SEC NEWS DIGEST Issue 2007-45 March 8, 2007 COMMISSION ANNOUNCEMENTS SEC SUSPENDS TRADING IN COMMON STOCK OF THIRTY-FIVE COMPANIES QUOTED ON THE PINK SHEETS On March 8, the Securities and Exchange Commission ordered the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EST on March 8, 2007, and terminating at 11:59 p.m. EDT on March 21, 2007: Advanced Powerline Technologies Inc. (APWL) America Asia Petroleum Corp. (AAPM) Amerossi Int'l Group, Inc. (AMSN) Apparel Manufacturing Associates, Inc. (APPM) Asgard Holdings Inc. (AGHG) Biogenerics Ltd. (BIGN) China Gold Corp. (CGDC) CTR Investments & Consulting, Inc. (CIVX) DC Brands International, Inc. (DCBI) Equal Trading, Inc. (EQTD) Equitable Mining Corp. (EQBM) Espion International, Inc. (EPLJ) Goldmark Industries, Inc. (GDKI) GroFeed Inc. (GFDI) Healtheuniverse, Inc. (HLUN) Interlink Global Corp. (ILKG) Investigative Services Agencies, Inc. (IVAY) iPackets International, Inc. (IPKL) Koko Petroleum Inc. (KKPT) Leatt Corporation (LEAT) LOM Logistics, Inc. (LOMJ) Modern Energy Corp. (MODR) National Healthcare Logistics, Inc. (NHLG) Presidents Financial Corp. (PZFC) Red Truck Entertainment Inc. (RTRK) Relay Capital Corp. (RLYC) Rodedawg International Industries, Inc. (RWGI) Rouchon Industries, Inc. (RCHN) Software Effective Solutions Corp. (SFWJ) Solucorp Industries Ltd. (SLUP) Sports-stuff.com Inc. (SSUF) UBA Technology, Inc. (UBTG) Wataire Industries Inc. (WTAF) WayPoint Biomedical Holdings, Inc. (WYPH) Wineco Productions Inc. (WNCP) The Commission ordered these trading suspensions because of questions that have arisen regarding the adequacy and accuracy of publicly disseminated information concerning among other things: (1) the companies' assets, (2) the companies' business operations, (3) the companies' current financial condition, and/or (4) financing arrangements involving the issuance of the companies' shares. The Commission cautions broker-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the companies. Further, broker-dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker-dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff in the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. If any broker- dealer is uncertain as to what is required by Rule 15c2-11, it should refrain from entering quotations relating to the securities of the companies listed above until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker-dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action. The SEC's Office of Investor Education and Assistance has information for investors and members of the general public on topics directly related to this action by the SEC. See http://www.sec.gov/investor/35tradingsuspensions.htm. Any broker-dealer or other person with information relating to this matter is invited to e-mail the Securities and Exchange Commission at 35suspensions@sec.gov. (Rel. 34-55420; Press Rel. 2007-34) COMMMISSION ANNOUNCES MARCH 19 ROUNDTABLE: CREATING INTERACTIVE DATA TO SERVE INVESTORS Vanguard Chairman and CEO John J. Brennan to Deliver Opening Address On March 8, the Commission announced that Vanguard Group Chairman and CEO John J. Brennan will be the keynote speaker at the Commission's March 19 roundtable on the use of interactive data by public companies and mutual funds to improve disclosure for individual investors. Mr. Brennan is expected to discuss how the new interactive data will allow investors to easily gather and compare mutual fund risk and return information, including costs and performance that might otherwise be buried deep within disclosure documents. "This looks to be an exciting event, with plenty of show-and-tell illustrations of the latest software tools for investors," said SEC Chairman Christopher Cox. The roundtable will begin at 10:00 a.m. with brief remarks by Chairman Cox. Following Mr. Brennan's remarks, John White, Director of the Commission's Division of Corporation Finance, will discuss the creation of interactive financial reports by public companies. The roundtable will also feature a panel discussion on the benefits, including potential cost savings, of preparing financial reports using interactive data written in a computer language called XBRL. Panelists will include executives at public companies currently providing investors with interactive data on a test basis as part of the SEC's voluntary filing program. The panel will be moderated by Chicago Sun- Times personal finance columnist Terry Savage. The March 19 roundtable will be the third in a series of interactive data roundtable discussions conducted by the SEC. At the previous roundtables, Xerox CEO Anne Mulcahy and PepsiCo CEO Indra Nooyi have discussed their tests of XBRL software and the potential of interactive data to enhance disclosure for the benefit of investors in public companies. The roundtable will be held in the Auditorium at the Commission's headquarters at 100 F Street, N.E., Washington, D.C., from 10:00 a.m. to noon. The roundtable will be open to the public with seating on a first-come, first-served basis. Doors will open at 9:30 a.m. Visitors will be subject to security checks. Materials related to the roundtable, including the day's agenda, are accessible at http://www.sec.gov/spotlight/xbrl.htm. Real time and archived audio and video webcasts will be accessible at http://www.sec.gov. The Commission welcomes feedback on any aspect of the use of interactive data. The information that is submitted will become part of the public record of the roundtable. Submissions to the Commission may be provided by any of the following methods: Electronic submissions: Use the Commission's Internet submission form at www.sec.gov/news/press.shtml; or Send an e-mail to rule-comments@sec.gov. Please include File Number 4- 515 on the subject line. Paper submissions: Send paper submissions in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-1090. All submissions should refer to File Number 4-515. This file number should be included on the subject line if e-mail is used. To help process and review your submissions more efficiently, please use only one method. The Commission will post all submissions on the Commission's Internet Web site at http://www.sec.gov/news/press/4-515.shtml. Please note that all submissions received will be posted without change; the SEC does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. (Press Rel. 2007-37) ENFORCEMENT PROCEEDINGS IN THE MATTER OF NORTHWESTERN CORPORATION On March 7, the Commission issued an Order Instituting Cease-and- Desist Proceedings, Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934 against NorthWestern Corporation. The Order finds that, for the first three quarters of 2002, NorthWestern filed quarterly and current reports with the Commission that materially misstated NorthWestern's financial position and misrepresented or did not disclose required information about its non-utility businesses, Expanets, Inc. and Blue Dot Services, Inc., among other things. According to the Order, after the effect of taxes, NorthWestern overstated its income from continuing operations for the first three quarters of 2002 by approximately 176%, 618%, and 109%, respectively, due to the company's improper accounting for accounts receivable, adjustments to customers' bills, and allocation of losses to minority interests. In addition, the Order finds that NorthWestern misrepresented or did not disclose, among other things, the effects of significant problems with Expanets' new information technology system, the material impact of Expanets' reserve reductions and its receipt of non-compete payments on Expanets' income, large intercompany advances NorthWestern made to support Expanets and Blue Dot, and the timing of anticipated payments from the sale of certain utility assets. The Order also finds that, through NorthWestern's financial misstatements, misrepresentations, and omissions, NorthWestern obscured the continuing poor performance of its subsidiaries at a time when it was publicly relying on these subsidiaries' operations to strengthen its financial condition. The Order finds that, as a result of NorthWestern's conduct, NorthWestern violated Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Securities Exchange Act of 1934 and Rules 12b-20, 13a-11, and 13a-13 thereunder. The Commission ordered NorthWestern to cease and desist from committing or causing any violations and any future violations of Section 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-11, and 13a-13 thereunder. NorthWestern consented to the issuance of the Order without admitting or denying any of its findings. In determining to accept NorthWestern's settlement offer, the Commission considered remedial acts promptly undertaken by NorthWestern and cooperation afforded the Commission staff. (Rels. 34- 55416; AAER-2573; File No. 3-12585) SEC CHARGES FORMERS DRUG MANUFACTURER EXECUTIVE WITH UNLAWFUL INSIDER TRADING IN CONNECTION WITH SCHEME TO CONCEAL QUALITY CONTROL DEFICIENCIES On March 8, the Securities and Exchange Commission filed in the United States District Court for the District of New Jersey a settled civil injunctive action against Shashikant C. Shah alleging that Shah, the Vice President of Quality Control, Quality Assurance and Regulatory Affairs of former drug maker Able Laboratories, Inc., engaged in unlawful insider trading by selling shares of Able's common stock during a 16-month period in which he possessed material, non-public information about Able's faulty quality control testing practices. Before halting operations in May 2005 due to such testing improprieties, Able developed, manufactured and sold at least 40 generic drugs including numerous antibiotic, analgesic and antipsychotic medications. The Commission's complaint alleges that on eight separate occasions from August 2003 through December 2004, Shah acquired an aggregate of 58,000 shares of Able's common stock by exercising employee stock options, and in each case sold the securities either immediately thereafter or within a few days. According to the complaint, at the time he engaged in these transactions, Shah was aware that Able was concealing from the U.S. Food and Drug Administration (FDA) problems with the quality control testing of Able products that resulted in the public release of drugs failing to meet established quality control standards. Shah reaped $909,000 in ill-gotten gains as a result of his unlawful trading. In May 2005, Able's common stock price fell more than $18 per share, or 75%, in one trading day, after Able discovered faulty testing practices of the type Shah had known about, and the company suspended all product shipments. Able's stock price continued to fall in the ensuing months, and the company eventually declared bankruptcy in July 2005, selling substantially all of its assets five months later. Without admitting or denying the allegations in the complaint, Shah consented to the entry of a final judgment permanently enjoining him from violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and prohibiting him from serving as an officer or director of any publicly traded company for a period of five years. Shah also agreed to pay disgorgement of his ill-gotten gains, prejudgment interest thereon and a civil penalty, in amounts to be determined by the court. Also on March 8, 2007, in a related criminal action filed by the United States Attorney's Office for the District of New Jersey, Shah pleaded guilty to one count of conspiracy to commit securities fraud and to distribute misbranded and adulterated drugs. Three former supervisory chemists under Shah, Jose Concepcion, Ashish Macwan and Jyotin Parikh, also pleaded guilty to separate criminal informations charging each with one count of conspiracy to distribute misbranded and adulterated drug products. Shah and the three chemists each face a maximum of five years in federal prison and a $250,000 fine. The issue of restitution will be determined by the sentencing court. The staff acknowledges the assistance and cooperation of the United States Attorney's Office for the District of New Jersey, the United States Postal Inspection Service and the FDA in the investigation of this matter. [SEC v. Shashikant C. Shah, Civil Action No. 2:07cv1075, D.N.J.] INVESTMENT COMPANY ACT RELEASE HERCULES TECHNOLOGY GROWTH CAPITAL, INC., ET AL. A notice has been issued giving interested persons until April 2, 2007 to request a hearing on an application filed by Hercules Technology Growth Capital, Inc. (HTGC), et al., for an order under sections 6(c), 57(c), and 57(i) of the Investment Company Act and rule 17d-1 thereunder permitting HTGC and its wholly-owned subsidiaries to engage in certain transactions that otherwise would be permitted if HTGC and its subsidiaries were one company, and permitting HTGC to adhere to a modified coverage requirement. (Rel. IC-22748 - March 7) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-ISE-2007-13) filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55407) A proposed rule change filed by the NASD to revise the implementation date of previously proposed amendments to NASD Rules 4632(f) and 6130(e) (SR-NASD-2007-020) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55410) A proposed rule change filed by the NASD to amend NASD Rules 1012 (General Provisions) and 1013 (New Member Application and Interview) to require an applicant for membership to submit an application in the manner prescribed by NASD (SR-NASD-2007-015) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55412) A proposed rule change (SR-NYSEArca-2007-25) and Amendment No. 1 thereto filed by NYSE Arca amending its schedule of fees and charges in order to extend a pilot program for option strategy executions for a period of one year has become immediately effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected to be made in the Federal Register during the week of March 12. (Release No. 34-55414) APPROVAL OF PROPOSED RULE CHANGES The Commission has approved a proposed rule change (SR-NASD-2007-004) as modified by Amendment No. 1 submitted pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 by the NASD to amend NASD Rule 7010(k) relating to Transaction Reporting and Compliance Engine transaction data. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55409) The Commission granted approval of a proposed rule change (SR-BSE- 2006-03) as modified by Amendment No. 1, submitted by the Boston Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934, relating to the treatment of limit orders that are submitted to the Boston Options Exchange during a Price Improvement Period. Publication is expected in the Federal Register during the week of March 12. (Rel. 34-55415) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 MARSHALL & ILSLEY CORP/WI/, ATTN: OFFICE OF THE GENERAL COUNSEL, 770 NORTH WATER STREET, MILWAUKEE, WI, 53202, 4147657801 - 0 ($19,804,304.52) Equity, (File 333-141099 - Mar. 7) (BR. 07A) S-3 MEDICAL PROPERTIES TRUST INC, 1000 UBRAN CENTER DRIVE, SUITE 501, BIRMINGHAM, AL, 35242, 205-969-3755 - 8,326,175 ($123,144,128.25) Equity, (File 333-141100 - Mar. 7) (BR. 08B) S-8 PERRIGO CO, 515 EASTERN AVENUE, ALLEGAN, MI, 49010, 6166738451 - 0 ($12,382,500.00) Equity, (File 333-141101 - Mar. 7) (BR. 01B) SB-2 Solutions Mechanical, Inc., 2702 PEBBLE CREEK DRIVE, PEARLAND, TX, 77581, (713) 471-3599 - 1,760,000 ($17,600.00) Equity, (File 333-141102 - Mar. 7) (BR. 02) S-8 ACTIVECORE TECHNOLOGIES INC, 156 FRONT STREET WEST, SUITE 210, TORONTO, A6, M5J 2L6, 9053069343 - 87,044,081 ($2,350,191.00) Equity, (File 333-141103 - Mar. 7) (BR. 03C) S-8 Integrated Management Information, Inc., 601 4TH STREET, PLATTE CITY, MO, 64079, (816) 858-4796 - 6,112,500 ($1,528,125.00) Equity, (File 333-141105 - Mar. 7) (BR. 03A) S-8 VEOLIA ENVIRONNEMENT, BANK OF NEW YORK, 101 BARCLAY STREET 22ND FLOOR, NEW YORK, NY, 10386, 2128152129 - 0 ($15,581,773.24) Equity, (File 333-141109 - Mar. 7) (BR. 06B) S-3ASR PLAINS EXPLORATION & PRODUCTION CO, 700 MILAM STREET, SUITE 3100, HOUSTON, TX, 77002, 8322396000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-141110 - Mar. 7) (BR. 04A) S-8 PARAMETRIC TECHNOLOGY CORP, 140 KENDRICK STREET, NEEDHAM, MA, 02494, 7813705000 - 5,000,000 ($92,950,000.00) Equity, (File 333-141112 - Mar. 7) (BR. 03B) S-3ASR HOSPIRA INC, 275 FIELD DR, LAKE FOREST, IL, 60045, 8479376472 - 0 ($1,425,000,000.00) Debt, (File 333-141114 - Mar. 7) (BR. 01A) S-8 MOVE INC, 805-557-2300 - 0 ($38,779,227.50) Equity, (File 333-141115 - Mar. 7) (BR. 08A) S-8 ABBOTT LABORATORIES, 100 ABBOTT PARK ROAD, D-322 AP6D, ABBOTT PARK, IL, 60064-3500, 8479376100 - 0 ($738,150,000.00) Equity, (File 333-141116 - Mar. 7) (BR. 01A) S-1 DELPHI CORP, 5725 DELPHI DRIVE, TROY, MI, 48098, 248-813-2000 - 0 ($1,984,500,000.00) Equity, (File 333-141117 - Mar. 7) (BR. 05B) S-8 ABBOTT LABORATORIES, 100 ABBOTT PARK ROAD, D-322 AP6D, ABBOTT PARK, IL, 60064-3500, 8479376100 - 0 ($2,433,109,590.00) Equity, (File 333-141118 - Mar. 7) (BR. 01A) S-3ASR VENTAS INC, 10350 ORMSBY PARK PLACE, SUITE 300, LOUISVILLE, KY, 40223, 5023579000 - 0 ($74,019,729.00) Equity, (File 333-141119 - Mar. 7) (BR. 08C) S-4 REXNORD LLC, 4701 W GREENFIELD AVE, MILWAUKEE, WI, 53214, 4146433000 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-141121 - Mar. 7) (BR. 10C) F-9 TRANSCANADA PIPELINES LTD, 450 -1ST STREET SW, P O BOX 1000 STATION M, CALGARY ALBERTA, A0, T2P 5H1, 4039207669 - 0 ($1,500,000,000.00) Debt, (File 333-141122 - Mar. 7) (BR. 02A) S-8 CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 298,429 ($274,554.68) Equity, (File 333-141123 - Mar. 7) (BR. 03C) S-4 Bancorp of New Jersey, Inc., 204 MAIN STREET, FORT LEE, NJ, 07024, (201) 944-8600 - 0 ($52,007,467.98) Equity, (File 333-141124 - Mar. 7) (BR. ) S-8 ASML HOLDING NV, DE RUN 6501, DR VELDHOVEN, P7, 5504, 31402683000 - 0 ($10,875,000.00) Equity, (File 333-141125 - Mar. 7) (BR. 10A) S-3 DEUTSCHE MORTGAGE SECURITIES INC, 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-141126 - Mar. 7) (BR. 05D) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ACACIA RESEARCH CORP DE 5.02,9.01 03/06/07 Adams Respiratory Therapeutics, Inc. DE 5.02,9.01 03/01/07 ADVANCED BATTERY TECHNOLOGIES, INC. DE 5.02 03/01/07 ADVANCED MAGNETICS INC DE 5.02 03/01/07 ADZONE RESEARCH INC DE 5.02,9.01 03/05/07 AEP TEXAS CENTRAL CO TX 8.01 03/06/07 AETHLON MEDICAL INC NV 5.03,9.01 03/02/07 AGILE SOFTWARE CORP DE 8.01,9.01 03/05/07 AIRTRAN HOLDINGS INC NV 7.01,9.01 03/06/07 ALASKA PACIFIC BANCSHARES INC AK 9.01 12/31/06 ALBANY INTERNATIONAL CORP /DE/ DE 5.02 03/01/07 ALCAN INC A6 5.02,9.01 03/07/07 Aleris International, Inc. DE 7.01,9.01 03/07/07 ALEXANDRIA REAL ESTATE EQUITIES INC MD 5.02,9.01 03/01/07 ALLEGRO BIODIESEL CORP DE 4.02 03/06/07 Alliance Holdings GP, L.P. DE 7.01,9.01 03/07/07 ALLIANCE ONE INTERNATIONAL, INC. VA 7.01,9.01 03/07/07 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 03/07/07 Allis Chalmers Energy Inc. DE 3.01,7.01,9.01 03/05/07 Alternative Loan Trust 2007-OA3 DE 9.01 03/01/07 AMARU INC NV 5.02 03/05/07 AMERICA FIRST APARTMENT INVESTORS INC MD 2.02,9.01 03/05/07 AMERICA SERVICE GROUP INC /DE DE 1.01,2.04 03/02/07 AMERICAN AIRLINES INC DE 8.01 03/07/07 AMERICAN EAGLE OUTFITTERS INC DE 5.02,9.01 03/01/07 AMERICAN ELECTRIC POWER CO INC NY 8.01 03/06/07 AMERICAN EXPRESS CO NY 8.01,9.01 12/01/06 AMEND AMERICAN FINANCIAL REALTY TRUST 5.02 03/01/07 AMERICAN HOME MORTGAGE INVESTMENT COR MD 2.02,9.01 03/06/07 AMERICAN OIL & GAS INC NV 4.02 02/28/07 AMEND AMERICAN SKIING CO /ME DE 8.01,9.01 03/07/07 AMERICAN TECHNOLOGIES GROUP INC NV 5.02 03/07/07 AMERICHIP INTERNATIONAL INC 4.02 02/28/07 AMERISERV FINANCIAL INC /PA/ PA 2.01 03/07/07 AMR CORP DE 8.01 03/07/07 ANALOGIC CORP MA 2.02,9.01 03/07/07 ANGEION CORP/MN MN 5.02,9.01 03/01/07 AngioGenex, Inc. NV 7.01,9.01 03/07/07 Animal Health International, Inc. DE 2.02,9.01 03/07/07 AP PHARMA INC /DE/ DE 2.02,9.01 12/31/06 Arkanova Energy Corp NV 2.01,3.02,4.01,5.02,5.06,9.01 03/01/07 ARQULE INC DE 1.01,5.02,9.01 01/26/07 AMEND ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 03/07/07 ASHWORTH INC DE 5.02,9.01 03/05/07 ASTRONICS CORP NY 4.02,9.01 03/07/07 ASV INC /MN/ MN 2.02,9.01 03/07/07 ATHEROS COMMUNICATIONS INC DE 8.01 03/07/07 ATLAS AIR WORLDWIDE HOLDINGS INC DE 4.01 02/27/07 AMEND AVANT IMMUNOTHERAPEUTICS INC DE 2.02,9.01 03/07/07 AVNET INC NY 8.01,9.01 03/07/07 AXS ONE INC DE 2.03,9.01 03/06/07 BANCINSURANCE CORP OH 2.02,9.01 03/07/07 BANCINSURANCE CORP OH 8.01,9.01 03/07/07 BANCORPSOUTH INC MS 5.02,9.01 03/01/07 BANK OF AMERICA CORP /DE/ DE 8.01 03/07/07 BARNES GROUP INC DE 1.01,3.02,9.01 03/06/07 BARRIER THERAPEUTICS INC DE 1.01,9.01 03/02/07 Battle Mountain Gold Exploration Corp 1.01,9.01 03/05/07 BEACON POWER CORP DE 5.02,9.01 03/06/07 Benjamin Franklin Bancorp, Inc. MA 8.01 02/28/07 BINGO.COM LTD. 1A 3.02 03/05/07 BIOMODA INC/NM 5.02 03/07/07 BIOSANTE PHARMACEUTICALS INC DE 1.01,9.01 03/02/07 BIOSPECIFICS TECHNOLOGIES CORP DE 1.01 03/02/07 BJs RESTAURANTS INC CA 8.01,9.01 03/06/07 BJS WHOLESALE CLUB INC DE 2.02,9.01 03/07/07 BLUEGREEN CORP MA 7.01 03/06/07 BOOTS & COOTS INTERNATIONAL WELL CONT DE 5.02 03/01/07 BreitBurn Energy Partners L.P. DE 7.01,9.01 03/07/07 Bridge Capital Holdings CA 2.02,9.01 03/07/07 BRISTOL WEST HOLDINGS INC 1.01,7.01,9.01 03/01/07 BROADCOM CORP CA 5.02,9.01 03/01/07 BSD MEDICAL CORP DE 8.01,9.01 03/05/07 CALGON CARBON CORPORATION DE 8.01 03/07/07 CALIFORNIA NEWS TECH NV 1.01,9.01 10/30/06 CALLON PETROLEUM CO DE 2.02,7.01,9.01 03/06/07 CANARGO ENERGY CORP DE 5.03,9.01 03/02/07 CANDELA CORP /DE/ DE 2.01,7.01,9.01 03/07/07 CAPITAL BANCORP INC TN 1.01,9.01 03/02/07 CAPITAL SENIOR LIVING CORP DE 2.02,9.01 03/06/07 CardioVascular BioTherapeutics, Inc. DE 7.01,9.01 03/07/07 CASEYS GENERAL STORES INC IA 2.02,8.01,9.01 03/07/07 CASH SYSTEMS INC DE 1.01 03/07/07 CDI CORP PA 5.02 03/01/07 Centerplate, Inc. DE 2.02,9.01 03/07/07 CENTILLIUM COMMUNICATIONS INC DE 5.02 03/05/07 CEPHALON INC DE 8.01 03/02/07 CFS BANCORP INC IN 7.01,9.01 03/07/07 CHARTERMAC DE 5.02,9.01 03/01/07 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 03/06/07 CHINA SECURITY & SURVEILLANCE TECHNOL D8 9.01 03/07/07 AMEND CHUBB CORP NJ 1.01,9.01 03/01/07 CHURCHILL DOWNS INC KY 1.01,8.01,9.01 03/04/07 CIRRUS LOGIC INC DE 5.02,7.01,8.01,9.01 03/05/07 CITIGROUP INC DE 9.01 03/07/07 CMALT (CitiMortgage Alternative Loan DE 8.01,9.01 03/07/07 COHERENT INC DE 8.01 03/01/07 COINSTAR INC DE 5.02,9.01 03/01/07 COLDWATER CREEK INC DE 2.02,9.01 03/07/07 COLONY RIH HOLDINGS INC DE 8.01 03/07/07 COMFORT SYSTEMS USA INC 7.01,9.01 03/06/07 COMMERCE ENERGY GROUP, INC. DE 1.01,9.01 03/01/07 CONCENTRA OPERATING CORP NV 5.02 03/01/07 CONSECO INC DE 2.02,9.01 03/06/07 CONVERSION SERVICES INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 03/01/07 COOPERATIVE BANKSHARES INC NC 8.01,9.01 03/07/07 COPART INC CA 2.02,9.01 03/06/07 Cord Blood America, Inc. FL 1.01,2.01,2.03,8.01,9.01 02/23/07 CORGENIX MEDICAL CORP/CO NV 1.01,3.02 03/01/07 CORPORATE OFFICE PROPERTIES TRUST MD 5.03,9.01 03/01/07 CORTEX PHARMACEUTICALS INC/DE/ DE 5.02,9.01 03/01/07 COVAD COMMUNICATIONS GROUP INC DE 5.02 03/01/07 CULP INC NC 2.02,9.01 03/07/07 CUMULUS MEDIA INC DE 5.02 03/01/07 CWABS Asset-Backed Certificates Trust DE 2.01 02/28/07 DATA I/O CORP WA 2.02 12/31/06 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 03/06/07 DEXCOM INC 8.01,9.01 03/07/07 DIASYS CORP DE 3.01 03/07/07 DIASYS CORP DE 3.02 03/07/07 Digital Music Group, Inc. DE 2.02,9.01 03/07/07 Digital Realty Trust, Inc. MD 7.01,9.01 03/05/07 DISTRIBUTED ENERGY SYSTEMS CORP DE 2.02,7.01,9.01 03/07/07 Domtar CORP DE 2.01,5.01,5.02,5.03,8.01,9.01 03/07/07 DOR BIOPHARMA INC DE 5.02 02/28/07 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 03/07/07 DRESS BARN INC CT 5.02 03/01/07 DUQUESNE LIGHT HOLDINGS INC PA 5.02 03/01/07 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 03/07/07 Dynegy Acquisition, Inc. DE 8.01,9.01 03/01/07 Eagle Hospitality Properties Trust, I MD 8.01 02/28/07 ECOSPHERE TECHNOLOGIES INC FL 1.01 03/06/07 EFJ INC DE 1.01,2.02,2.03,7.01,9.01 03/07/07 EMAGIN CORP DE 3.01,9.01 03/01/07 EMAK Worldwide, Inc. DE 1.01,2.02,5.02,9.01 12/31/06 ENCYSIVE PHARMACEUTICALS INC DE 7.01,8.01,9.01 03/06/07 Energy Transfer Partners, L.P. DE 5.02,9.01 03/06/07 EPIX Pharmaceuticals, Inc. 4.02 02/26/07 AMEND ESTERLINE TECHNOLOGIES CORP DE 1.01,2.03,9.01 03/01/07 ETHANEX ENERGY, INC. NV 1.01,9.01 03/06/07 Evercore Partners Inc. DE 9.01 12/19/06 AMEND FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 7.01 03/07/07 Falcon Ridge Development Inc. NV 4.01,9.01 02/12/07 AMEND Federal Home Loan Bank of Cincinnati X1 8.01 03/07/07 FEDERATED INVESTORS INC /PA/ PA 1.01,9.01 03/01/07 FINISAR CORP DE 2.04,8.01 03/02/07 FIRST BANCORP /PR/ PR 8.01,9.01 03/02/07 FIRST BANCORP /PR/ PR 1.01,9.01 03/05/07 First Federal of Northern Michigan Ba 2.02,9.01 03/06/07 FIVE STAR PRODUCTS INC DE 1.01,3.02,5.02,9.01 03/01/07 FLOWSERVE CORP NY 2.02,7.01,9.01 03/01/07 FNBH BANCORP INC MI 5.02 03/01/07 FRIENDLY ICE CREAM CORP MA 2.02,7.01,9.01 03/07/07 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 12/31/06 FUEGO ENTERTAINMENT, INC. NV 5.02,9.01 03/06/07 FURNITURE BRANDS INTERNATIONAL INC DE 8.01 03/07/07 G III APPAREL GROUP LTD /DE/ DE 1.01,1.02,9.01 03/05/07 Gales Industries Inc DE 2.02,7.01,9.01 03/07/07 GANNETT CO INC /DE/ DE 1.01,2.03 03/06/07 GCI INC AK 8.01 03/02/07 GEM SOLUTIONS, INC. DE 3.02,5.02,9.01 03/01/07 GENERAL CABLE CORP /DE/ DE 1.01,8.01,9.01 03/06/07 GENERAL COMMUNICATION INC AK 8.01 03/02/07 GENESCO INC TN 2.02,9.01 03/07/07 GENESIS MICROCHIP INC /DE DE 1.01,1.02,9.01 03/02/07 GENESIS TECHNOLOGY GROUP INC FL 8.01,9.01 03/07/07 Geneva Gold Corp NV 5.03 03/01/07 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 03/06/07 GLOBAL PAYMENT TECHNOLOGIES INC DE 2.01,9.01 03/05/07 GoFish Corp. 1.01 02/28/07 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 03/07/07 GPS INDUSTRIES, INC. NV 8.01,9.01 03/07/07 GREAT PLAINS ENERGY INC MO 7.01 03/06/07 GREATER BAY BANCORP CA 5.02 03/01/07 GREM USA NV 8.01,9.01 03/06/07 HAIGHTS CROSS COMMUNICATIONS INC DE 2.02,9.01 03/07/07 HarborView 2007-1 DE 8.01,9.01 03/07/07 HARTFORD LIFE INSURANCE CO CT 9.01 03/07/07 HARTMAN COMMERCIAL PROPERTIES REIT TX 7.01,9.01 03/07/07 HEALTHWAYS, INC DE 7.01 03/07/07 HINES HORTICULTURE INC DE 1.01,9.01 03/01/07 HIRSCH INTERNATIONAL CORP NY 8.01 03/06/07 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 03/07/07 Home Equity Mortgage Trust 2007-1 DE 8.01,9.01 03/07/07 Home Equity Mortgage Trust 2007-1 DE 9.01 03/07/07 HORIZON OFFSHORE INC DE 7.01,9.01 03/07/07 HOSPITALITY PROPERTIES TRUST MD 1.01,2.03,3.02,5.03,8.01,9.01 03/07/07 HOUSTON AMERICAN ENERGY CORP DE 8.01 03/07/07 HUNGARIAN TELEPHONE & CABLE CORP DE 1.01 03/06/07 HYPERCOM CORP DE 2.02,9.01 03/07/07 IA GLOBAL INC DE 3.01,8.01,9.01 02/28/07 ICAD INC DE 1.01,2.02,9.01 03/01/07 IGI INC DE 1.01,2.03,9.01 03/01/07 IMPAC MORTGAGE HOLDINGS INC MD 2.02,9.01 03/05/07 Impac Secured Assets Corp., Mortgage CA 8.01,9.01 02/22/07 INGERSOLL RAND CO LTD 7.01,9.01 03/07/07 INNOCOM TECHNOLOGY HOLDINGS, INC. NV 5.02 03/07/07 INNUITY, INC. /UT/ UT 7.01,9.01 03/07/07 INSMED INC VA 2.05,5.02,9.01 03/07/07 INTEGRAL SYSTEMS INC /MD/ MD 8.01 03/01/07 INTERNATIONAL FOOD PRODUCTS GROUP INC NV 8.01 03/07/07 INTERVOICE INC TX 1.01,9.01 03/01/07 INTUIT INC DE 1.01,8.01,9.01 03/07/07 INVENTIV HEALTH INC DE 3.02 03/01/07 IOMAI CORP 5.02,9.01 03/06/07 IRIS INTERNATIONAL INC DE 2.02,7.01,9.01 03/07/07 IRIS INTERNATIONAL INC DE 5.02 03/01/07 IROBOT CORP DE 7.01,8.01,9.01 03/05/07 J P MORGAN CHASE & CO DE 7.01,9.01 03/06/07 J P MORGAN CHASE & CO DE 7.01,9.01 03/06/07 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 03/07/07 J2 GLOBAL COMMUNICATIONS INC DE 7.01 03/07/07 JACO ELECTRONICS INC NY 5.02 03/02/07 JAKKS PACIFIC INC DE 8.01 03/06/06 JUPITERMEDIA CORP DE 8.01 03/07/07 K TRON INTERNATIONAL INC NJ 2.02,9.01 03/06/07 K2 INC DE 2.02,9.01 03/07/07 KAISER ALUMINUM CORP DE 2.02,9.01 03/07/07 KANA SOFTWARE INC DE 4.02 03/01/07 KIRKLANDS INC 1.01 03/01/07 KITTY HAWK INC DE 5.02,9.01 12/15/06 KITTY HAWK INC DE 5.02,9.01 02/19/07 KSW INC NY 5.02 03/06/07 KV PHARMACEUTICAL CO /DE/ DE 7.01,9.01 03/06/07 KYPHON INC DE 5.02 03/01/07 LAM RESEARCH CORP DE 5.02 03/01/07 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 03/06/07 Lexington Energy Services Inc. NV 1.01,7.01,9.01 03/07/07 LIBERTY DIVERSIFIED HOLDINGS INC NV 5.02,5.03,7.01 02/28/07 LIBERTY TAX CREDIT PLUS LP DE 8.01,9.01 03/06/07 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,9.01 03/07/07 LITFUNDING CORP NV 1.01,8.01,9.01 03/05/07 LOCAL.COM DE 1.01,9.01 03/01/07 LOUD TECHNOLOGIES INC WA 1.01,2.04,9.01 03/06/07 LOUD TECHNOLOGIES INC WA 1.01,9.01 03/06/07 MACROVISION CORP DE 7.01 03/06/07 Magyar Bancorp, Inc. DE 5.02 03/01/07 MAINSTREET BANKSHARES INC VA 5.02 03/05/07 MARINER ENERGY INC DE 2.02,9.01 03/07/07 MARTEK BIOSCIENCES CORP DE 2.02,9.01 03/07/07 MARTIN MIDSTREAM PARTNERS LP DE 2.02,7.01,9.01 03/07/07 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 03/06/07 MedAire, Inc. NV 8.01 03/07/07 MEDIFAST INC DE 7.01,9.01 03/07/07 Mellanox Technologies, Ltd. L3 2.02,9.01 03/07/07 MENS WEARHOUSE INC TX 2.02,8.01,9.01 03/07/07 METABOLIX, INC. DE 2.02,9.01 03/07/07 MICHAELS STORES INC DE 2.02,9.01 03/07/07 MIDAS INC DE 5.02 03/07/07 MIGO SOFTWARE, INC. DE 9.01 12/27/06 AMEND MODAVOX INC 1.01,9.01 03/03/07 MODAVOX INC 2.01,9.01 03/05/07 MONEYGRAM INTERNATIONAL INC 7.01 03/07/07 MOSAIC CO 7.01,9.01 03/07/07 MOUNTAIN VALLEY BANCSHARES INC GA 2.02,9.01 03/05/07 MultiCell Technologies, Inc. DE 1.01,2.03,3.02,8.01,9.01 03/06/07 AMEND MYLAN LABORATORIES INC PA 1.01,2.03,9.01 03/01/07 NANO PROPRIETARY INC TX 1.01,5.02 03/01/07 NASTECH PHARMACEUTICAL CO INC DE 2.02,9.01 03/07/07 NATIONAL MEDICAL HEALTH CARD SYSTEMS DE 2.02,9.01 03/07/07 NATIONAL PATENT DEVELOPMENT CORP DE 1.01,3.02,5.02,9.01 03/01/07 NATIONAL QUALITY CARE INC DE 5.02 03/03/07 NaturalNano , Inc. NV 1.01,9.01 02/15/07 NATURES SUNSHINE PRODUCTS INC UT 5.02 03/01/07 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 03/07/07 NAVTEQ CORP DE 2.01,8.01,9.01 03/06/07 NEENAH FOUNDRY CO WI 1.01,2.03,9.01 12/29/06 AMEND NEOPHARM INC DE 5.02 03/02/07 NETWORK CN INC DE 1.01,9.01 03/01/07 NEUROGEN CORP DE 9.01 12/31/06 NEUROLOGIX INC/DE DE 1.01,9.01 03/02/07 NITROMED INC DE 5.02,8.01,9.01 03/01/07 NORTHRIM BANCORP INC AK 5.02 09/07/06 AMEND NORTHWEST BIOTHERAPEUTICS INC DE 5.02 03/01/07 NSTAR ELECTRIC CO MA 2.01,8.01,9.01 03/07/07 AMEND OIL STATES INTERNATIONAL, INC DE 7.01,9.01 03/06/07 OM GROUP INC DE 2.01,9.01 03/01/07 Omniture, Inc. DE 1.01,2.01,3.02,9.01 03/01/07 OMNIVISION TECHNOLOGIES INC DE 1.01 02/23/07 Orbit Brands CORP DE 4.01,9.01 02/27/07 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 03/06/07 PANDA ETHANOL, INC. NV 1.01 03/01/07 PANERA BREAD CO DE 7.01,9.01 03/07/07 PAR PHARMACEUTICAL COMPANIES, INC. DE 8.01,9.01 02/21/07 AMEND PARTNERRE LTD 7.01 03/07/07 PECO II INC OH 2.02,9.01 03/07/07 Petals Decorative Accents, Inc. DE 4.01,9.01 03/07/07 AMEND PETROQUEST ENERGY INC DE 7.01,9.01 03/07/07 PIEDMONT NATURAL GAS CO INC NC 2.02,8.01,9.01 03/07/07 PLAINS EXPLORATION & PRODUCTION CO DE 9.01 11/01/06 AMEND PNC FINANCIAL SERVICES GROUP INC PA 4.01,9.01 11/15/06 AMEND POLYCOM INC DE 8.01,9.01 03/02/07 POSSIS MEDICAL INC MN 7.01,9.01 03/06/07 POZEN INC /NC 2.02,9.01 03/07/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/02/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/02/07 PRIVATEBANCORP, INC DE 7.01,8.01,9.01 03/07/07 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 03/06/07 QI SYSTEMS INC 2.03,3.02,9.01 02/28/07 QUANTRX BIOMEDICAL CORP NV 1.01,3.02,8.01,9.01 03/01/07 QUEST RESOURCE CORP NV 7.01 03/06/07 Quintana Maritime LTD 1T 2.02,9.01 03/06/07 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 03/01/07 RASC Series 2007-EMX1 Trust DE 8.01,9.01 03/07/07 RBC LIFE SCIENCES, INC. DE 2.02,9.01 03/05/07 REGENERATION TECHNOLOGIES INC FL 1.01 03/02/07 REMY INTERNATIONAL, INC. DE 1.01,5.02 03/01/07 RENHUANG PHARMACEUTICALS INC NV 7.01,9.01 03/05/07 RESPIRONICS INC DE 7.01 03/07/07 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 03/07/07 River Rock Entertainment Authority XX 1.02,9.01 03/02/07 ROCKY BRANDS, INC. OH 2.02,9.01 03/07/07 SAFENET INC DE 1.01,9.01 03/05/07 SAFLINK CORP DE 3.02 03/01/07 SAKS INC TN 2.02,8.01,9.01 03/07/07 Saxon Asset Securities Trust 2007-1 VA 8.01,9.01 03/07/07 SCOTTS MIRACLE-GRO CO OH 5.02,8.01 03/01/07 SENETEK PLC /ENG/ 1.01,5.02,9.01 03/05/07 SEQUENOM INC DE 2.02,9.01 03/07/07 Shire plc 8.01,9.01 03/06/07 SIRENZA MICRODEVICES INC DE 5.02 03/07/07 SIRENZA MICRODEVICES INC DE 8.01 03/07/07 AMEND Somaxon Pharmaceuticals, Inc. DE 5.02,9.01 03/02/07 SOTHEBYS DE 2.02,9.01 03/01/07 Southern National Bancorp of Virginia VA 4.01,9.01 03/02/07 SPHERION CORP DE 1.01 03/07/07 STARBUCKS CORP WA 8.01 03/01/07 STARTEK INC DE 1.01 03/01/07 Strategic Defense Alliance Corp. 8.01 02/15/07 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 03/01/07 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 03/01/07 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 03/01/07 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 03/01/07 STRUCTURED PRODUCTS CORTS TRUST FOR J DE 8.01,9.01 03/01/07 SUN HYDRAULICS CORP FL 2.02,5.02,8.01,9.01 03/03/07 SUNTERRA CORP MD 4.02,9.01 03/06/07 SUNTRUST BANKS INC GA 4.01,9.01 09/26/06 AMEND SUPERCONDUCTOR TECHNOLOGIES INC DE 1.01 03/01/07 SUPERIOR ESSEX INC DE 5.02,9.01 03/01/07 SUPERTEL HOSPITALITY INC VA 1.01,9.01 03/07/07 SUPERTEL HOSPITALITY INC VA 9.01 01/05/07 AMEND Sutura, Inc. 1.01,2.03,3.02,8.01,9.01 03/05/07 SYPRIS SOLUTIONS INC DE 5.02,9.01 03/01/07 TACTICAL AIR DEFENSE SERVICES, INC. NV 1.01,3.02,9.01 03/02/07 TAIWAN FUND INC DE 7.01,9.01 01/01/07 TAL International Group, Inc. DE 2.02,9.01 03/06/07 TALBOTS INC DE 2.02,9.01 03/07/07 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 03/06/07 TECH LABORATORIES INC NJ 5.02 02/22/07 TECHNOLOGY INVESTMENT CAPITAL CORP MD 2.02,9.01 03/07/07 TERCICA INC DE 8.01 03/07/07 TERRACE VENTURES INC NV 1.01,9.01 02/28/07 THAXTON GROUP INC SC 8.01,9.01 02/16/07 THEATER XTREME ENTERTAINMENT GROUP, I FL 1.01,3.02,9.01 03/06/07 THESTREET COM DE 1.01 03/01/07 THRESHOLD PHARMACEUTICALS INC DE 2.02,9.01 03/07/07 Tim Hortons Inc. DE 5.02 03/07/07 TIVO INC DE 8.01 03/07/07 TIVO INC DE 2.02,9.01 03/07/07 TORCH ENERGY ROYALTY TRUST DE 7.01,9.01 03/02/07 AMEND Traffic.com, Inc. DE 2.01,8.01,9.01 03/06/07 TRAFFIX INC DE 5.02 02/07/07 TransMontaigne Partners L.P. DE 7.01,9.01 03/06/07 TRANSOCEAN INC E9 7.01,9.01 03/07/07 Triton Petroleum Group Inc 1.01,3.02,5.02,5.03 03/01/07 Tube Media Corp. CO 1.01,5.02,9.01 03/02/07 TXU CORP /TX/ TX 8.01 02/26/07 TXU ELECTRIC DELIVERY TRANSITION BOND 8.01 02/26/07 UNICA CORP 5.02 03/06/07 UNITED PARCEL SERVICE INC DE 5.02,9.01 03/01/07 UNITED RENTALS INC /DE DE 5.02,7.01 03/01/07 UNIVERSAL TECHNICAL INSTITUTE INC DE 5.02 02/28/07 Uranium Star Corp. NV 8.01,9.01 03/05/07 URON INC MN 3.02 03/06/07 UROPLASTY INC MN 1.02,2.05 03/07/07 VALSPAR CORP DE 2.02,9.01 02/12/07 AMEND VECTOR GROUP LTD DE 5.02 03/06/07 Venoco, Inc. DE 1.01,9.01 03/01/07 VERIZON COMMUNICATIONS INC DE 8.01 03/05/07 VERSO TECHNOLOGIES INC MN 2.02,9.01 03/07/07 VERTEX PHARMACEUTICALS INC / MA MA 3.02,8.01 03/02/07 VERTICALNET INC PA 2.02,9.01 03/06/07 VESTIN FUND III LLC 5.03 03/07/07 VIPER NETWORKS INC NV 3.02,5.01,7.01,8.01 12/01/06 VIRGIN MEDIA INC. DE 5.02 02/23/07 VISANT CORP 2.02,9.01 03/07/07 VISANT CORP 2.02,9.01 03/07/07 AMEND VISANT HOLDING CORP 2.02,9.01 03/07/07 VISANT HOLDING CORP 2.02,9.01 03/07/07 AMEND Vyta Corp NV 3.02,5.01,9.01 03/05/07 WALTER INDUSTRIES INC /NEW/ DE 4.01,9.01 12/20/06 AMEND WASHINGTON GROUP INTERNATIONAL INC DE 5.02,8.01 03/01/07 WCA WASTE CORP 7.01 03/05/07 WEALTHCRAFT SYSTEMS INC. NV 4.01 01/04/07 WEST PHARMACEUTICAL SERVICES INC PA 5.02 03/07/07 WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02,9.01 03/05/07 WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02,9.01 01/20/07 AMEND WILEY JOHN & SONS INC NY 7.01 01/31/07 WILLBROS GROUP INC R1 5.02,9.01 03/01/07 Winning Edge International, Inc. DE 1.01,8.01 03/06/07 Winthrop Realty Trust OH 2.02,9.01 03/05/07 WIRELESS FACILITIES INC DE 5.02 03/06/07 WOLVERINE TUBE INC DE 5.02,9.01 03/01/07 WORKSTREAM INC 5.02,9.01 03/01/07 WORLDWIDE STRATEGIES INC NV 2.03,9.01 11/27/06 X RITE INC MI 2.02,9.01 03/06/07 XECHEM INTERNATIONAL INC DE 8.01 03/01/07 XETA TECHNOLOGIES INC OK 5.02 03/05/07 Y3K SECURE ENTERPRISE SOFTWARE INC NV 3.01,8.01 03/07/07 YOUBET COM INC DE 2.02,9.01 03/06/07 YOUNG BROADCASTING INC /DE/ DE 2.02,9.01 03/07/07 ZIONS BANCORPORATION /UT/ UT 9.01 03/07/07 Zumiez Inc 7.01,9.01 03/07/07