SEC NEWS DIGEST Issue 2003-109 June 9, 2003 ENFORCEMENT PROCEEDINGS COMMISSION DECLARES DECISION AS TO DENNIS WARD FINAL The decision of an administrative law judge with respect to Dennis E. Ward became final on June 6. Ward was an associated person of Sunpoint Securities, Inc., a registered broker-dealer. The law judge found that Ward willfully aided and abetted and caused Sunpoint to violate Sections 15(b)(7) and 17(a) of the Securities Exchange Act of 1934 and Exchange Act Rules 15b7-1 and 17a-3. Based on Ward's false representations that he was a registered representative for certain securities transactions, Sunpoint effected those transactions. However, Larry Tyler, an associate of Ward's who was not properly registered, was the person who was actually responsible for making those sales. As a result of Ward's misrepresentations, Sunpoint also maintained falsified account forms, subscription agreements, and other documents. The law judge suspended Ward for one year from associating with any broker or dealer or with any member of a national securities exchange or registered securities association. The law judge also ordered that Ward cease and desist from committing or causing violations of the provisions that Ward violated, pay a civil monetary penalty of $5,000, and disgorge $119,000, plus prejudgment interest. Ward's suspension is effective June 16, 2003. (Rel. 34-47996; File No. 3-10485) FORMER REGISTERED REPRESENTATIVE ROBERT SPRUILL SENTENCED On May 6, 2003, U.S. District Judge Naomi Reice Buchwald sentenced former registered representative Robert I. Spruill (Spruill) to a prison term of four months, to be followed by one year of supervised release. Spruill was sentenced for his participation in a commission kickback scheme perpetrated by Alan Brian Bond, the then principal of a registered investment adviser. On May 31, 2000, Spruill pled guilty to one count of conspiracy and one count of commercial bribery. The Commission filed a complaint against Spruill on Dec. 16, 1999, alleging that he participated in the commission kickback scheme with Bond. The Commission's complaint alleged that Bond received over $6.9 million in commission kickbacks from three brokerage firms with which Spruill was associated. [SEC v. Alan Brian Bond, Robert I. Spruill and Albriond Capital Management, LLC, Civil Action No. 99-12092, SDNY]; [U.S. v. Robert I. Spruill, Crim. Case No. 99-CR 1235 SDNY] (LR-18178) COMMISSION SANCTIONS MONETTA FINANCIAL SERVICES, INC. AND ROBERT BACARELLA FOR VIOLATIONS OF ADVISERS ACT The Commission has found that Monetta Financial Services, Inc. (MFS), a registered investment adviser, violated Section 206(2) of the Investment Advisers Act of 1940 and that Robert S. Bacarella, MFS' president, aided, abetted, and was a cause of MFS' violations. MFS was adviser to certain mutual funds. Through Bacarella, MFS allocated IPOs to directors and trustees, including an independent trustee, of its fund clients. The Commission found that Bacarella thereby created a potential that the director and trustees would favor MFS' interests over the funds. However, Bacarella did not disclose this conflict of interest to the funds' boards. The Commission dismissed allegations under the antifraud provisions of the Securities Act and the Exchange Act because the proof presented did not demonstrate those alleged violations. However, the Commission warned that, if an independent fund director maintains an account with the fund's investment adviser in order to receive allocations of securities of limited availability (such as IPOs) that are available to the fund, a conflict of interest exists where an independent director's judgment may be compromised. The Commission made clear that the existence of the account and its trading should be initially disclosed and approved by the fund's independent directors. The Commission also stated that allocation of a security of limited availability to a fund director constitutes a "red flag" that would strongly indicate that the director was receiving special treatment and that a fund would face a high burden to justify why disclosure to investors of that transaction was not appropriate. The Commission censured MFS and imposed a civil money penalty of $200,000, suspended Bacarella from association with any investment adviser or investment company for 90 days and imposed a civil money penalty of $100,000 on Bacarella, and ordered the respondents to cease and desist from violations of Section 206(2) of the Advisers Act. Bacarella's suspension is effective June 23, 2003. The Commission dismissed the proceeding against Richard D. Russo, a trustee of the Monetta Trust. (Rels. 33-8239; 34-48001; IA-2136; IC-26070; File No. 3- 9546) SEC CHARGES THREE UNREGISTERED BROKERS AND OFFSHORE CORPORATION IN "PRIME BANK" FRAUD CASE On June 5, the Commission filed a "prime bank" securities fraud case in the U.S. District Court for the Central District of California charging three unregistered brokers and an offshore corporation with promoting a fraudulent investment scheme called the "Valenvalls Private Placement Program" (VV-PP). The defendants are Mary Patten of Naples, Florida, Valenvalls Investment Corporation (Valenvalls), a New Zealand corporation with its principal place of business in Naples, Florida, Scott Hamilton of Sheridan, Oregon, and Harold Miller of Alta Loma, California. The Commission's complaint alleges that the defendants acted as the primary brokers of the VV-PP, a purported "high-yield" trading program, through which they defrauded investors of at least $6 million. The complaint further alleges that through oral representations and written offering materials distributed to investors through a network of brokers, Hamilton and Miller falsely represented that: (1) investors' funds would be used to trade Medium Term Notes (MTNs) on a secret market; (2) MTN trading would yield returns averaging 100 percent per week; (3) investors' funds would be pooled at Valenvalls, an allegedly insured financial institution that would pay an additional 20 percent return (over and above the guaranteed 100 percent per week); and (4) the VV-PP was "fed controlled" and subject to International Monetary Fund rules and regulations. According to the complaint, after having investors referred from Hamilton and Miller, Patten sent the investors promotional materials about Valenvalls, which falsely represented that: (1) investors would receive individual accounts at Valenvalls, promoted as an `international financeria' that could trade bonds, currency, real estate, and securities and (2) Valenvalls would pay investors a 20 percent return on their investment (over and above the guaranteed 100 percent per week). The Complaint also alleges that Patten sent investors account statements falsely indicating that their funds were earning 20 percent in individual Valenvalls accounts. Ultimately, the complaint alleges, the defendants lulled investors with misrepresentations that the VV-PP was proceeding as planned, when in fact Patten had diverted investors' funds to her personal use. Based on the facts alleged, the Commission's complaint charges the defendants with securities fraud in violation of Section 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rule 10(b)(5), offering and selling unregistered securities in violation of Securities Act Sections 5(a) and 5(c), and acting as unregistered brokers or dealers in violation of Exchange Act Section 15(a). The Commission is seeking injunctions, accountings, disgorgement of ill-gotten gains (with interest), and civil penalties against all of the defendants. [SEC v. Mary Patten, et al., Civil Action No. EDCV 03-0628 RT (SGLx) CD Cal.] (LR-18179) ARTHUR GOODWIN INDICTED WILLIAM BURKE TO PLEAD GUILTY On June 5, a federal grand jury in Boston, Massachusetts indicted Arthur A. Goodwin of Plano, Texas on eight counts of securities and wire fraud for his role in falsifying his company's financial results. Goodwin was the former senior vice president of sales at Interspeed, Inc., a now defunct North Andover, Massachusetts Internet hardware developer. According to the indictment, Goodwin entered into secret side letter agreements with customers that provided the customers the right to return the goods purportedly sold to them; altered a sales contract for what would have been the company's largest sale in its history; and took other steps to hide the fraudulent nature of sales transactions he arranged. Goodwin's actions, the indictment alleges, resulted in Interspeed overstating its revenue by approximately $9 million, or 60% of the company's reported revenue for the first thee quarters of its fiscal year ended Sept. 30, 2000. Goodwin faces up to 20 years imprisonment on each securities fraud count, imposition of a fine and an order of restitution to defrauded investors. In a parallel criminal information filed June 5, William J. Burke, Interspeed's former chief financial officer, was charged with knowingly withholding information from Interspeed's outside auditors during the auditors' July 2000 review of Interspeed's quarterly financial statements. Burke has agreed to plead guilty to one count of falsification of Interspeed's books, records and accounts. He faces up to 10 years imprisonment, a fine and an order of restitution. The Commission previously filed a civil injunctive action for financial fraud against Goodwin, Burke and another former officer of Interspeed, Inc., based on the conduct charged in the indictment. The Commission's litigation is ongoing. In that action, the Commission seeks, among other things, an order permanently barring Goodwin and Burke from acting as officers or directors of any public company. [U.S. v. Arthur A. Goodwin, USDC, District of Massachusetts, C.A. No. 03-CR-10197-RGS]; [U.S. v. William J. Burke, USDC, District of Massachusetts. C.A. No. 03- CR-10199-GAO] (LR-18180) CORRECTION Accounting and Auditing Release No. 1798 was inadvertently omitted from the cite of an Administrative Proceeding in the Matter of Debra D. Valice included in the June 9th issue of the Digest. SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2001-60) and Amendments No. 1, 2, 3, 4, 5, 6, 7, and 8 thereto submitted by the Chicago Board Options Exchange to initiate a one-year pilot program that will allow the CBOE to list options on selected stocks trading below $20 at one-point intervals. Publication of the order is expected in the Federal Register during the week of June 9. (Rel. 34-47991) The Commission approved a proposed rule change (SR-GSCC-00-12) filed by the Government Securities Clearing Corporation. Among other things, the proposed rule change makes changes to GSCC's clearing fund rule, insolvency rule, and ceasing to act rule to enable GSCC to better handle the financial difficulties of a non-U.S. netting member. Publication of the proposal is expected in the Federal Register during the week of June 9. (Rel. 34-47998) PROPOSED RULE CHANGE The National Association of Securities Dealers, through its subsidiary, the Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD- 2003-81), and Amendment No. 1 thereto, to amend the quote decrementation process in response to an Electronic Communication Network's decline, partial-fill, or failure to respond to an order delivery in Nasdaq's SuperMontage system. (Rel. 34-47993) DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the American Depositary Shares, (each representing five-hundred Common Shares) of Corimon C.A., effective at the opening of business on June 10, 2003. (Rel. 34-48002) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS, CO, 80906, 7193914564 - 300,000 ($42,000.00) Equity, (File 333-105835 - Jun. 5) (BR. 09) S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS, CO, 80906, 7193914564 - 1,000,000 ($140,000.00) Equity, (File 333-105836 - Jun. 5) (BR. 09) S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS, CO, 80906, 7193914564 - 300,000 ($42,000.00) Equity, (File 333-105837 - Jun. 5) (BR. 09) S-3 VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 2015871000 - 600,000 ($24,705,000.00) Equity, (File 333-105838 - Jun. 5) (BR. 08) S-8 GENESIS TECHNOLOGY GROUP INC, 777 YAMATO RD, SUITE 130, BOCA RATON, FL, 33431, 5619889880 - 7,000,000 ($1,155,000.00) Equity, (File 333-105839 - Jun. 5) (BR. 08) S-8 PANGEA PETROLEUM CORP, 2813988000 - 0 ($80,000.00) Equity, (File 333-105841 - Jun. 5) (BR. 04) S-8 DYAX CORP, ONE KENDALL SQ BLDG 600 5TH FL, CAMBRIDGE, MA, 02139, 0 ($450,000.00) Equity, (File 333-105842 - Jun. 5) (BR. 01) S-4 TERRA CAPITAL INC, 600 FOURTH ST, PO BOX 6000, SIOUX CITY, IA, 51102-6000, 712 277 1340 - 0 ($202,000,000.00) Asset-Backed Securities, (File 333-105844 - Jun. 5) (BR. 02) S-8 WAYNE SAVINGS BANCSHARES INC /DE/, 151 N MARKET ST, WOOSTER, OH, 44691-4809, 3302645767 - 1 ($1.00) Equity, (File 333-105845 - Jun. 5) (BR. 07) S-8 FIRST ADVANTAGE CORP, 805 EXECUTIVE CENTER DR WEST, SUITE 300, ST PETERSBURG, FL, 33702, 714-800-3000 - 4,000,000 ($87,000,000.00) Equity, (File 333-105847 - Jun. 5) (BR. 08) S-8 CELTRON INTERNATIONAL INC, 563 OLD PRETORIA ROAD, MIDRAND, S. AFRICA, S9, 1658, 01127837854584 - 2,000,000 ($20,000.00) Equity, (File 333-105848 - Jun. 5) (BR. 09) S-8 GENESIS BIOVENTURES INC, 1A - 3033 KING GEORGE HIGHWAY, SURREY, BRITISH COLUMBIA CAN, A1, V4P 1B8, 6045420820 - 50,000 ($500.00) Other, (File 333-105849 - Jun. 5) (BR. 01) S-3 ERP OPERATING LTD PARTNERSHIP, TWO N RIVERSIDE PLZ, STE 400, CHICAGO, IL, 60606, 3124741300 - 0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-105850 - Jun. 5) (BR. 08) S-4 HUGHES ELECTRONICS CORP, 200 N SEPULVEDA BLVD, EL SEGUNDO, CA, 90245-0956, 3106629688 - 0 ($14,557,988,355.00) Equity, (File 333-105851 - Jun. 5) (BR. 37) S-8 FIRST ADVANTAGE CORP, 805 EXECUTIVE CENTER DR WEST, SUITE 300, ST PETERSBURG, FL, 33702, 714-800-3000 - 788,232 ($33,232,746.00) Equity, (File 333-105852 - Jun. 5) (BR. 08) S-8 PROTEIN POLYMER TECHNOLOGIES INC, 10655 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 6195586064 - 10,620,000 ($6,882,600.00) Equity, (File 333-105854 - Jun. 5) (BR. 01) S-3 CITIGROUP VEHICLE SECURITIES INC, 390 GREENWICH STREET, NEW YORK, NY, 10013, 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-105855 - Jun. 5) (BR. ) S-8 THERMOVIEW INDUSTRIES INC, 5611 FERN VALLEY ROAD, SUITE 203, LOUISVILLE, KY, 40222, 5024125600 - 250,000 ($125,000.00) Equity, (File 333-105856 - Jun. 5) (BR. 06) S-8 THERMOVIEW INDUSTRIES INC, 5611 FERN VALLEY ROAD, SUITE 203, LOUISVILLE, KY, 40222, 5024125600 - 1,761,701 ($6,737,033.00) Other, (File 333-105857 - Jun. 5) (BR. 06) S-8 GENTEX CORP, 600 N CENTENNIAL ST, ZEELAND, MI, 49464, 6167721800 - 600,000 ($19,158,000.00) Equity, (File 333-105858 - Jun. 5) (BR. 05) N-2 NUVEEN PREFERRED CONVERTIBLE INCOME FUND 2, 0 ($1,000,000.00) Equity, (File 333-105859 - Jun. 5) (BR. 18) S-8 ORDERPRO LOGISTICS INC, 7400 N ORACLE ROAD #372, TUCSON, AZ, 85704, 4,000,000 ($320,000.00) Other, (File 333-105860 - Jun. 5) (BR. 03) S-3 COMMERCE BANCORP INC /NJ/, COMMERCE ATRIUM, 1701 RTE 70 E, CHERRY HILL, NJ, 08034-5400, 8567519000 - 5,000,000 ($184,300,000.00) Equity, (File 333-105861 - Jun. 5) (BR. 07) S-8 MICREL INC, 1849 FORTUNE DR, SAN JOSE, CA, 95131, 4089440800 - 6,567,278 ($79,267,045.46) Equity, (File 333-105862 - Jun. 5) (BR. 36) S-8 ALAMOSA HOLDINGS INC, 5225 S LOOP 289, LUBBOCK, TX, 79424, 8067221100 - 2,500,000 ($3,550,000.00) Equity, (File 333-105863 - Jun. 5) (BR. 37) S-8 DIGITAL RIVER INC /DE, 9625 W 76TH STREET SUITE 150, EDEN PRAIRIE, MN, 55344, 9522531234 - 0 ($50,960,000.00) Equity, (File 333-105864 - Jun. 5) (BR. 03) S-8 IDT CORP, 520 BROAD ST, NEWARK, NJ, 07102, 973 438 1000 - 7,521,287 ($97,832,615.00) Equity, (File 333-105865 - Jun. 5) (BR. 37) S-8 RURAL CELLULAR CORP, 3905 DAKOTA ST SW, P O BOX 2000, ALEXANDRIA, MN, 56308, 3207622000 - 0 ($712,500.00) Equity, (File 333-105866 - Jun. 5) (BR. 37) S-8 SI DIAMOND TECHNOLOGY INC, 3006 LONGHORN BOULEVARD, SUITE 107, AUSTIN, TX, 78758, 5123315020 - 14,393,745 ($8,130,558.00) Equity, (File 333-105867 - Jun. 5) (BR. 37) S-B NATIONAL POWER CORP, CORNER QUEZON AVE & AGHAM RD, DILIMAN QUEZON CITY, QUEZON CITY, R6, 1100, 0116329213541 - 0 ($500,000,000.00) Other, (File 333-105868 - Jun. 5) (BR. DN) S-3 IMPAX LABORATORIES INC, 30831 HAYWARD AVE, HAYWARD, CA, 94544, 2152892220 - 5,455,898 ($48,721,170.00) Equity, (File 333-105869 - Jun. 5) (BR. 01) S-4 LA QUINTA CORP, 909 HIDDEN RIDGE, STE 600, IRVING, TX, 75038, 2144926600 - 0 ($325,000,000.00) Non-Convertible Debt, (File 333-105870 - Jun. 5) (BR. 08) S-8 APACHE CORP, 2000 POST OAK BLVD, ONE POST OAK CENTER STE 100, HOUSTON, TX, 77056-4400, 7132966000 - 4,042,500 ($269,270,925.00) Equity, (File 333-105871 - Jun. 5) (BR. 04) S-8 MB FINANCIAL INC /MD, 801 WEST MADISON STREET, CHICAGO, IL, 60607, 3124217600 - 1,500,000 ($57,057,055.00) Equity, (File 333-105872 - Jun. 5) (BR. 07) S-8 HARMONIC INC, 549 BALTIC WAY, SUNNYVALE, CA, 94089, 4085422500 - 0 ($7,215,000.00) Equity, (File 333-105873 - Jun. 5) (BR. 37) S-3 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($1,250,000,000.00) Other, (File 333-105875 - Jun. 5) (BR. 01) S-4 USA INTERACTIVE, 152 WEST 57TH ST, NEW YORK, NY, 10019, 2123147300 - 0 ($511,535,580.00) Equity, (File 333-105876 - Jun. 5) (BR. 05) S-4 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($616,785,000.00) Equity, (File 333-105877 - Jun. 5) (BR. 01) S-3 AMERICREDIT FINANCIAL SERVICES INC, C/O AMERICREDIT FINANCIAL SERVICES INC, 801 CHERRY ST STE 3900, FORT WORTH, TX, 76102, 8173027000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-105878 - Jun. 5) (BR. 05) S-8 TEKELEC, 26580 W AGOURA RD, CALABASAS, CA, 91302, 8188805656 - 0 ($48,212,000.00) Equity, (File 333-105879 - Jun. 5) (BR. 37) S-8 COVENANT TRANSPORT INC, 400 BIRMINGHAM HIGHWAY, CHATTANOOGA, TN, 37419, 4238211212 - 1,250,000 ($23,187,500.00) Equity, (File 333-105880 - Jun. 5) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------------- 20/20 NETWORKS INC NV X X X X 06/05/03 AAMES FINANCIAL CORP/DE DE X 03/31/03 ACCESSTEL INC /UT/ UT X X X X X 05/06/03 AMEND ADVANCED NEUROMODULATION SYSTEMS INC TX X 06/06/03 AIRPLANES LTD DE X 06/06/03 ALARIS MEDICAL INC DE X 06/06/03 ALLIANCE RESOURCE PARTNERS LP DE X X X 05/16/03 ALTERA CORP DE X 06/03/03 AMERICAN EAGLE OUTFITTERS INC DE X X 06/04/03 AMERICAN HEALTHWAYS INC DE X 06/05/03 AMERICAN HOMESTAR CORP TX X X 06/06/03 AMERICAN MEDIA OPERATIONS INC DE X X 06/06/03 AMERICAN TECHNOLOGY CORP /DE/ DE X X 06/02/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X X 05/14/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 06/06/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 06/06/03 AMERIQUEST MORTGAGE SECURITIES INC DE X 06/06/03 ANADARKO PETROLEUM CORP DE X X 06/05/03 ANDERSEN GROUP INC DE X X 06/06/03 ANGELES INCOME PROPERTIES LTD II CA X X 05/22/03 ANGELES PARTNERS IX CA X X 05/22/03 APPLEBEES INTERNATIONAL INC DE X 06/06/03 ARI NETWORK SERVICES INC /WI WI X X 05/30/03 ARKANSAS BEST CORP /DE/ DE X X 06/05/03 ASPENBIO INC CO X X 06/06/03 ATA HOLDINGS CORP IN X X 06/04/03 AUDIOVOX CORP DE X X 06/06/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 05/22/03 BARRY R G CORP /OH/ OH X X 06/05/03 BEMIS CO INC MO X X 05/27/03 BEVSYSTEMS INTERNATIONAL INC CO X X 06/05/03 BIO TECHNOLOGY GENERAL CORP DE X 06/05/03 BON TON STORES INC PA X X 06/06/03 BRILLIANT DIGITAL ENTERTAINMENT INC DE X X 06/06/03 BRINKER INTERNATIONAL INC DE X 06/06/03 BROWN FORMAN CORP DE X X 06/06/03 CALIFORNIA MICRO DEVICES CORP CA X X 05/08/03 AMEND CALYPSO WIRELESS INC DE X X 06/04/03 CARCORP USA CORP DE X X X 06/02/03 CAREER EDUCATION CORP DE X X 06/06/03 CHAMPIONLYTE PRODUCTS INC FL X X 05/28/03 CHASE MANHATTAN BANK USA DE X 06/04/03 CHEC FUNDING LLC DE X 06/06/03 CHESAPEAKE CORP /VA/ VA X 06/06/03 CHESAPEAKE ENERGY CORP OK X 06/06/03 CHESAPEAKE ENERGY CORP OK X 06/06/03 CHRISKEN PARTNERS CASH INCOME FUND L DE X X 05/30/03 CHUBB CORP NJ X X 06/06/03 CLEAN DIESEL TECHNOLOGIES INC DE X 06/02/03 CLICK2LEARN INC/DE/ DE X X 06/02/03 CNH CAPITAL RECEIVABLES INC DE X X 05/22/03 CNL RETIREMENT PROPERTIES INC MD X 03/28/03 AMEND COMMERCIAL CAPITAL BANCORP INC NV X X 06/06/03 CONNETICS CORP DE X X 06/05/03 CONSECO PRIVATE LABEL CREDIT CARD MAS DE X X 06/04/03 CRANE CO /DE/ DE X 05/29/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/06/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/06/03 CROSS COUNTRY HEALTHCARE INC DE X X X 06/05/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X 06/06/03 CSFB MORTGAGE SEC CORP HOME EQ PASS T DE X X 05/25/03 CTS CORP IN X X 06/05/03 CWMBS INC DE X X 06/06/03 DAISYTEK INTERNATIONAL CORPORATION /D DE X X X 06/03/03 DAKTRONICS INC /SD/ SD X 05/03/03 DECRANE AIRCRAFT HOLDINGS INC DE X X 05/23/03 DECRANE HOLDINGS CO DE X X 05/23/03 DETWILER MITCHELL & CO DE X 06/04/03 DYNAMEX INC DE X X 06/04/03 EAUTOCLAIMS COM INC NV X 06/02/03 ECI TELECOM LTD/ X 06/04/03 AMEND EDGEWATER TECHNOLOGY INC/DE/ DE X 06/06/03 EN POINTE TECHNOLOGIES INC DE X X 05/29/03 ENHERENT CORP DE X 06/06/03 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL X X 06/03/04 ESCALADE INC IN X X 04/14/03 AMEND EXELON CORP PA X 06/02/03 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 06/04/03 FIFTH THIRD BANCORP OH X X 06/06/03 FINDWHAT COM INC NV X X 06/06/03 FIRST ADVANTAGE CORP DE X X 06/05/03 FLIR SYSTEMS INC OR X X 06/06/03 FRANKLIN STREET PROPERTIES CORP /MA/ X 06/06/03 GASCO ENERGY INC NV X X 06/06/03 GENERAL MOTORS CORP DE X 06/05/03 GINSENG FOREST INC X X 06/03/03 GOLD BANC CORP INC KS X X 06/04/03 GULFTERRA ENERGY PARTNERS L P DE X X X 06/06/03 HIGH SPEED ACCESS CORP DE X 06/05/03 HOLLEY PERFORMANCE PRODUCTS INC X X 04/18/03 AMEND HOME EQUITY LOAN TRUST SERIES 2003-HE DE X X 05/15/03 HOME SOLUTIONS OF AMERICA INC DE X X 06/04/03 HOMECOM COMMUNICATIONS INC DE X X X 05/22/03 IASIS HEALTHCARE CORP DE X X 06/06/03 IMCLONE SYSTEMS INC/DE DE X X 06/05/03 IMCLONE SYSTEMS INC/DE DE X X 06/06/03 INACOM CORP DE X X 05/27/03 INTERACTIVE MOTORSPORTS & ENTERTAINME IN X 05/27/03 KFX INC DE X 06/02/03 KINDER MORGAN ENERGY PARTNERS L P DE X 06/06/03 KINDER MORGAN INC KS X 06/06/03 KINDER MORGAN MANAGEMENT LLC DE X 06/06/03 KIRSHNER INTERNATIONAL INC DE X 06/05/03 LINCARE HOLDINGS INC DE X X 06/05/03 LINCOLN NATIONAL CORP IN X X 06/06/03 LONDON PACIFIC GROUP LTD X 06/06/03 LORAL SPACE & COMMUNICATIONS LTD D0 X X 05/14/03 LTWC CORP DE X 06/05/03 MEDICAL STAFFING NETWORK HOLDINGS INC DE X X 06/06/03 MEDISCIENCE TECHNOLOGY CORP NJ X 06/05/03 MEDTOX SCIENTIFIC INC DE X 06/06/03 MICHAEL ANTHONY JEWELERS INC DE X X 06/06/03 MILLENNIUM PHARMACEUTICALS INC DE X X 06/05/03 MONRO MUFFLER BRAKE INC NY X X 05/30/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 06/05/03 MS STRUCTURED ASSET CORP DE X 06/01/03 NATIONAL MANAGEMENT CONSULTANTS INC DE X X 04/15/03 AMEND NATIONAL MANAGEMENT CONSULTANTS INC DE X X 05/23/03 AMEND NATIONAL PROCESSING INC OH X X 06/06/03 NETSOLVE 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