SEC NEWS DIGEST Issue 2007-23 February 5, 2007 COMMISSION ANNOUNCEMENTS TEMPORARY SUSPENSION OF TRADING OF THE SECURITIES OF CYBERKEY SOLUTIONS, INC. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of CyberKey Solutions, Inc. (CyberKey), of St. George, Utah at 9:30 a.m. EST on Feb. 5, 2007, and terminating at 11:59 p.m. EST on Feb. 16, 2007. CyberKey is quoted on the Pink Sheets under the ticker symbol CKYS and has recently been the subject of a promotional campaign touting the company's shares. The Commission temporarily suspended trading in the securities of CyberKey because of questions that have been raised concerning the accuracy and adequacy of publicly disseminated information concerning, among other things, (1) the company's purported contracts with the Department of Homeland Security and/or other government agencies, (2) revenues received pursuant to those contracts, and (3) accounts receivable generated by those contracts. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule, including Rule 15c2-11(a)(5). If a broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to CyberKey's securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer, or other person has any information which may relate to this matter, they should contact John Reed Stark in the Office of Internet Enforcement of the Securities and Exchange Commission at (202) 551-4892 or by email at starkj@sec.gov. (Rel. 34- 55237) JAMES KROEKER NAMED DEPUTY CHIEF ACCOUNTANT FOR ACCOUNTING IN THE OFFICE OF THE CHIEF ACCOUNTANT The Securities and Exchange Commission today announced the appointment of James L. Kroeker as Deputy Chief Accountant for Accounting in the Commission's Office of the Chief Accountant. In his new position Mr. Kroeker will be responsible for resolution of accounting issues, rulemaking projects, and oversight of private sector accounting standard-setting efforts. Mr. Kroeker comes from Deloitte and Touche, LLP where, since June 2002, he has been a partner in the firm's National Office Accounting Services Group and responsible for providing consultation and support regarding the implementation, application, communication and development of accounting standards, including disclosure and reporting matters From August 1999 to June 2001, Mr. Kroeker served as a Practice Fellow at the Financial Accounting Standards Board, where he assisted in the development of accounting guidance related to evolving accounting issues. Mr. Kroeker first joined Deloitte's national office in 1997 as Manager of the National Office's Accounting Research Group. "The Commission and the investors we serve will greatly benefit from Jim's background and experience both as a partner in the profession and as a Fellow at the FASB," said SEC Chief Accountant Conrad W. Hewitt. "Jim Kroeker brings both outstanding judgment and experience to the Commission that will greatly benefit the nation's investors, issuers, and markets," said SEC Chairman Christopher Cox. "We are fortunate to have a professional of his abilities. He will be a valuable asset to the Office of the Chief Accountant and to the entire agency." Prior to joining Deloitte's national office, Mr. Kroeker was responsible for the audits of financial statements of several large national and multinational public companies and consulted with clients on technical accounting issues, coordinated the firm's work related to clients' mergers and acquisitions, and conducted special projects for the firm. Mr. Kroeker, 37, received a Bachelor of Science degree with an emphasis in accounting from the University of Nebraska in May 1992. He starts work in the Office of the Chief Accountant today. (Press Rel. 2007-13) RULES AND RELATED MATTERS PROPOSED RULES TO IMPLEMENT THE CREDIT RATING AGENCY REFORM ACT OF 2006 The Commission proposed rules to implement provisions of the Credit Rating Agency Reform Act of 2006 (Public Law No. 109-291), which was enacted on Sept. 29, 2006. The Credit Rating Agency Reform Act defines the term "nationally recognized statistical rating organization" (NRSRO), provides authority for the Commission to implement registration, recordkeeping, financial reporting, and oversight rules designed to ensure that NRSROs conduct their activities with integrity and impartiality, and directs the Commission to issue final rules no later than 270 days after its enactment (or by June 26, 2007) (Rel. 34-55231; File No. S7-04-07) ENFORCEMENT PROCEEDINGS IN THE MATTER OF CONRAD SEGHERS An Administrative Law Judge has issued an Initial Decision in the matter of Conrad P. Seghers. The Initial Decision finds that Respondent Conrad P. Seghers was permanently enjoined from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rules 10b-5 thereunder, and Section 206 of the Investment Advisers Act of 1940 (Advisers Act) by the U.S. District Court for the Northern District of Texas. The Initial Decision concludes that, pursuant to Section 203(f) of the Advisers Act, it is the public interest to bar the Respondent Seghers from association with an investment adviser. (Initial Decision No. 326; File No. 3-12433) DIVISION OF ENFORCEMENT ALLEGES TRAUTMAN WASSERMAN & CO., INC. AND KEY PERSONNEL PARTICIPATED IN SCHEME TO DECEIVE MUTUAL FUNDS BY LATE TRADING AND FRAUDULENT MARKET TIMING On February 5, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 9(b) and 9(f) of the Investment Company Act of 1940, and Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Order) against Trautman Wasserman & Co., Inc. (TWCO), Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot. TWCO is a registered broker-dealer. In the Order, the Division of Enforcement alleges that TWCO, a registered broker-dealer, Trautman, TWCO's chief executive officer, Wasserman, TWCO's chairman, Barbera, TWCO's chief financial officer, and Wilson, a broker, participated in a scheme to conduct late trading in mutual fund shares on behalf of customers and for TWCO's own account. Pursuant to this scheme, Wilson and Scott A. Christian, another broker, accepted mutual fund trading orders from customers after 4:00 p.m. but executed them as though the orders had been made before 4:00 p.m. so that they received the same day's net asset value. Similarly, Trautman and Barbera placed mutual fund trading orders for a TWCO account after 4:00 p.m. knowing that TWCO would obtain the same day's net asset value. In this way, TWCO and its customers were able to exploit market information such as earnings reports that became available after 4:00 p.m. Additionally, Wilson created and time stamped false order tickets to make it appear that the orders had been received before 4:00 p.m. TWCO personnel including Wilson, Snyder, TWCO's chief administrative officer, and Prigot, TWCO's chief compliance officer, also avoided efforts by mutual fund companies to curtail market timing by deceptively creating and using multiple accounts, multiple registered representative codes, and "house accounts" to conceal from the mutual fund companies identities of TWCO's market timing customers and the involvement of Wilson and Christian, who were widely known to be brokers who worked with market timers. Based on the above, the Division of Enforcement alleges that TWCO, Trautman, Wasserman, Barbera, Wilson, Snyder, and Prigot all committed primary or secondary violations of the antifraud provisions of the securities laws (among other provisions). Additionally, Trautman, Wasserman, Wilson, and Barbera willfully aided and abetted and caused violations of Rule 22c-1, as adopted under Section 22(c) of the Investment Company Act. The Division of Enforcement seeks cease-and- desist orders, disgorgement, civil penalties, prejudgment interest, and all other remedial sanctions that are appropriate and in the public interest. A hearing will be scheduled before an administrative judge to determine whether the allegations contained in the Order are true, to provide Respondents with an opportunity to dispute the allegations, and to determine what, if any, remedial sanctions and penalties are appropriate. According to the Order, the administrative law judge shall issue an initial decision no later than 300 days from the date of service, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rels. 33-8780; 34-55238; IA-2589; IC-27696; File No. 3- 12559) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval of a proposed rule change to modify certain fees for listing on The Nasdaq Stock Market and to make available certain products and services, submitted by The NASDAQ Stock Market (SR-NASDAQ-2006-040). Publication is expected in the Federal Register during the week of February 5. (Rel. 34-55202) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change by the New York Stock Exchange (SR-NYSE-2007- 05) relating to Rule 36 (Communication Between Exchange and Members' Offices) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 5. (Rel. 34-55218) PROPOSED RULE CHANGE The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2006-68) and Amendments No. 1, 2, and 3 thereto to list and trade Exchange-Traded Notes of Barclays Bank PLC linked to the performance of the U.S. Dollar/Japanese Yen Exchange Rate. Publication is expected in the Federal Register during the week of February 5. (Rel. 34-55222) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 GASTAR EXPLORATION LTD, 1331 LAMAR STREET, SUITE 1080, HOUSTON, TX, 77010, 7137391800 - 20,000,000 ($38,400,000.00) Equity, (File 333-140397 - Feb. 2) (BR. 04B) S-8 Terra Nova Financial Group Inc, 100 S WACKER DR, STE 1550, CHICAGO, IL, 60606, 8668666546 - 35,000,000 ($8,750,000.00) Equity, (File 333-140398 - Feb. 2) (BR. 06C) S-3 WESTPAC SECURITISATION MANAGEMENT PTY LTD, 60 MARTIN PLACE 25TH FLOOR, NEW SOUTH WALES 2000 AUSTRALIA SYDNEY, 0116129226 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-140399 - Feb. 2) (BR. 05D) S-3ASR JARDEN CORP, 555 THEODORE FREMD AVE, RYE, NY, 10580, 914 967 9400 - 0 ($0.00) Non-Convertible Debt, (File 333-140400 - Feb. 2) (BR. 02C) S-8 PURE CAPITAL INC, 250 BLAIRGOWRIE PLACE, NANAIMO, A1, V9T 4P5, 250-741-6340 - 10,000,000 ($3,700,000.00) Equity, (File 333-140409 - Feb. 2) (BR. 02B) S-8 ASIA PAYMENT SYSTEMS INC, 405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY, 10174, 2129076514 - 25,000,000 ($2,500,000.00) Equity, (File 333-140410 - Feb. 2) (BR. 08C) S-4 Domtar CORP, 33663 WEYERHAEUSER WAY SOUTH, FEDERAL WAY, WA, 98003, 253-924-2345 - 0 ($2,357,700,000.00) Equity, (File 333-140411 - Feb. 2) (BR. 03A) S-8 XTENT INC, 125 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6502989500 - 0 ($21,731,529.04) Equity, (File 333-140412 - Feb. 2) (BR. 10) S-1 API Nanotronics Corp., 505 UNIVERSITY AVENUE, SUITE 1400, TORONTO, A6, M5G 1X3, 416-593-6543 - 0 ($13,325,000.00) Equity, (File 333-140413 - Feb. 2) (BR. 04C) SB-2 Capital Exchange, LLC, 12600 HESPERIA ROAD, SUITE C, VICTORVILLE, CA, 92395, (760) 245-2600 - 0 ($25,000,000.00) Other, (File 333-140414 - Feb. 2) (BR. ) S-3 REGENERX BIOPHARMACEUTICALS INC, 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD, 20814, 3019611992 - 0 ($18,272,374.40) Equity, (File 333-140415 - Feb. 2) (BR. 01B) S-8 ILLUMINA INC, 9885 TOWNE CENTRE DRIVE, SAN DIEGO, CA, 92121, 8582024500 - 1,424,332 ($56,083,072.50) Equity, (File 333-140416 - Feb. 2) (BR. 10B) S-8 Integrated Healthcare Holdings Inc, 1301 N. TUSTIN AVENUE, SANTA ANA, CA, 92705, 714-434-9191 - 12,000,000 ($4,080,000.00) Equity, (File 333-140417 - Feb. 2) (BR. 01C) S-1 AVATECH SOLUTIONS INC, 11403 CRONHILL DRIVE, SUITE A, OWING MILLS, MD, 21117, 4109026900 - 0 ($2,680,683.00) Equity, (File 333-140418 - Feb. 2) (BR. 03A) S-8 AMERICAN ECOLOGY CORP, 805 W IDAHO, STE 200, BOSIE, ID, 83702, 2083318400 - 0 ($7,792,000.00) Equity, (File 333-140419 - Feb. 2) (BR. 06A) SB-2 Camelot Entertainment Group, Inc., 2020 MAIN STREET, #990, IRVINE, CA, 92614, 949-777-1090 - 28,094,877 ($1,348,554.00) Debt Convertible into Equity, (File 333-140420 - Feb. 2) (BR. 05A) S-8 HFF, Inc., 429 FOURTH AVENUE, SUITE 200, PITTSBURGH, PA, 15219, 412-281-8714 - 3,500,000 ($65,100,000.00) Equity, (File 333-140421 - Feb. 2) (BR. 11C) S-8 MCKESSON CORP, ONE POST ST, MCKESSON PLAZA, SAN FRANCISCO, CA, 94104, 4159838300 - 0 ($5,503,451.00) Equity, (File 333-140422 - Feb. 2) (BR. 09B) S-8 SAFETY INSURANCE GROUP INC, 20 CUSTOM HOUSE STREET, BOSTON, MA, 02110, 617-951-0600 - 0 ($59,700,000.00) Equity, (File 333-140423 - Feb. 2) (BR. 01C) S-3 INTROGEN THERAPEUTICS INC, 301 CONGRESS AVE, SUITE 1850, AUSTIN, TX, 78701, 5127089310 - 0 ($150,000,000.00) Equity, (File 333-140424 - Feb. 2) (BR. 01A) S-8 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 0 ($2,360,796.00) Equity, (File 333-140425 - Feb. 2) (BR. 07B) S-3 AMERICAN CAMPUS COMMUNITIES INC, 0 ($69,463,724.00) Equity, (File 333-140426 - Feb. 2) (BR. 08A) S-8 Voyager Petroleum, Inc., 16 E. HINSDALE AVENUE, HINSDALE, IL, 60521, 630-325-7130 - 5,280,869 ($179,550.00) Equity, (File 333-140427 - Feb. 2) (BR. 06A) S-8 Claymont Steel Holdings, Inc., 4001 PHILADELPHIA PIKE, CLAYMONT, DE, 19703, 302-792-5400 - 450,000 ($8,194,500.00) Equity, (File 333-140428 - Feb. 2) (BR. 06B) S-8 LOGITECH INTERNATIONAL SA, 6505 KAISER DR, C/O LOGITECH INC, FREMONT, CA, 94555, 5107958500 - 14,000,000 ($411,460,000.00) Equity, (File 333-140429 - Feb. 2) (BR. 03B) S-3ASR EMC CORP, 176 SOUTH STREET, HOPKINTON, MA, 01748-9103, 5084351000 - 0 ($3,450,000,000.00) Debt Convertible into Equity, (File 333-140430 - Feb. 2) (BR. 03C) S-8 BEHRINGER HARVARD REIT I INC, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX, 75001, 866-655-1620 - 0 ($131,999,190.00) Equity, (File 333-140431 - Feb. 2) (BR. 08A) S-3 NUVASIVE INC, 4545 TOWNE CENTRE COURT, SAN DIEGO, CA, 92121, (858) 909-1800 - 451,677 ($11,054,794.58) Equity, (File 333-140432 - Feb. 2) (BR. 10B) S-3 MEDICAL PROPERTIES TRUST INC, 1000 UBRAN CENTER DRIVE, SUITE 501, BIRMINGHAM, AL, 35242, 205-969-3755 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-140433 - Feb. 2) (BR. 08B) S-3 PRB Energy, Inc., 1875 LAWRENCE STREET, SUITE 450, DENVER, CO, 80202, (303) 308-1330 - 0 ($4,838,400.00) Equity, (File 333-140434 - Feb. 2) (BR. 02A) F-10 SHAW COMMUNICATIONS INC, STE 900, 630 3RD AVE SW, CALGARY ALBERTA CANA, A0, 4037504500 - 0 ($846,381,718.15) Debt, (File 333-140435 - Feb. 2) (BR. 11C) S-3 MERRILL LYNCH MORTGAGE INVESTORS INC, 4LD FINANCIAL CENTER FLOOR 10, NEW YORK, NY, 10281-1310, 2124491000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-140436 - Feb. 2) (BR. 05D) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 2.02,9.01 12/31/06 3D SYSTEMS CORP DE 2.02,7.01,9.01 02/02/07 AASTROM BIOSCIENCES INC MI 8.01 02/01/07 ACCESS WORLDWIDE COMMUNICATIONS INC DE 2.02,9.01 02/02/07 ACCREDITED HOME LENDERS INC DE 1.01,9.01 01/30/07 ACG HOLDINGS INC DE 7.01,9.01 02/02/07 ACTIVE POWER INC DE 2.02,5.02,5.03,8.01,9.01 02/01/07 ADAMS GOLF INC DE 2.01 02/01/07 ADVO INC DE 5.02 01/29/07 AEROFLEX INC DE 5.02,9.01 01/30/07 AFFILIATED MANAGERS GROUP INC DE 5.02,9.01 02/02/07 AIRTRAN HOLDINGS INC NV 7.01,8.01,9.01 02/01/07 Akeena Solar, Inc. DE 1.01,1.02,2.03,8.01,9.01 01/29/07 ALASKA AIR GROUP INC DE 5.02,9.01 02/02/07 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 02/01/07 ALLERGAN INC DE 5.02 01/29/07 ALLIANCE DATA SYSTEMS CORP DE 2.01,9.01 02/01/07 ALLIANCE DATA SYSTEMS CORP DE 5.02 01/31/07 ALLIANCE FINANCIAL CORP /NY/ NY 5.02 01/30/07 ALLOS THERAPEUTICS INC DE 7.01,9.01 02/02/07 ALLSTATE LIFE INSURANCE CO 2.02 02/02/07 ALPHA MOTORSPORT, INC. NV 5.03,7.01,9.01 01/24/07 ALTEON INC /DE DE 5.02,9.01 02/01/07 ALTRIA GROUP, INC. VA 5.02,9.01 01/31/07 AMBAC FINANCIAL GROUP INC DE 5.02 01/29/07 AMCORE FINANCIAL INC NV 5.02,9.01 02/01/07 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 02/02/07 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,9.01 02/01/07 AMERICAN COMMERCIAL LINES INC. DE 1.02,3.03,8.01,9.01 01/30/07 AMERICAN ITALIAN PASTA CO DE 2.02,8.01,9.01 02/02/07 AMERICAN MEDIA OPERATIONS INC DE 2.02,9.01 02/02/07 AMERICAN MOLD GUARD INC 5.02 01/30/07 AMERICAN REALTY INVESTORS INC NV 5.02 02/01/07 AMERICAN TECHNOLOGY CORP /DE/ DE 5.02,9.01 01/29/07 AMERICAS CARMART INC TX 5.02 01/31/07 AMERIPATH INC DE 8.01,9.01 02/02/07 AMERIPRISE FINANCIAL INC DE 7.01 02/01/07 ANALOGIC CORP MA 5.02,9.01 01/29/07 APPLERA CORP DE 5.02 01/30/07 ARCH COAL INC DE 2.02,9.01 02/02/07 ARVINMERITOR INC IN 7.01,9.01 02/02/07 ASTORIA FINANCIAL CORP DE 8.01,9.01 02/01/07 ATLANTIS PLASTICS INC FL 2.05,9.01 01/29/07 ATS MEDICAL INC MN 5.02 02/02/07 AUDIOVOX CORP DE 5.02 01/29/07 AUTOBYTEL INC DE 5.02,9.01 01/30/07 Avalon Oil & Gas, Inc. CO 7.01,9.01 01/30/07 AVATECH SOLUTIONS INC DE 1.01,3.02,9.01 01/29/07 AVICI SYSTEMS INC DE 5.02 01/29/07 AXA FINANCIAL INC DE 2.02,9.01 02/01/07 AXIS CAPITAL HOLDINGS LTD 8.01,9.01 02/01/07 BACKWEB TECHNOLOGIES LTD 5.02 01/29/07 BALDOR ELECTRIC CO MO 5.02 01/29/07 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 01/31/07 BankFinancial CORP 8.01,9.01 02/01/07 BEICANG IRON & STEEL INC NV 4.01,9.01 02/02/07 BELDEN CDT INC. DE 1.01,9.01 01/29/07 BELLAVISTA CAPITAL INC MD 4.01,9.01 01/30/07 BENIHANA INC DE 1.01,3.03,9.01 01/31/07 BIO KEY INTERNATIONAL INC MN 8.01,9.01 01/31/07 BNC BANCORP NC 2.02,9.01 02/02/07 BNCCORP INC DE 2.02,9.01 12/31/06 BORLAND SOFTWARE CORP DE 8.01,9.01 02/01/07 BOSTON COMMUNICATIONS GROUP INC MA 5.02,9.01 01/29/07 BPI Energy Holdings, Inc. 5.02 01/30/07 Brand Energy & Infrastructure Service DE 8.01,9.01 02/01/07 Brand Energy & Infrastructure Service DE 8.01,9.01 02/01/07 BRE PROPERTIES INC /MD/ MD 5.02 01/29/07 BRINKER INTERNATIONAL INC DE 7.01,9.01 02/02/07 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01,2.01,2.03,5.02,5.03,8.01, 01/29/07 9.01 BRONZE MARKETING INC 1.01,2.01,3.02,4.01,5.01,5.02, 02/01/07 5.03,5.06,9.01 BRYN MAWR BANK CORP PA 5.02 01/29/07 C&D TECHNOLOGIES INC DE 5.02 02/01/07 Calamos Asset Management, Inc. /DE/ 5.02,9.01 01/29/07 CALIFORNIA NEWS TECH NV 1.01,9.01 10/30/06 Camelot Entertainment Group, Inc. DE 1.01,2.03,3.02,9.01 12/27/06 AMEND CAMERON INTERNATIONAL CORP DE 2.02,9.01 02/02/07 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 02/01/07 CARDINAL COMMUNICATIONS, INC NV 1.01,4.02,5.02,9.01 12/15/06 CARMAX AUTO FUNDING LLC DE 8.01,9.01 02/01/07 CATHAY GENERAL BANCORP DE 5.02 02/01/07 CDEX INC NV 1.01,4.02,9.01 01/29/07 CELL THERAPEUTICS INC WA 3.03,5.03,9.01 02/02/07 Celsius Holdings, Inc. NV 2.01,3.02,5.01,5.02,5.03,9.01 01/26/07 CENTRAL JERSEY BANCORP NJ 8.01,9.01 02/01/07 Century Petroleum Corp. NV 3.02 01/25/07 Chelsea Therapeutics International, L DE 8.01,9.01 01/22/07 CHEROKEE INTERNATIONAL CORP DE 5.02 02/01/07 CHESAPEAKE ENERGY CORP OK 8.01,9.01 01/28/07 CHEVRON CORP DE 2.02 02/02/07 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.02,9.01 01/29/07 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 01/30/07 CITIGROUP INC DE 8.01,9.01 02/02/07 CITY HOLDING CO WV 5.02,9.01 01/31/07 CITY HOLDING CO WV 8.01,9.01 02/01/07 CLAYTON HOLDINGS INC 5.02,9.01 01/30/07 CLICKNSETTLE COM INC DE 5.03,9.01 02/02/07 CLIFTON SAVINGS BANCORP INC 2.02,9.01 02/01/07 COHU INC DE 2.02,9.01 02/01/07 COINMACH SERVICE CORP DE 2.02,7.01,9.01 02/01/07 COMMUNITY CENTRAL BANK CORP MI 2.02,9.01 02/01/07 COMMUNITY SHORES BANK CORP MI 5.02,9.01 01/31/07 Complete Production Services, Inc. DE 5.02,9.01 01/31/07 COMPOSITE TECHNOLOGY CORP NV 1.01,9.01 02/02/07 COMPREHENSIVE HEALTHCARE SOLUTIONS IN DE 2.01,9.01 12/05/06 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 02/01/07 COMSTOCK RESOURCES INC NV 8.01,9.01 02/01/07 Connected Media Technologies, Inc. 5.02,9.01 01/31/07 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 02/01/07 COOPERATIVE BANKSHARES INC NC 5.02 01/29/07 COSTCO WHOLESALE CORP /NEW WA 8.01,9.01 02/01/07 COTT CORP /CN/ 2.02,9.01 02/02/07 CPG INTERNATIONAL INC. DE 1.01,2.01,2.03,7.01,9.01 02/02/07 CRAWFORD & CO GA 5.02,9.01 01/29/07 CREDENCE SYSTEMS CORP DE 1.01,2.03 01/31/07 CROGHAN BANCSHARES INC OH 2.02,7.01,9.01 01/31/07 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 01/30/07 CROWN CRAFTS INC DE 2.05,9.01 02/02/07 CVS CORP DE 5.03,9.01 02/02/07 CYTEC INDUSTRIES INC/DE/ DE 2.02,3.01,5.02,9.01 02/01/07 DATASTAND TECHNOLOGIES INC IN 5.03,8.01,9.01 01/31/07 DELTA APPAREL INC GA 2.02,7.01,9.01 02/02/07 DELTA NATURAL GAS CO INC KY 5.02 02/02/07 DENALI SCIENCES, INC. DE 1.01,9.01 01/30/07 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 01/31/07 DIAPULSE CORP OF AMERICA DE 5.02 02/01/06 DIATOM CORP NV 4.01,9.01 01/31/07 DIGENE CORP DE 2.02,9.01 02/01/07 DigitalFX International Inc FL 1.01 01/29/07 DOLLAR FINANCIAL CORP DE 2.02,9.01 01/31/07 Dollarama Group L.P. A8 4.01,5.03 02/01/07 DOV PHARMACEUTICAL INC DE 5.02 02/01/07 DRAGON INTERNATIONAL GROUP CORP. NV 1.01,3.02,9.01 01/30/07 DUN & BRADSTREET CORP/NW DE 2.02,9.01 02/01/07 DYADIC INTERNATIONAL INC DE 5.02 01/29/07 Dynegy Acquisition, Inc. DE 1.01,8.01,9.01 01/31/07 EMC INSURANCE GROUP INC IA 5.02,9.01 02/01/07 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 5.02,8.01,9.01 02/01/07 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 02/01/07 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 02/02/07 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 5.02 02/01/07 EQUITY OFFICE PROPERTIES TRUST MD 8.01,9.01 02/01/07 EXCELSIOR PRIVATE EQUITY FUND II INC MD 4.01 12/29/06 EXCELSIOR PRIVATE EQUITY FUND II INC MD 4.01 12/29/06 AMEND EXCELSIOR VENTURE PARTNERS III LLC DE 4.01 12/29/06 EXPRESS SCRIPTS INC DE 8.01,9.01 02/01/07 EXPRESS SCRIPTS INC DE 8.01,9.01 02/02/07 EYI INDUSTRIES INC. 1.01 01/23/07 FAIRPOINT COMMUNICATIONS INC DE 1.01,9.01 02/01/07 FAMILY HOME HEALTH SERVICES, INC. NV 2.03 01/29/07 FEDDERS CORP /DE DE 1.01,9.01 02/02/07 FIELDSTONE INVESTMENT CORP 1.01,9.01 01/31/07 FIRST AMERICAN CAPITAL CORP /KS KS 3.02,3.03,5.01,5.02,7.01,9.01 01/31/07 FIRST BANCORP /NC/ NC 5.02,9.01 01/30/07 FIRST BANCSHARES INC /MO/ MO 2.02,9.01 02/02/07 FIRST CENTURY BANKSHARES INC WV 5.02,9.01 01/29/07 FIRST FEDERAL BANKSHARES INC DE 8.01,9.01 01/18/07 FIRST HORIZON NATIONAL CORP TN 5.02,5.03,8.01,9.01 01/29/07 FIRST INTERSTATE BANCSYSTEM INC MT 2.02,7.01,9.01 02/02/07 FIRST KEYSTONE CORP PA 2.02 02/02/07 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01 02/02/07 FIRST SOUTH BANCORP INC /VA/ VA 5.02 01/31/07 First Valley Bancorp, Inc. CT 2.02,9.01 02/01/07 FIRSTBANK CORP MI 1.01,7.01,9.01 02/01/07 FOSTER WHEELER LTD D0 5.02,9.01 01/30/07 FREZER, INC. NV 1.01,3.02,5.01,9.01 02/01/07 GANNETT CO INC /DE/ DE 2.02,9.01 12/31/06 GAP INC DE 5.02,7.01,9.01 01/29/07 GASCO ENERGY INC NV 1.01,9.01 01/31/07 GateHouse Media, Inc. DE 8.01,9.01 02/02/07 GATEWAY FINANCIAL HOLDINGS INC NC 3.02,8.01 01/31/07 GEM SOLUTIONS, INC. DE 5.02 01/29/07 GENERAL MOTORS CORP DE 8.01 02/01/07 GENTA INC DE/ DE 8.01,9.01 02/02/07 GENUINE PARTS CO GA 7.01,9.01 02/02/07 GFR PHARMACEUTICALS INC NV 4.01,9.01 01/12/07 AMEND GLACIER BANCORP INC DE 2.02,9.01 02/01/07 Global Beverage Solutions, Inc. 5.02 01/19/07 GLOBAL MATRECHS, INC. DE 1.01,2.03,3.02,9.01 12/21/06 GLOBALSANTAFE CORP 7.01,9.01 02/02/07 GLOWPOINT INC DE 5.02,9.01 01/30/07 GMX RESOURCES INC OK 1.01,8.01,9.01 02/01/07 Google Inc. DE 5.02 01/30/07 GRAYSON BANKSHARES INC VA 8.01 12/12/06 GREAT PLAINS ENERGY INC MO 8.01,9.01 02/02/07 GREENHILL & CO INC 2.02,9.01 02/02/07 GREENS WORLDWIDE INC AZ 4.02 08/24/06 GRIFFON CORP DE 2.02,9.01 02/02/07 H&E Equipment Services, Inc. DE 5.02 01/30/07 HAIGHTS CROSS COMMUNICATIONS INC DE 1.01,9.01 02/02/07 Hanesbrands Inc. MD 5.02,8.01 01/30/07 HARRIS INTERACTIVE INC DE 2.02,5.02,8.01,9.01 01/31/07 HARTFORD LIFE INSURANCE CO CT 9.01 02/02/07 HAWK CORP DE 7.01,9.01 02/02/07 HAYES LEMMERZ INTERNATIONAL INC DE 1.01,7.01,9.01 02/01/07 HCSB FINANCIAL CORP SC 8.01,9.01 01/26/07 HEADLINERS ENTERTAINMENT GROUP, INC. DE 5.02 01/31/07 Helios & Matheson North America Inc. NY 1.01 01/29/07 AMEND HERTZ CORP DE 7.01,9.01 01/30/07 HERTZ GLOBAL HOLDINGS INC 7.01,9.01 01/30/07 Horizon Lines, Inc. 8.01,9.01 01/30/07 HOSPIRA INC DE 2.01,2.03,9.01 02/01/07 HOSPITALITY PROPERTIES TRUST MD 1.01,2.01,2.03,9.01 01/29/07 Huron Consulting Group Inc. DE 5.02 01/29/07 HYDROFLO INC 8.01 02/02/07 I CRYSTAL INC DE 1.01,9.01 01/29/07 I2 TECHNOLOGIES INC DE 7.01,9.01 02/01/07 IBT BANCORP INC /MI/ MI 8.01,9.01 02/01/07 IDT CORP DE 5.02,9.01 01/29/07 IGI INC DE 1.01,1.02,2.03,9.01 01/29/07 IMPERIAL OIL LTD 2.02 02/01/07 IMPERIAL OIL LTD 1.01,9.01 02/01/07 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 02/01/07 INFOUSA INC DE 2.02,9.01 02/01/07 INTERNAL HYDRO INTERNATIONAL INC NV 5.02 01/17/07 INTRAOP MEDICAL CORP 3.03 02/02/07 Investors Bancorp Inc DE 5.02 02/01/07 IOMED INC UT 2.02,9.01 02/01/07 IPAYMENT INC DE 1.01 01/29/07 IPSCO INC 8.01,9.01 02/02/07 ISTA PHARMACEUTICALS INC DE 1.01,9.01 01/30/07 ITC Holdings Corp. MI 4.02 01/29/07 AMEND ITT CORP IN 2.02,7.01,9.01 02/02/07 J P MORGAN CHASE & CO DE 8.01,9.01 02/02/07 J2 GLOBAL COMMUNICATIONS INC DE 3.01 01/30/07 JARDEN CORP DE 2.02,9.01 02/02/07 JOHNSONDIVERSEY HOLDINGS INC DE 5.02 02/02/07 KANSAS CITY SOUTHERN DE 8.01,9.01 02/01/07 Kearny Financial Corp. X1 2.02,9.01 02/01/07 KEY ENERGY SERVICES INC MD 2.02,9.01 02/01/07 KINDRED HEALTHCARE, INC DE 1.01,8.01,9.01 01/31/07 KLA TENCOR CORP DE 8.01,9.01 02/02/07 KMG America CORP VA 2.02 02/02/07 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 02/02/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 01/30/07 LHC Group, Inc 8.01,9.01 02/01/07 LIONS GATE ENTERTAINMENT CORP /CN/ 7.01,9.01 02/01/07 LUCAS ENERGY, INC. NV 5.02 01/29/07 MAC-GRAY CORP DE 2.02,9.01 02/01/07 MADISON GAS & ELECTRIC CO WI 8.01 02/02/07 MAGNITUDE INFORMATION SYSTEMS INC DE 2.03,9.01 01/29/07 MANNKIND CORP 2.02,9.01 02/02/07 MARKWEST ENERGY PARTNERS L P 5.02 01/29/07 MARKWEST HYDROCARBON INC DE 5.02 01/29/07 MASTEC INC FL 1.01,2.03,2.04,9.01 01/31/07 MASTERCARD INC DE 5.02,9.01 02/02/07 MAVERICK OIL & GAS, INC. 5.03,9.01 01/30/06 MBIA INC CT 8.01,9.01 02/01/07 MDwerks, Inc. DE 5.02,9.01 02/01/07 MEDICAL STAFFING NETWORK HOLDINGS INC DE 7.01,9.01 02/02/07 MENS WEARHOUSE INC TX 8.01,9.01 02/02/07 MERCHANTS GROUP INC DE 2.02,9.01 02/01/07 METROCORP BANCSHARES INC 2.02 02/01/07 MGE ENERGY INC WI 8.01 02/02/07 MICROHELIX INC OR 5.02,8.01 01/30/07 MILLS CORP DE 1.01,2.03,9.01 01/30/07 MINERALS TECHNOLOGIES INC DE 2.02,9.01 02/01/07 MITCHAM INDUSTRIES INC TX 1.01 01/31/07 MOBILE AREA NETWORKS INC 4.01,9.01 02/01/07 MOBIUS MANAGEMENT SYSTEMS INC DE 8.01 02/02/07 MORGAN STANLEY CHARTER ASPECT L.P. DE 1.01,9.01 01/29/07 Morgan Stanley Mortgage Loan Trust 20 DE 1.01 01/31/07 Morgan Stanley Mortgage Loan Trust 20 DE 1.01 01/31/07 Morningstar, Inc. IL 7.01 02/02/07 Mueller Water Products, Inc. DE 2.02,9.01 02/01/07 NATIONAL BANKSHARES INC VA 2.02 12/31/06 National Investment Managers Inc. FL 1.01,3.02,9.01 01/31/07 NETWORK CN INC DE 2.01,3.02,9.01 01/31/07 Neuralstem, Inc. DE 4.01,9.01 01/29/07 NEW GENERATION HOLDINGS INC DE 8.01,9.01 02/02/07 NEW HORIZONS WORLDWIDE INC DE 7.01,9.01 02/01/07 NEWMARKET CORP VA 2.02,9.01 02/02/07 NewPage Holding CORP DE 1.01,9.01 01/30/07 NEXT INC/TN DE 1.01,9.01 02/01/07 nFinanSe Inc. NV 1.01,5.02,9.01 01/29/07 NNN Apartment REIT, Inc. MD 9.01 12/28/06 AMEND NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 02/02/07 NOVELL INC DE 8.01 02/02/07 NUVELO INC DE 5.02 01/29/07 NYSE Group, Inc. DE 2.01,9.01 02/02/07 OCEAN WEST HOLDING CORP DE 1.01,9.01 01/29/07 OLD DOMINION FREIGHT LINE INC/VA VA 5.02,9.01 01/29/07 OLD NATIONAL BANCORP /IN/ IN 5.02 01/31/07 Oncologix Tech Inc. NV 8.01,9.01 02/01/07 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/02/07 OPENTV CORP 5.02 01/31/07 ORLEANS HOMEBUILDERS INC DE 2.04 01/29/07 OSHKOSH TRUCK CORP WI 2.02,9.01 02/02/07 PACIFIC CAPITAL BANCORP /CA/ CA 2.02,9.01 02/02/07 PACIFIC CAPITAL BANCORP /CA/ CA 2.02,9.01 02/02/07 PALATIN TECHNOLOGIES INC DE 8.01 01/31/07 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 2.02,9.01 02/01/07 Patient Safety Technologies, Inc DE 1.01,3.02,9.01 01/29/07 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 02/02/07 PENNSYLVANIA COMMERCE BANCORP INC 1.01,9.01 01/29/07 PENTAIR INC MN 5.02,9.01 01/30/07 PEROT SYSTEMS CORP DE 2.01,2.03 01/30/07 PETROL OIL & GAS INC 5.02 01/25/07 PETROLEUM DEVELOPMENT CORP NV 2.01,9.01 01/05/07 AMEND PFF BANCORP INC DE 8.01,9.01 02/02/07 PINNACLE AIRLINES CORP DE 7.01 02/01/07 PINNACLE BANKSHARES CORP VA 2.02,9.01 01/31/07 PNC FINANCIAL SERVICES GROUP INC PA 8.01,9.01 02/01/07 POCAHONTAS BANCORP INC DE 2.01,5.01,9.01 02/01/07 POINT THERAPEUTICS INC DE 1.01,8.01,9.01 01/30/07 PRB Energy, Inc. NV 8.01,9.01 01/31/07 PRECISION OPTICS CORPORATION INC MA 1.01,3.02,8.01,9.01 02/01/07 PROCERA NETWORKS INC NV 4.01,9.01 01/30/07 PROSPERITY BANCSHARES INC TX 1.01,2.01,5.02,9.01 01/31/07 PROSPERITY BANCSHARES INC TX 1.01,2.01,5.02,9.01 01/31/07 AMEND PSB GROUP INC MI 2.02,9.01 01/30/07 PYR ENERGY CORP DE 1.01,3.03,9.01 01/30/07 QUANEX CORP DE 7.01 02/02/07 RAM ENERGY RESOURCES INC DE 5.03,9.01 01/30/07 RAVEN INDUSTRIES INC SD 5.02,9.01 01/31/07 READERS DIGEST ASSOCIATION INC DE 7.01,9.01 02/02/07 Real Mex Restaurants, Inc. DE 1.01,9.01 01/29/07 RECLAMATION CONSULTING & APPLICATIONS CO 1.01,2.03,3.02,7.01,9.01 02/01/07 REGAL ONE CORP FL 4.01,9.01 01/29/07 RENTECH INC /CO/ CO 5.02 02/01/07 Resource Capital Corp. MD 5.02,9.01 02/01/07 RIGEL PHARMACEUTICALS INC DE 5.02,5.03,9.01 01/31/07 RONCO CORP DE 8.01 01/26/07 RONSON CORP NJ 8.01,9.01 02/01/07 RUDDICK CORP NC 2.02,9.01 02/01/07 RYDER SYSTEM INC FL 2.02,9.01 02/02/07 S&T BANCORP INC PA 5.02 01/31/07 SACO I Trust 2007-1 DE 9.01 01/16/07 SAFLINK CORP DE 3.02 01/31/07 SAMARITAN PHARMACEUTICALS INC NV 3.01,7.01,9.01 02/02/07 SAMSONITE CORP/FL DE 8.01 02/01/07 SAPIENT CORP DE 5.02,9.01 01/29/07 SCIENCE DYNAMICS CORP DE 5.02 01/29/07 Searchlight Minerals Corp. NV 7.01,9.01 01/29/07 SEITEL INC DE 1.01,7.01,9.01 01/30/07 Select Notes Trust LT 2004-1 DE 8.01,9.01 02/01/07 SERVICE BANCORP INC MA 5.02,9.01 01/30/07 SERVICE BANCORP INC MA 5.02 01/30/07 AMEND SHAW GROUP INC LA 3.03,5.02,8.01,9.01 01/30/07 SHEARSON FINANCIAL NETWORK INC NV 2.01,9.01 02/02/07 AMEND Shepard Inc. NV 8.01,9.01 01/26/07 SILGAN HOLDINGS INC DE 2.02,9.01 12/31/06 SIMMONS CO DE 2.01,9.01 11/15/06 AMEND SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 02/02/07 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 02/01/07 SINO-BIOTICS INC. 4.02 02/02/07 SIRICOMM INC DE 5.02,9.01 01/31/07 SKYE INTERNATIONAL, INC NV 5.02 01/30/07 SMART & FINAL INC/DE DE 1.01 01/30/07 SmartPros Ltd. DE 5.02,9.01 01/29/07 SMITHTOWN BANCORP INC NY 5.02,9.01 01/30/07 SNAP ON INC DE 2.02,9.01 01/31/07 SOCKET COMMUNICATIONS INC DE 5.02 02/02/07 SONIC INNOVATIONS INC DE 2.02,9.01 02/01/07 SONIC SOLUTIONS/CA/ CA 4.02,9.01 01/31/07 SONORAN ENERGY INC WA 4.01 01/22/07 SONTRA MEDICAL CORP MN 3.02,5.01,9.01 01/30/07 SOUTH FINANCIAL GROUP INC SC 8.01 01/29/07 SOUTHWEST GEORGIA FINANCIAL CORP GA 5.02,9.01 02/01/07 SPAR GROUP INC DE 8.01 01/26/07 SPATIALIGHT INC NY 3.01 01/10/07 SPECTRX INC DE 8.01,9.01 02/02/07 SPHERIX INC DE 3.02 07/22/05 AMEND ST. BERNARD SOFTWARE, INC. CA 2.01,9.01 01/29/07 ST. BERNARD SOFTWARE, INC. CA 9.01 10/16/06 AMEND STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 02/01/07 STANDARD PACIFIC CORP /DE/ DE 5.02,9.01 01/30/07 STATION CASINOS INC NV 5.02,8.01 01/26/07 STEIN MART INC FL 5.02 01/30/07 STEPAN CO DE 2.02,9.01 01/31/07 STRATAGENE CORP DE 2.02,9.01 02/01/07 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 01/26/07 SUNBURST ACQUISITIONS VII INC CO 5.02,5.03 12/25/06 SUNGARD DATA SYSTEMS INC DE 7.01 02/01/07 SUNOCO INC PA 7.01,9.01 02/01/07 SunOpta Inc. 1.01,9.01 02/02/07 SUPERIOR ESSEX INC DE 7.01,9.01 01/30/07 Superior Well Services, INC DE 7.01 02/01/07 SUREWEST COMMUNICATIONS CA 4.01 01/26/07 SYNERGY BRANDS INC DE 3.01 02/02/07 Synovics Pharmaceuticals NV 9.01 01/26/07 AMEND Tank Sports, Inc. CA 1.01,2.01,2.03,3.02,9.01 01/30/07 TECHNICAL OLYMPIC USA INC DE 1.01,9.01 02/01/07 TELLABS INC DE 8.01,9.01 02/01/07 TEREX CORP DE 8.01,9.01 02/02/07 THQ INC DE 2.02,9.01 02/02/07 TIDEWATER INC DE 5.02,5.03,8.01,9.01 01/31/07 TONGA CAPITAL CORP CO 4.02,9.01 01/19/07 AMEND TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 02/01/07 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.02 02/01/07 TRANSOCEAN INC E9 7.01,9.01 02/02/07 TRAVELCENTERS OF AMERICA LLC 1.01,2.01,3.03,5.01,5.02 01/29/07 TREND MINING CO DE 5.02,9.01 01/26/07 TRICO BANCSHARES / CA 2.02,9.01 01/31/07 TRICO MARINE SERVICES INC DE 8.01,9.01 02/02/07 TRUMP ENTERTAINMENT RESORTS, INC. DE 1.02,5.02 01/15/07 TX Holdings, Inc. GA 7.01,9.01 01/30/07 ULTRATECH INC DE 5.02,5.03,9.01 01/29/07 UNITED NATIONAL FILM CORP CO 4.01,8.01 02/02/07 AMEND UNITED PARCEL SERVICE INC DE 2.02,9.01 01/30/07 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 02/01/07 UNITEDHEALTH GROUP INC MN 5.02,9.01 01/30/07 UNITIL CORP NH 2.02,9.01 02/02/07 UROPLASTY INC MN 2.05 02/02/07 UST INC DE 1.01,9.01 02/01/07 UTEK CORP 8.01,9.01 01/31/07 UTSTARCOM INC DE 2.02,4.02,9.01 02/01/07 VAIL RESORTS INC DE 5.02 01/31/07 VCAMPUS CORP DE 3.02 01/23/07 Venoco, Inc. DE 5.02 01/30/07 VENTANA MEDICAL SYSTEMS INC DE 9.01 02/02/07 VERISIGN INC/CA DE 1.01,5.02 01/29/07 VERSO TECHNOLOGIES INC MN 8.01,9.01 02/02/07 VIAD CORP DE 8.01,9.01 02/02/07 VIAD CORP DE 2.02,9.01 02/02/07 VOIP INC 3.02,5.02 01/24/07 VOIP INC 2.03,3.02,9.01 02/01/07 Volcano CORP DE 5.02 01/22/07 W-H ENERGY SERVICES INC TX 2.02,7.01,9.01 02/02/07 WAL MART STORES INC DE 8.01 02/02/07 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.03,9.01 01/30/07 WCI COMMUNITIES INC 1.01,3.03,9.01 01/30/07 WebMD Health Corp. DE 1.01,9.01 02/02/07 WEIGHT WATCHERS INTERNATIONAL INC VA 8.01,9.01 02/02/07 WENDYS INTERNATIONAL INC OH 2.02,9.01 02/02/07 WESTAR ENERGY INC /KS KS 2.02,9.01 02/02/07 WEYERHAEUSER CO WA 8.01,9.01 01/31/07 WHERIFY WIRELESS INC DE 1.01 02/02/07 WHITE MOUNTAINS INSURANCE GROUP LTD D0 7.01,9.01 02/02/07 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 02/02/07 WHITNEY INFORMATION NETWORK INC CO 5.02,9.01 01/31/07 Wilber CORP 2.02,9.01 02/02/07 WISCONSIN ENERGY CORP WI 7.01 02/02/07 WORLDWATER & POWER CORP DE 5.02 01/31/07 XENOPORT INC DE 5.02,9.01 01/30/07 XETHANOL CORP CO 5.02,9.01 01/29/07 XETHANOL CORP CO 5.02 12/07/06 XETHANOL CORP CO 5.02 11/09/06 AMEND XSINVENTORY NV 3.03 01/23/07 YARDVILLE NATIONAL BANCORP NJ 8.01,9.01 02/02/07 ZORAN CORP \DE\ DE 2.02,9.01 02/01/07