SEC NEWS DIGEST Issue 2003-108 June 6, 2003 ENFORCEMENT PROCEEDINGS SEC ENTERS ORDER REGARDING MISLEADING "MINI-TENDER" OFFER On June 6, the Commission ordered Main Street AC, Inc. and Chester Billingsley, 50, of the San Diego, California, area, to cease and desist from committing or causing violations of Section 14(e) of the Securities Exchange Act of 1934, which prohibits misrepresentations in connection with tender offers, and also of Section 7(a) of the Investment Company Act, which requires the registration of investment companies. Main Street and Billingsley consented to the order, which finds that Billingsley caused Main Street to make four misleading mini-tender offers in the fall of 2002, for up to 4.9% each of the outstanding shares of four New York Stock Exchange-listed energy companies. The order finds that Billingsley caused Main Street to fail to adequately disclose contingencies, prerequisites and other information that significantly impacted the company's ability to fund the offers and to issue press releases relating to the offers that omitted material information. Billingsley also caused Main Street to represent that it intended to operate as an investment company, without registering the company with the Commission in that capacity. (Rel. 34-47994; File No. 3-11154 ) SEC SUES SEITEL, INC. AND FORMER CEO FOR UNDISCLOSED EXECUTIVE PAYMENTS; COMPANY AGREES TO SETTLE The Commission filed a complaint on June 6 in the United States District Court for the Southern District of Texas against Seitel, Inc. and its former chief executive officer Paul A. Frame. Seitel has consented to the entry of a permanent injunction barring future violations of the record-keeping, reporting and proxy statement provisions of the federal securities laws. The complaint alleges that Frame deceived Seitel into paying almost $1.2 million to resolve personal litigation brought by his former girlfriend and to fund his participation in a private Ferrari racing club, and that Frame intentionally misrepresented these expenses as company costs. According to the complaint, these illicit payments were not disclosed to investors. The complaint further alleges that Seitel's lax internal controls facilitated these payments, as well as other unauthorized payments, including $148,000 for a security system for Frame's mansion and $2 million of advances to Frame for as-yet unearned bonuses, none of which Frame's employment contract permitted. The complaint further alleges that Debra D. Valice, Seitel's then-CFO, also received contractually unauthorized bonus advances of $375,000. Finally, the complaint alleges that, in March 2002, Seitel's Board declined to award Frame and Valice bonuses and instead agreed to accept promissory notes for amounts previously advanced. However, according to the complaint, the face amount of the notes exceeded what Frame and Valice actually had received in advances, so Seitel's accounting department, at Valice's direction, paid them the difference, in the amounts of $159,437 and $176,844, respectively. On June 6, the Commission also instituted cease-and-desist proceedings against Valice and simultaneously accepted her offer of settlement in which she agreed, without admitting or denying the findings in the Commission's order, to cease and desist from future violations of the federal securities laws and to certain undertakings. The Commission's complaint was filed simultaneously with a criminal indictment against Frame announced by the U.S. Attorney for the Southern District of Texas. (Rel. 34-47997; File No. 3-11155) [SEC v. Seitel, Inc. and Paul A. Frame, Civil Action No. 03-CV-1980, USDC, SDTX, Houston Div.] (LR-18177; AAER-1797) FORMER GOLDEN BEAR GOLF, INC., EXECUTIVE CHRISTOPHER CURBELLO PLEADS GUILTY IN SECURITIES FRAUD CASE On June 4, the United States Attorney for the Southern District of Florida announced that Christopher Curbello pled guilty before United States District Judge Daniel T.K. Hurley in West Palm Beach, Florida to Count One of the Indictment charging Curbello with conspiracy to commit securities fraud, a violation of Title 18, United States Code, Section 371. Previously, on Aug. 1, 2002, the Commission filed fraud charges against Curbello and co-defendant John Boyd in the United States District Court for the Southern District of Florida. Boyd is the former president of Paragon Construction International, Inc., which was a wholly owned subsidiary of Golden Bear Golf, Inc. Curbello was Paragon's vice president for operations. The indictment and the Commission's civil complaint allege that Boyd and Curbello artificially inflated and accelerated Paragon's revenue and gross margin recognition by misrepresenting the true status of its construction contracts, causing Golden Bear to file false and misleading financial statements for its 1997 fiscal year and for the first quarter of 1998. The Commission's civil complaint is pending. Curbello's sentencing is scheduled for Aug. 22, 2003, at 2:30 p.m. before Judge Hurley. Curbello faces a maximum term of incarceration of 5 years. See also LR-17648 (Aug. 1, 2002) and LR-18042 (March 19, 2003). [SEC v. John R. Boyd, and Christopher Curbello, Case No. 02-80726-CIV- Judge Hurley, S.D.Fla., filed Aug. 1, 2002] (LR-18176) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2003-57) filed by the American Stock Exchange to suspend transaction charges for certain iShares Funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 9. (Rel. 34-47974) A proposed rule change (SR-NYSE-2003-19) filed by the New York Stock Exchange to extend the implementation date to establish a six-month pilot program permitting a Floor broker to use an Exchange authorized and provided portable telephone on the Exchange Floor has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. (Rel. 34-47992) PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2003-14) filed by the New York Stock Exchange adding Rules 60, 124(A), 130, 407A, 411(b), 4401, and 445(4) to the "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A" has been filed under Section 19(b)(1) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of June 9. (Rel. 34-47984) A proposed rule change (SR-NYSE-2003-13) filed by the New York Stock Exchange to amend the fine schedule for individuals and member organizations who commit minor rule violations under NYSE Rule 476A has been filed under Section 19(b)(1) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of June 9. (Rel. 34-47985) The Commission published for comment proposed rules (PCAOB-2003-03) submitted by the Public Company Accounting Oversight Board concerning the registration of public accounting firms, to implement Section 102 of the Sarbanes-Oxley Act of 2002. Publication of the proposal is expected in the Federal Register during the week of June 9. (Rel. 34-47990) DELISTINGS An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of the following companies, effective at the opening of business on June 9: AMCORE Financial, Inc. American Water Works Company, Inc. Datastream Systems, Inc. Dover Motorsports, Inc. Friedman's, Inc. Inrange Technologies Corporation -Class B Lifecore Biomedical, Inc. Pharmacopeia, Inc. (Rel. 34-47995) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS, CO, 80906, 7193914564 - 300,000 ($42,000.00) Equity, (File 333-105835 - Jun. 5) (BR. 09) S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS, CO, 80906, 7193914564 - 1,000,000 ($140,000.00) Equity, (File 333-105836 - Jun. 5) (BR. 09) S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS,CO, 80906, 7193914564 - 300,000 ($42,000.00) Equity, (File 333-105837 - Jun. 5) (BR. 09) S-3 VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 2015871000 - 600,000 ($24,705,000.00) Equity, (File 333-105838 - Jun. 5) (BR. 08) S-8 GENESIS TECHNOLOGY GROUP INC, 777 YAMATO RD, SUITE 130, BOCA RATON, FL, 33431, 5619889880 - 7,000,000 ($1,155,000.00) Equity, (File 333-105839 - Jun. 5) (BR. 08) S-8 PANGEA PETROLEUM CORP, 2813988000 - 0 ($80,000.00) Equity, (File 333-105841 - Jun. 5) (BR. 04) S-8 DYAX CORP, ONE KENDALL SQ BLDG 600 5TH FL, CAMBRIDGE, MA, 02139, 0 ($450,000.00) Equity, (File 333-105842 - Jun. 5) (BR. 01) S-4 TERRA CAPITAL INC, 600 FOURTH ST, PO BOX 6000, SIOUX CITY, IA, 51102-6000, 712 277 1340 - 0 ($202,000,000.00) Asset-Backed Securities, (File 333-105844 - Jun. 5) (BR. 02) S-8 WAYNE SAVINGS BANCSHARES INC /DE/, 151 N MARKET ST, WOOSTER, OH, 44691-4809, 3302645767 - 1 ($1.00) Equity, (File 333-105845 - Jun. 5) (BR. 07) S-8 FIRST ADVANTAGE CORP, 805 EXECUTIVE CENTER DR WEST, SUITE 300, ST PETERSBURG, FL, 33702, 714-800-3000 - 4,000,000 ($87,000,000.00) Equity, (File 333-105847 - Jun. 5) (BR. 08) S-8 CELTRON INTERNATIONAL INC, 563 OLD PRETORIA ROAD, MIDRAND, S. AFRICA, S9, 1658, 01127837854584 - 2,000,000 ($20,000.00) Equity, (File 333-105848 - Jun. 5) (BR. 09) S-8 GENESIS BIOVENTURES INC, 1A - 3033 KING GEORGE HIGHWAY, SURREY, BRITISH COLUMBIA CAN, A1, V4P 1B8, 6045420820 - 50,000 ($500.00) Other, (File 333-105849 - Jun. 5) (BR. 01) S-3 ERP OPERATING LTD PARTNERSHIP, TWO N RIVERSIDE PLZ, STE 400, CHICAGO, IL, 60606, 3124741300 - 0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-105850 - Jun. 5) (BR. 08) S-4 HUGHES ELECTRONICS CORP, 200 N SEPULVEDA BLVD, EL SEGUNDO, CA, 90245-0956, 3106629688 - 0 ($14,557,988,355.00) Equity, (File 333-105851 - Jun. 5) (BR. 37) S-8 FIRST ADVANTAGE CORP, 805 EXECUTIVE CENTER DR WEST, SUITE 300, ST PETERSBURG, FL, 33702, 714-800-3000 - 788,232 ($33,232,746.00) Equity, (File 333-105852 - Jun. 5) (BR. 08) S-8 PROTEIN POLYMER TECHNOLOGIES INC, 10655 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 6195586064 - 10,620,000 ($6,882,600.00) Equity, (File 333-105854 - Jun. 5) (BR. 01) S-3 CITIGROUP VEHICLE SECURITIES INC, 390 GREENWICH STREET, NEW YORK, NY, 10013, 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-105855 - Jun. 5) (BR. ) S-8 THERMOVIEW INDUSTRIES INC, 5611 FERN VALLEY ROAD, SUITE 203, LOUISVILLE, KY, 40222, 5024125600 - 250,000 ($125,000.00) Equity, (File 333-105856 - Jun. 5) (BR. 06) S-8 THERMOVIEW INDUSTRIES INC, 5611 FERN VALLEY ROAD, SUITE 203, LOUISVILLE, KY, 40222, 5024125600 - 1,761,701 ($6,737,033.00) Other, (File 333-105857 - Jun. 5) (BR. 06) S-8 GENTEX CORP, 600 N CENTENNIAL ST, ZEELAND, MI, 49464, 6167721800 - 600,000 ($19,158,000.00) Equity, (File 333-105858 - Jun. 5) (BR. 05) N-2 NUVEEN PREFERRED CONVERTIBLE INCOME FUND 2, 0 ($1,000,000.00) Equity, (File 333-105859 - Jun. 5) (BR. 18) S-8 ORDERPRO LOGISTICS INC, 7400 N ORACLE ROAD #372, TUCSON, AZ, 85704, 4,000,000 ($320,000.00) Other, (File 333-105860 - Jun. 5) (BR. 03) S-3 COMMERCE BANCORP INC /NJ/, COMMERCE ATRIUM, 1701 RTE 70 E, CHERRY HILL, NJ, 08034-5400, 8567519000 - 5,000,000 ($184,300,000.00) Equity, (File 333-105861 - Jun. 5) (BR. 07) S-8 MICREL INC, 1849 FORTUNE DR, SAN JOSE, CA, 95131, 4089440800 - 6,567,278 ($79,267,045.46) Equity, (File 333-105862 - Jun. 5) (BR. 36) S-8 ALAMOSA HOLDINGS INC, 5225 S LOOP 289, LUBBOCK, TX, 79424, 8067221100 - 2,500,000 ($3,550,000.00) Equity, (File 333-105863 - Jun. 5) (BR. 37) S-8 DIGITAL RIVER INC /DE, 9625 W 76TH STREET SUITE 150, EDEN PRAIRIE, MN, 55344, 9522531234 - 0 ($50,960,000.00) Equity, (File 333-105864 - Jun. 5) (BR. 03) S-8 IDT CORP, 520 BROAD ST, NEWARK, NJ, 07102, 973 438 1000 - 7,521,287 ($97,832,615.00) Equity, (File 333-105865 - Jun. 5) (BR. 37) S-8 RURAL CELLULAR CORP, 3905 DAKOTA ST SW, P O BOX 2000, ALEXANDRIA, MN, 56308, 3207622000 - 0 ($712,500.00) Equity, (File 333-105866 - Jun. 5) (BR. 37) S-8 SI DIAMOND TECHNOLOGY INC, 3006 LONGHORN BOULEVARD, SUITE 107, AUSTIN, TX, 78758, 5123315020 - 14,393,745 ($8,130,558.00) Equity, (File 333-105867 - Jun. 5) (BR. 37) S-B NATIONAL POWER CORP, CORNER QUEZON AVE & AGHAM RD, DILIMAN QUEZON CITY, QUEZON CITY, R6, 1100, 0116329213541 - 0 ($500,000,000.00) Other, (File 333-105868 - Jun. 5) (BR. DN) S-3 IMPAX LABORATORIES INC, 30831 HAYWARD AVE, HAYWARD, CA, 94544, 2152892220 - 5,455,898 ($48,721,170.00) Equity, (File 333-105869 - Jun. 5) (BR. 01) S-4 LA QUINTA CORP, 909 HIDDEN RIDGE, STE 600, IRVING, TX, 75038, 2144926600 - 0 ($325,000,000.00) Non-Convertible Debt, (File 333-105870 - Jun. 5) (BR. 08) S-8 APACHE CORP, 2000 POST OAK BLVD, ONE POST OAK CENTER STE 100, HOUSTON, TX, 77056-4400, 7132966000 - 4,042,500 ($269,270,925.00) Equity, (File 333-105871 - Jun. 5) (BR. 04) S-8 MB FINANCIAL INC /MD, 801 WEST MADISON STREET, CHICAGO, IL, 60607, 3124217600 - 1,500,000 ($57,057,055.00) Equity, (File 333-105872 - Jun. 5) (BR. 07) S-8 HARMONIC INC, 549 BALTIC WAY, SUNNYVALE, CA, 94089, 4085422500 - 0 ($7,215,000.00) Equity, (File 333-105873 - Jun. 5) (BR. 37) S-3 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($1,250,000,000.00) Other, (File 333-105875 - Jun. 5) (BR. 01) S-4 USA INTERACTIVE, 152 WEST 57TH ST, NEW YORK, NY, 10019, 2123147300 - 0 ($511,535,580.00) Equity, (File 333-105876 - Jun. 5) (BR. 05) S-4 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($616,785,000.00) Equity, (File 333-105877 - Jun. 5) (BR. 01) S-3 AMERICREDIT FINANCIAL SERVICES INC, C/O AMERICREDIT FINANCIAL SERVICES INC, 801 CHERRY ST STE 3900, FORT WORTH, TX, 76102, 8173027000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-105878 - Jun. 5) (BR. 05) S-8 TEKELEC, 26580 W AGOURA RD, CALABASAS, CA, 91302, 8188805656 - 0 ($48,212,000.00) Equity, (File 333-105879 - Jun. 5) (BR. 37) S-8 COVENANT TRANSPORT INC, 400 BIRMINGHAM HIGHWAY, CHATTANOOGA, TN, 37419, 4238211212 - 1,250,000 ($23,187,500.00) Equity, (File 333-105880 - Jun. 5) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO /DE/ DE X X 06/05/03 ABN AMRO MORTGAGE CORP DE X X 06/05/03 ACTV INC /DE/ DE X X 06/05/03 ADC TELECOMMUNICATIONS INC MN X 06/05/03 ADVANCE AUTO PARTS INC DE X X 06/05/03 AEGIS COMMUNICATIONS GROUP INC DE X X 06/04/03 ALBERTSONS INC /DE/ DE X 05/01/03 ALLIANT ENERGY CORP WI X X 06/04/03 ALLOY INC DE X 05/29/03 ALTERNATE ENERGY CORP NV X X X X 05/22/03 AMERICAN PHYSICIANS SERVICE GROUP INC TX X 06/04/03 AMERICAN SAFETY INSURANCE GROUP LTD X X 05/22/03 AMERICAN SAFETY INSURANCE GROUP LTD X X 05/22/03 AMEND AMERICANWEST COM INC NV X X X 05/27/03 ANGELES OPPORTUNITY PROPERTIES LTD CA X X 05/21/03 ANTARES PHARMA INC MN X X 05/30/03 APHTON CORP DE X 06/05/03 ASHWORTH INC DE X X 06/05/03 ASK JEEVES INC DE X X 05/29/03 AT&T CORP NY X 06/04/03 ATWOOD OCEANICS INC TX X 06/05/03 AUTOBYTEL INC DE X X 06/04/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 06/04/03 BEBE STORES INC CA X X 06/05/03 BELL MICROPRODUCTS INC CA X 06/04/03 BROADWING INC OH X 06/05/03 BURLINGTON COAT FACTORY WAREHOUSE COR DE X 06/04/03 CALPINE CORP DE X 06/05/03 CARECENTRIC INC DE X X 06/05/03 CARMAX INC VA X X 05/06/03 CARREKER CORP DE X X 06/03/03 CE CASECNAN WATER & ENERGY CO INC X 05/05/03 CELGENE CORP /DE/ DE X X 06/04/03 CERUS CORP DE X X 06/04/03 CERUS CORP DE X X 06/05/03 CHECKPOINT SYSTEMS INC PA X X 03/22/03 CHIPPAC INC CA X 06/05/03 CIRCUIT CITY STORES INC VA X X 06/05/03 CISCO SYSTEMS INC CA X 05/31/03 CITIBANK SOUTH DAKOTA N A DE X 05/16/03 CITIBANK SOUTH DAKOTA N A DE X 06/05/03 AMEND CLAIRES STORES INC DE X X 06/05/03 COHERENT INC DE X X 06/02/03 COMPASS KNOWLEDGE HOLDINGS INC NV X X 06/04/03 COMTECH TELECOMMUNICATIONS CORP /DE/ DE X X 06/05/03 CONTINENTAL AIRLINES INC /DE/ DE X X 06/04/03 CONTINENTAL AIRLINES INC /DE/ DE X X 06/05/03 COOPER COMPANIES INC DE X X 06/04/03 COOPERATIVE COMPUTING INC /DE/ DE X X 05/30/03 CORAM HEALTHCARE CORP DE X 05/21/03 CORNICHE GROUP INC /DE DE X X 06/03/03 CORPORATE OFFICE PROPERTIES TRUST MD X X 06/05/03 COX COMMUNICATIONS INC /DE/ DE X X 06/04/03 CPI CORP DE X 04/26/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/05/03 CSX CORP VA X X 06/04/03 CWMBS INC DE X X 03/31/03 CWMBS INC DE X X 06/05/03 CWMBS INC DE X X 03/31/03 CWMBS INC DE X X 03/31/03 CWMBS INC DE X X 04/30/03 CWMBS INC DE X X 04/30/03 CWMBS INC DE X X 04/30/03 CWMBS INC DE X X 04/30/03 AMEND DAISYTEK INTERNATIONAL CORPORATION /D DE X X 05/21/03 DELIA S CORP DE X X X 06/04/03 DEUTSCHE MORTGAGE & ASSET RECEIVING C DE X X 06/03/03 DIAL CORP /NEW/ DE X X 06/05/03 DISCOVERY LABORATORIES INC /DE/ DE X X 06/04/03 DOLLAR GENERAL CORP TN X X 06/05/03 EATON VANCE CORP MD X X 06/05/03 EDGEWATER TECHNOLOGY INC/DE/ DE X 05/22/03 EL PASO CORP/DE DE X X 06/05/03 EL PASO CORP/DE DE X X 06/05/03 EL PASO NATURAL GAS CO DE X X 06/05/03 ELECTRIC CITY CORP DE X X 06/03/03 ELITE PHARMACEUTICALS INC /DE/ DE X X X 06/03/03 ENZON PHARMACEUTICALS INC DE X 06/04/03 ESTERLINE TECHNOLOGIES CORP DE X X 06/05/03 EXPRESSJET HOLDINGS INC DE X 06/05/03 FIBERMARK INC DE X X 05/20/03 FINISH LINE INC /DE/ DE X X 06/05/03 FIREPOND INC DE X X 05/29/03 FIRST COLONIAL GROUP INC PA X 06/05/03 FIRST COMMUNITY BANCORP /CA/ CA X X 06/04/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X 06/05/03 FIRSTENERGY CORP OH X 06/05/03 FLAGSTAR CAPITAL CORP X X 05/30/03 FLIR SYSTEMS INC OR X X 06/05/03 FREDS INC TN X 06/05/03 FREMONT GENERAL CORP NV X 06/04/03 FRISBY TECHNOLOGIES INC DE X X 05/09/03 GAP INC DE X X 06/05/03 GASEL TRANSPORTATION LINES INC OH X 06/04/03 GENEREX BIOTECHNOLOGY CORP DE X 05/29/03 GENEREX BIOTECHNOLOGY CORP DE X 06/02/03 GENOME THERAPEUTICS CORP MA X X 06/04/03 GETTY IMAGES INC DE X X 12/31/02 GLOBALSANTAFE CORP X X 06/05/03 GOLDEN TELECOM INC DE X X 05/16/03 GREIF BROTHERS CORP DE X X X 06/05/03 GUIDANT CORP IN X 06/05/03 HARMONIC INC DE X 06/03/03 AMEND HERCULES INC DE X X 06/03/03 HILFIGER TOMMY CORP X X 06/05/03 I SECTOR CORP DE X 06/05/03 INNERSPACE CORP DE X 06/04/03 INNERSPACE CORP DE X 05/30/03 AMEND INTEL CORP DE X 06/05/03 INTERCOM SYSTEMS INC DE X 06/03/03 INTREPID CAPITAL CORP DE X X 06/02/03 INVESTORS CAPITAL HOLDINGS LTD MA X 06/04/03 ISCO INC NE X X 06/05/03 JACOBSON STORES INC MI X X 05/28/03 JO-ANN STORES INC OH X X 06/05/03 K2 INC DE X 06/04/03 K2 INC DE X X 06/04/03 KELLOGG CO DE X 06/05/03 KEY3MEDIA GROUP INC DE X X 06/04/03 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA X X 06/05/03 KUSHNER LOCKE CO CA X 06/04/03 LACLEDE STEEL CO /DE/ DE X 05/28/03 LAMAR ADVERTISING CO/NEW DE X X 05/29/03 LEE SARA CORP MD X 06/05/03 LEXINGTON PRECISION CORP DE X X 06/05/03 LIN TV CORP DE X X 06/04/03 LODGENET ENTERTAINMENT CORP DE X X 06/03/03 LONG BEACH SECURITIES CORP DE X 06/05/03 LORAL SPACE & COMMUNICATIONS LTD D0 X X 05/29/03 LUCENT TECHNOLOGIES INC DE X 06/05/03 MICHAEL FOODS INC /MN MN X X 06/05/03 MICROTUNE INC DE X X 06/04/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 06/03/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 06/04/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 06/05/03 MORTGAGE ASSET SEC TRANS MASTR PASS T DE X X 06/05/03 MRV COMMUNICATIONS INC DE X X 06/04/03 MSC SOFTWARE CORP DE X X 06/05/03 NATIONAL HEALTH INVESTORS INC MD X 06/05/03 NATIONAL HEALTH INVESTORS INC MD X 06/05/03 NATIONAL HEALTH REALTY INC MD X 06/05/03 NATIONAL SEMICONDUCTOR CORP DE X X 05/25/03 NATIONAL VISION INC GA X 06/04/03 AMEND NATIONWIDE FINANCIAL SERVICES INC/ DE X X 06/04/03 NB CAPITAL CORP MD X 05/29/03 NETWORK 1 SECURITY SOLUTIONS INC DE X X 05/30/03 NORDSTROM INC WA X 06/05/03 NORFOLK SOUTHERN CORP VA X X 06/04/03 OFFICEMAX INC /OH/ OH X X 06/05/03 ON ASSIGNMENT INC DE X X 06/04/03 OVERHILL FARMS INC X 06/05/03 PACIFIC ENERGY PARTNERS LP X X 06/04/03 PALL CORP NY X 06/03/03 PCD INC MA X X 05/20/03 PLM EQUIPMENT GROWTH & INCOME FUND VI CA X X 06/05/03 PLM EQUIPMENT GROWTH FUND CA X X 06/05/03 PLM EQUIPMENT GROWTH FUND II CA X X 06/05/03 PLM EQUIPMENT GROWTH FUND III CA X X X 06/05/03 PLM EQUIPMENT GROWTH FUND IV CA X X 06/05/03 PLM EQUIPMENT GROWTH FUND V CA X X 06/05/03 PLM EQUIPMENT GROWTH FUND VI CA X X 06/05/03 PMA CAPITAL CORP PA X X 05/29/03 POINDEXTER J B & CO INC DE X X 06/04/03 POLO RALPH LAUREN CORP DE X X 06/05/03 POWERCOLD CORP NV X 06/01/03 PREMIER FINANCIAL BANCORP INC KY X 06/05/03 PRICELINE COM INC DE X 06/05/03 PRIME MEDICAL SERVICES INC /TX/ DE X 06/03/03 PROCTER & GAMBLE CO OH X 06/30/03 PROCTER & GAMBLE CO OH X 06/05/03 PROFESSIONAL LEASE MANAGEMENT INCOME DE X X 06/05/03 PROGRAMMERS PARADISE INC DE X X 06/05/03 PUROFLOW INC DE X 05/20/03 AMEND QT 5 INC DE X X 06/02/03 QUIKSILVER INC DE X X 06/05/03 QUIXOTE CORP DE X X X 05/21/03 RAMCO GERSHENSON PROPERTIES TRUST MA X X 04/23/03 AMEND RAPIDTRON INC NV X 05/08/03 AMEND RELIANT RESOURCES INC DE X X 06/04/03 REPLIGEN CORP DE X X 06/05/03 REPLIGEN CORP DE X X 06/04/03 REPRO MED SYSTEMS INC NY X 02/28/03 RIVERVIEW BANCORP INC WA X X 06/05/03 RUDDICK CORP NC X X 06/05/03 RYLAND GROUP INC MD X X 05/29/03 SAFEGUARD SCIENTIFICS INC ET AL PA X X 06/04/03 SAKS INC TN X X 06/05/03 SCHICK TECHNOLOGIES INC DE X X 06/04/03 SCHMITT INDUSTRIES INC OR X X 05/30/03 SEACOAST FINANCIAL SERVICES CORP MA X X 05/31/03 SEATTLE GENETICS INC /WA DE X X 06/03/03 SEMINIS INC IL X X 06/04/03 SEMITOOL INC MT X 05/29/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/05/03 SINGING MACHINE CO INC DE X X 05/30/03 SKY FINANCIAL GROUP INC OH X X 04/30/03 SPIEGEL INC DE X 06/05/03 SPIRE CORP MA X X 05/27/03 STAGE STORES INC NV X X 06/05/03 STANDARD COMMERCIAL CORP NC X X 06/04/03 STARRETT L S CO MA X 06/04/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 05/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 06/05/03 SYNERGY FINANCIAL GROUP INC X X 06/04/03 SYNPLICITY INC CA X X 06/03/03 TAYLOR ANN STORES CORP DE X X 06/05/03 TERRA INDUSTRIES INC MD X X 05/13/03 AMEND TERRA NOSTRA TECHNOLOGY LTD NV X 03/28/03 AMEND TOUCH AMERICA HOLDINGS INC DE X 06/04/03 UNION PACIFIC CORP UT X X 06/05/03 UNION PACIFIC CORP UT X 06/05/03 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