (BR. 10A) S-8 DCP Midstream Partners, LP, 370 17TH STREET, SUITE 2775, DENVER, CO, 80202, 720.944.9400 - 0 ($32,393,500.00) Equity, (File 333-142271 - Apr. 20) (BR. 02) F-10 ACE Aviation Holdings Inc., 5100 DE MAISONNEUVE BOULEVARD WEST, MONTREAL, A8, H4A 3T2, (514) 422-5000 - 8,529,077 ($237,278,992.00) Equity, (File 333-142272 - Apr. 20) (BR. 05A) S-3 TransDigm Group INC, 1301 EAST 9TH STREET, SUITE 3710, CLEVELAND, OH, 44114, 216 706 2939 - 0 ($443,440,000.00) Equity, (File 333-142273 - Apr. 20) (BR. 05C) S-1 Evercore Partners Inc., 55 EAST 52ND STREET, 43RD FLOOR, NEW YORK, NY, 10055, 212-857-3100 - 0 ($146,928,600.00) Equity, (File 333-142274 - Apr. 20) (BR. 07) SB-2 YUKON GOLD CORP INC, SUITE 408 747 BAY ST, TORONTO ONTARIO, A6, 00000, 373,598 ($331,683.00) Equity, (File 333-142276 - Apr. 20) (BR. 04A) SB-2 BRAINTECH INC, #102-930 WEST 1ST STREET, NORTH VANCOUVER, A1, V7P 3N4, 604-988-6440 - 37,671,753 ($13,185,113.55) Equity, (File 333-142277 - Apr. 20) (BR. 03B) S-3 DCP Midstream Partners, LP, 370 17TH STREET, SUITE 2775, DENVER, CO, 80202, 720.944.9400 - 0 ($1,500,000,000.00) Equity, (File 333-142278 - Apr. 20) (BR. 02) S-4 QUANTA SERVICES INC, 1360 POST OAK BLVD, SUITE 2100, HOUSTON, TX, 77056, 7133506000 - 0 ($1,591,040,061.00) Equity, (File 333-142279 - Apr. 20) (BR. 06B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 8.01,9.01 04/20/07 3D SYSTEMS CORP DE 5.02,8.01,9.01 04/19/07 3M CO DE 2.02,9.01 04/20/07 ACME UNITED CORP CT 2.02,9.01 04/20/07 ACNB CORP PA 8.01,9.01 04/17/07 ADAPTEC INC DE 5.02,9.01 04/16/07 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 04/20/07 ADVENT SOFTWARE INC /DE/ DE 8.01 04/16/07 AEROFLEX INC DE 8.01,9.01 04/19/07 AETRIUM INC MN 2.02 04/18/07 ALCOA INC PA 7.01,9.01 04/20/07 ALEXANDERS INC DE 5.02,9.01 04/19/07 ALLIANCE IMAGING INC /DE/ DE 1.01,5.01,5.02,9.01 04/16/07 ALPHA NUTRA INC 8.01,9.01 04/17/07 Alternative Loan Trust 2007-OA7 8.01,9.01 04/18/07 AMCOL INTERNATIONAL CORP DE 2.02,9.01 04/20/07 AMEREN CORP MO 8.01 04/20/07 AMERICAN CAPITAL STRATEGIES LTD 1.01,2.03 04/20/07 AMERICAN COLOR GRAPHICS INC NY 5.02,9.01 04/19/07 American Home Mortgage Investment Tru DE 8.01,9.01 04/19/07 American Home Mortgage Investment Tru DE 9.01 04/19/07 AMERICAN MEDIA OPERATIONS INC DE 1.01,9.01 04/16/07 AMERICAN OIL & GAS INC NV 7.01,9.01 04/20/07 AMERIPATH INC DE 2.01,9.01 01/31/06 AMEND AMERISERV FINANCIAL INC /PA/ PA 2.02 03/31/07 AML COMMUNICATIONS INC DE 1.01,2.01,9.01 04/16/07 Argyle Security Acquisition CORP 1.01,3.02,9.01 04/16/07 ARTISTDIRECT INC DE 1.01,9.01 04/17/07 ASCENDANT SOLUTIONS INC DE 1.01 04/18/07 ASIA 4 SALE COM INC NV 8.01 04/20/07 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 1.01 04/05/07 AtriCure, Inc. DE 1.01,5.02,9.01 04/17/07 AVANEX CORP DE 2.01,8.01,9.01 04/16/07 AVATAR HOLDINGS INC DE 5.02 04/17/07 AVISTAR COMMUNICATIONS CORP DE 2.02,5.02,9.01 04/19/07 BANK MUTUAL CORP WI 2.02 04/18/07 Bank of Commerce Holdings CA 2.03,9.01 04/20/07 BANK OF KENTUCKY FINANCIAL CORP KY 2.02,9.01 04/20/07 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 04/20/07 BARD C R INC /NJ/ NJ 5.03,9.01 04/19/07 BARNES & NOBLE INC DE 5.02 04/20/07 Bear Stearns Asset Backed Securities DE 9.01 03/30/07 Bear Stearns Asset Backed Securities DE 9.01 03/30/07 BELL INDUSTRIES INC /NEW/ CA 1.01,9.01 04/16/07 BERLINER COMMUNICATIONS INC DE 1.01,2.01,9.01 04/16/07 Bidz.com, Inc. CA 5.05,8.01,9.01 04/12/07 BION ENVIRONMENTAL TECHNOLOGIES INC CO 2.03,9.01 04/19/07 BIOPURE CORP DE 3.01 04/20/07 BJs RESTAURANTS INC CA 8.01,9.01 04/19/07 BJS WHOLESALE CLUB INC DE 5.02,9.01 04/04/07 AMEND BOTETOURT BANKSHARES INC VA 2.02,9.01 04/20/07 BRIDGE BANCORP INC NY 2.02,9.01 04/20/07 Bridge Capital Holdings CA 2.02,9.01 03/31/07 BSD MEDICAL CORP DE 7.01,9.01 04/20/07 CADENCE PHARMACEUTICALS INC 1.01,9.01 04/16/07 CAPITAL BANCORP INC TN 8.01,9.01 04/20/07 CAPITAL CORP OF THE WEST CA 5.02,9.01 04/20/07 CAPITAL SOUTHWEST VENTURE CORP NV 9.01 04/18/07 AMEND CAPITOL BANCORP LTD MI 2.02 03/31/07 CAPSOURCE FINANCIAL INC CO 1.01,2.01,2.03,3.02,9.01 05/01/06 AMEND CARBO CERAMICS INC DE 5.02,9.01 04/17/07 CAREER EDUCATION CORP DE 8.01,9.01 04/19/07 CAROLINA BANK HOLDINGS INC NC 2.02 04/16/07 Castle Brands Inc 1.01,3.02,9.01 04/18/07 CATALINA MARKETING CORP/DE DE 1.01,1.02,3.03,9.01 04/17/07 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,9.01 03/31/07 CATERPILLAR INC DE 2.02,7.01,9.01 04/20/07 CATERPILLAR INC DE 7.01,9.01 04/20/07 CELLCYTE GENETICS CORP NV 5.02 04/16/07 Centennial Bank Holdings, Inc. DE 2.02,7.01,9.01 04/19/07 CENTER FINANCIAL CORP CA 5.02,8.01,9.01 04/16/07 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 04/19/07 CENTRAL FEDERAL CORP DE 2.02,9.01 04/20/07 CENTRAL VALLEY COMMUNITY BANCORP CA 5.02 04/18/07 CENTRUE FINANCIAL CORP DE 2.02,9.01 04/20/07 CET SERVICES INC CA 3.01,9.01 04/19/07 CHAMPION INDUSTRIES INC WV 4.01,9.01 04/16/07 CHAMPION PARTS INC IL 2.02,9.01 12/31/06 Chaparral Energy, Inc. DE 8.01 04/16/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 04/19/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 04/19/07 CHEVIOT FINANCIAL CORP 2.02,9.01 04/20/07 China Natural Health, Inc FL 1.02,2.01,5.01,5.02,9.01 04/20/07 Chino Commercial Bancorp CA 2.02 04/17/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 04/20/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 03/30/07 CIMAREX ENERGY CO DE 1.01,9.01 04/17/07 CIRTRAN CORP NV 1.01,3.02,8.01,9.01 04/16/07 CITIGROUP MORTGAGE LOAN TRUST 2007-AM 6.01 03/30/07 CITIZENS BANKING CORP MI 5.02 04/16/07 CITIZENS FIRST CORP KY 2.02,5.02,7.01,9.01 04/19/07 CLST Holdings, Inc. DE 5.02,8.01 04/16/07 COBIZ INC CO 2.02,9.01 04/19/07 COFFEE PACIFICA INC NV 5.02,8.01,9.01 04/20/07 COMM BANCORP INC PA 8.01,9.01 04/20/07 COMMERCIAL BANKSHARES INC FL 8.01,9.01 04/19/07 Community Bancorp NV 2.02,9.01 04/19/07 COMMUNITY CENTRAL BANK CORP MI 8.01,9.01 04/17/07 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 04/19/07 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 04/20/07 CONTINENTAL FUELS, INC. NV 4.01,9.01 04/17/07 CONTINENTAL FUELS, INC. NV 8.01,9.01 04/20/07 Copano Energy, L.L.C. DE 7.01,9.01 04/19/07 CORCEPT THERAPEUTICS INC 5.02 04/16/07 COREL CORP A6 2.02,5.02,9.01 04/19/07 CORNERSTONE REALTY FUND LLC CA 8.01 04/16/07 COURIER CORP MA 8.01,9.01 04/20/07 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 5.03,9.01 04/16/07 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 04/20/07 CROSSTEX ENERGY INC DE 5.02 04/18/07 CROSSTEX ENERGY LP DE 5.02 04/18/07 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 03/30/07 CYBER LAW REPORTER INC TX 1.01,8.01 03/28/07 CYMER INC NV 5.02,9.01 04/16/07 CYTRX CORP DE 3.02,9.01 04/19/07 DAVI SKIN, INC. NV 5.02 04/06/07 DCP Midstream Partners, LP DE 8.01,9.01 04/20/07 DEARBORN BANCORP INC /MI/ MI 8.01,9.01 04/19/07 Deerfield Triarc Capital Corp MD 8.01,9.01 04/19/07 Deerfield Triarc Capital Corp MD 8.01,9.01 04/20/07 DELCATH SYSTEMS INC DE 5.02,9.01 04/17/07 dELiAs, Inc. DE 5.02 04/16/07 DOMINOS PIZZA INC 1.01,1.02,2.03,7.01,8.01,9.01 04/16/07 DONEGAL GROUP INC DE 2.02,5.02,5.03,9.01 04/19/07 DUNE ENERGY INC DE 4.02 04/16/07 EAGLE BROADBAND INC TX 5.02 04/19/07 EDEN BIOSCIENCE CORP WA 4.01 04/08/07 EDGAR ONLINE INC DE 8.01,9.01 04/19/07 ELECTROGLAS INC DE 5.02 04/20/07 EMC INSURANCE GROUP INC IA 7.01 04/20/07 EMDEON CORP DE 5.02,9.01 04/17/07 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 8.01 04/20/07 ENERGY CONVERSION DEVICES INC DE 2.02,2.05,9.01 04/19/07 ENTERGY CORP /DE/ DE 5.02 04/16/07 ENTERTAINMENT PROPERTIES TRUST MD 1.01,8.01,9.01 04/18/07 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,7.01,9.01 04/17/07 EQUITY ONE, INC. 1.01,2.03,9.01 04/18/07 ESCHELON TELECOM INC 8.01,9.01 04/20/07 ETRIALS WORLDWIDE INC. 8.01,9.01 04/18/07 EVOLVING SYSTEMS INC DE 1.01,4.01,5.02 04/17/07 EXECUTE SPORTS INC NV 1.01,3.02,9.01 04/09/07 Falcon Ridge Development Inc. NV 8.01 04/12/07 FAMILY DOLLAR STORES INC DE 5.02 04/11/07 AMEND Federal Home Loan Bank of Boston X1 5.02,9.01 04/19/07 FIDELITY SOUTHERN CORP GA 2.02,9.01 04/19/07 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 04/20/07 FIIC HOLDINGS DE 1.01,2.03,3.02,9.01 04/20/07 FIRST CENTURY BANKSHARES INC WV 5.02,8.01,9.01 04/17/07 FIRST COMMUNITY FINANCIAL CORP PA 5.02 04/10/07 FIRST FINANCIAL BANCORP /OH/ OH 2.02,7.01,9.01 04/20/07 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 04/19/07 FIRST FINANCIAL SERVICE CORP KY 2.02,9.01 04/19/07 FIRST HORIZON NATIONAL CORP TN 5.03,8.01,9.01 04/17/07 FIRST KEYSTONE CORP PA 8.01,9.01 04/20/07 FIRST MONTAUK FINANCIAL CORP NJ 2.02,9.01 04/18/07 FIRSTENERGY CORP OH 7.01,9.01 04/20/07 FISCHER IMAGING CORP DE 7.01,8.01,9.01 04/16/07 FNB United Corp. NC 2.02,9.01 04/20/07 FOOT LOCKER INC NY 8.01,9.01 04/20/07 FOREFRONT HOLDINGS, INC. FL 5.02,9.01 04/16/07 FORMFACTOR INC DE 5.02 04/16/07 Fortunet, Inc. NV 2.02,9.01 04/19/07 Gaming Partners International CORP NV 3.01,9.01 04/18/07 GASCO ENERGY INC NV 7.01,9.01 04/20/07 GENEREX BIOTECHNOLOGY CORP DE 5.02 04/16/07 GENESIS HEALTHCARE CORP PA 1.01,8.01,9.01 04/19/07 GENIUS PRODUCTS INC DE 7.01,9.01 04/20/07 GENLYTE GROUP INC DE 2.02,9.01 04/18/07 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 04/20/07 GEOPETRO RESOURCES CO 7.01,9.01 04/20/07 GOLDEN NUGGET INC NV 8.01 03/30/07 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 4.01 04/20/07 GOODRICH CORP NY 9.01 03/29/07 AMEND GRAMERCY CAPITAL CORP MD 2.02,7.01 04/19/07 GRANT PRIDECO INC DE 1.01,9.01 04/16/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 8.01 04/19/07 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 04/19/07 GREATER CHINA CORP DE 3.02,9.01 12/31/06 GSAMP Trust 2007-HE2 DE 8.01,9.01 04/20/07 H&R BLOCK INC MO 1.01,2.05,2.06,7.01,9.01 04/19/07 HARDINGE INC NY 8.01,9.01 04/20/07 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 04/20/07 HARLEYSVILLE SAVINGS FINANCIAL CORP 2.02,8.01,9.01 04/20/07 HARTFORD LIFE INSURANCE CO CT 9.01 04/20/07 HEALTH DISCOVERY CORP TX 8.01,9.01 04/20/07 HEALTHCARE SERVICES GROUP INC PA 2.02,9.01 04/17/07 HEARTLAND EXPRESS INC NV 8.01,9.01 03/31/07 HECHINGER LIQUIDATION TRUST 4.01,9.01 04/16/07 HECLA MINING CO/DE/ DE 2.01,9.01 04/20/07 Henry Bros. Electronics, Inc. DE 3.01,9.01 04/18/07 HERITAGE OAKS BANCORP CA 2.02,9.01 04/19/07 HERSHEY CO DE 5.02 04/19/07 HIGHLANDER ACQUISITION CORP. DE 5.01,5.02,9.01 04/17/07 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 04/20/07 HINES HORTICULTURE INC DE 8.01 04/18/07 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 04/20/07 HORIZON BANCORP /IN/ IN 2.02,9.01 04/19/07 HUB GROUP INC DE 2.02,9.01 03/31/07 HUGOTON ROYALTY TRUST TX 2.02,9.01 04/20/07 HUNGARIAN TELEPHONE & CABLE CORP DE 7.01,9.01 04/20/07 IA GLOBAL INC DE 5.02,9.01 04/17/07 IElement CORP NV 1.01,5.02 04/20/07 Ignis Petroleum Group, Inc. 1.01,2.03,9.01 03/06/07 Industrial Enterprises of America, In NV 7.01 04/19/07 Industrial Enterprises of America, In NV 7.01 04/19/07 INDYMAC BANCORP INC DE 7.01,9.01 04/20/07 IndyMac Residential Mortgage-Backed T DE 2.01,8.01,9.01 03/21/07 INNOVATIVE FOOD HOLDINGS INC CO 5.02 11/20/06 AMEND INSIGHT HEALTH SERVICES HOLDINGS CORP 8.01,9.01 04/20/07 INTEGRA BANK CORP IN 1.01,5.02,9.01 04/18/07 Integrated Media Holdings, Inc. 5.02,9.01 04/10/07 INTER PARFUMS INC DE 8.01 04/19/07 IRON MOUNTAIN INC DE 1.01,9.01 04/20/07 J CREW GROUP INC DE 5.02 04/16/07 JOY GLOBAL INC DE 5.02 04/19/07 JUNIATA VALLEY FINANCIAL CORP PA 2.02,5.03,8.01 04/17/07 KBR, INC. DE 5.02 04/17/07 AMEND KELLWOOD CO DE 1.01,9.01 04/19/07 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 5.02,9.01 04/02/07 KRONOS INC MA 8.01,9.01 04/17/07 LAIDLAW INTERNATIONAL INC DE 7.01,9.01 04/20/07 LANDSTAR SYSTEM INC DE 5.02 04/20/07 LHC Group, Inc 8.01,9.01 04/19/07 Liberty Global, Inc. 7.01 04/20/07 LION INC/WA WA 5.02,9.01 04/02/07 LIPID SCIENCES INC/ AZ 5.02,9.01 04/17/07 LONGVIEW FIBRE CO WA 2.01,3.01,5.01,5.02,8.01,9.01 04/20/07 Lotus Bancorp, Inc. MI 5.02 04/20/07 LUFKIN INDUSTRIES INC TX 2.02,9.01 04/18/07 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,2.03,9.01 04/19/07 MAJESCO ENTERTAINMENT CO DE 3.01,9.01 04/17/07 MANPOWER INC /WI/ WI 2.02,9.01 04/20/07 MARINER ENERGY INC DE 7.01,9.01 04/20/07 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 04/19/07 MASTEC INC FL 5.02,9.01 04/18/07 MATTHEWS INTERNATIONAL CORP PA 8.01 04/20/07 MCDONALDS CORP DE 2.02,2.06,9.01 04/20/07 MCF CORP DE 2.01,5.02,9.01 04/17/07 MDC PARTNERS INC A6 5.02 04/20/07 MediaREADY Inc FL 4.02 04/16/07 MEDICAL INTERNATIONAL TECHNOLOGY INC CO 4.01 04/12/07 MEDICALCV INC MN 1.01,3.02,8.01,9.01 04/20/07 MEDTOX SCIENTIFIC INC DE 2.02,9.01 04/17/07 MEDWAVE INC DE 5.02,9.01 04/17/07 MERCHANTS BANCSHARES INC DE 2.02,9.01 04/20/07 MERIDIAN BIOSCIENCE INC OH 2.02,9.01 04/19/07 MERRILL MERCHANTS BANCSHARES INC ME 2.02,9.01 04/20/07 META FINANCIAL GROUP INC DE 2.02,9.01 04/20/07 METRETEK TECHNOLOGIES INC DE 5.02,8.01,9.01 04/16/07 MFB CORP IN 2.02 03/31/07 MGM MIRAGE DE 7.01,9.01 04/20/07 MICROHELIX INC OR 5.02 04/12/07 MICROHELIX INC OR 5.02 04/12/07 AMEND MIDWEST AIR GROUP INC WI 8.01,9.01 04/20/07 MIDWESTONE FINANCIAL GROUP INC IA 2.02,9.01 04/20/07 Migami, Inc. NV 1.01,8.01,9.01 04/17/07 MILLENNIUM BANKSHARES CORP VA 5.02 04/16/07 MILLS LIMITED PARTNERSHIP DE 3.02,5.03,9.01 04/18/07 MINES MANAGEMENT INC ID 1.01,9.01 04/16/07 MMC ENERGY, INC. DE 3.03,5.03,9.01 04/19/07 MOMENTA PHARMACEUTICALS INC DE 1.01,3.02 04/20/07 Monarch Financial Holdings, Inc. VA 2.02,7.01,9.01 04/02/07 MONDEO INVESTMENTS, INC. DE 8.01 04/19/07 MUTUALFIRST FINANCIAL INC MD 2.02,9.01 04/20/07 MWI Veterinary Supply, Inc. DE 1.01,7.01,9.01 04/17/07 NATIONAL PENN BANCSHARES INC PA 5.04 04/20/07 NAVISTAR INTERNATIONAL CORP DE 1.01,9.01 04/20/07 NEOPHARM INC DE 2.05,5.02,9.01 04/16/07 NETWORK 1 SECURITY SOLUTIONS INC DE 3.02,9.01 04/16/07 NETWORK CN INC DE 1.01,9.01 04/04/07 NETWORK CN INC DE 2.01,9.01 01/31/07 AMEND NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 04/19/07 NEW PLAN EXCEL REALTY TRUST INC MD 1.01,3.02,5.01,5.02,9.01 04/19/07 NewMarket Technology Inc NV 4.02 04/20/07 NNN Healthcare/Office REIT, Inc. MD 1.01,9.01 04/18/07 North Atlantic Holding Company, Inc. DE 1.01,5.02,9.01 04/16/07 NORTH ATLANTIC TRADING CO INC NY 1.01,5.02,9.01 04/16/07 NVR INC VA 2.02,9.01 04/20/07 OLD SECOND BANCORP INC DE 2.02,9.01 04/20/07 OMI CORP/M I 1.01,9.01 04/17/07 ONEOK Partners LP DE 5.02 04/20/07 OPHTHALMIC IMAGING SYSTEMS CA 1.01,2.03 04/20/07 Opteum Inc. MD 2.05,7.01,9.01 04/20/07 PACIFIC GAS & ELECTRIC CO CA 5.02,5.03,8.01,9.01 04/20/07 PACIFIC STATE BANCORP 9.01 04/19/07 PALMETTO BANCSHARES INC SC 2.02,9.01 04/18/07 PAM TRANSPORTATION SERVICES INC DE 5.02 04/19/07 PARK NATIONAL CORP /OH/ OH 5.02,9.01 04/16/07 PATAPSCO BANCORP INC MD 2.02,9.01 04/19/07 PAXTON ENERGY INC 8.01,9.01 04/19/07 PEABODY ENERGY CORP DE 8.01,9.01 04/19/07 PEAPACK GLADSTONE FINANCIAL CORP NJ 8.01,9.01 04/19/07 PEERLESS SYSTEMS CORP DE 5.02,7.01,9.01 04/16/07 PENNSYLVANIA COMMERCE BANCORP INC 2.02,9.01 04/20/07 People's United Financial, Inc. DE 2.02,9.01 04/19/07 PFGI CAPITAL CORP MD 2.02,8.01,9.01 04/20/07 PFIZER INC DE 2.02,9.01 04/20/07 PG&E CORP CA 5.02,5.03,8.01,9.01 04/20/07 PINNACLE WEST CAPITAL CORP AZ 8.01,9.01 04/18/07 PITNEY BOWES INC /DE/ DE 8.01,9.01 04/19/07 PIXELWORKS, INC OR 7.01 04/20/07 POLARIS INDUSTRIES INC/MN MN 5.02 04/19/07 POPULAR INC 2.02,9.01 04/19/07 PRICE COMMUNICATIONS CORP NY 8.01 04/18/07 PRO-FAC COOPERATIVE INC 1.01,9.01 04/17/07 PROGRESS ENERGY INC NC 7.01,9.01 12/31/06 PROGRESSIVE CORP/OH/ OH 2.02,7.01,9.01 04/20/07 PROGRESSIVE CORP/OH/ OH 5.02,7.01,9.01 04/20/07 PROLOGIS MD 1.01,9.01 04/16/07 PROSPERITY BANCSHARES INC TX 2.02,9.01 04/20/07 PROTECTION ONE INC DE 8.01,9.01 04/02/07 AMEND PSB Holdings, Inc. 2.02,9.01 04/20/07 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 3.03,5.03,9.01 04/20/07 QCR HOLDINGS INC DE 2.02,9.01 04/19/07 QLT INC/BC A1 5.02 04/16/07 QPC Lasers NV 2.03,3.02,9.01 04/16/07 Quintana Maritime LTD 1T 1.01 04/16/07 QUOVADX INC DE 8.01,9.01 04/20/07 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,2.03,9.01 04/16/07 RASC Series 2007-KS4 Trust DE 6.01,9.01 04/19/07 REGIONS FINANCIAL CORP DE 5.03,9.01 04/19/07 RENAISSANCE LEARNING INC WI 2.02,8.01,9.01 04/17/07 RENHUANG PHARMACEUTICALS INC NV 5.02 04/16/07 RENTECH INC /CO/ CO 8.01,9.01 04/19/07 RENTECH INC /CO/ CO 1.01,7.01,9.01 04/19/07 RICHARDSON ELECTRONICS LTD/DE DE 7.01,9.01 04/18/07 RIDGEWOOD POWER GROWTH FUND /NJ DE 4.02 04/17/07 RLI CORP IL 7.01,9.01 04/18/07 ROCKY MOUNTAIN FUDGE CO IN NV 1.01,3.02,5.02,9.01 04/16/07 ROTECH HEALTHCARE INC DE 5.02 04/17/07 ROWAN COMPANIES INC DE 7.01,9.01 04/20/07 SAFLINK CORP DE 5.02,8.01 04/13/07 SAIA INC DE 2.02,9.01 04/20/07 SALIX PHARMACEUTICALS LTD 4.01,9.01 04/16/07 Sancon Resources Recovery, Inc. 3.02,5.02 04/18/07 SATCON TECHNOLOGY CORP DE 5.02 04/10/07 SAUL B F REAL ESTATE INVESTMENT TRUST MD 4.02 04/18/07 SAVANNAH BANCORP INC GA 5.02 12/31/06 SAVANNAH BANCORP INC GA 5.02 04/20/07 SCANSOURCE INC SC 4.02,9.01 04/16/07 SCHLUMBERGER LTD /NV/ P8 2.02,9.01 04/20/07 SCOLR Pharma, Inc. DE 7.01,9.01 04/20/07 SEAMLESS WI-FI, INC. 5.02 04/17/07 SECURE ALLIANCE HOLDINGS CORP DE 5.02 04/20/07 SECURITY BANK CORP GA 2.02,8.01,9.01 04/18/07 Security With Advanced Technology, In CO 8.01,9.01 04/17/07 SEI INVESTMENTS CO PA 8.01,9.01 04/20/07 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 04/20/07 SERVICEMASTER CO DE 8.01 04/17/07 SHARPER IMAGE CORP DE 3.01 04/20/07 SHORE FINANCIAL CORP VA 7.01,9.01 03/31/07 AMEND SIMPSON MANUFACTURING CO INC /CA/ DE 5.02 04/16/07 SIRVA INC DE 5.02,8.01,9.01 04/16/07 SL GREEN REALTY CORP MD 5.02,9.01 04/16/07 SMUCKER J M CO OH 5.02,9.01 04/16/07 SOLAR ENERTECH CORP NV 4.02,9.01 04/09/07 AMEND Somanta Pharmaceuticals Inc. DE 1.01,8.01,9.01 04/18/07 Somanta Pharmaceuticals Inc. DE 1.01,8.01,9.01 04/18/07 AMEND SONOCO PRODUCTS CO SC 2.02,9.01 04/20/07 SONORAN ENERGY INC WA 5.02 04/16/07 SONORAN ENERGY INC WA 3.02 04/19/07 SOUTHRIDGE ENTERPRISES INC. NV 1.01,3.02,9.01 04/12/07 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 04/19/07 SOUTHWESTERN ENERGY CO AR 4.01 04/19/07 SOYODO GROUP HOLDINGS INC DE 5.02 04/20/07 SPATIALIZER AUDIO LABORATORIES INC DE 1.01 04/19/07 ST JUDE MEDICAL INC MN 8.01,9.01 04/19/07 STANDARD PARKING CORP DE 8.01 04/20/07 STATER BROS HOLDINGS INC DE 1.01,2.03,9.01 04/18/07 STEELCASE INC MI 7.01 04/20/07 STONE ENERGY CORP DE 7.01,9.01 04/20/07 STONELEIGH ACQUISITION CORP. DE 8.01 04/19/07 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 04/16/07 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 04/16/07 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 04/16/07 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 04/16/07 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 04/16/07 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 04/16/07 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 04/16/07 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 04/16/07 STRATTEC SECURITY CORP WI 2.02,9.01 04/19/07 SUMMIT FINANCIAL GROUP INC WV 2.02,9.01 04/19/07 SUN REPORTER INC FL 4.01 01/05/07 AMEND SUNESIS PHARMACEUTICALS INC 5.02 04/20/07 SUNGARD DATA SYSTEMS INC DE 5.02 04/16/07 SUSSEX BANCORP NJ 2.02,8.01,9.01 04/19/07 SYNALLOY CORP DE 2.02,9.01 04/20/07 Target Credit Card Master Trust DE 8.01,9.01 04/20/07 Target Credit Card Owner Trust 2005-1 DE 8.01,9.01 04/20/07 TESSERA TECHNOLOGIES INC DE 2.01,9.01 10/31/05 AMEND TheRetirementSolution.com, Inc. UT 1.01,3.02,9.01 04/16/07 THERMADYNE HOLDINGS CORP /DE DE 8.01 04/17/07 THOMAS PROPERTIES GROUP INC DE 1.01,8.01,9.01 04/20/07 TIME AMERICA INC NV 5.02 04/16/07 TITAN INTERNATIONAL INC IL 7.01,9.01 04/19/07 TOR MINERALS INTERNATIONAL INC DE 8.01,9.01 04/17/07 TOREADOR RESOURCES CORP DE 5.02,8.01,9.01 04/16/07 TOROTEL INC MO 1.01,9.01 04/17/07 TOWER FINANCIAL CORP IN 5.02,8.01,9.01 04/19/07 TOWER FINANCIAL CORP IN 2.02,9.01 04/20/07 TOWER FINANCIAL CORP IN 9.01 04/20/07 TransDigm Group INC DE 8.01,9.01 04/20/07 TRIARC COMPANIES INC DE 7.01,9.01 04/20/07 TRICO MARINE SERVICES INC DE 7.01,9.01 04/20/07 TUESDAY MORNING CORP/DE DE 1.01,2.03,9.01 04/18/07 TURBOCHEF TECHNOLOGIES INC DE 7.01 04/20/07 TYCO INTERNATIONAL LTD /BER/ D0 7.01,9.01 04/20/07 UMPQUA HOLDINGS CORP OR 8.01,9.01 04/20/07 UMPQUA HOLDINGS CORP OR 5.02,9.01 04/20/07 UNIFY CORP DE 9.01 04/20/07 AMEND UNION BANKSHARES CO/ME ME 2.02,9.01 04/20/07 United Financial Bancorp Inc 5.03,8.01,9.01 04/19/07 UNITED FUEL & ENERGY CORP NV 7.01,9.01 04/20/07 United States Oil Fund, LP DE 8.01 04/20/07 UNITEDHEALTH GROUP INC MN 5.02,9.01 04/17/07 Uphonia,Inc. DE 5.02,8.01 04/20/07 US XPRESS ENTERPRISES INC NV 2.02,9.01 04/19/07 VALENCE TECHNOLOGY INC DE 3.02,9.01 04/19/07 VCG HOLDING CORP CO 2.01,2.03,8.01,9.01 04/16/07 VECTREN CORP IN 8.01 04/20/07 VEECO INSTRUMENTS INC DE 1.01,9.01 04/16/07 Vestin Realty Mortgage I, Inc. 8.01,9.01 04/19/07 Vestin Realty Mortgage II, Inc 8.01,9.01 04/19/07 VICORP RESTAURANTS INC CO 5.02,9.01 04/13/07 VMS NATIONAL PROPERTIES JOINT VENTURE IL 1.01,1.02,9.01 04/16/07 VOICE DIARY INC DE 1.01 04/20/07 Volkswagen Auto Lease Trust 2005-A 8.01,9.01 04/20/07 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 04/20/07 VOLKSWAGEN DEALER FINANCE LLC DE 8.01,9.01 04/20/07 VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ 8.01,9.01 04/20/07 Voyager Petroleum, Inc. NV 1.01,2.03,9.01 04/19/07 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 04/17/07 AMEND WEATHERFORD INTERNATIONAL LTD D0 2.02 04/20/07 WebMD Health Corp. DE 5.02,9.01 04/17/07 Wells Fargo Home Equity Asset-Backed DE 9.01 04/20/07 WELLS REAL ESTATE INVESTMENT TRUST II MD 1.01,5.02 04/16/07 WELLS REAL ESTATE INVESTMENT TRUST IN MD 1.01,1.02,3.02,5.02,5.03,9.01 04/16/07 WENDYS INTERNATIONAL INC OH 5.02,9.01 04/17/07 WEST BANCORPORATION INC IA 7.01,9.01 04/19/07 WESTERN PLAINS ENERGY LLC KS 5.02,7.01,8.01,9.01 04/17/07 Whitestone REIT TX 7.01,9.01 04/20/07 WILMINGTON TRUST CORP DE 2.02 04/20/07 WORLD FUEL SERVICES CORP FL 1.01,9.01 04/16/07 WVS FINANCIAL CORP PA 2.02,9.01 04/19/07 XEROX CORP NY 2.02,9.01 04/20/07 YOUBET COM INC DE 5.02,5.03,9.01 04/16/07 Zagg INC 4.01,9.01 04/17/07