SEC NEWS DIGEST Issue 2005-192 October 5, 2005 COMMISSION ANNOUNCEMENTS AMENDMENTS TO REGISTRATION AS NATIONAL SECURITIES EXCHANGE FILED BY THE NASDAQ STOCK MARKET The Commission has published for public comment The Nasdaq Stock Market’s Amendment Nos. 4 and 5 to its Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934. Publication of the Notice in the Federal Register is expected during the week of October 10. (Rel. 34-52559) ENFORCEMENT PROCEEDINGS COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SECURITIES OF NINE DELINQUENT PINK SHEET COMPANIES IN FOLLOW-UP TO SEPT. 7, 2005, TRADING SUSPENSIONS The Commission today instituted two separate public administrative proceedings to determine whether to revoke or suspend the registration of each class of the securities of nine companies for failure to make required periodic filings with the Commission. These proceedings represent follow-up action to the trading suspension orders issued by the Commission on Sept. 7, 2005 as to the securities of eight of the nine companies. In the Matter of Finantra Capital, Inc., et al., Administrative Proceeding File No. 3-12071 In this matter, the Division of Enforcement alleges that Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and Visionamerica, Inc. are delinquent in their required periodic filings with the Commission. The Division of Enforcement also alleges that the common stock of all except one of these issuers (Hollywood Trenz, Inc.) was quoted on the Pink Sheets as of Aug. 26, 2005. In the Matter of American Plastics & Chemicals, Inc., et al., Administrative Proceeding File No. 3-12070 In this matter, the Division of Enforcement alleges that American Plastics & Chemicals, Inc., First Scientific, Inc., MigraTEC, Inc., Tristar Corp., and Vianet Technologies, Inc. are delinquent in their required periodic filings with the Commission. The Division of Enforcement also alleges that the common stock of each of these issuers was quoted on the Pink Sheets as of Aug. 26, 2005. In each of these proceedings, instituted pursuant to Section 12(j) of the Securities Exchange Act of 1934, a hearing will be scheduled before an Administrative Law Judge. At each hearing, the judge will hear evidence from the Division of Enforcement and the respondents to determine whether the allegations of the Division of Enforcement contained in the Order, which the Division alleges constitute violations of Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, are true. The judge in each proceeding will then determine whether it is necessary and appropriate for the protection of investors to revoke or, in the alternative, suspend for a period not exceeding twelve months, the registrations pursuant to Exchange Act Section 12 of the securities of these respondents. The Commission ordered that the Administrative Law Judge in each proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. For further information contact: * Gregory G. Faragasso, Assistant Director, (202) 551-4734 * Neil J. Welch, Jr., Branch Chief, (202) 551-4731 * See also the Order Instituting Administrative Proceedings, In the Matter of Finantra Capital, Inc., et al., Administrative Proceeding File No. 3-12071 * See also the Order Instituting Administrative Proceedings, In the Matter of American Plastics & Chemicals, Inc., et al., Administrative Proceeding File No. 3-12070 * See also Order of Suspension of Trading, In the Matter of Advanced Media, Inc., et al., 34-52560 (Rel. 34-52560; File Nos. 3-12070 and 3-1207) IN THE MATTER OF ALANAR, INC., ET AL. The United States Securities and Exchange Commission (Commission) announced the issuance of an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Alanar, Inc. (Alanar), Vaughn A. Reeves, Sr., Vaughn A. Reeves, Jr., Jonathan Christopher Reeves, and Joshua Craig Reeves (the Reeves). The Order finds that on July 26, 2005, in the case of Securities and Exchange Commission v. Alanar, Inc., et al., Civil Action No. 1:05-cv-01102 (S.D. Ind. 2005), an Order of Permanent Injunction and Other Relief was entered by consent against Alanar and the Reeves, which permanently enjoined Alanar from future violations of Section 17(a) of the Securities Act of 1933 (Securities Act) and Sections 10(b) and 15(c)(1) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and the Reeves from future violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Commission’s complaint alleged that Alanar and the Reeves misused funds derived from the sale of church bonds and units of bond funds and misrepresented the bond funds’ rates of return. The Reeves improperly diverted more than $8 million into an E*Trade Financial trading account, loaned money and invested in other funds, and made unsecured loans to themselves and entities they controlled. Based on the above, the Order requires that the registration of Alanar as a broker and dealer with the Commission be revoked, and the Reeves be barred from association with any broker or dealer. Alanar and the Reeves consented to the issuance of the Order without admitting or denying any of the Order’s findings, except with respect to the entry of the permanent injunction. (Rel. 34-52564; File No. 3-12018) FINAL JUDGMENT OF PERMANENT INJUNCTION ENTERED AGAINST BENJAMIN ROGATINSKY The Securities and Exchange Commission announced that on Aug. 24, 2005, the United States District Court for the Southern District of Florida entered a Final Judgment of Permanent Injunction against Defendant Benjamin Rogatinsky (Rogatinsky). The Final Judgment, entered with Rogatinsky’s consent, without admitting or denying the allegations of the SEC’s complaint, enjoins him from violations of Section 17(a) of the Securities Act of 1933, Sections 10(b), 13(a), 13(b)(2) and 13(b)(5) of the Securities Exchange Act of 1934, and Rules 10b-5, 12b-20, 13a-1 thereunder. Additionally, the Final Judgment imposes a civil penalty in the amount of $50,000.00. On Aug. 1, 2005, the SEC filed a voluntary dismissal with prejudice as to Relief Defendant Reuven Rogatinsky. The SEC commenced this action by filing its complaint on April 3, 2003, alleging securities fraud against Hollywood, Florida resident Benjamin Rogatinsky, the former CEO of PrintontheNet.com. The complaint charged Rogatinsky with orchestrating a fraudulent offering of PrintontheNet securities and engaging in various improper accounting practices. The complaint also named Rogatinsky’s father, Reuven Rogatinsky of Hollywood, Fla., as a relief defendant for allegedly receiving proceeds from PrintontheNet’s securities offering into his foreign bank accounts. On April 4, 2003, the Commission obtained an emergency order from the District Court temporarily freezing the assets of Rogatinsky and his father. [SEC v. Benjamin Rogatinsky and Reuven Rogatinsky, Case No. 03- 60648-CIV-MARTINEZ] (LR-19413) COMMISSION AWARDED DEFAULT JUDGMENT IN CONNECTION WITH SUSPICIOUS PURCHASES OF INVISION TECHNOLOGIES, INC. CALL OPTIONS; TO RECOVER OVER $3 MILLION IN PROCEEDS FROM ORDERS PLACED THROUGH FOREIGN ACCOUNTS JUST AHEAD OF ACQUISITION ANNOUNCEMENT The Securities and Exchange Commission today announced that, on Sept. 27, 2005, the U.S. District Court for the Southern District of New York entered a final judgment by default in SEC v. One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc., 04 Civ. 02037 (WHP) (S.D.N.Y. filed March 16, 2004), enjoining one or more unknown purchasers of call options for the common stock of InVision Technologies, Inc. (the Defendant Unknown Purchasers) from violating antifraud provisions of the federal securities laws. The District Court ordered that the Defendant Unknown Purchasers are liable for disgorgement of $2,699,287.57, representing insider trading profits, together with prejudgment interest of $93,482.00. The Court also ordered the Defendant Unknown Purchasers to pay a civil penalty in the amount of $377,786.50. Accordingly, the Defendant Unknown Purchasers are liable for an aggregate amount of $3,170,556.07. The Commission’s complaint in this litigation alleged that the Defendant Unknown Purchasers engaged in illegal insider trading in call options of InVision Technologies, Inc. in the days immediately prior to a March 15, 2004, joint announcement by General Electric Company and InVision, a manufacturer of explosive-detection systems, that GE had agreed to acquire InVision in an all-cash transaction valued at approximately $900 million, or $50 per share of InVision common stock. Based on the Commission’s applications, the District Court initially froze $3,077,074.07 of suspicious funds through Temporary Restraining Orders issued March 17, and March 24, 2004, and an Order of Preliminary Injunction issued on April 2, 2004. The proceeds were frozen in accounts of UBS Securities, LLC, a U.S. brokerage firm, and resulted from InVision call option purchase orders that came to UBS Securities through certain of its Swiss affiliates. To date, no defendant has made an appearance in this action or come forward to contact the Commission staff or the District Court. [SEC v. One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc., 04 Civ. 02037, WHP, S.D.N.Y., filed March 16, 2004] (LR-19414) FINAL JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANT KERMIT SILVA The Securities and Exchange Commission announced that on Sept. 29, 2005, the United States District Court for the Southern District of Florida entered a final judgment of permanent injunction against Kermit Silva in the case of his company’s use of false information to tout Spear & Jackson stock to registered representatives and broker dealers around the country. Silva has consented to the entry of an injunction against future violations of Sections 5(a), 5(c), 17(a) and 17(b) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, the final judgment orders Silva to pay $336,307 in disgorgement, plus prejudgment interest of $23,952, and a $60,000 civil penalty, and bars him from participating in any offering of a penny stock for a period of three years. [SEC v. Spear & Jackson, Inc., et al., Case No. 04-CIV-80354, S.D. Fla.] (LR-19415) INVESTMENT COMPANY ACT RELEASES EATON VANCE SENIOR INCOME TRUST, ET AL. An order has been issued on an application filed by Eaton Vance Senior Income Trust, et al. under Section 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the act to permit certain joint transactions. The order permits certain registered management investment companies to use cash collateral received in connection with a securities lending program to purchase shares of affiliated money market funds or an affiliated cash management vehicle that relies on Section 3(c)(1) or 3(c)(7) of the Act. (Rel. IC- 27109 – October 4) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENES OF PROPOSED RULE CHANGES A proposed rule change filed by NASD revising the Series 4 examination program (SR-NASD-2005-109) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of October 10. (Rel. 34-52546) A proposed rule change filed by NASD revising the Series 6 examination program (SR-NASD-2005-110) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of October 10. (Rel. 34-52547) A proposed rule change filed by NASD revising the Series 9/10 examination program (SR-NASD-2005-111) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of October 10. (Rel. 34-52548) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the Commission has approved the proposed rule change filed by the American Stock Exchange (SR-Amex-2004-62) and Amendment Nos. 1, 2, and 3 thereto and has noticed and granted accelerated approval of Amendment No. 4 thereto to amend Amex Rule 1000A and related Commentary .02 to accommodate the listing of the following eight funds of the xtraShares Trust: Ultra500 Fund; Ultra100 Fund; Ultra30 Fund; UltraMid-Cap400 Fund; Short500 Fund; Short100 Fund; Short30 Fund; and ShortMid-Cap 400 Fund. Publication is expected in the Federal Register during the week of October 10. (Rel. 34-52553) PROPOSED RULE CHANGES The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2005-13) under Section 19(b)(1) of the Exchange Act to allow NSCC to modify and consolidate its clearing fund formula rules. Publication of the proposal is expected in the Federal Register during the week of October 10. (Rel. 34-52552) The American Stock Exchange has filed a proposed rule change and Amendment No. 1 thereto (SR-Amex-2004-74) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to the elimination of commentary .01(5) to Amex rule 916. Publication of the proposal is expected in the Federal Register during the week of October 10. (Rel. 34-52563) WITHDRAWALS A notice has been issued giving interested persons until October 28 to comment on the application of Valley Forge Scientific Corp., to withdraw its common stock, no par value, from listing and registration on the Boston Stock Exchange. (Rel. 34-52557) A notice has been issued giving interested persons until October 28 to comment on the application of Meredith Enterprises, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-52558) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 MAC-GRAY CORP, 22 WATER ST, CAMBRIDGE, MA, 02141, 6174924040 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-128796 - Oct. 4) (BR. 11A) S-3 STEMCELLS INC, 6504753100 - 0 ($100,000,000.00) Equity, (File 333-128797 - Oct. 4) (BR. 01C) S-3 Eagle Hospitality Properties Trust, Inc., 100 E. RIVERCENTER BLVD., SUITE 480, COVINGTON, KY, 41011, (859)292-5500 - 0 ($250,000,000.00) Equity, (File 333-128798 - Oct. 4) (BR. 08) S-3 Eagle Hospitality Properties Trust, Inc., 100 E. RIVERCENTER BLVD., SUITE 480, COVINGTON, KY, 41011, (859)292-5500 - 5,921,224 ($55,896,355.00) Equity, (File 333-128799 - Oct. 4) (BR. 08) S-3D Eagle Hospitality Properties Trust, Inc., 100 E. RIVERCENTER BLVD., SUITE 480, COVINGTON, KY, 41011, (859)292-5500 - 750,000 ($7,080,000.00) Equity, (File 333-128800 - Oct. 4) (BR. 08) S-8 NATIONAL ATLANTIC HOLDINGS CORP, 303 WEST MAIN ST, FREEHOLD, NJ, 07723, 9087800700 - 1,000,000 ($11,590,000.00) Equity, (File 333-128801 - Oct. 4) (BR. 01B) S-3 SMITH & WESSON HOLDING CORP, 2100 ROOSEVELT AVENUE, SPRINGFIELD, MA, 01104, 4137473573 - 7,320,000 ($40,186,800.00) Equity, (File 333-128803 - Oct. 4) (BR. 06C) S-8 SMITH & WESSON HOLDING CORP, 2100 ROOSEVELT AVENUE, SPRINGFIELD, MA, 01104, 4137473573 - 11,829,334 ($54,815,343.87) Equity, (File 333-128804 - Oct. 4) (BR. 06C) S-8 GENOMIC HEALTH INC, 301 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063, 650-556-9300 - 0 ($74,628,290.00) Equity, (File 333-128805 - Oct. 4) (BR. 01) S-3 ATLAS AMERICA INC, 0 ($250,000,000.00) Other, (File 333-128806 - Oct. 4) (BR. 04) F-6 SOFTWARE AG, UHLANDSTRASSE 12, DARMSTADT, 2M, D-64297, 011496151920 - 4,000,000 ($2,000,000.00) ADRs/ADSs, (File 333-128807 - Oct. 4) (BR. ) S-8 S Y BANCORP INC, 1040 E MAIN ST, LOUISVILLE, KY, 40206, 5025822571 - 120,000 ($2,841,600.00) Equity, (File 333-128808 - Oct. 4) (BR. 07A) S-8 S Y BANCORP INC, 1040 E MAIN ST, LOUISVILLE, KY, 40206, 5025822571 - 700,000 ($16,576,000.00) Equity, (File 333-128809 - Oct. 4) (BR. 07A) S-3 NORTHEAST UTILITIES, ONE FEDERAL STREET, BUILDING 111-4, SPRINGFIELD, MA, 01105, 8606655000 - 0 ($750,000,000.00) Non-Convertible Debt, (File 333-128811 - Oct. 4) (BR. 02A) S-3 AMERICAN OIL & GAS INC, 1050 17TH STREET, SUITE 1850, DENVER, CO, 80265, 3039910173 - 0 ($23,726,250.00) Equity, (File 333-128812 - Oct. 4) (BR. 04B) S-3 COMSTOCK RESOURCES INC, 5300 TOWN AND COUNTRY BLVD, STE 500, FRISCO, TX, 75034, 9726688800 - 0 ($500,000,000.00) Other, (File 333-128813 - Oct. 4) (BR. 04A) S-8 PANAMERICAN BANCORP, 3400 CORAL WAY, MIAMI, FL, 33451, 305-421-6800 - 2,000,000 ($6,990,410.00) Equity, (File 333-128814 - Oct. 4) (BR. 07B) S-3 REVLON INC /DE/, 237 PARK AVENUE, NEW YORK, NY, 10017, 2125274000 - 0 ($250,000,000.00) Unallocated (Universal) Shelf, (File 333-128815 - Oct. 4) (BR. 06B) S-11 JER Investors Trust Inc, 1650 TYSONS BLVD SUITE 1600, MCLEAN, VA, 22102, 703-714-8000 - 0 ($204,511,399.00) Equity, (File 333-128816 - Oct. 4) (BR. 08B) S-4 AMERIGAS PARTNERS LP, 460 N GULPH RD, BOX 965, VALLEY FORGE, PA, 19406, 6103377000 - 415,000,000 ($415,000,000.00) Non-Convertible Debt, (File 333-128819 - Oct. 4) (BR. 02C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1ST NET TECHNOLOGIES INC CO 5.02 09/30/05 51143 INC. DE 1.01,5.02 10/03/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 09/26/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 09/26/05 ABFC C-BASS Mortgage Loan Asset-Backe DE 8.01,9.01 09/25/05 ABIOMED INC DE 5.02 09/29/05 ABX AIR INC 1.01,1.02,9.01 09/30/05 Accredited Mortgage Loan Trust 2005-2 DE 8.01 09/26/05 AMEND Accredited Mortgage Loan Trust 2005-2 DE 8.01 08/25/05 AMEND Accredited Mortgage Loan Trust 2005-2 DE 8.01 07/25/05 AMEND Accredited Mortgage Loan Trust 2005-2 DE 8.01 06/27/05 AMEND ACCUPOLL HOLDING CORP NV 1.01,8.01,9.01 09/30/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 09/26/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 09/26/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 09/26/05 ACE Securities Corp Home Equity Serie DE 8.01,9.01 09/26/05 ACE Securities Corp Series 2005 SD1 DE 8.01,9.01 09/26/05 ACE Securities Corp. Home Equity Loan DE 8.01,9.01 09/26/05 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 10/03/05 ADAM INC GA 1.01 10/03/05 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 2.03 10/04/05 ADVANCED POWER TECHNOLOGY INC 2.02,9.01 10/03/05 AEGIS ASSESSMENTS INC DE 5.03 09/30/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 09/26/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 09/26/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 09/26/05 AES CORP DE 1.01,9.01 10/04/05 AETNA INC /PA/ PA 5.02,5.03,9.01 09/29/05 AIRTRAN HOLDINGS INC NV 1.01,2.03 09/01/05 ALBANY INTERNATIONAL CORP /DE/ DE 8.01 10/03/05 Aleris International, Inc. DE 7.01,9.01 10/03/05 AMCORE FINANCIAL INC NV 5.02,9.01 10/04/05 AMERICAN AIRLINES INC DE 8.01 10/04/05 AMERICAN FINANCIAL REALTY TRUST 1.01,2.03 09/30/05 AMERICAN HEALTHWAYS INC DE 7.01,9.01 10/04/05 AMERICAN HOME MORT SECURITIES HOME MO DE 8.01,9.01 09/26/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 09/26/05 American Home Mortgage Investment Tru DE 8.01,9.01 09/26/05 AMERICAN ITALIAN PASTA CO DE 1.01,2.02,3.02,5.02,9.01 09/28/05 AMERICAN MEDICAL ALERT CORP NY 1.01,2.01,9.01 09/28/05 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 10/03/05 AMERICAN SOIL TECHNOLOGIES INC NV 1.01,9.01 10/04/05 AMERIPATH INC DE 1.01,9.01 09/29/05 AMERIPRISE FINANCIAL INC DE 1.01,3.03,5.02,5.03,5.05,7.01,9.01 09/30/05 AMERON INTERNATIONAL CORP DE 5.02 09/28/05 AMN HEALTHCARE SERVICES INC DE 5.02 09/28/05 AMPEX CORP /DE/ DE 8.01,9.01 09/30/05 AMR CORP DE 8.01 10/04/05 AMR CORP DE 7.01 10/04/05 ANIXTER INTERNATIONAL INC DE 2.03,9.01 09/29/05 ANNUITY & LIFE RE (HOLDINGS), LTD. D0 1.02 09/28/05 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 10/03/05 APTARGROUP INC DE 8.01,9.01 10/04/05 ARMSTRONG WORLD INDUSTRIES INC PA 1.01,9.01 09/30/05 ARTISOFT INC DE 1.01,2.03,3.02,9.01 09/28/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 10/04/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 09/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 09/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 09/26/05 ATA HOLDINGS CORP IN 8.01,9.01 10/03/05 ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 8.01,9.01 09/29/05 AVNET INC NY 7.01,9.01 10/04/05 AVONDALE INC GA 2.02,8.01 10/04/05 AXIS CAPITAL HOLDINGS LTD 3.03,5.03,8.01,9.01 09/28/05 AZTEC OIL & GAS, INC. NV 4.02,9.01 07/21/05 AMEND B2Digital, Inc. DE 8.01,9.01 10/04/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 10/04/05 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 10/03/05 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 09/26/05 BASSETT FURNITURE INDUSTRIES INC VA 2.02,2.05,2.06,9.01 09/28/05 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 10/04/05 BELL INDUSTRIES INC /NEW/ CA 1.01,5.02,9.01 09/30/05 BERRY PETROLEUM CO DE 7.01,9.01 10/03/05 BESTNET COMMUNICATIONS CORP NV 8.01 10/03/05 BLACK HILLS CORP /SD/ SD 1.01,2.03 09/30/05 BORGWARNER INC DE 1.01,9.01 09/29/05 BOYDS COLLECTION LTD 1.01,9.01 10/04/05 BRANDYWINE OPERATING PARTNERSHIP LP / DE 1.01,3.02,5.02,5.03,8.01,9.01 10/03/05 BRANDYWINE REALTY TRUST MD 1.01,3.02,5.02,5.03,8.01,9.01 10/03/05 BRINKS CO VA 8.01 10/04/05 BRITESMILE INC UT 1.01,3.01,5.02,9.01 09/28/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01 09/28/05 CAMPBELL FUND TRUST MD 3.02 10/01/05 CANCERVAX CORP DE 8.01,9.01 10/03/05 CANGLOBE INTERNATIONAL INC NV 5.02 09/23/05 CANO PETROLEUM, INC 8.01,9.01 10/04/05 CANO PETROLEUM, INC 7.01,9.01 10/04/05 CAPITAL LEASE FUNDING INC 2.02,2.06,9.01 09/30/05 CASEYS GENERAL STORES INC IA 1.01,2.03,9.01 10/03/05 CAVALRY BANCORP INC TN 1.01,9.01 09/30/05 Celanese CORP DE 5.02,9.01 09/30/05 CEPHEID CA 1.01 09/28/05 CERAGENIX PHARMACEUTICALS, INC. DE 1.01 09/28/05 CHARTER COMMUNICATIONS HOLDINGS LLC DE 1.01,2.03,8.01,9.01 09/09/05 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,2.03,8.01,9.01 09/09/05 CHEC FUNDING LLC DE 8.01,9.01 10/04/05 CHESAPEAKE ENERGY CORP OK 1.01,7.01,9.01 10/03/05 CHEVRON CORP DE 5.02,9.01 09/28/05 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD 9.01 08/31/05 CIGNA CORP DE 7.01 10/04/05 CIMAREX ENERGY CO DE 7.01,9.01 10/04/05 CIMETRIX INC NV 1.01,2.01,3.02,8.01,9.01 10/03/05 CIPHERGEN BIOSYSTEMS INC DE 1.01,3.03,9.01 09/30/05 CITIZENS FINANCIAL CORP /KY/ KY 1.01,2.03,9.01 09/28/05 CMGI INC DE 1.01,2.03,9.01 09/30/05 CNL INCOME PROPERTIES INC MD 1.01,8.01,9.01 10/03/05 CO LIQUIDATION, INC. DE 8.01 10/03/05 COASTAL BANKING CO INC SC 2.01,5.02,9.01 10/01/05 COGENT COMMUNICATIONS GROUP INC 5.02 10/04/05 Cole Credit Property Trust II Inc MD 1.01 09/28/05 COLLEGIATE PACIFIC INC DE 9.01 04/01/04 AMEND COLLEGIATE PACIFIC INC DE 9.01 07/26/04 AMEND Columbia Equity Trust, Inc. MD 2.01,7.01,9.01 09/29/05 COMPOSITE TECHNOLOGY CORP NV 1.01,3.02,9.01 10/03/05 COMPUSONICS VIDEO CORP CO 8.01 09/30/05 Comstock Homebuilding Companies, Inc. DE 1.01,2.03 09/28/05 CONCENTRA OPERATING CORP NV 1.01,2.01,7.01,9.01 09/30/05 CONNETICS CORP DE 1.01,9.01 09/30/05 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03,9.01 09/30/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 10/03/05 CORDIA CORP NV 8.01 10/04/05 COTT CORP /CN/ 2.05,2.06,5.02,9.01 09/28/05 COVALENT GROUP INC NV 1.01,1.02,9.01 09/28/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 10/04/05 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 10/03/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 09/26/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 09/26/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 09/26/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 09/26/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 09/26/05 CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 09/25/05 CSFB HOME EQUITY PASS-THROUGH CERTIFI DE 8.01,9.01 09/25/05 CTI GROUP HOLDINGS INC DE 1.01 09/29/05 CWALT INC 8.01,9.01 09/30/05 CWALT INC 8.01,9.01 10/03/05 CYBER MERCHANTS EXCHANGE INC CA 3.02,5.01,5.02,8.01,9.01 09/30/05 CYTEC INDUSTRIES INC/DE/ DE 8.01,9.01 09/29/05 CYTOGEN CORP DE 2.02,9.01 10/04/05 D&E COMMUNICATIONS INC PA 5.02,9.01 10/04/05 Deerfield Triarc Capital Corp 1.01,2.03,7.01,9.01 09/29/05 DEL MONTE FOODS CO DE 1.01,9.01 09/29/05 DELTA AIR LINES INC /DE/ DE 5.02 10/03/05 DEPARTMENT 56 INC DE 1.01,5.02,9.01 09/28/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 09/26/05 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01 09/30/05 DEX MEDIA INC DE 8.01,9.01 10/03/05 DEX MEDIA INC DE 8.01,9.01 10/03/05 DEX MEDIA INC DE 8.01,9.01 10/03/05 DIGITAL LIFESTYLES GROUP INC DE 1.01,3.02,9.01 09/29/05 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 09/29/05 DIGITAL RECORDERS INC NC 7.01,9.01 10/04/05 DIOMED HOLDINGS INC NV 1.01,3.02,3.03,5.03,9.01 09/30/05 DIONEX CORP /DE CA 3.01,9.01 09/30/05 DOANE PET CARE CO DE 2.05,2.06,7.01,9.01 09/28/05 DONALDSON CO INC DE 1.01 10/04/05 DONALDSON CO INC DE 1.01 09/30/05 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 1.02 09/28/05 DRESSER INC DE 1.01,5.05,9.01 09/29/05 Eagle Hospitality Properties Trust, I MD 8.01,9.01 10/03/05 EDISON INTERNATIONAL CA 1.01,9.01 09/28/05 EMC INSURANCE GROUP INC IA 1.01,9.01 09/29/05 EMC INSURANCE GROUP INC IA 1.01,9.01 09/29/05 EMC INSURANCE GROUP INC IA 1.01,9.01 09/29/05 Emrise CORP DE 1.01,2.01,9.01 09/02/05 AMEND ENDURANCE SPECIALTY HOLDINGS LTD 8.01 10/04/05 ENTERGY CORP /DE/ DE 2.03,5.02,8.01 09/28/05 ENTRAVISION COMMUNICATIONS CORP DE 1.01,1.02,2.03,9.01 09/29/05 EPICUS COMMUNICATIONS GROUP INC FL 8.01,9.01 10/04/05 EQUIFAX INC GA 7.01 08/22/05 EXCO RESOURCES INC TX 1.01,5.01,5.02,7.01 08/29/05 AMEND FAMILY DOLLAR STORES INC DE 1.01,9.01 10/03/05 FBR Securitization Trust 2005-1 8.01,9.01 09/28/05 Federal Home Loan Bank of New York X1 2.03,7.01,8.01,9.01 09/28/05 Federal Home Loan Bank of San Francis X1 2.03 10/04/05 FERRELLGAS PARTNERS L P DE 7.01 10/04/05 FINANCIAL ASSET SECURITIES CORP DE 9.01 09/30/05 FINANCIAL INDUSTRIES CORP TX 1.01,1.02,5.02,7.01,9.01 10/03/05 FIRST FRANKLIN MORTGAGE LOAN TRUST, S DE 8.01,9.01 09/26/05 First Franklin Mortgage Loan Trust, S DE 8.01,9.01 09/25/05 FIRST UNION COMMERCIAL MORTGAGE SECUR NC 8.01,9.01 09/18/05 FLOW INTERNATIONAL CORP WA 1.01,7.01,9.01 09/30/05 FLUOR CORP DE 8.01,9.01 09/29/05 FNB CORP \VA\ VA 1.01 09/30/05 FOCUS ENHANCEMENTS INC DE 1.01,5.03,7.01,8.01,9.01 09/28/05 FONIX CORP DE 1.02 09/28/05 FORE HOLDINGS LLC 8.01,9.01 09/29/05 FORTUNE BRANDS INC DE 8.01,9.01 09/30/05 FOX & HOUND RESTAURANT GROUP DE 2.02 10/03/05 FOX & HOUND RESTAURANT GROUP DE 1.01,9.01 10/04/05 Franchise Capital Corp. NV 5.02,9.01 10/03/05 FRANKLIN LAKE RESOURCES INC /NV NV 9.01 09/29/05 AMEND FRANKLIN RESOURCES INC DE 1.01,9.01 09/28/05 FREQUENCY ELECTRONICS INC DE 1.01 09/29/05 FRESH BRANDS INC 1.01,9.01 09/28/05 FX ENERGY INC NV 7.01,9.01 10/04/05 GALAXY NUTRITIONAL FOODS INC DE 2.03,3.02,9.01 09/28/05 GATEWAY INC DE 1.01 09/28/05 GATX CORP NY 5.02,5.03,9.01 10/03/05 GENOMIC HEALTH INC 3.02 10/04/05 GENTIVA HEALTH SERVICES INC DE 1.01 09/29/05 GENZYME CORP MA 8.01 09/29/05 GEOGLOBAL RESOURCES INC DE 9.01 10/03/05 GEORGIA GULF CORP /DE/ DE 1.01,2.03,9.01 09/30/05 GEORGIA PACIFIC CORP GA 2.05,2.06,9.01 09/29/05 GEOTEC THERMAL GENERATORS INC FL 1.02 10/03/05 GERMAN AMERICAN BANCORP IN 8.01,9.01 10/01/05 GEVITY HR INC FL 1.01 10/04/05 GMX RESOURCES INC OK 7.01,9.01 10/04/05 GOLDEN GRAIN ENERGY 7.01,9.01 10/04/05 GOVERNMENT PROPERTIES TRUST INC 2.01,9.01 10/04/05 GreenPoint MTA Trust 2005-AR2 DE 8.01,9.01 09/26/05 GreenPoint MTA Trust 2005-AR3 DE 8.01,9.01 09/26/05 GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 09/26/05 Gregg Appliances Inc 8.01,9.01 09/30/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 09/30/05 GSAA Home Equity Trust 2005-3 DE 8.01,9.01 09/26/05 GSAA Home Equity Trust 2005-7 DE 8.01,9.01 09/26/05 GSR Mortgage Loan Trust 2005-AR1 DE 8.01,9.01 09/26/05 GSR Mortgage Loan Trust 2005-AR4 DE 8.01,9.01 09/26/05 HALIFAX CORP VA 8.01,9.01 10/04/05 HANCOCK HOLDING CO MS 8.01,9.01 10/03/05 HARTFORD LIFE INSURANCE CO CT 9.01 10/04/05 HAWAIIAN HOLDINGS INC DE 5.02,5.03,9.01 09/29/05 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01 10/04/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 10/04/05 HILB ROGAL & HOBBS CO VA 5.02,9.01 09/29/05 HOME DIRECTOR INC DE 1.03 09/28/05 Home Equity Asset Trust 2005-4 DE 8.01,9.01 09/25/05 HomeBanc Mortgage Trust 2005-3 DE 8.01,9.01 09/26/05 HOOKER FURNITURE CORP VA 2.02,5.02,9.01 09/28/05 HOOPER HOLMES INC NY 1.01 10/03/05 HPL TECHNOLOGIES INC DE 1.01,9.01 10/02/05 HUTTIG BUILDING PRODUCTS INC DE 1.01,5.03,9.01 09/28/05 I SECTOR CORP DE 8.01 10/03/05 I SECTOR CORP DE 1.01,9.01 10/03/05 I2 TECHNOLOGIES INC DE 1.01,5.02,9.01 10/03/05 IDM PHARMA, INC. DE 1.01,9.01 09/28/05 ILX RESORTS INC AZ 1.01,2.01,7.01,9.01 10/03/05 IMH Assets Corp., Collateralized Asse 8.01,9.01 09/26/05 IMPAC Secured Assets Corp. Mortgage P CA 8.01,9.01 09/26/05 INDUS INTERNATIONAL INC DE 1.01,1.02,9.01 10/01/05 INDYMAC MBS INC 8.01,9.01 09/30/05 INFOTEC BUSINESS SYSTEMS INC NV 1.01,2.01,8.01,9.01 09/30/05 INFOTECH USA INC DE 1.01,9.01 09/23/05 AMEND INTERNET CAPITAL GROUP INC DE 2.01,8.01,9.01 09/30/05 INTRAWARE INC DE 2.02,9.01 10/04/05 INVERNESS MEDICAL INNOVATIONS INC DE 1.01,2.03,8.01,9.01 09/29/05 IRWIN FINANCIAL CORP IN 8.01,9.01 10/04/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 09/26/05 ISOLAGEN INC DE 5.02,8.01,9.01 10/03/05 J P MORGAN CHASE & CO DE 1.01,9.01 09/28/05 JANE BUTEL CORP 5.02,9.01 09/30/05 JCM PARTNERS LLC DE 8.01 09/28/05 KFX INC DE 7.01,8.01,9.01 10/03/05 KFX INC DE 1.01,5.02 09/28/05 KNOLL INC DE 1.01,2.03,9.01 10/03/05 KODIAK ENERGY, INC. DE 5.02 10/03/05 KOHLS CORPORATION WI 4.01,9.01 09/28/05 LA-Z-BOY INC MI 8.01 10/04/05 LAYNE CHRISTENSEN CO DE 1.01,2.01,2.03,3.02,5.02,9.01 09/28/05 LCC INTERNATIONAL INC DE 1.01,3.02,5.02,9.01 10/04/05 LEHMAN BROTHERS HOLDINGS INC DE 9.01 09/30/05 LEXMARK INTERNATIONAL INC /KY/ DE 7.01,9.01 10/04/05 LIBBEY INC DE 1.01 09/30/05 LIGAND PHARMACEUTICALS INC DE 8.01,9.01 10/03/05 LIGHTBRIDGE INC DE 2.05,2.06 09/28/05 LINCOLN INTERNATIONAL CORP KY 1.01 10/04/05 LYNCH CORP IN 1.01,9.01 09/30/05 LYONDELL CHEMICAL CO DE 8.01,9.01 10/04/05 Macquarie Infrastructure CO Trust DE 2.01,9.01 10/03/05 Macquarie Infrastructure CO Trust DE 2.01,9.01 10/04/05 AMEND MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 10/04/05 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,3.02 09/27/05 MATRIX SERVICE CO DE 1.01,3.02,9.01 10/03/05 MAXUS REALTY TRUST INC MO 2.01,9.01 07/01/05 AMEND MBT FINANCIAL CORP MI 2.02,9.01 10/03/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 10/04/05 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 10/03/05 MERCER INSURANCE GROUP INC PA 2.01,9.01 10/01/05 MERCURY INTERACTIVE CORP DE 2.02,8.01,9.01 10/04/05 MERRILL LYNCH & CO INC DE 8.01,9.01 10/04/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/26/05 MEXICAN RESTAURANTS INC TX 8.01,9.01 10/03/05 MGP INGREDIENTS INC KS 2.03,8.01 09/29/05 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 10/04/05 MIDDLEBURG FINANCIAL CORP VA 5.03,9.01 09/28/05 MIPS TECHNOLOGIES INC DE 2.02 10/04/05 MONEY CENTERS OF AMERICA, INC. DE 2.03 10/04/05 MONOLITHIC SYSTEM TECHNOLOGY INC CA 1.01 09/28/05 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 09/26/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 9.01 09/28/05 MortgageIT Holdings, Inc. MD 2.02,7.01,8.01,9.01 10/04/05 MOSAIC CO 2.02,9.01 10/03/05 MOTIVE INC DE 2.02,9.01 10/04/05 MOTOROLA INC DE 2.05 09/30/05 NACCO INDUSTRIES INC DE 1.01,9.01 09/29/05 Nalco Finance Holdings LLC 8.01,9.01 10/04/05 Nalco Holding CO 8.01,9.01 10/04/05 Nalco Holdings LLC DE 8.01,9.01 10/04/05 NATIONAL COAL CORP FL 1.01,5.02,9.01 09/28/05 NAVISTAR INTERNATIONAL CORP DE 1.01,5.02,9.01 10/04/05 NCR CORP MD 1.01 09/28/05 New York Mortgage Trust 2005-2 DE 8.01,9.01 10/04/05 NEWS CORP 8.01,9.01 10/04/05 NEXT INC/TN DE 1.01 09/30/05 NMHG HOLDING CO DE 1.01,9.01 09/29/05 NNN 2002 VALUE FUND LLC 2.01 09/30/05 NOBLE ENERGY INC DE 5.02 09/30/05 NORTHLAND CRANBERRIES INC /WI/ WI 1.01,2.01,9.01 09/28/05 NORTHWEST AIRLINES CORP DE 7.01,9.01 10/04/05 NOVELL INC DE 7.01,9.01 10/03/05 NOVOSTE CORP /FL/ FL 1.02,9.01 09/26/05 NTS MORTGAGE INCOME FUND DE 7.01,9.01 10/04/05 NUTRACEA CA 1.01,2.01,3.02,5.02,9.01 09/28/05 NYER MEDICAL GROUP INC FL 5.02 10/04/05 O2DIESEL CORP 1.01,3.02,9.01 09/28/05 OLD NATIONAL BANCORP /IN/ IN 7.01,9.01 09/30/05 OLIN CORP VA 7.01,9.01 10/04/05 ONEOK INC /NEW/ OK 8.01,9.01 10/04/05 PACIFICORP /OR/ OR 8.01 09/30/05 PENN NATIONAL GAMING INC PA 1.01,2.01,2.03,8.01,9.01 10/03/05 PEROT SYSTEMS CORP DE 1.01,9.01 09/28/05 PETROSEARCH ENERGY CORP 1.01,9.01 09/29/05 PIONEER OIL & GAS UT 8.01 10/04/05 PLANTRONICS INC /CA/ DE 2.02,8.01,9.01 10/04/05 POST PROPERTIES INC GA 5.02,9.01 09/29/05 POSTER FINANCIAL GROUP INC NV 1.01,1.02,2.01,5.01,5.02,9.01 09/27/05 POWER ONE INC DE 8.01,9.01 10/03/05 PRE PAID LEGAL SERVICES INC OK 2.02,9.01 09/30/05 PRENTISS PROPERTIES TRUST/MD 1.01,3.03,9.01 10/03/05 Prescient Applied Intelligence, Inc. DE 5.02 10/02/05 PRIMEDIA INC DE 1.01,2.03,8.01,9.01 10/04/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST 8.01,9.01 10/03/05 Principal Life Income Fundings Trust DE 8.01,9.01 10/03/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/03/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/03/05 PROCTER & GAMBLE CO OH 2.01 06/30/05 PRUDENTIAL FINANCIAL INC NJ 2.03 09/30/05 PS BUSINESS PARKS INC/CA CA 7.01,9.01 10/03/05 PUGET ENERGY INC /WA WA 7.01 10/04/05 PUMA Global Trust No. 2 DE 8.01,9.01 09/22/05 QMED INC DE 2.02,9.01 09/30/05 QUOVADX INC DE 1.01,9.01 09/30/05 R F INDUSTRIES LTD NV 1.01,9.01 09/28/05 R H DONNELLEY CORP DE 7.01,9.01 10/03/05 RAILAMERICA INC /DE DE 1.01,2.01,2.03,9.01 09/30/05 RAPTOR NETWORKS TECHNOLOGY INC 3.02 09/30/05 RAYONIER INC NC 8.01,9.01 10/04/05 RBC Bearings INC 5.02,9.01 09/30/05 REEBOK INTERNATIONAL LTD MA 8.01,9.01 10/04/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 08/03/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 10/03/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 10/03/05 Rock-Tenn CO GA 2.05,9.01 10/04/05 ROO GROUP INC DE 5.03,9.01 09/30/05 ROUNDYS SUPERMARKETS INC WI 8.01,9.01 10/03/05 SAFETY COMPONENTS INTERNATIONAL INC DE 8.01 09/23/05 SALISBURY BANCORP INC CT 5.05 08/26/05 AMEND SALIX PHARMACEUTICALS LTD 5.02 09/30/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 09/25/05 SCHICK TECHNOLOGIES INC DE 5.02 09/28/05 SCP POOL CORP DE 2.01,7.01,9.01 10/03/05 Seneca Gaming Corp XX 8.01,9.01 10/04/05 SERVICE 1ST BANCORP CA 8.01,9.01 10/03/05 AMEND SHAW GROUP INC LA 1.01,9.01 10/03/05 SHOE PAVILION INC DE 1.01,3.02,9.01 10/03/05 SHOPKO STORES INC WI 8.01,9.01 09/30/05 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 10/03/05 SIFCO INDUSTRIES INC OH 1.01,2.03,9.01 09/29/05 SILVER STAR ENERGY INC 1.01,9.01 08/10/05 SIRVA INC DE 1.01,9.01 09/30/05 SLC Student Loan Trust 2005-2 DE 1.01,2.01,9.01 09/28/05 SMALL WORLD KIDS INC UT 1.01,3.02,9.01 09/30/05 SoftBrands, Inc. DE 1.01,5.02,7.01,9.01 09/28/05 SPECIALTY LABORATORIES INC 1.01,9.01 09/28/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 5.02,5.03,7.01,9.01 10/04/05 SPRINT NEXTEL CORP KS 8.01,9.01 08/17/05 AMEND STAGE STORES INC NV 8.01,9.01 09/30/05 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01 10/04/05 STRATUS SERVICES GROUP INC DE 1.01 09/29/05 STRATUS SERVICES GROUP INC DE 1.01 09/15/05 AMEND STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 09/25/05 SUPERCONDUCTOR TECHNOLOGIES INC 3.01,9.01 10/04/05 SYKES ENTERPRISES INC FL 2.02,9.01 10/04/05 SYNOVIS LIFE TECHNOLOGIES INC MN 1.01 09/30/05 TARGET CORP MN 5.02 10/01/05 TEMPUR PEDIC INTERNATIONAL INC DE 1.01 10/04/05 TIDELANDS BANCSHARES INC 5.02 10/03/05 TIMCO AVIATION SERVICES INC DE 1.01,5.02,7.01,9.01 09/28/05 TIMELINE INC WA 2.01,9.01 07/20/05 AMEND TODCO DE 7.01,9.01 10/04/05 TORVEC INC NY 8.01 10/04/05 TRADESTREAM GLOBAL CORP. DE 1.01,1.02,2.01,5.03,8.01,9.01 09/29/05 Trust, Asset Backed Notes DE 8.01,9.01 07/15/04 ULTRASTRIP SYSTEMS INC FL 5.02,8.01 09/28/05 UNIT CORP DE 5.02,7.01,9.01 10/03/05 URANERZ ENERGY CORP. NV 8.01 08/29/05 URANERZ ENERGY CORP. NV 1.01,1.02 10/03/05 URBAN TELEVISION NETWORK CORP NV 1.01,9.01 09/30/05 USAA ACCEPTANCE LLC 8.01,9.01 09/30/05 UTEK CORP 1.01,9.01 09/27/05 UWHARRIE CAPITAL CORP NC 8.01,9.01 10/03/05 VALUEVISION MEDIA INC MN 8.01,9.01 10/03/05 VESTA INSURANCE GROUP INC DE 8.01,9.01 10/04/05 VILLAGE SUPER MARKET INC NJ 7.01,9.01 10/04/05 WAKO LOGISTICS GROUP INC 8.01 09/30/05 WAL MART STORES INC DE 1.01,5.02,9.01 09/28/05 WaMu Asset Acceptance Corp. DE 9.01 10/03/05 WASHINGTON MUTUAL INC WA 8.01,9.01 10/01/05 WASTE CONNECTIONS INC/DE DE 1.01 09/30/05 WATSON WYATT & CO HOLDINGS DE 1.01,9.01 09/28/05 WEIDER NUTRITION INTERNATIONAL INC DE 2.02,9.01 10/04/05 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 09/28/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/26/05 WESCO INTERNATIONAL INC DE 1.01,1.02,2.01,2.03,9.01 09/28/05 WESTAR ENERGY INC /KS KS 7.01 10/03/05 WESTERN GAS RESOURCES INC DE 7.01,9.01 10/04/05 WEYERHAEUSER CO WA 7.01 10/04/05 WHITEHALL JEWELLERS INC DE 8.01,9.01 10/04/05 WILLIAMS SCOTSMAN INTERNATIONAL INC DE 1.01,2.03 09/29/05 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 10/04/05 ZANETT INC DE 8.01 10/04/05