SEC NEWS DIGEST Issue 2005-219 November 15, 2005 COMMISSION ANNOUNCEMENTS LORI RICHARDS TO TESTIFY Lori Richards, Director of the Commission's Office of Compliance Inspections and Examinations, will testify before the Senate Committee on Banking, Housing and Urban Affairs on Thursday, November 17, at a hearing which will begin at 10:00 a.m. in Room 538 of the Dirksen Senate Office Building. The subject of Ms. Richards' testimony will be "SEC Oversight of Sales of Securities to the Military." ENFORCEMENT PROCEEDINGS IN THE MATTER OF DANBURY FINANCIAL, INC. The Commission issued an Order Instituting Proceedings (OIP) on Sept. 30, 2005, alleging that Danbury Financial, Inc. (Danbury), a Colorado corporation based in West Vancouver, Canada, registered a class of securities with the Commission on March 13, 2001, pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Exchange Act), and that Danbury was delinquent for not filing required periodic reports with the Commission after filing a Form 10-QSB for the quarter ending March 31, 2002. An Administrative Law Judge has found Danbury in default for not answering the OIP or otherwise defending the proceeding. She found the allegations in the OIP true and, based on Danbury’s violations of Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13, she revoked each class of Danbury’s registered securities pursuant to Section 12(j) of the Exchange Act. (Rel. 34-51773; File No. 3-12063) INVESTMENT COMPANY ACT RELEASES THE INTEGRITY FUNDS, ET AL. A notice has been issued giving interested persons until Dec. 5, 2005, to request a hearing on an application filed by The Integrity Funds and Integrity Money Management, Inc. for an order to permit applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-27144 – November 10) HOLDING COMPANY ACT RELEASES ENTERGY GULF STATES, INC. A notice has been issued giving interested persons until Dec. 2, 2005, to request a hearing on a proposal by Entergy Gulf States, Inc., a wholly-owned public utility subsidiary of Entergy Corporation, a registered holding company under the Public Utility Holding Company Act of 1935, to issue secured bank debt in an amount of up to $940 million. (Rel. 35-28060) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2005-113) filed with the Commission by the American Stock Exchange to eliminate the equity option transaction fee discount for member firms facilitating customer orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52754) A proposed rule change filed by the New York Stock Exchange (SR-NYSE- 2005-76) relating to iShares® Index Funds of iShares Trust and iShares, Inc. has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52761) A proposed rule change filed by the American Stock Exchange relating to an interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide has become effective under Section 19(b)(3)(A)(i) of the Securities Exchange Act of 1934 (SR-Amex-2005-102). Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52765) A proposed rule change (SR-Amex-2005-108) filed with the Commission by the American Stock Exchange to adopt an options licensing fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52767) A proposed rule change filed by the Pacific Exchange through its wholly owned subsidiary PCX Equities, Inc., and Amendments No. 1 and 2 thereto, regarding clearly erroneous executions (SR-PCX-2005-119), has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52769) ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change and Amendment No. 1 thereto (SR-NASD-2005-119) submitted by NASD under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the listing and trading of Strategic Total Return SecuritiesSM Linked to the CBOE Nasdaq-100 BuyWrite Index. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52756) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CHX-2004-25) and Amendment Nos. 1, 2, and 3 thereto and granted accelerated approval to Amendment No. 4 thereto filed by the Chicago Stock Exchange under Rule 19b-4 under the Securities Exchange Act of 1934 relating to a prohibition on using a layoff service, unless the service provides required information to the Exchange. Publication of the order is expected in the Federal Register during the week of November 14. (Rel. 34-52534) The Commission granted approval to a proposed rule change (SR-NYSE-2005- 64) submitted under Rule 19b-4 by the New York Stock Exchange to add rules regarding time tracking requirements of specialists and specialist organizations to its Minor Rule Violation Plan. Publication of the approval is expected in the Federal Register during the week of November 14. (Rel. 34-52768) DELISTINGS An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.01 par value, 6 1/2% notes (due May 1, 2009), and 7 1/8% debentures (due May 1, 2029) of Delphi Corporation, along with the 8.25% cumulative trust preferred securities of Delphi Trust I, a subsidiary of Delphi Corporation, effective at the opening of business on Nov. 11, 2005. (Rel. 34-52770) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.0001 par value, of The Boyds Collection, Ltd., effective at the opening of business on Nov. 11, 2005. (Rel. 34-52764) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 ALLSTAR RESTAURANTS, 10 CEDAR MEADOW DRIVE, REGINA, A9, 00000, 3065434162 - 9,150,000 ($457,500.00) Equity, (File 333-129653 - Nov. 14) (BR. 09) S-4 FISHER SCIENTIFIC INTERNATIONAL INC, LIBERTY LANE, HAMPTON, NH, 03842, 6039265911 - 500,000,000 ($500,000,000.00) Asset-Backed Securities, (File 333-129654 - Nov. 14) (BR. 02B) S-1 Western Express Holdings, Inc., 7135 CENTENNIAL PLACE, NASHVILLE, TN, 37209, 615-259-9920 - 0 ($90,000,000.00) Equity, (File 333-129655 - Nov. 14) (BR. 05) S-1 LIQUIDITY SERVICES INC, 2131 K STREET NW, 4TH FLOOR, WASHINGTON, DC, 20037, 2024676868 - 0 ($86,250,000.00) Equity, (File 333-129656 - Nov. 14) (BR. 08) S-1 Wood Resources LP, ONE SOUND SHORE DRIVE, SUITE 304, GREENWICH, CT, 06830, (203) 302-3343 - 0 ($100,543,000.00) Limited Partnership Interests, (File 333-129657 - Nov. 14) (BR. 06) S-1 Volcom Inc, 1740 MONROVIA AVENUE, COSTA MESA, CA, 92627, 949-646-2175 - 5,750,000 ($183,166,250.00) Equity, (File 333-129659 - Nov. 14) (BR. 02) S-8 FRANKLIN ELECTRONIC PUBLISHERS INC, ONE FRANKLIN PLAZA, BURLINGTON, NJ, 08016, 6093862500 - 0 ($6,525,000.00) Equity, (File 333-129660 - Nov. 14) (BR. 03C) S-8 AEGON NV, AEGONPLEIN 50, PO BOX 202 2501 CE, THE HAGUE, P7, 011-31-70-344-7308 - 0 ($463,734.00) Equity, (File 333-129661 - Nov. 14) (BR. 01A) S-8 AEGON NV, AEGONPLEIN 50, PO BOX 202 2501 CE, THE HAGUE, P7, 011-31-70-344-7308 - 0 ($30,010,666.00) Equity, (File 333-129662 - Nov. 14) (BR. 01A) S-8 SUNWIN INTERNATIONAL NEUTRACEUTICALS, INC., 6 YOUPENG ROAD, QUFU, SHANDONG, F4, 273100, (86) 537-4424999 - 5,000,000 ($850,000.00) Equity, (File 333-129663 - Nov. 14) (BR. 01A) SB-2 Claron Ventures Inc, 3155 EAST PATRICK LANE, SUITE 1, LAS VEGAS, NV, 89120-3481, 306-374-1753 - 2,318,039 ($231,803.90) Equity, (File 333-129664 - Nov. 14) (BR. ) S-3 NAVIGATORS GROUP INC, ONE PENN PLAZA, 55TH FL, NEW YORK, NY, 10119, 2122442333 - 130,927,500 ($130,927,500.00) ADRs/ADSs, (File 333-129665 - Nov. 14) (BR. 01B) S-8 Enterprise GP Holdings L.P., 2727 NORTH LOOP WEST, HOUSTON, TX, 77008, 7138806500 - 250,000 ($9,045,000.00) Limited Partnership Interests, (File 333-129668 - Nov. 14) (BR. 02) S-8 THERAVANCE INC, 901 GATEWAY BLVD, SOUTH SAN FRANCISCO, CA, 94080, 6508086000 - 0 ($6,675,000.00) Equity, (File 333-129669 - Nov. 14) (BR. 01C) S-8 BIOSITE INC, 11030 ROSELLE ST, SAN DIEGO, CA, 92121, 6194554808 - 0 ($73,226,235.00) Equity, (File 333-129670 - Nov. 14) (BR. 01C) S-8 SYSCO CORP, 1390 ENCLAVE PKWY, HOUSTON, TX, 77077, 2815841390 - 3,350,000 ($101,036,000.00) Equity, (File 333-129671 - Nov. 14) (BR. 02C) S-8 K&F Industries Holdings, Inc., 50 MAIN STREET, 4TH FLOOR, WHITE PLAINS, NY, 10606, 914-448-2700 - 0 ($38,812,500.00) Equity, (File 333-129672 - Nov. 14) (BR. 05C) SB-2 MCKENZIE BAY INTERNATIONAL LTD, 37899 TWELVE MILE ROAD, SUITE 300, FARMINGTON HILLS, MI, 48331, 248-489-1961 - 46,275,945 ($33,318,680.40) Equity, (File 333-129673 - Nov. 14) (BR. 02A) S-8 FIRST MARBLEHEAD CORP, 30 LITTLE HARBOR, MARBLEHEAD, MA, 01945, 7816392000 - 0 ($39,877,500.00) Equity, (File 333-129674 - Nov. 14) (BR. 07B) S-8 II-VI INC, 375 SAXONBURG BLVD, SAXONBURG, PA, 16056, 724-352-4455 - 0 ($32,508,000.00) Equity, (File 333-129675 - Nov. 14) (BR. 10B) S-8 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 355,125 ($774,173.00) Equity, (File 333-129676 - Nov. 14) (BR. 10A) S-8 GAINSCO INC, 3333 LEE PARKWAY, SUITE 1200, DALLAS, TX, 75219, 972-629-4410 - 0 ($13,332,000.00) Equity, (File 333-129678 - Nov. 14) (BR. 01C) S-8 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 2,500,000 ($5,450,000.00) Equity, (File 333-129679 - Nov. 14) (BR. 10A) SB-2 ZIOPHARM ONCOLOGY INC, 1180 AVENUE OF THE AMERICA, 19TH FLOOR, NEW YORK, NY, 10036, 617-214-0700 - 2,520,632 ($10,082,528.00) Equity, (File 333-129680 - Nov. 14) (BR. 01C) SB-2 Colorado Utah Natural Gas, Inc., 140 WEST 9000 SOUTH SUITE 9, SANDY, X1, 84107, 801 566 1884 - 3,000,000 ($30,000,000.00) Equity, (File 333-129681 - Nov. 14) (BR. ) SB-2 GREENS WORLDWIDE INC, 346 WOODLAND CHURCH RD, HERTFORD, NC, 27944, 252-264-2064 - 35,105,263 ($26,328,947.25) Equity, (File 333-129682 - Nov. 14) (BR. 05B) S-3 HERBALIFE LTD., P.O. BOX 309GT, UGLAND HOUSE, SOUTH CHURCH STREET, GEORGE TOWN, E9, 00000, 310 410 9600 - 11,500,000 ($346,495,000.00) Equity, (File 333-129683 - Nov. 14) (BR. 01C) S-3 NII HOLDINGS INC, 10700 PARKRIDGE BLVD, SUITE 600, RESTON, VA, 20191, 7034334000 - 0 ($350,000,000.00) Debt Convertible into Equity, (File 333-129684 - Nov. 14) (BR. 11A) S-4 SABA SOFTWARE INC, 2400 BRIDGE PARKWAY, SIOTE 150, REDWOOD SHORES, CA, 94065-1166, 6506963822 - 10,720,546 ($30,798,856.00) Equity, (File 333-129685 - Nov. 14) (BR. 03C) S-8 AMERICAN BANK NOTE HOLOGRAPHICS INC, 399 EXECUTIVE BOULEVARD, ELMSFORD, NY, 10523, 9145922355 - 1,600,000 ($8,752,000.00) Equity, (File 333-129686 - Nov. 14) (BR. 08A) S-3 INTROGEN THERAPEUTICS INC, 301 CONGRESS AVE, SUITE 1850, AUSTIN, TX, 78701, 5127089310 - 0 ($25,311,347.27) Equity, (File 333-129687 - Nov. 14) (BR. 01A) S-3 Digital Realty Trust, Inc., 560 MISSION STREET, SUITE 2900, SAN FRANCISCO, CA, 94105, (415)738-6500 - 0 ($608,425,426.20) Equity, (File 333-129688 - Nov. 14) (BR. 08A) S-3 STAR SCIENTIFIC INC, 801 LIBERTY WAY, CHESTER, VA, 23836, 8048610681 - 3,000,000 ($7,035,000.00) Equity, (File 333-129689 - Nov. 14) (BR. 04C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A4S SECURITY, INC. CO 7.01,9.01 11/14/05 ACCENTIA BIOPHARMACEUTICALS INC 8.01 11/11/05 ADAMS RESOURCES & ENERGY, INC. DE 2.02 09/30/05 ADC TELECOMMUNICATIONS INC MN 2.05 11/09/05 AMEND Advance Nanotech, Inc. CO 8.01,9.01 09/07/05 Advanced Life Sciences Holdings, Inc. 2.02,9.01 11/07/05 AMEND ADVANCED MARKETING SERVICES INC DE 8.01,9.01 11/08/05 ADVANCED PHOTONIX INC DE 2.02,9.01 11/14/05 AEGIS COMMUNICATIONS GROUP INC DE 2.02,9.01 11/14/05 AFEM MEDICAL CORP NV 1.01,9.01 10/29/04 AMEND Affinia Group Intermediate Holdings I DE 2.02,7.01,9.01 11/11/05 Affinity Group Holding, Inc. DE 1.01,9.01 11/13/05 AFFINITY GROUP INC DE 1.01,9.01 11/13/05 AGILENT TECHNOLOGIES INC DE 2.02,8.01,9.01 11/14/05 AGL RESOURCES INC GA 7.01,9.01 11/10/05 Airbee Wireless, Inc. DE 2.04 09/29/05 AIRNET COMMUNICATIONS CORP DE 2.02 11/14/05 ALAMOSA HOLDINGS INC DE 1.01,9.01 11/08/05 ALASKA PACIFIC BANCSHARES INC AK 7.01 09/30/05 ALBANY INTERNATIONAL CORP /DE/ DE 5.03,9.01 11/09/05 ALEXION PHARMACEUTICALS INC DE 1.01,8.01,9.01 11/07/05 ALIGN TECHNOLOGY INC DE 1.01,9.01 11/10/05 ALLETE INC MN 8.01 11/09/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 8.01 11/10/05 ALLIANCE CAPITAL MANAGEMENT L P DE 8.01 11/10/05 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/14/05 ALLIANCE FIBER OPTIC PRODUCTS INC CA 3.01 11/09/05 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 11/10/05 ALLIANCE LAUNDRY SYSTEMS LLC 1.01,9.01 11/11/05 ALLIANCE ONE INTERNATIONAL, INC. VA 7.01,9.01 11/14/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 7.01 11/11/05 ALLIED DEFENSE GROUP INC DE 2.02,4.02,9.01 11/09/05 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 11/08/05 ALLSTATE CORP DE 8.01,9.01 11/08/05 ALMOST FAMILY INC DE 2.02,4.02,9.01 09/30/05 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 11/11/05 AMBASSADORS GROUP INC DE 8.01,9.01 11/11/05 AMEN PROPERTIES INC DE 4.02,8.01 11/14/05 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 2.02,9.01 11/10/05 AMERICAN BILTRITE INC DE 2.02,9.01 11/10/05 AMERICAN EDUCATION CORP NV 8.01,9.01 11/14/05 AMERICAN HEALTHWAYS INC DE 7.01,9.01 11/14/05 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 11/14/05 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.02,9.01 11/14/05 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 11/14/05 American Tire Distributors Holdings, 7.01 11/14/05 AMERICREDIT FINANCIAL SERVICES INC DE 8.01,9.01 11/11/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 2.01,9.01 10/20/05 AMERISOURCEBERGEN CORP DE 8.01 11/10/05 AMERIVEST PROPERTIES INC MD 7.01,9.01 11/14/05 AMH Holdings, Inc. DE 2.02,9.01 11/11/05 AON CORP DE 7.01,9.01 11/11/05 APAC CUSTOMER SERVICE INC IL 7.01,9.01 11/10/05 APOLLO GOLD CORP 2.02,9.01 11/09/05 APPALACHIAN BANCSHARES INC GA 7.01 11/14/05 APPALACHIAN BANCSHARES INC GA 7.01 11/14/05 ARBIOS SYSTEMS INC DE 5.02 11/07/05 ARBOR REALTY TRUST INC MD 1.01 11/10/05 ARC WIRELESS SOLUTIONS INC UT 2.02,9.01 11/14/05 ARCH CAPITAL GROUP LTD. 7.01,9.01 11/11/05 ARES CAPITAL CORP MD 1.01,2.02,2.03,9.01 11/14/05 ARGENT SECURITIES INC 8.01,9.01 11/04/05 ARGENT SECURITIES INC., ASSET-BACKED 2.01,9.01 10/19/05 ARI NETWORK SERVICES INC /WI WI 1.01,3.03,9.01 11/10/05 ARROW INTERNATIONAL INC PA 5.02 09/07/05 AMEND ARROWHEAD RESEARCH CORP DE 5.02,9.01 11/10/05 ART TECHNOLOGY GROUP INC DE 1.01 11/07/05 ARTISTDIRECT INC DE 5.02 11/08/05 ASAH CORP DE 4.01 11/07/05 ASSOCIATED MATERIALS INC DE 2.02,9.01 11/11/05 ASSURANT INC 8.01,9.01 11/14/05 ASTORIA FINANCIAL CORP DE 2.02,9.01 11/14/05 ATLANTIC TELE NETWORK INC /DE DE 9.01 09/15/05 AMEND ATLAS AIR WORLDWIDE HOLDINGS INC DE 1.01,9.01 11/08/05 ATMOS ENERGY CORP TX 1.01,2.03,9.01 11/08/05 ATRIUM COMPANIES INC DE 7.01,9.01 11/11/05 AURA SYSTEMS INC DE 1.01,5.02,9.01 11/07/05 AUTOIMMUNE INC DE 2.02,9.01 11/10/05 AUTOLIV INC DE 1.01,2.03 11/14/05 AVATECH SOLUTIONS INC DE 2.02,9.01 11/11/05 AVATECH SOLUTIONS INC DE 1.01,3.02 11/11/05 AVATECH SOLUTIONS INC DE 1.01,2.03 11/10/05 AVID TECHNOLOGY INC DE 2.02,9.01 11/14/05 AVISTA CORP WA 8.01 11/10/05 BABYUNIVERSE, INC. FL 9.01 09/13/05 AMEND BALCHEM CORP MD 1.01,9.01 11/07/05 BALLY TOTAL FITNESS HOLDING CORP DE 3.02,9.01 11/09/05 Banc of America Commercial Mortgage I DE 8.01,9.01 11/10/05 Banc of America Commercial Mortgage I DE 8.01,9.01 11/10/05 Banc of America Funding 2005-H Trust DE 8.01,9.01 10/27/05 BAY VIEW CAPITAL CORP DE 2.02,9.01 11/07/05 BAYLAKE CORP WI 2.02 11/09/05 BE AEROSPACE INC DE 5.02 11/08/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 11/09/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 11/14/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 11/14/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 11/14/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 11/14/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 10/28/05 BELLAVISTA CAPITAL INC MD 4.02,5.03,9.01 11/07/05 BERKELEY TECHNOLOGY LTD 2.02,7.01 11/14/05 BEXIL CORP MD 1.01,3.03 11/10/05 BILL BARRETT CORP 7.01,9.01 11/10/05 BIO IMAGING TECHNOLOGIES INC DE 1.01 11/09/05 BIOGEN IDEC INC DE 8.01 10/31/05 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 11/10/05 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02 11/11/05 BJ SERVICES CO DE 7.01 11/14/05 BLOCKBUSTER INC DE 8.01 11/10/05 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 11/14/05 BLUE RIDGE PAPER PRODUCTS INC 2.02,9.01 11/14/05 Boardwalk Pipeline Partners, LP DE 1.01,9.01 11/08/05 BOARDWALK PIPELINES LLC DE 1.01,9.01 11/14/05 BOOTS & COOTS INTERNATIONAL WELL CONT DE 2.02,9.01 11/09/05 BRAINTECH INC NV 8.01,9.01 11/04/05 BRESLER & REINER INC DE 2.02,9.01 09/30/05 BRILLIAN CORP DE 2.02,9.01 11/14/05 BROADVIEW MEDIA INC MN 1.01,2.01,3.02,9.01 07/01/05 AMEND BROADVISION INC DE 2.02,9.01 11/09/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 4.02 11/10/05 BULL RUN CORP GA 8.01,9.01 11/14/05 BURKE MILLS INC NC 4.01 11/08/05 BURLINGTON COAT FACTORY WAREHOUSE COR DE 1.01,8.01,9.01 11/08/05 CADENCE RESOURCES CORP UT 2.02,8.01,9.01 11/14/05 CAL DIVE INTERNATIONAL INC MN 7.01,9.01 11/08/05 CALGON CARBON CORPORATION DE 5.02 11/10/05 CAMINOSOFT CORP CA 1.01,3.02 11/10/05 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 11/14/05 CARDIFF INTERNATIONAL INC CO 7.01,9.01 11/11/05 CARDIFF INTERNATIONAL INC CO 1.01,2.01,3.02,5.01,5.02,5.06,9.01 11/10/05 CARMIKE CINEMAS INC DE 1.01,5.02,9.01 11/09/05 CATUITY INC DE 9.01 09/01/05 AMEND CDEX INC NV 1.01,9.01 11/05/05 Celanese CORP DE 2.02,9.01 11/07/05 CELL THERAPEUTICS INC WA 2.02,9.01 11/14/05 Centennial Bank Holdings, Inc. DE 2.02,7.01,9.01 11/14/05 CENTERPOINT ENERGY INC 2.03 11/14/05 CENTRA FINANCIAL HOLDINGS INC WV 2.02,9.01 11/11/05 CENTRAL FREIGHT LINES INC NV 7.01,9.01 11/10/05 CENTRAL GARDEN & PET CO DE 1.01 11/07/05 CERADYNE INC DE 7.01,9.01 11/09/05 CH2M HILL COMPANIES LTD OR 8.01 11/11/05 CHANNELL COMMERCIAL CORP DE 2.02 11/14/05 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,9.01 11/14/05 Chase Auto Owner Trust 2005-B DE 8.01,9.01 10/21/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/09/05 CHEMOKINE THERAPEUTICS CORP DE 8.01 11/09/05 CHEMOKINE THERAPEUTICS CORP DE 8.01 11/14/05 CHENIERE ENERGY INC DE 7.01,9.01 11/11/05 CHESAPEAKE CORP /VA/ VA 1.01,5.02,9.01 11/07/05 CHICAGO BRIDGE & IRON CO N V 8.01,9.01 10/26/05 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 11/14/05 CHINA DIGITAL COMMUNICATION GROUP NV 5.02,9.01 11/10/05 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 11/14/05 CIMETRIX INC NV 2.01,9.01 10/03/05 AMEND CINEMARK USA INC /TX TX 2.02,7.01,9.01 11/09/05 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 11/14/05 CITIZENS FINANCIAL CORP /KY/ KY 2.02,9.01 09/30/05 CITIZENS INC CO 2.02,9.01 11/09/05 CLEAN DIESEL TECHNOLOGIES INC DE 3.02 11/07/05 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 11/10/05 CLICKABLE ENTERPRISES INC DE 4.01,9.01 11/07/05 CNL INCOME PROPERTIES INC MD 8.01,9.01 11/10/05 COBIZ INC CO 7.01 11/14/05 COEUR D ALENE MINES CORP ID 2.02,9.01 11/09/05 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 11/11/05 Coley Pharmaceutical Group, Inc. DE 2.02,9.01 11/10/05 COLGATE PALMOLIVE CO DE 5.02 11/10/05 COLLEGE PARTNERSHIP INC NV 5.02 11/14/05 COLLEGIATE PACIFIC INC DE 2.02,7.01,9.01 11/14/05 Columbia Equity Trust, Inc. MD 1.01 11/11/05 Columbia Equity Trust, Inc. MD 2.02,7.01,9.01 11/14/05 COMMERCE ENERGY GROUP INC DE 4.01,9.01 11/07/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 8.01,9.01 11/14/05 COMMUNITY HEALTH SYSTEMS INC DE 2.04,8.01,9.01 11/14/05 COMPUTER SOFTWARE INNOVATIONS INC DE 1.01,3.03,9.01 09/21/05 COMSYS IT PARTNERS INC DE 2.02,9.01 11/14/05 CONCEPTUS INC DE 1.01 11/07/05 CONCURRENT COMPUTER CORP/DE DE 1.01 10/18/05 CONTINENTAL MATERIALS CORP DE 2.02,9.01 11/11/05 Copano Energy, L.L.C. DE 7.01,9.01 11/14/05 CORCEPT THERAPEUTICS INC 2.02,9.01 11/08/05 CORINTHIAN COLLEGES INC 2.01 11/08/05 CORRECTIONAL PROPERTIES TRUST MD 2.02,9.01 11/08/05 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 11/14/05 CORUMEL MINERALS CORP. NV 1.01,7.01,9.01 11/14/05 COURIER CORP MA 8.01,9.01 11/14/05 COVALENT GROUP INC NV 2.02,9.01 11/10/05 COVALENT GROUP INC NV 2.02,9.01 11/14/05 AMEND COVANTA HOLDING CORP DE 2.02,9.01 11/09/05 CRAY INC WA 2.02,9.01 11/09/05 CRDENTIA CORP DE 1.01,8.01,9.01 11/08/05 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 11/01/05 CREDIT ONE FINANCIAL INC 8.01 11/10/05 CREDITRISKMONITOR COM INC NV 2.02,9.01 11/14/05 CRIMSON EXPLORATION INC. TX 2.02,9.01 11/14/05 CRONOS GROUP 2.02,9.01 11/14/05 CROSSTEX ENERGY INC DE 5.02,7.01,9.01 11/14/05 CROSSTEX ENERGY LP DE 5.02,7.01,9.01 11/14/05 CWABS INC. ASSET-BACKED CERTIFICATES DE 8.01,9.01 10/28/05 CWABS INC. ASSET-BACKED CERTIFICATES DE 9.01 10/28/05 CYBER GROUP NETWORK CORP 1.01,2.01,3.02,5.01,5.02,5.03,9.01 11/07/05 Cyberkinetics Neurotechnology Systems DE 7.01,9.01 11/14/05 CYPRESS SEMICONDUCTOR CORP /DE/ DE 1.01 11/07/05 CYTOGEN CORP DE 2.02,9.01 11/14/05 DCM ENTERPRISES NV 4.01 11/10/05 DEERE & CO DE 7.01 11/14/05 DENDREON CORP DE 1.01,1.02,5.02,9.01 11/08/05 Dermisonics, Inc 7.01,9.01 11/11/05 Deutsche Alt-A Securities, Inc. Mortg 2.01,9.01 07/29/05 Deutsche Alt-A Securities, Inc. Mortg 2.01,8.01,9.01 10/21/05 DEWEY ELECTRONICS CORP NY 1.01,2.03,9.01 11/09/05 DIAMOND HILL INVESTMENT GROUP INC OH 9.01 09/30/05 DIAMONDCLUSTER INTERNATIONAL INC DE 5.02 11/08/05 DIGIRAD CORP DE 1.01 11/09/05 DIVIDEND CAPITAL TRUST INC MD 2.02,9.01 11/11/05 DOCUMENT SCIENCES CORP DE 1.01,9.01 11/08/05 Dolby Laboratories, Inc. DE 3.02 11/07/05 DOR BIOPHARMA INC DE 2.02,9.01 11/14/05 DORAL FINANCIAL CORP PR 1.01 11/07/05 DOWNEY FINANCIAL CORP DE 7.01,9.01 10/31/05 DreamWorks Animation SKG, Inc. 2.02,9.01 11/10/05 DSL NET INC DE 2.02,9.01 11/14/05 DURECT CORP DE 8.01,9.01 11/11/05 DYNAMIC HEALTH PRODUCTS INC FL 5.02 11/10/05 Eagle Bulk Shipping Inc. 2.02 11/14/05 EBS LITIGATION LLC DE 7.01 11/14/05 EBS PENSION LLC DE 7.01 11/14/05 ECHOSTAR COMMUNICATIONS CORP NV 5.02,9.01 11/08/05 Edgen Corp 2.02,9.01 11/14/05 EDO CORP NY 8.01 11/14/05 Education Realty Trust, Inc. MD 2.02,9.01 11/14/05 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 11/14/05 ELECTRONIC CONTROL SECURITY INC NJ 8.01,9.01 11/11/05 ELOYALTY CORP DE 2.02,9.01 11/10/05 EMAGIN CORP DE 2.02,9.01 11/10/05 EMC INSURANCE GROUP INC IA 7.01 11/14/05 EMISPHERE TECHNOLOGIES INC DE 1.01,9.01 11/11/05 ENCYSIVE PHARMACEUTICALS INC DE 1.01,5.02,9.01 11/14/05 ENSCO INTERNATIONAL INC DE 1.01 11/10/05 ENSTAR GROUP INC GA 2.02,9.01 11/09/05 ENTERASYS NETWORKS INC /DE/ DE 1.01 11/11/05 ENTERASYS NETWORKS INC /DE/ DE 1.01,3.03,9.01 11/11/05 Enterprise GP Holdings L.P. DE 8.01,9.01 09/30/05 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 09/30/05 ENTHEOS TECHNOLOGIES INC NV 5.02 11/14/05 ENTRUST INC MD 1.01 11/07/05 EPLUS INC DE 2.02,9.01 11/14/05 EQUINIX INC DE 1.01,8.01 11/09/05 EQUUS II INC DE 2.02,9.01 11/10/05 ERHC Energy Inc CO 4.01,9.01 11/14/05 ESSEX CORP VA 2.02,9.01 11/14/05 ev3 Inc. DE 1.01,9.01 11/14/05 EXCELLIGENCE LEARNING CORP DE 3.01,8.01,9.01 11/14/05 EXIDE TECHNOLOGIES DE 8.01 11/14/05 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 7.01 11/10/05 Extra Space Storage Inc. MD 2.02,9.01 11/14/05 EXX INC/NV/ NV 8.01,9.01 11/11/05 EZCORP INC DE 2.02,9.01 11/10/05 FARMSTEAD TELEPHONE GROUP INC DE 3.01,9.01 11/08/05 FBR Securitization, Inc. 8.01,9.01 11/10/05 FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 11/14/05 Feldman Mall Properties, Inc. MD 2.02,9.01 11/11/05 FERMAVIR PHARMACEUTICALS, INC. FL 3.02 11/08/05 FIELDSTONE INVESTMENT CORP 2.02,9.01 11/14/05 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,4.02,9.01 11/07/05 FIREARMS TRAINING SYSTEMS INC DE 2.02,9.01 11/11/05 FIRST BANCTRUST CORP DE 2.02,9.01 11/10/05 FIRST IPSWICH BANCORP /MA MA 2.02,9.01 11/14/05 FIRST OTTAWA BANCSHARES INC DE 8.01,9.01 11/09/05 FIRST VIRTUAL COMMUNICATIONS INC DE 4.01 10/12/05 FIRSTBANK NW CORP WA 2.02,9.01 11/10/05 FIRSTPLUS FINANCIAL GROUP INC NV 8.01 11/14/05 FIVE STAR QUALITY CARE INC 2.01,9.01 11/14/05 FLATBUSH FEDERAL BANCORP INC 2.02,9.01 11/08/05 FLORIDA PUBLIC UTILITIES CO FL 2.02,9.01 11/11/05 FMC TECHNOLOGIES INC DE 1.01,1.02,9.01 11/10/05 FORCE PROTECTION INC NV 5.02 11/11/05 FOSTER L B CO PA 1.01,9.01 11/07/05 FOSTER WHEELER LTD D0 1.01 11/08/05 FRANKLIN COVEY CO UT 4.02 11/10/05 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 11/09/05 FREZER, INC. NV 3.02 11/10/05 FRISCHS RESTAURANTS INC OH 2.02,9.01 10/17/05 FRONTIER FINANCIAL CORP /WA/ WA 8.01 11/10/05 FX ENERGY INC NV 7.01,9.01 11/11/05 GATX CORP NY 7.01,9.01 11/09/05 GCO Education Loan Funding Trust-I DE 1.01,2.01,9.01 10/28/05 GENERAL COMMUNICATION INC AK 8.01 11/10/05 GENERAL GROWTH PROPERTIES INC DE 5.02,5.03,8.01,9.01 11/08/05 GENERAL NUTRITION CENTERS INC PA 1.01,5.02,9.01 11/10/05 GENIUS PRODUCTS INC NV 2.02,9.01 11/14/05 GENSYM CORP DE 2.02,9.01 11/14/05 GEORGIA PACIFIC CORP GA 1.01,2.03,8.01,9.01 11/13/05 GEORGIA PACIFIC CORP GA 8.01 11/14/05 GEORGIA PACIFIC CORP GA 8.01 11/14/05 AMEND GEVITY HR INC FL 1.01,9.01 11/14/05 GILEAD SCIENCES INC DE 1.01 11/07/05 GLENBOROUGH REALTY TRUST INC MD 8.01,9.01 11/09/05 GLOBAL EPOINT INC NV 1.01,3.02,5.03,9.01 11/07/05 Global Partners LP 1.01,2.02,2.03,7.01,9.01 11/10/05 GLOBAL POWER EQUIPMENT GROUP INC/ DE 2.02,9.01 11/07/05 GLOBETRAC INC DE 1.01,1.02,9.01 11/14/05 GMH Communities Trust MD 2.02,9.01 11/10/05 GNC CORP DE 1.01,5.02,9.01 11/10/05 GOLDEN EAGLE INTERNATIONAL INC CO 1.01,8.01,9.01 11/11/05 GOLDFIELD CORP DE 2.02,9.01 11/14/05 GRAHAM PACKAGING HOLDINGS CO DE 2.02,4.02,9.01 08/14/05 GRANT PRIDECO INC DE 2.02,9.01 11/14/05 GRAPHON CORP/DE DE 4.02 11/07/05 GREAT WESTERN LAND RECREATION INC NV 4.01,9.01 11/01/05 GREAT WESTERN LAND RECREATION INC NV 4.01,9.01 11/01/05 AMEND Great Wolf Resorts, Inc. DE 1.02,2.02,2.04,4.02,9.01 11/10/05 GREENS WORLDWIDE INC AZ 4.01,9.01 11/14/05 GREENS WORLDWIDE INC AZ 8.01 11/14/05 GREENS WORLDWIDE INC AZ 1.01,9.01 11/10/05 AMEND Gregg Appliances Inc 2.02,9.01 11/14/05 GRIDLINE COMMUNICATIONS HOLDINGS INC DE 9.01 11/14/05 AMEND GSE SYSTEMS INC DE 9.01 09/30/05 GSR Mortgage Loan Trust 2005-AR7 DE 8.01 10/31/05 GULFMARK OFFSHORE INC DE 7.01,9.01 11/11/05 GULFMARK OFFSHORE INC DE 7.01,9.01 11/14/05 HALIFAX CORP VA 2.02,9.01 11/14/05 HALLMARK FINANCIAL SERVICES INC NV 1.01,9.01 11/09/05 Hana Biosciences Inc DE 8.01,9.01 11/01/05 Harbor View Mortgage Loan Trust 2005- DE 8.01,9.01 11/14/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 11/08/05 HARMONIC INC DE 8.01 11/08/05 HARTE HANKS INC DE 7.01,9.01 11/14/05 HARTFORD LIFE INSURANCE CO CT 9.01 11/14/05 HAYNES INTERNATIONAL INC DE 1.01,9.01 11/07/05 HEALTH NET INC DE 7.01,9.01 11/11/05 HEALTHSOUTH CORP DE 1.01,9.01 11/04/05 HEINZ H J CO PA 5.02 11/09/05 HEMOBIOTECH INC 8.01,9.01 11/11/05 HEMOSENSE INC DE 2.02,9.01 11/14/05 Heritage Financial Group DC 2.02,9.01 11/14/05 HIBERNIA CORP LA 1.01 11/14/05 HIBERNIA CORP LA 5.04,9.01 11/14/05 Hiland Partners, LP 1.01,9.01 08/10/05 HNI CORP IA 5.02,5.03,8.01,9.01 11/11/05 HOME PROPERTIES INC MD 7.01,9.01 09/30/05 AMEND HOME SOLUTIONS OF AMERICA INC DE 7.01,9.01 11/14/05 HORIZON HEALTH CORP /DE/ DE 7.01,9.01 11/14/05 HOST MARRIOTT CORP/ MD 1.01,8.01,9.01 11/14/05 HOST MARRIOTT L P DE 1.01,8.01 11/14/05 HS3 TECHNOLOGIES INC. 2.01,3.02,5.01,5.02,9.01 11/09/05 HSBC Finance CORP 2.02,9.01 11/14/05 HSBC Finance CORP 7.01,9.01 11/14/05 HSBC Finance CORP 7.01,9.01 11/14/05 HSBC USA INC /MD/ MD 7.01,9.01 11/14/05 HUNGARIAN TELEPHONE & CABLE CORP DE 2.02,9.01 11/14/05 HYPERFEED TECHNOLOGIES INC DE 2.02,9.01 11/07/05 I2 TELECOM INTERNATIONAL INC WA 5.02 11/10/05 I2 TELECOM INTERNATIONAL INC WA 5.02 11/07/05 I2 TELECOM INTERNATIONAL INC WA 5.02 11/10/05 IA GLOBAL INC DE 2.02,9.01 11/14/05 IC ISAACS & CO INC DE 2.02,9.01 11/09/05 IDM PHARMA, INC. DE 1.01,2.02,9.01 11/14/05 IDM PHARMA, INC. DE 9.01 08/11/05 AMEND IGI INC DE 2.02,9.01 11/14/05 ILLINOIS TOOL WORKS INC DE 5.02 11/11/05 IMMUNOGEN INC MA 8.01,9.01 11/14/05 INERGY L P DE 1.01,9.01 11/14/05 INFORMATION ANALYSIS INC VA 2.02,9.01 11/10/05 INFORTE CORP DE 8.01 11/07/05 INFOUSA INC DE 5.02,9.01 11/10/05 InPlay Technologies, Inc. NV 2.02,9.01 11/14/05 INSITE VISION INC DE 2.02,9.01 11/14/05 INTEGRAL VISION INC MI 7.01,9.01 11/11/05 INTEGRAMED AMERICA INC DE 7.01,9.01 11/14/05 INTEGRATED DATA CORP DE 4.01,9.01 11/07/05 INTELLIGROUP INC NJ 8.01 11/10/05 INTERPHASE CORP TX 2.05,9.01 11/10/05 INTERSIL CORP/DE DE 7.01,9.01 11/11/05 INYX INC NV 7.01 11/14/05 IOWA TELECOMMUNICATIONS SERVICES INC IA 5.02,9.01 11/09/05 IPAYMENT INC DE 7.01,9.01 11/11/05 Ispat Inland L.P. DE 8.01,9.01 11/14/05 J P MORGAN CHASE & CO DE 9.01 11/08/05 J.P. Morgan Mortgage Trust 2005-A8 DE 8.01,9.01 11/10/05 J.P. Morgan Mortgage Trust 2005-S2 DE 8.01,9.01 09/26/05 AMEND J.P. Morgan Mortgage Trust 2005-S2 DE 8.01,9.01 10/25/05 AMEND JACK IN THE BOX INC /NEW/ DE 1.01,5.02,9.01 11/10/05 AMEND JAMDAT MOBILE INC 5.02,9.01 11/11/05 JMAR TECHNOLOGIES INC DE 1.01,2.02,7.01,9.01 11/14/05 JO-ANN STORES INC OH 2.02,7.01,9.01 11/14/05 KANBAY INTERNATIONAL INC 8.01,9.01 11/14/05 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 11/11/05 KEY ENERGY SERVICES INC MD 2.02,2.03,9.01 11/08/05 KIMCO REALTY CORP MD 9.01 11/14/05 KITTY HAWK INC DE 1.01,3.02,3.03,5.03,7.01 11/09/05 KKR Financial Corp MD 2.02,9.01 11/14/05 KMG America CORP VA 2.02 11/14/05 KNIGHT RIDDER INC FL 5.03,8.01 11/14/05 KNIGHT TRANSPORTATION INC AZ 8.01,9.01 11/09/05 KNOVA SOFTWARE, INC. DE 2.02,9.01 11/14/05 KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 11/09/05 LA QUINTA CORP DE 1.01,9.01 11/09/05 LANDAMERICA FINANCIAL GROUP INC VA 1.01,9.01 11/11/05 LANDAUER INC DE 1.01 11/08/05 LANGER INC NY 5.02 11/07/05 LARGE SCALE BIOLOGY CORP DE 2.02,9.01 11/08/05 LBI MEDIA INC CA 2.02,9.01 11/14/05 LEARNING TREE INTERNATIONAL INC DE 5.02 11/09/05 LEVI STRAUSS & CO DE 8.01 11/03/05 LEXMARK INTERNATIONAL INC /KY/ DE 7.01 11/14/05 Liberty Global, Inc. DE 2.02 11/10/05 Liberty Global, Inc. DE 7.01 11/11/05 Liberty Global, Inc. DE 8.01 11/14/05 LIGAND PHARMACEUTICALS INC DE 5.03,9.01 11/08/05 LINENS N THINGS INC DE 1.01,9.01 11/07/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 1.01,8.01,9.01 11/10/05 LIQUIDMETAL TECHNOLOGIES INC 2.02,8.01 11/14/05 LOEWS CORP DE 1.01,9.01 11/14/05 LOJACK CORP MA 5.02 11/14/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 11/10/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 11/10/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 11/10/05 LOWES COMPANIES INC NC 2.02,9.01 11/14/05 LTX CORP MA 1.01,2.03,3.02,9.01 11/14/05 LUBYS INC DE 1.01,9.01 11/14/05 LYNCH INTERACTIVE CORP DE 5.02 11/11/05 MAGELLAN HEALTH SERVICES INC DE 3.01,9.01 11/07/05 MAGNA ENTERTAINMENT CORP DE 1.01,7.01,9.01 11/09/05 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 11/03/05 AMEND MANARIS CORP NV 5.02,9.01 11/08/05 MANHATTAN ASSOCIATES INC GA 9.01 09/01/05 AMEND MANITOWOC CO INC WI 9.01 11/14/05 MARSHALL & ILSLEY CORP/WI/ WI 8.01,9.01 10/17/05 MARTIN MIDSTREAM PARTNERS LP DE 1.01,2.01,3.02,7.01,9.01 11/10/05 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 11/11/05 MAUI LAND & PINEAPPLE CO INC HI 5.05 11/07/05 MAVERICK TUBE CORPORATION DE 8.01,9.01 11/09/05 MAXCO INC MI 5.03,7.01,9.01 11/08/05 MAXUS REALTY TRUST INC MO 8.01 11/09/05 MAXXAM INC DE 8.01 11/14/05 MAYTAG CORP DE 1.01,1.02,8.01,9.01 11/08/05 MEADOWS SPRINGS INC 4.01,5.02,9.01 11/08/05 MEDIA SCIENCES INTERNATIONAL INC DE 5.03,8.01,9.01 11/08/05 MELLON BANK N A MA 8.01,9.01 11/09/05 MENS WEARHOUSE INC TX 1.01,9.01 11/11/05 MERITAGE HOSPITALITY GROUP INC MI 2.01,2.03,9.01 11/10/05 MERRILL LYNCH & CO INC DE 3.03,5.03,8.01,9.01 11/14/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/09/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/04 AMEND Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 07/25/05 AMEND METRETEK TECHNOLOGIES INC DE 2.02,9.01 11/14/05 METRETEK TECHNOLOGIES INC DE 2.02,9.01 11/14/05 AMEND METRIS RECEIVABLES INC DE 8.01,9.01 10/31/05 MEXICAN RESTAURANTS INC TX 1.01,9.01 11/11/05 MGI PHARMA INC MN 1.01,9.01 11/08/05 MICRO THERAPEUTICS INC DE 1.01,8.01,9.01 11/14/05 MICROSOFT CORP WA 5.02 11/07/05 MID-AM SYSTEMS INC/ DE DE 1.02,5.01,5.02,9.01 12/31/04 AMEND MILLENNIUM PHARMACEUTICALS INC DE 1.01 11/07/05 MIVA, INC. DE 2.02,9.01 11/07/05 MMI PRODUCTS INC DE 2.02,9.01 11/14/05 MONROE JAMES BANCORP INC VA 8.01,9.01 11/14/05 MONTEREY GOURMET FOODS DE 2.02,9.01 11/08/05 MORGAN GROUP HOLDING CO 7.01 11/11/05 MOSSIMO INC DE 2.02,8.01,9.01 11/14/05 MOTIVE INC DE 7.01 11/14/05 MOVING BYTES INC 4.01,9.01 01/11/05 MT ULTIMATE HEALTHCARE CORP NV 1.01,2.01,3.02,5.01,5.02,9.01 11/04/05 MTI TECHNOLOGY CORP DE 5.02 11/07/05 MTI TECHNOLOGY CORP DE 2.02,9.01 11/14/05 NANNACO INC TX 4.01,9.01 10/20/05 AMEND NASH FINCH CO DE 5.02,5.03,9.01 11/09/05 NASHUA CORP MA 8.01,9.01 11/11/05 NATIONAL ATLANTIC HOLDINGS CORP NJ 2.02,9.01 11/11/05 NATIONAL DATACOMPUTER INC DE 4.01,9.01 11/04/05 NATIONAL DIVERSIFIED SERVICES INC DE 1.01,5.03,9.01 08/31/05 National Investment Managers Inc. FL 1.01,3.02,9.01 11/11/05 NATIONAL SECURITY GROUP INC DE 8.01,9.01 11/11/05 NATURAL GAS SERVICES GROUP INC 5.02,9.01 06/14/05 NCO GROUP INC PA 1.01,9.01 11/09/05 NEORX CORP WA 8.01,9.01 11/07/05 NEPHROS INC DE 2.02,9.01 11/11/05 NETFABRIC HOLDINGS, INC DE 2.02,5.02,9.01 11/09/05 NEUROLOGIX INC/DE DE 2.02,5.02,7.01 11/09/05 New Skies Satellites Holdings Ltd. D0 2.01,9.01 11/08/05 NewPage CORP DE 2.02,9.01 11/14/05 NEWS CORP 8.01,9.01 11/14/05 NEWS CORP 7.01 11/14/05 NMT MEDICAL INC DE 1.01,9.01 11/09/05 NOBEL LEARNING COMMUNITIES INC DE 2.02,9.01 11/14/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 09/26/05 NORTH BAY BANCORP/CA CA 5.02,9.01 11/07/05 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 10/31/05 NORTHSTAR REALTY 2.02,9.01 11/14/05 NORTHWEST BANCORP INC PA 8.01,9.01 11/10/05 NOVAMED INC DE 2.01,9.01 11/07/05 Novelis Inc. A6 1.01,2.02,4.02,9.01 11/07/05 NT HOLDING CORP. DE 4.01 11/07/05 NUTRITION 21 INC NY 3.01 11/08/05 NUWAVE TECHNOLOGIES INC DE 4.01,9.01 11/02/05 AMEND NUWAVE TECHNOLOGIES INC DE 1.01,3.02,5.02,9.01 08/31/05 AMEND NYER MEDICAL GROUP INC FL 9.01 11/14/05 Odimo INC DE 2.02,9.01 11/14/05 OGE ENERGY CORP OK 8.01 11/14/05 OMNOVA SOLUTIONS INC OH 2.06,7.01 11/14/05 ON SEMICONDUCTOR CORP DE 8.01 11/14/05 ONYX PHARMACEUTICALS INC DE 8.01,9.01 11/14/05 OPENWAVE SYSTEMS INC DE 1.01,9.01 09/24/05 AMEND OPTIMAL GROUP INC 7.01 11/14/05 ORACLE CORP /DE/ DE 5.02 11/09/05 Orange 21 Inc. DE 2.02,9.01 11/14/05 ORBIMAGE INC DE 5.02,9.01 11/10/05 ORBIMAGE INC DE 2.02 11/10/05 ORIGEN FINANCIAL INC DE 2.02 11/08/05 Origin Agritech LTD D6 2.01,2.02,3.03,5.01,5.02,5.03,5.06,8.01,9.01 11/08/05 ORION HEALTHCORP INC DE 7.01,9.01 11/14/05 OSI PHARMACEUTICALS INC DE 8.01,9.01 11/12/05 OSI PHARMACEUTICALS INC DE 7.01,9.01 11/14/05 OSTEOTECH INC DE 7.01,9.01 11/11/05 Ottawa Savings Bancorp, Inc. X1 2.02,9.01 11/10/05 OWNIT MORTGAGE LOAN TRUST, SERIES 200 DE 8.01,9.01 10/28/05 PAC-WEST TELECOMM INC 1.01,9.01 11/09/05 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 11/10/05 PACKAGING DYNAMICS CORP DE 2.05,9.01 11/14/05 PANTRY INC DE 1.01,2.02,8.01,9.01 11/11/05 PARKWAY PROPERTIES INC MD 1.01,2.03,5.03,9.01 11/10/05 Patriot Capital Funding, Inc. DE 2.02,9.01 11/14/05 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 11/10/05 PAULSON CAPITAL CORP OR 9.01 11/14/05 PDC 1996-D LIMITED PARTNERSHIP WV 4.02,8.01 11/14/05 PEDIATRIC SERVICES OF AMERICA INC DE 1.01,9.01 11/08/05 PEERLESS MANUFACTURING CO TX 2.02,9.01 11/14/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 12/27/04 AMEND PEOPLES EDUCATIONAL HOLDINGS MN 2.02,9.01 11/14/05 PEP BOYS MANNY MOE & JACK PA 2.02,9.01 11/10/05 PERINI CORP MA 5.02 11/11/05 PETROHAWK ENERGY CORP DE 2.02,9.01 11/10/05 PFSWEB INC DE 2.02,9.01 11/10/05 PFSWEB INC DE 8.01,9.01 11/10/05 PHOTONICS CORP CA 5.02 11/11/05 PINNACLE AIRLINES CORP DE 5.02,9.01 11/08/05 PINNACLE DATA SYSTEMS INC OH 1.01 11/10/05 PINNACLE ENTERTAINMENT INC DE 2.06 09/23/05 AMEND PINNACLE FOODS GROUP INC DE 5.02 11/14/05 PITNEY BOWES INC /DE/ DE 8.01 11/14/05 PLANETOUT INC DE 1.01,2.01,2.03,9.01 11/08/05 PLIANT CORP UT 8.01,9.01 11/14/05 PLUM CREEK TIMBER CO INC DE 1.01,2.03,9.01 11/08/05 PLY GEM HOLDINGS INC DE 2.02,9.01 11/14/05 PNM RESOURCES INC NM 9.01 11/14/05 AMEND POINT THERAPEUTICS INC DE 8.01,9.01 11/11/05 PRECISION OPTICS CORPORATION INC MA 2.02,9.01 11/14/05 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.02,9.01 11/14/05 PREMIUM STANDARD FARMS, INC. 1.01,9.01 11/11/05 PRENTISS PROPERTIES TRUST/MD 8.01,9.01 08/26/05 PRG SCHULTZ INTERNATIONAL INC GA 1.01,3.03,9.01 11/07/05 PRICE COMMUNICATIONS CORP NY 2.02,9.01 11/14/05 PRICESMART INC DE 2.02,9.01 11/10/05 PRIME MORTGAGE TRUST 2005-4 DE 9.01 09/30/05 AMEND PRIME RESOURCE INC UT 4.02 11/10/05 PRIMUS GUARANTY LTD 2.02,9.01 11/09/05 PRO DEX INC CO 2.02,9.01 11/14/05 PRO TECH COMMUNICATIONS INC FL 2.02,9.01 11/10/05 PROFESSIONAL VETERINARY PRODUCTS LTD NE 1.01 11/07/05 PROGRESS ENERGY INC NC 7.01,9.01 09/30/05 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 11/14/05 PROTALEX INC DE 1.01,5.02,9.01 11/08/05 PROTECTION ONE INC DE 2.02,9.01 11/10/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 11/09/05 PROTEO INC NV 1.01,9.01 11/07/05 PROTEO INC NV 5.02 11/07/05 PROVIDENT BANKSHARES CORP MD 2.02,4.02,8.01,9.01 11/10/05 PUBLICARD INC PA 1.01,2.02,5.02,9.01 11/14/05 PW EAGLE INC MN 8.01,9.01 11/10/05 QUEST RESOURCE CORP NV 1.01,3.02 11/14/05 QUIGLEY CORP NV 2.02,8.01,9.01 11/14/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 1.01,9.01 11/08/05 RALI Series 2005-Q03 Trust DE 8.01,9.01 11/14/05 RALI Series 2005-QS15 Trust DE 8.01,9.01 11/14/05 RASC Series 2005-KS10 Trust DE 8.01,9.01 11/14/05 REINHOLD INDUSTRIES INC/DE/ DE 2.02 09/30/05 REMY INTERNATIONAL, INC. DE 2.02,9.01 11/14/05 REPTRON ELECTRONICS INC FL 2.02,9.01 11/14/05 Republic Companies Group, Inc. DE 1.01,9.01 10/31/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/11/05 RESOLVE STAFFING INC NV 4.02 11/11/05 AMEND RFMSI Series 2005-SA5 Trust DE 8.01,9.01 11/10/05 RIGEL PHARMACEUTICALS INC DE 5.02 11/10/05 AMEND River Rock Entertainment Authority XX 1.01,1.02,5.02,9.01 11/07/05 ROBBINS & MYERS INC OH 2.02,4.02,9.01 11/10/05 Rockwood Holdings, Inc. DE 2.02,9.01 11/14/05 RONCO CORP DE 8.01,9.01 06/27/05 AMEND ROOMLINX INC NJ 7.01,9.01 11/10/05 ROWE COMPANIES NV 8.01,9.01 11/09/05 ROYAL GOLD INC DE 5.03,5.05,9.01 11/11/05 RURBAN FINANCIAL CORP OH 5.02,7.01,9.01 11/10/05 RUSH ENTERPRISES INC \TX\ TX 1.01 11/08/05 SABA SOFTWARE INC DE 1.01,2.03,9.01 11/10/05 SACO I TRUST 2005-8 DE 9.01 10/01/05 SACO I TRUST, 2005-WM3 DE 9.01 10/28/05 SANGAMO BIOSCIENCES INC DE 1.01,9.01 11/10/05 SANTARUS INC DE 8.01 11/11/05 Saxon Asset Securities Trust 2005-3 VA 8.01 10/28/05 SCRIPPS E W CO /DE OH 8.01,9.01 11/11/05 SELECT MEDICAL CORP DE 1.01 11/08/05 SENTIGEN HOLDING CORP DE 2.02,9.01 11/11/05 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 10/20/05 Sequoia Mortgage Trust 2005-1 8.01,9.01 10/20/05 Sequoia Mortgage Trust 2005-2 8.01,9.01 10/20/05 Sequoia Mortgage Trust 2005-3 8.01,9.01 10/20/05 Sequoia Mortgage Trust 2005-4 8.01,9.01 10/20/05 SERENA SOFTWARE INC DE 1.01,2.02,8.01,9.01 11/11/05 SERVICE CORPORATION INTERNATIONAL TX 1.01 11/09/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 11/11/05 SHURGARD STORAGE CENTERS INC WA 7.01,9.01 11/10/05 SI INTERNATIONAL INC DE 1.01,9.01 09/15/05 AMEND SILICON IMAGE INC DE 1.01,5.02,9.01 11/07/05 SIMPLETECH INC CA 2.02,9.01 11/07/05 SJW CORP CA 7.01 11/09/05 SKYE INTERNATIONAL, INC NV 8.01 11/10/05 SKYTERRA COMMUNICATIONS INC DE 1.01,9.01 11/10/05 SKYWEST INC UT 2.01,9.01 09/07/05 AMEND SLC STUDENT LOAN RECEIVABLES I INC DE 8.01,9.01 11/14/05 SMART ONLINE INC 8.01,9.01 11/14/05 SMART ONLINE INC 2.02,9.01 11/14/05 SMART VIDEO TECHNOLOGIES INC 5.02 11/10/05 AMEND Smart-tek Solutions Inc NV 8.01 11/11/05 Smart-tek Solutions Inc NV 8.01 11/14/05 SoftBrands, Inc. DE 1.01 11/07/05 SOHU COM INC DE 2.02,9.01 11/09/05 Solexa, Inc. DE 2.02,9.01 11/14/05 Solo Cup CO DE 2.02,9.01 11/14/05 SONORAN ENERGY INC WA 2.01,9.01 11/02/05 SONUS PHARMACEUTICALS INC DE 2.02,9.01 11/08/05 SOUTH DAKOTA SOYBEAN PROCESSORS LLC 4.02 11/09/05 AMEND SOUTH FINANCIAL GROUP INC SC 7.01,8.01 11/14/05 SOUTHWEST WATER CO DE 8.01,9.01 11/11/05 SP Holding CORP DE 8.01,9.01 11/10/05 SPACEHAB INC \WA\ WA 8.01,9.01 11/14/05 SPAR GROUP INC DE 2.02,9.01 11/07/05 Specialty Underwriters Alliance, Inc. DE 2.02,9.01 11/10/05 SPORT CHALET INC DE 2.02,9.01 11/08/05 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,8.01,9.01 11/14/05 STATE AUTO FINANCIAL CORP OH 1.01,1.02,2.03,9.01 11/09/05 STONE ENERGY CORP DE 7.01,9.01 11/10/05 STONEMOR PARTNERS LP DE 2.02,9.01 11/14/05 STRATEGIC ACQUISITIONS INC /NV/ NV 4.01 11/08/05 Structured Asset Securities Corp Trus DE 8.01,9.01 10/25/05 AMEND SULPHCO INC NV 1.01,5.02,9.01 11/10/05 SUN HEALTHCARE GROUP INC DE 7.01,9.01 11/01/05 SUNESIS PHARMACEUTICALS INC 2.02,9.01 11/14/05 SUNRISE TELECOM INC 2.02 09/30/05 SUPERCLICK INC WA 5.02,9.01 11/14/05 SUSQUEHANNA MEDIA CO DE 2.02 11/11/05 SUSSEX BANCORP NJ 8.01,9.01 11/02/05 SWS GROUP INC DE 8.01,9.01 11/11/05 SYNERGY BRANDS INC DE 2.03,9.01 11/10/05 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 2.02,9.01 10/26/05 SYS CA 1.01,3.02,9.01 11/07/05 SYSTEMAX INC DE 4.01,9.01 11/07/05 TAITRON COMPONENTS INC CA 2.02,9.01 11/11/05 TASKER CAPITAL CORP NV 2.02,9.01 11/14/05 TEDA TRAVEL INC FL 1.01,5.02,5.03 11/07/05 TEGAL CORP /DE/ DE 2.02,9.01 11/10/05 THIRD CENTURY BANCORP 2.02,9.01 11/14/05 THUNDER MOUNTAIN GOLD INC WA 8.01 10/26/05 TII NETWORK TECHNOLOGIES, INC. DE 2.02,9.01 11/09/05 TMSF HOLDINGS INC UT 1.01,5.02 11/11/05 Tornado Gold International Corp NV 1.01,8.01 10/10/05 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 11/11/05 TRACK DATA CORP DE 2.02 11/11/05 TRACTOR SUPPLY CO /DE/ DE 7.01,9.01 11/10/05 TRANSMONTAIGNE INC DE 2.02,9.01 11/09/05 TRANSMONTAIGNE INC DE 7.01 11/10/05 TransMontaigne Partners L.P. DE 2.02,9.01 11/09/05 TRANSNET CORP DE 9.01 11/14/05 TREMISIS ENERGY ACQUISITION CORP 1.01,7.01,9.01 11/11/05 AMEND TRESTLE HOLDINGS INC DE 2.02 11/14/05 Triad Automobile Receivables Trust 20 CA 8.01,9.01 11/14/05 Triad Automobile Receivables Trust 20 8.01,9.01 11/14/05 TRIARC COMPANIES INC DE 2.02,9.01 11/11/05 TRIBUNE CO DE 5.02,9.01 11/10/05 TRUE RELIGION APPAREL INC NV 2.02,9.01 11/10/05 TRUE VALUE CO DE 2.02,9.01 11/14/05 TUCOWS INC /PA/ PA 2.02,9.01 11/11/05 TVI CORP MD 1.01,2.01,3.02,9.01 11/08/05 TYSON FOODS INC DE 2.02,9.01 10/01/05 U S GLOBAL INVESTORS INC TX 2.02 09/30/05 U-Store-It Trust MD 2.02,9.01 11/10/05 UCN INC DE 2.02,9.01 11/14/05 UFP TECHNOLOGIES INC DE 2.02,9.01 11/08/05 UGS Corp. DE 2.02,9.01 11/14/05 UNITED COMMUNITY BANKS INC GA 7.01,9.01 11/10/05 UNITED HERITAGE BANKSHARES OF FLORIDA FL 2.02 11/10/05 UNITED RENTALS INC /DE DE 1.01,9.01 11/10/05 UNITED TENNESSEE BANKSHARES INC TN 4.02,8.01,9.01 11/08/05 UNITEDGLOBALCOM INC DE 7.01 11/11/05 UNITY WIRELESS CORP DE 8.01 11/14/05 URBAN OUTFITTERS INC PA 2.02,9.01 11/10/05 US GLOBAL NANOSPACE INC DE 1.01,3.02 11/14/05 USA Mobility, Inc DE 2.02,9.01 11/09/05 USG CORP DE 1.01,8.01 11/14/05 VALOR COMMUNICATIONS GROUP INC DE 1.01 11/08/05 VARIAN INC DE 1.01 11/10/05 VASO ACTIVE PHARMACEUTICALS INC DE 1.01,3.02,9.01 11/07/05 VCAMPUS CORP DE 2.02,9.01 11/14/05 VECTOR GROUP LTD DE 1.01,3.02,9.01 11/11/05 VENDINGDATA CORP NV 5.02 11/10/05 VERAMARK TECHNOLOGIES INC DE 2.02 11/14/05 VIASPACE Inc. NV 8.01,9.01 11/07/05 VIASPACE Inc. NV 7.01,9.01 11/11/05 VirtualScopics, Inc. DE 1.01,2.01,5.01,5.02,5.03 11/04/05 VISTA GOLD CORP 1.01,9.01 11/07/05 VISTEON CORP DE 5.02 11/09/05 VITA FOOD PRODUCTS INC NV 2.02 11/11/05 VYYO INC DE 2.02,9.01 11/14/05 Wachovia Bank Commercial Mortgage Tru NC 1.01,2.02,8.01,9.01 10/27/05 WAKO LOGISTICS GROUP INC 2.01,9.01 11/09/05 WAL MART STORES INC DE 2.02 11/14/05 WASHTENAW GROUP INC 7.01 11/14/05 WAVE SYSTEMS CORP DE 2.02,9.01 11/09/05 WCI COMMUNITIES INC 1.01,9.01 11/09/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/11/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 10/28/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 10/28/05 WELLSTONE FILTERS INC /DE/ DE 8.01,9.01 11/10/05 WESTERN SIZZLIN CORP DE 2.02,2.03,9.01 11/14/05 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 11/11/05 WINDROSE MEDICAL PROPERTIES TRUST MD 7.01,9.01 11/14/05 WINDSORTECH INC DE 2.02,9.01 11/09/05 WINDSORTECH INC DE 4.02,9.01 11/09/05 WINSONIC DIGITAL MEDIA GROUP LTD NV 5.02,9.01 11/05/05 WORLD AIR HOLDINGS, INC. 8.01 11/14/05 WORLD AM, INC. 5.02,9.01 11/07/05 WORLD AM, INC. 1.01,3.02,5.01,9.01 06/10/05 AMEND WORLD HEALTH ALTERNATIVES INC FL 1.01,8.01,9.01 11/10/05 WORLD WRESTLING ENTERTAINMENTINC DE 1.01,9.01 11/11/05 WORLDGATE COMMUNICATIONS INC DE 4.02,9.01 11/04/05 XANSER CORP DE 7.01,9.01 11/14/05 XERION ECOSOLUTIONS GROUP INC CO 1.01,7.01,9.01 10/18/05 AMEND XERIUM TECHNOLOGIES INC DE 2.02,8.01,9.01 11/14/05 XFormity Technologies, Inc. CO 7.01,9.01 11/07/05 XL Generation International NV 4.01,9.01 11/02/05 AMEND YUKON GOLD CORP INC DE 5.02 12/21/04 YUM BRANDS INC NC 1.01,2.03 11/08/05 ZANETT INC DE 2.02,9.01 11/14/05 ZIFF DAVIS HOLDINGS INC DE 2.02,9.01 11/14/05 ZIM CORP A6 2.02,9.01 09/30/05