SEC NEWS DIGEST Issue 2003-124 June 30, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CLOSED MEETING - TUESDAY, JULY 8, 2003 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, July 8, 2003, will be: Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; Formal orders of investigation; Post-argument discussion; and Opinions. OPEN MEETING - THURSDAY, JULY 10, 2003 - 2:00 P. M. The subject matter of the open meeting scheduled for Thursday, July 10, 2003, will be: 1. The Commission will hear oral argument on an appeal by the Division of Enforcement and the Office of the Chief Accountant from an initial decision of an administrative law judge. The law judge found that Michael J. Marrie and Brian L. Berry did not engage in improper professional conduct within the meaning of Rule of Practice 102(e) during the course of an audit by the accounting firm of Coopers & Lybrand LLP (Coopers) of the 1994 fiscal year financial statements of California Micro Devices, Inc. (CMD), a public company. Marrie, a certified public accountant and former partner with Coopers, was the engagement partner for the audit of CMD. Berry, a certified public accountant and former manager with Coopers, was the audit manager for the CMD audit. The Division alleges that Marrie and Berry recklessly failed to comply with applicable standards of professional conduct in their audit of CMD's 1994 fiscal year financial statements in three areas: (a) CMD's write-off of $12 million of accounts receivable; (b) confirmation of CMD's accounts receivable, and (c) CMD's sales returns and allowances for sale returns. The Division maintains that Marrie and Berry recklessly failed to conduct the audit in accordance with Generally Accepted Auditing Standards as a result of their failure to exercise professional skepticism and to obtain sufficient competent evidential matter with respect to these audit areas. Among the issues likely to be considered are: a. whether respondents committed the alleged violations; and b. if so, whether sanctions should be imposed in the public interest. 2. The Commission will also hear oral argument on an appeal by Michael A. Flanagan, Ronald O. Kindschi, and Spectrum Administration, Inc. of an initial decision of an administrative law judge. During the period covered by this Commission proceeding, Flanagan and Kindschi were registered representatives with FSC Securities Corporation, a registered broker-dealer. Kindschi also was associated with Spectrum Administration, a registered investment adviser. The law judge found that Flanagan and Kindschi willfully violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The law judge also found that Spectrum Administration violated Sections 206(1) and (2) of the Investment Advisers Act of 1940, and that Kindschi, in his role as an associated person of Spectrum Administration, aided and abetted Spectrum Administration's violations. The law judge concluded that the Respondents committed fraud by steering certain customers to purchase Class B shares in various mutual funds without disclosing all material facts regarding the costs associated with those purchases, thereby depriving these customers of the discounts on sales charges that would have been applicable to their investments had the customers purchased Class A shares in like amounts. Based on these violations, the law judge suspended Flanagan from association with any broker or dealer for four months, and ordered him to pay a civil money penalty of $10,000 and to disgorge $12,469. The law judge suspended Kindschi from association with any broker, dealer, or investment adviser for three months, and ordered him to pay a civil money penalty of $7,500, and to disgorge $3,762. The law judge also censured Spectrum Administration and imposed cease-and-desist orders on Flanagan, Kindschi, and Spectrum Administration. Among the issues likely to be considered are: a. whether respondents committed the alleged violations; and b. if so, whether sanctions should be imposed in the public interest. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted, or postponed, please contact the Office of the Secretary at (202) 942-7070. NEW RULES REQUIRE SHAREHOLDER APPROVAL OF EQUITY COMPENSATION The Commission today approved new rules proposed and adopted by the New York Stock Exchange and the Nasdaq Stock Market requiring shareholder approval of equity compensation plans, including stock option plans. The new rules will also require approval for repricings and material plan changes. The new rules will provide for the first time comprehensive shareholder approval requirements for these plans for companies subject to the listing standards of the NYSE and Nasdaq. The NYSE's new rules will replace its current pilot program, which exempted "broad-based" equity compensation plans from a shareholder approval requirement. The Commission also approved a change in the NYSE rules for voting shares held in "street name" on equity compensation plans. The change will permit a broker that is a member of the Exchange to vote for or against those plans only when the broker receives instructions from the beneficial owner of the voting securities. Securities and Exchange Commission Chairman William H. Donaldson said, "These rule changes are an important step by our nation's principal markets. They have responded to the Commission's call for an increased shareholder voice in the equity compensation practices of listed companies and I applaud them. These changes are part of a broad movement by our markets and the Commission to enhance the corporate governance practices of the companies traded on them. The New York Stock Exchange and the Nasdaq Stock Market have proposed additional listing standards to strengthen corporate governance, and the Commission looks forward to working with them to complete these efforts on behalf of investors and shareholders." The release approving the new rules may be found on the Commission's Web site at www.sec.gov. (Press Rel. 2003-78) HOLDING COMPANY ACT RELEASES GULF POWER COMPANY An order has been issued authorizing Gulf Power Company, a wholly owned subsidiary of The Southern Company, a registered holding company, to issue and sell from time to time, prior to March 31, 2006, obligations in connection with pollution control revenue bonds in an aggregate principal amount to $180 million and, in any combination, senior debentures, senior promissory notes or other senior debt instruments, first mortgage bonds and preferred stock in an aggregate amount to $450 million. (Rel. 35-27690) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2003-23) and Amendment No. 1 thereto filed by the Pacific Exchange to reduce Archipelago Exchange Facility fees for the execution and routing of odd-lot orders and to clarify the application of market data revenue sharing credit has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 30. (Rel. 34-48100) PROPOSED RULE CHANGE The American Stock Exchange filed a proposed rule change and Amendment Nos. 1 and 2 thereto (SR-AMEX-2003-24) relating to the dissemination of option quotations. Publication of the proposal is expected in the Federal Register during the week of June 30. (Rel. 34-48101) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Sheffield Pharmaceuticals, Inc., effective at the opening of business on June 27. (Rel. 34-48099) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Class A Common Stock, $.01 par value, of RDO Equipment Co., effective at the opening of business on June 30. (Rel. 34-48103) An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Network 1 Security Solutions, Inc., effective at the opening of business on June 30. (Rel. 34-48104) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the 3% Exchangeable Subordinated Debentures (due March 14, 2030), of Cox Communications, Inc., effective at the opening of business on June 30. (Rel. 34-48105) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the 11 3/8% Senior Notes (due July 1, 2004) and 10 _% Senior Notes (due June 1, 2005), of Weirton Steel Corporation, effective at the opening of business on June 30. (Rel. 34-48107) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until July 18, 2003, to comment on the application of HLM Design, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange. (Rel. 34-48102) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 URANIUM POWER CORP, 206-475 HOWE ST, VANCOUVER BC, A1, 00000, 6046858355 - 2,500,000 ($225,000.00) Equity, (File 333-106546 - Jun. 27) (BR. 04) S-3 NYMAGIC INC, 330 MADISON AVE, NEW YORK, NY, 10017, 2125510600 - 2,500,000 ($53,062,500.00) Equity, (File 333-106547 - Jun. 27) (BR. 01) S-3 AT ROAD INC, 47200 BAYSIDE PARKWAY, FREMONT, CA, 94538, 94538 - 7,475,000 ($84,878,625.00) Equity, (File 333-106551 - Jun. 27) (BR. 03) S-8 NEW DECEMBER INC, 5929 COLLEGE AVE., OAKLAND, CA, 94618, 6,239,616 ($123,213,039.94) Equity, (File 333-106552 - Jun. 27) (BR. 04) S-3D CARNIVAL CORP, 3655 N W 87TH AVE, PO BOX 1347, MIAMI, FL, 33178-2428, 3055992600 - 850,000 ($27,166,000.00) Equity, (File 333-106553 - Jun. 27) (BR. 05) S-8 DRIVERSSHIELD COM CORP, 12514 WEST ATLANTIC BOULEVARD, CORAL SPRINGS, FL, 33071, 9547526161 - 6,000,000 ($2,454,000.00) Equity, (File 333-106554 - Jun. 27) (BR. 02) S-3 LTC PROPERTIES INC, 300 ESPLANADE DR STE 1860, OXNARD, CA, 93030, 8059818655 - 0 ($86,250,000.00) Equity, (File 333-106555 - Jun. 27) (BR. 08) S-8 AUTODESK INC, 111 MCINNIS PKWY, SAN RAFAEL, CA, 94903, 4155075000 - 6,416,930 ($101,066,648.00) Equity, (File 333-106556 - Jun. 27) (BR. 03) SB-2 FLATBUSH FEDERAL BANCORP INC, 2146 NOSTRAND AVE, BROOKLYN, NY, 11210, 7188596800 - 1,087,756 ($8,702,048.00) Equity, (File 333-106557 - Jun. 27) (BR. ) S-8 BARRINGTON FOODS INTERNATIONAL INC, 3960 HOWARD HUGHES PARKWAY, STE 500, LAS VEGAS, NV, 89109, 7029903623 - 2,000,000 ($140,000.00) Equity, (File 333-106559 - Jun. 27) (BR. 08) S-8 COUNTRYWIDE FINANCIAL CORP, 4500 PARK GRANADA BLVD, CALABASAS, CA, 91302, 8182253000 - 6,250,000 ($428,031,250.00) Other, (File 333-106560 - Jun. 27) (BR. 07) S-8 WSFS FINANCIAL CORP, 838 MARKET ST, WILMINGTON, DE, 19801, 3027926000 - 450,000 ($16,609,500.00) Equity, (File 333-106561 - Jun. 27) (BR. 07) SB-2 CAL BAY INTERNATIONAL INC, 1582 PARKWAY LOOP SUITE G, TUSTIN, CA, 92780, 7142587070 - 10,675,675 ($533,784.00) Equity, (File 333-106562 - Jun. 27) (BR. 06) S-8 GENOME THERAPEUTICS CORP, 1OO BEAVER ST, WALTHAM, MA, 02453, 7813982300 - 250,000 ($657,500.00) Equity, (File 333-106563 - Jun. 27) (BR. 01) F-6 GRUPO RADIO CENTRO SA DE CV, CONSTITUYENTES 1154 7TH FLOOR, COL LOMAS ALTAS, CP 11950, MEXICO, D.F. MEXICO, O5, 00000, 01152557284911 - 10,000,000 ($500,000.00) Equity, (File 333-106564 - Jun. 27) (BR. 03) S-8 BIOSITE INC, 11030 ROSELLE ST, SAN DIEGO, CA, 92121, 6194554808 - 0 ($43,076,173.00) Equity, (File 333-106565 - Jun. 27) (BR. 01) S-8 MEDTRONIC INC, 710 MEDTRONIC PKWY, MS LC300, MINNEAPOLIS, MN, 55432, 7635144000 - 0 ($1,464,600,000.00) Equity, (File 333-106566 - Jun. 27) (BR. 36) S-8 BEAR STEARNS COMPANIES INC, ONE METROTECH NORTH, 9TH FL, BROOKLYN, NY, 11201, 3476439862 - 3,500,000 ($258,912,500.00) Equity, (File 333-106567 - Jun. 27) (BR. 07) S-8 CELL THERAPEUTICS INC, 201 ELLIOTT AVE W, STE 400, SEATTLE, WA, 98119, 2062707100 - 150,000 ($1,426,500.00) Equity, (File 333-106568 - Jun. 27) (BR. 01) S-8 AWARE INC /MA/, 40 MIDDLESEX TURNPIKE, BEDFORD, MA, 01730, 6172764000 - 5,000,000 ($12,000,000.00) Equity, (File 333-106569 - Jun. 27) (BR. 36) S-8 AWARE INC /MA/, 40 MIDDLESEX TURNPIKE, BEDFORD, MA, 01730, 6172764000 - 250,000 ($510,000.00) Equity, (File 333-106570 - Jun. 27) (BR. 36) S-8 CELL THERAPEUTICS INC, 201 ELLIOTT AVE W, STE 400, SEATTLE, WA, 98119, 2062707100 - 1,150,000 ($10,936,500.00) Equity, (File 333-106571 - Jun. 27) (BR. 01) S-8 AMERUS GROUP CO/IA, 699 WALNUT STREET, DES MOINES, IA, 50309, 5153623600 - 0 ($29,777,000.00) Equity, (File 333-106572 - Jun. 27) (BR. 01) S-8 ENDOCARDIAL SOLUTIONS INC, 1350 ENERGY LANE, STE 110, ST PAUL, MN, 55108, 6126447890 - 0 ($6,212,500.00) Equity, (File 333-106573 - Jun. 27) (BR. 36) S-8 PAMRAPO BANCORP INC, 611 AVE C, BAYONNE, NJ, 07002, 2013394600 - 154,380 ($2,876,099.00) Equity, (File 333-106574 - Jun. 27) (BR. 07) S-3 CAPITAL ONE AUTO RECEIVABLES LLC, 2980 FAIRVIEW PARK DRIVE, FALLS CHURCH, VA, 22042, 3127820600 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-106575 - Jun. 27) (BR. 05) S-8 EPICUS COMMUNICATIONS GROUP INC, 1750 OSCEOLA DRIVE, WEST PALM BEACH, FL, 33409, 561-688-0440 - 5,000,000 ($350,000.00) Equity, (File 333-106577 - Jun. 27) (BR. 37) S-3 SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 8642557900 - 200,000,000 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-106578 - Jun. 27) (BR. 07) S-8 NATIONAL MANAGEMENT CONSULTANTS INC, 631-385-6200 - 280,000 ($532,000.00) Equity, (File 333-106579 - Jun. 27) (BR. 09) S-8 INSIGHTFUL CORP, 1700 WESTLAKE AVENUE NORTH, SUITE 500, SEATTLE, WA, 98109-3044, 6175771017 - 750,000 ($960,750.00) Equity, (File 333-106580 - Jun. 27) (BR. 03) S-3 BELMONT BANCORP, PO BOX 249, ST CLAIRSVILLE, OH, 43950, 7406953323 - 825,000 ($3,572,250.00) Equity, (File 333-106581 - Jun. 27) (BR. 07) S-8 FRANKS NURSERY & CRAFTS INC, 1175 WEST LONG LAKE RD, TROY, MI, 48098, 2487127000 - 0 ($5,276,744.69) Equity, (File 333-106582 - Jun. 27) (BR. 02) S-8 INCALL SYSTEMS INC, 388 MARKET STREET, SUITE 500, SAN FRANCISCO, CA, 94111, 604-628-5278 - 1,000,000 ($150,000.00) Equity, (File 333-106583 - Jun. 27) (BR. 37) S-8 AON CORP, 200 EAST RANDOLPH STREET, CHICAGO, IL, 60601, 3123811000 - 0 ($50,000,000.00) Other, (File 333-106584 - Jun. 27) (BR. 01) S-8 DUPONT E I DE NEMOURS & CO, 1007 MARKET ST, WILMINGTON, DE, 19898, 3027741000 - 13,946,600 ($589,941,180.00) Equity, (File 333-106585 - Jun. 27) (BR. 06) S-4 EL PASO PRODUCTION HOLDING CO, 1001 LOUISIANA STREET, HOUSTON, TX, 77046, 7134202600 - 0 ($1,200,000,000.00) Non-Convertible Debt, (File 333-106586 - Jun. 27) (BR. ) S-4 THORNBURG MORTGAGE INC, 150 WASHINGTON AVE, SUITE 302, SANTA FE, NM, 87501, 5059891900 - 0 ($200,000,000.00) Equity, (File 333-106588 - Jun. 27) (BR. 08) S-3 SUPERCONDUCTOR TECHNOLOGIES INC, 460 WARD DR, STE F, SANTA BARBARA, CA, 93111, 8056837646 - 6,489,688 ($15,510,354.32) Equity, (File 333-106589 - Jun. 27) (BR. 37) S-8 DEUTSCHE TELEKOM AG, FRIEDERICH EBERT ALLEE 140, D53113 BONN GERMANY, I8, 4922818190 - 0 ($3,783,267.10) Equity, (File 333-106591 - Jun. 27) (BR. 37) F-9 BARRICK GOLD CORP, ROYAL BK PLZ, SO TOWER, STE 2700, P O BOX 119, TORONTO ONTARIO CANA, A6, 00000, 4169239400 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-106592 - Jun. 27) (BR. 04) S-8 SUPERCONDUCTOR TECHNOLOGIES INC, 460 WARD DR, STE F, SANTA BARBARA, CA, 93111, 8056837646 - 6,000,000 ($14,340,000.00) Equity, (File 333-106594 - Jun. 27) (BR. 37) S-3 EVEREST RE GROUP LTD, C/O ABG FINANCIAL & MANAGEMENT SERVICES, PARKER HOUSE WILDEY ROAD, ST MICHAEL BARBADOS, 2464366287 - 0 ($975,000,000.00) Other, (File 333-106595 - Jun. 27) (BR. 01) S-8 BROWN TOM INC /DE, 555 SEVENTEENTH ST SUITE 1850, DENVER, CO, 80202, 9156829715 - 1,800,000 ($49,698,000.00) Equity, (File 333-106596 - Jun. 27) (BR. 04) S-3 AEROPOSTALE INC, 1371 BROADWAY, 8TH FL., NEW YORK, NY, 10018, 2126464885 - 0 ($143,593,830.00) Equity, (File 333-106597 - Jun. 27) (BR. 02) S-3 CITIGROUP INC, 399 PARK AVENUE, NEW YORK, NY, 10043, 2125591000 - 0 ($15,000,000,000.00) Other, (File 333-106598 - Jun. 27) (BR. 07) S-1 SEAGATE TECHNOLOGY, P.O. BOX 309GT, UGLAND HOUSE, SOUTH CHURCH STREET, GEORGE TOWN, GRAND CAYMAN, E9, 00000, 345-949-8066 - 0 ($1,008,900,000.00) Equity, (File 333-106599 - Jun. 27) (BR. 03) S-8 ARS NETWORKS INC, 100 WALNUT STREET, CHAMPLAIN, NY, 12919, 5182982042 - 20,000,000 ($2,000,000.00) Equity, (File 333-106600 - Jun. 27) (BR. 05) S-8 MANATRON INC, 510 E MILHAM AVENUE, PORTAGE, MI, 49002, 6163755300 - 75,000 ($595,500.00) Equity, (File 333-106601 - Jun. 27) (BR. 03) S-3 GENOME THERAPEUTICS CORP, 1OO BEAVER ST, WALTHAM, MA, 02453, 7813982300 - 486,646 ($1,279,878.98) Equity, (File 333-106602 - Jun. 27) (BR. 01) S-3 MSC SOFTWARE CORP, 815 COLORADO BLVD, LOS ANGELES, CA, 90041, 3232589111 - 0 ($124,799,757.00) Other, (File 333-106603 - Jun. 27) (BR. 03) S-3 ONLINE RESOURCES CORP, 7600 COLSHIRE DRIVE, MCLEAN, VA, 22102, 7033945100 - 1,336,000 ($6,800,240.00) Equity, (File 333-106604 - Jun. 27) (BR. 08) S-3 PHOTOMEDEX INC, FIVE RADNOR CORPORATE CENTER, SUITE 470, RADNOR, PA, 19087, 4072814103 - 7,502,942 ($13,268,928.00) Equity, (File 333-106605 - Jun. 27) (BR. 36) S-3 MFA MORTGAGE INVESTMENTS, 350 PARK AVENUE, 21ST FL, NEW YORK, NY, 10022, 2122076400 - 0 ($500,000,000.00) Equity, (File 333-106606 - Jun. 27) (BR. 08) S-8 CARDIOTECH INTERNATIONAL INC, 78-E OLYMPIA AVENUE, WOBURN, MA, 01801-4772, 7819334772 - 0 ($20,831,139.00) Equity, (File 333-106607 - Jun. 27) (BR. 36) S-3 SPATIALIGHT INC, 9 COMMERICAL BLVD STE 200, ST C, NOVATO, CA, 94949, 4158831693 - 3,495,408 ($7,515,127.00) Equity, (File 333-106608 - Jun. 27) (BR. 36) S-8 FIRST CONSULTING GROUP INC, 111 W OCEAN BLVD, 4TH FL, LONG BEACH, CA, 90802, 5626245200 - 0 ($6,662,500.00) Equity, (File 333-106609 - Jun. 27) (BR. 08) S-4 TEXAS INDUSTRIES INC, 1341 W MOCKINGBIRD LN, STE 700W, DALLAS, TX, 75247-6913, 9726476700 - 0 ($600,000,000.00) Non-Convertible Debt, (File 333-106610 - Jun. 27) (BR. 06) S-3 APHTON CORP, PO BOX 1049, STE 51-507, WOODLAND, CA, 95776, 5306616077 - 4,550,000 ($29,802,500.00) Equity, (File 333-106611 - Jun. 27) (BR. 01) S-4 IASIS HEALTHCARE CORP, 113 SEABOARD LANE, SUITE A-200, FRANKLIN, TN, 37067, 6157426236 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-106612 - Jun. 27) (BR. 01) S-4 GULFTERRA ENERGY PARTNERS L P, 4 GREENWAY PLAZA, .., HOUSTON, TX, 77046, 832 676 4853 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-106613 - Jun. 27) (BR. 04) S-8 CTS CORP, 905 WEST BOULEVARD NORTH, ELKHART, IN, 46514, 5742937511 - 0 ($29,670,000.00) Equity, (File 333-106614 - Jun. 27) (BR. 36) S-3 NORTHFIELD LABORATORIES INC /DE/, 1560 SHERMAN AVE, SUITE 1000, EVANSTON, IL, 60201-4800, 8478643500 - 0 ($50,000,000.00) Equity, (File 333-106615 - Jun. 27) (BR. 01) S-3 MANDALAY RESORT GROUP, 3950 LAS VEGAS BLVD S, LAS VEGAS, NV, 89119, 7027340410 - 0 ($394,000,000.00) Non-Convertible Debt, (File 333-106616 - Jun. 27) (BR. 05) S-4 KANKAKEE BANCORP INC, 310 S SCHUYLER AVE, KANKAKEE, IL, 60901, 8159374440 - 350,196 ($7,574,739.00) Equity, (File 333-106617 - Jun. 27) (BR. 07) F-1 MARCONI CORP PLC, ONE BROTON ST, LONDON UNITED KINGDOM, W1X 8AQ, X0, 00000, 0114420749 - 0 ($125,902,500.00) Equity, (File 333-106618 - Jun. 27) (BR. 37) S-4 OMNOVA SOLUTIONS INC, 175 GHENT RD, FAIRLAWN, OH, 44333, 3308694200 - 165,000,000 ($165,000,000.00) Debt Convertible into Equity, (File 333-106619 - Jun. 27) (BR. 02) S-8 VALERO ENERGY CORP/TX, P.O. BOX 500, SAN ANTONIO, TX, 78292-0500, 2103702000 - 5,000,000 ($189,125,000.00) Equity, (File 333-106620 - Jun. 27) (BR. 04) S-8 BANCTRUST FINANCIAL GROUP INC, 100 ST JOSEPH ST, P O BOX 3067, MOBILE, AL, 36602, 2514317800 - 300,000 ($4,995,000.00) Equity, (File 333-106621 - Jun. 27) (BR. 07) S-8 MAGUIRE PROPERTIES INC, 2136263300 - 4,816,861 ($79,400,984.11) Equity, (File 333-106622 - Jun. 27) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- ABFC ASSET BACKED CERTIFICATES SERIES DE X X 06/25/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X 06/01/03 ABN AMRO MORTGAGE CORP MUL CLASS MOR DE X 06/01/03 ACORN HOLDING CORP DE X X 06/23/03 ADVANCED OXYGEN TECHNOLOGIES INC DE X 06/26/03 AFFINITY GROUP HOLDING INC DE X X 06/25/03 AGL RESOURCES INC GA X 06/27/03 ALDERWOODS GROUP INC DE X X 06/26/03 ALDILA INC DE X X 06/27/03 ALPINE AIR EXPRESS INC/DE DE X X 06/25/03 AMERICA ONLINE LATIN AMERICA INC DE X 06/27/03 AMERUS GROUP CO/IA IA X 06/27/03 ANTICLINE URANIUM INC NV X X X X X 06/24/03 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE X X 06/26/03 ARROW ELECTRONICS INC NY X 06/27/03 ASHLAND INC KY X X 06/27/03 ASTA FUNDING INC DE X X 06/27/03 AT ROAD INC CA X X 06/27/03 ATWOOD OCEANICS INC TX X X X 06/27/03 AVISTA CORP WA X X 06/25/03 BA MASTER CREDIT CARD TRUST / X 06/16/03 BALLY TOTAL FITNESS HOLDING CORP DE X X 06/27/03 BAY VIEW CAPITAL CORP DE X 06/26/03 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 06/25/03 BNP RESIDENTIAL PROPERTIES INC MD X 06/27/03 BOSTONFED BANCORP INC DE X X 06/25/03 BRANSON JEWELRY USA INC NV X X 06/25/03 CAP ROCK ENERGY CORP X 06/27/03 CARNIVAL CORP DE X X 06/26/03 CASH TECHNOLOGIES INC DE X X 06/25/03 CATHAY BANCORP INC DE X X 06/26/03 CENTEX FUNDING LLC CENTEX HOME EQ LN DE X X 06/25/03 CHASE MORTGAGE FINANCE CORP DE X X 06/24/03 CHASE MORTGAGE FINANCE CORP DE X X 06/27/03 CHASE MORTGAGE FINANCE CORP DE X X 06/27/03 CHEC FUNDING LLC CENTEX HOME EQUITY L DE X X 06/25/03 CHILDTIME LEARNING CENTERS INC MI X X 06/27/03 CIT HOME EQUITY LOAN TRUST 2002-1 DE X X 05/31/03 CIT HOME EQUITY LOAN TRUST 2003-1 DE X X 05/31/03 CIT HOME EQUITY TRUST 2002-2 DE X X 05/31/03 COASTAL CARIBBEAN OILS & MINERALS LTD D0 X X 06/24/03 COLE NATIONAL CORP /DE/ DE X X 06/27/03 COLE NATIONAL GROUP INC DE X X 06/27/03 COMMON GOAL HEALTH CARE PENSION & INC DE X 04/14/03 AMEND COMMUNITY BANCORP INC DE X X 06/24/03 COMPASS MINERALS GROUP INC X 06/25/03 CORVEL CORP DE X X 05/08/03 COVENANT FINANCIAL CORP DE X 06/27/03 CSFB MORT SEC CORP MORT BACKED PASS T DE X X 06/25/03 CSFB MORT SEC CORP MORT BACKED PASS T DE X X 06/25/03 CSFB MORTGAGE ACCEPTANCE CORP MORT BA DE X X 06/25/03 CSFB MORTGAGE BACK PASS THR CER SER 2 DE X X 06/25/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 06/25/03 CSFB MORTGAGE SEC CORP HOME EQ MORT P DE X X 06/25/03 CSFB MORTGAGE SEC CORP HOME EQ PASS T DE X X 06/25/03 CSX CORP VA X 06/27/03 CSX CORP VA X 06/27/03 CWABS INC REVOLVING HM EQ LN AST BACK DE X X 06/15/03 CWABS INC REVOLVING HM EQU LN ASST BA DE X X 06/15/03 CWABS INC REVOLVING HOME EQ LOAN ASSE DE X X 06/15/03 CWMBS INC DE X 06/27/03 CWMBS INC DE X 06/27/03 CWMBS INC DE X X 06/27/03 CWMBS INC DE X X 06/27/03 CWMBS INC DE X 06/27/03 CWMBS INC DE X X 06/27/03 CWMBS INC DE X X 06/27/03 CWMBS INC DE X X 06/27/03 CWMBS INC DE X X 06/27/03 DIGITAL LIGHTWAVE INC DE X 06/27/03 DREYERS GRAND ICE CREAM INC DE X X 06/25/03 DVI INC DE X 06/02/03 AMEND EARTHNETMEDIA INC NV X X 06/27/03 EASYLINK SERVICES CORP DE X 06/26/03 EDISON MISSION ENERGY CA X 06/25/03 ENDURANCE SPECIALTY HOLDINGS LTD X X 06/27/03 ENERGY CONVERSION DEVICES INC DE X 06/24/03 ENERGY WEST INC MT X X 06/26/03 ENGAGE INC DE X X 06/20/03 ENRON CORP/OR/ OR X X 06/27/03 EQUITY ONE ABS INC EQUITY ONE MORT P DE X 06/25/03 EQUITY ONE MORTGAGE PASS-THROUGH TRUS DE X 06/25/03 EXCHANGE BANCSHARES INC OH X X 06/03/03 FAHNESTOCK VINER HOLDINGS INC X 01/02/03 AMEND FERRELLGAS PARTNERS L P DE X X 06/27/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 06/27/03 FIRST COMMUNITY FINANCIAL GROUP INC WA X X 06/26/03 FIRST HORIZON ASSET SECURITIES INC DE X X 06/25/03 FIRST HORIZON ASSET SECURITIES INC DE X X 06/25/03 FIRST UNION COM MOR SEC INC COM MOR P NY X X 06/25/03 FIRST UNION COMMERCIAL MORTGAGE PASS NC X X 06/25/03 FIRST UNION NATIONAL BANK COM MORT PA NC X X 06/25/03 FIRSTENERGY CORP OH X 06/27/03 FIRSTFED AMERICA BANCORP INC DE X X 06/26/03 FISHER SCIENTIFIC INTERNATIONAL INC DE X X 06/26/03 FLEET CREDIT CARD FUNDING TRUST X X 06/26/03 GEMSTAR TV GUIDE INTERNATIONAL INC DE X 06/23/03 GENCORP INC OH X X 06/26/03 GLOBECOMM SYSTEMS INC X 06/24/03 GOLDEN EAGLE INTERNATIONAL INC CO X X 03/31/03 GOLDEN EAGLE INTERNATIONAL INC CO X 06/24/03 GOOD GUYS INC DE X 06/24/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 06/25/03 GS MORTGAGE SECURITIES CORP MORT PAS DE X X 06/25/03 GS MORTGAGE SECURITIES CORP MORT PASS DE X X 06/25/03 GUARANTY FEDERAL BANCSHARES INC DE X 06/27/03 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE X X X 06/26/03 HEMISPHERX BIOPHARMA INC DE X 06/27/03 HICKORY TECH CORP MN X 06/27/03 HOOKER FURNITURE CORP VA X X 06/27/03 HUNTINGTON BANCSHARES INC/MD MD X X 06/26/03 IDINE REWARDS NETWORK INC DE X 06/26/03 IMC GLOBAL INC DE X 06/27/03 INSPIRE PHARMACEUTICALS INC DE X 06/27/03 INSTINET GROUP INC DE X X 06/27/03 INTEGRA LIFESCIENCES HOLDINGS CORP DE X 06/27/03 INTEGRA LIFESCIENCES HOLDINGS CORP DE X 06/27/03 INTERLAND INC /MN/ MN X 06/26/03 INVESTORS REAL ESTATE TRUST ND X 04/30/03 IRON AGE CORP DE X X 06/27/03 IRON AGE HOLDINGS CORP DE X X 06/27/03 JAMES CABLE PARTNERS LP /DE/ DE X 06/26/03 JLM INDUSTRIES INC DE X X 06/24/03 JP MORGAN CHASE COM MORT SEC CORP PAS DE X X 06/25/03 JPE INC MI X X X 06/13/03 KINDER MORGAN ENERGY PARTNERS L P DE X 06/26/03 KOGER EQUITY INC FL X X 06/25/03 KVH INDUSTRIES INC \DE\ DE X 06/30/02 LASALLE HOTEL PROPERTIES MD X 06/27/03 LEHMAN ABS CORP CNA FINANCIAL DEBENTU DE X X 06/20/03 LEXINGTON PRECISION CORP DE X X 06/27/03 LOCAL FINANCIAL CORP /NV DE X 06/27/03 LOCKHEED MARTIN CORP MD X X X 06/27/03 LUBYS INC DE X 06/26/03 M&I AUTO LOAN TRUST 2002-1 DE X X 06/20/03 MAGMA DESIGN AUTOMATION INC DE X 06/24/03 MARKET CENTRAL INC DE X 04/03/03 AMEND MARVELL TECHNOLOGY GROUP LTD D0 X X 06/27/03 MAY DEPARTMENT STORES CO DE X 06/27/03 MCMORAN EXPLORATION CO /DE/ DE X 06/23/03 MEDIABAY INC FL X X 06/24/03 MEDIABIN INC GA X X 06/27/03 MEIER WORLDWIDE INTERMEDIA INC NV X X 06/27/03 MERRILL LYNCH & CO INC DE X X 06/27/03 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 06/25/03 MEYERSON M H & CO INC /NJ/ NJ X 06/12/03 AMEND MIDWEST BANC HOLDINGS INC DE X 06/25/03 MIDWEST GENERATION LLC CA X 06/25/03 MIRAVANT MEDICAL TECHNOLOGIES DE X X 06/26/03 MISSION ENERGY HOLDING CO DE X 06/25/03 MOHEGAN TRIBAL GAMING AUTHORITY X X 06/27/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/25/03 MOTORCAR PARTS & ACCESSORIES INC NY X 06/27/03 MYRIENT INC NV X 06/30/03 NATIONSBANK OF DELAWARE NA DE X X 06/16/03 NAVIGANT INTERNATIONAL INC DE X X 06/27/03 NEKTAR THERAPEUTICS DE X X 06/25/03 NEUTRON ENTERPRISES INC X 06/24/03 NEVADA GOLD & CASINOS INC NV X X 06/20/03 NEW SOUTH BANCSHARES INC DE X 06/27/03 NEW WORLD RESTAURANT GROUP INC DE X X X 06/27/03 NITTANY FINANCIAL CORP PA X X 06/27/03 NOMURA ASSET ACCEPTANCE CORP DE X X 06/25/03 NOVASTAR MORTGAGE FUNDING CORP HOME E NY X X 06/25/03 NOVASTAR MORTGAGE FUNDING CORP HOME E DE X X X 06/12/03 ONLINE RESOURCES CORP DE X X 06/26/03 ORASURE TECHNOLOGIES INC DE X 06/27/03 ORBITAL SCIENCES CORP /DE/ DE X X 06/23/03 OSI PHARMACEUTICALS INC DE X X 06/12/03 OUTBACK STEAKHOUSE INC DE X 06/27/03 PACTIV CORP DE X X 04/23/03 AMEND PANHANDLE EASTERN PIPE LINE CO DE X 06/26/03 PERFICIENT INC DE X 06/25/03 PG&E CORP CA X 06/27/03 PG&E NATIONAL ENERGY GROUP INC DE X 06/27/03 PHOENIX GOLD INTERNATIONAL INC OR X X 06/26/03 PIEDMONT NATURAL GAS CO INC NC X X 06/27/03 PLATINUM UNDERWRITERS HOLDINGS LTD D0 X X 06/18/03 PMI GROUP INC DE X X 06/26/03 PRIMARY PDC INC DE X X 06/18/03 PRINTCAFE SOFTWARE INC DE X X 06/26/03 PROGRESSIVE CORP/OH/ OH X 06/27/03 PULASKI FINANCIAL CORP DE X X 06/26/03 QUALMARK CORP CO X X 06/20/03 RAYTHEON CO/ DE X 06/30/03 RELIANCE GROUP HOLDINGS INC DE X X 06/27/03 RELIANT RESOURCES INC DE X X 06/27/03 REPUBLIC FIRST BANCORP INC PA X 06/27/03 RESIDENTIAL ACCREDIT LOANS INC DE X X 06/27/03 RESIDENTIAL ACCREDIT LOANS INC DE X X 06/27/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/27/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 06/27/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 06/27/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/27/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/27/03 RETRACTABLE TECHNOLOGIES INC TX X X 06/26/03 RIGEL PHARMACEUTICALS INC DE X X 06/26/03 ROBOTIC VISION SYSTEMS INC DE X X X 06/30/03 AMEND ROCKY SHOES & BOOTS INC OH X X 04/15/03 AMEND ROHN INDUSTRIES INC DE X X 05/29/03 ROWE COMPANIES NV X X 06/23/03 SALON MEDIA GROUP INC DE X X 06/12/03 SARASOTA BANCORPORATION INC / FL FL X 06/25/03 SATELLITE ENTERPRISES CORP X 06/26/03 SCHMITT INDUSTRIES INC OR X 06/23/03 SCOLR INC DE X X 06/26/03 SEA CONTAINERS LTD /NY/ X X 06/25/03 SEAGATE TECHNOLOGY E9 X X 06/27/03 SEALED AIR CORP/DE DE X 06/26/03 SECURITY INTELLIGENCE TECHNOLOGIES IN FL X 06/18/03 SEDONA CORP PA X X 06/20/03 SEITEL INC DE X X 06/26/03 SERVICE 1ST BANCORP CA X X 06/27/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/27/03 SM&A CA X X 06/26/03 SOUNDVIEW TECHNOLOGY GROUP INC DE X X 06/25/03 SPORT SUPPLY GROUP INC DE X X 06/27/03 SPORTS CLUB CO INC DE X X 06/26/03 SRI SURGICAL EXPRESS INC FL X X 06/27/03 STARRETT L S CO MA X 06/25/03 STATION CASINOS INC NV X X 06/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 06/27/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 06/25/03 STRUCTURED ASSET SEC CORP MORT PS THR DE X 06/01/03 STRUCTURED OBLIGATIONS CORP DE X 06/15/03 STRUCTURED OBLIGATIONS CORP DE X 06/16/03 STRUCTURED PROD CORP STEP UP TR CREDI DE X 06/15/03 STRUCTURED PRODUCTS CORP DE X 06/15/03 STRUCTURED PRODUCTS CORP CAST SM STEP DE X 06/15/03 STRUCTURED PRODUCTS CORP MONTHLY PAY DE X 06/15/03 SUMMA INDUSTRIES/ DE X X 06/27/03 SYMPHONIX DEVICES INC DE X X 06/25/03 TECO ENERGY INC FL X X X 06/26/03 TEL OFFSHORE TRUST TX X X 06/27/03 TEMPLE INLAND INC DE X X 06/26/03 AMEND TIVO INC DE X X 06/26/03 TMBR SHARP DRILLING INC TX X 06/27/03 TRANS WORLD CORP NV X X 06/26/03 TRANSTEXAS GAS CORP DE X 06/27/03 TRINITY INDUSTRIES INC DE X X 06/25/03 TROY GROUP INC DE X X 06/25/03 TRUDY CORP DE X 06/27/03 TWINLAB CORP DE X X 06/27/03 UAL CORP /DE/ DE X X 06/27/03 ULTRASTRIP SYSTEMS INC FL X X 06/24/03 UNOCAL CORP DE X X 06/27/03 UPGRADE INTERNATIONAL CORP /FL/ FL X X 06/27/03 VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ X X 06/27/03 WACHOVIA ASSET SECURITIZATION INC NC X X 06/30/03 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 06/27/03 WATERLINK INC DE X X 06/27/03 WEB VIEWS CORP NV X 06/19/03 WEBMD CORP /NEW/ DE X 06/27/03 WELLMAN INC DE X 06/27/03 WESTCORP /CA/ CA X X 06/27/03 WESTCORP /CA/ CA X X 06/27/03 AMEND WESTFIELD FINANCIAL INC MA X X 06/25/03 WESTMINSTER CAPITAL INC DE X 06/25/03 WESTPOINT STEVENS INC DE X 06/27/03 WGL HOLDINGS INC VA X 06/16/03 WILLIAMS COMPANIES INC DE X X 06/25/03 WJ COMMUNICATIONS INC CA X X 06/27/03 WORKFLOW MANAGEMENT INC DE X X 06/25/03 WORLDWIDE RESTAURANT CONCEPTS INC DE X X 06/27/03 WSI INDUSTRIES INC MN X X 06/26/03 XEROX CORP NY X X 06/27/03